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KYKLOS, Vol. 65 – May 2012 – No. 2, 164–178<br />
Biology, Immigration, and Public Policy<br />
Gregory B. Christainsen*<br />
I. INTRODUCTION<br />
What is human nature? To what extent is human behavior determined by biological<br />
factors? To what extent is it influenced by social factors: child-rearing<br />
practices, peer groups, intellectual currents, and public policies? Much debate on<br />
these matters has unfolded since the time of Darwin.<br />
This article discusses modern developments in the fields of <strong>biology</strong>, evolutionary<br />
psychology, psychometrics, and behavioral genetics. Researchers from<br />
many countries have now contributed to this literature. It then refers to related<br />
<strong>immigration</strong> issues and public policies – e.g., the American Head Start program<br />
and European preschool efforts – that have been recommended to improve the<br />
cognitive skills and preference sets of immigrant children.<br />
Section II of the paper surveys perspectives on human nature, starting with<br />
those of Adam Smith and David Hume – two Scottish Enlightenment figures who<br />
influenced the emergence of a distinct discipline known as economics – and<br />
proceeding to those of Darwin’s circle, anthropologist Franz Boas, and more<br />
recent thinkers. Section III highlights some of the major contributions to the<br />
scientific fields referred to above. Section IV discusses the relevance of the<br />
scientific research for <strong>immigration</strong> issues. Section V refers to related research on<br />
preschool education and provides a summary and concluding remarks.<br />
II. HUMAN NATURE<br />
Adam Smith is justly famous in the history of economic thought for maintaining<br />
that human behavior is largely self-interested in nature. In The Theory of Moral<br />
Sentiments (1759/1976) he also highlighted the human capacity for sympathy,<br />
but he had no illusions about the strength of people’s humanitarian inclinations.<br />
* Professor, California State University, East Bay, USA 94542. E-mail: gregory.christainsen@<br />
csueastbay.edu. The author would like to thank participants in the 2011 conference of the Association of<br />
Private Enterprise Education for productive discussions. The journal editors also offered helpful comments.<br />
David Cesarini provided leads to some of the reference material. The usual caveat applies.<br />
164<br />
© 2012 Blackwell Publishing Ltd., 9600 Garsington Road,<br />
Oxford OX4 2DQ, UK and 350 Main Street, Malden, MA 02148, USA
BIOLOGY, IMMIGRATION, AND PUBLIC POLICY<br />
For the most part, Smith’s friend David Hume echoed Smith on human nature,<br />
alleging that people have “limited generosity” (Hayek 1967). Hume also<br />
launched a notorious attack on orthodox religion and the so-called Argument<br />
from Design. According to the argument, the order in the universe cannot be<br />
explained without invoking a Grand Designer, or God. But just as Smith talked<br />
of the market as a self-ordering process, Hume argued that the order in the<br />
universe as a whole does not require a Central Planner. The universe has selfordering<br />
processes of its own (Hume 1779/1990).<br />
Hume went so far as to offer a preview of Charles Darwin’s theory of adaptive<br />
evolution, noting that the “. . . parts in the animals or vegetables and their curious<br />
adjustment to each other” does not require a Designer because he (Hume)<br />
“would fain know how an animal could subsist unless its parts were so adjusted?<br />
Do we not find that it perishes whenever this adjustment ceases, and that its<br />
matter corrupting tries some new form?” Human beings cannot “pretend to an<br />
exemption from the lot of all living animals” (Hayek 1967).<br />
Hume saw the human mind itself as consisting of features selected for in a<br />
process of evolution. For example, we hold dogmatically to common-sense<br />
notions of physics that cannot be proven with absolute certainty – e.g., that<br />
gravity will continue to exist in the near future. If we did not subscribe to such<br />
common-sense notions, we might take actions that would threaten our survival<br />
(e.g., leaving a building via an upstairs window) (Hume 1739–40).<br />
Erasmus Darwin, the grandfather of Charles, was a contemporary of Smith<br />
and Hume and himself a participant in the Enlightenment. His influence on<br />
Charles has been widely accepted by intellectual historians. However, in his<br />
book, On the Origin of Species (1859), Charles Darwin did not refer to the<br />
market order discussed by Adam Smith, nor did he endorse what was later called<br />
“Social Darwinism”. Hume had pointed out long before (Hume 1739–40) that<br />
showing something is the case, does not, in and of itself, tell us what ought to<br />
be the case. For example, if free markets result in huge differences in<br />
wealth between rich and poor, we are not automatically obliged to accept those<br />
differences.<br />
The science of genetics was still primitive at the time of Darwin’s work. His<br />
half-cousin Francis Galton became the world’s leading proponent of the view<br />
that human traits are strongly influenced by heredity. A behavioral geneticist<br />
before “behavioral genetics” existed as a formal academic discipline, Galton<br />
suggested that researchers conduct studies of identical twins as a way to try to<br />
isolate the effects of nature and nurture on outcomes. If, when placed in different<br />
social environments, the twins ended up more or less the same in terms of<br />
intelligence and dispositions, it would suggest a major role for heredity.<br />
However, if the twins turned out to be very different, it would lend support to the<br />
view that factors in the social environment are of greater importance in shaping<br />
people.<br />
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GREGORY B. CHRISTAINSEN<br />
Many commentators today are unaware of how prevalent the hereditarian<br />
viewpoint was in the late 19 th and early 20 th centuries. In the United States 30<br />
states passed laws providing for compulsory sterilization of groups of individuals.<br />
By the time such laws had been enacted, however, socialist and progressive<br />
ideas had already begun to permeate the intellectual classes of Europe and the<br />
US, and these ideas would eventually prevail (at least in a practical sense) on the<br />
question of nature vs. nurture.<br />
Karl Marx, of course, had an enduring influence. He asserted that “the human<br />
essence is no abstraction inherent in each individual. In its reality it is the<br />
ensemble of the social relations.” Marxists have fought hard to keep Darwinian<br />
concepts out of the social realm. Darwinism is thought to offer a quite good<br />
account of the development of non-human species and the evolution of humans’<br />
physical attributes, but the development of human consciousness is thought to<br />
depend on the economic system and the interplay of economic classes. The<br />
human mind can only reach its full potential with the emergence of a classless<br />
society, i.e., communism.<br />
Marxists were thus quite happy to see Darwinism undermine belief in the god<br />
of Christianity, but not the god of communism. The influence of Marxist ideas<br />
concerning the nature of Man remained strong for most of the 20 th century. There<br />
was a downplaying of any independent role for ethnicity (and gender). To be<br />
sure, one might observe differing behaviors from one ethnic group to another, but<br />
this was seen – even by many economists – to be the result of the different social<br />
conditions in which the groups had to operate.<br />
In intellectual circles support for eugenics and for rankings of races on human<br />
traits went out of fashion with the end of Nazism. In the field of anthropology<br />
Franz Boas led the way by even denying the existence of distinct biological<br />
races. Aside from superficial characteristics such as skin and eye color or hair<br />
texture, the idea of “races” was viewed as a purely social construct. The American<br />
Anthropological Association has endorsed this view into the 21 st century.<br />
The victory of the nurturists had far-reaching consequences. If there are no<br />
significant biological differences among races – and no significant differences<br />
between male and female brains – why on average are there very different labor<br />
market outcomes for races and genders? Racist and sexist attitudes and institutions<br />
are typically held responsible.<br />
III. PSYCHOMETRICS, BIOLOGY, EVOLUTIONARY PSYCHOLOGY,<br />
AND BEHAVIORAL GENETICS<br />
It was in this milieu in 1969 that Arthur Jensen dropped a 123-page bomb in the<br />
Harvard Educational Review (Jensen 1969). Jensen argued that (a) there is a<br />
genuine difference in the average intelligence level of whites and blacks, (b)<br />
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BIOLOGY, IMMIGRATION, AND PUBLIC POLICY<br />
compensatory education has little to recommend it as a way of improving<br />
people’s general ability to reason and to learn, and (c) the white-black difference<br />
probably has a genetic component. The backlash against the article was so<br />
intense that Jensen had to be provided security just to help him walk across the<br />
campus at Berkeley 1 .<br />
A similar response confronted Harvard entomologist Edward O. Wilson with<br />
the publication of Socio<strong>biology</strong>: A New Synthesis (Wilson 1975). In Wilson’s case<br />
his sin was to view people’s behavior in biological terms; people are seen as just<br />
another animal species, albeit with more highly developed brains. From a Marxist<br />
perspective, Wilson’s work was an illegitimate extension of Darwinian concepts<br />
into the human realm. Two Marxist colleagues of Wilson, Richard Lewontin and<br />
Stephen Jay Gould, led the charge, with the climactic moment in the struggle being<br />
a conference at which Wilson was doused with a pitcher of water.<br />
Perhaps the most persuasive work to emerge in opposition to a Marxist<br />
perspective has been that of Thomas Bouchard, Sandra Scarr, Robert Plomin<br />
(Plomin et al. 2008), and others in the field of behavioral genetics, with their use<br />
of twin and adoption studies. While Eric Turkheimer in particular has pleaded<br />
with his peers not to underestimate the impact of the social environment, the<br />
findings in the field have been stunning: identical twins separated early in life<br />
nevertheless resemble one another later on in terms of intelligence and personality;<br />
they tend to resemble each other more so than do fraternal twins separated<br />
early in life. Fraternal twins, in turn, even if separated at birth, tend to resemble<br />
each other later in life more so than two people selected at random off the street.<br />
On the other hand, biologically-unrelated adoptees reared in the same family<br />
do not show a clear tendency to resemble one another later in life – despite the<br />
shared environment of their foster parents and the surrounding community. How<br />
could one expect a government program to shape people in a predictable way if<br />
living in a certain family has no predictable (long-term) result?<br />
Most controversially, black adoptees raised in white families ended up scoring<br />
near a typical “black” level on intelligence tests (on average), not at all near a<br />
“white” level; by adulthood, their adoptive parents and the community in which<br />
they were raised counted for essentially nothing as far as general intelligence was<br />
concerned (Weinberg, Scarr, and Waldman 1992) 2 . Less noticed was the finding<br />
1. In a separate work Jensen (1980) spelled out – to the satisfaction of most practitioners in the psychology<br />
profession – the statistical conditions that have to met for tests to be considered unbiased. He went on<br />
to argue that the white-black difference in average test scores cannot be explained by test bias.<br />
Furthermore, controlling for socioeconomic status only marginally affects average racial differences in<br />
the results, and socioeconomic status itself depends on intelligence, among other factors (Jensen 1998).<br />
2. It is true that the authors of the study suggested that its results could be due to factors in the social<br />
environment. Black children raised in white households might be treated differently than white children,<br />
not only by their adoptive parents, but also by members of the surrounding community. They also said<br />
that the results may have been confounded by preadoption influences. Note, however, that the measured<br />
IQs of the adopted black children originally were found to be higher than the average for black children,<br />
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GREGORY B. CHRISTAINSEN<br />
from formal personality testing (DeBerry 1991) that, relative to whites, the black<br />
adoptees were also inclined (on average) to be impulsive, extroverted, aggressive,<br />
rebellious, and hedonistic.<br />
In sharp contrast, East Asians growing up in white households in the US and<br />
Belgium have tended to score considerably above the white mean in terms of<br />
intelligence (Winick, Meyer, and Harris 1975; Clark and Hanisee 1982; Frydman<br />
and Lynn 1989). East Asians, or at least the Chinese among them, also tend to be<br />
relatively quiescent independently of their child-rearing environment and have<br />
less variable heart rates (Kagan, Resnick, and Snidman 1988).<br />
While not subscribing to a genetic view of racial differences in average<br />
intelligence or personality, Turkheimer (2000, 2011) has endorsed a stillprovocative<br />
set of “laws of behavioral genetics”: (1) all human behavioral traits<br />
are heritable; (2) by adulthood, the effect of being raised in the same family is<br />
smaller than the effect of genes; and (3) a substantial portion of the variation in<br />
complex behavioral traits is not accounted for by either genetic inheritance or<br />
families. For Turkheimer “the bottom-line is that everything is heritable, an<br />
outcome that has taken all sides of the nature-nurture debate by surprise”<br />
[emphasis added]. Happiness (De Neve et al. 2011, Nettle 2011), religiosity,<br />
homosexuality, general political orientation (Settle et al. 2010) – they all have a<br />
genetic component.<br />
Most studies have found personality characteristics – conscientiousness, introversion,<br />
neuroticism, etc. – to be as much as 50 percent heritable, but typically<br />
their heritability comes out lower than 50 percent. Richard Nisbett (2009) grants<br />
that intelligence has a significant genetic component, but argues that it, too, has<br />
a heritability of less than 50 percent. Turkheimer has argued that the heritability<br />
of intelligence is lower for people of lower socioeconomic status (e.g., Turkheimer<br />
et al. 2003), whereas adoptees tend to be placed in middle and upper-middle<br />
income families. However, most studies of adults (as opposed to children) have<br />
found general intelligence to be strongly heritable. Two twin studies of Indians<br />
reared in India (Nathawat and Puri 1995; Pal, Shyam, and Singh 1997) found the<br />
heritability of intelligence to exceed 0.80.<br />
so we are supposed to believe that social factors may first have acted to raise their IQs and then acted<br />
to bring them back down. No one has shown the mechanism whereby the social environment would have<br />
had these effects, whereas the pattern directly conforms to what would be predicted by the behavioral<br />
genetics literature; the role of heredity increases with age.<br />
It is also true that, later on, the study’s most famous author, Sandra Scarr, in an article testifying to the<br />
strength of Arthur Jensen’s integrity, admitted that she and her colleagues had deliberately slanted their<br />
narrative to appease their overwhelmingly nurturist peers. “The test performance of the . . . adoptees was<br />
not different from that of ordinary Black children reared by their own families in the same area of the<br />
country. My colleagues and I reported the data accurately and as fully as possible, and then tried to make<br />
the results palatable to environmentally committed colleagues. In retrospect, this was a mistake” (Scarr<br />
1998).<br />
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BIOLOGY, IMMIGRATION, AND PUBLIC POLICY<br />
All factors considered, earning income – which involves intelligence, aggressiveness,<br />
other personality characteristics, and looks – appears to be at least<br />
40–60 percent heritable (Bowles and Gintis 2002; Björklund, Jäntti, and Solon<br />
2005; Cesarini 2010). Further research on permanent income, as opposed to 1–3<br />
year income measures influenced by transitory factors, is expected to yield<br />
higher heritability estimates.<br />
The absence of influences from the “shared environment” (e.g., family) on<br />
intelligence and personality has been startling to researchers, and it should be<br />
emphasized that this result has still not been absorbed by many of the people who<br />
participate in the making of public policy. Indeed, many are completely unaware<br />
of it. Families (or governments) can certainly provide opportunities and encourage<br />
achievement by children, but child-rearing practices and the presence of<br />
siblings affect personality and intelligence much less than people generally<br />
imagine. And as David Rowe (1994) pointed out, parenting styles themselves are<br />
somewhat heritable.<br />
In childhood, child-rearing practices do seem to have an impact, but the<br />
impact fades by adulthood. It is thus now commonplace in behavioral genetics to<br />
say that the influence of heredity increases with age, whereas a “common sense,”<br />
but false, assumption of many people is that child-rearing has a cumulative<br />
impact on the way people are by adulthood.<br />
As far as factors in the social environment outside the family are concerned,<br />
Judith Rich Harris (1998) has stressed the possible impact of peer groups, with<br />
the roles that children adopt inside groups being somewhat dependent on chance<br />
factors. For example, a child who might have developed leadership qualities in<br />
one group may end up being an also-ran in another group. Rowe, the tenacious<br />
hereditarian, pointed out that the peer groups to which children gravitate are also<br />
somewhat dependent on genetically-influenced inclinations.<br />
Another line of research in <strong>biology</strong> emphasizes the somewhat random nature<br />
of early development. For example, identical twins sharing a womb will not get<br />
exactly the same nutrients from their mother. One twin may get more and be<br />
heavier at birth. The tiny, rather fragile brains of fetuses are subject to disturbances<br />
during pregnancy such that an axon, configurations of cells, or neural<br />
pathways may not end up the same in otherwise identical creatures. Experiments<br />
with genetically identical mice, flies, and other creatures have found that, even at<br />
an early stage, they do not necessarily resemble one another even when put in the<br />
same environment (Finch and Kirkwood 2000, Austad 2000).<br />
Genetic mutations may play a critical role. It has been understood for some<br />
time that genetic mutations occur during the long sweep of evolution. Mutations<br />
can result from radiation, viruses, mutagenic chemicals, and other sources. What<br />
recent research has added to the discussion, with special application to identical<br />
twins, is the common presence of “somatic mutations,” i.e., alterations in DNA<br />
that often occur after conception. Thus, these mutations are not passed on to the<br />
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GREGORY B. CHRISTAINSEN<br />
next generation of children. If the mutant cells then divide, an individual can<br />
have patches of tissue that differ genetically from that of the body’s other cells.<br />
More broadly, identical twins may differ from each other in a variety of ways<br />
although they are still much more alike one another than biologically-unrelated<br />
people (Maiti et al. 2011).<br />
Cells may lose or acquire additional DNA as they divide. Some genes, such as<br />
those in the brain, are notorious for doing this. The mechanism that causes genes<br />
to increase or decrease in number is not yet well understood, but the upshot of<br />
this research is that, even before birth, and well before the social environment<br />
could have an impact, it is predictable that monozygotic twins will vary in the<br />
amount of DNA they have, a matter of potentially great importance for their<br />
respective psychiatric profiles (Maiti et al. 2011).<br />
There thus seem to be chance influences on development that can be said to be<br />
biological, but not inherited. The field of epigenetics, which expands on the<br />
possibility that factors in the environment can cause genes to “switch off” and<br />
have an impact on the next generation as well, also raises provocative questions,<br />
but there has as yet been no big payoff from research efforts in the field.<br />
Wilson’s “socio<strong>biology</strong>” was so vociferously attacked that researchers<br />
started to shy away from practicing it. Led by John Tooby and Leda Cosmides<br />
(e.g., Cosmides and Tooby 1992), “evolutionary psychology” is a somewhat<br />
more acceptable field (in a political sense) that has emerged to help take its<br />
place. What has helped to make it more acceptable is its emphasis (so far) on<br />
human similarities instead of human differences. An emphasis on similarities<br />
would appear to be more consistent with a vision of Equality for the peoples<br />
of the world. A focus on differences raises the discomfiting specter of Inequality.<br />
In this case, the similarities refer to human dispositions that appear to<br />
exist irrespective of culture: e.g., preferences for one’s own children and kin,<br />
admiration for generosity, facial expressions for various emotions, incest<br />
taboos, beliefs about death, privacy for copulation, revulsion at the sight of<br />
excrement, etc.<br />
Evolutionary psychology has also ventured into biological differences<br />
between male and female brains (e.g., Pinker 2002, chap 18), but it has shied<br />
away from discussions of racial differences. Nevertheless, there has now been<br />
a great deal of genetic research indicating the existence of biologicallydistinguishable<br />
peoples. Groups of people differ not only in terms of eye color,<br />
hair texture, and the like, but in terms of many other physical characteristics<br />
including average brain size (Rushton and Ankney 2009).<br />
Genetic classifications of different peoples do not necessarily correlate with<br />
skin color, but they are essentially continental in scope and do correspond<br />
rather well with every-day concepts of “race” or “ethnicity”, including selfclassifications.<br />
Cavalli-Sforza (Cavalli-Sforza, Menozzi, and Piazza 1994),<br />
Rosenberg (Rosenberg et al 2002), Risch (Tang et al. 2005), and Allocco<br />
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BIOLOGY, IMMIGRATION, AND PUBLIC POLICY<br />
(Allocco et al. 2007) have been just a few of the major contributors to this<br />
literature. Serre and Paabo (2004) have dissented from the direction of this<br />
research.<br />
With improved technology now available for the research, studies are now<br />
finding “genetic clusters within clusters,” for example, Ashkenazi Jews who are<br />
biologically distinguishable from other ethnic Europeans, who can, in turn, be<br />
reliably divided into gentiles with southeastern European ancestry and gentiles<br />
with northwestern European ancestry (Price et al. 2008).<br />
Of course, it is a very contentious matter, especially in the United States, to<br />
suggest that ethnic Europeans and people of sub-Saharan African ancestry may<br />
differ with respect to the frequency with which they possess the genes that are<br />
relevant for intelligence. Rushton and Jensen (2005) presented multiple lines<br />
of (indirect) evidence that they do, including data concerning the ubiquity of<br />
the difference in mean intelligence levels on a worldwide basis, average brain<br />
size, reaction times, and the intelligence of transracial adoptees. Richard<br />
Nisbett (2005, 2009) has been perhaps their most notable critic, but Nisbett<br />
now concurs that there is such a thing as general intelligence (‘g’), that IQ is<br />
predictive of success at school and work, that genes significantly influence IQ<br />
scores, that IQ is related to brain size, and that some studies have found<br />
average brain size to vary along racial lines. There is now a consensus<br />
(Wicherts et al. 2010a, Lynn and Meisenberg 2010, Wicherts et al. 2010b) that<br />
the average level of intelligence in sub-Saharan Africa is quite low. The only<br />
question is why.<br />
The more pressing issue for Europe concerns the intelligence of immigrants<br />
of North African and Middle Eastern/South Asian origin, including Turks. There<br />
is a significant – on the order of 8 percent – difference in average brain size<br />
between the indigenous people of such ancestry and ethnic Europeans (Jurgens<br />
et al. 1990, Smith and Beals 1990). Again, a consensus is emerging that there<br />
are real and substantial differences in average intelligence between the immigrants<br />
and the native populations. Gaps in average test results narrow some over<br />
time, but sizable differences persist into the second and third generations of<br />
immigrant families. Some groups in Britain have scored reasonably well, but a<br />
typical group of immigrants on the European continent from North Africa/South<br />
Asia averages at least half a standard deviation lower on an IQ test than ethnic<br />
Europeans.<br />
The (average) IQ deficits of indigenous South Asians and North Africans can<br />
to some extent be plausibly explained, at least in part, by lower standards for<br />
nutrition, health, and education. Nutritional differences can also help to account<br />
for differences in average brain size across groups. In the case of immigrants in<br />
more affluent countries such as Germany, France, and the Netherlands, however,<br />
efforts to downplay the possible existence of genetic factors start to lose their<br />
force.<br />
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GREGORY B. CHRISTAINSEN<br />
The low average test scores may be partly due to the practice of cousin<br />
marriages in some segments of these immigrant groups. Contemporary scientific<br />
research suggests that cousin marriages can result in increased birth defects,<br />
illness, and infant mortality. British Pakistanis, more than 50 percent of whom<br />
marry first cousins, account for almost a third of all British children with genetic<br />
illnesses (BBC News, 16 November 2005). Schull and Neel (1965) found an<br />
average IQ deficit of 4 points among Japanese children produced after marriages<br />
of first cousins. Others (Ansari and Sinha 1978, Afzal and Sinha 1983, Jensen<br />
1998, p. 194) have found larger effects, but may not have adequately controlled<br />
for the children’s socioeconomic status.<br />
In any case, the host countries must now support dependent communities for<br />
an indefinite period. In a similar fashion, Hispanics (primarily mestizos) in the<br />
US score poorly on intelligence tests (on average), tend to have less massive<br />
brains than whites (Ralph Holloway, cited in Rushton and Ankney 2009, p. 709),<br />
and have a high rate of dependency. In Israel, Jews with significant European<br />
ancestry generally have higher test scores than Jews with exclusively North<br />
African/South Asian ancestry.<br />
IV. IMMIGRATION AND COOPERATION<br />
However, there is still a case to be made for a liberal policy with respect to<br />
<strong>immigration</strong>, just as there is a case for a liberal trade policy with respect to less<br />
developed countries (LDCs). With respect to trade policy, even if a less developed<br />
country did not have a productivity advantage in any industry, there could<br />
nevertheless be mutual gains from trade insofar as the LDC would have a<br />
comparative advantage in various sectors. A more developed country would then<br />
be advised to concentrate resources in its areas of comparative advantage and<br />
trade for the goods and services for which the LDC has the comparative edge.<br />
In a similar fashion, insofar as even lesser-skilled immigrants are able to<br />
perform work or start businesses in many areas, some native residents are freed<br />
up to work in areas of greater relative strength. Members of both groups can be<br />
made better off. Lejour and de Mooij (2005) estimated that Turkey’s accession<br />
to the European Union would produce net gains, with additional gains coming<br />
from the impact that accession could have on internal Turkish policies.<br />
The other side of the <strong>immigration</strong> argument involves not only concerns about<br />
the high dependency rates among such immigrant groups (e.g., Borjas 2001), but<br />
broader issues of social cooperation. The cooperation, or lack thereof, affects the<br />
performance of work teams in private, profit-seeking enterprises, affects the<br />
formation and operation of nonprofit entities, and also affects the operation and<br />
the very nature of political institutions. It may unfortunately be the case that mass<br />
– as opposed to selective – <strong>immigration</strong> has a negative impact in these areas.<br />
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BIOLOGY, IMMIGRATION, AND PUBLIC POLICY<br />
Insofar as the effects potentially involve private organizations, <strong>immigration</strong>’s<br />
impact can be internalized to a large extent. Managers can decide in a particular<br />
case if the benefits of employing immigrant workers exceed the costs. The impact<br />
on political institutions and the broader society is more worrisome in light of its<br />
pervasiveness. Parts of cities, whole cities, and possibly whole countries may<br />
reflect the relative presence or relative absence of cooperative efforts.<br />
Obstacles to social cooperation concern factors related to intelligence, impulsiveness,<br />
and ethnic diversity. As Garett Jones (2008) has found, in cases where<br />
the incentives to cooperate are ambiguous – as in so-called “prisoner’s dilemmas”<br />
– a certain threshold of intelligence may have to be crossed for cooperation<br />
to occur. The gains from cooperation may not always be clear to all. Thus,<br />
intelligent people may realize gains to cooperation that less intelligent people, or<br />
mixed groups of intelligent and less-intelligent people, may miss out on.<br />
Impulsiveness is relevant insofar as cooperation involves the passage of time<br />
and reciprocity. Perhaps I would be willing to help you now on the expectation<br />
that, later on, you would be willing to help me. But, to make the arrangement<br />
worthwhile, the present value of the help I expect to receive later on must equal<br />
or exceed the sacrifice that I would make for you. Present value, in turn, depends<br />
on my discount rate, and discount rates vary across groups of people. For<br />
example, if children are asked to postpone the receipt of a candy bar or a<br />
marshmallow on the understanding that they will receive a bigger one or a greater<br />
number later on, not all children respond in the same way (Mischel 1961, 1996).<br />
And impulsiveness seems to be related to intelligence (Dohmen et al. 2010).<br />
Robert Putnam (2007) has undertaken the most exhaustive study of the impact<br />
of ethnic diversity on cooperation and was quite chastened by his findings. He sat<br />
on them for more than five years before he finally published them. Putnam found<br />
resoundingly that, other things equal, the more ethnically diverse the community,<br />
the less that cooperation tends to take place. For example, Los Angeles was<br />
found to be a rather uncooperative place. Other things equal, people in ethnically<br />
diverse communities develop fewer friendships, participate less in community<br />
activities, watch more television, and are less happy. Bjørnskov (2003) concluded<br />
that high levels of life satisfaction in still-not-highly-diverse Scandinavia<br />
are more dependent on social capital than on affluence.<br />
William Hamilton (1964) articulated a genetic basis for altruism in terms of<br />
the likelihood of the altruism’s beneficiaries’ passing on copies of the genes of<br />
the acting person. However, his math initially suggested that genuine altruism<br />
would extend only to close relatives. According to his method, for example, you<br />
are only 1/32 related to a second cousin and only trivially related to randomly<br />
selected members of the general population.<br />
Hamilton (1975) later noted that inbreeding among members of an ethnic<br />
group could significantly lessen the genetic distance between oneself and a<br />
randomly selected member of the same ethnic group. Harpending (2002) calcu-<br />
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GREGORY B. CHRISTAINSEN<br />
lated that a typical person is almost as genetically close to an average member of<br />
his own ethnic group vs. the rest of humanity as he is to a nephew vs. the rest of<br />
the ethnic group.<br />
Singer (2000, p. 44) remarked on the highly-cooperative aspects of Japanese<br />
society. In 2011, there was not a significant amount of looting in Japan even in<br />
the wake of a massive earthquake. In fact, 2.3 billion yen of lost cash was turned<br />
in, having been found in wallets and safes that had disappeared in the aftermath<br />
of the quake (Daily Mail, 17 August 2011). However, Singer made no mention of<br />
Japan’s ethnic homogeneity, its high average level of intelligence, or its lack of<br />
impulsiveness. Nor did he mention its paucity of <strong>immigration</strong>. Cesarini et al.<br />
(2008) found that a willingness to cooperate is, itself, significantly heritable.<br />
Last, and certainly not least, is the impact of <strong>immigration</strong> on political institutions.<br />
Preserving an impartial Rule of Law is difficult under the best of<br />
circumstances, but putting aside parochial interests for the sake of the benefits of<br />
political cooperation becomes more difficult in the presence of a very diverse<br />
population. Rindermann (2008) found that education and intelligence lend<br />
support for the Rule of Law, democracy, and political liberty, with the acquisition<br />
of education depending on underlying cognitive ability. Caplan and Miller<br />
(2010) reported that a pro-market orientation is better predicted by cognitive<br />
ability than educational level. Cousin marriages are doubly problematic for a<br />
classically liberal society; they not only depress IQ, but increase the intensity of<br />
nepotism in political affairs.<br />
IV. SUMMARY AND CONCLUDING REMARKS<br />
Recent literature in <strong>biology</strong> and related disciplines may ultimately have a profound<br />
impact on how we view the world. It is becoming more firmly established<br />
that all human traits have a genetic component. Less appreciated are findings that<br />
people’s shared environment is of comparatively little importance, at least for<br />
intelligence and standard personality characteristics. More esoteric features of<br />
the natural and social environment – somatic mutations, gene-environment interactions<br />
within peer groups – merit additional research.<br />
A propensity to cooperate has a genetic component and is positively related to<br />
intelligence and a lack of impulsiveness. What has been less obvious is the basis<br />
for cooperation among seemingly-unrelated members of an ethnic group. The<br />
extent of cooperation may depend on the degree of inbreeding within the group.<br />
Ethnic diversity, the presence of which is affected by <strong>immigration</strong> levels (as well<br />
as birth rates), appears to have negative consequences for cooperation.<br />
Intelligence and income are strongly influenced by genetic factors and are<br />
important not only for personal success (Gottfredson 2003), but in terms of not<br />
having to be supported by people outside of one’s family. Immigration is problematic<br />
in this context, too; low IQ immigrants increase the rate of dependency.<br />
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BIOLOGY, IMMIGRATION, AND PUBLIC POLICY<br />
Intelligence and (a lack of) impulsiveness are also important for the maintenance<br />
of functioning markets, the Rule of Law, and democratic institutions.<br />
Immigration offers gains from trade, but low intelligence tends to reduce support<br />
for markets and lessen social cooperation. Ethnic diversity has negative effects<br />
here as well insofar as it spawns favoritism.<br />
It is possible that a disposition toward low intelligence or impulsiveness can be<br />
remediated by certain programs in cost-effective ways. However, the American<br />
Head Start program, which offers enrichment initiatives on behalf of preschool<br />
children, has not been found to have any lasting effects on the intelligence of<br />
African-Americans (Currie and Thomas 1995). Oklahoma and Georgia guarantee<br />
preschool for all, but with no enduring impact on test scores. Scarr (1997)<br />
found no lasting effects of childcare programs on children’s personalities except<br />
in extreme cases. These outcomes are consistent with the thrust of the research<br />
in behavioral genetics.<br />
Heckman and his colleagues (Heckman et al. 2006) concluded their research<br />
without much enthusiasm about efforts to alter general intelligence, but much<br />
more hope about efforts to improve children’s “preference sets” – i.e., get<br />
children pointed in the right direction and limit bad behavior. Baumister et al<br />
(2011) concluded that preschool education efforts in the German-speaking world<br />
enhance the cognitive ability of children, but the magnitude of this impact<br />
decreases over time. They did not follow children all the way to adulthood, nor<br />
was there a clear impact on the children of immigrants. Moreover, preschool<br />
education appeared to worsen behavioral problems. In the end, it is a question of<br />
weighing risks and benefits. Mass <strong>immigration</strong> does have benefits, but also very<br />
large risks.<br />
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SUMMARY<br />
This paper discusses recent scientific research that has shifted the terms of the debate about the respective<br />
roles of nature and nurture in shaping behavior. The research includes literature in the areas of <strong>biology</strong>,<br />
psychometrics, evolutionary psychology, and behavioral genetics. The paper then shows the relevance of this<br />
literature for ongoing concerns about mass <strong>immigration</strong> in developed countries. The literature has implications<br />
not only for the personal success of the immigrants, but rates of social dependency and the outlook for<br />
political and social cooperation in increasingly diverse societies. Efforts to remediate IQ deficits or behavioral<br />
problems in some immigrant groups are seen to be problematic.<br />
178 © 2012 Blackwell Publishing Ltd.