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Review of<br />

Conflict<br />

Related<br />

International<br />

Policing<br />

Better world,<br />

better Britain<br />

1 April 2008 - 31 March 2009<br />

www.fco.gov.uk


PHOTO CREDITS:<br />

UN Photo (left on cover) / Martine Perret<br />

UNPOL Search Vehicles at Checkpoints in Dili<br />

United Nations Police (UNPOL) search vehicles at a check<br />

point, after the shooting incident in which President Jose<br />

Ramos- Horta was wounded and a number of others were<br />

killed or injured.<br />

Location: Dili, Timor-Leste<br />

Date: 12 February 2008<br />

UN Photo (right on cover) / Martine Perret<br />

Malaysian FPU Deploy at Dili Airpot<br />

Members of the Malaysian contingent of the Formed Police<br />

Unit (FPU) of the United Nations Mission in Timor- Leste<br />

(UNMIT) familiarise the platoons with the use of an aircraft<br />

in a mission during a rapid deployment exercise.<br />

Location: Dili, Timor-Lest<br />

Date:12 December 2008


Contents<br />

Page<br />

Executive Summary<br />

I. Introduction 6<br />

II.Gaps in quality and quantity 9<br />

Skills and experience 9<br />

Pre-deployment training and skilling 10<br />

Human resource management 10<br />

National policing models and cultures 10<br />

Development of doctrine and common standards 11<br />

Planning and leadership of missions 11<br />

National police leadership 12<br />

National political will and funding 13<br />

Domestic policing priorities 14<br />

Security and duty of care issues 15<br />

III. Demand – Assessing the Scale and Type of Policing Elements Required 16<br />

IV. Other Models 18<br />

Australia 18<br />

Canada 21<br />

Other Countries 24<br />

V. UK Capacity and Future Options 25<br />

UK capacity 25<br />

Future options 26<br />

Operational delivery 26<br />

Funding 27<br />

Staff generation 28<br />

Enhanced capabilities 28<br />

Duty of care 29<br />

Standby capacity 30<br />

Standing capacity 30<br />

Scale of UK capacity 31<br />

International capacities 31<br />

Other initiatives 32<br />

Concluding Matters and Recommendation 32<br />

Annexes<br />

A List of Contributors<br />

B Select Bibliography<br />

C Conflict Related Policing Models in Other Countries<br />

D 2005 Strategic Task Force Outcomes<br />

4


Executive Summary<br />

Policing is a critical element in international efforts to maintain law and<br />

order and restore the rule of law in states transitioning from conflict to<br />

peace and stability.<br />

Increased recognition of this over the last decade<br />

has led to a steadily rising demand for international<br />

police officers, capable of carrying out more<br />

complex roles in more varied environments.<br />

Straightforward monitoring and reporting roles,<br />

have been replaced by a requirement for executive<br />

operational policing and longer term rebuilding,<br />

reform and development of national police<br />

capacities. Policing components of missions may<br />

need to provide expertise in para-military policing,<br />

community policing, investigative and intelligence<br />

policing, and the development of leadership,<br />

command and control, professional standards<br />

and organisational and administrative capacities.<br />

Individual police officers need delivery skills which<br />

include executive policing, training, coaching,<br />

advising, mentoring, consultancy and donor<br />

coordination.<br />

Conflict related policing missions and operations<br />

are now carried out by international and regional<br />

organisations such as the United Nations (UN), the<br />

European Union (EU), the African Union (AU), and<br />

the Organisation for Security and Cooperation in<br />

Europe (OSCE), and by multilateral coalitions - some<br />

in challenging environments where significant<br />

insurgency and terrorist campaigns are ongoing.<br />

The increased demand is such that various EU and<br />

UN missions are now operating significantly below<br />

their mandated strength of international police<br />

officers.<br />

Within the con<strong>text</strong> of increasing demand and<br />

complexity, the United Kingdom’s Foreign Secretary<br />

David Miliband has commissioned this review of<br />

conflict related international policing.<br />

The core focus of the review is on the key capacity<br />

gaps facing the policing elements of international<br />

missions and the options available for more effective<br />

UK support.<br />

The review finds that the quality of officers<br />

deployed – their ability to effectively carry out<br />

their roles – is a key capacity gap. Increasing<br />

that quality requires, amongst other things;<br />

professional human resource management to<br />

identify and match relevant skills and experience;<br />

more effective pre-deployment training to provide<br />

officers with the additional skills they will need<br />

in missions, and; the development of doctrine,<br />

common standards and more effective mission<br />

leadership to ensure that officers from differing<br />

policing models and cultures can work effectively<br />

together.<br />

The quantity of officers available for deployment<br />

is mostly dependent upon the need to balance<br />

national policing priorities against international<br />

contributions. Better understanding of linkages<br />

between conflict related missions and national<br />

policing priorities, <strong>full</strong>y integrating mission work<br />

into officers’ career development, and effective<br />

security and duty of care management may all<br />

have some positive effect on numbers available<br />

for deployment. However, real improvement is<br />

only likely to be achieved by matching resources<br />

and funding to the political will for international<br />

police deployments. Chiefs of Police will always<br />

be limited in the support they can give, if they are<br />

not given resources to back-fill posts vacated by<br />

officers deployed overseas.<br />

The review also examines how the demand for<br />

the policing elements of conflict related missions<br />

is assessed. A key finding is that there is a clear<br />

need for more resources and expertise to develop<br />

doctrine and use it to underpin integrated,<br />

strategic assessment and planning - police officers<br />

who are trained in these roles at both national and<br />

international levels.<br />

4


Review of Conflict Related International Policing<br />

As part of the assessment of the UK’s model of<br />

support to conflict related policing, the review has<br />

studied the models of other countries, including<br />

Australia and Canada. Models of support vary but<br />

all are a product of both national policy priorities<br />

and national policing structures. The current UK<br />

model is unusual in the lack of police ownership and<br />

leadership over operational delivery, and compared<br />

to some models has relatively few resources<br />

committed to the management of deployments.<br />

In order to develop more effective UK support<br />

to conflict related policing various options are<br />

considered in the review. These include; increasing<br />

police ownership and building new capacities in<br />

deployment planning and management; changing<br />

our funding models to provide discreet budgets for<br />

delivery structures allocated to, and paid from, the<br />

overall budgets of the police bodies responsible;<br />

improving staff generation by offering police leaders<br />

additional incentives to release staff; better human<br />

resource management of the officers we deploy,<br />

and; the development of national standing and<br />

standby cadres.<br />

The review recognises that there are currently<br />

severe constraints on conflict related funding,<br />

and that many of the options identified have<br />

financial, and broader resource implications.<br />

As such implementation of options may not be<br />

feasible in the immediate term. However, once all<br />

options are <strong>full</strong>y developed Ministers will be able<br />

to direct implementation of measures to improve<br />

the effectiveness of UK support once resources are<br />

available, or alternatively to direct that resources<br />

should be made available more immediately to<br />

implement those measures.<br />

Some of these options are obviously alternatives,<br />

e.g. standing and standby cadres, however the<br />

majority represent a range of measures which<br />

would need to be implemented comprehensively<br />

if the UK is to develop a more effective model of<br />

support.<br />

The review concludes with a single recommendation<br />

– that the UK International Police Assistance<br />

Board is requested to commission further<br />

work on the options in the review, in order<br />

to provide Ministers with <strong>full</strong>y developed<br />

and costed proposals for improving UK<br />

effectiveness.<br />

5


I. Introduction<br />

.<br />

1.1 This report sets out the findings of a review of<br />

conflict related international policing, commissioned<br />

by the Foreign Secretary. In the past this was a<br />

relatively homogeneous field, with police officers<br />

deployed to peacekeeping missions simply to<br />

monitor and report on local policing conditions and<br />

capacity. But over the last decade the mandates,<br />

roles and environments to which police officers<br />

deploy have become more varied.<br />

1.2 Policing missions and operations are carried<br />

out by international and regional organisations<br />

(the United Nations (UN), the European Union<br />

(EU), the African Union (AU), and the Organisation<br />

for Security and Cooperation in Europe (OSCE)),<br />

by multilateral coalitions and bilaterally. Mandates<br />

range from executive operational policing to reform<br />

and development through training, equipping,<br />

mentoring and advising. Mission environments<br />

range from the relatively benign, where<br />

peacekeeping has produced at least a semblance<br />

of stability and lasting peace, to more challenging<br />

post-conflict environments where significant<br />

insurgency and terrorist campaigns are ongoing.<br />

1.3 For the purposes of this review “conflict<br />

related” international policing is a generic term<br />

intended to cover all of the above.<br />

1.4 The framework for the review was established<br />

by the following questions;<br />

a) What is the nature of the gaps in the<br />

quality and quantity of international policing<br />

teams?<br />

b) To what extent is the UK’s international<br />

police capacity fit for purpose in filling these<br />

gaps?<br />

c) What scale and type of policing elements<br />

are required for international conflict related<br />

operations, and how is the demand for these<br />

activities currently assessed?<br />

d) What models of international police<br />

support work elsewhere, in particular the<br />

Australian and Canadian models?<br />

e) What are the options for more effective<br />

UK support for international policing,<br />

including the option of a UK contribution to<br />

a standing EU or UN force?<br />

1.5 The review was carried out by Conflict Group<br />

during the second half of 2008. The views of<br />

senior and experienced UK practitioners and policy<br />

makers were obtained through questionnaires and<br />

interviews, and UN, EU and other international<br />

policing experts were also interviewed. In addition<br />

senior police officers from the UK International<br />

Policing Assessment and Planning Group (APG) 1<br />

carried out fact finding visits to Australia and<br />

Canada, to study those countries’ models of<br />

international policing support.<br />

1.6 Annex A lists all those who have contributed<br />

to the review. A review of relevant academic<br />

literature and research was also conducted and a<br />

select bibliography is contained at Annex B.<br />

1.7 In order to remain relatively concise this<br />

report mostly synthesises the evidence and views<br />

gathered without citing individual contributions, but<br />

individual contributors views have been retained for<br />

future reference.<br />

1.8 The review builds on, rather than revisits,<br />

national work already undertaken in this area -<br />

commencing in 2005 with the UK International<br />

6


Review of Conflict Related International Policing<br />

Policing Strategic Task Force, which produced<br />

Ministerial recommendations for improving UK<br />

effectiveness 2 . The review has also been carried<br />

out concurrently with other major national<br />

developments in the field. In particular 2008<br />

has seen a Cabinet Office review of Stabilisation<br />

and Civil Effect, and the formation of a new<br />

International Police Assistance Board (IPAB). The<br />

recommendations of the Cabinet Office review<br />

include the possibility of changes to the operational<br />

management of UK conflict related policing<br />

activities. The IPAB, which brings together senior<br />

officials from the UK police service and all interested<br />

departments, has been established to bring more<br />

coordination and oversight to a wide range of UK<br />

international policing assistance, including conflict<br />

related policing, and to develop a national strategy<br />

which underpins this approach.<br />

1.9 The findings of this review are set out broadly<br />

in line with the framework questions above, albeit<br />

with some reordering. Firstly the report examines<br />

qualitative and quantitative capacity gaps in<br />

international policing and then looks briefly at<br />

demand and assessment of policing elements.<br />

Next the report provides details of other countries’<br />

models of international police support, before<br />

examining current UK policing capacities and finally<br />

options for more effective UK support.<br />

1.10 The options considered include:<br />

> Moving to police owned and led operational<br />

delivery for all aspects of deployment planning,<br />

management and support.<br />

1 Established in 2007 the APG is a reserve capacity of 30 senior<br />

UK police officers trained to carry out assessment, evalution and<br />

planning of peace support and related operations.<br />

2 The outcomes of the STF are detailed at Annex D<br />

At the same time enhancing and developing<br />

new capabilities, including a permanent capacity<br />

with dedicated staff for police led doctrine<br />

development, planning and research.<br />

> Changes to our current funding models to<br />

increase police ownership and leadership,<br />

including: the development of discreet budgets<br />

for police led delivery structures (which are<br />

assured over a number of years), with separate<br />

assessment and funding of mission costs, and;<br />

funding for operational delivery allocated to,<br />

and paid from, the overall budgets of the police<br />

bodies responsible.<br />

> Improving staff generation; by offering police<br />

leaders additional incentives to release staff by<br />

funding <strong>full</strong>, or partial, back-filling and allowing<br />

corresponding increases in their establishments,<br />

and; by better communicating the professional<br />

benefits of conflict related policing to the police<br />

service.<br />

> Better preparation, support and human resource<br />

management of the officers we deploy,<br />

including by; enhancing training to provide<br />

officers with additional skills and knowledge,<br />

enabling them to achieve more impact in their<br />

roles; strengthening our systems of health and<br />

welfare support, to also cover psychological,<br />

counselling and peer support services; police<br />

led HR management in order to seamlessly<br />

combine periodic deployments to international<br />

missions with officers’ regular national policing<br />

roles, and; the confirmation of general principles<br />

regarding duty of care.<br />

> The development of different models of<br />

deployable capacities, including; a standby<br />

cadre of pre-trained and equipped officers; a<br />

standing capacity, or a standing element, of<br />

our overall capacity; deploying more officers to<br />

more missions; the development of international<br />

7


standby and standing capacities and seconding<br />

officers to the headquarters of the UN and EU,<br />

and; partnership capacity building with other<br />

police contributing countries.<br />

1.11 Whilst some of these options provide<br />

alternative choices (e.g. standby or standing<br />

cadres), the majority represent a range of<br />

developments which will need to be implemented<br />

comprehensively – selective implementation of<br />

individual options will not address the gaps which<br />

currently limit the effectiveness of the UK model.<br />

1.12 Current constraints on conflict related funding<br />

are such that implementation of any options which<br />

require additional resources may not be feasible in<br />

the immediate term. However, in the IPAB the UK<br />

has, for the first time, a body which brings together<br />

all police and government partners involved in<br />

conflict related policing, and which can commission<br />

work to <strong>full</strong>y develop the options considered here.<br />

This would allow Ministers to direct implementation<br />

of measures to improve the effectiveness of UK<br />

support, once resources are available, or to direct<br />

that resources should be made available more<br />

immediately to implement those measures.<br />

8


Review of Conflict Related International Policing<br />

II. Gaps in quality and quantity<br />

2.1 Contributors to the review identified a number<br />

of core issues which result in capacity gaps in both<br />

the quality and quantity of police officers deployed<br />

to missions.<br />

Quality<br />

2.2 Failing to deploy officers with the right skills<br />

and experience to specific roles in missions<br />

is seen as a key problem, manifesting itself in<br />

various ways. A lack of appropriate policing<br />

experience and skill sets, resulting for example in<br />

traffic police training CID officers or officers with<br />

sound operational experience being out of their<br />

depth in roles which require strategic abilities and<br />

perspective. In addition there is often significant<br />

variance in the levels of policing experience and<br />

expertise of officers drawn from different countries,<br />

compounded by a lack of common standards and<br />

practise (see doctrine below).<br />

2.3 Most contributors however identified the<br />

lack of additional expertise as the most important<br />

capacity gap – skills and experience in mentoring,<br />

advising, consulting and analysis, including the<br />

ability to apply these skills as part of wider rule of<br />

law reform and within the specific national and<br />

cultural environment of the mission.<br />

2.4 Officers with insufficient rank and experience<br />

are tasked to mentor senior national officials and<br />

whereas training is a specific acquired skill, where<br />

one rank can train another, this does not work in<br />

mentoring, advising etc. National officers rapidly<br />

realise that the international mentor/advisor has<br />

insufficient experience or rank to give sound advice.<br />

One contributor stated that it is misplaced and<br />

arrogant to send e.g. a Police Sergeant to advise<br />

a Police District Commander. Another stated that<br />

mentors should be of at least Inspector (in UK<br />

police terms) rank and preferably higher, or have<br />

staff officer experience.<br />

2.5 Also crucial is the lack of experience and skills<br />

needed to analyse how policing reforms are to be<br />

sequenced and prioritised within wider rule of law,<br />

security and justice sector and political reforms. 3<br />

2.6 Contributors identified the broad range of skills<br />

and expertise required. These include: the ability<br />

to undertake joint analysis with all key policing<br />

stakeholders (Ministry of Interior, police authorities,<br />

police forces and agencies) and other institutional<br />

actors (Ministry of Justice, courts, prosecutions,<br />

prisons, civil society, other donors etc.), in order to<br />

develop a shared understanding of security needs<br />

(including human security) and effect reform of the<br />

rule of law system as a whole; the ability to analyse<br />

the constraints to effective policing, the legislative<br />

framework within which the police operate and the<br />

political con<strong>text</strong> and political will for change.<br />

2.7 Implementation requires skills for the design<br />

and delivery of a comprehensive programme<br />

to provide more effective policing, security and<br />

justice, which may include reform of: human and<br />

financial resource management; command and<br />

control; planning and administration; integrity and<br />

discipline; training and skills; equipment and asset<br />

management; accountability and oversight etc.<br />

2.8 Also critical is the ability to influence, or<br />

engage the influencing capacity of others, to<br />

generate sufficient political will for change and<br />

reform.<br />

3 “All too often, those involved in programming in one organisation<br />

are unaware of what couterparts in other organisations are<br />

doing. Donors are often very focused on their won programs and<br />

methodologies, which can complicate or even aggravate the already<br />

insecure environment in which the engagement is taking place.<br />

This absence of co-ordinated planning results in poorly designed<br />

programming, programming that does not fit with other initiatives<br />

or risks replicating what has been treid already.” Groenewald,<br />

Hesta and Peake, Gordon Plice Reform through Community-Based<br />

Policing-Philosophy and Guidelines for Implementation, Report of a<br />

Conference hosted by International Peace Academy and Saferworld<br />

New York, September 2004, p.4<br />

9


2.9 Much of the above points to a need for more<br />

comprehensive and sophisticated pre-deployment<br />

training and skilling. Hostile environment and<br />

“duty of care” training is well provided for; in fact<br />

contributors pointed to unnecessary duplication in<br />

this area, for example UK officers deploying to the<br />

EU policing mission in Afghanistan found much of<br />

the Hostile Environment training they received in<br />

the UK being repeated on arrival. What is required<br />

is more “mission specific” training, together with<br />

the development of training programmes which can<br />

provide additional skills and expertise in mentoring,<br />

consulting and advising and improve the<br />

understanding of developmental policing reform.<br />

2.10 Human Resource (HR) management<br />

- recruitment and selection - also has a major<br />

influence on quality gaps. There are no<br />

internationally agreed and standardised competency<br />

measurements. Role profiles or job descriptions<br />

and selection criteria, albeit now improving within<br />

the EU and UN, have not previously been designed<br />

to professional HR standards and have hampered<br />

effective selection of officers for posts in mission.<br />

2.11 Contributors also highlighted post selection<br />

by flag criteria, rather than by an individual’s<br />

competence, as a major issue in some missions. In<br />

at least one UN mission countries providing large<br />

numbers of officers have demanded key posts<br />

and sought to keep those posts limited to their<br />

own nationals, rather than filling them through a<br />

universal selection process.<br />

2.12 This potential conflict - between individual<br />

competence and international organisations’ desire<br />

for broad-based representation in missions - is<br />

reflected on a macro scale in the issue of differing<br />

national policing models and cultures.<br />

Contributors recognise that different policing<br />

models are often necessary and beneficial for<br />

missions, for instance to develop para-military or<br />

community based policing, and some countries will<br />

be better equipped than others to provide particular<br />

policing models and specific areas of policing<br />

expertise. The UK police service, for example,<br />

has widely recognised expertise in developing<br />

community based policing, whilst the French<br />

Gendarmerie and Italian Carabinieri have long<br />

experience and expertise in para-military policing.<br />

2.13 But it is critically important to resist importing<br />

policing models which are culturally out of place<br />

or which do not accord with host nation legal/<br />

rule of law frameworks. Missions should be using<br />

the core policing skills and principles of officers<br />

and contingents to develop local forces which suit<br />

local circumstances - not exporting the UK, French,<br />

Nigerian etc., police services.<br />

2.14 Different policing models cease to be<br />

complimentary where there is insufficient mission<br />

leadership and planning. For example, in UN<br />

missions in Kosovo and Liberia the diversity of<br />

policing approaches brought by officers from<br />

many different backgrounds, coupled with a failure<br />

by senior management to define and impose<br />

coherent policing development strategies, plans<br />

and procedures has led to contradictory approaches<br />

causing confusion and even resentment amongst<br />

the local police. 4<br />

4 “By importing police officers who have no experience in<br />

enforcing laws in democratic societies and operating in<br />

a courteous and helpful manner, UNMIK has been making<br />

matters worse. With such a profile of “international police” officers,<br />

it was clear they could not contribute tothe developtment of local<br />

policing and antagonised relations with the local population.“<br />

Muharrmei, Robert et al, Administration and Governance in Kosovo -<br />

Lesson learned and lessons to be learned Kosovar Institute for Policy<br />

Research and Development, Prishtina/Geneva, June 2005, p.17.<br />

10


Review of Conflict Related International Policing<br />

2.15 Key to the ability of mission planners<br />

and leaders to design and implement coherent<br />

strategies, plans and procedures, and to resolving<br />

the conflict between broad based representation<br />

and competence, will be the development of<br />

doctrine and common standards.<br />

2.16 Harmonisation and accommodation of<br />

different policing models and cultures already<br />

exists in many areas of international policing (e.g.<br />

extradition procedures and operational cooperation)<br />

but to date there has been little development of<br />

similar common standards and doctrine for conflict<br />

related international policing. This is now changing<br />

as both the EU and UN recognise the urgent need<br />

to improve standards and harmonise practises in<br />

mission.<br />

2.17 The UN in particular has begun doctrine<br />

development workshops for Formed Police Units<br />

(public order policing) and intends to take forward<br />

wider policing doctrine development in 2009.<br />

Amongst the key areas of doctrine that will need to<br />

developed are defining how policing components<br />

of mission should work alongside the military<br />

and other civilian components, and establishing<br />

structured lessons learned capacities, capable of<br />

capturing and sharing best (and worst) practice<br />

from existing and previous missions, for the benefit<br />

of the planners, leaders and managers of future<br />

missions.<br />

2.18 The UK has already undertaken work on<br />

doctrine, with the FCO producing a manual in 2007<br />

entitled “Peace Support Operations - Information<br />

and guidance for UK police personnel”, 5<br />

designed<br />

to provide UK officers with guidance on policies,<br />

procedures and practice. Further national doctrine<br />

development is now required to encompass the<br />

type of stabilisation operations on which the<br />

UK is engaged in Afghanistan, and there is an<br />

opportunity to apply UK policing expertise to the<br />

doctrine development which the UN and EU intend<br />

to undertake.<br />

2.19 The development of doctrine and common<br />

standards will address some of the issues affecting<br />

the planning and leadership of missions, but<br />

contributors identified other critical gaps in this<br />

area.<br />

2.20 Planning for the policing components<br />

of missions has been a weakness both at the<br />

national and international levels. 6 Insufficient<br />

strategic policing expertise has been called upon<br />

in drawing up objectives, priorities and end states<br />

(mandates) for missions and insufficient assessment<br />

of local policing realities has been carried out by<br />

international police experts. At both national and<br />

international levels there has been a lack of officers<br />

trained and available (either in dedicated units or<br />

on a standby basis) to plan for and manage the<br />

implementation of the policing components of<br />

missions, and planning for the policing components<br />

has often not commenced early enough, or with<br />

sufficient coordination with military and other<br />

civilian planning.<br />

5 Available at: http://www.ukinternationalpolicing.com/edocs/<br />

ipo_guidelines.pdf<br />

6 “.... institutional mechanisims for planning must be improved.<br />

Unlike the combat phase of most interventions, the postconflict<br />

phase, including policing, usually receives little attention.<br />

This is in part a result of the weakness of the institutions in the<br />

United States and other governments charged with policing reform:<br />

they simply do not have the corporate capacity to undertake<br />

detailed pre-intervention planning. It is also a failure of political<br />

will at the national and international levels, since it is the task of<br />

the polictical leadership to make the public case for the lengthy<br />

preparation, extensive resourcing, and long-term commitment<br />

that is required for post-conflict policing missions.”Jones, Seth G.,<br />

Wilson, Jeremy M., Rathmell, Andrew and Riley, K. Jack, Establishing<br />

Law and Order After Conflict, Rand Infrastructrue, Safety, and<br />

Environment (Organisation), Virginia, 2005, p.224<br />

11


Established missions and operations also need<br />

internal planning capacity and expertise - strategic<br />

and operational planning is a requirement<br />

throughout the life of a mission.<br />

2.21 However, progress is being made. The UN<br />

formed a small Standing Police Capacity (UN SPC)<br />

in 2007, with a mandate to plan for and provide<br />

initial headquarters functions for missions. Similarly<br />

the EU established Civilian Response Teams in 2006<br />

( a reserve capacity to assess and plan for civilian<br />

missions including police components) and more<br />

recently in 2007 the Civilian Planning and Conduct<br />

Capability (EU CPCC) with a mandate to plan,<br />

conduct and support civilian European Security and<br />

Defence Policy (ESDP) operations. At a national<br />

level, and in response to capacity gaps identified<br />

early during our engagement in Iraq, the UK has<br />

established an International Policing Assessment<br />

and Planning Group (APG), providing 30 officers on<br />

a reserve basis, trained to carry out assessment and<br />

planning for conflict related missions.<br />

2.22 Developments in this area continue. The UN<br />

is currently reviewing both the Standing Police<br />

Capacity and Police Division (which is responsible<br />

for the strategic and operational management and<br />

support of police missions) and has recommended<br />

that both be increased in size. Police Division also<br />

intends to develop courses to train officers in<br />

mission planning. The EU is working to identify<br />

lessons learned from previous mission planning,<br />

in order to develop more rigour and structure,<br />

and to implement new review processes and<br />

tighter oversight to maintain track of delivery<br />

against mission mandates. The UK, as one of the<br />

few countries with a dedicated police mission<br />

assessment and planning capacity, will be well<br />

placed to assist in these developments.<br />

2.23 Mission leadership issues include the<br />

widely held view that there has been too small<br />

a pool of good police mission leaders, and that<br />

programmes to identify, develop, release and<br />

support more officers with strategic expertise<br />

are urgently required. Missions have often been<br />

deployed with critical gaps in senior leadership<br />

due to slow recruitment processes, but conversely<br />

those processes have not always proven reliable<br />

in selecting officers who can perform in mission.<br />

Contributors suggest that more robust recruitment<br />

processes are required, possibly through the use<br />

of training and assessments courses, and that the<br />

development of an international pool of potential<br />

police mission leaders should be pursued.<br />

2.24 It is also widely agreed that mission leaders<br />

should be recruited at the earliest possible stage,<br />

and involved in the planning of the mission, rather<br />

than deploying later to take ownership of plans<br />

developed by others.<br />

2.25 The length of secondments to mission was<br />

also identified as an issue particularly, but not<br />

exclusively, for senior and mission leadership roles.<br />

Whilst recognising why secondments were time<br />

limited (to 12 months in the case of UK officers),<br />

contributors felt this was often an inadequate<br />

length of time for officers to achieve significant<br />

effect, particularly in roles where building<br />

relationships with locals and other international<br />

actors was key to success.<br />

2.26 The attitudes of national police<br />

leadership towards international conflict related<br />

policing can have a material effect on both<br />

quality and quantity gaps. The tension between<br />

domestic policing priorities and the release of<br />

officers for international duties is widely recognised<br />

and common to many, if not most, contributing<br />

countries.<br />

12


Review of Conflict Related International Policing<br />

2.27 Police leaders are responsible for the provision<br />

of law enforcement to their own communities.<br />

They can be understandably reluctant to release<br />

large numbers and/or high quality officers when a<br />

benefit linkage between international missions and<br />

domestic policing priorities has not been made.<br />

This is particularly the case when they are not given<br />

resources to back-fill posts vacated by the officers<br />

deployed overseas.<br />

2.28 From a UK police service perspective,<br />

contributors were concerned that conflict related<br />

international policing was still seen as a “career<br />

stopper”, potentially detrimental to officers’<br />

careers, and that this inhibited senior, experienced<br />

and quality officers from volunteering. More<br />

incentive was needed to attract such officers by<br />

ensuring that overseas deployments are seen as<br />

career enhancing opportunities, which add value<br />

both to the individual and the police service on<br />

return. To achieve this police leadership need to<br />

<strong>full</strong>y understand the importance of international<br />

policing, the professional development<br />

opportunities which overseas deployments can<br />

provide and support overseas deployments as<br />

natural roles for their officers - part of their ongoing<br />

career path and development.<br />

2.29 Recent developments in the UK have begun<br />

to address some of these issues. The Green Paper<br />

“From the Neighbourhood to the National,<br />

Policing our Communities”, 7<br />

published by the<br />

Home Secretary in July 2008, contains, for the first<br />

time in a national policing document, reference to<br />

the importance of international policing activities<br />

(albeit not specifically to conflict related policing). In<br />

addition, the International Police Assistance Board<br />

is developing a UK International Policing Assistance<br />

Strategy, which will seek to bring more coordination<br />

and integration across a wide range of assistance<br />

activities undertaken by the police service. This can<br />

form the basis of a new communications strategy<br />

to emphasise the importance and professional<br />

benefits of conflict related policing, to the leadership<br />

of the police service.<br />

Quantity<br />

2.30 Contributors agreed that there was a global<br />

shortage of suitably qualified officers to deploy to<br />

conflict related missions. Several EU missions are<br />

running 25-30% below authorised capacity and the<br />

UN currently has a shortfall of 5,500 officers against<br />

a mandated strength of 17,100 across all missions.<br />

2.31 Although there may be legitimate questions<br />

over the way in which the scale and type of policing<br />

element are assessed (discussed in the next section),<br />

there is little doubt that shortfalls have limited the<br />

ability of policing missions to meet their objectives.<br />

One common consequence has been that policing<br />

tasks and missions are often taken over by underqualified<br />

military components – a recent example of<br />

this is police reform in Iraq where the Civilian Police<br />

Assistance Training Team (CPATT) was under military<br />

command with limited policing expertise.<br />

2.32 The reasons why shortfalls exist varies across<br />

contributing countries, but common threads can be<br />

identified. National political will and funding<br />

are key issues. A general commitment to conflict<br />

resolution and peacekeeping can be traced back<br />

to the UN Charter, and clearly involves an effective<br />

policing contribution: policing is an obligation<br />

for an occupying force. An international policing<br />

capability is therefore a requirement based on<br />

international obligations.<br />

7 Available at:<br />

http://fileshomeoffice.gov.uk/police/policing_green_paper.pdf<br />

13


2.33 In many countries political ambition for<br />

conflict resolution and peacekeeping is high,<br />

particularly for increasing the role of policing (and<br />

other civilian) components. But even where cross<br />

departmental political consensus is achieved,<br />

ambitions are not always matched by the<br />

commitment of resources and funding necessary to<br />

achieve them. 8 9<br />

2.34 In addition to providing resource and funding<br />

for actual deployments, there is also the need for<br />

effective operational management of deployments.<br />

The management of overseas deployments is a<br />

normal and established function for most military<br />

services, but not so for most police services -<br />

structures and systems must be developed to take<br />

on these roles. Where there are constraints on<br />

overall funding, the correct balance still needs to<br />

be struck between resources committed to actual<br />

deployments and those devoted to managing the<br />

process. Failure to establish a national structure<br />

to effectively manage deployments, results in ad<br />

hoc systems which are incapable of providing<br />

the quality and quantity desired, and increases<br />

the difficulty international organisations face in<br />

deploying and maintaining operations.<br />

2.35 Whilst countries will quite legitimately decide<br />

which missions they will contribute to on the<br />

basis of national priorities, there are also instances<br />

where, for domestic political imperatives, countries<br />

will favour bilateral activities over contributions to<br />

multinational operations, diverting resources from<br />

the latter and increasing the challenges to effective<br />

coordination.<br />

2.36 Deployed officers are drawn from domestic<br />

duties which must be continued in their absence -<br />

this often leads to a tension between international<br />

policing and domestic policing priorities.<br />

Particularly during a difficult financial climate, police<br />

leaders wish to hold on to their most valuable,<br />

efficient, effective resources - people. For a number<br />

of countries part of the solution to this has been by<br />

providing sufficient resources and funding to allow<br />

“back-filling” of posts.<br />

2.37 In the UK, with increasing budget restrictions,<br />

and greater demands for performance from central<br />

government and police authorities and boards, the<br />

deployment of staff overseas will be considered<br />

a luxury. The level of responses to recruitment<br />

exercises for international policing will also vary<br />

as a natural consequence of the present set-up<br />

of depending on volunteers from 53 separate<br />

UK police forces – who are released only with<br />

the agreement of their Chief Police Officer and<br />

police authority, who naturally give precedence<br />

to the needs of their force. Furthermore, conflict<br />

related missions represent only part of the overall<br />

commitment of UK police officers to international<br />

assistance; numbers are also needed for other<br />

international activities including training, twinning<br />

projects and operational work, and police leaders<br />

need to prioritise these demands.<br />

8 “ There is a profound disconnect between the goals and values<br />

that reformers are trying to promote and the levels of funding<br />

provided to effect this change. Police refrom does not come<br />

cheap and funding is often insufficient to meet the expectations<br />

that accompany it. Donor interest tends to wane before<br />

suffiecient time has passed to produce tangilbe results. Without<br />

a longer-tern commitment, the aims of police reform based on<br />

a community- baed policing approach cannot be acheived, and<br />

international support to unstable areas will remain nothing more<br />

than shrot tern fire fighting”’Groenewald, Hesta and Peake,<br />

Gordon ibid, p.5<br />

9 “ It is also a failure of political will at the national and<br />

international levels, since it is the task of the politcial leadership<br />

to make the public case for the lengthy preparation, extensive<br />

resourcing, and long-term commitment that is required for<br />

post-conflict policing missions.”Jones, Seth G., Wilson, Jeremy M.,<br />

Rathmell, Andres and Riley, K. Jack. Ibid p.224<br />

14


Review of Conflict Related International Policing<br />

2.38 Despite all these potential inhibitors, the most<br />

recent UK recruitment drive for conflict related<br />

international policing produced record numbers<br />

(approximately 500) of volunteers.<br />

However the majority of these were junior officers,<br />

lacking the seniority, experience or specialised<br />

expertise needed for the majority of the missions in<br />

which the UK is currently engaged - and this reflects<br />

the view of most contributors that whilst quantity<br />

shortfalls are important, quality remains the key<br />

issue.<br />

2.39 Security and duty of care issues also<br />

affect staffing in missions. The statutory and<br />

customary responsibilities of governments for<br />

the duty of care of deployed officers, varies from<br />

country to country. In the UK the bar is relatively<br />

high and much work has been done across<br />

government and the police service to address duty<br />

of care issues - it remains however a complicated<br />

issue.<br />

can be deployed, within an overall funding and<br />

resource envelope.<br />

2.41 Finally it must be recognised that for most<br />

countries and police services conflict related<br />

international policing is a voluntary activity and that<br />

individual officers may decide against volunteering<br />

because of the actual (and perceived) risks<br />

involved. Developing more coherent and effective<br />

approaches to duty of care issues, security and<br />

life support systems is likely to reduce inhibitors<br />

and widen the pool of officers who may consider<br />

deployments.<br />

2.40 The authority to release UK police officers for<br />

deployment to international conflict related policing<br />

missions rests with their respective Chief Constables<br />

and Police Authorities and, ultimately, with the<br />

Home Secretary (and Ministers from the devolved<br />

administrations). The officers are then seconded<br />

through the Foreign Office, either to a mission run<br />

by international organisations such as the EU or<br />

UN, or to a “UK run” mission such as those in Iraq<br />

or Afghanistan. This structure results in a complex<br />

landscape of responsibilities for duty of care and<br />

security provision/risk mitigation. The differing<br />

level of threat and risk across missions adds to this<br />

complexity. There are also funding implications in<br />

the provision of force protection, security and life<br />

support resources, and in hostile or challenging<br />

environments these costs can be substantial. This<br />

may serve to limit the number of officers that<br />

15


III. Demand – Assessing the Scale and Type<br />

of Policing Elements Required<br />

3.1 The lack of doctrine, assessment, planning<br />

and lessons learned capacities, described in the<br />

previous section, has hindered effective and timely<br />

assessments of the scale and type of policing<br />

elements required in missions and operations. 10<br />

3.2 United Nations missions, for example, have<br />

seen an increase in the deployment of Formed<br />

Police Units (UNAMID 11 is mandated for 19<br />

Formed Police Units consisting of up to 2660 police<br />

officers) but without a comprehensive doctrine<br />

which describes what roles these units should<br />

undertake, how they should carry them out and<br />

to what standards. Early UK engagement in Iraq<br />

was marked by a lack of advanced assessment and<br />

planning for the roles which UK police might be<br />

called upon to deliver.<br />

3.3 Frequently missions have been established on<br />

the basis of past experience and using<br />

off-the-shelf methodologies - failing to take<br />

sufficient account of local conditions and culture.<br />

Generic police training curricula and delivery<br />

methods used in Kosovo, were imported to train<br />

Iraqi and Afghan police and required extensive<br />

modification over extended periods before<br />

becoming effective. Some missions (not least<br />

at various stages in Iraq and Afghanistan), have<br />

concentrated to a great degree on training and<br />

equipping - measuring success by numbers - at the<br />

expense of more fundamental reform requirements<br />

such as organisational and leadership development.<br />

3.4 This one-size-fits-all approach has failed<br />

to adequately address the particular policing<br />

needs of the receiving countries, and nebulous<br />

concepts of democratic policing and international<br />

standards, have led to international aspirations for<br />

development and end states which are unrealistic<br />

or even unsuitable in a national and regional<br />

con<strong>text</strong>.<br />

3.5 Insufficient coordination of assessment,<br />

planning and delivery with other mission<br />

components has meant that policing reform and<br />

development is often unsynchronised with other<br />

rule of law and security sector elements - evidenced<br />

particularly in Kosovo and Afghanistan 12 , where<br />

for long periods reform of the police and criminal<br />

justice sectors were out of step with each other.<br />

3.6 Adding to these difficulties is the fact that the<br />

role of policing elements in conflict related missions<br />

has evolved, particularly over the last 10 years, and<br />

continues to do so 13 . From basic monitoring and<br />

reporting (El Salvador, Mozambique, Cambodia<br />

and Namibia), to executive operational policing<br />

(Haiti, East Timor, Kosovo), to longer term reform<br />

and development (Kosovo again, Sierra Leone, Iraq,<br />

Afghanistan). The first of these is now generally<br />

regarded as having been of limited effectiveness<br />

and likely to be confined to history. Future missions<br />

(and the future of ongoing missions) will more likely<br />

deliver one, or a combination of, the latter two<br />

types of role.<br />

3.7 Within these broad categories of policing<br />

roles lie more specific classifiers, for example paramilitary<br />

policing, community policing, investigative<br />

and intelligence policing, and the development of<br />

leadership, command and control, professional<br />

standards, organisational and administrative<br />

capacities. Further categories define methods of<br />

delivery including, executive policing, training,<br />

coaching, advising, mentoring, consultancy, and<br />

donor equipping and coordination.<br />

3.8 It is clear that there is a need for more<br />

resources and expertise to develop doctrine and<br />

use it to underpin integrated, strategic assessment<br />

and planning - police officers who are trained in<br />

these roles and who can work alongside military<br />

and civilian experts and planners, and with host<br />

16


Review of Conflict Related International Policing<br />

governments, civil society and local communities<br />

to identify and address the unique requirements of<br />

individual missions. Strategic integrated planning,<br />

founded in a comprehensive doctrine and which<br />

identifies programmes of achievable goals, will more<br />

effectively determine the scale and type of policing<br />

required.<br />

3.9 International organisations and individual<br />

contributing countries are increasingly recognising<br />

the gaps in doctrine, assessment and planning, and<br />

the evolving nature of the policing requirement,<br />

and increasing capacity in response – the UN SPC,<br />

the EU CPCC, the UK’s APG. Continuing support to<br />

these areas of development is essential, if the scale<br />

and type of the policing elements are to match the<br />

requirements and demands placed upon future and<br />

ongoing operations and missions. 14<br />

10 “ The UN has often launched missions without benefit of a<br />

systematic analysis of the levels of criminality and capacity for<br />

rule of law in the mission area. In the past, peace operations<br />

have relied on anecdotes to gauge the level of functionality,<br />

efficiency, and poplular support for the police, courts, and prison<br />

system in its area of deployment. DPKO has not had a system<br />

to collect data for police and other elements of the criminal<br />

justice systems in post- conflict settings. Without such data,<br />

assessing the strengths and weaknesses of domestic police and<br />

justice institutions is difficult and reduces support the rule of<br />

law, delaying improvements in accountability and performance.”<br />

Joshua G. Smith, Victoria K. Holt, and William J. Durch. From<br />

TimorLeste to Darur: New Initiatives for Enhancing UK Civilian<br />

Policing Capacity. Henry L. Stimpson Center. Washington DC,<br />

August 2007, p.5.<br />

11 United Nations Assistance Mission in Darfur<br />

12 Wilder, Andrew Cops or Robbers? The Struggle to Reform the<br />

Afghan National Police, Afghan Research and Evaluation Unit,<br />

Kabul, July 2007, p.62.<br />

13 Joshua G. Smith, Victoria K, Holt and William J. Durch. Ibid p.1-2<br />

14 Joshua G. Smith, Victoria K, Holt and William J. Durch. Ibid p.1-2<br />

17


IV. Other Models<br />

4.1 As part of this review senior officers from the<br />

UK International Policing Assessment and Planning<br />

Group (APG) travelled to Australia and Canada<br />

in November 2008, to study and report on those<br />

countries’ models of conflict related international<br />

policing.<br />

Australia<br />

4.2 Australia is one of the few, if only, countries<br />

to have established a standing capacity for conflict<br />

related international police deployments - the<br />

International Deployment Group (IDG). The IDG is<br />

a department within the Australian Federal Police<br />

(AFP) - the Australian Government’s primary law<br />

enforcement agency, international law enforcement<br />

representative and the chief source of advice to the<br />

Government on policing issues.<br />

Governance and Policy<br />

4.3 The AFP itself is part of the Attorney-General’s<br />

portfolio, with the AFP Commissioner reporting to<br />

the Minister for Home Affairs. As a departmental<br />

head the AFP Commissioner can also be co-opted<br />

to provide law enforcement advice to the National<br />

Security Committee of Cabinet and makes<br />

recommendations to Government regarding<br />

policy.<br />

4.4 Ministerial priorities for the AFP are;<br />

> Countering the threat of terrorism to the safety<br />

and security of Australians and Australian<br />

interests, inside and outside Australia;<br />

> Contributing effectively to the Government’s<br />

international law enforcement interests<br />

including matters involving cooperation<br />

to combat transnational organised crime,<br />

responses to emergencies, law and order<br />

capacity building missions, and participation<br />

in United Nations, or other internationally<br />

mandated, peace operations;<br />

4.5 Whilst the AFP provides the Commonwealth<br />

(i.e. federal) policing lead, each of the seven States<br />

within Australia also has its own police service,<br />

answerable to the State government.<br />

4.6 Under the AFP’s Strategic Plan for 2007/11<br />

the IDG “…contributes to regional and<br />

international stability and security on behalf of<br />

the Australian Government by implementing<br />

capacity building programs and offshore law<br />

enforcement initiatives.’<br />

4.7 The AFP’s 2007 Business strategy includes<br />

the following outputs for the IDG;<br />

> Bilateral law enforcement capacity building<br />

programs under the auspices of the Law<br />

Enforcement Cooperation Program, and<br />

> International peace operations and missions as<br />

civilian police with the United Nations.<br />

Development of the IDG<br />

4.8 The IDG has been developed primarily<br />

within a regional con<strong>text</strong>. An increasing number<br />

of situations and incidents within its Asia Pacific<br />

sphere of influence (including East Timor, the<br />

Solomon Islands, the Bali Bombings and the<br />

Indonesian Tsunami), led to the identification by<br />

the Australian government of significant gaps in its<br />

ability to respond rapidly to crises and to support<br />

capacity building in fragile and failed states. The<br />

government also recognised a lack of a cohesive<br />

and joined-up response across government<br />

departments.<br />

18


Review of Conflict Related International Policing<br />

4.9 In 2004 the government tasked the AFP<br />

with creating a standing international policing<br />

capacity. The Australian Government already had a<br />

preference for a ‘whole of government approach’ to<br />

security and capacity development activities and the<br />

AFP’s standing capacity was designed to focus on<br />

‘interoperability’, i.e. all agencies and government<br />

departments having a clear understanding of each<br />

others needs, objectives and requirements - and<br />

working together to achieve overall government<br />

objectives.<br />

4.10 This interoperability has now reached a<br />

stage of maturity evidenced in the case of the<br />

Regional Assistance Mission to the Solomon Islands<br />

(RAMSI). The RAMSI funding proposals considered<br />

by Government sees the AFP receiving significant<br />

funding to provide support infrastructure to other<br />

contributing agencies. The AFP also manages<br />

programs that would traditionally have been<br />

led by the Australian Agency for International<br />

Development (AusAID).<br />

4.11 The IDG does have small numbers of officers<br />

deployed outside Australia’s immediate sphere of<br />

influence, these include Afghanistan, Cyprus and<br />

Sudan, but the main focus of government policy<br />

priorities, and the bulk of the group’s resources, are<br />

centred on regional security and stability.<br />

Structure<br />

4.12 Authorised by the government in 2006<br />

to increase its establishment to a total of 1200<br />

staff, the IDG currently (November 2008) employs<br />

approximately 750 staff. Of these 250 are Australia<br />

based (A-Base) personnel providing support to<br />

500 IDG members deployed to missions including<br />

Afghanistan, Cambodia, Cyprus, Nauru, Papua<br />

New Guinea, Solomon Islands, Sudan, Timor-Leste,<br />

Tonga, and Vanuatu. Approximately 100 of the<br />

deployed staff are seconded from six State police<br />

services and thirteen Pacific Island Nations (37 from<br />

the state police services).<br />

4.13 The support functions provided by the 250<br />

A-Base personnel include;<br />

Contracts and Logistics<br />

HR and Finance<br />

Foreign Police Liaison<br />

Forensics<br />

Information Technology<br />

Intelligence<br />

Marketing and Public Affairs<br />

Mission Administration<br />

Operational Response<br />

Pacific Islands Police Advisor Training<br />

Protective Services<br />

Strategy Planning<br />

Monitoring and Governance<br />

Wellbeing and Health & Safety Services<br />

4.14 On reaching <strong>full</strong> establishment staffing of the<br />

IDG should be as follows:<br />

> Mission component of 730 staff (including<br />

seconded state and Pacific Island Nations<br />

police).<br />

> A-Base component of 499 staff, comprising:<br />

> National Manager’s office with 28 staff<br />

responsible for international policy, governance,<br />

marketing, communications and projects;<br />

> Missions and Operations support with 33 staff;<br />

> Planning and Development with 98 staff<br />

responsible for intelligence, programme analysis,<br />

planning and doctrine.<br />

> Corporate Services with 94 staff responsible<br />

for contracts & logistics, finance and human<br />

resources.<br />

> Learning & Development with 52 staff<br />

responsible for pre-deployment training,<br />

19


operational safety training, and internal training.<br />

> Operational Response Group with 193 staff.<br />

4.15 The Operational Response Group is a new<br />

capacity, capable of deploying rapidly (up to 40<br />

members within 24 hours, up to a further 40<br />

members within 72 hours and the remainder<br />

within seven days) to any situation - including high<br />

risk environments - to provide stabilisation. The<br />

ORG would deploy to stabilise the environment<br />

giving the IDG time to muster and deploy a main<br />

mission component. The ORG consists of teams<br />

with varying skill sets. Tactical Response Teams<br />

capabilities are intended to be the vanguard in<br />

armed or otherwise high risk civil unrest situations;<br />

Stability Response Teams are trained to a high<br />

level in Public Order Management including long<br />

arms and less lethal options to respond to civil<br />

disorder; crowd control and riot situations, and<br />

operational and specialist units providing support<br />

including negotiators, maritime policing operations,<br />

marksmen, and communications, intelligence, and<br />

logistics experts.<br />

4.16 The IDG has invested significantly in training<br />

with a purpose built (AUD2.8 million/ £1.2million in<br />

2005) international training complex which includes<br />

facilities that recreate the environments police<br />

might experience when deployed overseas. The<br />

training is residential and takes place over 35 days,<br />

delivering two broad themes; safety and security;<br />

and capacity development. A significant amount of<br />

the training is delivered via immersed scenarios in<br />

which cultural awareness, values and human rights<br />

are the focus. An increasing number of non-police<br />

personnel (from AusAID, NGO’s etc.) now also<br />

participate in this training.<br />

Funding<br />

4.17 Discreet and itemised start-up costs for<br />

the IDG are not easily distinguishable because<br />

AFP involvement in international conflict related<br />

policing - in particular large scale deployments to<br />

RAMSI - pre-dates the formal establishment of the<br />

group in 2004. However figures that are available<br />

show that in FY 2003/04 the Government provided<br />

AUD246 million (£103 million) of initial funding<br />

to the AFP for its role in RAMSI from 2003/04<br />

to 2004/05, including the logistics function. In<br />

2005/06 the Government agreed to provide<br />

AUD538 million (£226 million) to the AFP in<br />

additional resourcing from 2005/06 to 2008/09 for<br />

the mission to RAMSI.<br />

4.18 Consolidated financial year budget figures for<br />

the IDG for this and subsequent financial years are<br />

as follows;<br />

FY 2008/09 AUD300 million (£140 million)<br />

FY 2009/10 AUD248 million (£114 million)<br />

FY 2010/11 AUD177 million (£81 million)<br />

State Police Contributions<br />

4.19 The contribution of the seven State police<br />

services to the IDG varies. Economic and resource<br />

issues in some States mean that they are struggling<br />

to recruit officers and therefore unable to second<br />

large numbers of staff to the IDG. Victoria Police<br />

(Vicpol) is currently the largest provider of state<br />

police to the IDG, and has established an internal<br />

support team of 5 staff and a robust re-integration<br />

programme for returning officers.<br />

Key Stakeholders/Partner Agencies<br />

4.20 The two key cross government relationships<br />

for the IDG are with AusAID and the Australian<br />

Defence Force (ADF). The IDG appoints<br />

liaison officers to AusAID’s Fragile States and<br />

Development departments, and to the ADF’s Joint<br />

Operations Planning Group. These partnership<br />

20


Review of Conflict Related International Policing<br />

arrangements are governed by a Strategic<br />

Partnership Agreement between AusAID and<br />

the AFP and a Memorandum of Understanding<br />

between the ADF and AFP.<br />

4.21 All partners identify key benefits to these<br />

relationships which include; speaking a common<br />

language; agreed and detailed understanding of<br />

where responsibilities sit and agreed outcomes;<br />

development of whole of government strategies;<br />

negotiation and development of jointly agreed<br />

business cases, for government consideration, and;<br />

more effective and developed joint operations and<br />

staff relationships on the ground in missions.<br />

Other Observations<br />

4.22 The IDG has invited academia into its<br />

operations, both with academic experts working<br />

alongside group members on planning, policy,<br />

research and programme analysis, and by<br />

commissioning specific pieces of work, for example<br />

the development of a suite of performance<br />

indicators by the University of Queensland. This<br />

academic rigour is supporting the development<br />

of credible business cases and helping to develop<br />

more focus on outcomes rather than inputs.<br />

4.23 Giving ownership and responsibility to the<br />

police has had a significant impact; as the group<br />

matures into the structure and process, it is<br />

becoming more confident in what it can achieve.<br />

The group has a clear sense of purpose, and belief<br />

that it is at the ‘cutting edge’.<br />

4.24 One of the key enablers for the government<br />

in establishing the IDG was the federal and state<br />

governance arrangements, which allowed the<br />

government to deal with the AFP as a single point<br />

of contact to deliver its policy aims on policing.<br />

4.25 An issue in establishing the group (and the<br />

Operational Response Group in particular) was<br />

the fact that it attracted officers with specialist<br />

training and skills (e.g. firearms and public order)<br />

away from other police services. This led to some<br />

relationship issues between the AFP and State<br />

Police. However it should be noted that the ORG<br />

was one of several competing employment market<br />

opportunities for example, security jobs in Iraq and<br />

employment in the mining sector.<br />

4.26 Group members were conscious of the high<br />

cost of maintaining the Operational Response<br />

Group - AUD38 million p.a. (£17.6 million).<br />

However, the unit does have a domestic role in<br />

support of AFP operations and as a redundancy<br />

to State and Territory jurisdictions. In order to<br />

respond to high risk incidents the ORG spends a<br />

high percentage of their time maintaining their<br />

skill level. This group have undertaken rapid<br />

deployments both domestically and internationally<br />

and maintain an ability to deploy at a moments<br />

notice.<br />

Canada<br />

4.27 Canada has a multi-layered police service<br />

with municipal, provincial and regional forces,<br />

and the national Royal Canadian Mounted Police<br />

(RCMP). A total of 64,000 serving police officers<br />

work in approximately 450 separate forces,<br />

varying in size from single figures to the RCMP<br />

which has a strength of 17,000 officers. Although<br />

primarily a national/federal force the RCMP also<br />

provides policing services to territories, provinces,<br />

municipalities and native communities throughout<br />

Canada.<br />

4.28 Canada has contributed to international<br />

conflict related policing for 20 years, but has<br />

recently brought more structure, transparency<br />

and coherence to the governance and control of<br />

their contributions. Canada does not operate a<br />

standing capacity like the Australians, but “recruits<br />

21


to deploy” similar to the UK. Canada does however<br />

train officers in advance in order to develop a pool<br />

of officers ready to deploy.<br />

The Canadian Police Arrangement (CPA)<br />

4.29 In 2006 the RCMP established a centrally<br />

funded five year programme - the International<br />

Police Peacekeeping and Peace Operations<br />

Program (IPP). At the same time a memorandum of<br />

understanding - the CPA - was drawn up between<br />

the Department for Foreign Affairs & International<br />

Trade (DFAIT), the Canadian International<br />

Development Agency (CIDA), the Department of<br />

Public Safety & Emergency Preparedness (PSEP)<br />

and the RCMP. (The RCMP sits within the PSEP<br />

department but is a separate signatory to the<br />

MOU).<br />

4.30 The CPA is designed to enable the RCMP<br />

and its policing partners to plan and manage<br />

international deployments for the long term, rather<br />

than reacting to requests on an ad hoc, mission-tomission<br />

basis. DFAIT, CIDA, PSEP and the RCMP are<br />

jointly responsible for the implementation of the<br />

CPA, working as an inter-departmental association<br />

with governance structures consisting of a Steering<br />

Committee and a Working Group, both of which<br />

are chaired by members from DFAIT. The Steering<br />

Committee is responsible for deciding whether to<br />

contribute Canadian police officers to a particular<br />

international operation and does so against an<br />

established set of key criteria.<br />

4.31 Within the CPA model DFAIT provides foreign<br />

policy expertise and leadership, and identifies<br />

activities where police can contribute to local peace<br />

support and capacity building consistent with<br />

Canadian foreign policy objectives. CIDA provides<br />

knowledge of country and cultural circumstances<br />

and linkages between police interventions and the<br />

wider development of work of the Agency and its<br />

partners.<br />

4.32 The RCMP is responsible for selecting officers<br />

in accordance with operational requirements,<br />

managing their training and logistical support<br />

and providing advice based on Canadian policing<br />

expertise.<br />

4.33 The CPA responds to both the Government of<br />

Canada’s international peace and security objective<br />

of building a more secure world and the objectives<br />

of the Canadian Official Development Assistance<br />

(ODA) policy.<br />

International Peace Operations Branch (IPOB)<br />

4.34 The IPOB sits within the Federal and<br />

International Operations Directorate of RCMP<br />

Headquarters in Ottawa and is responsible for<br />

delivery of the IPP programme and the policing<br />

elements of the CPA. The current structure of the<br />

IPOB was approved by the Canadian Cabinet in<br />

2006 with an initial five year funding allocation.<br />

Originally established with 34 staff, IPOB now has<br />

approval to use existing funding to expand to 54<br />

staff, and following a recent staffing evaluation is<br />

seeking approval and funding for a further increase<br />

to 83 staff.<br />

4.35 IPOB manages and supports all aspects of<br />

police deployments including pre-deployment<br />

recruitment, selection and training activities,<br />

operational support in mission and reintegration on<br />

return from mission. IPOB is mandated by the CPA<br />

to build a rising pool of pre-trained officers, who<br />

will remain with their parent services until called<br />

upon to deploy.<br />

4.36 Training is delivered through a two week<br />

briefing (rather than scenario) course covering<br />

22


Review of Conflict Related International Policing<br />

operational training (executive policing and criminal<br />

intelligence), health, administrative briefings, cultural<br />

awareness and specialised training (mission specific<br />

issues).<br />

4.37 IPOB includes a Health Services Unit (HSU)<br />

which provides physical and psychological health<br />

care advice and support at all stages of operations,<br />

including mission assessments and reconnaissance,<br />

recruitment, selection and training, support in<br />

mission and re-integration on return. Within the<br />

HSU is an employee assistance and family support<br />

coordinator. Available 24/7, the coordinator<br />

provides short-term peer support counselling and<br />

referral services to deployed officers and their<br />

families prior to, during and post deployment. IPOB<br />

also includes a Logistics Unit which manages the<br />

provision of all uniform, equipment and logistical<br />

support.<br />

4.38 Currently IPOB negotiates individually with<br />

other police services for the release of their officers,<br />

there is no single national model. As with the<br />

Australian model, IPOB provides additional funding,<br />

over and above the actual costs of salary and<br />

allowances, allowing police services to back-fill<br />

posts or fund other initiatives.<br />

Funding<br />

4.39 The IPP is funded through two mechanisms.<br />

Firstly a 5 year funding programme is negotiated<br />

and agreed with the Treasury Board (TB) by the<br />

respective CPA Ministers. This funding is paid<br />

quarterly to the IPOB to enable it to deliver the IPP<br />

and build a permanent and sustainable capacity<br />

of deployable police officers for international<br />

peace support operations. Essentially this funds<br />

all Canadian based aspects of the IPP including<br />

hiring recruits to back-fill the shortfall created by<br />

international deployments. Currently this is set at<br />

CAN$37 million (£20 million).<br />

4.40 In addition an Annual Plan is produced<br />

by DFAIT, in consultation with all CPA partners,<br />

which includes approved and anticipated police<br />

participation in operations with an estimate of<br />

incremental costs. The Annual Plan is submitted to<br />

the Steering Committee for approval by 31 March<br />

for the coming fiscal year. This funding derives from<br />

DFAIT’s Global Peace and Security Fund (GPSF), and<br />

essentially pays for all mission based costs. Currently<br />

this is set at CAN$11million, (£6.09 million).<br />

Future Plans<br />

4.41 IPOB have developed a draft Strategic Plan<br />

for development over the next five years, the key<br />

outputs of which are;<br />

> The increase the capacity to deploy Canadian<br />

police officers to 500 within the next 5 years.<br />

> To develop a new IPOB business model and<br />

organisational structure.<br />

> To develop a law enforcement capacity building<br />

capability.<br />

> To develop the capacity to contribute to formed<br />

police units.<br />

> To develop a rapid deployment capacity.<br />

4.42 Three strategic priorities are also identified in<br />

the draft Strategic Plan; Building Human Capacity<br />

- providing the necessary quality and quantity<br />

of police officers to peace operations in a timely<br />

manner; Horizontal Relationships - providing<br />

more effective and integrated management and<br />

support to international peace operations, and;<br />

a Responsive and Holistic Approach - ensuring<br />

integrated and coordinated deployments<br />

throughout the spectrum of conflict.<br />

4.43 IPOB is currently mandated under the CPA<br />

to deploy up to 200, drawn from a pool of 600<br />

pre-trained officers. In 2008 Canada deployed a<br />

23


little over 100 officers to missions in Afghanistan,<br />

Bosnia, Haiti, Ivory Coast, Lebanon, Sierra Leone,<br />

Sudan, East Timor and Krygystan. Of these 44%<br />

were RCMP officers with 56% from other police<br />

services.<br />

4.44 Under the draft Strategic Plan numbers will<br />

increase year on year (with retired officers being<br />

brought into the pool from 2010), until 2013 when<br />

a pool of 1500 pre-trained officers will allow the<br />

deployment of 500 officers, 30% from the RCMP,<br />

50% from other police services and 20% retired<br />

officers.<br />

4.45 However the Canadians are not currently<br />

deploying up the CPA mandated numbers and<br />

they recognise that a number of hurdles which<br />

will have to be overcome if their aspirations are<br />

to be met. Better marketing of international<br />

policing is required to gain the buy-in of provincial<br />

governments and increase the number of other<br />

police services which participate. A communications<br />

strategy to achieve this required.<br />

4.46 The diversity of Canada’s police service has<br />

resulted in a lack of commonality in recruitment,<br />

selection and reintegration procedures. Individual<br />

police services have negotiated their own unique<br />

arrangements with the RCMP, and the need to<br />

incorporate trade union protocols has added to the<br />

complexity. Adverse results of this have included<br />

both the quality of officers selected to deploy, and<br />

the ability of police services to make best use of the<br />

officers on their return from deployments.<br />

selection and management tools are required.<br />

4.48 The current infrastructure and some of the<br />

related processes are not sufficient to deal with<br />

such a large scale increase over the next 5 years.<br />

However, these issues have been recognized by<br />

IPOB and its police partners and they are being<br />

addressed in a priority order.<br />

4.49 IPOB cannot currently recruit retired officers<br />

due to national internal bureaucratic issues such<br />

as the provision of life insurance. These issues will<br />

have to be overcome if retired officers are to form<br />

up to 20% of Canadian deployments by 2013.<br />

4.50 All of the above represent major issues which<br />

the IPOB and partners have recognised, and they<br />

are developing programmes and work streams to<br />

address them.<br />

Other Countries<br />

4.51 In addition to Australia and Canada this<br />

review gathered information on a number of other<br />

countries’ models of conflict related international<br />

policing, primarily through interviews of national<br />

policing attaches and advisors attached to national<br />

missions at the UN in New York. The countries<br />

studied were Germany, Norway, Sweden, Italy and<br />

the United States, and details of their models of<br />

international policing are contained at Annex C.<br />

4.47 The drive to increase numbers together with<br />

insufficient professional HR resources has resulted<br />

in the drafting of general job requirements largely<br />

based on UN models. These have failed to ensure<br />

competency requirements are always met during<br />

recruitment and selection. New competency based<br />

24


Review of Conflict Related International Policing<br />

V. UK Capacity and Future Options<br />

UK Capacity<br />

5.1 International capacity for conflict related<br />

policing, is built on national capacities. Contributors<br />

recognise that whilst international organisations are<br />

improving their capacities, equally important is the<br />

development of effective national models.<br />

5.2 Contributors also agree that the UK police<br />

service has the necessary capabilities to address<br />

many of the capacity gaps identified previously. UK<br />

policing is highly regarded and in demand overseas,<br />

particularly in the areas of leadership, community<br />

based policing and training. The service has an<br />

extensive range of professional skills and expertise<br />

capable of carrying out most of the roles now<br />

required in international missions and operations.<br />

5.3 There are two apparent exceptions to<br />

UK capabilities. The police service has no<br />

operational experience of para-military policing,<br />

(a fundamentally different model of policing),<br />

and limited capacities in armed executive policing<br />

(which is either a specialised function for individual<br />

officers - in high demand nationally - or a general<br />

mandate of only a few forces such as the Police<br />

Service of Northern Ireland of the Ministry of<br />

Defence Police(MDP)). Outside of these two areas<br />

the UK should be able to contribute highly skilled<br />

and experienced officers to virtually all other<br />

required roles.<br />

5.4 The UK also has a potential comparative<br />

advantage over many countries, as UK officers<br />

typically retire earlier after 30 years service (rather<br />

than at 60/65) and it should be possible to build a<br />

highly skilled cadre of retired officers.<br />

5.5 Over the last five years we have increased<br />

the resources, and improved the structures<br />

and practises which manage and support our<br />

contributions. Dedicated units in the Foreign and<br />

Commonwealth Office, Home Office, the MDP<br />

and Stabilisation Unit, working together with the<br />

Associations of Chief Police Officers, the wider<br />

police service and the international organisations,<br />

have effectively managed the deployment of officers<br />

to all missions and operations which the UK regards<br />

as strategic priorities. There remain however, factors<br />

which limit the UK’s capacity.<br />

5.6 Conflict related international policing as a<br />

function, is not yet regarded and treated as a core<br />

responsibility of the police service. Outside of the<br />

MDP, it remains a role which individual officers<br />

volunteer to undertake, leaving their forces to do<br />

so. The structures and systems which manage and<br />

deliver our contributions are not police owned and<br />

led (albeit that we employ officers to carry out these<br />

functions alongside civil servants), which reinforces<br />

the perception that this is a niche government<br />

activity rather than a core role of the police service.<br />

Additionally the tension between domestic policing<br />

priorities and international activities has not been<br />

resolved.<br />

5.7 This lack of police service responsibility for the<br />

function, and ownership of the operational delivery,<br />

and the continuing tension between domestic and<br />

international priorities, inhibits individual officers<br />

from volunteering, for fear that participation may<br />

not benefit (may even damage) their ongoing police<br />

career. Whilst overall numbers have been sufficient<br />

to meet government aspirations (and available<br />

funding) for deployments - this does not mean that<br />

we always have officers with the right skills, rank<br />

and experience available for the roles we wish to fill.<br />

5.8 Training has concentrated on duty of care<br />

issues and, to varying degrees, specific mission<br />

“awareness” training. On the assumption that<br />

officers’ core policing skills and specialisations are<br />

25


sufficient, not enough has been done to provide<br />

them with additional skills, e.g. in mentoring,<br />

reform and development, which would allow them<br />

to achieve greater impact in their mission roles.<br />

5.9 As policing missions have become more<br />

complex and multi-faceted, there has been a<br />

requirement for the parallel development of<br />

new doctrine and operational practise. This has<br />

particularly been the case where we have engaged<br />

in coalition or bilateral missions - where officers are<br />

deploying into a UK led operation rather than under<br />

the umbrella of an EU or UN mission, and where<br />

they are working very closely alongside the military,<br />

often in hostile or very challenging environments.<br />

5.10 Whilst we have improved our capacities (e.g.<br />

the 2007 manual of information and guidance, the<br />

establishment of the APG, the development of new<br />

operational practise by MDP in Helmand province),<br />

insufficient resources have been applied to this<br />

area. There is for example no dedicated police<br />

planning, research and programme capability within<br />

our structures. Instead we are reliant upon reserve<br />

capacities such as the APG, or ad hoc tasking<br />

of resources from within our policy, operational<br />

management and support structures.<br />

Future Options<br />

5.11 Options for more effective UK support for<br />

conflict related international policing, can be<br />

developed by assessing the current UK model<br />

against the capacity gaps which have been<br />

identified and the models developed by other<br />

countries.<br />

5.12 Improving our effectiveness will require the<br />

commitment of additional resources. The overall<br />

resource and funding requirements will in large<br />

part be determined by the scale of ambition for<br />

deployments (100, 200, 500 etc.), but many of the<br />

developments required to improve effectiveness will<br />

depend on providing more resources to UK based<br />

operational management and support activities -<br />

which up to now have been sparsely resourced.<br />

5.13 There are approximately 15 staff across<br />

departments and agencies that work solely, or<br />

mostly, on managing and supporting conflict<br />

related policing. Over the last five years this has<br />

resulted in a ratio of “UK based” to deployed staff<br />

varying between 1:10 and 1:20. Compared to<br />

the Canadian and Australian models, where the<br />

ratios (once their models reach <strong>full</strong> strength) will<br />

be approximately 1:6 and 1:3 respectively, the UK<br />

operation has been relatively lean.<br />

5.14 The various options which are set out below,<br />

are not <strong>full</strong>y formed recommendations - more<br />

work will need to be commissioned to consult with<br />

key partners and develop <strong>full</strong>y costed models. The<br />

International Police Assistance Board (IPAB) as a<br />

strategic body representing all interested partners,<br />

is well placed to commission the work necessary to<br />

develop these options into recommendations for<br />

Ministers.<br />

Operational Delivery<br />

5.15 All models essentially consist of two core<br />

elements, which respond to governments’<br />

international policy priorities - the method of<br />

operational delivery and the capacity delivered -<br />

and both of these are shaped by the structures and<br />

roles of their policing services. The existence of a<br />

national or federal policing capacity, with a preexisting<br />

international operational responsibilities,<br />

is undoubtedly advantageous to the development<br />

of conflict related capacity. Centrally funded and<br />

directly responsive to government priorities, rather<br />

than primarily to local policing priorities, a national<br />

26


Review of Conflict Related International Policing<br />

body also provides a more or less “natural home”<br />

for the management of international activities.<br />

5.16 Fundamental to Australia’s ability to develop<br />

a standing capacity was the pre-existence of a<br />

national, operational policing capacity (the AFP)<br />

where the International Deployment Group<br />

could be formed and developed. Countries such<br />

as France and Italy have essentially added new<br />

roles in conflict related policing, to pre-existing<br />

national standing capacities (Gendarmerie,<br />

Carabinieri) which were already responsible for<br />

policing in overseas territories or alongside military<br />

deployments.<br />

5.17 The UK now has national law enforcement<br />

bodies with international responsibilities (such<br />

as the National Police Improvement Agency<br />

(NPIA), and the Serious Organised Crime Agency),<br />

although not a national, operational policing body,<br />

comparable to the AFP or RCMP. With a police<br />

service composed of over 50 separate forces, and<br />

without an obvious “natural home”, the UK has<br />

developed a model where in addition to driving<br />

policy, government departments and agencies<br />

have taken the lead on operational delivery.<br />

5.18 The UK’s current operational delivery<br />

structures have developed considerable expertise<br />

in most aspects of deployment management, as<br />

have various elements of the police service which<br />

undertake other aspects of international policing<br />

activities (for example the NPIA and individual<br />

forces such as the Metropolitan Police Service).<br />

5.19 Nevertheless, this aspect of the UK model<br />

is unusual in comparison to the other countries<br />

studied for this review, where in every case there<br />

is greater police ownership of operational delivery.<br />

This is a major factor in the perception in the UK,<br />

that conflict related policing is not a core role and<br />

responsibility of the police service, which in turn<br />

inhibits the ability to recruit officers with the skills<br />

and expertise required.<br />

5.20 A key step in changing this perception and<br />

its side effects is therefore to achieve police<br />

ownership over operational delivery. The<br />

police service (with clearly defined structures and<br />

command chains culminating in national police<br />

leadership represented on the IPAB) would take on<br />

responsibility for all aspects of deployment<br />

planning, management and support, working<br />

closely with government policy leads and<br />

military and other civilian deployment<br />

structures.<br />

5.21 Options to achieve this increased ownership<br />

and identify which parts of the police service<br />

could take on the roles and responsibilities,<br />

have been under consideration for some time<br />

and are now being taken forward by the IPAB.<br />

The recent Cabinet Office review of stabilisation<br />

and civil effect has also considered and made<br />

recommendations on operational delivery. Current<br />

funding considerations may mean that substantially<br />

increased police ownership is not achievable<br />

in the short term, and that interim measures<br />

involve operational delivery remaining a role for<br />

central government. It should nevertheless remain<br />

the target - only when the police service is<br />

<strong>full</strong>y responsible for delivery is it likely to<br />

recognise this as a core role.<br />

Funding<br />

5.22 Allied to the question of ownership, is that of<br />

funding. The current UK model funds operational<br />

delivery together with actual mission costs from<br />

the various conflict related budgets, with additional<br />

resources provided by departments. A funding<br />

model such as that in Canada, where the delivery<br />

27


structures have a discreet budget assured<br />

over a number of years, and mission costs<br />

are assessed and funded separately, would<br />

allow the development of more durable delivery<br />

structures and of longer term strategic planning to<br />

increase and improve capacities.<br />

5.23 A further step, should police ownership<br />

be achieved, would be to follow the example of<br />

countries such as Australia, Canada and Norway<br />

where funding for the delivery structures<br />

would be allocated to, and paid from, the<br />

overall budget(s) of the police body(ies)<br />

responsible. Budget ownership would be<br />

another step in increasing the police service’s core<br />

responsibility for conflict related policing.<br />

Staff Generation<br />

5.24 Police ownership of operational delivery<br />

and clearer funding mechanisms will not by<br />

themselves resolve the tension that exists between<br />

international and domestic policing priorities.<br />

Budget and establishment limitations will<br />

continue to determine the ability and willingness<br />

of individual Chief Officers to release their staff.<br />

A number of countries address this by offering<br />

police leaders incentives to release staff,<br />

funding <strong>full</strong>, or partial, back-filling and<br />

allowing corresponding increases in their<br />

establishments.<br />

5.25 Adopting this model would obviously increase<br />

the per capita costs of deploying officers, reducing<br />

the overall numbers that could be deployed within<br />

any particular funding envelope. However it would<br />

be a crucial step in increasing our ability to recruit<br />

and deploy officers with specialist skills, expertise<br />

and command experience - in effect increasing the<br />

quality of our deployed officers.<br />

Enhanced Capabilities<br />

5.26 Enhancing our training will provide<br />

officers with additional skills and knowledge<br />

enabling them to achieve more impact in<br />

their roles in missions. Additional investment<br />

will be required to achieve this, both for the<br />

development of new curricula and for training<br />

delivery. We should look to emulate best practise<br />

from other countries (e.g. Australian IDG scenario<br />

based training), and to develop more opportunities<br />

for integrated training, with police officers training<br />

alongside UK and international military and civilian<br />

staff. We should also build robust assessment<br />

and selection elements into our training, to help<br />

ensure that the officers we do deploy have the<br />

right professional and personal qualities to achieve<br />

significant impact and enhance the reputation of<br />

the UK police service.<br />

5.27 More effective UK support also requires the<br />

development of new, and the enhancement of<br />

existing, capabilities. Our capacity for police<br />

led doctrine development (i.e. operational<br />

policy and practise), and strategic and<br />

operational planning and research should be<br />

strengthened. Although the APG provides a pool<br />

of senior officers with increasing expertise in these<br />

areas, we should also invest in a permanent<br />

capability with dedicated staff, whose work<br />

would continue to be supported by the APG on<br />

a reserve basis. This capability would exercise,<br />

train and work closely with military and other<br />

civilian planners, both national and international,<br />

to increase our ability to deliver a comprehensive<br />

approach to security sector and rule of law reform.<br />

5.28 Various aspects of our human resource<br />

management can also be enhanced. Strengthening<br />

our current systems of physical healthcare support,<br />

to also cover psychological, welfare, counselling<br />

28


Review of Conflict Related International Policing<br />

and peer support services for officers and their<br />

families (as in the Canadian model) will help to<br />

ensure that we select officers who are well suited<br />

to work of this nature and capable of dealing<br />

with the challenges they will face throughout the<br />

deployment cycle.<br />

5.29 Professional and career development factors<br />

affecting recruitment and re-integration also need<br />

to be addressed. The IPAB will play a key role in<br />

this, better communicating the professional<br />

benefits of conflict related policing to<br />

the police service. Police service ownership<br />

of operational delivery, together with national<br />

leadership from the IPAB, will also better enable<br />

the professional experience gained on deployments<br />

to be harmonised with the national policing<br />

framework of career and leadership development.<br />

5.30 The long term aim should be the ongoing<br />

professional development of officers, so that they<br />

can seamlessly combine periodic deployments<br />

to international missions with their regular<br />

national policing roles, throughout their<br />

careers. In this way the UK can build a sustainable<br />

cadre of officers with genuine expertise in conflict<br />

related policing and capable of leading missions.<br />

Duty of Care<br />

5.31 Despite the complexity of the issues which<br />

surround duty of care, there are general<br />

principles which should be adhered to.<br />

Contributing countries should be responsible for<br />

ensuring that officers they deploy are aware of<br />

the threats and risks and are appropriately<br />

trained and equipped to live and work in the<br />

environment of the mission. Mission authorities<br />

should be responsible for providing security<br />

and life support resources and systems,<br />

which are sufficient to create an environment<br />

suitable for civilian personnel to live and<br />

work in (accepting that levels of permissiveness<br />

may vary – e.g. para-military police such as<br />

Gendarmerie may be capable of levels of selfprotection<br />

unavailable to civilian police). Mission<br />

authorities should also provide contributing<br />

countries with information or assistance allowing<br />

them to assess security and life support systems<br />

planned or in place.<br />

5.32 Contributing countries should also ensure that<br />

all relevant domestic authorities are satisfied that<br />

the security and life support regimes within which<br />

officers will operate, are such that it is reasonable<br />

to approve deployments. In the case of the UK<br />

this means the Home Departments for England<br />

and Wales, Northern Ireland and Scotland and the<br />

respective Associations of Chief Police Officers, and<br />

the Ministry of Defence in respect of MDP officers.<br />

5.33 There are of course funding implications in<br />

the provision of force protection, security and life<br />

support resources and in hostile or challenging<br />

environments these costs can be substantial. It is<br />

therefore essential that duty of care, security<br />

and life support issues are factored into<br />

mission planning from the outset, and that<br />

there is political will to ensure that overall<br />

funding is sufficient to account for these<br />

elements, as well as the more direct delivery aspects<br />

of a mission.<br />

Capacity<br />

5.34 Whilst a police led, durable, structured and<br />

sufficiently resourced operational management<br />

capability is a pre-requisite for more effective<br />

delivery of UK capacities to conflict related policing,<br />

the actual capacities which are delivered could take<br />

a number of forms. Policy ambition and funding<br />

29


availability will be key factors in deciding which<br />

capacities the UK should aim to deliver. Whichever<br />

type of capacity is developed, we should consider<br />

making use of our comparative 15 advantage to<br />

ensure that a percentage of the officers we<br />

deploy are retired.<br />

Standby Capacity<br />

5.35 It would be possible to develop a cadre,<br />

similar to the Canadian model, of pre-trained<br />

and equipped officers, who would return<br />

to force duties but remain on standby to<br />

deploy, within agreed time frames. The<br />

advantages of such a standby pool would include<br />

a more assured and timely deployment capacity<br />

and the ability to develop comprehensive and<br />

complimentary skill sets and experience within the<br />

pool.<br />

5.36 Currently we only train and equip officers<br />

when it is known they will deploy, so front loaded<br />

costs would be higher under this model, and there<br />

would be financial risks - training investments<br />

could be lost if officers subsequently declined,<br />

or for operational reasons were not released, to<br />

deploy.<br />

5.37 However these risks would be mitigated if<br />

Chief Officers were provided with the additional<br />

incentives described previously and agreements<br />

reached on deployment timeframes. It would be<br />

important to work towards nationally applicable<br />

terms and conditions for a standby pool, rather<br />

than reach separate agreements with individual<br />

forces - and the IPAB could take the lead in this.<br />

15 See para. Above 5.4 above and Canadian plans for use of retired<br />

officers at para. 4.50<br />

5.38 The additional investment in creating a<br />

standby pool would need to be matched by the<br />

development of more effective and longer term<br />

predictive planning of deployments.<br />

The size of the pool and the time officers would<br />

spend in it, would need to be determined by assured<br />

deployment and funding strategies. Management<br />

of officers’ expectations, and critically the credibility<br />

and reputation of the operation, would be severely<br />

compromised if deployments remained essentially<br />

reactive and ad hoc.<br />

Standing Capacity<br />

5.39 Above a standby pool would be a standing<br />

capacity. It is important when assessing the<br />

Australian model to recognise that fundamental<br />

to the development of the IDG has been the<br />

requirement to provide the bulk, or at least the core,<br />

of operational and developmental policing capacity<br />

to failed or failing states in their neighbourhood.<br />

5.40 With no comparable imperative, it is<br />

questionable whether such a model provides<br />

an efficient and cost effective method for the<br />

UK’s support to conflict related policing. It can<br />

be seen from the Australian model that funding<br />

requirements are substantial (and a UK standing<br />

capacity would have to be developed from scratch,<br />

unlike the IDG which was a development of a<br />

role and capacity which the AFP was already<br />

undertaking), as are the staffing requirements –<br />

approximately 300 Australia based staff supporting<br />

a maximum of 900 deployable staff.<br />

5.41 Beyond issues of funding and political<br />

imperative however, is the question of whether the<br />

UK police service could support a standing capacity<br />

of this nature. Significantly the Associations of Chief<br />

Police Constables, believe that the structures of the<br />

UK police service mean that a standing capacity<br />

would be unworkable and unsustainable.<br />

30


Review of Conflict Related International Policing<br />

5.42 If a standing capacity is not viable as the The police service are clear that under current<br />

overall model, is there a need for a standing resource and establishment conditions, such<br />

element to the UK’s capacity? Consideration of numbers would be unrealistic for the UK.<br />

this requirement has been ongoing for some time Nevertheless recent recruitment drives have resulted<br />

by the MOD, MDP and partners, particularly in in far more volunteers than policy priorities and<br />

regard to a capacity to work alongside UK military funding limits allow to be deployed (albeit that<br />

components in operations such as the ongoing UK large numbers of officers do not meet the skills<br />

effort in Helmand.<br />

and rank requirements for the many of roles we<br />

currently support).<br />

5.43 The IDG Operational Response Group could<br />

provide a model for such an element, but key to 5.46 In short, although all contributors are agreed<br />

consideration of this would be the required role, that quality is more important than quantity,<br />

capacities and size of the element and the likely the UK could deploy more officers to more<br />

sustained demand for its deployment. Funding, missions, given the demand, political direction and<br />

training and equipping requirements would be funding availability.<br />

substantial, and could be called into question<br />

if sustained demand to deploy the element did<br />

International Capacities<br />

not arise. Equally the costs of establishing and 5.47 Recent research papers from the Institute for<br />

maintaining such a capacity (the current annual Public Policy Research 17 and the Henry L. Stimpson<br />

cost of the Operational Response Group 16 is Centre 18 have proposed the development of new<br />

approximately equivalent to our current total reserve (standby) and standing capacities for the<br />

annual spend on conflict related policing<br />

EU and UN respectively. The first of these proposes<br />

deployments) would have to be balanced within the creation of an EU reserve capacity of 2,000<br />

the resource envelope for the overall conflict trained civilian specialists who would operate much<br />

related policing capacity.<br />

like military reservists. Police expertise is recognised<br />

as a key functional area of such a reserve, but the<br />

Scale of UK Capacity<br />

paper does not indicate what proportion of the<br />

5.44 The number of officers we deploy and the<br />

2,000 would be police. Neither does it indicate<br />

number of missions in which we engage, will<br />

how national police would be recruited and kept<br />

continue to be determined by political priorities,<br />

within the reserve, although it does recognise<br />

overall conflict related funding limits and resource<br />

that different arrangements would be required<br />

availability within the police service.<br />

compared to the private sector experts who might<br />

join.<br />

5.45 Some countries have set a target of 1% of<br />

their police service establishment available for<br />

5.48 The Stimpson Centre paper proposes three<br />

conflict related international policing, which would<br />

new capacities for the UN: A Standing Rule of Law<br />

equate to over 1,400 officers in UK terms.<br />

Capacity (ROLCAP) of 400 experts (275 police) to<br />

plan, deploy and lead new missions, and support<br />

16 other ongoing missions; a UN Police Reserve (UNPR)<br />

See para 4.27 above<br />

of 16,200 officers, allowing for 5,000 deployed<br />

and 11,200 on reserve at any given time, with<br />

31


contributing states given financial incentives for<br />

placing officers on reserve, and; a Senior Reserve<br />

Roster (UN SRR) of variable size providing senior<br />

(retired) police and rule of law experts willing to<br />

deploy at short notice in return for a small annual<br />

stipend.<br />

5.49 The UN is currently considering options to<br />

expand the existing Standing Police Capacity from<br />

it’s current 25 staff, to either 54 or 76, to provide a<br />

more robust mission planning and start up capacity.<br />

Also under consideration are proposals to expand<br />

the UN Police Division to provide more mission<br />

planning, management and support capacity.<br />

5.50 Over the last five years the UK has been<br />

closely involved in the development and<br />

establishment of new EU and UN capacities, (the<br />

EU Civilian Response Teams and Civilian Planning<br />

and Conduct Capacity, the UN Police Division and<br />

Standing Police Capacity) and we have seconded<br />

senior officers to their headquarters to work<br />

within these units. These roles are in effect<br />

force-multipliers and small numbers of high<br />

quality officers can have great impact on<br />

the development and management of more<br />

effective missions and the UK should prioritise<br />

opportunities to second officers to these types of<br />

roles, regardless of the scale of our deployments to<br />

missions.<br />

17 Korski, Daniel. Time for European Civilian Reserve - A submission<br />

to the ippr Commission on National Security for the 21st Century.<br />

Institute for PUblic Policy Research. London, October 2008.<br />

18 Joshua G.Smith, Victoria K. Holt and William J, Durch. Enhancing<br />

United Nations Capacity to support Post- Conflict Policing and<br />

Rule of Law. Henry L. Stimpson Center. Washington, November 2007<br />

5.51 Whether or not the EU and UN move towards<br />

development of international standby or standing<br />

forces, it should be recognised that they will not<br />

automatically address the issues of quality, quantity<br />

and availability identified earlier. International<br />

capacity will remain predicated on national<br />

capacities to release officers with the right skills<br />

within reasonable time frames. For the UK to<br />

contribute effectively to any future international<br />

capacity it must first develop more effective national<br />

systems and structures.<br />

Other Initiatives<br />

5.52 Recent developments in conflict related<br />

international policing have included an increased<br />

effort in partnership capacity building<br />

amongst police contributing countries. The<br />

UK, for example, has provided bilateral assistance<br />

to Bangladesh through training programmes for<br />

Bangladesh National Police deploying to Sudan.<br />

5.53 These bilateral initiatives are also potential<br />

force-multipliers, with the potential to provide<br />

better trained, equipped and regionally based<br />

officers to missions. The UK police service is a world<br />

leader in police training and development and our<br />

UK model of conflict related international policing<br />

should seek further opportunities to deliver this type<br />

of capacity.<br />

Concluding Matters and Recommendation<br />

5.54 Some of the options above are obviously<br />

alternative choices, for example the choice between<br />

developing standby or standing cadres. However,<br />

the majority would need to be implemented<br />

comprehensively to improve the effectiveness of the<br />

UK’s contribution to conflict related international<br />

policing. Selective implementation of individual<br />

measures would be unlikely to address the gaps which<br />

currently limit the effectiveness of the UK model.<br />

32


Review of Conflict Related International Policing<br />

5.55 Currently there are severe constraints on<br />

conflict related funding, and it is apparent that<br />

many of the options identified above have financial,<br />

and broader resource implications. As such<br />

implementation of options which require additional<br />

funding and resources may not be feasible in the<br />

immediate term. However, that should not prevent<br />

work being initiated to <strong>full</strong>y develop those options.<br />

In the IPAB the UK has, for the first time, a body<br />

which brings together all police and government<br />

partners involved in conflict related policing, and<br />

it is therefore recommended that the IPAB is<br />

requested to commission work to further<br />

develop the options set out above.<br />

5.56 Once all options are <strong>full</strong>y developed Ministers<br />

will be able to direct implementation of measures<br />

to improve the effectiveness of UK support once<br />

resources are available, or alternatively to direct<br />

that resources should be made available more<br />

immediately to implement those measures.<br />

33


ANNEX A<br />

List of Contributors<br />

Tony Anderson, Programme Manager, Peace<br />

Keeping & Operations Group, Canadian Department<br />

of Foreign Affairs & International Trade<br />

Phil Batson, Europe Directorate General, FCO<br />

Chief Superintendent David Beer, Director<br />

General International Policing, Royal Canadian<br />

Mounted Police<br />

Inspector (Ret) Alan Birtwhistle, Former<br />

Secondee UN Police Division and UNAMID<br />

Dr Sylvie Bourgois, Head of Health Services,<br />

International Peace Operations Branch, Royal<br />

Canadian Mounted Police<br />

Assistant Chief Constable Maureen Brown,<br />

Strategic Advisor, EU Civilian Planning and Conduct<br />

Capability<br />

Mr Angus Campbell, Under Secretary of State,<br />

Australian Department of the Prime Minister and<br />

Cabinet.<br />

Andrew Carpenter, Chief of Strategic Policy and<br />

Development Section, Police Division UN DPKO<br />

Assistant Chief Constable Robert Chidley<br />

Ministry of Defence Police<br />

Dr. Michael Clark, Assistant Head of Defence<br />

Security, Physical Security and Policing Policy<br />

Ministry of Defence<br />

Doug Coates, Director, International Peace<br />

Operations Branch, Royal Canadian Mounted Police<br />

Keith Colver, Manager of Secondees, Victoria<br />

State Police.<br />

Assistant Chief Constable Geoffery Cooper<br />

Chief Police Advisor Iraq<br />

Mr. Jason Cresswell, Programme Analyst,<br />

International Deployment Group, Australian Federal<br />

Police<br />

Gillian Dare Conflict Advisor Liberia FCO<br />

Assistant Chief Constable Ken Deane Head of<br />

Operations EU CPCC and former Deputy Head of<br />

Mission EUPOL Afghanistan<br />

Superintendent (Ret) Brian Donley Chief Adviser<br />

to SIPA and UK Contingent Commander<br />

EUPM Bosnia<br />

Birgitta Ekelund Police and Justice Adviser ,<br />

Sweden Mission to the UN<br />

Kurt Eyre Head of International Academy, National<br />

Police Improvement Agency<br />

Superintendent Colin Farquhar, Police Adviser,<br />

Canadian Mission to the UN<br />

Major General Giuliano Ferrari Police Adviser,<br />

Italian Mission to the UN<br />

Inspector Pat Flanagan Operations Support Dept,<br />

International Peace Operations Branch<br />

Sir Ronnie Flanagan Her Majesty’s Chief Inspector<br />

of Constabulary<br />

Roy Fleming Police and Justice Advisor,<br />

Stabilisation Unit<br />

Mr David Freeman, Planning and Development,<br />

International Deployment Group, Australian Federal<br />

Police<br />

34


Review of Conflict Related International Policing<br />

Superintendent Ian Grant, Her Majesty’s Chief<br />

Inspectorate of Constabulary<br />

Sergeant Geoff Halmarick, Victoria State Police.<br />

Nick Harvey, UK Mission to the UN, FCO<br />

Mr. John Hawkins, IDG Human Resources,<br />

International Deployment Group, Australian Federal<br />

Police<br />

Sue Hay, Head of International Police Assistance,<br />

Home Office<br />

Superintendent Peter Henningsen, Coordinator<br />

Learning and Development, International<br />

Deployment Group Australian Federal Police<br />

Superintendent Michael Jarratt, Australian<br />

Defence College<br />

Chief Inspector Paul Jordan, Ministry of Defence<br />

Police<br />

Commander Jo Kaye, Her Majesty’s Chief<br />

Inspectorate of Constabulary<br />

Mr. Nicholas Kean Police Operations and<br />

Doctrine, International Deployment Group,<br />

Australian Federal Police<br />

Chief Constable Ian Latimer, International Affairs<br />

Portfolio Holder, Association of Chief Police Officers<br />

of Scotland<br />

Deputy Commissioner (Ret) Odd Malme, Police<br />

Adviser, Norwegian Mission to the UN<br />

Richard McCurry, Police Adviser , USA Mission to<br />

the UN<br />

Superintendent Tim Meaklim, International<br />

Academy, National Police Improvement Agency<br />

Chief Superintendent (Ret) Bill Morrell former<br />

Commissioner Solomon Islands Police former Senior<br />

Advisor Republika Srpska EUPM, former Head of<br />

Mentors EUPOL Afghanistan<br />

Mr Allen Mortensen, Manager, International<br />

Deployment Group, Australian Federal Police<br />

Dr Tony Murney, Rule of Law, International<br />

Deployment Group, Australian Federal Police<br />

Ann- Marie Orler, Deputy Police Adviser, Police<br />

Division UN DPKO<br />

Lou Perrotta, Rule of Law Advisor, Stabilisation<br />

Unit<br />

Chief Constable Colin Port, International Affairs<br />

Portfolio Holder Association of Chief Police Officers<br />

and Chair of the International Police Assistance<br />

Board<br />

Assistant Commissioner Frank Prendergast,<br />

National Manager, International Deployment Group<br />

Australian Federal Police<br />

Commander Justine Saunders, Police Attache,<br />

Australian Mission to the UN<br />

Commander Alan Scott, Melbourne Office,<br />

Australian Federal Police<br />

Inspector Chris Sharwood-Smith, UNAMID<br />

Police Training Coordinator, UK Mission to the UN<br />

Lt Colonel Nick Slinger, Assistant Military<br />

Attache, UK Mission to the UN<br />

35


ANNEX B<br />

Select Bibliography<br />

Assistant Chief Constable (Ret) Colin Smith,<br />

Head of EUCOPPS Palestine and Former Chief Police<br />

Advisor Iraq<br />

Lt Colonel Ulrich Spannuth, Deputy Military<br />

Adviser, German Mission to the UN<br />

Keith Staniforth, Coordinator Operational<br />

Response Group, International Deployment Group<br />

Australian Federal Police<br />

Jeanette Stovell, Deputy Director, Peace<br />

Operations Policy Canadian Department of Foreign<br />

Affairs & International Trade<br />

Mr Dave Turner, A/Manager Corporate Services,<br />

International Deployment Group, Australian Federal<br />

Police<br />

Chief Superintendent K.H. Weidner, Police<br />

Adviser, German Mission to the UN<br />

Ata Yenigun, Specialist Assistant, Police Division<br />

UN DPKO<br />

Baker, Bruce. The African post-conflict policing<br />

agenda in Sierra Leone?. Conflict, Security &<br />

Development, 6, 1, 25-50. International Policy<br />

Institute King’s College London. London, 2006.<br />

Baker, Bruce. Conflict and African Police Culture:<br />

The Cases of Uganda, Rwanda, Sierra Leone. Book<br />

chapter, M. O’Neil and M. Marks, (eds.) Police<br />

Occupational Culture: New Debates and Directions,<br />

2007, Oxford: Elsevier Science.<br />

Bayley, David H. Democratizing the Police<br />

Abroad: What to Do and How to Do It. U.S.<br />

Department of Justice Office of Justice Programs,<br />

National Institute of Justice. Washington, DC, 2001.<br />

Collantes, Celador, G. Police Reform:<br />

Peacebuilding through Democratic Policing?.<br />

International Peacekeeping, vol. 12, no. 3, pp. 364-<br />

376, 2005.<br />

Center for Excellence in Stability Police<br />

Units. The Future Roles for Stability Police Units.<br />

Workshop Report. Washington, DC., April 2005.<br />

Challenges Project. Meeting the Challenges of<br />

Peace Operations: Cooperation and Coordination.<br />

Folke Bernadotte Academy. Stockholm, 2005.<br />

Creating safer communities, Lessons from<br />

South Eastern Europe. Balkan Youth Union,<br />

Centre For Security Studies, Civil, Forum For Civic<br />

Initiatives and Saferworld. London, 2006.<br />

Cutillo, Alberto. International Assistance To<br />

Countries Emerging From Conflict: A Review of<br />

Fifteen Years of Interventions and the Future of<br />

Peacebuilding. International Peace Academy. New<br />

York, 2006.<br />

36


Review of Conflict Related International Policing<br />

Dahrendorf, Nicola et. al. A Review of<br />

Peace Operations: A Case for Change Overall<br />

Introduction and Synthesis Report. Conflict,<br />

Security and Development Group, King’s College<br />

London. London, March 2003.<br />

Daniel, Donald C. F. Whither Peace Operations?<br />

United States Institute of Peace. Washington, DC,<br />

2008.<br />

Durch, William J. et. al. The Brahimi Report<br />

and the Future of UN Peace Operations. Henry L.<br />

Stimpson Center. Washington, DC, 2003.<br />

Durch, William J and Berkman, Tobias C. Who<br />

Should Keep the Peace? Providing Security for<br />

Twenty-First-Century Peace Operations. Henry L.<br />

Stimpson Center. Washington, DC, 2006.<br />

Earle, Caroline R. European Capacities for Peace<br />

Operations: Taking Stock. Henry L. Stimpson<br />

Center. Washington, DC, 2004.<br />

Foreign and Commonwealth Office. Peace<br />

support operations. Information and guidance<br />

for UK police personnel. London, 2007.<br />

Fullilove, Dr. Michael. The Testament of<br />

Solomons: RAMSI and International State-<br />

Building. Lowy Institute for International Policy.<br />

Sydney, NSW, 2006.<br />

Groenewald, Hesta and Peake, Gordon. Police<br />

Reform through Community-Based Policing-<br />

Philosophy and Guidelines for Implementation.<br />

Report of a Conference hosted by International<br />

Peace Academy and Saferworld. New York,<br />

September 2004.<br />

Hansen, Annika S. and Wiharta, Sharon.<br />

The Transition to a Just Order –Establishing<br />

Local Ownership after Conflict. Folke Bernadotte<br />

Academy. Stockholm, 2007.<br />

Hurwitz, Agnes and Studdard, Kaysie. Rule of<br />

Law Programs in Peace Operations. International<br />

Peace Academy. New York, 2005.<br />

International Crisis Group. Reforming<br />

Afghanistan’s Police. Asia Report N°138, 2007.<br />

Jones, Seth G., Wilson, Jeremy M., Rathmell,<br />

Andrew and Riley, K. Jack. Establishing Law and<br />

Order After Conflict. Rand Infrastructure, Safety, and<br />

Environment (Organization). Virginia, 2005.<br />

Khadiagala, Gilbert M. Eastern Africa: Security<br />

and the Legacy of Fragility. International Peace<br />

Institute. New York,<br />

2008<br />

Korski, Daniel. Time for a European Civilian<br />

Reserve - A submission to the ippr Commission on<br />

National Security for the 21st Century. Institute for<br />

Public Policy Research. London, October 2008.<br />

Levine, Daniel H. African Civilian Police Capacity<br />

For International Peacekeeping Operations. Henry<br />

L. Stimpson Center. Washington, February 2008.<br />

Mani, Dr. Rama. Policing in Post-Conflict<br />

Situations. Concept Paper for Whitehall Policy<br />

Seminar. London, 2003.<br />

Marenin, Otwin. Restoring Policing Systems<br />

in Conflict Torn Nations: Process, Problems,<br />

Prospects. Geneva Centre for the Democratic<br />

Control of Armed Forces. Geneva, 2005.<br />

McFate, Sean. Securing the Future. A Primer on<br />

Security Sector Reform in Conflict Countries. United<br />

States Institute of Peace. Washington, DC, 2008.<br />

37


Mobekk, Eirin. Identifying Lessons in United<br />

Nations International Policing Missions. Geneva<br />

Centre for the Democratic Control of Armed Forces.<br />

Geneva, 2005.<br />

Monk, Richard. End-of-Mission Report of the<br />

Seventh Police Commissioner<br />

of the United Nations’ International Police in<br />

Kosovo and the Kosovo Police Service. United<br />

Nations. Pristina, 2008.<br />

Muharremi, Robert et. al. Administration and<br />

Governance in Kosovo - Lesson learned and<br />

lessons to be learned. Kosovar Institute for Policy<br />

Research and Development. Prishtina/Geneva, June<br />

2005.<br />

O’Neill, William G. Police Reform in Post-Conflict<br />

Societies: What We Know and What We Still<br />

Need To Know. International Peace Academy. New<br />

York, 2005.<br />

Joshua G. Smith, Victoria K. Holt, and William<br />

J. Durch. From Timor-Leste to Darfur: New<br />

Initiatives for Enhancing UN Civilian Policing<br />

Capacity. Henry L. Stimpson Center. Washington,<br />

DC, August 2007.<br />

Joshua G. Smith, Victoria K. Holt, and William<br />

J. Durch.<br />

Henry L. Stimpson Center. Washington, DC,<br />

November 2007.<br />

United Nations. Inventory of United Nations<br />

Capacity in Peacebuilding. United Nations. New<br />

York, 2006.<br />

Wilder, Andrew, Cops or Robbers? The Struggle<br />

to Reform the Afghan National Police, Afghan<br />

Research and Evaluation Unit, Kabul, July 2007.<br />

Perito, Robert M. The Coalition Provisional<br />

Authority’s Experience with Public Security in Iraq<br />

Lessons Identified. United States Institute of Peace.<br />

Washington, DC, 2005.<br />

Perito, Robert M. U.S. Police in Peace and<br />

Stability Operations. United States Institute of<br />

Peace. Washington, DC, 2007.<br />

Perito, Robert M. Integrated Security<br />

Assistance. United States Institute of Peace.<br />

Washington, DC, 2008.<br />

Samuels, Kirsti. Rule of Law Reform in Post-<br />

Conflict Countries Operational Initiatives<br />

and Lessons Learnt. Conflict Prevention &<br />

Reconstruction, Social Development Department,<br />

The World Bank. Washington, DC, 2006.<br />

38


Review of Conflict Related International Policing<br />

ANNEX C<br />

Conflict Related Policing Models<br />

in Other Countries<br />

Germany<br />

1. Germany has a tiered policing structure<br />

consisting of Federal and State police services,<br />

with a total policing strength of approximately<br />

270,000 officers. According to the constitution<br />

of the Federal Republic of Germany the states<br />

(Länder) have sovereignty in police matters within<br />

their territory. The constitution also provides central<br />

areas of law enforcement for original Federal<br />

authority. Due to this division of authority, Germany<br />

has 16 State police forces and two Federal law<br />

enforcement agencies, the Federal Criminal<br />

Police Office (Bundeskriminalamt) and the Federal<br />

Police (Bundespolizei). Germany participates in<br />

international police missions with both Federal as<br />

well as State police officers.<br />

2. At the Federal level the Bundeskriminalamt<br />

(approx. 5,000 staff) is Germany´s central agency<br />

for criminal investigation. In close cooperation with<br />

the State Authorities in Criminal Police Matters its<br />

functions are grouped into the areas as a central<br />

agency, investigation, protection and security and<br />

international cooperation. The Bundespolizei, with<br />

40,000 staff, including 32,000 police officers,<br />

carry out a wide range of Federal police tasks, in<br />

particular in the fields of the protection of borders,<br />

aviation security and railway policing.<br />

3. Each of the sixteen German States (Länder)<br />

have their own police service (Landespolizei)<br />

covering areas such as uniform and plainclothes<br />

operations, minor and serious crime investigations,<br />

operational support, special weapons and tactics,<br />

highway patrol and marine policing. Landespolizei<br />

officers are eligible to volunteer for international<br />

missions subject to the approval of their force.<br />

4. According to a decision of the Permanent<br />

Conference of the Ministers and Senators of the<br />

Interior in 1994, an “International Police Missions”<br />

common working group was installed between the<br />

Federal and State Ministries. This working group,<br />

chaired by North Rhine-Westphalia, created an<br />

“Office for Coordination of International Police<br />

Missions” located in the Federal Ministry of the<br />

Interior, and responsible for conceptual and<br />

coordination work. In March 2008 all aspects<br />

of policing deployments at the working level<br />

were rolled out to a new unit, the “Office for<br />

Coordination of International Police Missions”<br />

located at the Bundespolizei Headquarters in<br />

Potsdam. As a whole, thirteen officers work in this<br />

office (five in Federal Ministry of the Interior and<br />

eight at Bundespolizei Headquarters).<br />

5. Due to the constitution in Germany<br />

international relations, including international police<br />

missions, are Federal affairs. Deployments to peace<br />

operations require a formal decision of the Federal<br />

Government. The decision making is incumbent in<br />

the portfolio of Federal Ministry of Foreign Affairs<br />

(Auswärtiges Amt). The German Parliament has to<br />

be informed about the forthcoming deployment. In<br />

advance of every engagement of Police in a peace<br />

mission the Federal authorities will contact the State<br />

authorities if determine whether they intend to<br />

participate.<br />

6. Both Federal and State officers are deployed on<br />

a volunteer basis. The latter are seconded to the<br />

Federal police for the duration of their deployment<br />

but continue to be paid by their own force. Federal<br />

authorities cover some of the additional costs<br />

Pre-deployment training is delivered at three police<br />

centres across Germany and consists of two weeks<br />

generic training, followed by one week of mission<br />

specific training.<br />

7. Germany does not maintain pool of pretrained<br />

officers, but recruits to deploy according<br />

39


to a general profile. Officers are deployed for a<br />

maximum of one year and must return to force for<br />

at least a year before they may be deployed again.<br />

Germany currently has approximately 280 officers<br />

deployed overseas to thirteen missions including<br />

Afghanistan, Kosovo, Sudan and Liberia.<br />

8. Domestic priorities mean there are difficulties<br />

in recruiting officers and there are no current plans<br />

for an extraordinary increase in numbers deployed.<br />

Instead there is a focus on developing quality over<br />

quantity, particularly in the area of capacity building<br />

and development skills. Two other key themes are<br />

bilateral capacity building with partners (particularly<br />

in Africa) to assist other contributing countries to<br />

deploy more/better, and the building of a more<br />

comprehensive approach on the ground.<br />

Norway<br />

9. Norway has a single police service led by<br />

a National Commissioner and National Police<br />

Directorate (NPD) within the Ministry of Justice and<br />

Police (MJP). The police service consists of 27 Police<br />

Districts, each led by a Chief of Police and several<br />

specialist national units, and has a total of 12,000<br />

employees.<br />

10. The Ministry for Foreign Affairs (MFA) and<br />

MJP, advised by the NPD, have joint policy lead for<br />

international policing contributions, and Deputy<br />

Ministers from these departments meet at least<br />

once a year to set strategic policy and decide on<br />

engagements. Norway’s strategic priorities focus on<br />

countries which may impact on its national interests<br />

- e.g. the Balkans and Afghanistan - and countries<br />

where humanitarian issues dictate engagement -<br />

e.g. Sudan. Norway prioritises engagement with<br />

UN operations over third country engagement in<br />

EU missions, due to its limited ability to influence<br />

EU policy.<br />

11. Operational policy, based on the advice of<br />

the NPD, is to focus resources on priority missions,<br />

rather than spread officers thinly across numerous<br />

missions, in order to have more impact. An earlier<br />

policy decision determined that Norway would<br />

deploy up to a maximum of 1% of its police<br />

establishment (at the time total police strength<br />

was 8,500) meaning that the country will deploy<br />

a maximum of 85 officers. Currently 72 officers<br />

are deployed to missions including Afghanistan,<br />

Kosovo, Sudan, Liberia, East Timor, EU missions,<br />

OSCE and TIPH Hebron.<br />

12. Deployments are managed and supported by<br />

a dedicated “Civpol” unit within the International<br />

Department of the NPD (the International<br />

Department also deals with non-conflict related<br />

capacity building). The unit consists of five officers<br />

and is funded from the regular police budget. The<br />

MFA owns the police deployments budget (currently<br />

set at approximately £10 million) and the “Civpol”<br />

unit is allowed to use up to 1% of this to cover<br />

additional administrative costs.<br />

13. The unit runs once yearly recruitment<br />

campaigns, and interviews and selects volunteers<br />

centrally. Successful volunteers receive a two week<br />

training course, based on UN standard training<br />

modules, and are then placed in a deployment pool<br />

for a maximum of one year before deployment,<br />

remaining in post until called on to deploy.<br />

14. Costs and salaries for deploying officers are<br />

paid from the MFA owned deployments budget.<br />

District Chiefs of Police can use the vacancy<br />

fundings to employ others or use it for other means.<br />

15. Norway experiences some problems recruiting<br />

senior officers for deployment, and recognise that<br />

they need to better communicate the professional<br />

benefits of deployments to Chiefs of Police. They<br />

40


Review of Conflict Related International Policing<br />

are seeking opportunities to develop international<br />

leadership and crisis management skills in their<br />

police service, including through short term<br />

secondments to international organisations. They<br />

believe that contributing countries should do more<br />

to develop a stronger community of international<br />

policing expertise, for example by posting police<br />

advisors/attaches to their UN permanent missions.<br />

Sweden<br />

16. Sweden also has a single police service<br />

consisting of the National Police Board (NPB)<br />

led by a National Commissioner and 21 County<br />

Police Departments each headed by a County<br />

Police Commissioner. The Swedish Police service is<br />

expanding from approximately 18,500 officers at<br />

present to a target of 20,000 by 2010.<br />

17. The NPB, an agency of the Ministry of Justice<br />

(MOJ), is the central administrative body for the<br />

police service, and also hosts the National Criminal<br />

Investigation Department, the Swedish Security<br />

Service and the National Laboratory of Forensic<br />

Science. County Police Departments have a large<br />

degree of independence, each with a County Police<br />

Authority consisting of the Commissioner and local<br />

policitians appointed by the Swedish Government.<br />

18. The Ministry of Foreign Affairs owns the<br />

budget for the deployment of police officers to<br />

international missions, and works on a continuing<br />

basis to agree policy and priorities with the MOJ,<br />

which has responsibility for administrative and<br />

operational delivery of deployments. Although there<br />

is a policy decision to deploy up to 1% of the police<br />

service on international duties, the average number<br />

of officers deployed over the last 5 years has been<br />

approximately 100.<br />

19. Swedish officers are currently deployed to<br />

18 UN, EU and OSCE missions. The largest single<br />

deployment is to Kosovo, and over a third of all<br />

deployments are to African missions. Officers are<br />

also posted to the permanent missions to the UN<br />

and EU. Swedish officers currently occupy the posts<br />

of Deputy Police Advisor in the UN Police Division<br />

and Police Commissioner in the UN mission in<br />

Liberia.<br />

20. Sweden does not have a standing capacity, but<br />

recruits volunteers from across the police service<br />

on an annual basis. Operational management<br />

and support of all aspects of deployments is<br />

carried out by a unit within the National Criminal<br />

Investigation Department - the Swedish Police<br />

Support Operations (SPSO), with 18 staff, funded<br />

from the regular police budget. Actual deployment<br />

and mission costs are funded from the MFA budget<br />

for deployments.<br />

21. County Police Commissioners, whose authority<br />

is required for the release of officers, are not paid<br />

to backfill posts vacated by deployed officers.<br />

This together with a focus on domestic policing<br />

issues and a view amongst individual officers<br />

that international policing does not advance<br />

careers, leads to recruitment difficulties. Better<br />

communication strategies are being developed to<br />

overcome these difficulties. Others areas under<br />

consideration are the development of mission<br />

assessment and planning capabilities and policy on<br />

duty of care issues.<br />

Italy<br />

22. Policing in Italy is carried out by a number of<br />

separate services, at national, regional, provincial<br />

and municipal levels, with a total of over 320,000<br />

police officers. At the national level the principal<br />

police services are the Carabinieri, the State Police<br />

(Polizia di Stato) and the Financial Guards (Guardia<br />

41


di Finanza). The Carabinieri and State Police each<br />

contain approximately 110,000 officers and the<br />

Financial Guards 68,000.<br />

23. Often referred to as para-military, the<br />

Carabinieri is in fact a <strong>full</strong> military force and one<br />

of the four branches of the Italian Armed Forces,<br />

alongside the Army, Navy and Air Force. In<br />

addition to its military and military policing duties,<br />

the Carabinieri also has a civilian policing role<br />

throughout Italy, with territorial responsibilities at<br />

regional and provincial levels. The force falls under<br />

the Ministry of Defence, although it also reports to<br />

the Ministry of Interior concerning civilian policing<br />

issues.<br />

24. The State Police is a civilian force under the<br />

Ministry of Interior, organised on a regional and<br />

provincial basis. Both the Carabinieri and State<br />

Police undertake a <strong>full</strong> range of policing roles<br />

throughout the country, although approximately<br />

two thirds of all domestic police activities in Italy<br />

are performed by the Carabinieri, thanks to their<br />

territorial organization, based on more than 4,700<br />

Carabinieri stations. The Financial Guards are<br />

responsible for investigating economic crimes, and<br />

for border policing and customs functions. The<br />

Financial Guards are a military force, with a military<br />

organization but except in times of war, they report<br />

directly to the Minister of Economic Affairs rather<br />

than the Defence Ministry.<br />

25. Strategic coordination between the various<br />

police forces is achieved through a national<br />

Committee for Public Order and Security, and this<br />

committee is replicated at provincial level.<br />

Ministries fund the police forces under their<br />

respective command, including for international<br />

duties. Deployment priorities are agreed between<br />

Ministries, including the Ministry of Foreign Affairs.<br />

26. The majority of Italian police deployments to<br />

conflict related missions have been Carabinieri units<br />

operating under military command and control,<br />

with a range of military and policing tasks. Up<br />

to 1,000 Carabinieri have been deployed in the<br />

past, and as of March 2009 approximately more<br />

than 450 Carabinieri are deployed under military<br />

command to NATO or EU missions, with 250<br />

more deployed in civilian policing missions (EU,<br />

UN, multilateral and bilateral missions). In addition<br />

about 100 more police officers from the Financial<br />

Guards and from the State Police are deployed in<br />

these civilian policing missions.<br />

27. Italy does not currently have a central unit<br />

coordinating and managing deployments, each<br />

Ministry and police force manages their own<br />

operations, but the establishment of such a unit is<br />

now under consideration.<br />

USA<br />

28. Policing in the United States is carried out by<br />

forces at federal, state, city/municipal and county<br />

levels and by specialised agencies. According<br />

to figures for 2004, over 17,000 state and<br />

local agencies, and nine major federal agencies<br />

employed over 800,000 sworn law enforcement<br />

officers. No policing agency, federal or otherwise,<br />

has been given responsibility for conflict related<br />

policing, and in fact the country has developed<br />

a unique model of contracting out policing<br />

contributions to the private sector.<br />

29. The US State Department leads on policy<br />

and funding. No overarching deployments or<br />

“peacekeeping” fund exists, instead funding is<br />

allocated on a country by country basis, and is<br />

subject to congressional approval. Once policy for<br />

engagement has been decided, and congressional<br />

funding approval obtained, State Department issues<br />

42


Review of Conflict Related International Policing<br />

contract tenders for the recruitment, deployment<br />

and management of police officers. Typically these<br />

contracts have been taken up by large corporations<br />

such as DynCorp and SAIC.<br />

30. Most recruits are retired officers, or officers on<br />

leave of absence, or who have resigned from their<br />

parent agencies. The State Department exercises<br />

quality control by vetting staff put forward by<br />

the contractors, to ensure for example that they<br />

have been out of active service for no more than<br />

5 years. Candidates’ details are then passed on to<br />

the mission organisation (e.g. UN) for interview<br />

and selection. Successful candidates are given<br />

pre-deployment training, equipment and logistical<br />

support immediately prior to deployment, by the<br />

contracting company.<br />

31. Funding and contracting mechanisms are such<br />

that the US cannot rapidly deploy officers, however<br />

they have deployed large numbers to UN missions<br />

and other operations such as Iraq and Afghanistan<br />

- until the drawdown of the UN mission in Kosovo<br />

the US was amongst the top ten contributors of<br />

police to UN missions.<br />

43


ANNEX D<br />

2005 Strategic Task Force Outcomes<br />

INTERNATIONAL POLICING: ‘GUIDING<br />

PRINCIPLES’<br />

Preventing and resolving conflict and supporting<br />

peace are central to the UK’s ability to guarantee<br />

its security and to help reduce suffering and<br />

bring stability to some of the most volatile places<br />

on earth. The UK works with the international<br />

community to achieve these objectives, most visibly<br />

by contributing to peace support operations in<br />

places like Iraq, Sudan and Kosovo.<br />

The evolution of peace operations over the past<br />

twenty years has seen significantly increased<br />

recognition of the role of law and order in<br />

reducing the chance of conflict in fragile states<br />

and supporting the transition from conflict to<br />

peace elsewhere. The policing, and by extension<br />

rule of law, element of such missions has, as<br />

a consequence, become ever more vital to<br />

the success or otherwise of the international<br />

community’s efforts.<br />

For that reason, the UK has re-examined its<br />

commitment to providing a scarce but highly<br />

regarded resource - British police officers – and<br />

sought to capture some principles that will<br />

guide our policing engagement in international<br />

operations now and over the next five years:<br />

> We will make an enduring commitment to<br />

international policing. It has become an integral<br />

part of conflict management and provides us<br />

with an opportunity to tackle new threats to our<br />

security – from terrorism and organised crime in<br />

particular – where they are created<br />

We will make available up to 475 police personnel<br />

to take part in international missions and to plan<br />

ahead – to create a rolling two-year estimate of the<br />

UK’s likely future commitment<br />

> We will work directly with policing experts<br />

in the UN, EU and other organisations to<br />

build their capacity to respond to the growing<br />

complexity of conflicts around the world, to plan<br />

effectively, and to ensure mission mandates and<br />

structures take <strong>full</strong> account of the importance of<br />

security sector reform<br />

We will create an assessment and planning team,<br />

with expertise in policing and security sector<br />

reform, which will anticipate and prioritise future<br />

needs, undertake joint planning with military<br />

and civilian actors, and support the efforts of<br />

international organisations accordingly<br />

> We will reflect the changing nature of<br />

policing in peace support operations – the<br />

doctrinal shift from observing and reporting to<br />

building institutional police capacity. In effect, a<br />

move to a response based on quality rather than<br />

quantity<br />

We will seek to make available more senior officers<br />

who can provide strategic leadership and influence<br />

the direction of missions in the field. We will source<br />

more expert officers who can mentor, reform and<br />

train indigenous forces in specific skills<br />

> We will maximise the benefits to the UK of<br />

overseas deployments, in terms of enhanced<br />

security, better intelligence, and greater<br />

relevance to domestic policing priorities<br />

We will create an International Police Steering<br />

Committee which will oversee and evaluate the<br />

UK’s contribution to peace support operations. It<br />

will seek the opinions of Chief Constables on the<br />

usefulness in operational terms of information<br />

gathered on missions<br />

44


Review of Conflict Related International Policing<br />

> We will seek to maximise the benefit to<br />

individual officers of overseas deployments<br />

thereby ensuring that the additional skills and<br />

command experience gained overseas are<br />

properly recognised and used to <strong>full</strong> advantage<br />

wherever possible on return<br />

We will reflect service overseas in the police<br />

competence framework (critical to promotion and<br />

job moves), and explore the option of a guaranteed<br />

interview for posts for which officers are qualified<br />

on their return. We will also give a standard award<br />

to all officers in recognition of the often difficult<br />

and dangerous conditions in which they work<br />

and the value attributed to participation in peace<br />

support operations<br />

> We will raise the profile of international<br />

policing within the UK to improve<br />

recognition and understanding among key<br />

stakeholders<br />

We will communicate the practical achievements<br />

of UK officers in missions to a wide audience,<br />

including other Government Departments, Chief<br />

Constables, interested politicians, and relevant<br />

media<br />

> We will develop further diversity in the police<br />

personnel we deploy, and quantify the value<br />

to officers of the challenging environments in<br />

which they work overseas<br />

We will build on the existing relationship with<br />

police forces’ human resource departments to<br />

widen further the pool of volunteers. We will also<br />

ensure the lessons learnt from working in majority<br />

Muslim, African or other societies and in a range of<br />

demanding environments and situations are <strong>full</strong>y<br />

applied and shared on return to the UK.<br />

45


Stephen Chambers<br />

Head of International Policing Policy Conflict Group<br />

Foreign and Commonwealth Office © 2009 United Kingdom<br />

Foreign and Commonwealth Office. All rights reserved.<br />

No part of this publication may be reproduced, stored in<br />

a retrieval system, or transmitted in any form or by any<br />

means, mechanical, electronic, recording or otherwise<br />

without prior written permission of the publisher, the United<br />

Kingdom Foreign and Commonwealth Office. Permission<br />

can be obtained by emailing cig-enquiries@fco.gov.uk or by<br />

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