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Appendices<br />
Appendix I continued<br />
Additional considerations<br />
In addition to meeting the minimum numerical standards listed<br />
above, other factors must necessarily be considered. The<br />
company must be a going concern or be the successor to a<br />
going concern.<br />
The NYSE has broad discretion regarding the listing of a<br />
company. The NYSE is committed to listing only those companies<br />
that are suitable for auction market trading and that are eligible for<br />
trading on the NYSE. Thus, the NYSE may deny listing or apply<br />
additional or more stringent criteria based on any event, condition,<br />
or circumstance that makes the listing of the company inadvisable<br />
or unwarranted in the opinion of the NYSE. Such determination can<br />
be made even if the company meets the quantitative standards set<br />
forth above.<br />
NYSE IPO Guide<br />
111