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Contributor profiles Marsh 1166 Avenue of the Americas New York, NY 10036-2774 United States Tel + 1 212 345 6000 www.marsh.com Dennis Kearns Managing Director, Financial & Professional Liability Practice dennis.kearns@marsh.com Dennis Kearns is a managing director and manager of the Claims Advocacy Group for Marsh’s Financial and Professional Liability Practice, specializing in complex coverage and claims issues concerning directors and officers liability, employment practices liability, fiduciary liability, and professional liability insurance. Dennis leads a team of 11 lawyers serving as claims advocates for Marsh clients and works extensively with advisory brokers and clients on policy language, manuscript endorsements, and other legal issues regarding the structure and placement of management liability insurance. Prior to joining Marsh in 2011, Dennis spent 11 years at Chubb, serving as an executive underwriter, underwriting counsel, and coverage counsel. He also served as a senior attorney in Chubb’s claims department, providing insurance coverage advice on personal and commercial insurance policies and monitoring coverage litigation. Dennis previously served as underwriting counsel and held several positions in the claims department at AIG, where he was responsible for adjusting high-end exposure claims under multimedia, corporate, miscellaneous, and Internet professional liability polices. Admitted to practice law in 1993, Dennis has also held positions in private and public legal practice and has served as an adjunct professor. He has served as a speaker and panelist at several seminars on directors and officers liability insurance topics, including events sponsored by RIMS and the American Conference Institute. 99 High St Boston, MA 02116 United States Tel + 1 617 385 0200 David Hong Managing Director, Financial & Professional Liability Practice New York, NY david.hong@marsh.com David Hong is the U.S. Placement leader and a senior advisor in Marsh’s Financial and Professional Liability Practice. In his role as an advisor, he assists clients on the evaluation and design of risktransfer solutions that address financial and professional exposures, including directors and officers, errors and omissions, employment practices and fiduciary- and crime-related products. Mr. Hong is recognized for his technical expertise in risk-profile evaluation, coverage analysis and related securities compliance and corporate governance issues. He advises a variety of publicly traded U.S. and multinational companies that have D&O insurance programs supported in the U.S., European and Bermuda marketplace. Prior to joining Marsh in 2004, he was a securities attorney for nine years in New York and San Francisco, focusing on mergers and acquisitions, public and private debt and equity placements, corporate governance and securities compliance. In his nine years as a securities lawyer, Mr. Hong has been the general counsel for a software and communications company and was an attorney with Morrison & Foerster LLP. He has represented a broad base of clients in industries including technology, aerospace and defense, mining, consumer products, transportation and power and energy. He holds a JD degree from Georgetown University Law Center and a BA from Columbia University. 345 California Street, Suite 1300 San Francisco, CA 94104-2679 United States Tel +1 415 743 8000 Susan Ott Vice President, Private Client Services San Francisco susan.ott@marsh.com Susan Ott directs asset protection consulting and insurance services offered to affluent individuals and families. Her 25 years of extensive risk management experience provides her with unique insight into delivering tailored client solutions that help protect wealth as well as physical assets. Prior to rejoining Marsh in 2011, Susan worked as the managing director of Personal Insurance for another Bay Area brokerage. She has been a featured speaker at several industry conferences and wealth management events, including the Risk & Insurance Management Society (RIMS), the Family Firm Institute (FFI) and the Family Office Exchange (FOX). Ms. Ott is a graduate of the University of San Francisco with a BS in business administration and a master’s in human resources and organization development. She also holds the designation of Associate in Risk Management (ARM) from the Insurance Institute of America. 126 NYSE IPO Guide
Contributor profiles Morrow & Co., LLC 470 West Avenue Stamford, CT 06902 United States Tel + 1 203 658 9400 www.morrowco.com Frederick J. Marquardt Senior Managing Director fmarquardt@morrowco.com Fred Marquardt is a senior managing director of Morrow & Co., LLC, a prominent proxy solicitation and corporate governance consulting firm. Mr. Marquardt has over 35 years of experience in the industry and regularly works with both domestic U.S. and foreign corporations on annual and special shareholder meetings, consent solicitation, tender and exchange offers and governance consulting work. He works closely with a team of experienced individuals in providing clients with the timely information on strategic engagement with investors and corporate governance advice. Before joining Morrow in 1991, Mr. Marquardt was senior vice president at The Carter Organization, Inc., having served as the head of the Proxy Solicitation Group. Mr. Marquardt is a frequent speaker on proxy solicitation and governance topics to industry groups, law firms and professional organizations, both in the United States and abroad. He earned a BA from Queens College of the City University of New York and an MBA in finance from St. John’s University. RR Donnelley 111 South Wacker Drive Chicago, IL 60606-4301 United States Tel + 1 312 326 8000 www.rrdonnelley.com Mr. Thomas F. Juhase President, Financial Services Group Tom Juhase was named president of RR Donnelley’s Financial Services Group in 2004. The Financial Services Group consists of Global Document Solutions, Business Communication Solutions, Global Investment Markets, Global Capital Markets, Global Real Estate Services, Global Translations and Multilingual Communications Services, Global Outsourcing Services and Legacy EDGR Data and Analytics Business, now RRD Data and Analytics. Mr. Juhase joined RR Donnelley & Sons in 1991 as managing director of European Capital Markets based in London. In 1996, he became managing director of International Sales and Operations for the business unit until 1999, when he became managing director and vice president of sales for RR Donnelley Financial in the United States. He later served as RR Donnelley Financial Services Group senior vice president of sales and service delivery until 2004. He is based in New York City. Prior to joining RR Donnelley, Mr. Juhase spent several years in a variety of sales and general management positions within the financial printing and document services industry. He earned a BS degree from Seton Hall University and a MBA from the University of Miami. NYSE IPO Guide 127
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