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United Nations Department of Economic and Social Affairs – Population Division<br />

Population Estimates and<br />

Projections Section<br />

Work Program, Outputs, Challenges, Uncertainties<br />

Gerhard K. <strong>Heilig</strong><br />

Patrick Gerland, Kirill Andreev, Nan Li, Danan Gu, Thomas Spoorenberg<br />

Sarada Ravinuthala, Chandra Yamarthy, Neena Koshy<br />

United Nations, Department of Economic and Social Affairs (DESA), Population Division<br />

www.unpopulation.org<br />

2 May 2012


Work Program<br />

United Nations Department of Economic and Social Affairs – Population Division<br />

Prepare the World Population Prospects<br />

Official United Nations population projections, used throughout the UN System<br />

Recent revisions prepared every second year<br />

Latest revision: 2010 (230 countries)<br />

22 revisions since the early 1950s<br />

Prepare the World Urbanization Prospects<br />

Estimates and projections of urban population for 230 countries<br />

Estimates and projections of major urban agglomerations (about 5000)<br />

Latest revision: 2011<br />

Since 1988<br />

Publish results, develop methodology<br />

Web sites, wall charts, CD-ROMs/DVDs, databases<br />

Model life tables, probabilistic projections (Bayesian Hierarchical Model)<br />

Develop specialized databases and software<br />

DemoBase, DemoData, DataArchive<br />

Estimation and projection software, probabilistic models, data checking


Preparation: World Population Prospects<br />

0<br />

United Nations Department of Economic and Social Affairs – Population Division<br />

Start of<br />

WPP<br />

Data Collection, Estimation<br />

Data Collection<br />

230 countries / areas<br />

Evaluation<br />

Adjustments<br />

Epidem. Modeling<br />

for AIDS Countries<br />

60% of Workload<br />

Update and development of new<br />

databases and software, server<br />

and database maintenance, backup<br />

1<br />

Projection,<br />

Aggregation, Checking<br />

Uploading to Database<br />

Calculation of Variants<br />

Aggregation of Regions<br />

Checking of Results<br />

Fixing of Errors<br />

Consulting / Feedback<br />

15% of Workload<br />

2<br />

Early Release Data<br />

Online Data<br />

Web Site<br />

CD-ROMs / DVDs<br />

Statistical Reports<br />

Vol. 1, 2<br />

Wall Chart<br />

Start of<br />

WUP<br />

Output Production<br />

Methodological Report<br />

(on web site)<br />

Responding to clients<br />

25% of Workload<br />

3


Data Sources<br />

0<br />

United Nations Department of Economic and Social Affairs – Population Division<br />

1. Census data + post-enumeration surveys<br />

(from United Nations Demographic Yearbook database and directly from<br />

National Statistical Offices)<br />

2. All available demographic and health surveys<br />

(DHS, DSS, MICS, WHS, etc.) for estimating fertility and mortality<br />

3. Estimates from population and vital registers<br />

(from statistical reports of National Statistical Offices or their web sites)<br />

4. Scientific reports and data collections<br />

(Human Mortality Database, child mortality estimates, etc.)<br />

5. Data and estimates provided by other international<br />

agencies (CELADE, Regional Commissions, EUROSTAT, ESCAP,<br />

UNICEF, UNAIDS, WHO)<br />

Source: United Nations, Department of Economic and Social Affairs, Population Division (2011): World Population Prospects, the 2010 Revision. New York


Uncertainty of Projections 0<br />

United Nations Department of Economic and Social Affairs – Population Division<br />

Age<br />

Cohort<br />

Minimal uncertainty<br />

(adult mortality)<br />

Some uncertainty<br />

(second generation fertility,<br />

child mortality)<br />

Little uncertainty<br />

(first generation fertility,<br />

child mortality)<br />

Period / Year<br />

Source: United Nations, Department of Economic and Social Affairs, Population Division (2011): World Population Prospects, the 2010 Revision. New York


Estimation of Total Population 1<br />

United Nations Department of Economic and Social Affairs – Population Division<br />

Source: United Nations, Department of Economic and Social Affairs, Population Division (2011): World Population Prospects, the 2010 Revision. New York


Estimation of population by age and sex 1<br />

United Nations Department of Economic and Social Affairs – Population Division<br />

Source: United Nations, Department of Economic and Social Affairs, Population Division (2011): World Population Prospects, the 2010 Revision. New York


Estimation of Population from Censuses 1<br />

United Nations Department of Economic and Social Affairs – Population Division<br />

Under-reported births<br />

Under-reported migrant workers<br />

Source: United Nations, Department of Economic and Social Affairs, Population Division (2011): World Population Prospects, the 2010 Revision. New York


Estimation of Fertility: ASFR (Bangladesh) 1<br />

United Nations Department of Economic and Social Affairs – Population Division<br />

Source: United Nations, Department of Economic and Social Affairs, Population Division (2011): World Population Prospects, the 2010 Revision. New York


Data Problems 1<br />

United Nations Department of Economic and Social Affairs – Population Division<br />

No recent census available (latest census 10 or more years ago)<br />

Only headcount of census was published. Population by age and sex was not<br />

published.<br />

No data on fertility and mortality were available from the census (such as<br />

children ever born, children born during 12 months prior to enumeration,<br />

deaths during 12 month prior to enumeration).<br />

Census diverts significantly from previous population trends. Census<br />

population by age and sex cannot be reproduced from the previous census<br />

by using inter-censal statistics or estimates on births, deaths, and<br />

migration.<br />

Examples: Turkey 2007 register-based census; Bangladesh 2001 population census;<br />

Equatorial Guinea, 2001 census<br />

Obviously manipulated census counts, such as in countries, where the<br />

published census count is exactly 300,000 or grossly overestimated to meet<br />

a particular, politically relevant threshold (such as 1 million).<br />

Examples: 1983 census of Equatorial Guinea; 1969 census of Bhutan.<br />

Source: United Nations, Department of Economic and Social Affairs, Population Division (2011): World Population Prospects, the 2010 Revision. New York


Data Problems 1<br />

United Nations Department of Economic and Social Affairs – Population Division<br />

Divergences in fertility data between different official sources, such as<br />

differences between statistical data published by various ministries.<br />

Example: In China, fertility estimates range from 1.38 for 2006 (2006 National Sample Survey<br />

on Population Changes) to 1.8 for 2007 (Statement by Dr. Hao Linan, Director-General for<br />

International Cooperation of the National Population and Family Planning Commission of China<br />

at the General Debates of the 41st Session of the UN commission on Population and<br />

<strong>Development</strong>. New York, 8 April 2008).<br />

Divergences in mortality estimates (under-five mortality, infant mortality) from<br />

different sources, such as vital registers, surveys, censuses as documented<br />

by UNICEF<br />

Incomplete geographical coverage of censuses and surveys due to armed<br />

conflicts or other problems<br />

Example: Democratic Republic of the Congo, Sri Lanka (Tamil Region), Sudan (Darfur)<br />

Lack of meta-information and quality measures for census and survey data.<br />

Post-enumeration survey for census was not carried out or results are not<br />

available. Sampling plan for population survey is not available. No<br />

information about representativity of survey.<br />

Source: United Nations, Department of Economic and Social Affairs, Population Division (2011): World Population Prospects, the 2010 Revision. New York


Data Problems 1<br />

United Nations Department of Economic and Social Affairs – Population Division<br />

Incompatibility of subsequent census counts due to change of enumeration<br />

method, such as register-based data collection.<br />

Examples: Turkey 2007 address-based census, Brazil<br />

Incompatibility of subsequent census counts due to change of definitions,<br />

such as the change from de-facto population to de-jure population.<br />

Incompatible definitions: resident population<br />

Examples: Hong Kong, Singapore, Qatar<br />

Highly disputed statistical data on mortality, fertility or migration due to war, civil<br />

war, natural disaster. Unlikely sex ratios at birth.<br />

Examples: Mortality estimates of Iraq during embargo and war; China’s “missing girls”<br />

Extremely volatile population changes within short periods due to (labor)<br />

migration, particularly in countries where a large percentage or even the<br />

majority of the de-fact population is foreign labor migrants.<br />

Examples: Qatar<br />

Source: United Nations, Department of Economic and Social Affairs, Population Division (2011): World Population Prospects, the 2010 Revision. New York


Model of fertility decline<br />

2<br />

United Nations Department of Economic and Social Affairs – Population Division<br />

Model: Bi-logistic function to estimate the rate of fertility decline<br />

P( t)<br />

k1 k2<br />

= +<br />

Ln(81) Ln(81)<br />

1+ exp[ − ( t − t )] 1+ exp[ − ( t − t )]<br />

∆t<br />

∆t<br />

m1 m2<br />

1 2<br />

Parameter Slow/Slow Fast/Slow Fast/Fast<br />

k 1 ............... -0.11 -0.16 -0.25<br />

∆t 1 .............. 5.03 4.34 4.01<br />

t m1 .............. 5.77 5.06 5.17<br />

k 2 ............... 0.15 0.22 0.31<br />

∆t 2 .............. 2.75 3.02 4.32<br />

t m2 .............. 3.21 3.52 3.94<br />

In probabilistic fertility projection: Parameters values are replaced<br />

by distributions. Some 100,000 trajectories of fertility decline are<br />

calculated by sampling from these parameter distributions.<br />

Source: United Nations, Department of Economic and Social Affairs, Population Division (2011): World Population Prospects, the 2010 Revision. New York


BHM: A fertility transition model<br />

2<br />

United Nations Department of Economic and Social Affairs – Population Division<br />

Phase I: Not modeled.<br />

Phase II: Fertility transition, modeled by<br />

Bayesian Hierarchical Model (BHM)<br />

Phase III: Modeled with a first order<br />

autoregressive time series model [AR1],<br />

with its mean fixed at the approximate<br />

replacement-level fertility of 2.1<br />

Source: United Nations, Department of Economic and Social Affairs, Population Division (2011): World Population Prospects, the 2010 Revision. New York


Probabilistic projection of total fertility<br />

2<br />

United Nations Department of Economic and Social Affairs – Population Division<br />

Source: United Nations, Department of Economic and Social Affairs, Population Division (2011): World Population Prospects, the 2010 Revision. New York


Uncertainty 1<br />

1.12 billion<br />

452 million<br />

United Nations Department of Economic and Social Affairs – Population Division<br />

671 million


Probabilistic Projection of Population: Japan<br />

2<br />

United Nations Department of Economic and Social Affairs – Population Division<br />

Total Population Population age 15-64<br />

Based on estimates from WPP2010; probabilistic fertility, deterministic mortality<br />

Source: United Nations, Department of Economic and Social Affairs, Population Division (2011): World Population Prospects, the 2010 Revision. New York


Probabilistic Projection of Population: Ukraine<br />

2<br />

United Nations Department of Economic and Social Affairs – Population Division<br />

Total Population Population age 15-64<br />

Based on estimates from WPP2010; probabilistic fertility, deterministic mortality<br />

Source: United Nations, Department of Economic and Social Affairs, Population Division (2011): World Population Prospects, the 2010 Revision. New York


All colored countries are below 2.1 TF (1950-2100)<br />

2<br />

United Nations Department of Economic and Social Affairs – Population Division<br />

1950 - 2100<br />

Europe NA Latin America Caribbean Asia<br />

Based on WPP2010<br />

230 Countries<br />

Source: United Nations, Department of Economic and Social Affairs, Population Division (2011): World Population Prospects, the 2010 Revision. New York<br />

Africa


World population by Total Fertility, 1950-2100 2<br />

United Nations Department of Economic and Social Affairs – Population Division<br />

Population in million<br />

Source: United Nations, Department of Economic and Social Affairs, Population Division (2011): World Population Prospects, the 2010 Revision. New York


Total Population by Variant, 1950-2100<br />

1<br />

United Nations Department of Economic and Social Affairs – Population Division<br />

Billions<br />

27 Billion<br />

16 Billion<br />

10 Billion<br />

6 Billion<br />

Source: United Nations, Department of Economic and Social Affairs, Population Division (2011): World Population Prospects, the 2010 Revision. New York


Population Density: Selected Countries, 1950-2100<br />

1<br />

United Nations Department of Economic and Social Affairs – Population Division<br />

Persons per square kilometre<br />

6.6 times density of Japan<br />

Source: United Nations, Department of Economic and Social Affairs, Population Division (2011): World Population Prospects, the 2010 Revision. New York


2<br />

Population Age 0-19 and 50+ Years<br />

Age 0-19 Age 50+<br />

The world is ageing!<br />

50+ population will increase from 1.4 to 4 billion<br />

United Nations Department of Economic and Social Affairs – Population Division


Population Age 15-34 by Major Area, 1950-2100<br />

1<br />

United Nations Department of Economic and Social Affairs – Population Division<br />

Millions<br />

Source: United Nations, Department of Economic and Social Affairs, Population Division (2011): World Population Prospects, the 2010 Revision. New York


Uncertainty / Problems<br />

United Nations Department of Economic and Social Affairs – Population Division<br />

1. in the quality of empirical data on population, fertility,<br />

mortality and migration available<br />

(We are not dealing with HMD world.)<br />

2. in the methods to evaluate and, if necessary, adjust and<br />

re-construct demographic statistics<br />

(Inconsistencies: previous censuses; data from neighboring countries; new states)<br />

3. in the methods we use for projecting fertility, mortality,<br />

and migration<br />

4. Calculation errors during estimation, projection,<br />

aggregation, and publication of results<br />

(interpolation, aggregation, calculation of life tables, treatment of migration)


WPP / WUP: Web Sites<br />

United Nations Department of Economic and Social Affairs – Population Division<br />

http://esa.un.org/unpd/wpp/<br />

http://esa.un.org/unpd/wup/<br />

Source: United Nations, Department of Economic and Social Affairs, Population Division (2011): World Population Prospects, the 2010 Revision. New York


Data Checking 5<br />

United Nations Department of Economic and Social Affairs – Population Division<br />

Source: United Nations, Department of Economic and Social Affairs, Population Division (2011): World Population Prospects, the 2010 Revision. New York


Databases - Example: DemoData 5<br />

United Nations Department of Economic and Social Affairs – Population Division<br />

Different Data Sources<br />

Source: United Nations, Department of Economic and Social Affairs, Population Division (2011): World Population Prospects, the 2010 Revision. New York


Team<br />

United Nations Department of Economic and Social Affairs – Population Division<br />

Population Affairs<br />

Officer<br />

Kirill Andreev<br />

Population Affairs<br />

Officer<br />

Patrick Gerland<br />

Editorial Assistant<br />

Neena Koshy<br />

Chief<br />

Gerhard K. <strong>Heilig</strong><br />

Population Affairs<br />

Officer<br />

Danan Gu<br />

Information<br />

Systems Assistant<br />

Sarada<br />

Ravinuthala<br />

Population Affairs<br />

Officer<br />

Nan Li<br />

Information<br />

Systems Assistant<br />

Chandrasekhar<br />

Yamarthy<br />

Population Affairs<br />

Officer<br />

Thomas<br />

Spoorenberg


United Nations Department of Economic and Social Affairs – Population Division<br />

Thank You !<br />

www.unpopulation.org<br />

Source: United Nations, Department of Economic and Social Affairs, Population Division (2011): World Population Prospects, the 2010 Revision. New York

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