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On the Ecology of Mountainous Forests in a Changing Climate: A ...

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8 Chapter 1<br />

1916, 1928, 1936, Margalef 1968, Odum 1969). Accord<strong>in</strong>g to this concept, ecosystems<br />

possess “emergent” properties that can not be predicted from <strong>the</strong> structure and behaviour<br />

<strong>of</strong> lower organizational levels such as populations. The notion <strong>of</strong> a stable, homeostatic<br />

climax community is central to <strong>the</strong> Clementsian view <strong>of</strong> vegetation dynamics (Shugart<br />

1984).<br />

A fundamentally different view <strong>of</strong> forest succession was proposed by Gleason (1917,<br />

1927, 1939), Jones (1945), and <strong>in</strong> <strong>the</strong> classic paper by Watt (1947). Their <strong>in</strong>dividualistic<br />

(reductionist) <strong>the</strong>ory stresses <strong>the</strong> importance <strong>of</strong> population dynamics and competition<br />

between organisms, and it acknowledges <strong>the</strong> nonequilibrium nature <strong>of</strong> vegetation at small<br />

scales (Drury & Nisbet 1973, Connell & Slatyer 1977, Bormann & Likens 1979, Pickett<br />

& White 1985, Remmert 1991). The essential concept is that a forest can be abstracted as<br />

a mosaic <strong>of</strong> patches, a patch be<strong>in</strong>g <strong>the</strong> area dom<strong>in</strong>ated by a canopy tree. With its death,<br />

<strong>the</strong> environment is radically altered, lead<strong>in</strong>g to a wave <strong>of</strong> seedl<strong>in</strong>g establishment and <strong>the</strong><br />

release <strong>of</strong> suppressed trees. In <strong>the</strong> simplest case, one <strong>of</strong> <strong>the</strong> compet<strong>in</strong>g trees comes to<br />

dom<strong>in</strong>ate <strong>the</strong> canopy, and <strong>the</strong> cycle repeats (Shugart 1984). The notion <strong>of</strong> cyclical change<br />

<strong>in</strong> plant communities, <strong>the</strong> explicit consideration <strong>of</strong> spatial patterns and <strong>the</strong> importance <strong>of</strong><br />

<strong>the</strong> life history characteristics <strong>of</strong> <strong>the</strong> species <strong>in</strong>volved can be considered as <strong>the</strong> cornerstones<br />

<strong>of</strong> <strong>the</strong> “Gleasonian” view <strong>of</strong> forest dynamics.<br />

Forest gap models like JABOWA (Botk<strong>in</strong> et al. 1972a,b) adopt an <strong>in</strong>dividualistic view <strong>of</strong><br />

<strong>the</strong> forest ecosystem and simulate <strong>the</strong> establishment, growth, and death <strong>of</strong> <strong>in</strong>dividual trees<br />

on small forest patches (typically 0.01-0.1 ha) as a mixture <strong>of</strong> determ<strong>in</strong>istic and stochastic<br />

processes. However, <strong>the</strong>se models also take <strong>in</strong>to account processes that operate at <strong>the</strong><br />

scale <strong>of</strong> <strong>the</strong> “Clementsian” ecosystem, such as <strong>the</strong> effects <strong>of</strong> canopy closure and soil resources<br />

on tree growth. To obta<strong>in</strong> forest development on <strong>the</strong> ecosystem level, <strong>the</strong> successional<br />

patterns <strong>of</strong> many <strong>in</strong>dependent patches are averaged. In <strong>the</strong>se models, tree establishment<br />

is a stochastic function <strong>of</strong> climatic (abiotic) as well as biotic factors, such as temperature,<br />

shad<strong>in</strong>g, and <strong>the</strong> amount <strong>of</strong> leaf litter present. The growth <strong>of</strong> each tree is simulated<br />

<strong>in</strong> a determ<strong>in</strong>istic manner by decreas<strong>in</strong>g <strong>the</strong> maximum potential growth rate at its respective<br />

age by factors that are less than optimum. Examples <strong>of</strong> growth factors considered are<br />

<strong>the</strong> grow<strong>in</strong>g-season temperature, soil moisture, and light availability. The equation for<br />

maximum growth has a sigmoid shape and is based on <strong>the</strong> assumption that annual gross<br />

productivity is proportional to <strong>the</strong> amount <strong>of</strong> sunlight <strong>the</strong> leaves receive. Tree death is determ<strong>in</strong>ed<br />

stochastically with a function based on <strong>the</strong> assumption <strong>of</strong> a constant mortality<br />

rate throughout tree life. Moreover, most gap models <strong>in</strong>clude a stress-<strong>in</strong>duced mortality<br />

function that kills trees if <strong>the</strong>y atta<strong>in</strong> less than a certa<strong>in</strong> m<strong>in</strong>imum growth rate. Shugart

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