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Begin with the End in Mind: A Records Management & Archives ...

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Chapter 3<br />

What is a Record?<br />

A record conta<strong>in</strong>s <strong>in</strong>formation that documents a transaction and serves as evidence of an<br />

event or process. A record has value based on circumstances surround<strong>in</strong>g its "creation, <strong>the</strong><br />

activity that it supports and <strong>the</strong> legal and adm<strong>in</strong>istrative matters surround<strong>in</strong>g its orig<strong>in</strong>ation<br />

and ma<strong>in</strong>tenance."<br />

All records, no matter <strong>the</strong> format, conta<strong>in</strong> basic elements:<br />

structure – <strong>the</strong> form of <strong>the</strong> document<br />

content – <strong>the</strong> <strong>in</strong>formation conta<strong>in</strong>ed <strong>with</strong><strong>in</strong> <strong>the</strong> document<br />

context – <strong>the</strong> document's relationship to <strong>the</strong> legislator and staff, its function and o<strong>the</strong>r<br />

records<br />

Because records derive from bus<strong>in</strong>ess processes, societal <strong>in</strong>stitutions regard certa<strong>in</strong> records<br />

<strong>with</strong> a high level of trust and have faith <strong>in</strong> <strong>the</strong>ir ability to provide evidence of events,<br />

processes and facts. This presumption is based on a record's <strong>in</strong>tr<strong>in</strong>sic au<strong>the</strong>nticity and<br />

reliability.<br />

3.1 Creation and Use<br />

Individuals create records out of necessity. <strong>Records</strong> are <strong>the</strong> result of specific activities that<br />

serve a larger purpose. Once that purpose has been fulfilled and <strong>the</strong> activities associated <strong>with</strong><br />

it are complete, <strong>the</strong> record may be reta<strong>in</strong>ed for a limited time to serve as a rem<strong>in</strong>der of <strong>the</strong><br />

event, provide proof that an event took place or provide evidence of compliance. Once those<br />

potential needs expire, <strong>the</strong> record is often destroyed. In rare <strong>in</strong>stances, <strong>the</strong> record is<br />

preserved for o<strong>the</strong>r personal, historical or legal reasons. <strong>Records</strong> managers and archivists<br />

refer to this process as <strong>the</strong> records life cycle.<br />

10

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