Begin with the End in Mind: A Records Management & Archives ...
Begin with the End in Mind: A Records Management & Archives ... Begin with the End in Mind: A Records Management & Archives ...
4.3 Legislative Records: Creation and Active Use Although there are 181 Texas state representatives—each with different constituencies, varying numbers of staff and multiple district and Capitol offices—all state legislators carry out common functions. This makes the task of records management easier because one way to manage records is by function. These functions easily translate into records series, defined as "a group of similar records that are arranged according to a filing system and that are related as the result of being created, received or used in the same activity." There are four main functions for elected state representatives, each of which generates specific types of records: ‣ Legislative Activities ‣ Constituent Services ‣ Press and Public Relations ‣ Office Administration The Records Retention Schedule may not classify some of the records created in support of these functions as archival; therefore, the Texas State Archives does not require their transfer. As the records life cycle demonstrates, however, these records still require a final disposition action (possibly destruction), so please refer to the Records Retention Schedule for guidance in handling such records. The charts on the following pages will aid in identifying and managing these records. Specifically, the charts: list only the records that are required to be transferred to the Texas State Archives. describe the four legislative functions. describe the type of records and "files series" that are created in support of the function. 16
Function: LEGISLATIVE ACTIVITIES/ LEGISLATIVE WORKING FILES The records created in support of this function directly facilitate the tasks the legislator was elected to carry out. They reveal what is important to citizens of Texas at a point in time. Legislative files provide evidence of the responsibilities and activities of Texas State legislators and legislative committees and enable the citizens of Texas to hold their elected representatives accountable. BUSINESS PROCESSES RECORDS SERIES EXAMPLES RECORDS MANAGEMENT SUGGESTIONS Tasks associated are the central function of a legislative office and include: Assisting with the development of policy positions and legislative initiatives. Monitoring legislative issues and tracking them in committees. Researching and writing position papers. Maintaining voting, attendance, legislative activities and reports. Correspondence and E-mail Letters and attachments passing between the legislators and state, federal and local officials and employees, state and federal agencies, private and nonprofit organizations, citizens of Texas and the public at large. The correspondence may respond to legislative requests for information, request assistance from a legislator, or express opinions or concerns regarding proposed or pending legislation, or state, local or national issues. Correspondence and E-mail Many offices establish a central file for incoming letters. These letters should be logged into the Correspondence Management System, indexed according to the subject of the letter, and assigned a system-generated index number used for filing. Original letters should be retained. Offices should generate and maintain a list of common subject and indexing terms in order to maintain consistency. The office should electronically backup the CMS files and run reports each legislative session. E-mail messages should be logged into the Correspondence Management System, printed onto paper, and filed similarly to letters. 17
- Page 3 and 4: Table of Contents Introduction Your
- Page 5 and 6: Introduction Your Records are Impor
- Page 7 and 8: Archives and Information Services D
- Page 9 and 10: Your records are unique, just as yo
- Page 11 and 12: Creation of Records • Legislator
- Page 13 and 14: Electronic Records Born-digital rec
- Page 15: Please visit the Texas State Librar
- Page 19 and 20: RECORDS SERIES EXAMPLES Committee a
- Page 21 and 22: Function: CONSTITUENT SERVICES The
- Page 23 and 24: Function: PRESS and PUBLIC RELATION
- Page 25 and 26: 4.4 Maintenance Adequate storage sp
- Page 27 and 28: Senate The records of state senator
- Page 29 and 30: 5.2.1.2.b Preparing records for sto
- Page 31 and 32: 5.2.2 For records being held at the
- Page 33 and 34: 5.3.2 Public disclosure and confide
- Page 35 and 36: Texas Stories Chapter 6 Archival Cu
- Page 37 and 38: Whenever possible, archivists try t
- Page 39 and 40: excepted information, and if the pa
- Page 41 and 42: Appendix A Contacts-at-a-Glance Jel
- Page 43 and 44: Legislative Reference Library State
- Page 45 and 46: Numbering Boxes for Pick-up and Sto
- Page 47 and 48: Appendix C Regional Historical Reso
- Page 49 and 50: Tarleton State University Dick Smit
- Page 51 and 52: University of Texas of the Permian
- Page 53 and 54: Statement of Intent under Texas Gov
- Page 55 and 56: Statement of Intent under Texas Gov
- Page 57 and 58: Appendix E Bibliography The followi
- Page 59: Appendix F About this manual Amy E.
4.3 Legislative <strong>Records</strong>: Creation and Active Use<br />
Although <strong>the</strong>re are 181 Texas state representatives—each <strong>with</strong> different constituencies,<br />
vary<strong>in</strong>g numbers of staff and multiple district and Capitol offices—all state legislators carry<br />
out common functions. This makes <strong>the</strong> task of records management easier because one way to<br />
manage records is by function. These functions easily translate <strong>in</strong>to records series, def<strong>in</strong>ed<br />
as "a group of similar records that are arranged accord<strong>in</strong>g to a fil<strong>in</strong>g system and that are<br />
related as <strong>the</strong> result of be<strong>in</strong>g created, received or used <strong>in</strong> <strong>the</strong> same activity."<br />
There are four ma<strong>in</strong> functions for elected state representatives, each of which generates<br />
specific types of records:<br />
‣ Legislative Activities<br />
‣ Constituent Services<br />
‣ Press and Public Relations<br />
‣ Office Adm<strong>in</strong>istration<br />
The <strong>Records</strong> Retention Schedule may not classify some of <strong>the</strong> records created <strong>in</strong> support of<br />
<strong>the</strong>se functions as archival; <strong>the</strong>refore, <strong>the</strong> Texas State <strong>Archives</strong> does not require <strong>the</strong>ir transfer.<br />
As <strong>the</strong> records life cycle demonstrates, however, <strong>the</strong>se records still require a f<strong>in</strong>al disposition<br />
action (possibly destruction), so please refer to <strong>the</strong> <strong>Records</strong> Retention Schedule for guidance<br />
<strong>in</strong> handl<strong>in</strong>g such records.<br />
The charts on <strong>the</strong> follow<strong>in</strong>g pages will aid <strong>in</strong> identify<strong>in</strong>g and manag<strong>in</strong>g <strong>the</strong>se records.<br />
Specifically, <strong>the</strong> charts:<br />
list only <strong>the</strong> records that are required to be transferred to <strong>the</strong> Texas State <strong>Archives</strong>.<br />
describe <strong>the</strong> four legislative functions.<br />
describe <strong>the</strong> type of records and "files series" that are created <strong>in</strong> support of <strong>the</strong><br />
function.<br />
16