NSE-Web-Prospectus-2014

NSE-Web-Prospectus-2014 NSE-Web-Prospectus-2014

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Serial No. Offer Opens: 9.00am, 24 July 2014 Closure Date: 4.00pm, 12 August 2014 For use with the Prospectus dated 9 July 2014 in respect of the ADMISSION TO LISTING of the NSE’s up to 194,625,000 issued and fully paid up ordinary shares to the Main Investment Market Segment of The Exchange and OFFER FOR SUBSCRIPTION by the NSE of up to 66,000,000 new ordinary shares of par value Kshs 4.00 each in the capital of the NSE at an offer price of Kshs 9.50 per ordinary share for Kshs 627,000,000. Before completing this Application Form refer to the statement and instructions on the reverse of this Application Form and the terms and conditions of the Offer in the Prospectus. COMPLETE USING CAPITAL LETTERS NAIROBI SECURITIES EXCHANGE LIMITED Company Registration No. CPU/2014/144920 APPLICATION FORM CDS ACCOUNT IS MANDATORY This Application Form is Not For Sale A. CDS ACCOUNT NO (MANDATORY) CDA Code No. (no leading zeroes) (LI/LC/FI/FC) Authorised Agent Stamp B. BANK ACCOUNT (MANDATORY FOR KENYANS) To be completed by applicant/ Lender for refunds (if applicable) Bank Name (in Kenya) Account No. Branch C. APPLICANT (i) Primary Applicant: (names as per ID/Passport) ID/Passport No. Surname (Last Name) First Name and Other Names (leave space between names) Country of Issue (ii) Joint Applicant: (names as per ID/Passport) ID/Passport No. Surname (Last Name) First Name and Other Names (leave space between names) Country of Issue (iii) Company Name / Institution/ Custodian Registration / Incorporation No. Country of Registration / Incorporation (iv) P.O. Box Post Code Town Country Mobile No./ Telephone No. Area Code Town Code Number Email (important to provide) D. APPLICATION No. of Offer Shares applied Amount Payable (Kshs) (minimum 500, multiples 100) (multiply by Kshs 9.50) (minimum Kshs 4,750) (add Kshs 30 for CDSC) E. PAYMENT (i) EFT Banker’s Cheque Ref No: (ii) Via Authorised Agent (tick one option if applicable) (tick if applicable) (iii) Financed by Lender CDS Form 5 - Serial No. (tick if applicable and complete E (i) above) (attach to this form) F. SIGNATURE/S Signature 1 Signature 2 Company Seal/Stamp Date 2 0 1 4 Tear-off G. ACKNOWLEDGEMENT SLIP Applicant No. of Offer Shares applied CDS A/C CDA Code No. (no leading zeroes) (LI/LC/FI/FC) Date 2 0 1 4 Authorised Agent Stamp. 111

Serial No.<br />

Offer Opens: 9.00am, 24 July <strong>2014</strong><br />

Closure Date: 4.00pm, 12 August <strong>2014</strong><br />

For use with the <strong>Prospectus</strong> dated 9 July <strong>2014</strong> in respect of the ADMISSION TO LISTING of the <strong>NSE</strong>’s up to 194,625,000 issued and fully paid up<br />

ordinary shares to the Main Investment Market Segment of The Exchange and OFFER FOR SUBSCRIPTION by the <strong>NSE</strong> of up to 66,000,000 new<br />

ordinary shares of par value Kshs 4.00 each in the capital of the <strong>NSE</strong> at an offer price of Kshs 9.50 per ordinary share for Kshs 627,000,000. Before<br />

completing this Application Form refer to the statement and instructions on the reverse of this Application Form and the terms and conditions of<br />

the Offer in the <strong>Prospectus</strong>.<br />

COMPLETE USING CAPITAL LETTERS<br />

NAIROBI SECURITIES EXCHANGE LIMITED<br />

Company Registration No. CPU/<strong>2014</strong>/144920<br />

APPLICATION FORM<br />

CDS ACCOUNT IS MANDATORY<br />

This Application Form is Not For Sale<br />

A. CDS ACCOUNT NO (MANDATORY)<br />

CDA Code No. (no leading zeroes) (LI/LC/FI/FC)<br />

Authorised Agent Stamp<br />

B. BANK ACCOUNT (MANDATORY FOR KENYANS) To be completed by applicant/ Lender for refunds (if applicable)<br />

Bank Name<br />

(in Kenya)<br />

Account No.<br />

Branch<br />

C. APPLICANT<br />

(i) Primary Applicant: (names as per ID/Passport)<br />

ID/Passport No.<br />

Surname (Last Name)<br />

First Name and Other Names (leave space between names)<br />

Country of Issue<br />

(ii) Joint Applicant: (names as per ID/Passport)<br />

ID/Passport No.<br />

Surname (Last Name)<br />

First Name and Other Names (leave space between names)<br />

Country of Issue<br />

(iii) Company Name / Institution/ Custodian<br />

Registration / Incorporation No.<br />

Country of Registration / Incorporation<br />

(iv) P.O. Box Post Code Town Country<br />

Mobile No./ Telephone No.<br />

Area Code Town Code Number<br />

Email (important to provide)<br />

D. APPLICATION<br />

No. of Offer Shares applied<br />

Amount Payable (Kshs)<br />

(minimum 500, multiples 100)<br />

(multiply by Kshs 9.50) (minimum Kshs 4,750) (add Kshs 30 for CDSC)<br />

E. PAYMENT<br />

(i) EFT Banker’s Cheque Ref No: (ii) Via Authorised Agent<br />

(tick one option if applicable)<br />

(tick if applicable)<br />

(iii) Financed by Lender CDS Form 5 - Serial No.<br />

(tick if applicable and complete E (i) above)<br />

(attach to this form)<br />

F. SIGNATURE/S<br />

Signature 1 Signature 2 Company Seal/Stamp<br />

Date 2 0 1 4<br />

Tear-off<br />

G. ACKNOWLEDGEMENT SLIP<br />

Applicant<br />

No. of Offer Shares applied<br />

CDS A/C<br />

CDA Code No. (no leading zeroes) (LI/LC/FI/FC)<br />

Date 2 0 1 4<br />

Authorised Agent Stamp.<br />

111

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