PUBLIC SUBMISSION - Content Analysis Group, LLC
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FRD – 1132<br />
<strong>PUBLIC</strong> <strong>SUBMISSION</strong><br />
Docket: FS-2011-0002<br />
USFS Land Management Planning Proposed Rule<br />
As of: May 19, 2011<br />
Received: May 16, 2011<br />
Status: Draft<br />
Tracking No. 80cdc8c9<br />
Comments Due: May 16, 2011<br />
Submission Type: Web<br />
Comment On: FS-2011-0002-0001<br />
National Forest System Land Management Planning<br />
Document: FS-2011-0002-DRAFT-2124<br />
Comment on FR Doc # 2011-02989<br />
Submitter Information<br />
Name: OSCAR SIMPSON<br />
Address:<br />
3320 12 TH ST NW<br />
ALBUQUERQUE, NEW MEXICO, 87107<br />
Email: oscarsimpson3@yahoo.com<br />
Phone: 505-345-0117<br />
Fax: NA<br />
Submitter's Representative: OSCAR SIMPSON<br />
Organization: SEVERAL ORGANIZATIONS<br />
See attached file(s)<br />
General Comment<br />
Attachments
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FS-2011-0002-DRAFT-2124.1: Comment on FR Doc # 2011-02989<br />
May 16, 2011<br />
Harris Sherman, USDA Undersecretary of Agriculture for NRE<br />
Forest Service Planning DEIS<br />
c/o Bear West Company<br />
132 E 500 S<br />
Bountiful, UT 84010<br />
http://www.govcomments.com/<br />
http://www.regulations.gov<br />
Attn: 36 CFR 219, National Forest System Land Management Planning, Proposed<br />
Rule, Federal Register, Volume 76, No. 30, pages 8480-8528, February 14, 2011.<br />
Dear Mr. Sherman,<br />
The following groups (New Mexico Sportsmen, New Mexico’s Coalition of<br />
Sportsmen, The San Juan Quality Water’s Coalition, The Backcountry Hunters & Angles,<br />
NM Chapter, The Back Country Horsemen of New Mexico – the Middle Rio Grande &<br />
Lower Rio Grande Chapters) appreciate this opportunity to provide comments on the<br />
Proposed Planning Rule, DEIS, Appendices and other associated documents. Our<br />
comments are directed to the Federal Register Notice, the National Forest System Land<br />
Management Planning, the Proposed Rule, the Federal Register - Volume 76, No. 30,<br />
pages 8480-8528 and aforementioned materials.<br />
Sportsmen and equestrian trail riders who use stock in Forest Service lands have a<br />
long tradition of involvement and interest in land management planning for the National<br />
Forest System (NFS). Many or our members live in and around the National Forests and<br />
Grasslands, deriving tremendous benefits from their water, recreational opportunities,<br />
scenic beauty, wildlife habitat, and other backcountry or wildland resources and values.<br />
We strongly support the management vision for the National Forests and Grasslands<br />
articulated by Secretary Vilsack, which focuses on ecological restoration, climate change<br />
resilience, and watershed protection. We were pleased that the Forest Service embraced<br />
this vision in its purpose and need statement, stating that a “new planning rule is needed<br />
to ensure that all plans will be responsive to issues such as the challenges of climate<br />
change; the need for forest restoration and conservation, watershed protection, and<br />
wildlife conservation; and the sustainable use of public lands to support vibrant
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communities.” DEIS, p. 7. Beyond echoing Secretary Vilsack’s vision, the purpose and<br />
need statement reflects the Forest Service’s “core management objective” of restoring<br />
watersheds and forest health, as well as similar Department of Agriculture and Forest<br />
Service priorities laid out in the Strategic Plans for 2010-2015. DEIS, p. 80-82. While<br />
we believe the proposed rule language is a good first step toward realizing these<br />
restoration and conservation objectives, the final planning rule must go further in<br />
order to ensure that it will achieve the watershed protection, wildlife conservation, and<br />
restoration goals the Department and Forest Service have articulated.<br />
We look forward to continued participation in the rulemaking process to develop a<br />
rule that is consistent with Secretary Vilsack’s vision and charts a scientifically sound<br />
and environmentally sustainable management future for the National Forests and<br />
Grasslands.<br />
Sincerely;<br />
Oscar Simpson on behalf of the following groups:<br />
New Mexico Sportsmen – Oscar Simpson, President<br />
New Mexico’s Coalition of Sportsmen – Oscar Simpson, Chair<br />
Back Country Hunters & Anglers, NM Chapter – Oscar Simpson, Chair<br />
The San Juan Quality Waters Coalition – Laddie Milles, Chair<br />
The Back Country Horsemen of New Mexico, Middle Rio Grande Chapter –<br />
Oscar Simpson, Legislative Representative<br />
The Back Country Horsemen of New Mexico, Lower Rio Grande Chapter –<br />
Pat Buls, President<br />
3320 12 TH ST NW,<br />
Albuquerque, NM 87107<br />
Executive Summary
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We strongly supports USDA Secretary Vilsack’s management vision to restore and<br />
protect the ecological integrity of the National Forest System, and we are pleased that the<br />
Forest Service has proposed a forward-looking planning rule that sets goals to fulfill that<br />
vision. While we believe the proposed rule language has positive features, the final<br />
planning rule must go further in order to ensure that it will achieve the climate change<br />
resilience, watershed protection, wildlife conservation, ecological restoration, sustainable<br />
recreation, and economic sustainability goals of this Administration and the Forest<br />
Service.<br />
Following is a brief summary of our comments on each of the major issues that we<br />
evaluated in the Forest Service’s proposed rule and DEIS. The summary highlights key<br />
recommendations, while the detailed comments include additional and specific<br />
recommended improvements.<br />
Agency Discretion, Accountability, and Collaboration – We believe that the proposed<br />
rule gives too much discretion to local national forest and grassland supervisors to<br />
establish environmental sideboards for management activities; for example, agency<br />
managers would only need to “take into account” the best available science. The<br />
meaning of vague terms like “must include plan components to…” needs to be clarified,<br />
and reliance on agency handbook directives must be minimized. The rule should ensure<br />
that collaborative processes are realistic for members of the public as well as Forest<br />
Service personnel.<br />
Recommendations:<br />
Require that forest plans conform to the best available science.<br />
Encourage collaborative activities that help to hold down Forest Service planning<br />
costs.<br />
NEPA – We are concerned that the Forest Service’s draft programmatic environmental<br />
impact statement (DEIS) for the planning rule does not adequately disclose the<br />
environmental impacts of the proposed rule and alternatives that are considered in the<br />
DEIS. Alternative D and the 2000 planning rule contain several positive features that<br />
would substantially improve the proposed rule.<br />
Recommendations:<br />
The analysis of environmental effects in the EIS should be revised to be more<br />
straightforward in its description of effects and its comparison of alternatives.<br />
The alternatives considered in the EIS should be expanded to include the forest<br />
planning rule that was adopted in 2000.<br />
Elements of Plans and Planning – The draft rule does not explicitly require the<br />
establishment of management areas, a bedrock element of most land planning processes.<br />
The draft rule lacks clarity on the agency’s ability to designate special areas through the
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land management planning process, an element in prior planning rules that has served the<br />
public and the Forest Service well.<br />
Recommendations:<br />
Make management areas a required plan component.<br />
Clarify that the agency should consider areas with remarkable qualities for special<br />
designation as part of the forest and grassland planning process.<br />
Restoration and Resiliency – Due to the uncertainties associated with adaptive<br />
management in the era of climate change, managers will have to try different approaches<br />
in different places – some with an emphasis on restoration of historical conditions, some<br />
focusing on transformative activities seeking to maintain ecosystem values and services,<br />
and some places, including but not limited to wilderness areas, that are reserved and<br />
monitored to observe change.<br />
Recommendations:<br />
Plans should adopt climate change adaptation strategies that allocate lands to<br />
reserve, restoration, and transformation categories.<br />
Watersheds allocated to these categories should be connected across climaterelevant<br />
environmental gradients of elevation and latitude to facilitate movement<br />
and range shifts in response to climate change.<br />
Diversity of Plant and Animal Communities – The draft rule contains some key<br />
elements of a credible wildlife conservation strategy; however, it also has several<br />
shortcomings, such as giving too much discretion to local forest and grassland<br />
supervisors to determine which species of conservation concern will be covered by the<br />
rule’s requirement to maintain viability. A coarse filter/fine filter approach can be a<br />
scientifically sound strategy to conserve species, but the rule needs to regularly monitor<br />
and assess certain focal species to ensure that coarse filter strategies are working as<br />
intended.<br />
Recommendations:<br />
Assign regional foresters the lead responsibility to select the species of<br />
conservation concern, which forest and grassland supervisors can supplement<br />
with local species of concern.<br />
Require that focal species be monitored and assessed to verify effectiveness of<br />
plans’ coarse filter strategies.<br />
Wilderness and Roadless Areas – The draft rule provides a process for identifying<br />
potential wilderness areas, but it does not give clear guidance to ensure that roadless<br />
areas are properly inventoried, evaluated, and protected. Nor does it provide adequate<br />
direction to protect recommended wilderness areas from motorized recreation and other<br />
incompatible uses.<br />
Recommendations:
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Roadless areas must be thoroughly inventoried, fairly evaluated for their<br />
wilderness qualities, and provided management direction that complements<br />
protection of the Roadless Area Conservation Rule.<br />
Require management of recommended wilderness areas to conform to the<br />
Wilderness Act pending Congressional action.<br />
Timber Requirements – The timber requirements provisions are especially troubling,<br />
because they tend to undermine all of the ecological sustainability, species conservation,<br />
and restoration objectives of the planning rule. Especially problematic is the default<br />
assumption that all forest lands are suitable for timber production unless specifically<br />
determined otherwise. Another major problem is the rule’s nearly-universal allowance of<br />
timber harvest, even on unsuitable timber lands.<br />
Recommendations:<br />
Eliminate the default assumption that forest lands are suitable for timber<br />
production. Planners should be allowed to identify forest lands as suitable for a<br />
range of resource management purposes besides timber production.<br />
Restrict the use of timber harvesting on unsuitable timber lands. Specify different<br />
forest management techniques that may be used for active restoration on<br />
unsuitable lands.<br />
Water – The draft rule recognizes the importance of intact and healthy watersheds,<br />
riparian areas, and public drinking water supplies by providing strong direction to<br />
maintain, protect, and restore these aquatic resources. However, we are concerned that<br />
the rule avoids setting a minimum default width for riparian areas or providing any<br />
specific protection for either riparian areas or priority watersheds.<br />
Recommendations:<br />
Require that plans provide – at a minimum – a protected interim riparian area<br />
width of 100 feet on each side of streams.<br />
Require plans to maintain, protect and restore priority watersheds.<br />
Roads – We are disappointed that the draft rule provides no specific requirements related<br />
to management of the Forest Service’s enormous road system. While new road<br />
construction has declined markedly, the national forests and grasslands contain far too<br />
many unneeded and unmaintained roads that are a legacy of past resource extraction.<br />
Recommendations:<br />
The draft rule should require forest and grassland plans to reduce the number and<br />
density of roads and motorized trails based on ecological needs and fiscal<br />
constraints and consistent with the identified minimum necessary road system.<br />
The agency should evaluate the impacts of roads on wildlife displacement and<br />
habitat fragmentation in the EIS and include management direction in the<br />
planning rule to reduce those impacts.
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Fire – We are pleased that the draft rule recognizes the importance of wildland fire and<br />
pursuing opportunities to restore fire-adapted ecosystems. However, greater specificity is<br />
needed for developing plans that reduce fuels to within the range of natural variability,<br />
restore fire regimes, and manage effects from these activities.<br />
Recommendations:<br />
Require plans to include management area-specific standards and guidelines for<br />
fire management.<br />
Encourage the use of minimum impact fire suppression tactics for designated<br />
wilderness, where appropriate.<br />
Climate Change – TWS commends the Forest Service for proposing a planning rule that<br />
for the first time attempts to take climate change into account in an explicit and forthright<br />
manner. However, the draft rule does not require immediate action to deal with climate<br />
change, an issue which poses an immense and unprecedented threat to forest, grassland<br />
and watershed ecosystems. In addition, the draft rule does not require plans to safeguard<br />
the extremely important and valuable carbon resource that is absorbed and stored in the<br />
national forests, especially in the old-growth forests of the Pacific Northwest.<br />
Recommendations:<br />
Require every national forest and grassland to undertake a Climate Change<br />
Assessment within one year after the final planning rule is adopted.<br />
Require plans to protect old-growth forests and other exceptionally high carbonstoring<br />
areas.<br />
Economics - The draft rule provides positive direction regarding economic sustainability<br />
and broadens the traditional concept of multiple-use to include ecosystem services.<br />
However, the rule lacks substantive requirements for science-based economic analysis.<br />
Recommendations:<br />
Require plans to include an analysis of impacts on ecosystem services and other<br />
non-market values.<br />
Require robust economic assessments which fully account for the important role that<br />
often overlooked sectors of rural economies (such as tourism, recreation, hunting &<br />
fishing, and the role of natural amenities) play in ensuring a sustainable and<br />
diversified economy for rural communities.<br />
Recreation - The draft rule acknowledges the many important and distinctive roles that<br />
national forest and grassland recreation plays in American society. According to the<br />
Forest Service, recreation produces approximately 240,000 full- and part-time jobs, more<br />
than five times more jobs than timber and grazing combined. However, the draft rule<br />
lacks substantive or meaningful guidance on sustainable recreation. It fails to ensure that<br />
plans focus on creating high-quality recreation outcomes, or that the basic planning<br />
elements required to ensure sustainable recreation will be included in plans. It also fails
FRD – 1132<br />
to adequately facilitate equitable access to our national forests and grasslands by diverse<br />
populations.<br />
Recommendations:<br />
Better define sustainable recreation and require plans to focus on providing highquality<br />
sustainable recreation outcomes, not just opportunities, and addressing the<br />
access needs of an increasingly diverse population.<br />
Require plans to minimize environmental damage and user conflicts by zoning<br />
recreation use-types through land allocations and suitability determinations.<br />
Grazing – Excessive livestock grazing, especially in arid portions of the West, has<br />
contributed to poor or declining ecological conditions in many riparian areas. Yet, the<br />
draft rule does not provide clear direction to limit harmful livestock grazing where that is<br />
necessary to restore important riparian values.<br />
Recommendations:<br />
The planning rule should require forest and grassland plans to determine lands<br />
that are not suitable for livestock grazing.<br />
Identify and monitor allotments that are in poor or declining condition and in need<br />
of restoration.<br />
Eliminate livestock grazing in allotments that are in poor or declining condition<br />
especially allotments in critical, priority or municipal water sheds.<br />
Monitoring<br />
We are pleased to see the Forest Service take a fresh look at monitoring in the proposed<br />
Rule. The agency’s past performance on monitoring and evaluation has for the most part<br />
been unsuccessful, with little to show for the dollars spent. The unit and broader-scale<br />
approaches could serve to get the agency on track. However, there are a number of elements<br />
that must be changed or incorporated in order for this strategy to work. We believe the<br />
Forest Service’s ability to engage in more adaptive management will depend on it.<br />
NFMA Requirements<br />
The NFMA requires,<br />
“(g)…the Secretary shall…promulgate regulations, under the principles of the<br />
Multiple-Use Sustained-Yield Act of 1960,…the regulations shall include, but not be<br />
limited to-<br />
3) Specifying guidelines for land management plans developed to achieve the goals of<br />
the Program which-
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(C) Insure research on and (based on continuous monitoring and assessment in the<br />
field) evaluation of the effects of each management system to the end that it will not<br />
produce substantial and permanent impairment of the productivity of the land”<br />
16 U.S.C. 1604(g)(3)(C), emphasis added.<br />
The Forest Service claims to have included this requirement directly in the proposed Rule<br />
at § 219.12(a)(5)(viii). But they have not used a direct quote and the difference is telling.<br />
Draft Sec. 219.12(a)(5)(viii) reads:<br />
“(5) Each unit monitoring program must contain one or more monitoring questions or<br />
indicators addressing each of the following:…<br />
(viii) The effects of management systems to determine that they do not<br />
substantially and permanently impair the productivity of the land (16 U.S.C.<br />
1604(g)(3)(C)).”<br />
The Forest Service has dropped the word “each” from the NFMA requirement when they<br />
transferred it to the proposed Rule. First of all, this could be interpreted to allow monitoring<br />
programs to ignore some management systems, which would not result in compliance with<br />
the NFMA. Secondly, in order to comply with the statute the agency makes the assumption<br />
that one or more monitoring questions or indicators will be sufficient to result in the<br />
“continuous monitoring and assessment in the field” to ensure that each management system<br />
“will not produce substantial and permanent impairment of the productivity of the land”. We<br />
believe something more robust than “one or more monitoring questions or indicators” will be<br />
needed to ensure this. The agency’s ability to meet this requirement is further impaired by<br />
other sections of the proposed Rule, which we discuss below.<br />
Proposed Rule Inadequacies<br />
Project and Activity Monitoring<br />
The proposed Rule contains a section that we believe undermines the agency’s emphasis<br />
on monitoring. Draft Sec. 219.12(a)(7) reads,
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“(7) This section does not apply to projects or activities; project and activity<br />
monitoring may be used to gather information, but monitoring is not a prerequisite for<br />
carrying out a project or activity.”<br />
We believe this section should be struck from the final Rule because it undermines the<br />
agency’s desired focus on restoration and adaptive management. First of all, we are<br />
concerned that agency staff will interpret this direction as no longer requiring any project and<br />
activity monitoring. If this section does not apply to project and activity monitoring, which<br />
section of the regulations does? With tight budgets, and in the absence of direction to require<br />
or otherwise encourage activity and project level monitoring, we believe Forest Service staff<br />
will use this direction to essentially drop such monitoring. But without this third level of<br />
monitoring (unit level and broader scale making up the other two levels), we do not<br />
understand how the agency will know what the results of its actions (i.e. management<br />
systems) are, how to differentiate the results of Forest Service actions from other actions and<br />
no action, and how to adapt management to achieve more successful outcomes.<br />
The absence of project level monitoring would undermine the option we propose for land<br />
management in our Restoration and Resiliency section: zoning NFS lands to accomplish<br />
different approaches in different places, some with an emphasis on restoration, some on<br />
transformative activities aimed at increasing resilience, and some places simply left alone to<br />
observe. These three management options encompass many of the climate adaptation<br />
strategies that have been described in the literature and bear further consideration. But<br />
without some level of project level monitoring, this approach would be worthless: the Forest<br />
Service would never be able to understand the different effects between the three zones and<br />
how their actions in two of the zones affected the outcomes.<br />
We are not proposing that monitoring be required for all projects, though that is certainly<br />
an option. The Department of the Army regulations require that monitoring funds be in hand<br />
before Department managers can implement any project. This approach could certainly be<br />
applied to the Forest Service. We are also perplexed as to how the Forest Service could meet<br />
its obligation to ensure that each management system will not produce substantial and<br />
permanent impairment of the productivity of the land without some degree of project and<br />
activity monitoring. This must be explained.<br />
Recommendation: Draft Sec. 219.12(a)(7) should be removed from the final Rule. Some<br />
level of project and activity monitoring must be required. The Forest Service should expand<br />
its approach to a three-level approach and create a § 219.12(e) to define the appropriate level<br />
of project and activity monitoring required.<br />
Financial and Technical Capabilities
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The Forest Service cites the limits of its “financial and technical capabilities” throughout<br />
certain sections of the proposed Rule, including § 219.12. We recognize that there are limits<br />
to what the agency can do and afford. But it is our understanding of Forest Service budget<br />
procedures that there is nothing stopping agency managers from using applicable funds from<br />
a particular budget line item to assess the effects of their actions under that line item, e.g.<br />
monitoring the effects of a timber sale using timber product funds, much as sale<br />
administration is a form of monitoring a timber sale; or using recreation funds to monitor the<br />
effects of trail use.<br />
In addition, as we recommend elsewhere in these comments, non-agency organizations<br />
and individuals can assist in these types of activities, thereby potentially defraying some<br />
agency costs. Indeed, monitoring activities are one area where the agency can “share in<br />
management” without abrogating its decision-making authority. The Rule itself pushes this<br />
approach in § 219.12(c)(5)(i): “…unit monitoring programs and broader-scale strategies must<br />
be designed to take into account: (i) Existing national and regional inventory, monitoring and<br />
research programs of the Agency, … and of other governmental and non-governmental<br />
parties” (emphasis added).<br />
Alternative E and Other Recommended Changes<br />
Monitoring Elements of Alternative E<br />
We believe the Forest Service should include the additional monitoring requirements in<br />
Alternative E in the final Rule. The provisions of Alternative E would result in much<br />
stronger monitoring programs which are critical to the achievement of Forest Service<br />
restoration and adaptive management objectives. The added sections from Alternative E<br />
would require:<br />
Monitoring questions or indicators to determine the status of various elements, including<br />
the status and trends of:<br />
o Focal species (Alt E 219.12(a)(5)(iii))<br />
o Vegetation diversity (id. at ix)<br />
o Invasive species (id. at x)<br />
o Goods and services (id. at xii)<br />
Evaluation of the public safety and environmental impacts of a unit’s road and trail<br />
system (id. at xiii)<br />
Emerging risks and current uncertainties associate with climatic changes (id. at xiv).<br />
Perhaps most important, Alternative E would require that unit monitoring plans state<br />
what would trigger the need for further action on each item being monitored:
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“Each monitoring question and its associated indicator will also be<br />
accompanied by a description of one or more signal points which are to be used<br />
by the responsible official to determine the need to take action(s) appropriate to<br />
the situation.”<br />
Alt E 219.12(a)(9)<br />
Alternative E would also require a review at least once every 10 years of a<br />
monitoring program’s efficiency and effectiveness. Alt E 219.12(e).<br />
Recommendation: The final Rule should adopt the monitoring provisions of Alternative<br />
E.<br />
Public Comment on the Biennial Evaluation<br />
Finally, we believe a public comment period should be added to the requirement to<br />
produce a biennial evaluation. § 219.12(d). This would not have to occur under the<br />
requirements of NEPA, but could be provided much as the Forest Service provides<br />
opportunity to comment on changes to its Directives System. The agency is encouraging<br />
the participation of a number of other government and non-governmental organizations<br />
and individuals in its monitoring approach. While we assume that the agency will<br />
consult with these parties to make sure that existing information is taken into account, a<br />
comment period would provide the public a chance to provide feedback on any missing<br />
data and the need for change, and support agency efforts to increase collaboration.<br />
Objection Process - The draft rule includes a pre-decisional objection process in which<br />
citizens may request changes to a forest or grassland plan before it is finalized. While<br />
intended to make the planning process operate more quickly and smoothly, the proposed<br />
objection process includes several problematic features that place unreasonable burdens on<br />
concerned citizens.<br />
Recommendations:<br />
Drop the requirement that a person can only raise an issue in an objection to a final<br />
plan if that person raised the same issue in “previously submitted substantive formal<br />
comments” on the proposed plan.<br />
Increase the amount of time for filing objections from 30 days to 90 days.<br />
1.<br />
2.<br />
3.<br />
4.
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I. Agency Discretion, Accountability, and Collaboration<br />
5.<br />
We believe the Forest Service has written a proposed Rule which affords the agency too<br />
much discretion and flexibility. Consequently, the Rule would likely result in inconsistent<br />
application around the country, failure to meet agency goals, and lack of public recourse to<br />
hold the agency accountable. The Forest Service purports to have created a planning rule<br />
which shifts agency focus to restoration and resiliency in response to stressors, including<br />
climate change; elevates the role of science in land management; and invites the public to a<br />
more central role via increased participation through collaboration. All of these separate<br />
elements are meant to shift the focus of the agency to address the most pressing issues and<br />
concerns in the 21 st Century. While we applaud many of these intended shifts and believe<br />
there are many aspects to the proposed planning rule that could have this effect, we question<br />
the ability of the proposed Rule to deliver on its promise.<br />
Our concerns center on:<br />
Understanding agency intent and its effect on accountability;<br />
The lack of clear standards in the Rule and the ability, or not, of internal agency<br />
direction to ensure consistency and accountability;<br />
The roles of science and collaboration in these processes;<br />
Planning costs and collaboration.<br />
We discuss each of these concerns below.<br />
A. Agency Intent and Accountability<br />
The Forest Service appears to be walking a fine line between intending that the Rule will<br />
result in fundamental changes in the way the agency faces the challenges of the 21 st Century<br />
and not quite wanting to be held accountable if its proposed changes aren’t implemented or<br />
successful. While we can appreciate the agency’s desire to give land managers discretion<br />
and flexibility to adapt to changing conditions and new information, we believe the agency<br />
has taken these too far in the proposed Rule. Furthermore, we do not believe that the<br />
intended meaning of several key provisions of the proposed Rule is sufficiently spelled out<br />
to ensure that the Rule’s goals are accomplished through unit-level plan decisions.<br />
The use of mandatory language is essential to ensure that regulatory goals are carried out<br />
by agency officials and land managers. The proposed Rule does include a number of<br />
instances of the use of the words “shall” and “must”, which we were pleased to see. Where<br />
these words are followed by explicit direction, they provide a good step in ensuring<br />
accountability and consistency. Rule language such as “Plans must comply with all<br />
applicable laws and regulations…” [§219.1(g)]; “The responsible official shall honor the<br />
government-to-government relationship between federally recognized Indian Tribes and the<br />
Federal government.” [§219.4(a)(5)]; and “The responsible official shall develop a unit
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monitoring program for the plan area, and include it in the plan.” [§219.12(a)(1)] (emphasis<br />
added), all provide clear direction that should result in some degree of agency consistency<br />
and accountability.<br />
Agency intent becomes less clear when “shall” and “must” are followed by modifiers<br />
that make it less certain what is being required. Two sets of modifiers in particular bear<br />
discussion and clarification from the Forest Service: 1) “consider” and “take into account”;<br />
and 2) “must include plan components to…” Each is discussed below.<br />
6. “Consider” and “Take Into Account”<br />
The proposed Rule’s provisions are replete with the words “consider” or “take into<br />
account,” which modify the words “must” and “shall”:<br />
“The responsible official shall take into account the best available scientific information<br />
throughout the planning process . . . . The responsible official shall document this<br />
consideration.” [§219.3] (emphasis added). See also §219.14 (requiring “discussion of<br />
how the best available science was taken into account and applied in the planning<br />
process (§ 219.3)).<br />
“In developing a proposed new plan or proposed plan revision, the responsible official<br />
shall: (ii) Identify the presence and consider the importance of various physical,<br />
biological, social, and cultural resources . . . [and] (iii) Consider conditions and trends<br />
and stressors, with respect to the requirements for plan components…” [§219.7(c)(2)(ii)-<br />
(iii)] (emphasis added)<br />
“When developing plan components for integrated resource management…, the<br />
responsible official shall consider: (1) Aesthetic values, air quality, cultural and heritage<br />
resources, ecosystem services, fish and wildlife species, forage, geologic features,<br />
grazing and rangelands, habitat and habitat connectivity, recreational values and settings,<br />
riparian areas, scenery, soil, surface and subsurface water quality, timber, trails,<br />
vegetation, viewsheds, wilderness, and other relevant resources…(9) Potential impacts<br />
of climate and other system drivers, stressors and disturbance regimes…”<br />
[§219.10(a)(1)-(9)] (emphasis added)<br />
The affirmative requirement of “must” and “shall” becomes muddied when modified by<br />
“consider” and “take into account”. What is meant by “consider” and “take into account”?<br />
What level of effort is required to “take (something) into account”? What level of effort,<br />
documentation, analysis or reasoning satisfies the requirements of the Rule? While the<br />
requirement for documentation is a good step forward, it does not ensure that plans conform<br />
to best available science. How can or will the agency ensure consistency in the application<br />
of these requirements?
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The meaning of these two phrases is little defined by the courts. However, while the<br />
case law is sparse, it is also instructive. None of the cases we found interpreting the<br />
meaning of “consider” or “take into account” required more than mere contemplation when<br />
a statute, rule, or regulation required an entity to “consider” or “take into account” certain<br />
information or factors. Below is a series of quotes from cases that have examined one or<br />
both of these phrases; they all indicate that one need not actually follow or be bound by the<br />
information one considers.<br />
“On its face, the phrase ‘take into account’ means consider, contemplate,<br />
study, and weigh.” WEBSTER’S INT’L DICTIONARY OF THE ENGLISH<br />
LANGUAGE (3rd ed. 1976) (defining the phrase ‘take into account’ to be<br />
synonymous with ‘take into consideration,’ and in turn, defining ‘consider’ to<br />
be synonymous with ‘contemplate,’ ‘study,’ and ‘weigh’).” Okinawa<br />
Dugong v. Gates, 543 F.Supp.2d 1082, 1103 (N.D. Cal. 2008).<br />
“This instruction to ‘consider’ such information as is ‘relevant’ can hardly be<br />
read as a strict dictate. ‘Consider’ means ‘examine’ or ‘inspect.’ ‘Relevant,’<br />
as all lawyers know, is not a firmly fixed term, but involves subjective<br />
judgments.” Miles & Co. v. Brown, 910 F.Supp. 1138, 1156 (E.D. Va. 1995).<br />
“[T]o ‘consider’ means to investigate, analyze and ultimately to ‘give careful<br />
thought to the relevant information in the context of deciding whether or not<br />
to proceed with the optional exclusion analysis.’” Wyo. State Snowmobile<br />
Ass’n v. U.S. Fish & Wildlife Serv., 741 F.Supp.2d 1245, 1266 (D. Wyo.<br />
2010).<br />
“To ‘consider’ means to ‘reflect on,’ ‘think about,’ ‘deliberate,’ ‘ponder’ or<br />
‘study.’ WEBSTER'S THIRD NEW INTERNATIONAL DICTIONARY, UNABRIDGED<br />
483 (1993). It does not mean to ‘adhere to,’ ‘be bound by’ or ‘follow.’ . . .<br />
Without much difficulty, the Congress could have amended 3553(b) to<br />
require adherence to policy statements. It did not; accordingly, we are left<br />
with a statute that plainly requires a district court to apply guidelines (where<br />
they exist) but merely consider (i.e., ‘reflect on,’ ‘think about,’ ‘deliberate,’<br />
‘ponder’ or ‘study’) policy statements.” U.S. v. Bruce, 285 F.3d 69, 73-74<br />
(D.C. Cir. 2002).<br />
“‘Consider,’ which simply means ‘to take into account,’ clearly invokes a<br />
broader spectrum of thought than the phrase ‘relied upon,’ which requires<br />
dependence on the information.” Karn v. Ingersoll-Rand Co., 168 F.R.D.<br />
633, 635 (N.D. Ind. 1996) (citing WEBSTER’S NEW RIVERSIDE UNIVERSITY<br />
DICTIONARY at 301, 993 (1984)).
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“It is whether he considered the information; i.e., whether he reviewed,<br />
reflected upon, read and/or used the information in connection with the<br />
formulation of his opinions, even if he ultimately rejected the information.”<br />
Oklahoma v. Tyson Foods, 2009 WL 1578937, at *7 (N.D. Okla. 2009).<br />
Given the highly discretionary nature of these terms, as well as the fact that the<br />
placement of these phrases in the rule makes the content of future forest plans highly<br />
uncertain, we question how the Forest Service expects to “ensure that all plans will be<br />
responsive to issues such as the challenges of climate change; the need for forest restoration<br />
and conservation, watershed protection, and wildlife conservation; and the sustainable sue of<br />
public lands to support vibrant communities” when the rule literally only requires forest<br />
planners to consider these goals. DEIS, pg. 7 (emphasis added).<br />
The Forest Service clearly understands the difference between “considering” or “taking<br />
into account” information and “utilizing” or “basing” it decisions on that information. With<br />
regard to the role of the “best available science” in planning, the preamble makes clear that<br />
the phrase “take into account” was used to ensure that the best available science should<br />
“inform, but not dictate decisions.” FR, p. 8485. Further, in the more environmentally<br />
protective Alternative D, which was designed to provide “additional protections for<br />
watersheds and an alternative approach to diversity of plant and animal communities,” the<br />
rule would require the agency to rely on certain information in making its decisions. DEIS,<br />
App. F-1. For instance, Alternative D would require the agency to “utilize” the best<br />
available science in preparing climate change and focal species vulnerability assessments.<br />
DEIS, p. App. F-8 to F-9 (§ 219.6). It would also require Riparian Conservation Areas to be<br />
established “based on” and road and trail crossings to be designed “using” the best available<br />
science. DEIS, p. App F-11 (§219.8(a)(3)); see also DEIS, p. F-13, F-23, F-29 (requiring<br />
focal species selection, viable population determinations, and certain management decisions<br />
to be “based on” the best available science). Clearly, the agency appreciates that these more<br />
prescriptive phrases would result in more environmentally justifiable decisions, as well as a<br />
higher level of consistency and accountability in forest plans. As such, the agency should<br />
employ these phrases throughout the rule in order to ensure it meets the purpose and need of<br />
the rule.<br />
We’ve seen how the word “consider” is used by the field level of the agency over the<br />
years. There has been a great deal of inconsistency, with the most cursory review of a topic<br />
meaning the topic had been “considered” more the norm than the exception.<br />
Recommendation: The Forest Service should remove these two phrases from the Rule and<br />
replace them with more prescriptive terminology.<br />
7. “Must Include Plan Components To…”
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A second phrase which appears throughout the language of the proposed Rule is “must<br />
include plan components to…” As with the phrases above, this phrase modifies the<br />
language that follows it. What is unclear is the meaning and intent of this modification.<br />
Some examples will help to explain our concerns:<br />
The plan must include plan components to maintain the diversity of plant and animal<br />
communities…[§219.9] (emphasis added)<br />
The plan must include plan components to maintain, protect, or restore riparian areas.<br />
[§219.8(a)(3)] (emphasis added)<br />
The plan must include plan components to maintain or restore the structure, function,<br />
composition, and connectivity of healthy and resilient terrestrial and aquatic ecosystems<br />
and watersheds in the plan area, taking into account:… [§219.8(a)(1)] (emphasis added<br />
to both types of modifying phrases)<br />
What is not clear is whether a plan must simply contain plan components to meet the<br />
requirement of the Rule or whether the agency is making a binding commitment to do what<br />
follows the phrase “must include plan components to”. We provide an example to illustrate<br />
our point: a plan could have a sentence within a desired condition statement that says “all<br />
riparian areas within the desired condition area (be it a watershed, management area, or<br />
some other area designator) are maintained, protected or restored”. This kind of general<br />
statement is common to desired condition statements since they traditionally describe a<br />
long-term future state the agency would like to achieve. The plan could also contain<br />
guidelines that speak to conditions or actions that would maintain, protect or restore these<br />
riparian areas.<br />
The Rule states that, “The plan must include plan components to maintain, protect, or<br />
restore riparian areas.” The requirements, strictly read, of this rule language would be met<br />
in this example because the plan would have a desired condition statement and guidelines –<br />
it would include plan components. The Rule doesn’t stipulate that all plan components must<br />
be included. In fact, the preamble to the rule specifically states, “Every plan would contain<br />
at least one of each of the required five plan components—these are the central parts of a<br />
plan. . . . While all plans must contain the required five plan components (desired<br />
conditions, objectives, standards, guidelines, suitability of areas, and may contain goals), not<br />
every issue or resource contained in a plan would require all five plan components.” FR, p.<br />
8488-89. Thus, there is no requirement that these plan components include standards, which<br />
are much more binding on agency action than either desired conditions or guidelines are.<br />
Guidelines are just that – guidelines, and are not particularly binding on agency action<br />
because they can be deviated from if their intent is met. The fact that guidelines don’t impel<br />
the action following the phrase “must include plan components to” is immaterial as the Rule<br />
is now written.
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Desired conditions frame the kinds of projects that are proposed to implement the plan.<br />
Selected sections of a desired condition statement often form the purpose and need for a<br />
project under NEPA. But desired condition statements are not binding either, in the sense<br />
that 1) a forest could choose to focus on other aspects of the desired condition statement and<br />
2) there is no time frame or action forcing element to a desired condition. 1 In the first case<br />
they are usually of such length and broad scale vision that they create a smorgasbord of<br />
potential avenues for a Forest to choose from when deciding which types of projects to<br />
propose and implement. National forest and grassland staff could simply choose to focus on<br />
other parts of a desired condition statement, ignoring for whatever reason, the desired<br />
condition of maintaining, protecting or restoring riparian areas when choosing projects to<br />
implement the plan. In the second case, desired condition statements are usually framed as<br />
long-term visions for an area, some elements of which may constitute the current condition,<br />
but other elements of which might be attained decades or more into the future, or perhaps<br />
never at all, though the agency may choose to strive in that direction. Under a strict reading<br />
of the proposed regulatory language, the unit would have met their burden under the Rule:<br />
i.e., the plan included plan components.<br />
This is troubling for a number of reasons. We know that certain members of the Forest<br />
Service WO Rule Planning Team said in one of the National Roundtables that the agency’s<br />
intent was to do whatever followed the phrase “must include plan components to” in the<br />
proposed Rule. If this is truly the agency’s intent, nowhere in the proposed Rule is this<br />
intent communicated. (If it is not the agency’s intent, we believe that should be made clear.)<br />
If this Rule were to last as long as the 1982 Rule has lasted, it will be subject to the<br />
interpretations of many successive Forest Service line officers and staff. It doesn’t seem that<br />
the agency leadership’s intent has been conveyed in this Rule, which will make it difficult<br />
for this intent to carry down to the field level, let alone last through successive planning<br />
cycles.<br />
B. Agency Accountability: Discretion, Consistency and Decision-making<br />
We believe the Rule must result in a set of plans nationally that are consistent in their<br />
approach, process and decisions made. While a certain amount of flexibility is to be<br />
implementation. Further, this consistency should result in agency accountability across<br />
the national forest system (NFS). But too many of the specific details for Rule<br />
implementation that would ensure consistency and accountability are left out of the Rule<br />
itself.<br />
1 While the Forest Service expresses its intent to make the “aspirational components” of a plan (e.g., objectives,<br />
desired conditions) more “meaningful,” the bottom line is that the agency still does not believe the consistency<br />
requirement at draft section 219.15 can be interpreted to require achievement of desired conditions. FR p. 8501<br />
(explaining the agency’s longheld position that a project’s consistency with a forest plan can only be determined<br />
with respect to standards and guidelines).
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1. Lack of Planning Rule Standards<br />
There are two aspects of the role of standards that need to be discussed. The first is the<br />
probable lack of standards that will appear in the plans created as a result of the new Rule,<br />
and the second is the lack of meaningful standards in the Rule itself. This latter aspect is<br />
likely to result in too much guidance being placed in the Forest Service Handbook, which is<br />
problematic in and of itself and discussed in further detail below.<br />
First of all, we are concerned by the DEIS’s treatment of the agency’s decision to no<br />
longer generally require standards in forest and grassland plans. The preamble suggests that<br />
each forest and grassland plan, as a whole, will contain “at least one” of each of the types of<br />
plan components and that not every issue or resource addressed in a plan need require<br />
standards or any other type of plan component. FR, p. 8488-89. Unlike the 1982 planning<br />
rule, which generally required plans to “establish management standards and guidelines,”<br />
including the “establishment of quantitative and qualitative standards and guidelines for land<br />
and resource planning and management” (§ 219.1(b)(12)), the proposed rule explicitly<br />
suggests including a standard or guideline (as opposed to using the more general “plan<br />
components” terminology) in exactly one instance. See Draft Sec. 219.11(d)(5)<br />
(“Exceptions, set out in 16 U.S.C. 1604(m), are permitted only if consistent with the land<br />
management plan. If such exceptions are anticipated, the responsible official should include<br />
those exceptions in the land management plan as standards or guidelines.”). The Forest<br />
Service has provided no rational basis for the wholesale discretion afforded land managers<br />
regarding whether to include standards and guidelines, which deviates sharply from both<br />
past forest planning practice and the 1982 rule itself. Neither has the agency disclosed the<br />
likely on-the-ground effects of this departure in the discussion of alternatives.<br />
Secondly, the Rule lacks standards that would ensure some degree of consistency in the<br />
plans that are created. In the interest of flexibility and the individual niche that each unit<br />
might fulfill, the agency has failed to provide clear standards that set a defined bar for<br />
compliance with the Rule. For example, direction on how the suitability of uses analysis is<br />
to be conducted is missing from the proposed Rule, as is direction on how potential system<br />
drivers and stressors, such as climate change, are to be taken into account to provide for<br />
ecological sustainability. This leaves specific direction to the Forest Service Handbook and<br />
Manual, which creates another set of problems in ensuring consistency and accountability.<br />
2. FSH and FSM Direction<br />
Having left a great deal of the specific details on how the Rule would be implemented out of<br />
the regulations themselves, the agency seems intent on placing those details in the Forest<br />
Service Handbook (FSH) in various chapters in FSH 1909.12. Draft Sec. 219.1(d). But the
FRD – 1132<br />
Forest Service has long held, and at least one Circuit court has agreed 2 , that the Forest<br />
Service<br />
Directives System (consisting of the FSH and Forest Service Manual (FSM)) are not<br />
legally binding on the agency. This calls into question just how binding the elements of the<br />
Rule would be, and whether consistency and accountability would occur.<br />
The Forest Service further discloses agency intent on how it will or will not adhere to the<br />
FSH and FSM in the execution of the Planning Rule in the DEIS. This disclosure is telling.<br />
“In implementing plans for a unit, responsible officials must ensure that project and activity<br />
proposals comply, not only with laws and regulations, but also Agency policy. Agency<br />
policy is specified [in] manuals in the Forest Service Directive System…” (DEIS, pg 50,<br />
emphasis added). First of all, note that this passage in the DEIS is about projects and<br />
activities that implement a plan, not about creating, amending or revising a plan. Secondly,<br />
note that it is about the FSM, and not the Directives System as a whole, which also contains<br />
the FSH, which is the portion of the Directives System that would contain language for<br />
implementing the Rule (the chapters in FSH 1909.12).<br />
The DEIS continues, “The Forest Service Manual (FSM) contains legal authorities,<br />
objectives, policies, responsibilities, instructions, and guidance needed on a continuing basis<br />
by Forest Service line officers and primary staff to plan and execute programs and activities.<br />
Just as regulations must follow laws, Agency policy must follow laws and regulations.<br />
Compliance with Agency policy is a constant among all of the alternatives.” (DEIS, pg 50)<br />
Note again, that this passage is about the FSM and not the FSH. Secondly, while “agency<br />
policy must follow laws and regulations”, the Forest Service is not actually saying anything<br />
about whether they have to follow agency policy. Finally, while the Forest Service says that<br />
“compliance with Agency policy is a constant among all of the alternatives”, they decidedly<br />
do not mean that compliance with policy is required in all the alternatives. In fact, the<br />
analysis of alternatives in the DEIS shows the opposite: that discretion, consistency and<br />
accountability are all dependent on whether or not specific direction is contained in the<br />
regulations. Discretion beyond specific regulatory direction is left entirely to the decision<br />
maker with the agency acknowledging variable results as discussed below.<br />
3. The Importance of Regulatory Direction<br />
Each of the DEIS alternative analyses focuses on the extent to which the requirements<br />
under each alternative would result in meeting the purpose and need for the new Rule, and<br />
hence how much the Rule’s intent would be realized under each of the alternatives. The<br />
agency essentially argues that without specific direction in the new Rule they cannot<br />
guarantee that goals for the new planning rule can be met.<br />
2 See, e.g., Western Radio Services Co., Inc. v. Espy 79 F.3d 896, 901 (9 th Cir. 1996).
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An example illustrates this point. The Alternative Comparison for Diversity of Plant and<br />
Animal Communities under Alternative C 3 states,<br />
“There would be considerable discretion for addressing species diversity, fish and<br />
wildlife habitat management, and monitoring in plans because there are no specific<br />
requirements for addressing the diversity of plant and animal communities. How this<br />
NFMA requirement is to be met would be relatively open to the discretion of the<br />
responsible official. Plans developed and implemented under these provisions would<br />
be expected to vary considerably in their approaches. Thus, the ability for plan areas<br />
to provide the ecological conditions necessary to maintain the diversity of plant and<br />
animal communities would be expected to vary across the NFS.<br />
DEIS, p. 38-39. (emphasis added)<br />
The agency acknowledges that without specific requirements in the Rule there would be<br />
considerable discretion for the Responsible Official with attendant variability in plans and<br />
variability in success at meeting important objectives of the Rule. This tie between specific<br />
requirements in the Rule and agency discretion, consistency and effectiveness applies<br />
whether one is discussing Alternative C, Alternative A or any of the other alternatives. The<br />
Forest Service would argue that Alternative A is better at ensuring consistency and<br />
effectiveness than Alternatives B and C, but what is important here is the manner in which a<br />
lack of consistency and effectiveness occur in the planning process. This is instructive in<br />
understanding the extent to which Alternatives A, D and E would, or would not, result in<br />
consistent and effective plans and decision-making.<br />
For any requirements not sufficiently spelled out in the Rule, additional guidance would<br />
be supplied in the FSH. However, the DEIS discloses that Forest Service directives and<br />
policy actually lead to broader interpretations, more inconsistencies, more discretion and<br />
potentially less effectiveness:<br />
“Plans would rely primarily on Forest Service directives and policy for guidance on<br />
how plans are to be developed or revised when it comes to providing diversity of<br />
plant and animal communities. This could lead to broader interpretations of what<br />
plans must contain and to inconsistencies from one unit to another as to how species<br />
diversity is to be maintained within a plan area. Planning would allow more<br />
discretion to the responsible official with respect to collaborating and<br />
coordinating…This might lead to inconsistent use of this information…and could<br />
lead to less effective approaches to the conservation of all species…Overall, plans<br />
3 Alternative C consists of provisions to meet the Purpose and Need along with the minimum requirements of<br />
NFMA.
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would allow for considerable variability in approaches…, which could lead to<br />
greater uncertainty regarding species viability on all NFS lands.”<br />
DEIS, p. 39. (emphasis added)<br />
The agency proposes to rely (to greater or lesser extent depending on the alternative) on<br />
FSH language 4 for specific direction on how to carry out the Rule. If this only leads to<br />
broader interpretations, less consistency and less effectiveness, then it seems that the<br />
alternatives which provide the most specific direction in the Rule itself will be the best at<br />
ensuring consistency and effectiveness. Further, it appears that by the agency’s own<br />
admission, more direction in the Rule leads to better outcomes than less. Throughout the<br />
analysis of effects, it is clear that the agency believes that unless specific regulatory<br />
language is provided, i.e. unless agency decision makers are expressly told via regulation<br />
that they must do something, then they have and likely will exercise broad discretion to the<br />
detriment of agency consistency and effectiveness.<br />
The DEIS contains a number of examples of this agency viewpoint. This example is<br />
instructive,<br />
“Some recently revised plans incorporate concepts, if not actual requirements of the<br />
proposed rule even though not required. Under Alternative B, this trend is expected<br />
to continue albeit voluntarily. Consequently, there would be no assurance that plans<br />
would exhibit content beyond that which is required in the current rule procedures or<br />
that there would be consistency across NFS units.”<br />
DEIS, p. 43 (emphasis added).<br />
This is from the DEIS discussion of Alternative B, the 1982 rule which has been used by<br />
every NFS plan ever created or revised. Since many of the concepts discussed here, and<br />
now proposed in the new rule, have appeared in the Forest Service directives system as<br />
interim directives and amendments and/or in other internal agency direction, it would appear<br />
that the Forest Service considers this agency direction to be a voluntary matter. Further, it<br />
would seem to become mandatory only if it appears in regulation. But the proposed Rule is<br />
replete with instances of broad language which will require more detailed direction in the<br />
FSH, which then reintroduces the inconsistency and ineffectiveness the agency claims to<br />
want to avoid. We would also note that the ways in which the agency considers the 1982<br />
Rule to result in inconsistencies and ineffectiveness are not adequately disclosed and<br />
analyzed in the DEIS.<br />
4 Specifically in the various chapters of FSH 1909.12.
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Another example points to the need for more explicit requirements in the final Rule<br />
itself. The points from this DEIS passage -- “There would be considerable discretion for<br />
addressing species diversity, fish and wildlife habitat management, and monitoring in plans<br />
because there are no specific requirements for addressing the diversity of plant and animal<br />
communities. How this NFMA requirement is to be met would be relatively open to the<br />
discretion of the responsible official”, (DEIS, p. 38-39, emphasis added) -- would apply<br />
equally well to the requirement to determine lands unsuitable for timber production. In the<br />
proposed Rule the agency has merely repeated NFMA timber suitability requirements (and<br />
expanded those requirements, illegally we believe, as we discuss in greater detail in the<br />
Timber Requirements section below). Since the Rule provides no further direction than the<br />
statute itself, how the NFMA requirements would be met would be left to FSH direction.<br />
But this then would lead to the broad interpretations, inconsistency and ineffectiveness that<br />
use of FSH direction is more likely to result in, as the agency itself argues.<br />
Recommendation: The final Rule must include more specific requirements and standards to<br />
realize the intent of the Rule, and not leave such direction to the FSH and FSM, which by<br />
the agency’s own admission is open to line officer discretion and interpretation.<br />
4. Consistency Between Site-Specific Projects and the Planning Rule<br />
The proposed rule includes a new provision that would require site-specific projects and<br />
activities to be consistent with the forest plan, but not the planning rule itself. Draft Sec.<br />
219.2(c) states, “Except as provided in the plan consistency requirements in § 219.15, none<br />
of the requirements of this part apply to projects or activities.” We see no reason for this<br />
significant departure from the current system, which requires projects and activities to be<br />
consistent with both the relevant forest plan and the 1982 planning rule. We note, too, that<br />
the 2000 rule confirmed that it guided “the selection and implementation of site-specific<br />
actions.” 36 C.F.R. § 219.1(a). The DEIS does not explain the likely effects of this sharp<br />
departure from present practice, particularly in light of the fact that courts have held that<br />
site-specific projects must conform to NFMA regulations. See, e.g., Inland Empire Public<br />
Lands Council v. U.S. Forest Serv., 88 F.3d 754, 760 n.6 (9th Cir. 1996) (applying 1982 rule<br />
provisions to site-specific timber sale). The agency should thus eliminate section 219.2(c)<br />
from the final rule.<br />
The Forest Service compounds the problem by stating that once the new planning rule is<br />
in effect, any projects completed under existing forest plans need only be consistent with the<br />
plan and not the 1982 rule. FR, p. 8503. Draft Sec. 219.17(c) states: “This part supersedes<br />
any prior planning regulation. For units with plans developed, amended, or revised using<br />
the provisions of a prior planning regulation, no obligations remain from any prior planning<br />
regulation, except those that are specifically included in the plan.” This provision flies in<br />
the face of case law that requires quite the opposite, and it is an inappropriate and unjustified<br />
divergence from longstanding requirements. See, e.g., Inland Empire Public Lands Council<br />
v. U.S. Forest Serv., 88 F.3d 754, 760 n.6 (9th Cir. 1996); Utah Envtl. Cong. v. Bosworth,
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372 F.3d 1219, 1225 (10th Cir. 2004); Sierra Club v. Martin, 168 F.3d 1, 6 (11th Cir. 1999);<br />
Forest Guardians v. U.S. Forest Serv., --- F.3d ----, 2011 WL 1498873, at *13 (10 th Cir.<br />
2011); Forest Guardians v. U.S. Forest Serv., 180 F.Supp.2d 1273, 1279-80 (D. N.M.<br />
2001); Utah Envtl. Cong. v. Zieroth, 190 F.Supp.2d 1265, 1270 n. 1 (D. Utah 2002). The<br />
rule unconvincingly states that the proposed provision “is needed for clarity so that all NFS<br />
units understand they are subject to the new planning rule for plan development, plan<br />
amendment, and plan revision, while still requiring NFS units to follow the plan provisions<br />
of their current plans.” FR, p. 8503. However, if this is really the purpose of the provision,<br />
as opposed to a desire to no longer be liable for ongoing and future projects that are<br />
inconsistent with the 1982 planning rule, other provisions in the rule cover that concern.<br />
Specifically, subparagraph (b) of the same section addresses that issue, stating that all plan<br />
development, revisions, and amendments (starting after the 3-year transition period in which<br />
amendments may be made under either the ’82 or new planning rule) must conform to the<br />
requirements of the new planning rule. Draft Sec. 219.17(b)(2)-(3).<br />
Recommendation: The Forest Service should eliminate Draft Sections 219.2(c) and<br />
219.17(c) from the final rule, reverting to current practice under the 1982 rule and existing<br />
case law.<br />
C. The Role of Science<br />
We very much appreciate the inclusion of a separate section (§219.3) on the role of<br />
science in planning. However, as pointed out above, the agency’s intent for the use of<br />
science is both unclear and, where it has been communicated, troubling. (The role of<br />
science is also discussed in a number of issue specific areas elsewhere in our comments.)<br />
Peer reviewed, up-to-date science should provide the sideboards to ensuring ecological<br />
sustainability (and contribute to social and economic sustainability). Decisions should<br />
conform to science; science should not merely be one of many possible aspects to consider.
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A slide presented by the Forest Service during its explanation of the proposed Planning<br />
Rule at the National Roundtable on March, 10, 2011, is instructive. 5<br />
Figure 1: Forest Service “Science Informs Planning” slide<br />
5 Slide from the Forest Service presentation at the National Roundtable on March 10, 2011; available on the<br />
Collaboration and Public Involvement page at the Forest Service Planning Rule Home at:<br />
http://www.fs.usda.gov/wps/portal/fsinternet/!ut/p/c5/04_SB8K8xLLM9MSSzPy8xBz9CP0os3gjAwhwtDDw9_AI<br />
8zPwhQoY6IeDdGCqCPOBqwDLG-<br />
AAjgb6fh75uan6BdnZaY6OiooA1tkqlQ!!/dl3/d3/L2dJQSEvUUt3QS9ZQnZ3LzZfMjAwMDAwMDBBODBPSEh<br />
WTjBNMDAwMDAwMDA!/?ss=119987&navtype=BROWSEBYSUBJECT&cid=&navid=091000000000000&pn<br />
avid=null&position=BROWSEBYSUBJECT&ttype=main&pname=Planning%20Rule%20Home
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As the slide indicates, the Forest Service considers science on an equal footing with<br />
public input and the decision maker’s own experience, which may be based on nothing more<br />
than gut feeling. This is problematic as are a number of elements of this section of the<br />
proposed Rule. First is the fact that the decision maker (i.e. the responsible official) is also<br />
the person to “determine what information is the most accurate, reliable, and relevant to a<br />
particular decision or action” (§ 219.3). If past agency behavior is any indication, too many<br />
times this has resulted in decisions that science is completely irrelevant to an agency<br />
decision and hence discarded entirely. While the preamble asserts (FR, p. 8485) that the<br />
responsible official does not have “unfettered discretion” in making this determination, there<br />
doesn’t appear to be any direction specifying appropriate sideboards and instructions to keep<br />
this determination from being unfettered. Mere requirements for documentation do not<br />
suffice. This must be corrected in the final Rule.<br />
Secondly, as discussed above in the context of FSH direction, the standard for how one<br />
identifies, appropriately interprets and applies the social, economic and ecological sciences<br />
as § 219.3(b) requires will likely be left to the FSH, thereby introducing a degree of<br />
inconsistency, variability and ineffectiveness into the process of how science is used by the<br />
agency. Finally, the proposed Rule does not actually require that the responsible official<br />
disclose how science informed or was used in making a decision, but rather “how scientific<br />
findings or conclusions informed or were used to develop plan components and other<br />
content in the plan.” § 219.3(c) (emphasis added). This in effect removes science one step<br />
from the decision-making process and from providing the kinds of sideboards that ensure<br />
sustainability. This must be changed in the final Rule.<br />
Recommendation: Science must play a more pivotal role in agency decision-making.<br />
Agency decisions should conform to science. At a minimum, § 219.3(c) should read<br />
“…how scientific findings or conclusions informed or were used to make plan decision(s).”<br />
D. Collaboration and Public Involvement<br />
We appreciate the amount of public involvement and the collaborative effort the agency<br />
has used in creating this proposed Planning Rule. And we note too, the collaborative efforts<br />
taking place around the country on forest and grassland plans currently being revised under<br />
the 1982 rule, as well as site-specific projects. Many NFS units seem to be embracing the<br />
agency’s efforts to make collaboration and increased public involvement a mainstay of how<br />
the Forest Service does business in the 21 st Century.<br />
However, we caution the agency on a number of fronts. First of all, the direction in §<br />
219.4 provides a great deal of latitude to NFS units in how and even whether they provide<br />
consistent opportunities for public participation. Section 219.4(a) reads, “The responsible<br />
official shall engage the public -- … using collaborative processes where feasible and<br />
appropriate. When developing opportunities for public participation, the responsible official<br />
shall take into account…the cost, time and available staffing” (emphasis added). Unless
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more specific direction is included in the final Rule eliminating or limiting these loopholes,<br />
we believe decision makers are likely to default to less, rather than more, collaborative<br />
efforts. This will be especially true for those Forest Service staff most uncomfortable with<br />
public involvement and collaboration, precisely the units that should be engaged in<br />
collaboration. We’ve already seen a large number of Forest Service units move to an “open<br />
house” model 6 of public involvement, which while easier for agency staff for a number of<br />
reasons, can be deeply unsatisfying for the public.<br />
Second, the draft rule does not appear to recognize the limitations of cost, time, and<br />
available staffing of entities other than the Forest Service who may wish to engage in the<br />
planning process. For example, many small, non-profit groups in rural areas rely entirely on<br />
volunteers who may be unable to participate in a time-intensive collaborative process,<br />
especially during regular work hours. Even relatively large organizations with professional<br />
staff such as The Wilderness Society would be hard-pressed to participate in multiple forest<br />
planning collaborative processes if they were occurring simultaneously in the same region.<br />
Well done collaboration does have a cost in both time and money. If the agency is<br />
serious about embracing collaboration and changing agency culture in this regard, training<br />
will be needed for Forest Service staff as well as the public at large engaged in these efforts.<br />
Professional, neutral party facilitation will also be needed in many places. The Forest<br />
Service cannot hope to succeed if it sends a few agency staff to a couple of days of training,<br />
and expects them to teach their colleagues and the public, as well as facilitate as though they<br />
are a neutral party.<br />
Finally, collaboration is no substitute for compliance with NEPA and other applicable<br />
statutes, or for the role of science. It can be tempting to think of collaboration as a “shiny<br />
new toy” that will solve all conflicts over resource use. While well run collaborative efforts<br />
can serve to significantly lessen conflict and point the way to solutions, collaboration does<br />
not mean that agency legal obligations have changed or that “collaboration” can be<br />
substituted for the public’s right to participation and comment under NEPA. In the same<br />
vein, collaboration and any kind of consensus reached thereof does not change the need to<br />
consider science and the role of scientific fact in providing sideboards and potential limits to<br />
agency decision-making and land management.<br />
Recommendation: The planning rule should make it clear that the Forest Service must take<br />
into account the limitations of cost, time, and available staffing of all entities interested in<br />
the land management planning process in designing collaborative or other public<br />
participation processes.<br />
6 The “open house” model is characterized by a meeting in which there are stations (usually centered around maps)<br />
through which the public can move in order to talk to Forest Service staff; there is no effort by the agency to address<br />
the crowd as a whole or provide a presentation for all; questions are answered individually; and any comments<br />
solicited are done so by the public filling out a form and handing it in for later agency review.
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E. Planning Costs and Collaboration<br />
Affordability is a legitimate and important issue for the Forest Service to consider in<br />
developing the planning rule. The Obama Administration has announced a five-year hiring<br />
freeze for federal agencies including the Forest Service, and overall Congressional<br />
appropriations seem likely to decline for at least the next two years. The Administration’s<br />
Integrated Resource Restoration budget proposal could provide added funding for planningrelated<br />
activities such as climate change vulnerability assessments and watershed action<br />
plans. Nevertheless, given all the concern about the size of the federal deficit, the Forest<br />
Service should be looking for ways to share more of its planning and management costs.<br />
We urge the Forest Service to give more consideration to the potential cost-savings that<br />
could result from increased collaboration throughout the planning process. The DEIS<br />
acknowledges the potential for some cost-savings; however, it does not reveal how, or how<br />
much of, those costs will be saved. For example, in its evaluation of Alternative A, the<br />
DEIS recognizes the “potential to offset or reduce Agency monitoring costs as a result of<br />
collaboration during monitoring program development and monitoring itself” (DEIS, p.<br />
162). Similarly, regarding Alternative D, the DEIS states, “Successful coordination could<br />
also provide increased opportunities to distribute and share monitoring and assessment<br />
costs” (DEIS, p. 169).<br />
Increased collaboration does present opportunities for some of the costs of planning and<br />
monitoring to be shared by stakeholders, but it cannot be taken for granted that existing<br />
costs will simply be assumed by those stakeholders. Indeed, the increased attention to<br />
monitoring in the Proposed Rule reflects an increased demand for monitoring from<br />
stakeholders participating in collaborative processes. Given this increased attention, and the<br />
generally poor track record of monitoring at the Forest Service, it is likely that monitoring<br />
costs will go up as a result of implementing the Proposed Rule, even with increased<br />
stakeholder support. The DEIS should explain how collaboration will lead to cost savings<br />
and document savings expected from each alternative.<br />
In addition to failing to describe the mechanisms and magnitudes of cost savings, the<br />
DEIS does a generally poor job of describing the process of collaboration. While the<br />
Federal Register notice repeatedly emphasizes the intention to establish a collaborative<br />
planning process, the proposed rule focuses almost exclusively on public participation<br />
requirements. When it comes to determining who actually does the planning work (and<br />
incurs the planning costs), the proposed rule places virtually the entire work load on the<br />
Forest Service planning staffs. The two subsections that constitute the Planning Framework<br />
section (219.5) are telling in this regard: the first subsection describes the three-phase<br />
planning process – i.e. what has to be done in planning-- in considerable detail, while the<br />
second subsection describes who will do the planning work in just one sentence. Subsection
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219.5(b) states: “The responsible official shall establish an interdisciplinary team or teams to<br />
prepare assessments; new plans, plan amendments, and plan revisions; and unit monitoring.”<br />
The proposed rule’s complete reliance on Forest Service interdisciplinary teams fails to<br />
recognize the significant benefits of collaborative planning and implementation. Various<br />
stakeholders bring diverse and useful skills and resources to the forest planning table. For<br />
example, numerous conservation organizations have numerous ecologists, economists, land<br />
use planners, and landscape analysts with technical expertise and practical experience in<br />
forest planning. Many organizations working collaboratively with the Forest Service and<br />
other partners to develop and implement landscape-scale restoration plans pursuant to the<br />
Collaborative Forest Landscape Restoration Program in Montana, Idaho, and elsewhere.<br />
When stakeholders feel a common interest in the success of a planning process, they are<br />
often willing to devote time and resources to the accomplishment of analyses and other<br />
aspects of planning. If these efforts are well coordinated and supported by all participants in<br />
the collaboration, they may result in work-load relief to the Forest Service that may translate<br />
into savings.<br />
An important caveat in our encouragement of greater sharing of planning work-loads is<br />
that the Forest Service must retain full decision-making authority. It is the responsibility of<br />
the Forest Service to evaluate alternatives and determine the appropriate course of action for<br />
the national forests and grasslands. Selection of alternatives that derive from collaboration<br />
should result in plans that enjoy broader public support, but it is important to acknowledge<br />
that collaboration does not result in decisions; decision-making rests with the Forest Service<br />
and must adhere to the law. In that regard, we support the proposed rule’s direction that the<br />
responsible official must not “conform management to meet non-Forest Service objectives<br />
or policies” (§ 219.4(b)(3)).<br />
Recommendation: The planning rule should encourage the Forest Service to share planning<br />
work (and expenses) with qualified stakeholders as part of collaborative planning.<br />
5.<br />
II. Compliance with the National Environmental Policy Act<br />
6.<br />
A. The Federal Register Notice and DEIS Do Not Explain Why Previous NFMA<br />
Rulemakings Have Been Found Legally Inadequate and What the Agency Is Doing to<br />
Avoid Repeating Past Mistakes<br />
The Forest Service has explored several ways of complying with the National<br />
Environmental Policy Act (NEPA) in the three times that it has attempted to revise the forest<br />
planning rule at 36 CFR 219 during the past twelve years. Each time, the courts have found<br />
the agency to be in violation of NEPA.
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First, for the 2000 planning rule under the Clinton Administration, the USDA Forest<br />
Service did not include any environmental impact analysis of the proposed rule, choosing<br />
instead to prepare an environmental assessment (EA) and a finding of no significant impact<br />
(FONSI) after the close of the public comment period. See Citizens for Better Forestry I,<br />
slip op., p. 12370. The Ninth Circuit Court of Appeals rejected this approach on the grounds<br />
that “Citizens were deprived of the opportunity to comment on the USDA’s EA and FONSI<br />
at all points in the rulemaking process. This deprivation violated their rights under the<br />
regulations implementing NEPA.” Id. at 12374-75.<br />
Second, for the 2005 planning rule under the Bush Administration, the Forest Service<br />
did not prepare either an environmental impact statement (EIS) or an EA, arguing instead<br />
that the planning rule should be “categorically excluded” from NEPA’s requirements to<br />
document the environmental effects of its actions. U.S. District Court Judge Hamilton<br />
rejected the Forest Service’s arguments, ruling that reliance on a categorical exclusion to<br />
revise the planning rule violated NEPA. Citizens for Better Forestry II. 7<br />
Third, in 2007 the Forest Service re-published the 2005 planning rule along with a draft<br />
EIS and sought public comment. 72 FR 48,514. However, the EIS reflected the Forest<br />
Service’s view that the planning rule would have no direct or indirect impact on the<br />
environment. Consequently, Judge Wilken found that the EIS did not comply with NEPA<br />
because it did not evaluate the environmental impacts of the planning rule. Citizens for<br />
Better Forestry III.<br />
A common thread in all of these court decisions is that the Forest Service has stubbornly<br />
refused to document or even acknowledge the environmental impacts of the forest planning<br />
rule. As Judge Wilken pointed out in her ruling: “The EIS repetitively insists – as the<br />
USDA … has insisted since Citizens I – that the Rule will have no effect on the environment<br />
because it merely sets out the process for developing and revising [forest plans] and is<br />
removed from any foreseeable action that might affect the environment. This position was<br />
rejected in Citizens I and Citizens II, and the Court adheres to the reasoning set out in those<br />
decisions.” Id. at p. 21.<br />
The Federal Register notice for the planning rule makes only passing reference to the<br />
court decisions about the previous planning rules. 76 FR 8482. The FR notice is equally<br />
uninformative about the agency’s approach toward evaluating environmental impacts,<br />
simply noting that the agency “has prepared a draft programmatic EIS to analyze possible<br />
environmental effects of the proposed rule, present several alternatives to the proposed rule,<br />
and disclosed the potential environmental impacts of those alternatives.” 76 FR 8511.<br />
7 The Wilderness Society was a co-plaintiff (along with Defenders of Wildlife, Sierra Club, and Vermont Natural<br />
Resources Council and represented by Earthjustice) in the litigation challenging the Bush Administration’s 2005 and<br />
2008 forest planning rules.
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Similarly, the DEIS contains only two brief mentions of the court cases: once in the<br />
Planning Rule History section (p. 6) where the DEIS explains that the federal district court<br />
in CBF III had invalidated the 2008 Rule because “the EIS did not adequately disclose the<br />
effects of the rule,” and a second time later in the DEIS (p. 52) where the decision in CBF II<br />
is discussed in one sentence. However, the DEIS contains no information or analysis about<br />
the underlying issues regarding the agency’s past or current approaches toward evaluation of<br />
the planning rule’s environmental impacts.<br />
Therefore, the public is left to wonder and speculate about why the Forest Service’s<br />
previous EIS was found to be legally inadequate and what steps the agency is taking to<br />
correct the legal errors and ensure that the new EIS will comply with NEPA. It is important<br />
for the public to know that the Forest Service understands what legal mistakes it has made in<br />
the past forest plan rulemakings and that the agency intends to learn from past experience<br />
and to make the necessary changes to avoid repeating those mistakes.<br />
Recommendation: The FR notice and EIS for the planning rule should more thoroughly<br />
explain why the courts found the EIS for the 2008 rule to be legally inadequate and what<br />
steps the Forest Service is taking to ensure that past mistakes will not be repeated in the<br />
current rulemaking.<br />
B. NEPA Requirements for the EIS<br />
The case law that has developed through court decisions about the previous planning<br />
rules provides important insight into what the Forest Service needs to do in order to comply<br />
with NEPA in the current planning rule. As discussed above, the fatal flaw in the Forest<br />
Service past rulemaking efforts has been its insistence that the planning rule “will have no<br />
effect on the environment because it merely sets out the process for developing and revising<br />
[forest plans] and is removed from any foreseeable action that might affect the<br />
environment.” Citizens for Better Forestry III, slip op., p. 21. Thus, it is critically important<br />
that the Forest Service explicitly distance itself from the agency’s previous and legally<br />
untenable position regarding the impact of the forest planning rule.<br />
The DEIS very briefly discusses the relevant case law, including Citizens for Better<br />
Forestry II, in two sentences of the section on Staged Decision-making and Environmental<br />
<strong>Analysis</strong> on p. 52, but it never mentions the other two CBF cases. In order to articulate a<br />
legally credible policy regarding environmental effects of the planning rule, the Forest<br />
Service should look more carefully to guidance contained in all three Citizens for Better<br />
Forestry cases.<br />
In CBF III – which is the most recent and directly applicable court decision – the district<br />
court focused primarily on the impacts of eliminating or modifying standards in the 1982<br />
and 2000 planning rules that applied to all forest plans and site-specific plans – specifically,<br />
the “species viability” requirement. The court stated, “Although the EIS discusses the
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differences between the various standards, it fails to acknowledge the effect of eliminating<br />
the viability requirement.” Citizens for Better Forestry III, p. 21 (emphasis in original).<br />
Noting that the EIS cited “practical difficulty” of compliance as the reason for eliminating<br />
the viability rule, the court stated, “It is disingenuous for the USDA now to maintain that it<br />
has no idea what might happen if it is no longer required to comply with the [viability]<br />
requirement.” Id., p. 22. The court went on to say:<br />
“At the very least, the EIS must discuss instances where the USDA has found the<br />
viability requirement to be difficult to implement and analyze the impact of no<br />
longer having to ensure species viability in those instances. The same is true with<br />
the rest of the EIS chapter entitled ‘Affected Environment and Environmental<br />
Consequences.’ The EIS discusses the differences between the identified alternatives<br />
and explains why the USDA prefers Alternative M, but it does not actually discuss<br />
the environmental consequences of eliminating the specific protections that are<br />
provided in previous plan development rules.” Id. (emphasis added).<br />
As discussed briefly in the DEIS (p. 52), further guidance is contained in Citizens for<br />
Better Forestry II, where the district court stated, “In recognizing programmatic EISs, the<br />
Ninth Circuit has held that “[a]n EIS for a programmatic plan … must provide ‘sufficient<br />
detail to foster informed decision-making’, but that ‘site-specific impacts need not be fully<br />
evaluated until a critical decision has been made to act on site development,’” quoting the<br />
Ninth Circuit’s decisions in Friends of Yosemite Valley v. Norton, 348 F. 3d 789, 800 (9 th<br />
Cir. 2003) and Northern Alaska Envtl. Ctr. v. Lujan, 961 F. 2d 886 (9 th Cir. 1992)). CBF II,<br />
p. 37. The district court further stated, “The court agrees with [USDA] defendants that<br />
evaluating the environmental effects of programmatic actions is difficult. However, as<br />
discussed above, such evaluation appears to be envisioned by NEPA and by Ninth Circuit<br />
case law.” Id., p. 42. The court also stated, “There is nevertheless a dearth of case law<br />
applying NEPA analysis to broad, nationwide actions such as that presented by this case.”<br />
Id. These excerpts indicate that the Forest Service should recognize that the NEPA<br />
evaluation will be difficult to complete and that the Citizens for Better Forestry cases<br />
represent the leading court precedent on this issue nationally.<br />
In addition, the Ninth Circuit Court of Appeals’ decision in Citizens for Better Forestry I<br />
– while focused on related issues of standing and ripeness – provides importance lessons<br />
relevant to the planning rule EIS. For example, the Ninth Circuit stated, “The 2000 Plan<br />
Development Rule in fact does not result in any direct environmental effects. Its<br />
environmental impact is indirect: because the Rule controls the development of LRMPs and<br />
site-specific plans, it is through these that it poses an actual, physical effect on the<br />
environment in national forests and grasslands.” The Ninth Circuit decision also suggests –<br />
as does the district court -- that the EIS should give particular attention to the effects of<br />
altering the species viability standard, since it applies directly to site-specific plans and<br />
therefore is only one step removed from direct impacts. CBF I, p. 12384.
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Recommendation: The EIS should expand the discussion of relevant case law regarding<br />
NEPA compliance and the legal standards for programmatic EISs of this type.<br />
C. The DEIS Obfuscates the Environmental Effects of Alternatives<br />
In addition to the Ninth Circuit case law on prior attempts to amend the NFMA planning<br />
rule in compliance with NEPA, the CEQ NEPA regulations and other existing case law<br />
provide the required framework for analysis, as well as measures for its adequacy. The<br />
fundamental purpose of preparing an EIS is to ensure that the agency and the public are fully<br />
aware of the potential environmental impacts of a proposed action before the agency decides<br />
how to proceed. Robertson v. Methow Valley Citizens Council, 490 U.S. 332, 349 (1989).<br />
NEPA mandates that federal agencies take a “hard look at a decision’s environmental<br />
consequences.” California v. Block, 690 F.2d 753, 761 (9th Cir. 1982). Specifically, a<br />
DEIS must assess the direct, indirect, and cumulative environmental impacts of the proposed<br />
action, performing an analysis commensurate with the scale of the action at issue. See, e.g.,<br />
id.; 40 C.F.R. §§ 1502.2 (b), 1508.8. The EIS must “contain a reasonably thorough<br />
discussion of the significant aspects of the probable environmental consequences.”<br />
California v. Block, 690 F.2d 753, 761 (9th Cir. 1982). “General statements about<br />
‘possible’ effects and ‘some risk’ do not constitute a ‘hard look’ absent a justification<br />
regarding why more definitive information could not be provided.” Neighbors of Cuddy Mt.<br />
v. United States Forest Serv., 137 F.3d 1372, 1380 (9th Cir. 1998). “An EIS for a<br />
programmatic plan . . . must provide sufficient detail to foster informed decision-making.”<br />
Citizens for Better Forestry II, 481 F.Supp.2d 1059, 1086 (N.D. Cal. 2007) (internal<br />
citations omitted). An agency may not merely identify differences between alternatives and<br />
why it prefers one alternative over another, but must actually discuss the environmental<br />
consequences of the alternatives. Citizens for Better Forestry III, p. 22 (holding<br />
programmatic EIS for 2008 NFMA planning rule was inadequate, in part, because it did “not<br />
actually discuss the environmental consequences of eliminating the specific protections that<br />
are provided in previous plan development rules”).<br />
To its credit, the Forest Service no longer appears to be taking the legally untenable<br />
position that the planning rule (and forest plans in general) has no environmental effects.<br />
For example, the DEIS states:<br />
“[P]lanning rule provisions for specific land management plan guidance will<br />
influence a responsible official’s discretion when approving a land<br />
management plan and subsequent site-specific management activities…The<br />
scope of the effects analysis is focused on the activities related to<br />
development, revision, amendment, and maintenance of land management<br />
plans and includes anticipated resource or process outcomes across NFS<br />
lands as plans developed under the various alternatives are implemented<br />
through project decisions. Potential programmatic effects include those
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associated with any changes in agency planning processes and plan content<br />
developed under current direction.”<br />
DEIS, pg. 54 (emphasis added).<br />
However, the DEIS still falls far short of taking the “hard look” at the environmental<br />
impacts of the proposed rule and alternatives that is required by NEPA.<br />
In the DEIS, the agency goes to some length to downplay its responsibility for<br />
evaluating the environmental consequences of the proposed rule and alternatives. See<br />
generally DEIS, p. 49-55. For instance, the Forest Service states, “Adoption of a planning<br />
rule is only the first step in a series of decisions before any action is taken that directly<br />
affects the environment.” DEIS, p. 51. The DEIS goes on to say, “The depth and detail of<br />
impact analysis is necessarily broad and general because a planning rule is two steps<br />
removed from site-specific projects and activities…Where there is a sufficient cause-effect<br />
relationship, the effects analysis of a planning rule might extend to general discussions of<br />
potential effects of plan implementation on the human environment.” DEIS, p. 52. Overall,<br />
the DEIS reflects the agency’s continuing inability to accept that its planning rule has<br />
foreseeable environmental consequences, and the analysis and disclosure of the various<br />
alternatives’ effects on the human environment is quite shallow and, oftentimes, seems<br />
biased in favor of the proposed rule (Alternative A). The DEIS repeatedly evaluates<br />
alternatives in terms of whether future forest plans would be more or less “variable” or<br />
“consistent” in the way that they address various issues, like road management and climate<br />
change (see e.g. DEIS, p. 94, 132), rather than in terms of whether the rule alternatives<br />
would have positive or negative environmental impacts or the extent to which they would<br />
create more or less environmental risk to wildlife viability and other resource concerns.<br />
Furthermore, when assessing the effects of alternatives on certain resources, the agency<br />
spends a great deal of time comparing alternatives against each other, as opposed to<br />
disclosing what the likely effects in future plans and, in turn, on the ground will be if a<br />
particular alternative were chosen. A particular deficiency is the failure to take a hard look<br />
at what the effects of eliminating specific, protective provisions of the 1982 and 2000 rules<br />
from the proposed planning rule will be.<br />
In order to comply with NEPA and withstand potential court challenges, it is critically<br />
important that the Forest Service recognize the error of its past position regarding the<br />
environmental impacts of the planning rule. Instead of continuing to insist that the planning<br />
rule is entirely about process and has no or few reasonably foreseeable environmental<br />
effects, the agency should acknowledge in the Federal Register notice and EIS<br />
accompanying the final rule that the planning rule plays an important role in shaping Forest<br />
Service management plans and activities and thus has important indirect environmental<br />
impacts. See 40 C.F.R. § 1508.8(b) (defining indirect effects). It must also explain the<br />
environmental effects that elimination of specific, substantive provisions of the 1982 and<br />
2000 planning rules will have. See, e.g., Citizens for Better Forestry I, 341 F.3d 961, 972-
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75 (9th Cir. 2003). At various points in these comments, we highlight sections of the DEIS<br />
where the analysis is lacking.<br />
D. The DEIS Fails to Consider a Reasonable Range of Alternatives<br />
The Council on Environmental Quality’s NEPA regulations describe the alternatives<br />
section as the “heart” of the EIS, requiring that an EIS’s alternatives section “[r]igorously<br />
explore and objectively evaluate all reasonable alternatives, and for alternatives which were<br />
eliminated from detailed study, briefly discuss the reasons for their having been<br />
eliminated.” 40 C.F.R. § 1502.14. NEPA regulations provide that an EIS must include “the<br />
alternative of no action,” as well as a “hard look” at “all reasonable alternatives.” 42 U.S.C.<br />
§ 4332(c); 40 C.F.R. § 1502.14(a), (d). “An agency must look at every reasonable<br />
alternative, with the range dictated by the nature and scope of the proposed action.” Nw.<br />
Envtl. Def. Ctr. v. Bonneville Power Admin., 117 F.3d 1520, 1538 (9th Cir. 1997). In<br />
examining the reasonableness of an EIS’s alternatives and elimination of alternatives from<br />
analysis, a court first looks to whether the “Purpose and Need” was reasonable, and then<br />
whether the alternatives considered were reasonable in light of that goal. Surfrider Found.<br />
v. Dalton, 989 F.Supp. 1309, 1327 (S.D. Cal. 1998), aff’d per curium, 196 F.3d 1057 (9th<br />
Cir. 1999). Regarding alternatives rejected for full evaluation, a court asks “whether the<br />
summary rejection of these [alternatives] was unreasonable, such that the [EIS] failed to<br />
consider a reasonable range of alternatives.” Id. at 1327–28. “An unreasonable failure to<br />
consider a viable alternative renders an alternatives analysis inadequate.” Id. In addition,<br />
the Forest Service Handbook guides agency staff to “develop…alternatives fully and<br />
impartially… [and to] ensure that the range of alternatives does not prematurely foreclose<br />
options that might protect, restore, and enhance the environment.” Forest Service<br />
Handbook 1909.15 § 14. NEPA also requires that agencies “present complete and accurate<br />
information to decision-makers and to the public to allow an informed comparison of the<br />
alternatives considered in the EIS.” Natural Res. Def. Council v. U.S. Forest Serv., 421 F.3d<br />
797, 813 (9th Cir. 2005).<br />
The Forest Service failed in this mandate by not considering in detail an alternative that<br />
would implement the 2000 planning rule. In our scoping comments, we requested that the<br />
Forest Service consider the 2000 planning rule as one of the alternatives. TWS Scoping<br />
Comments, p. 64, 83. However, the agency eliminated this alternative from detailed study,<br />
stating that that rule’s “provisions do not meet the purpose and need for action. Specifically,<br />
the 2000 rule is not within the Agency’s capability to implement on all NFS units.” DEIS,<br />
p. 27. While we appreciate that the agency determined the 2000 rule would be difficult and<br />
expensive to implement, (DEIS, p. 29), many provisions of the rule, which the agency failed<br />
to consider in detail in this process, would be no more difficult to implement than provisions<br />
of the 1982 rule or the proposed planning rule itself. For example, as discussed in greater<br />
detail below, § 219.27 of the 2000 planning rule was much clearer about the agency’s<br />
obligations regarding special designations than the proposed planning rule. Special<br />
designations made during forest planning are an enduring agency practice that should
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continue in the future, and they are neither difficult nor expensive to complete. The failure<br />
to include an alternative that discusses special designations and other provisions found only<br />
in the 2000 rule is a violation of NEPA, which the agency could have avoided merely by<br />
studying the 2000 planning rule as an alternative.<br />
Moreover, we believe the failure to include the 2000 planning rule in the No Action<br />
Alternative makes the baseline against which the agency compared the action alternatives<br />
inaccurate. The agency explains that it did not feel the need to include the 2000 planning<br />
rule in the No Action Alternative because NFS units have been exercising their option under<br />
the 2000 planning rule’s transition provisions to use the provisions of the 1982 rule in<br />
ongoing plan revisions. DEIS, p. 54. While this may be the case, the reality is that units can<br />
choose the 2000 planning rule in forest plan revisions until the agency completes this<br />
rulemaking and units must consider the “best available science” when implementing or<br />
amending a plan, 36 C.F.R. § 219.35(a)), calling into the question the completeness and<br />
accuracy of the No Action Alternative.<br />
7.<br />
8.<br />
III. Consultation Requirements<br />
Federal Register notice for the proposed Rule does not address the agency’s obligations<br />
for consultation under the Endangered Species Act (ESA) and the National Historic<br />
Preservation Act (NHPA). These requirements do not appear in the Regulatory<br />
Certifications section or anywhere else in the proposed Rule. Not only should they have<br />
been addressed and consultation undertaken, but both efforts should have taken place in a<br />
timeframe to inform the creation of the proposed Rule and DEIS. In addition, because<br />
consultation has not been completed, and to our knowledge may not have even been started<br />
in the case of the NHPA, the public has been denied the right to meaningful comment under<br />
NEPA. The public is being asked to comment now on a planning rule which may be quite<br />
different at the conclusion of consultation.<br />
Consultation under the Endangered Species Act (ESA)<br />
Under section 7 of the Endangered Species Act (“ESA”), every federal agency “shall, in<br />
consultation with and with the assistance of the Secretary, insure that any action authorized,<br />
funded, or carried out by such agency … is not likely to jeopardize the continued existence<br />
of any endangered species or threatened species.” 16 U.S.C. § 1536(a)(2). The obligation<br />
to “insure” against a likelihood of jeopardy or adverse modification requires the agencies to<br />
give the benefit of the doubt to endangered species and to place the burden of risk and<br />
uncertainty on the proposed action. See Sierra Club v. Marsh, 816 F.2d 1376, 1386 (9 th Cir.<br />
1987).
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Section 7 establishes an interagency consultation process to assist federal agencies in<br />
complying with their duty to ensure against jeopardy to listed species or destruction or<br />
adverse modification of critical habitat. An agency must initiate consultation with the<br />
National Marine Fisheries Service (NMFS) or the U.S. Fish and Wildlife Service (FWS)<br />
under Section 7 whenever it takes an action that “may affect” a listed species. See 50 C.F.R.<br />
§ 402.14(a). Regulations implementing section 7 broadly define the scope of agency actions<br />
subject to consultation. See 50 C.F.R. § 402.02 (definition of action).<br />
The proposed planning rule “may affect” threatened and endangered species and their<br />
designated critical habitat. In Citizens for Better Forestry v. U.S. Dep’t of Agriculture, 632<br />
F. Supp.2d 968, 982 (N.D. Cal. 2009), the district court held that the Forest Service violated<br />
the ESA when it did not consult on its 2008 revision to the NFMA planning regulations.<br />
See also California ex rel. Lockyer v. U.S. Dept. of Agriculture, 575 F.3d 999, 1019 (9 th Cir.<br />
2009) (holding that Forest Service’s repeal of nationwide rule protecting roadless areas may<br />
affect federally listed species and their critical habitats and subject to ESA §7(a)(2)<br />
requirements).<br />
Not only must the Forest Service consult with the FWS and NMFS on its proposed<br />
planning rule, but it must be prepared to amend its proposed rule to respond to any concerns<br />
raised by the federal biological agencies.<br />
Consultation under the National Historic Preservation Act (NHPA)<br />
The Forest Service must also undertake consultation under the NHPA. “Section 106 of<br />
the National Historic Preservation Act requires Federal agencies to take into account the<br />
effects of their undertakings on historic properties and afford the Council (the Advisory<br />
Council on Historic Preservation) a reasonable opportunity to comment on such<br />
undertakings.” 36 C.F.R. 800.1(a) (emphasis added). An undertaking is defined as “a<br />
project, activity or program funded in whole or in part under the direct or indirect<br />
jurisdiction of a Federal agency…” 36 C.F.R. 800.16(y). The proposed Rule is clearly an<br />
undertaking and as such, consultation under Section 106 is required.<br />
In addition to failing to consult in the creation of the proposed Rule, the Forest Service<br />
has failed to address the consultation requirements for the creation, amendment or revision<br />
of a land management plan. In the case of Section 106 compliance, this issue came up after<br />
the promulgation of the 2005 Planning Rule. In a December 15, 2006 letter to Regional<br />
Foresters, Directors and Forest Supervisors, Gloria Manning acting for Joel Holtrop, Deputy<br />
Chief for National Forest System issued the following direction:
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“Section 106 of the NHPA requires Federal agencies to consider the potential effects<br />
that their decisions (undertakings) may have on historic properties (significant<br />
cultural resources). The definition of undertaking (36 CFR 800.16(y)) essentially<br />
encompasses all agency decision-making processes including the approval of land<br />
management plans under the 2005 planning rule.<br />
To satisfy the section 106 compliance requirement, the Responsible Agency Official<br />
must consult with the State Historic Preservation Officer(s), appropriate Tribes<br />
and/or Tribal Historic Preservation Officer(s), and, if necessary, Advisory Council<br />
on Historic Preservation.”<br />
We believe the only difference here is in the date of the planning rule. The Forest<br />
Service should be more proactive in this planning Rule creation and provide explicit land<br />
management planning consultation direction in the regulations themselves to avoid any<br />
future confusion.<br />
IV.<br />
Elements of Plans and Planning<br />
The Forest Service has taken a different approach to land management plans, their<br />
contents and rules for plan amendment in the proposed Rule. The agency has expanded<br />
upon the concept of plan components first introduced with the Southern California Forest<br />
Plans 8 before the introduction of the 2005 planning rule. We believe that while some of<br />
these changes are benign, other elements are troubling and would lead to increased<br />
controversy in the development, implementation and amendment of land management plans.<br />
Our concerns are detailed below.<br />
E. Decisions Made by Land Management Plans<br />
The National Forest Management Act (NFMA) requires the development of<br />
management direction for each National Forest through land and resource management<br />
plans. As explained by the Ninth Circuit Court of Appeals, “These plans operate like zoning<br />
ordinances, defining broadly the uses allowed in various forest regions, setting goals and<br />
limits on various uses (from logging to road construction), but do not directly compel<br />
specific actions, such as cutting of trees in a particular area or construction of a specific<br />
road.” Citizens for Better Forestry v. USDA, 341 F.2d 961, 966 (9 th Cir. 2003).<br />
Direction is guided by the six primary decisions made in a Land Management Plan,<br />
which are:<br />
8 The four southern California National Forests are the Los Padres NF, the Angeles NF, the San Bernardino NF and<br />
the Cleveland NF.
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Forest-wide goals and objectives<br />
Forest-wide standards and guidelines<br />
Management area delineations and associated prescriptions<br />
Identification of lands not suited for timber production<br />
Monitoring and evaluation techniques<br />
Recommendation for official designation of Wilderness<br />
The Forest Service seems to have shifted from requiring these six decisions be made to<br />
dividing them up and categorizing them as plan components, other plan content, or elements<br />
to (potentially) be identified in a plan. In the case of management areas, the Rule doesn’t<br />
really address their disposition and whether any decision needs to be made. Each of these<br />
changes has implications for how land management plans would be constructed, how they<br />
would be amended and how effectively they would or would not guide land management.<br />
We discuss these implications below.<br />
F. Plan Components and Other Required Plan <strong>Content</strong><br />
The Forest Service has re-categorized the six decisions above. Some of these are now<br />
defined as plan components. Plan components include: 1) desired conditions; 2) objectives;<br />
3) standards; 4) guidelines; 5) suitability of lands; and an optional plan component: goals. §<br />
219.7(d)(1)(i-v) and § 219.7(d)(2). These plan components encompass three of the six<br />
decisions: goals and objectives, standards and guidelines and timber suitability. The agency<br />
has also created a new category called “other content in the plan”. § 219.7(e)(1)(i-iv). This<br />
required content includes: 1) identifying watersheds that are a priority for maintenance or<br />
restoration; 2) describing the unit’s distinctive roles and contributions; 3) the monitoring<br />
program; and 4) proposed and possible actions that may occur during the life of the plan<br />
(focused on the timber sale program). “Other content” addresses the monitoring decision.<br />
Draft Sec. 219.7(c)(2)(i-ix) addresses reviews and identifications the responsible official<br />
must make. Among these is the identification of potential wilderness areas and whether to<br />
recommend designation. § 219.7(c)(2)(iv). This addresses the wilderness recommendation<br />
decision above.<br />
The only decision not explicitly addressed in the proposed Rule is management area<br />
delineations and associated prescriptions. This is a critical missing element which we<br />
believe must be a plan component and must be addressed in the Final Rule and EIS. We<br />
discuss this in more detail below, first turning to the lack of explicit requirement for<br />
management area designation, then the value of zoning and land allocation and finally to the<br />
analysis of alternatives and their effects under NEPA.<br />
G. Management Areas and Prescriptions<br />
9. Lack of Explicit Requirements
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The NFMA can be read as not explicitly requiring the delineation of management areas<br />
and associated prescriptions. However, the Forest Service required them in the 1982 Rule<br />
and every land management plan ever created includes them. Unfortunately, they are all but<br />
missing from the proposed Rule. They are not included as plan components, other required<br />
content or even optional content in a plan. See § 219.7(d)-(e). Mention is made of them in<br />
one place in the proposed rule. “Plan components may apply to the entire plan area, to<br />
specific management or geographic areas, or to other areas as identified in the plan.” §<br />
219.7(d) (emphasis added). No other mention of management areas or prescriptions is made<br />
so it is unclear whether the agency intends to encourage, allow or ban the use of<br />
management areas. This must be clarified in the final Rule.<br />
10. The Value of Zoning and Management Area Designations<br />
We believe management areas and prescriptions serve a vital and valuable role in land<br />
management planning and should be a required plan component. First of all, they have been<br />
used in every forest and grassland plan the agency has created and approved. When they<br />
haven’t been used 9 , as in the draft Cimarron and Comanche National grassland (CCNG)<br />
Plans prepared under the 2005 and 2008 Planning Rules, the plans became unbelievably<br />
confusing. The agency substituted the use of management areas for a combination of<br />
ecosystem types and special areas. When it was discovered that there were too many<br />
ecosystem types to keep track of, the CCNG combined them into groupings that resulted in a<br />
number of ecosystem and resource values being left unprotected (e.g. grazing allowed in<br />
streams and riparian areas; ORV use allowed on historic trails, etc.). The Grassland was left<br />
without an effective way to track what uses were allowed where and conversely what wasn’t<br />
allowed.<br />
Land management planning is sufficiently complex already without making it more<br />
difficult because managers must cross-reference numerous documents, plans, maps, statutes,<br />
allowed uses, etc. in order to plan management activities. Management areas serve to<br />
collate restrictions and opportunities under desired conditions in large land blocks to make<br />
management simpler and easier to convey to agency staff as well as the interested public.<br />
The delineation of standards and guidelines by management area provide an effective<br />
method for targeting specific standards and guidelines to specific geographic areas, rather<br />
than having to rely on generic standards and guidelines in a more one-size-fits-all approach.<br />
In addition, the designation of management areas, i.e. where the lines are drawn on the<br />
map, is one of the most contentious decisions made in a land management plan. It is one of<br />
the hottest topics in plan creation, revision and amendment, and one of the thorniest issues a<br />
9 While there were a few forest and grassland plans in progress under the 2005 and 2008 planning rules, the<br />
Cimarron and Comanche National Grassland Plan was the furthest along in the country. Two draft plans were<br />
created (one for each rule) and two objection periods were initiated but never completed before the courts<br />
overturned each rule. No other plan progressed to the objection stage under these Rules.
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collaborative planning effort will tangle with. But that doesn’t mean the concept should be<br />
jettisoned or that the public will be happy that it is gone. On the contrary, management<br />
areas provide one of the most effective ways to make complex concepts and decisions<br />
simple: “these uses are allowed here and these are not”. Without management areas, the<br />
public’s ability to understand the complexities of land management in order to participate<br />
fully in collaborative efforts will be diminished. This is troubling, especially since<br />
efficiency and effectiveness and transparency and collaboration are two of the issues driving<br />
the purpose and need for the proposed Rule, as we discuss further below.<br />
Recommendation: Management areas should be a required plan component under §<br />
219.7(d)(1).<br />
11. Failure to Disclose Significance of Effects under NEPA<br />
The Forest Service has chosen to require management areas and prescriptions in<br />
every land management plan ever created or revised. They are a requirement under<br />
the 1982 Rule. The 1982 rule at 36 CFR 219.11(c) states, “The forest plan shall<br />
contain the following: …(c) Multiple-use prescriptions and associated standards and<br />
guidelines for each management area…” (emphasis added). As such, the DEIS<br />
should have analyzed the effects of no longer requiring management area delineation<br />
and associated prescriptions. The 1982 Rule is encompassed in Alternative B, the no<br />
action alternative, making it even more critical that this important difference between<br />
the alternatives be analyzed and disclosed. This is especially pertinent since the<br />
issues driving the creation and range of alternatives include efficiency and<br />
effectiveness; transparency and collaboration; multiple uses; and coordination and<br />
cooperation, all of which rely on the agency being able to effectively disclose which<br />
uses are allowed where. Management areas and prescriptions have always served<br />
this role and their explicit absence in the proposed rule and a number of the<br />
alternatives is likely to significantly affect the agency’s ability to disclose (to the<br />
general public, special use permit holders, contractors, etc.), track and ensure that<br />
various uses occur only where they are allowed. As such, the DEIS has failed to take<br />
the required “hard look” at effects when analyzing the alternatives and failed to<br />
disclose their significance. This failure to comply with the requirements of NEPA<br />
must be corrected.<br />
H. Special Areas<br />
Given the special, and often unique, resources found on national forests and grasslands,<br />
units should be encouraged to designate special areas that recognize and provide protection<br />
for such resources through the forest planning process. Since land management planning<br />
began, the Forest Service has designated a variety of types of special areas to provide<br />
specialized management direction and protection. These designations have ensured that<br />
places with remarkable and unique characteristics such as rare habitats, physiographic or
FRD – 1132<br />
geologic features, cultural artifacts and paleontological resources, and places with valued<br />
functions such as important research areas and learning areas are recognized, adequately<br />
protected, and appropriately managed so that they can remain part of our public land legacy.<br />
In the future, these types of designations may prove even more necessary. For example, as<br />
the effects of climate change become manifest, particular areas may require specialized<br />
management to protect species, safeguard refugia, or enable specific natural processes.<br />
Likewise, as national forests are valued increasingly for research and outdoor learning and<br />
experiences, particular areas may require specialized management to enable these functions.<br />
However, the language of the proposed rule could be interpreted as no longer providing<br />
Forest Service units the discretion to make such designations in the future. Consequently,<br />
this aspect of the rule requires clarification, so that the agency can continue to exercise its<br />
longstanding and frequently employed authority to designate special areas. Without such<br />
authority, it is not clear that the Forest Service under the proposed rule would have tools<br />
with the necessary precision and detail to appropriately protect and manage these places<br />
with unique and remarkable characteristics.<br />
While previous rules varied in the degree to which they provided express authority to<br />
designate special areas in forest plans, the proposed rule’s language improperly,<br />
erroneously, and perhaps inadvertently calls into question the Forest Service’s authority to<br />
designate special areas during forest planning. In order to better explain the differences<br />
between the proposed rule and past rules, we will briefly highlight the basis for special area<br />
designation authority in each of the previous planning rules or planning rule attempts.<br />
12. The 1982 Rule<br />
In the 1982 rule, the Forest Service provided the following authority related to two types<br />
of special designations, leaving the rule ambiguous as to the agency’s discretion regarding<br />
additional types of special designations:<br />
Sec. 219.25 Research natural areas.<br />
Forest planning shall provide for the establishment of Research Natural<br />
Areas (RNA's). Planning shall make provision for the identification of<br />
examples of important forest, shrubland, grassland, alpine, aquatic, and<br />
geologic types that have special or unique characteristics of scientific interest<br />
and importance and that are needed to complete the national network of<br />
RNA's. Biotic, aquatic, and geologic types needed for the network shall be<br />
identified using a list provided by the Chief of the Forest Service. Authority<br />
to establish RNA's is delegated to the Chief at 7 CFR 2.60(a) and 36 CFR<br />
251.23. Recommendations for establishment of areas shall be made to the<br />
Chief through the planning process.<br />
Sec. 219.19 Fish and wildlife resource.
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…<br />
(7) Habitat determined to be critical for threatened and endangered species<br />
shall be identified, and measures shall be prescribed to prevent the<br />
destruction or adverse modification of such habitat. Objectives shall be<br />
determined for threatened and endangered species that shall provide for,<br />
where possible, their removal from listing as threatened and endangered<br />
species through appropriate conservation measures, including the designation<br />
of special areas to meet the protection and management needs of such<br />
species.<br />
Over the past three decades of forest planning, the agency went beyond establishing just<br />
the two types of areas discussed in the 1982 rule by designating dozens of other types of<br />
special areas in its forest plans. There was no limiting language in the 1982 rule that would<br />
or could preclude the agency from making these additional designations in forest planning.<br />
13. The 2000 Rule<br />
The 2000 planning rule language was more explicit about the agency’s authority to<br />
administratively designate special areas through forest planning.<br />
§ 219.27 Special designations.<br />
The Forest Service may recommend special designations to higher<br />
authorities or, to the extent permitted by law, adopt special designations<br />
through plan amendment or revision. Special designations are areas within<br />
the National<br />
Forest System that are identified for their unique or special characteristics<br />
and include the following:<br />
(a) Congressionally designated areas.<br />
Congressionally designated areas may include, but are not limited to,<br />
wilderness, wild and scenic rivers, national trails, scenic areas,<br />
recreation areas, and monuments. These nationally significant areas<br />
must be managed as required by Congress and may have specific<br />
requirements for their management.<br />
(b) Wilderness area reviews.<br />
Unless federal statute directs otherwise, all undeveloped areas that are<br />
of sufficient size as to make practicable their preservation and use in<br />
an unimpaired condition must be evaluated for recommended<br />
wilderness designation during the plan revision process. These areas<br />
may be evaluated at other times as determined by the responsible<br />
official.<br />
(c) Administratively designated areas.
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Administratively designated areas may include, but are not limited to,<br />
critical watersheds, research natural areas, national monuments,<br />
geological areas, inventoried roadless areas, unroaded areas,<br />
motorized and non-motorized recreation areas, botanical areas, and<br />
scenic byways.<br />
Although all existing forest and grassland plans and land management plan revisions,<br />
including the special area designations made within them, have been completed under the<br />
1982 rule, we believe the unambiguous language of the 2000 rule was an improvement over<br />
the 1982 rule and more reflective of current agency practice. Moreover, existing agency<br />
guidance is more reminiscent of the 2000 rule’s provision than the 1982 rule’s treatment of<br />
special areas. See, e.g., FSM 2372.2 (“Designation. Include an analysis of the need and<br />
desirability for special areas in the forest plan . . . . If a decision in the forest plan<br />
recommends designation, include management direction in the plan or in an amendment to<br />
the plan later. Except for those areas approved by the Secretary, approval by the Regional<br />
Forester of the forest plan constitutes designation of the area.”).<br />
14. The 2005 and 2008 Rules<br />
Both the 2005 and 2008 rules, though thrown out in court, contained very similar<br />
explicit authority. We point to this language in order to demonstrate a long history of rule<br />
language describing the agency’s authority to designate special areas. As explained above,<br />
we do not condone the attempt in the 2005 and 2008 rules to jettison the use of management<br />
areas or zoning in forest and grassland plans, and we believe the failure to require<br />
management areas is a failing of the proposed rule. That said, in the 2005 and 2008 rules,<br />
special areas were required plan components:<br />
§ 219.7 Developing, amending, or revising a plan.<br />
(a) General planning requirements.<br />
(2) Plan components. Plan components may apply to all or part of the<br />
plan area. A plan should include the following components:<br />
…<br />
(v) Special areas. Special areas are areas within the National<br />
Forest System designated because of their unique or special<br />
characteristics. Special areas such as botanical areas or<br />
significant caves may be designated, by the Responsible<br />
Official in approving a plan, plan amendment, or plan<br />
revision. Such designations are not final decisions approving<br />
projects and activities. The plan may also recognize special<br />
areas designated by statute or through a separate<br />
administrative process in accordance with NEPA requirements<br />
(§ 219.4) and other applicable laws.
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15. Special Area Examples<br />
We believe the specific language regarding the agency’s authority to designate special<br />
areas in each of the previous planning rules reflected the agency’s longstanding practice and<br />
explained a key outcome of forest and grassland planning. Land management plans<br />
currently establish a host of types of special area designations, which allow the agency to<br />
provide more specialized management and protection for areas with unique or special<br />
characteristics. For example, in a random sampling of more recent forest and grassland<br />
plans (both in draft form and completed), we found a variety of special areas that were<br />
administratively designated through the land management planning process, including<br />
zoological and botanical areas, individual species protection areas, historic areas, geographic<br />
areas, non-motorized recreation areas, and others. The table below contains examples of the<br />
special area designations found in the five forest plans we examined.<br />
National<br />
Forest<br />
Coronado 10<br />
(Arizona)<br />
Beaverhead-<br />
Deerlodge 11<br />
(Montana)<br />
Alleghany 12<br />
(Pennsylvania)<br />
Monongahela 13<br />
(West<br />
Virginia)<br />
Year of<br />
Plan<br />
2010<br />
(in<br />
draft)<br />
Special Area<br />
South Fork of<br />
Cave Creek<br />
Zoological and<br />
Botanical Area<br />
Wet Canyon<br />
Talussnail Area<br />
Mount Graham<br />
Red Squirrel<br />
Refugium<br />
2009 West Fork Butte<br />
Special Interest<br />
Area<br />
2007 Buckaloons<br />
Historic Area<br />
Management Purpose<br />
Protect a diverse assemblage of<br />
migratory and year-round wildlife<br />
(including raptors), as well as the rare<br />
riparian setting that attracts these<br />
species (p. 62-63)<br />
Protect Wet Canyon talussnail’s<br />
optimal habitat and the watershed that<br />
surrounds it (p. 88)<br />
Protect red squirrel’s spruce-fir habitat<br />
and some of its more recently<br />
recognized mixed conifer habitat (p.<br />
88)<br />
Protect rare plants and grasslands (p.<br />
35-36)<br />
Preserve, maintain, and interpret<br />
significant archaeological resources,<br />
including at least 15 prehistoric and<br />
historic sites (p. 29)<br />
2006 Fannie Bennett<br />
Hemlock Grove<br />
Botanical Area 14 Preserve virgin forest (p. 47, 61)<br />
10 http://www.fs.fed.us/r3/coronado/planrevision/documents/DraftForestPlan/Coronado_WorkingDraftForestPlan_March2010-Black&WhiteMaps.pdf<br />
11 http://www.fs.usda.gov/Internet/FSE_DOCUMENTS/stelprdb5052768.pdf<br />
12 http://www.fs.usda.gov/Internet/FSE_DOCUMENTS/stelprdb5044088.pdf
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Arapaho-<br />
Roosevelt 15<br />
(Colorado)<br />
Blue Rock<br />
Geological Area<br />
Spruce Mountain<br />
and Brushy<br />
Mountain Grouse<br />
Management<br />
Areas<br />
1998 James Peak<br />
Special Interest<br />
Area 16<br />
Maintain high scenic quality, rare plant<br />
species, and cliff and talus habitats (p.<br />
47, 63)<br />
Create and maintain habitat suitable for<br />
ruffed grouse (p. 49, 66)<br />
Protect and enhance undeveloped<br />
character of the area while providing<br />
for public education and compatible<br />
non-motorized recreational<br />
opportunities (p. 350-352)<br />
The special area designations are important aspects of these plans that have enhanced<br />
protection of important forest and grassland resources and the public’s understanding and<br />
enjoyment of the national forests and grasslands. Future land management plan revisions<br />
should result in as many or more types of special areas designated for specialized<br />
management.<br />
16. The Proposed Rule and Special Areas<br />
The proposed rule’s treatment of special area designation is markedly different from any<br />
of the previous rules or attempts at rules, and we are very concerned that the draft language<br />
jeopardizes the agency’s authority to continue designating special areas. The proposed rule<br />
states:<br />
Draft § 219.10 MULTIPLE USES.<br />
In meeting the requirements of §§ 219.8 and 219.9, and within Forest Service<br />
authority, the capability of the plan area and the fiscal capability of the unit,<br />
the plan must provide for multiple uses, including ecosystem services,<br />
outdoor recreation, range, timber, watershed, wildlife and fish, as follows:<br />
. . .<br />
(b) Requirements for plan components for a new plan or plan revision. (1)<br />
The plan components for a new plan or plan revision must provide for:<br />
. . .<br />
13 http://www.wvhighlands.org/mnf_fp/Land_and_Resource_Management_Plan.pdf<br />
14 This is one of 16 Botanical Areas administratively designated through the Monongahela Forest Plan.<br />
15 http://www.fs.usda.gov/Internet/FSE_DOCUMENTS/fsm91_057941.pdf<br />
16 This is one of a few special designations emphasizing non-motorized recreation. The Arapaho-Roosevelt’s Forest<br />
Plan also contains a host of special designations to protect wildlife, archaeological sites, and other forest resources.
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(vi) Protection and appropriate management of other designated or<br />
recommended areas that exist in the plan area, including research<br />
natural areas.<br />
Draft § 219.19 DEFINITIONS.<br />
Designated areas. Areas or features within a planning unit with specific<br />
management direction that are normally established through a process<br />
separate from the land management planning process. Designations may be<br />
made by statute or by an administrative process of the Federal executive<br />
branch. The Forest Service Directive System contains policy for recognition<br />
and establishment of designations. Designated areas include experimental<br />
forests, national heritage areas, national monuments, national recreational<br />
areas, national scenic trails, research natural areas, scenic byways, wild and<br />
scenic rivers, wilderness areas, and wilderness study areas.<br />
All previous rules were clear (or at least ambiguous, as in the case of the 1982 rule) that<br />
the Forest Service had the authority to administratively designate special areas through the<br />
land management planning process. However, in the proposed rule, the agency seems to<br />
have limited its discretion. The proposed rule no longer contains any mention of “special<br />
areas,” and the draft definition of “designated areas” does not incorporate the concept.<br />
While the proposed rule indicates that a forest plan must contain plan components for the<br />
“protection and appropriate management of other designated or recommended areas that<br />
exist in the plan area,” the definition of “designated areas” could be narrowly read to<br />
exclude special areas (such as botanical areas) from its ambit. 17 In particular, we are<br />
troubled by the narrow, exclusive list of example “designated areas” provided in the<br />
definition, which is comprised solely of designations that require congressional action or a<br />
separate administrative process, as opposed to the types of special area designations that<br />
have been created solely through land management planning processes. Further, the<br />
“designated areas” definition’s suggestion that these are “[a]reas or features within a<br />
planning unit with specific management direction that are normally established through a<br />
process separate from the land management planning process” exacerbates our concern<br />
about the exclusive list of examples provided in the definition. Draft Sec. 219.19 (emphasis<br />
added).<br />
Draft Sec. 219.19 also seems to address only the management of already designated<br />
areas, with no section in the rule that explicitly discusses the agency’s ability to<br />
administratively designate areas through the forest or grassland plan. These are major<br />
departures from each of the previous rules, which all contemplated designation of special<br />
areas through the land management planning process.<br />
17 Strangely, the rule provides no definition of “recommended” areas. The agency should explain what it means by<br />
this phrase.
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We are unable to understand the agency’s decision to deviate from its historic practice of<br />
designating special areas through land management planning. The DEIS does not say a<br />
word about the major change in rule language, nor does it disclose the possible effects of the<br />
decision to depart from the language of either the 1982 or 2000 planning rules, as it must.<br />
When we asked about the issue at the Lakewood, Colorado roundtable on March 21, 2011,<br />
the Forest Service staff said the planning rule drafting team did not intentionally try to<br />
reduce Forest Service discretion in this regard, believing the proposed rule is similar to the<br />
1982 rule’s treatment of special areas. Even though the Forest Service explained its<br />
intention was not to limit the agency’s discretion in the new rule, it worries us that the rule<br />
language is not as clear as past rules have been regarding the agency’s authority (see<br />
language in 2000, 2005, and 2008 planning rules). By the same token, we find it disquieting<br />
that the proposed rule is not nearly so ambiguous about the agency’s authority as the 1982<br />
rule; as described above, the draft “designated area” definition seems to constrain the<br />
agency’s authority to designate special areas through LMP revision in a way that no other<br />
rule before has. It would be a terrible turn of events if a court did not interpret the new rule<br />
quite so broadly as the Forest Service presenters at the roundtable did. As such, we provide<br />
a number of suggestions below that would clarify the agency’s authority to designate special<br />
areas in the land management planning process, as opposed to in some other administrative<br />
process.<br />
As we said in our scoping comments, “[w]e believe that a similar provision [to the 2000<br />
rule’s section 219.27 on special designations] should be included in the new planning rule<br />
and that the Forest Service should solicit nominations for special designations early in the<br />
planning process, as the Bureau of Land Management does for its Areas of Critical<br />
Environmental Concern.” In The Wilderness Societies (TWS) Scoping comments, p. 64, 83<br />
(stating DEIS should include the 2000 planning rule as an alternative). As stated earlier in<br />
these comments, we believe the agency’s decision not to consider the 2000 planning rule in<br />
the No Action Alternative, or at least as another alternative in the range, is a NEPA<br />
violation. Because the 2000 rule was not considered and because the proposed rule does not<br />
satisfactorily address our concerns without the changes suggested in these comments, we are<br />
unable to recommend an alternative for the agency to select on special area designations.<br />
We still believe that using the 2000 rule’s language is the most logical way in which to<br />
encourage administrative special designations and to ensure the agency’s ability to continue<br />
this practice. We also believe a nomination process would help the public understand and<br />
participate in special area designation decisions. For example, through the BLM’s<br />
nomination process, the public has proposed areas of critical environmental concern<br />
(ACECs) including backcountry hunting and fishing areas, important recreation and scenic<br />
areas, and species-specific wildlife corridors in order to provide connectivity in the face of
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climate change. 18 Given the proposed rule’s focus on more fully engaging the public, we<br />
think the rule should explicitly explain the agency’s authority to make special area<br />
designations in the rule, as well as provide a nomination process. We believe these<br />
additions would fit within the framework and intent of the rule.<br />
However, if the agency chooses not to revert to the explicit and unambiguous direction<br />
of the 2000 rule or add the nomination process, the Forest Service could make a few tweaks<br />
to the proposed rule language to make its authority to designate special areas clearer. The<br />
first, and simplest, revision would be to merely change the definition of “designated areas”<br />
and adjust the language at Draft Sec. 219.7 as follows:<br />
Draft § 219.19 DEFINITIONS.<br />
Designated areas. Areas or features within a planning unit with specific<br />
management direction that are normally established through a process<br />
separate from the land management planning process. Designations may be<br />
made by statute or by an administrative process of the Federal executive<br />
branch, including through approval of a plan, plan amendment, or plan<br />
revision. The Forest Service Directive System contains policy for<br />
recognition and establishment of designations. Designated areas include, but<br />
are not limited to, experimental forests, national heritage areas, national<br />
monuments, national recreational areas, national scenic trails, research<br />
natural areas, scenic byways, wild and scenic rivers, wilderness areas, and<br />
wilderness study areas, critical and priority watersheds, old growth forest<br />
reserves, inventoried roadless areas, unroaded areas, special recreation<br />
areas, wildlife corridors, significant caves, botanical areas, and other<br />
areas of special interest for their ecological, paleontological,<br />
archaeological, zoological, geological, scenic, historical, or other<br />
resources.<br />
§ 219.7 NEW PLAN DEVELOPMENT OR PLAN REVISION.<br />
…<br />
(c) Process for plan development or revision.<br />
…<br />
(2) In developing a proposed new plan or proposed plan revision, the<br />
responsible official shall:<br />
18 BLM Manual 1613, .41 provides for public nomination of potential ACEC’s: “The public has an opportunity to<br />
submit nominations or recommendations for areas to be considered for ACEC designation. Such recommendations<br />
are actively solicited at the beginning of a planning effort. However, nominations may be made at any time and<br />
must receive a preliminary evaluation to determine if they meet the relevance and importance criteria and, therefore,<br />
warrant further consideration in the planning process. The public should be advised that nominations should be<br />
accompanied by descriptive materials, maps, and evidence of the relevance and importance of the resources or<br />
hazards in order to facilitate a timely evaluation.”
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(ii) Identify the presence and consider the importance of<br />
various physical, biological, social, and cultural resources on<br />
the unit, with respect to the requirements for plan components<br />
of §§ 219.8 through 219.11, and consider whether to<br />
recommend any areas for designation.<br />
…<br />
(d) Plan components. . . .<br />
(1) Required plan components. Every plan must include the<br />
following plan components:<br />
(vi) Designated Areas. Designated areas are areas within<br />
the National Forest System designated during land<br />
management planning because of their unique or special<br />
characteristics. The plan may also recognize areas<br />
designated by statute or through a separate administrative<br />
process in accordance with NEPA requirements (§ 219.4)<br />
and other applicable laws.<br />
An alternative solution would be to add a definition of “special areas” to Draft<br />
Sec. 219.19 and add references to the phrase at Draft Sections 219.7 and 219.10, as<br />
follows:<br />
Draft § 219.19 DEFINITIONS.<br />
Special areas. Areas within a planning unit identified for their unique or<br />
special characteristics with specific management direction established in<br />
the land management planning process. Special areas may include, but<br />
are not limited to, critical and priority watersheds, old growth forest<br />
reserves, inventoried roadless areas, unroaded areas, special recreation<br />
areas, wildlife corridors, significant caves, botanical areas, and other<br />
areas of special interest for their ecological, paleontological,<br />
archaeological, zoological, geological, scenic, historical, or other<br />
resources.<br />
§ 219.7 NEW PLAN DEVELOPMENT OR PLAN REVISION.<br />
…<br />
(c) Process for plan development or revision.<br />
…<br />
(2) In developing a proposed new plan or proposed plan revision, the<br />
responsible official shall:<br />
(vi) Identify areas with unique or special natural, cultural,<br />
or recreational characteristics that should be managed as<br />
special areas. [Note: This would be a new sub-section (vi).]<br />
…<br />
(d) Plan components. . . .
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(1) Required plan components. Every plan must include the<br />
following plan components:<br />
(vi) Special Areas. Special areas are areas within the<br />
National Forest System designated during land<br />
management planning because of their unique or special<br />
characteristics. Special areas such as botanical areas or<br />
significant caves may be designated, by the Responsible<br />
Official in approving a plan, plan amendment, or plan<br />
revision. The plan may also recognize as special areas,<br />
areas designated by statute or through a separate<br />
administrative process in accordance with NEPA<br />
requirements (§ 219.4) and other applicable laws.<br />
Draft § 219.10 MULTIPLE USES.<br />
In meeting the requirements of §§ 219.8 and 219.9, and within Forest Service<br />
authority, the capability of the plan area and the fiscal capability of the unit,<br />
the plan must provide for multiple uses, including ecosystem services,<br />
outdoor recreation, range, timber, watershed, wildlife and fish, as follows:<br />
. . .<br />
(b) Requirements for plan components for a new plan or plan revision. (1)<br />
The plan components for a new plan or plan revision must provide for:<br />
. . .<br />
(vi) Protection and appropriate management of other designated or<br />
recommended areas and special areas that exist in the plan area,<br />
including research natural areas.<br />
Recommendation: In the final rule, the agency should include the language from the 2000<br />
rule’s section 219.27 and establish a public nomination process for special area designations.<br />
As a second choice, the agency should make either of the sets of specific changes to the<br />
proposed draft rule language, as described above.<br />
I. Plan Amendments and Administrative Corrections<br />
The manner in which the Rule breaks a land management plan into parts: plan<br />
components, other (required) content and optional content, is a problem when addressing the<br />
need for amendments. The Rule makes a distinction between these parts and any<br />
requirement for amendment and administrative correction that falls short of current<br />
requirements. This is problematic for a number of reasons including public trust in the<br />
collaborative process and legal compliance under NEPA.<br />
The proposed Rule stipulates, “A plan amendment is required for the addition,<br />
modification, or removal of one or more plan components or a change in how one or more<br />
plan components apply to all or part of the plan area.” § 219.13(a). Under this proposed
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language, a change to a management area boundary, should a forest or grassland choose to<br />
use that identifier, would not necessarily trigger the need for a plan amendment. The<br />
proposed Rule goes on to state, “Administrative changes. An administrative change is any<br />
change to a plan that is not a plan amendment or plan revision. Administrative changes<br />
include corrections of clerical errors to any part of the plan, including plan components;<br />
changes to other content in the plan other than plan components; …” § 219.13(c). This<br />
language makes it even more unclear when an amendment versus an administrative change<br />
is needed.<br />
One would hope that the requirement for amendment consistent with NEPA procedures<br />
(in § 219.13(b)(3)) would make it less likely that land managers would choose an<br />
administrative correction over an amendment but recent experience gives us pause. The<br />
Monongahela National Forest recently proposed to move a management area boundary (and<br />
hence management area acreage) from a more restrictive management area designation into<br />
a less restrictive one allowing road construction and timber production using an<br />
administrative correction for the reason that they had simply forgotten that they wanted it so<br />
during the plan revision process a few years previous. They gave notice of their intent to do<br />
this and did not include any environmental analysis of the effects of doing so. Having<br />
participated in that revision process we remember all the discussion that took place over<br />
where each line was drawn. These kinds of actions do nothing to engender public trust in<br />
the agency; all the more problematic when the Forest Service wants to foster a collaborative<br />
environment. The proposed Rule should be clarified to make administrative changes less of<br />
the default position they now appear to be.<br />
One other provision of the administrative changes section needs modification. The<br />
proposed Rule stipulates that administrative changes may be made following notice under §<br />
219.16(c)(5). What is unclear is whether “notice” is simply notification, or the start of an<br />
opportunity for public involvement. This must be clarified.<br />
J. Required Plan Maps<br />
There could be one advantage to the agency’s efforts to separate land management plans<br />
into pieces subject to different rules for amendment. In the past, the Forest Service has<br />
argued that they wouldn’t place maps and other materials that might change in a forest or<br />
grassland plan, because when those materials were out of date and needed replacing, an<br />
amendment would be required. We have generally not agreed that this was a significant<br />
barrier, but the changes proposed in the Rule and changes in technology are such that there<br />
could no longer be any barrier.<br />
The proposed Rule posits that administrative corrections can be made for “any change to<br />
a plan that is not a plan amendment or plan revision. Administrative changes include<br />
corrections of clerical errors to any part of the plan, including plan components; changes to<br />
other content in the plan other than plan components; …” § 219.13(c). As we detail above,
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we believe that management areas should be required plan components and shown on maps<br />
in the land management plan. However, there are other map-based pieces of information<br />
which we believe should be required in forest and grassland plans as applicable with the<br />
proviso that these may be changed with an administrative correction as appropriate and<br />
posted online to keep a land management plan up-to-date. Access to these maps would help<br />
land managers keep better track of important pieces of information that affect and are<br />
affected by project activities, as well as keep the public better informed as the agency<br />
engages in more collaborative efforts.<br />
The following maps should be required in forest and grassland plans as applicable:<br />
Inventoried Roadless Areas, newly inventoried roadless areas and unroaded areas<br />
Wild, Scenic and Recreational Rivers and river segments<br />
The current road system on the individual unit, including Maintenance Class 2-5 roads<br />
The minimum road system<br />
Fire Regime Maps (where applicable)<br />
K. Documentation of Plans<br />
Generally, we think the “Decision Documents and Planning Records” provisions at §<br />
219.14 are praiseworthy, in that they will require the Forest Service to responsibly handle<br />
documents and enable easy public access to them. In particular, we appreciate the<br />
requirement at § 219.14(b)(1) that the responsible official make assessment reports, plan<br />
decision documents, the proposed plan, plan revision, or plan amendment, public notices<br />
and environmental documents associated with a plan, the monitoring program and<br />
monitoring evaluation reports, and the plan itself “readily accessible to the public by posting<br />
them online and through other means.” When the Forest Service keeps such documents<br />
online, it makes the public’s ability to access them and participate in decision processes<br />
much easier. We appreciate the agency’s recognition of that fact both in the proposed rule<br />
and, increasingly, in agency practice.<br />
Although the proposed rule is a good start, we think it could go further to ensure<br />
transparency, encourage timely and meaningful public participation, and aid collaboration in<br />
planning and decision-making processes. Specifically, the rule should make clear that the<br />
documents listed at § 219.14(b)(1) should remain online throughout the life of the forest<br />
plan. Further, to the extent possible, we believe that all such documents should be provided<br />
in a searchable format. Finally, the “documents that support analytical conclusions made<br />
and alternatives considered throughout the planning process” should also be posted online,<br />
instead of merely being available to the public “at the office where the plan, plan revision, or<br />
amendment was developed,” as the proposed rule currently suggests. § 219.14(b)(2). It can<br />
be unduly burdensome for members of the public who want to participate in planning<br />
processes and understand the underlying basis for agency choices to travel to the office in<br />
which such documents are kept. So too, the agency should acknowledge that these are
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national forests and grasslands belonging to all Americans. Those interested in a particular<br />
NFS unit enough to want to participate in planning activities may live far away. This should<br />
not present a barrier to participation in this day and age.<br />
In the case of access to the planning record, the public has often been forced to submit<br />
Freedom of Information Act (FOIA) requests for the entire record. FOIA requests should<br />
not be required to obtain the planning record at all; however, because the proposed rule<br />
establishes a very short 30-day objection period, having to resort to the FOIA to obtain<br />
elements of the planning record that support analytical conclusions made and alternatives<br />
considered is especially inappropriate. The agency can rectify this problem by requiring that<br />
such documents be made available online.<br />
L. Public Notice<br />
We appreciate the Forest Service’s clear explanation of the public notifications required<br />
at various points of the planning process, but we think some of the delivery methods should<br />
be reconsidered or expanded upon. Regarding § 219.16(a)(1), we think requiring formal<br />
public notification when the agency is beginning to prepare an assessment for a plan, plan<br />
revision, or plan amendment is a good idea, so that the public can engage at the earliest<br />
possible time in the planning process. In addition, the proposed rule’s requirement that “[a]t<br />
a minimum, all public notifications required by this part must be posted online” is also an<br />
important requirement (§ 219.16(c)), but the agency should also require that all such notices<br />
be placed on a uniform page for each national forest and grassland. The Forest Service<br />
should consider creating a national webpage for notice announcements from across the<br />
country, which each national forest and grassland would be required to use, much as the<br />
Schedules of Proposed Action (SOPAs) are now uniformly accessible from one web page.<br />
Beyond online notification, the agency should also make use of any email lists of interested<br />
persons that it maintains in providing notification to the public, as many other government<br />
agencies do.<br />
The rule indicates that the responsible official should use “contemporary” tools to<br />
provide notice to the public. Draft Sec. 219.16(c). We believe that the Federal Register is<br />
an appropriate and contemporary tool for providing notice at each of the times described in<br />
proposed sections 219.16(a) and (c). However, the rule only requires notice in the Federal<br />
Register when the responsible official is the Chief, the Under Secretary, or the Secretary;<br />
when the notification is for a new plan or plan revision; and when the plan, plan revision or<br />
plan amendment applies to two or more units. § 219.16(c)(1)-(2), (4). When notice is for a<br />
plan amendment, the proposed rule says that notice in the Federal Register will only occur if<br />
NEPA so requires; other plan amendments need only be published in the newspaper(s) of<br />
record. § 219.16(c)(3). We believe that Federal Register notice of plan amendments should<br />
be mandatory, regardless of whether the individual amendment requires an EIS or merely an<br />
EA. Publication in the newspaper of record is hardly a “contemporary” tool, as evidenced<br />
by the dwindling number of daily newspapers published across the country and increasingly
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frequent changes to the newspaper(s) of record for national forests and grasslands due to<br />
local newspapers’ shutting their doors or publishing only weekly. Thus, the Federal<br />
Register should be used to notify the public of all plan amendments.<br />
We are also troubled by the decision to allow the responsible official to provide<br />
notification in any way she “deems appropriate” for “notice of administrative changes<br />
[including, at least under the rule as proposed, changes to priority watersheds, riparian area<br />
widths, and management areas because these do not necessarily need to be plan<br />
components], changes to the monitoring program, plan amendment assessments, or other<br />
documented need for amendment, monitoring reports, or other notices not listed in<br />
paragraph (a) of this section.” § 219.16(c)(5). Although § 219.16(c) establishes that all<br />
public notifications must be posted online “at a minimum,” it would be helpful to the public<br />
if the agency would also publish the notifications for the events listed in § 219.16(c)(5) in<br />
the Federal Register or create listservs to push these notifications out to the interested public.<br />
V. Restoration and Resiliency<br />
17.<br />
Ecological restoration has been an important part of national forest management for at<br />
least two decades, despite the absence of restoration in the 1982 regulation. As Secretary<br />
Vilsack notes (DEIS, inside cover):<br />
“The Forest Service planning process provides an important venue to integrate forest<br />
restoration, climate resilience, watershed protection, wildlife conservation, the need<br />
for vibrant local economies, and the collaboration necessary to manage our national<br />
forests. Our best opportunity to accomplish this is in the developing of a new forest<br />
planning rule for our national forests.”<br />
To reflect the importance of ecological restoration to national forest management, the<br />
Purpose and Need for Action section of the EIS (DEIS, p. 7) identifies the “need for a<br />
planning rule that protects, reconnects, and restores national forests and grasslands for the<br />
benefit of human communities and natural resources” as its primary purpose.<br />
In the definition section (FR, p. 8524), the Proposed Rule defines restoration as:<br />
“The process of assisting the recovery of resilience and the capacity of a system to<br />
adapt to change if the environment where the system exists has been degraded,<br />
damaged, or destroyed. Ecological restoration focuses on reestablishing ecosystem<br />
functions by modifying or managing the composition, structure, arrangement, and<br />
processes necessary to make terrestrial and aquatic ecosystems sustainable, and<br />
resilient under current and future conditions.”
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It further defines restoration as an aspect of conservation, which is defined (FR, p. 8523)<br />
as “The protection, preservation, management, or restoration of natural environments and<br />
ecological communities.” Sections 219.8 and 219.9 describe the planning requirements<br />
necessary to sustain the composition, structure, and processes of those “natural” ecosystems.<br />
By explicitly focusing on the reestablishment of the function of natural ecosystems, the<br />
Proposed Rule makes clear that restoration is intended to drive ecosystems in the direction<br />
of historical composition, structure, and processes. By establishing a distinct meaning for<br />
restoration as a means of conserving “natural environments and ecological communities,”<br />
the Proposed Rule meets the challenge Cole and Yung (2010) and Hobbs et al. (2010) made<br />
to be clear about the meaning of “natural.” While the Rule should make this meaning still<br />
clearer, this definition is a significant improvement on that in Chapter 2020 of the Forest<br />
Service Manual, which focuses only on “establishing” the conditions to make ecosystems<br />
“sustainable, resilient, and healthy.” Both definitions refer to “recovery of resilience,”<br />
indicating that a “damaged, degraded, or destroyed” ecosystem is one that has lost resilience<br />
relative to historical conditions, but the new definition makes it clear that recovery of<br />
resilience is to be through reestablishing historical ecosystem function.<br />
M. Restoration and Resilience to Climate Change<br />
The association of restoration with historical conditions helps clarify its meaning, but it<br />
opens restoration to a common criticism: that the future will be so unlike the past that<br />
historical conditions are either irrelevant to the future or set the system up for catastrophic<br />
change. Stephenson et al. (2010) argue that instead of managing for historical conditions,<br />
managers should seek “resilient” systems that resist a fundamental loss of character. This<br />
kind of thinking is reflected in the Proposed Rule’s definition of restoration, in which the<br />
objective is described as “assisting the recovery of resilience,” or “the capacity of a system<br />
to absorb disturbance and reorganize while undergoing change so as to still retain essentially<br />
the same function, structure, identity, and feedbacks.” The intent behind managing for<br />
resilience is to manage for something other than historical conditions, a point emphasized on<br />
page 8509 of the Federal Register notice:<br />
“Refocusing the use of the term ‘‘restoration’’ to focus on recovery of resiliency and<br />
ecosystem functions (instead of historical reference points) offers greater flexibility<br />
to develop plan components (e.g., desired conditions) that provide more feasible and<br />
adaptable direction for addressing damaged ecosystems.”<br />
The problem is that once the historical range of variability has been abandoned as a<br />
management goal, it is unclear what the desired future conditions should be.<br />
In an effort to define an alternative, non-historical target of management, the Proposed<br />
Rule describes a set of elements to emphasize when managing for resilience. Sections 219.8<br />
and 219.9 present a “coarse filter” of ecosystem conservation combined with a “fine filter”<br />
of species conservation. The valued elements of the coarse filter are the “structure, function,
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composition, and connectivity of healthy and resilient terrestrial and aquatic ecosystems and<br />
watersheds,” especially aquatic elements (lakes, streams, etc.), terrestrial habitat types,<br />
public water supplies, soils and soil productivity, and riparian areas. The fine filter includes<br />
providing habitat to 1) contribute to the recovery of listed species, 2) conserve candidate<br />
species, and 3) “contribute to the extent practicable to maintaining a viable population” of<br />
other species of conservation concern.<br />
Here, the definition of “health(y)” offered in the Proposed Rule is very helpful to<br />
understanding the intent of Sections 219.8 and 219.9. Unlike outmoded, historical<br />
definitions of health(y) that focused on the health of individual trees and the elimination of<br />
pests, this modern definition stresses the “completeness or wholeness of the composition,<br />
structure, and function of native ecosystems.” In other words, healthy forests are those that<br />
retain the full complement of native species, structures, and processes of historical<br />
ecosystems. As described on page 8492 of the FR, maintaining sustainability and diversity<br />
is to be achieved by “[m]aintaining or restoring the ecological conditions similar to those<br />
under which native species have evolved.” Thus, the Proposed Rule, while arguing for a<br />
non-historical desired future condition, also successfully makes the case for historical<br />
conditions as the target of management. The Rule establishes a need for managing for both<br />
historical condition and novel conditions simultaneously. The only way these multiple<br />
objectives can be achieved is to establish multiple zones, with some of the forest managed<br />
for historical conditions, some for novel conditions, and some held in reserve as a control<br />
and alternative to intentional management.<br />
N. Using Management Areas for Adaptive Management<br />
The notion of addressing the uncertainty associated with climate change by trying<br />
different approaches in different places follows the recommendations of the<br />
Intergovernmental Panel on Climate Change (IPCC 2007), “A portfolio of adaptation and<br />
mitigation measures can diminish the risks associated with climate change.” Similarly,<br />
Millar et al. (2007) conclude, “Managing in the face of uncertainty will require a portfolio of<br />
approaches, including short-term and long-term strategies, that focus on enhancing<br />
ecosystem resistance and resilience…as climates and environments continue to shift.” This<br />
portfolio can be accomplished by zoning the forest to accomplish different approaches in<br />
different places, some with an emphasis on restoration, some on transformative activities<br />
aimed at increasing resilience, and some places we simply leave alone and observe. These<br />
three management options encompass many of the climate adaptation strategies that have<br />
been described in the literature. Strategies of reserve establishment, protection of old<br />
growth and corridors, and monitoring are time-tested, successful conservation strategies that<br />
align well with the option to accept change. Reestablishing fire and flood regimes and<br />
reconnecting flood plains are familiar restoration actions, whereas more aggressive<br />
activities, such as assisted migration and the establishment of “neo-native forests,” (Millar et<br />
al. 2007) represent novel conditions created to enhance resilience. The need for a portfolio
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derives from the fact that we just don’t know which of these options will best serve<br />
adaptation. We are going to have to try them all.<br />
The new Planning Rule can be improved to facilitate the adoption of this new approach<br />
by explicitly requiring the designation of management zones dedicated to these three<br />
purposes. By connecting watersheds across climate-relevant environmental gradients of<br />
elevation and latitude within reserve, restoration, and transformation categories, planners<br />
can create conditions to facilitate movement and range shifts in response to climate change.<br />
Plans should start by connecting congressionally designated wilderness, which often occurs<br />
at the highest elevations of planning areas, with lower-elevation watersheds through the<br />
designation of research natural areas and other management areas where change is to be<br />
observed without manipulation. Such reserves are not guaranteed to sustain all valued<br />
elements and services of ecosystems, but they have a remarkable record of success in<br />
protecting the integrity of ecosystems from a host of stressors (Landres 2010). Reserves<br />
should be part of any strategy to sustain ecosystems in the face of climate change.<br />
Similarly, parks, monuments, wildlife refuges, and other land classes that are managed<br />
to preserve valued elements of historical ecosystems should be connected, to the maximum<br />
extent feasible, across gradients of elevation and latitude by allocating watersheds of the<br />
national forests and grasslands to a similar purpose. Such allocation of a “restoration zone”<br />
would make explicit which parts of any planning unit would be dedicated to restoration of<br />
historical conditions. This zone would be dedicated to testing the premise that “maintaining<br />
or restoring the ecological condition similar to those under which native species have<br />
evolved therefore offers the best assurance against losses of biological diversity” (FR, p.<br />
8492).<br />
The “transformation zone” would constitute the remainder of the planning unit, also set<br />
up to maximally connect across environmental gradients. Here, the desired condition would<br />
be less constrained to achieve historical conditions, allowing the testing of new approaches<br />
to achieving resilience in the face of climate change. In all three of these land classes, the<br />
requirements for sustainability and diversity described in Sections 219.8 and 219.9 would<br />
apply; only the means of achieving them would be different.<br />
The purpose of allocating land to these three approaches is to explicitly address the<br />
uncertainty that attends climate change. Planning under the Proposed Rule assumes that<br />
managers know what needs to be done to achieve sustainability and diversity, but in fact, it<br />
is not currently clear what the best approach to sustainability should be in the face of climate<br />
change. It may be that “[a]ccepting that the future will be different from both the past and<br />
the present forces us to manage forests in new ways” (Millar et al. 2007). However, others<br />
have argued that the pressure of climate change should lead to designating additional<br />
reserves and managing the landscape to enhance migration and dispersal (Dawson et al.<br />
2011). Between these two alternatives lies restoration, the effort to obey Leopold’s stillrelevant<br />
“first rule of intelligent tinkering:” to keep all the parts. In the final analysis,
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climate change will operate on the diversity that exists in the future. Therefore, it is<br />
important to try a “portfolio of approaches” that will allow some areas to be managed<br />
creatively and deliberately to promote certain ecosystem services and values, some to be<br />
managed to conserve as much of our natural heritage as possible, and the rest to be left to<br />
function without human interference, to monitor and learn from – and to serve as an<br />
alternative management strategy, in case we’re wrong elsewhere.<br />
O. Recommendations<br />
The Planning Rule should be modified according to the following recommendations:<br />
Clarify that restoration is concerned with the reestablishment of the composition, structure,<br />
or processes of ecosystems in the direction of their historical range of variability.<br />
Management that intentionally takes ecosystems in a direction away from their historical<br />
conditions is not restoration.<br />
18.<br />
19.<br />
VI.<br />
Require the designation of management areas to 1) maintain the resilience of ecosystem<br />
services and values, 2) restore the composition, structure, and processes of historical<br />
ecosystems, and 3) protect untrammeled landscapes to strengthen the role of reserves in<br />
climate adaptation.<br />
Diversity of Plant and Animal Communities<br />
P. Introduction<br />
The National Forest Management Act of 1976 directs the agency to promulgate<br />
regulations that establish the process for developing and revising land management plans<br />
and for specifying guidelines and standards that “provide for diversity of plant and animal<br />
communities based on the suitability and capability of the specific land area in order to meet<br />
overall multiple-use objectives, and within the multiple-use objectives of a land<br />
management plan adopted pursuant to this section, provide, where appropriate, to the degree<br />
practicable, for steps to be taken to preserve the diversity of tree species similar to that<br />
existing in the region controlled by the plan.” 19 During the 35 years since the NFMA was<br />
enacted, the threats to biological diversity have changed markedly. Old-growth logging and<br />
road building have diminished, while the impacts of climate change and motorized<br />
recreation have grown. Yet, the NFMA’s plant and animal diversity mandate remains as<br />
scientifically relevant, legally important, and ethically compelling as ever.<br />
The agency has struggled over the years with how exactly to interpret and satisfy the<br />
mandate to provide for diversity of plant and animal communities. The 1982 planning rule<br />
19 16 U.S.C. § 1604(g)(3)(b)
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states that “fish and wildlife habitat shall be managed to maintain viable populations of<br />
existing native and desired non-native vertebrate species in the planning area.” 20 A viable<br />
population is defined as “one which has the estimated numbers and distribution of<br />
reproductive individuals to insure its continued existence is well distributed in the planning<br />
area.” 21 The 1982 rule further requires that “habitat must be provided to support, at least, a<br />
minimum number of reproductive individuals and that habitat must be well distributed so<br />
that individuals can interact with others in the planning area.” 22<br />
The 1982 rule also established a requirement to identify and monitor “management<br />
indicator species” that “shall be selected because their population changes are believed to<br />
indicate the effects of management activities,” 23 such as state and federal endangered and<br />
threatened species, species with special habitat needs that may be affected by management<br />
programs, game species, and species whose population changes indicate the effects of<br />
management activities on other species or water quality. 24<br />
The ultimate goal of the 1982 rule was to “preserve and enhance the diversity of plant<br />
and animal communities, including endemic and desirable naturalized plant and animal<br />
species, so that it is at least as great as that which would be expected in a natural forest.” 25<br />
In several attempts to revise the forest planning rule, the agency has made major changes<br />
to the diversity regulation in the 1982 rule, some of which would have had harmful<br />
consequences for the protection and enhancement of species diversity. In our scoping<br />
comments we recommended keeping many of the requirements of the 1982 rule with some<br />
modifications to the management indicator species concept and changes to extend its scope.<br />
While we support several components of the preferred alternative (Alternative A), we<br />
believe that the regulations need to be improved with some important changes to the<br />
language of the proposed rule.<br />
Q. Components of the Preferred Alternative We Support<br />
20. Containing a Requirement to Maintain Viable Populations of Species<br />
The “viability” requirement under the 1982 rule is one of the most important legal<br />
safeguards of national forest wildlife habitat and is widely regarded as the single most<br />
important environmental standard in the NFMA regulations. The concept of population<br />
viability is at the core of sound wildlife management and biodiversity conservation. Without<br />
20 36 CFR 219.19 [1982]<br />
21 Ibid.<br />
22 Ibid.<br />
23 36 CFR 219.19(a)(1) [1982]<br />
24 Ibid.<br />
25 36 CFR 219.27(g) [1982]
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it, extirpation or extinction of native species could result. We are pleased to see that the<br />
preferred alternative contains a viability requirement; however, as discussed below, we have<br />
concerns about the way in which the draft rule has changed the 1982 rule and applied the<br />
requirement solely to species of conservation concern in the plan area.<br />
21. Extension of Viability Requirements to All Plants and Animals<br />
The National Forest Management Act requires the agency to provide for the diversity of<br />
all plant and animal communities, not merely for vertebrate species and trees. Because<br />
invertebrates, shrubs, and herbaceous vegetation make up a large proportion of the diversity<br />
of a given ecosystem and perform numerous crucial ecosystem functions, we applaud the<br />
agency’s decision to broaden the scope of the viability provisions to address imperiled plants<br />
and invertebrates, as well as vertebrates, within the plan area.<br />
22. Use of Mandatory and Legally Enforceable Language<br />
We also commend the use of legally enforceable language in Section 219.9. Because<br />
replacing mandatory language (e.g., “must”) with discretionary language (e.g., “should”)<br />
would have made maintaining plant and animal diversity extraordinarily difficult to achieve,<br />
we support the strong language in the preferred alternative.<br />
23. Replacing the “Management Indicator Species” Concept With “Focal Species”<br />
In our scoping comments we recommended that the new rule change the criteria under<br />
which species are selected to be assessed and monitored to achieve the goal of maintaining<br />
or enhancing plant and animal diversity (and improving habitat for those species) in the<br />
planning area. In the past, management indicator species were often chosen because they<br />
are strongly associated with a particular habitat type and, therefore, were assumed to be<br />
indicators of the effects of management decisions on a broad suite of species in that habitat.<br />
Often, however, management indicator species were not reliable indicators of how other<br />
species would respond to management actions. Many land management plans included<br />
common game species like deer and turkey in their MIS lists, providing little meaningful<br />
information about species diversity or ecosystem integrity. We support the concept of<br />
monitoring focal species as a means of assessing the effectiveness of forest and grassland<br />
plans to conserve biological diversity.<br />
24. Use of the Two-Tiered “Coarse-Filter/Fine-Filter” Approach<br />
This approach is a well-developed concept in the scientific literature. It has the<br />
advantage of being efficient because it attempts—through the coarse filter—to maintain or<br />
restore ecological conditions that would ensure the long-term viability of the vast majority<br />
of plant and animal species in the plan area. The coarse-filter approach has the added<br />
advantage of maintaining or restoring ecosystem structure, function, composition, and
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connectivity—components that are integral for healthy and resilient forests and, ultimately,<br />
are at the root of plant and animal diversity, because these are the conditions under which<br />
species evolved. Some species will, however, fall through the cracks with this approach.<br />
The fine filter should be able to identify those species which are most at risk from stressors<br />
in the plan area and establish a process to assess viability and monitor population trends. In<br />
the coarse-filter/fine-filter approach, the agency has expressed well the link between<br />
ecosystem sustainability and species diversity.<br />
25. Strong Protections For Threatened, Endangered and Candidate Species<br />
We support the requirement to contribute to the recovery of threatened and endangered<br />
species listed under the Endangered Species Act. We are especially pleased to see that the<br />
agency has used its policy discretion to take proactive measures to reduce risks to candidate<br />
species. We believe that a higher level of protection for candidate species is necessary given<br />
the enormous backlog of warranted ESA listings that have been precluded due to insufficient<br />
funding.<br />
26. Incorporation of Climate Change Resilience and Adaptation in Species Viability<br />
Definition<br />
We applaud the inclusion of resilience and adaptation in the definition of viable<br />
population, since climate change is becoming an increasingly serious threat to the survival<br />
of many species in the national forest system. This is a forward-looking regulatory feature<br />
which will help to ensure that planners factor climate change and other stressors into their<br />
design of plan components to maintain species viability. However, we are opposed to<br />
dropping the requirement to maintain well-distributed populations, which is essential to<br />
long-term species viability. Resiliency and distribution are complementary—not mutually<br />
exclusive—planning concepts and objectives; we recommend that they both be incorporated<br />
into the definition of viable population.<br />
R. Recommended Improvements to the Preferred Alternative<br />
We recommend incorporating components of Alternatives A, B, and D to create a<br />
stronger, more scientifically-valid, and efficient rule for achieving sustainability and<br />
maintaining a diversity of plant and animal communities.<br />
27. Explicitly State That the Plan Components Must Provide For the Maintenance<br />
of Viable Populations, Wherever Possible, Of All Plant and Animal Species<br />
The NFMA requires that forest and grassland plans provide for diversity of all plant and<br />
animal communities. The preferred alternative, however, only requires that the plans
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provide for the maintenance of ecological conditions to maintain viable populations of<br />
species of conservation concern.<br />
While we understand that viability assessments and monitoring of all plant and animal<br />
species in the plan area is impossible, the planning rule can and should require that plan<br />
components provide ecological conditions for maintaining viable populations of all species<br />
where the land is inherently capable of doing so. We recommend that the planning rule be<br />
revised to incorporate Alternative D’s requirement to provide for viability of all species.<br />
28. Clarify the Purposes of “Focal Species” and “Species of Conservation Concern”<br />
It is important to make the distinction that “focal species” are to be selected, monitored,<br />
and assessed for the purpose of verifying the effectiveness of the “coarse filter” strategy of<br />
plans to provide for species diversity. “Species of conservation concern,” on the other hand,<br />
are chosen to provide fine-filter protection of imperiled plants and animals through projectlevel<br />
biological analysis. They are complementary approaches to achieve the ultimate goal<br />
of maintaining viable populations of all native species. We are disappointed that the<br />
preferred alternative does not include mandatory monitoring of plant and animal species to<br />
provide a coarse-filter assessment of ecological conditions that provide for species diversity.<br />
The rule should include mandatory language for assessing species’ viability, monitoring<br />
population trends, and determining relationships to habitat changes.<br />
29. Provide a Mechanism to Protect Newly-Recognized Imperiled Species<br />
We are concerned that, even with the fine-filter/coarse-filter approach, some species<br />
could fall through the cracks and be extirpated. Focal species cannot serve as completely<br />
reliable proxies for the viability of all other species. That is one reason why it is important<br />
for the regulations to require the agency to provide for the maintenance of viability of all<br />
plant and animal species in case it is discovered that a species that is not on the<br />
“conservation concern” list is at risk.<br />
Where new information becomes available that shows a species to be at risk, the rule<br />
should require the agency to address the viability of that species immediately. This<br />
requirement provides one additional safeguard without burdening the agency with<br />
performing viability assessments or monitoring programs for an unrealistic number of<br />
species in the plan area.<br />
30. Provide More Specificity for How “Species of Conservation Concern” Will Be<br />
Identified<br />
While we agree that the Forest Service Directives should contain the details concerning<br />
the selection of species of conservation concern (such as describing databases like<br />
NatureServe), we recommend language in the regulation that at least gives broad direction to
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inform choosing species of conservation concern. The definition of “species of conservation<br />
concern” in § 219.19 is helpful, but more clarity and direction would be achieved if the rule<br />
gave examples as provided in the edits below. This level of detail is consistent with the<br />
clarifying language on management indicator species in the 1982 rule.<br />
31. Designate the Regional Forester as the Primary Decision-Maker to Determine<br />
“Species of Conservation Concern” and Allow the Forest Supervisor to Add<br />
Species That Are Of Concern Locally<br />
The planning rule should require the Forest Service to establish a scientifically rigorous,<br />
systematic, and consistent approach to identify species of conservation concern. During the<br />
March 10 Forest Service national planning rule forum, agency planning team member Chris<br />
Iverson described a two-part regional/local process for selecting species of conservation<br />
concern that we believe makes good sense. Unfortunately, the draft rule gives no hint of<br />
that process; instead it appears to give complete authority to the local forest supervisors,<br />
which we do not consider appropriate. To ensure consistency of method and promote<br />
efficiency, the regional forester should determine the list of species of conservation concern<br />
that are imperiled across the Region and would automatically be included in all forest and<br />
grassland plans where those species exist. Forest supervisors may add species of concern<br />
based on, for example, the potential for local management activities to affect populations or<br />
local population trends of species that are not at risk elsewhere in the region. Having<br />
regional foresters select species of concern is consistent with the current practice of the<br />
Region choosing Forest Service “sensitive species.”<br />
32. Maintain the Requirement for “Well Distributed” Populations, With<br />
Adjustments, and Improve Other Definitions<br />
We agree that the 1982 viability standard at times proved to be problematic because it<br />
requires species to be “well distributed in the planning area” regardless of suitable habitat.<br />
We recommend retaining the “well distributed” requirement with the addition of the<br />
qualifier that it be “throughout suitable habitat” as written in our edits to the definition of<br />
“viable population” below.<br />
We also recommend that the definition of viability in § 219.19 be amended to include a<br />
“high likelihood” standard over a specified time period, similar to the definition in<br />
Alternative D. According to the Committee of Scientists report, “any statement about the<br />
likelihood that a species will be viable under a management strategy should explicitly<br />
incorporate probability and time.” 26<br />
26 COS Chapter 3, p. 38
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We also propose a minor change to the definition of “species of conservation concern”<br />
from “significant” to “substantial” so as not to imply that the concern is necessarily<br />
statistically significant.<br />
33. Re-Word the Section on Ecosystem Diversity<br />
As currently written, the section on ecosystem diversity requires, if read literally, that the<br />
plan maintain or restore the structure, function, composition, and connectivity of only<br />
healthy and resilient ecosystems. We assume that this section means to convey that in order<br />
to ensure health and resilience, the plan must include plan components to maintain or restore<br />
the structure, function, composition, and connectivity of terrestrial and aquatic ecosystems<br />
and watersheds in the plan area. Please clarify if this is not the case.<br />
What follows are edits to the Preferred Alternative. Many of the suggested changes can<br />
be found in some form in Alternatives B and D.<br />
S. Recommended Changes to the Preferred Alternative (Alt. A)<br />
34. § 219.9 Diversity of Plant and Animal Communities<br />
Within Forest Service authority and consistent with the inherent capability of the<br />
plan area, the plan must include plan components to maintain the diversity of plant<br />
and animal communities, as follows:<br />
(a) Ecosystem Diversity. The plan must include plan components to maintain or restore the<br />
structure, function, composition, and connectivity of healthy and resilient terrestrial and<br />
aquatic ecosystems and watersheds in the plan area to a healthy and resilient condition,<br />
consistent with § 219.8(a), to maintain the diversity of native species.<br />
(1) For the purposes of assessing ecosystem conditions as they relate to plant<br />
and animal diversity, the regional forester shall select focal species for which<br />
viability assessments and population surveys must be conducted and for<br />
which relationships to habitat changes must be determined. Forest<br />
supervisors may add focal species that are locally appropriate.<br />
(b) Species Conservation. The plan components must provide for the maintenance or<br />
restoration of ecological conditions in the plan area to:<br />
(1) Contribute to the recovery of threatened and endangered species;<br />
(2) Conserve candidate species;<br />
(3) Maintain viable populations of native plant and animal species of conservation<br />
concern that are present within the plan area.<br />
(i) The regional forester shall identify all species of conservation concern<br />
in the region and state the reasons for their selection—for example,
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because they are at risk, declining, rare, low-density, endemic, state<br />
listed as threatened or endangered, sensitive to human disturbance, or<br />
species with special habitat needs. Forest supervisors may add species<br />
of conservation concern that are at risk locally. The plan must include,<br />
for all species of conservation concern, standards and guidelines to<br />
maintain viable populations of those species.<br />
(ii)<br />
(iii)<br />
Biologists from State fish and wildlife agencies and other Federal<br />
agencies shall be consulted in order to coordinate for the purposes of<br />
maintaining and recovering viability of federally listed threatened and<br />
endangered species, candidate species, and species of conservation<br />
concern, including monitoring and assessing opportunities for<br />
reintroduction of extirpated species.<br />
Where it is beyond the authority of the Forest Service or the inherent<br />
capability of the plan area to do so, the plan components must provide<br />
for the maintenance or restoration of ecological conditions to contribute<br />
to the extent practicable to maintaining a viable population of a species<br />
within its range. When developing such plan components, the<br />
responsible official shall coordinate to the extent practicable with other<br />
Federal, State, tribal, and private land managers having management<br />
authority over lands where the population exists.<br />
(c) Diversity of tree and other plant species. The plan must include plan components to<br />
preserve, where appropriate, and to the degree practicable, the diversity of native tree<br />
and other native plant species similar to that existing in the plan area, as required by<br />
NFMA (16 U.S.C. 1604(g(3)(B)).<br />
35. § 219.19 Definitions<br />
Species of conservation concern. Species other than federally listed threatened or<br />
endangered species or candidate species, for which best available scientific information the<br />
responsible official has determined that there is evidence demonstrating indicates<br />
substantial significant concern about its capability to exist over the long term viability in the<br />
plan area.<br />
Viable population. A population of a species that continues to has a high likelihood, based<br />
on the best available scientific information, of persisting well distributed throughout<br />
suitable habitat in the plan area for a period of at least 50 years into the future over the long<br />
term with sufficient distribution to and being resilient and adaptable to stressors and likely<br />
future environments.
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Focal species. A small practicable number of species selected, based on the best available<br />
scientific information, for assessment and monitoring whose status is likely to be responsive<br />
to changes in ecological conditions and effects of management (including, but not limited to,<br />
federally threatened and endangered species, candidate species, and species of conservation<br />
concern). Monitoring the status of local species is one of many ways to gauge progress<br />
toward achieving desired conditions in the plan.<br />
36.<br />
37.<br />
VII. Wilderness and Roadless Areas<br />
38.<br />
As discussed below, The Wilderness Society believes that the planning rule must be<br />
strengthened by requiring forest and grassland plans to (1) accurately inventory roadless<br />
areas (including both Inventoried Roadless Areas and unroaded areas) and fairly evaluate<br />
them for potential wilderness designation; (2) require management of recommended<br />
wilderness areas consistent with the Wilderness Act pending Congressional action; and (3)<br />
provide management direction for roadless areas that complements protection provided in<br />
the Roadless Area Conservation Rule.<br />
T. Roadless Area Inventory and Evaluation of Wilderness Potential<br />
The Forest Service has a legal duty to inventory and evaluate roadless areas for potential<br />
wilderness designation in the forest planning process. Under the NFMA, forest plans must<br />
“provide for outdoor recreation (including wilderness), range, timber, watershed, wildlife,<br />
and fish…” (16 U.S.C. § 1604(g)(3)(A), emphasis added). Courts have interpreted this<br />
requirement as a statutory mandate to consider existing and potential wilderness areas<br />
during the forest planning process. California v. Bergland, 483 F.Supp. 465, 478 (E.D. Cal.<br />
1980), aff’d sub nom. California v. Block, 690 F.2d 753 (9 th Cir. 1982). In numerous statespecific<br />
wilderness laws passed during the 1980s following the RARE II process, Congress<br />
specifically required the Forest Service to re-evaluate roadless areas for potential wilderness<br />
designation when forest and grassland plans are revised. Thus, when these plans are revised,<br />
the Forest Service must inventory and evaluate all roadless areas and, based on<br />
consideration of best available science and informed public input, decide which areas to<br />
recommend for Congressional wilderness designation.<br />
We have serious concerns about the wilderness/roadless inventory and evaluation<br />
process in the proposed rule. The proposed rule requires the Forest Service to “identify<br />
potential wilderness areas and consider whether to recommend any such areas for wilderness<br />
designation” whenever it revises land management plans (§ 219.7(c)(2)(iv)). The draft rule<br />
defines “potential wilderness areas” as areas that “satisfy the definition of wilderness found<br />
in section 2(c) of the Wilderness Act,” and it specifically references the inventory criteria<br />
contained in the Forest Service’s Wilderness Evaluation Handbook (see § 219.19, definition<br />
of “potential wilderness”).
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While we appreciate that the draft rule requires an evaluation of the wilderness potential<br />
of certain wild lands, we are concerned that the proposed language will result in elimination<br />
of many roadless areas from the inventory and evaluation process. First, the use and<br />
definition of the novel term “potential wilderness areas” suggests that the Forest Service will<br />
only inventory and evaluate a subset of roadless areas that, in the opinion of agency<br />
planners, meet all elements of the Wilderness Act’s definition, 27 such as having “outstanding<br />
opportunities for solitude.” Second, referring to the current Wilderness Evaluation<br />
Handbook’s inventory criteria is problematic because the Handbook contains inappropriate<br />
inventory and evaluation criteria that could be used to unfairly disqualify roadless areas for<br />
wilderness consideration.<br />
39. Roadless Areas vs. Potential Wilderness Areas<br />
We are concerned that the proposed planning rule utilizes the term “potential wilderness<br />
areas.” As background, in addition to the roadless area inventory and wilderness evaluation<br />
process outlined in the 1982 Rule, more detailed criteria were set forth in the FSH, 1909.12,<br />
Chapter 7, on wilderness evaluation. That chapter was in effect for several decades until<br />
2007, when, as part of its overhaul of the NFMA regulations, the Bush Administration<br />
replaced it with drastically revised criteria in FSH 1909.12, Chapter 70. The 2005/2008<br />
Bush rules and Chapter 70 replaced the decades-old, well-understood term “roadless areas”<br />
with the confusing, limiting term “potential wilderness areas.” Chapter 70 also narrowed the<br />
criteria for such areas, particularly in the East, and perpetuated misinterpretations of the<br />
Wilderness Act and misunderstandings about which lands can be inventoried or<br />
recommended. 28<br />
The Chapter 70 change in terms caused serious confusion, given the Forest Service’s<br />
extensive recognition and study of roadless areas and the public’s high level of interest in<br />
27 Section 2(c) of the The Wilderness Act states: “A wilderness, in contrast with those areas where man and his own<br />
works dominate the landscape, is hereby recognized as an area where the earth and its community of life are<br />
untrammeled by man, where man himself is a visitor who does not remain. An area of wilderness is further defined<br />
to mean in this Act an area of undeveloped Federal land retaining its primeval character and influence, without<br />
permanent improvements or human habitation, which is protected and managed so as to preserve its natural<br />
conditions and which (1) generally appears to have been affected primarily by the forces of nature, with the imprint<br />
of man's work substantially unnoticeable; (2) has outstanding opportunities for solitude or a primitive and<br />
unconfined type of recreation; (3) has at least five thousand acres of land or is of sufficient size as to make<br />
practicable its preservation and use in an unimpaired condition; and (4) may also contain ecological, geological, or<br />
other features of scientific, educational, scenic, or historical value.”<br />
28 Although generally much better than Chapter 70, the prior Chapter 7 also contained some inappropriate factors<br />
that should be reviewed and corrected, such as consideration of “sights and sounds” occurring outside of roadless<br />
areas. See, e.g., Ch.7.11b(4) (Eastern inventory criteria) and Ch.7.21(5) (evaluation criteria). In addition to<br />
reinstating the 1982 regulations for wilderness evaluation, the Forest Service should correct these problems with the<br />
inventory and evaluation criteria by reviewing, revising, and reinstating Chapter 7.
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roadless areas and their protection. The term “potential wilderness areas” also implied a<br />
sole focus on whether to recommend wilderness designation, wrongly implying that these<br />
areas have no independent status or value if not so recommended. Further, the change<br />
prevented the agency from inventorying additional roadless areas (a necessary step as<br />
discussed above) and, instead, created two classes of roadless areas – pre-2007 “inventoried<br />
roadless areas” and post-2007 “potential wilderness areas.”<br />
Use of the term “potential wilderness areas” in the planning rule is also problematic<br />
legally because Congress has begun to use the same term in wilderness legislation, but with<br />
a very different meaning. For example, the Omnibus Public Lands Management Act of<br />
2009 establishes the “Roaring River Potential Wilderness Area” in the Mount Hood<br />
National Forest. That area consists of 900 acres that will be added to the Roaring River<br />
Wilderness Area once the Forest Service determines that conditions in the area are<br />
compatible with the Wilderness Act. Congress has also considered designating “potential<br />
wilderness areas” elsewhere such as the Copper Salmon area in the Siuslaw National Forest.<br />
Recommendation: The final rule should return to the well-understood “roadless area” term<br />
instead of “potential wilderness.”<br />
40. Improved Roads vs. Forest Roads<br />
We are also concerned about the draft rule’s referencing of the current Wilderness<br />
Evaluation Handbook because of the very problematic way in which the current handbook<br />
defines a “road” for the purposes of inventorying roadless areas. The vast majority of<br />
roadless areas were originally inventoried on the basis of Forest Service Handbook guidance<br />
specifying that roadless areas could not contain “improved roads maintained for travel by<br />
standard passenger-type vehicles.” In the 2007 re-write of the Wilderness Evaluation<br />
Handbook, the Forest Service replaced the traditional “improved roads” criterion with a<br />
requirement that potential wilderness areas could not contain “forest roads (36 CFR 212.1)<br />
or other permanently authorized roads” (FSH 1909.12, Ch. 71.1; see also 2007 Digest ).<br />
The term “forest roads” is defined broadly in 36 CFR 212.1 to mean “a road …wholly or<br />
partly within or adjacent to and serving the National Forest System that the Forest Service<br />
determines is necessary for the protection, administration, and utilization of the National<br />
Forest System and the use and development of its resources.”<br />
The effect of switching from “improved roads” to all “forest roads” will likely be to<br />
eliminate many roadless areas from the inventory of lands under consideration for<br />
wilderness recommendation. For example, in the Eastern national forests Congress and the<br />
Forest Service have recognized that national forest system lands were purchased from<br />
private ownership, where most of them were subject to some human activity, but that these<br />
lands have high recuperative abilities. Accordingly, the Forest Service’s criteria for Eastern<br />
roadless areas allowed a very limited amount of existing road – no more than ½ mile of<br />
“improved road” for each 1,000 acres. FSH 1909.12, Ch. 7.11b. However, the 2007
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revision of the Wilderness Evaluation Handbook changed this to count all system roads<br />
towards the road density, regardless of actual condition or use. FSH 1909.12, Ch.71.12(5).<br />
This very high bar will prevent the identification and protection of many outstanding,<br />
essentially undeveloped areas, although they are on par with already inventoried roadless<br />
areas and even with areas designated as wilderness.<br />
Recommendation: The planning rule should not reference the Wilderness Evaluation<br />
Handbook and instead should specify use of the traditional “improved road” inventory<br />
criterion. The definition of “improved roads” should draw from and expand on the<br />
traditional Chapter 7 definition. See FSH 1909.12, Ch.7.11(3). “Improved roads” should be<br />
defined as Forest Service system roads which are (a) maintained for travel by standard<br />
passenger-type vehicles, i.e. cars, (b) open to public passenger car travel, and (c) actually<br />
passable by cars, based on conditions “on the ground.”<br />
41. Sights, Sounds, and Solitude<br />
We are also concerned that the proposed rule will perpetuate and reinforce an all-toopervasive<br />
practice in the Forest Service of disqualifying roadless areas from wilderness<br />
consideration and recommendation based on inappropriate criteria of external “sights and<br />
sounds” and insufficient opportunities for solitude. This has been a longstanding problem<br />
that was rooted in earlier versions of the Wilderness Evaluation Handbook such as in<br />
Ch.7.11b(4) (Eastern inventory criteria) and Ch.7.21(5) (evaluation criteria).<br />
Congress has directed the Forest Service not to consider sights and sounds, and Congress<br />
does not itself consider them when designating wilderness. There is no mention of “sights<br />
and sounds” in the Wilderness Act. Although the Act defines wilderness, in part, as “an area<br />
of undeveloped Federal land retaining its primeval character and influence,” 16 U.S.C. §<br />
1131(c), the legislative history of the Act and subsequent statements made in the<br />
Congressional record by legislators involved in the Act’s passage show that Congress did<br />
not intend agencies to consider sights and sounds from outside areas when deciding whether<br />
to recommend them for designation. 29 Although Congress has made it clear that the “sights<br />
and sounds” criteria should not be used, the Forest Service has continued to use it to this<br />
day. It is time the agency put a stop to it. The new rule or revised directives should prohibit<br />
the consideration of sights and sounds from outside areas.<br />
Another misinterpretation of The Wilderness Act which should be addressed concerns<br />
the Forest Service’s interpretation and application of the word “solitude” in the definition of<br />
wilderness in the Act. The Act defines wilderness, in part, as areas which have “outstanding<br />
opportunities for solitude or a primitive and unconfined type of recreation.” 16 U.S.C. §<br />
1131(c)(2) (emphasis added). The Forest Service, however, has focused primarily on<br />
29 See generally Doug Scott, Campaign for American Wilderness, Solitude, ‘Sights & Sounds’ and The Wilderness<br />
Act: What Can Qualify for Designation as Wilderness? at 10-14 (April 2003).
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whether candidate areas provided “solitude,” without considering recreation and other<br />
wilderness values. In the Southern Appalachians, the agency then compounded this error by<br />
trying to quantify opportunities for solitude using the Recreation Opportunity Spectrum<br />
(ROS), deeming a 2,500-acre semi-primitive core, as defined by ROS, necessary to provide<br />
solitude. Planners imposed this core as a requirement at the inventory stage and considered<br />
its size and shape at the evaluation stage. Yet the ROS was not developed for this purpose,<br />
was not part of the Chapter 7 directives on the roadless inventory and evaluations, and is not<br />
used by Congress to evaluate proposed Wilderness areas.<br />
The use of the ROS has led to a number of problems with roadless inventories and<br />
evaluations in the Southern Appalachians. For example, boundaries of semi-primitive areas<br />
as defined by ROS are pulled back ½ mile from roads, although it has never been<br />
demonstrated that a ½ mile pullback from roads is necessary to provide solitude in the<br />
Southern Appalachian mountains, where areas of the national forest often are secluded by<br />
thick deciduous forests, rugged topography, and deeply incised drainages. This pullback<br />
frequently minimized the size of roadless areas or caused them to be excluded from the<br />
inventory altogether due to agency claims that they were now too small, irregularly shaped,<br />
or had unmanageable boundaries.<br />
Recommendation: The final rule should include guidance regarding the wilderness review<br />
process to clarify that the use of external “sights and sounds” is not appropriate, that ROS<br />
semi-primitive cores should play no role in the inventory or evaluation process, that solitude<br />
and other subjective qualities are not considerations at the inventory stage, and that all<br />
wilderness values should receive equal attention at the evaluation stage.<br />
42. 1982 Rule<br />
As a general matter, we support continued use of the roadless area/wilderness review<br />
and evaluation process that was established by the 1982 planning rule. The issue of which<br />
roadless areas qualify for and should be designated as wilderness has always been of great<br />
interest to the public, and we see no reason to adopt changes that would inappropriately limit<br />
the public’s ability to weigh in on the issue. However, we do think that the 1982 rule’s<br />
provisions can be improved to ensure that the roadless area/wilderness evaluation process<br />
helps to achieve the planning rule’s sustainability goals.<br />
Recommendation: We recommend that the roadless area evaluation provisions of the 1982<br />
Rule at 36 CFR § 219.17 should generally be incorporated into the new rule, with the<br />
following few clarifications or improvements:<br />
Two-step process – The new rule should make clear that the roadless area inventories<br />
and evaluations are a two-step process: first, an identification and inventory of<br />
roadless areas and, second, an evaluation of those roadless areas for wilderness<br />
recommendation.
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Identifying additional roadless areas – The new rule should make it clear that<br />
planners are required to survey for, identify, and inventory any essentially roadless<br />
areas that have not yet been inventoried.<br />
Under the 1982 Rule and its directives, roadless inventories were conducted for plan<br />
revisions. Although plagued by serious problems, some relatively recent inventories, such<br />
as those in the Southern Appalachians, identified additional roadless areas beyond the<br />
RARE II inventory or inventories for prior forest plans. These roadless areas always have<br />
existed “on the ground” but now the Forest Service and the public have better information<br />
(such as GIS data) with which to identify them. However, many other existing roadless<br />
areas have not been inventoried – either because mistakes were made in previous roadless<br />
inventories, lands have been acquired that have roadless characteristics since the last<br />
roadless inventory, or roads have been actively or passively reclaimed back into the<br />
landscape. Almost all inventories performed thus far in the Southern Appalachians, for<br />
example, contained multiple legal flaws, biases, and factual errors which minimized or<br />
excluded many areas. 30 It is essential to complete proper, comprehensive roadless<br />
inventories before the remaining uninventoried areas are permanently lost to road-building<br />
and other development.<br />
In addition to the issues evaluated under the 1982 Rule (36 CFR 219.17(a)(2)),<br />
evaluations under the new rule should consider: the values and benefits of wilderness<br />
designation; the values and benefits foregone by not designating the area as wilderness; the<br />
need and demand for additional wilderness designations; the area’s contribution to the<br />
National Wilderness Preservation System, at the local, forest and regional scale, as well as at<br />
the national scale. Furthermore, consistent with the Forest Service’s emphasis on ecological<br />
restoration, the 2011 planning rule should require evaluation of the wilderness restoration<br />
potential of roadless areas with old roads and other evidence of past management and nonwilderness<br />
uses, rather than simply disqualifying such areas from wilderness consideration.<br />
Additionally, the new rule must require that evaluations include site-specific analysis of the<br />
environmental effects on the roadless area of not recommending the area for wilderness<br />
designation, mitigation measures to avoid or minimize the loss of wilderness characteristics<br />
in the area, and an adequate range of alternatives for wilderness recommendation, as<br />
required by NEPA. See California v. Block, 690 F.2d 753, 763-69 (9th Cir. 1982).<br />
U. Management of Recommended Wilderness<br />
A required element of forest planning is the evaluation of roadless lands to identify areas<br />
that qualify and should be recommended for wilderness designation. These lands include<br />
some of the most pristine, wild, and natural places beyond those already designated as<br />
30 Many of these problems were documented by former USFS Deputy Chief Jim Furnish in his report Eastern<br />
Roadless Areas Under Threat: How the U.S. Forest Service Minimizes Roadless Areas With Biased Procedures, A<br />
Report by the Heritage Forests Campaign, available at www.ourforests.org/fact/furnish_report.pdf (2004).
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Wilderness in the National Forest System. By definition, they meet the criteria for<br />
Wilderness as set forth in the Wilderness Act – i.e., generally appear to have been affected<br />
primarily by the forces of nature, with the imprint of man's work substantially unnoticeable;<br />
have outstanding opportunities for solitude or a primitive and unconfined type of recreation;<br />
have at least five thousand acres of land or is of sufficient size as to make practicable its<br />
preservation and use in an unimpaired condition; and may also contain ecological,<br />
geological, or other features of scientific, educational, scenic, or historical value. 31<br />
In managing areas recommended for Wilderness, the Forest Service currently relies on<br />
policy articulated in the Forest Service Manual, which directs that forest management does<br />
not result in the reduction of wilderness potential or compromise wilderness values. We<br />
contend that this current policy is not adequate to prevent degradation of wilderness values<br />
and character, and is leading to reduced potential for future designation. A major reason for<br />
this is that forest managers are allowing wilderness incompatible uses, specifically<br />
motorized and mechanized travel. We present evidence of the policy’s failure in the<br />
following subsections.<br />
The planning rule is the appropriate place to provide clear direction regarding the<br />
management of recommended wilderness areas. These last remaining unprotected places<br />
are part of this nation’s wilderness legacy, and, as such, merit effective regulatory<br />
protection. The final planning rule should contain language that ensures the protection of<br />
the wilderness character and values of areas recommended for wilderness designation,<br />
including explicitly disallowing wilderness incompatible uses, including but not limited to<br />
motorized and mechanized travel.<br />
Current policy is failing to adequately protect wilderness character and values because it<br />
allows wilderness incompatible uses.<br />
The 1982 planning rule did not include direction on how to manage areas recommended<br />
for wilderness designation. Instead, the Forest Service has relied on policy established in<br />
the Forest Service Manual that says:<br />
“Any inventoried roadless area recommended for wilderness or designated<br />
wilderness study is not available for any use or activity that may reduce the<br />
wilderness potential of the area. Activities currently permitted may continue<br />
pending designation, if the activities do not compromise the wilderness values of the<br />
area.” 32<br />
This policy has failed to prevent impairment of wilderness values and character, and has,<br />
counter to its intention, resulted in a reduction in potential for designation. This failure is<br />
31 16 U.S.C. §1131(c)<br />
32 FSM 1923.03.
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well-documented in a report recently published by The Idaho Conservation League (ICL)<br />
entitled, “In Need of Protection.” The authors document the on-the-ground conditions<br />
resulting from the application of two different approaches to managing recommended<br />
wilderness: Forest Service Region 1, which includes the national forests in northern Idaho,<br />
generally disallows motorized travel in areas recommended for wilderness, and Region 4,<br />
which includes the national forests in southern Idaho, generally allows motorized travel.<br />
The report concludes that wilderness character is being degraded considerably more in<br />
Region 4 forests than in Region 1 forests from motorized use, and calls for a national<br />
management policy that disallows wilderness incompatible uses in recommended wilderness<br />
areas. The report is included in Appendix B of these comments.<br />
The Forest Service’s own observations on the Clearwater National Forest affirm the<br />
conclusions found in the ICL report. Staff on the Clearwater National Forest recently<br />
reevaluated the wilderness character of areas recommended for wilderness in 1978 and<br />
found that the wilderness character of half of the areas was degraded in the intervening<br />
years, simply by the continued and expanded use of motorized and mechanized vehicles. 33<br />
The wilderness characteristics of numerous Forest Service agency-recommended wilderness<br />
areas are no doubt suffering similar declines, which the agency itself acknowledges. 34<br />
Region One notes that:<br />
“In some areas, uses have changed or certain types of use have increased<br />
significantly, possibly degrading wilderness characteristics. In most cases, use has<br />
not been monitored closely enough, if at all, to make a call on how use has changed<br />
over the years.”<br />
Our observations and experience also affirm the findings in the ICL report. In numerous<br />
places, we have observed that continued and expanding motorized and mechanized vehicle<br />
use compromises wilderness character and values by the means discussed below.<br />
43. Diminishing Opportunities for Solitude<br />
As vehicle use increases and vehicle technologies evolve, opportunities for solitude<br />
decline. Stronger vehicles are able to push farther and farther into undeveloped areas. A<br />
greater number of vehicles makes it more difficult for those seeking solitude to find it, as the<br />
noise, smell, and presence of machines is hugely disrupting.<br />
The Clearwater National Forest in Idaho recently observed in its draft travel<br />
management plan:<br />
33 Clearwater National Forest, Travel Planning Draft Environmental Impact Statement. p. 3-81-82.<br />
34 Consistency in Land and Resource Management Plans, USDA FS Region One, 8/25/2008
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“As motorized technology continues to be developed levels of access into remote,<br />
back-country locations will rise and with this increased use will come additional<br />
noise and disturbance which adversely affects attributes of wilderness character.” 35<br />
In a letter submitted to Chief Tidwell in March 2010 on the issue of recommended<br />
wilderness area management, Backcountry Hunters and Anglers, Federation of Fly Fishers,<br />
Izaak Walton League of America, National Wildlife Federation, and Trout Unlimited echo<br />
this concern:<br />
“An increase in mechanized and motorized use would degrade not only the<br />
backcountry experience, but also big game habitat security and water quality.<br />
Sportsmen can not afford to lose more of our prized primitive hunting and fishing<br />
areas.<br />
In recent decades, the number of off-highway vehicles has skyrocketed on our<br />
national forests. Likewise, the power of these machines and their ability to conquer<br />
rugged terrain has also grown exponentially. Conversely, the amount of wild, quiet<br />
and undisturbed habitat available to the everyday hunter/angler has declined as a<br />
direct result. The scientific record is clear: when habitat suffers, the opportunity to<br />
hunt and fish declines as well.”<br />
We have attached this letter in Appendix B.<br />
44. Degrading an Area’s Naturalness and Undeveloped Character<br />
Motorized and mechanized vehicles cause an array of impacts on natural systems.<br />
Motorized vehicles, which make loud noises, stress wildlife by startling species and<br />
impacting opportunities for roosting, foraging, and nesting. They directly damage habitat by<br />
fragmenting it and serving as a vector for invasive species that alter habitat composition,<br />
structure, and function. Motorized vehicles degrade water quality by causing increased<br />
sedimentation and erosion, and through direct and indirect deposits of pollutants. Each of<br />
these impacts degrades an area’s naturalness. These impacts are well documented in a<br />
petition that was submitted by Wildlands CPR, The Wilderness Society, and over 100<br />
additional organizations in 1999 requesting improved management of off-road vehicles. 36<br />
The petition is attached in Appendix B.<br />
Routes maintained for motorized and mechanized vehicles often require more expansive<br />
maintenance than those maintained for foot and horse travel. Brush clearing utilizing<br />
motorized equipment, and hardened water crossings are but a few of the impacts often<br />
35 Clearwater National Forest, Travel Planning Draft Environmental Impact Statement, p. 3-83.<br />
36 Petition to Enhance and Expand Regulations Governing the Administration of Recreational Off-Road Use on<br />
National Forests. Submitted by Wildlands CPR, The Wilderness Society, et al. December 1999.
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associated with motorized and mechanized vehicle routes. These modifications diminish an<br />
area’s undeveloped character and instead show forms of human presence and use. For an<br />
example, see Appendix B for a photograph of a user-created route in the recommended<br />
South Kalmiopsis Wilderness addition in the Rogue River-Sisikiyou National Forest in<br />
Oregon. The Forest Service is proposing to designate this user-created route as a motorized<br />
trail in the forest’s current travel planning process. Also attached in Appendix B are several<br />
photographs of damaging user-created routes in the Borah Peak Recommended Wilderness<br />
Area on the Salmon-Challis National Forest where the forest recently designated nine of<br />
these user-created routes as motorized trails. Lastly, we have attached an aerial photograph<br />
of an officially sanctioned snowmobile area taken over the Great Burn Recommended<br />
Wilderness Area in the Clearwater National Forest located on the Montana-Idaho border.<br />
While dirtbikes, ATVs, and other ORVs for summer use can degrade an area’s naturalness<br />
and undeveloped character, snowmobiles and other over-snow machines can as well. These<br />
photographs of ATV and dirtbike routes unequivocally document diminished undeveloped<br />
character and naturalness in recommended wilderness areas.<br />
45. Diminishing Opportunities for Primitive Recreation<br />
Opportunities for hiking, hunting, fishing, camping, horseback riding, and cross-country<br />
skiing are diminished by the presence of motorized and mechanized vehicles. Vehicles can<br />
scare wildlife, leading to degraded hunting opportunities. Trail conflicts between<br />
motorized/mechanized vehicles and hikers, horseback riders, and skiers degrade the<br />
primitive recreation experience. Engine noise stemming from motorized vehicles<br />
propagates widely across the landscape, which can disrupt and even spoil the primitive,<br />
backcountry experience sought by many non-motorized users.<br />
Primitive recreation has been defined as “travel by nonmotorized and nonmechanical<br />
means (such as horse, foot, canoe) that reinforce the connection to our ancestors and our<br />
American heritage.” 37 As the agency notes in its wilderness character monitoring protocol,<br />
“the use of motorized equipment or mechanical transport affects the opportunity for visitors<br />
to experience natural quiet and primitive recreation…” 38 The agency’s own guidance for<br />
maximizing opportunities for primitive recreation emphasize “Minimizing the sounds and<br />
sights of motorized equipment and mechanical transport.” 39 Further, Executive Order 11644<br />
and the Travel Management Rule of 2005 require the Forest Service to minimize userconflicts<br />
(36 C.F.R. § 212.55(b)).<br />
In the White Clouds Recommended Wilderness Area on the Sawtooth National Forest in<br />
Idaho, designation of motorized trails has led to conflict between recreational users.<br />
37 Monitoring Selected Conditions Related to Wilderness Character: A National Framework; USDA Forest Service<br />
General Technical Report RMRS-GTR-151; April, 2005; at 17.<br />
38 Id.<br />
39 Id. at 18.
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Attached in Appendix B are photographs of a dead-end motorcycle trail leading to illegal<br />
use of a connected non-motorized trail, a trailhead registry in the Sawtooth National<br />
Recreation Area that shows just one example of a disgruntled recreationist because<br />
dirtbikers were not following the rules in the backcountry, and several photographs of ORVrelated<br />
damage. This series of photographs all document several separate examples of userconflict<br />
in just one recommended wilderness area. In fact, Sawtooth Forest staff found that<br />
“[i]llegal off-trail use by motorized vehicles in some areas has resulted in landscape<br />
scarring, impacts on other users, impacts to vegetation, flow channeling, and increased<br />
erosion.” (Sawtooth LRMP, Page III-106). Forest staff also found that “[m]otorized access<br />
to campsites affects user experience due to increased noise, impacts to vegetation, erosion,<br />
flow channeling, and soil compaction, and the overall loss of visual quality.” (Sawtooth NF<br />
LRMP, Page III-130). Even after acknowledging that designated motorized trails in the<br />
backcountry strains the Forest Service’s enforcement capabilities and facilitates the<br />
unauthorized creation of user-created routes and the illegal use of ORVs on non-motorized<br />
trails, the Forest Service still has not adequately managed the White Clouds Area to prevent<br />
recreation conflict.<br />
46. Developing a Constituency for Continued Motorized Access<br />
Allowing motorized and mechanized vehicle use in recommended wilderness develops a<br />
constituency for the continuation of that use. This constituency becomes stronger and with a<br />
greater sense of entitlement the longer the use is allowed. This creates unnecessary conflicts<br />
which agency staff must spend time trying to manage, lessening the time available for other<br />
important work. It also contradicts agency direction to minimize conflicts, specifically:<br />
“In addition to the criteria in paragraph (a) of this section, in designating National<br />
Forest System trails and areas on National Forest System lands, the responsible<br />
official shall consider effects on the following, with the objective of minimizing:<br />
…(3) Conflicts between motor vehicle use and existing or proposed recreational uses<br />
of National Forest System lands or neighboring Federal lands.” 40<br />
In addition, the establishment of a motorized or mechanized constituency can also result<br />
in outright reduction of the wilderness potential of an area by creating or heightening<br />
political barriers to designation. For instance, the mere presence of the use has resulted in<br />
areas no longer being seriously considered for designation, in itself a de facto reduction.<br />
This phenomenon was articulated by the Clearwater National Forest:<br />
“The increase in vehicle capability, numbers, and local use, puts areas of<br />
recommended wilderness at far greater risk of degradation and loss of wilderness<br />
character than they were when the Forest Plan was written. In addition, other areas<br />
40 36 CFR 212.55(b)
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recommended for wilderness have not received serious consideration for designation<br />
once motorized use has become established.” 41<br />
A recent example of this was the proposed additions to the Hoover Wilderness in<br />
California. Despite a long-standing recommendation for wilderness designation, the Forest<br />
Service continued to allow winter motorized recreation throughout much of the area. As a<br />
result, Congress designated only a portion of the area for wilderness, while designating<br />
another portion a winter recreation area, which is primarily for motorized vehicle use. 42 The<br />
agency’s management of its recommended wilderness directly undermined its own<br />
recommendations and reduced the potential for wilderness designation. Attached in<br />
Appendix B is a 2006 photograph of the Hoover Wilderness Addition on the Bridgeport<br />
Ranger District back when it was originally proposed for addition but later left out of the<br />
Wilderness bill that eventually passed Congress. Rather, those portions where the Forest<br />
Service allowed snowmobile use inside recommended wilderness were designated as a<br />
winter recreation area, which is intended for use primarily for winter motorized vehicle<br />
recreation. The agency’s management of its recommended wilderness directly reduced the<br />
potential for wilderness designation.<br />
47. Current Policy Direction is Leading to Inconsistency and Confusion<br />
There is a lack of consistency among regions regarding how the current Manual<br />
direction is being interpreted and implemented, leading to broad differences and internal<br />
contradictions in management approaches. As Region 1 has noted, some recommended<br />
wilderness areas are “managed by more than one unit and the units have different<br />
management approaches, particularly for motorized recreation. This results in public<br />
confusion and can result in encroachments of illegal activities on to the adjacent forest.” 43<br />
The Idaho Conservation League in its aforementioned report provides evidence to support<br />
this statement. Specifically, the authors document the differences in on-the-ground<br />
management and conditions resulting from different approaches to managing recommended<br />
wilderness in various Idaho forests; wilderness character is more at risk in forests where<br />
motorized use is allowed in recommended wilderness areas.<br />
In 2009, we researched the management approaches for recommended wilderness areas<br />
by Forest Service region. We discovered that about one half of the regions have issued<br />
internal instructions to their forests regarding the management of recommended wilderness,<br />
much of which conflicts. At least one region has provided instruction to eliminate<br />
motorized or mechanized use. Another has provided instruction not to eliminate such use.<br />
A summary of the regional approaches is included in Appendix B.<br />
41 Clearwater NF Travel Management Draft Environmental Impact Statement, pages 3-83 and 84.<br />
42 See PL 111-11, section 1806.<br />
43 Consistency in Land and Resource Management Plans, U.S.F.S. Region One, 8/25/2008.
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48. The DEIS Does Not Include an Adequate Range of Alternatives Relative to the<br />
Management of Recommended Wilderness Areas<br />
Alternatives A, C, D, and E proscribe identical treatment for the management of<br />
recommended wilderness areas. All include plan direction that says:<br />
“The plan components for a new plan or plan revision must provide for…Protection<br />
of wilderness areas as well as the protection of recommended wilderness areas to<br />
protect the ecologic and social values and character for which they might be added to<br />
the National Wilderness System.”<br />
Alternative B, the No Action alternative, does not address the issue, which in practice<br />
means that the Forest Service Manual provides the guiding direction. The Forest Service<br />
Manual, as noted above, provides similar direction to that in Alternatives A, C, D, and E.<br />
No alternative offers stronger protection for the mangement of recommended wilderness,<br />
namely language that disallows non-wilderness uses and thereby assures protection of<br />
wilderness characters and values, and non-impairment of potential designation. Hence, the<br />
range of alternatives is not adequate and needs to be corrected.<br />
49. The DEIS Fails to Take a Hard Look at the Potential Impacts to Wilderness<br />
Character and Values<br />
The DEIS does not provide any information about recommended wilderness areas in the<br />
Affected Environment section, and does not provide an analysis of the impacts to these areas<br />
under each alternative. The DEIS does describe the benefits of wilderness areas, stating:<br />
“Wilderness areas are expected to continue to provide stable watershed conditions<br />
and high quality aquatic and hydrologic services. Currently on NFS lands there are<br />
439 wilderness areas totaling 36.2 million acres. Over the past 10 years, there was<br />
an 8 percent increase in number of wilderness areas (36) and a 2 percent increase in<br />
area (927,575 acres) on NFS land. Ecological processes in wilderness areas are<br />
driven by natural disturbance regimes, under which ecosystems retain resilience.<br />
Under all alternatives, wilderness areas would continue to serve as anchor points for<br />
sustained flow of ecosystem services, including clean water and high quality aquatic<br />
and terrestrial habitats.”<br />
DEIS, pg. 81<br />
Despite recognizing the benefits of wilderness, the DEIS then fails to analyze the<br />
impacts of current and proposed management on the wilderness character and values of<br />
areas recommended for wilderness designation.
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50. The Proposed Rule Language is Not Adequate to Assure Non-Degradation of<br />
Wilderness Character and Values in Recommended Wilderness Areas<br />
The proposed rule addresses the management of recommended wilderness areas in §<br />
219.10(b)(1)(iv):<br />
“The plan components for a new plan or plan revision must provide for…Protection<br />
of wilderness areas as well as the protection of recommended wilderness areas to<br />
protect the ecologic and social values and character for which they might be added to<br />
the National Wilderness System.”<br />
76 FR at 8519.<br />
In explaining this provision, the agency notes in the preamble that:<br />
“Some members of the public wanted the rule to include additional restrictions on<br />
uses within recommended wilderness areas and for eligible or suitable wild and<br />
scenic rivers. The Agency believes the requirement in the proposed rule meets the<br />
Agency’s intent to ensure, in the case of recommended wilderness, that the types and<br />
levels of use allowed would maintain wilderness character and would not preclude<br />
future designation as wilderness.”<br />
74 FR at 8496.<br />
We support the inclusion of the requirements at 219.10(b)(1)(iv) to protect wilderness<br />
values and character, however we are deeply concerned, despite the agency’s statement in<br />
the preamble otherwise, that the language is not strong enough to prevent the degradation of<br />
wilderness values and character and a reduction in the potential for designation. First, the<br />
language does not explicitly disallow non-compatible uses from recommended areas, even<br />
though there is clear evidence that these uses are in fact compromising wilderness character<br />
and values, and reducing the potential for designation. Second, there is no rational reason to<br />
conclude that the variety of interpretations and lack of clarity that occurs under the current<br />
policy and that, as we have demonstrated, leads to reduced potential for designation will not<br />
continue to occur under the proposed language. Therefore, in order to ensure adequate<br />
protection of wilderness character and values, the Forest Service must explicitly disallow<br />
wilderness incompatible uses, including but not limited to motorized and mechanized travel,<br />
in recommended wilderness areas.<br />
51. Recommended Changes to Proposed Rule Language Relative to the<br />
Management of Recommended Wilderness Areas<br />
Based on the evidence presented above, we believe that additional clarity is needed to<br />
ensure that the wilderness character and values of recommended wilderness are not
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degraded, and the potential for designation is not reduced. We ask that the rule be modified<br />
to establish a uniform approach that makes clear that recommended wilderness areas are to<br />
be managed solely for wilderness compatible uses and that land management plans must<br />
disallow both summer and winter motorized and mechanized vehicles in recommended<br />
wilderness.<br />
Recommendation: Include the following underlined language to the proposed rule:<br />
§ 219.10 Multiple uses.<br />
In meeting the requirements of §§ 219.8 and 219.9, and within Forest Service<br />
authority, the capability of the plan area and the fiscal capability of the unit, the plan<br />
must provide for multiple uses, including ecosystem services, outdoor recreation,<br />
range, timber, watershed, wildlife and fish, and wilderness as follows….<br />
(b) Requirements for plan components for a new plan or plan revision. (1) The plan<br />
components for a new plan or plan revision must provide for…Protection of<br />
wilderness areas as well as the protection of recommended wilderness areas to<br />
protect the ecologic and social values and character for which they might be added to<br />
the National Wilderness System. The plan shall include a standard that disallows<br />
wilderness incompatible uses such as motorized and mechanized vehicle riding...”<br />
In conclusion, clarification on managing recommended wilderness such that uses not<br />
compatible with wilderness are disallowed is essential to preserving the wilderness character<br />
of recommended wilderness areas, preventing the degradation of wilderness character,<br />
ensuring consistency among forests and regions, and minimizing public confusion.<br />
V. Recognition and Management of Roadless Areas<br />
Aside from requiring evaluation of potential wilderness, the draft rule is entirely silent<br />
about the issue of roadless area management. In fact, the term “roadless area” is entirely<br />
absent from the draft rule. Similarly, the DEIS mentions roadless areas only twice in the<br />
main text, relegating the topic to an appendix of the DEIS that summarizes the legal status of<br />
the Roadless Area Conservation Rule as of February 2, 2011 but provides no indication<br />
whether or how the Forest Service will address roadless area management in the forest<br />
planning process (DEIS, App. I).<br />
In the Overview of the National Forest System, the DEIS notes that the Forest Service<br />
has “identified approximately 58.5 million acres of inventoried roadless areas through<br />
various reviews, land management planning, and other large-scale assessments” (DEIS, p.<br />
2). An accompanying pie chart indicates that roadless areas comprise 31 percent of all lands<br />
in the National Forest System.
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The DEIS makes no further mention of roadless areas until near the end of the document<br />
in the Cumulative Effects section. There, the DEIS simply states that the Forest Service has<br />
considered the Roadless Area Conservation Rule, as well as related policies such as the<br />
Idaho Roadless Rule and Colorado Roadless Petition, and has concluded that the planning<br />
rule and the roadless policies have “independent effects” and therefore are not cumulative.<br />
The DEIS adds that all the planning rule alternatives “would give the responsible official<br />
discretion to select management direction for inventoried roadless areas and would not<br />
affect the ability to comply with constraints of any existing or future roadless rule or statute”<br />
(DEIS, pg. 193).<br />
The Roadless Area Conservation Rule provides a critically important baseline of<br />
protection for the 58.5 million acres of inventoried roadless areas, specifically prohibiting<br />
road construction and logging with certain exceptions. However, road construction and<br />
logging are certainly not the only environmental threats and management issues facing<br />
roadless areas. The Roadless Rule appropriately focused on road building and logging<br />
because – from a national perspective -- they posed the greatest threats to roadless area<br />
values. But other, more localized uses and extractive activities, such as hard rock mining<br />
and motorized recreation by off-road vehicles, also need to be evaluated and regulated<br />
through forest planning in order to protect roadless area values and characteristics.<br />
The Forest Planning Rule should specifically recognize the existence and importance of<br />
roadless areas and provide overall management direction for them that complements the<br />
specific protection provided by the Roadless Rule. Accordingly, the Planning Rule should<br />
complement the Roadless Rule by specifying in Sec. 219.11(a)(1)(iii) that roadless areas are<br />
categorically not suited for timber production. In addition, the Rule should provide general<br />
direction for roadless area management by adding roadless areas to the list of “ecosystem<br />
elements” in Sec. 219.8(a)(2) for which plans must include plan components to maintain,<br />
protect, or restore.<br />
Presently the 2001 Roadless Area Conservation Rule is in effect nationwide, except in<br />
the state of Idaho, see California ex rel. Lockyer v. USDA, 575 F.3d 999 (9th Cir. 2009),<br />
and the Obama Administration is defending the rule in the 10th Circuit Court of Appeals.<br />
Until the Rule is firmly established, the planning rule should require planners to consider<br />
roadless areas not recommended for wilderness designation for management prescriptions<br />
that protect their roadless status and characteristics.<br />
52. Unroaded Areas<br />
We recommend that the new planning rule basically retain the provisions of the 2000<br />
planning rule requiring the Forest Service to identify, evaluate, and protect “unroaded<br />
areas.” The 2000 rule includes the following direction in 36 CFR Sec. 219.8(b)(8):
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“Identify and evaluate inventoried roadless areas and unroaded areas based on the<br />
information, analyses, and requirements in § 219.20(a) and § 219.21(a). During the<br />
plan revision process or at other times as deemed appropriate, the responsible official<br />
must determine which inventoried roadless areas and unroaded areas warrant<br />
additional protection and the level of protection to be afforded.”<br />
The 2000 rule defines “unroaded area” as “any area, without the presence of a classified<br />
road, of a size and configuration sufficient to protect the inherent characteristics associated<br />
with its roadless condition. Unroaded areas do not overlap with inventoried roadless areas”<br />
(36 CFR 219.36).<br />
We believe that the new planning rule should provide a similar level of attention and<br />
protection to unroaded areas, but the provisions of the 2000 rule should be strengthened in<br />
several respects. First, we recommend that unroaded areas should be defined as “any area<br />
greater than 1,000 acres without the presence of an improved road, with a configuration<br />
sufficient to protect the inherent characteristics associated with its roadless character.”<br />
Second, the planning rule should require that all unroaded areas, as well as other roadless<br />
areas, must be evaluated for potential wilderness designation. Evaluating the wilderness<br />
potential of roadless areas smaller than 5,000 acres is consistent with the Wilderness Act,<br />
which defines a wilderness area as having “at least five thousand acres of land or is of<br />
sufficient size as to make practicable its preservation and use in an unimpaired condition.”<br />
(16 USC 1132(c) (emphasis added). Third, rather than giving the local forest and grassland<br />
supervisor complete discretion to determine whether and how to protect unroaded areas, the<br />
new planning rule should specifically require forest plans to “maintain, protect, or restore”<br />
unroaded areas as a key ecosystem element under § 219.8(a)(2) and to designate them as not<br />
suited for timber production under § 219.11(a)(1)(iii).<br />
Recommendations:<br />
In § 219.7(c)(2)(iv), replace the term “potential wilderness” with “roadless areas.”<br />
In Sustainability § 219.8(a)(2), add “(vi) roadless areas” to the list of ecosystem elements<br />
which the forest plan would be required to maintain, protect, or restore.<br />
In Timber Requirements § 219.11(a)(1)(iii), add “including roadless areas” to the category<br />
of lands in which timber production would not be compatible with the achievement of<br />
desired conditions and objectives (and therefore would be classified as not suited for timber<br />
production).<br />
In Definitions § 219.19, define “roadless areas” as (1) all 58.5 million acres of Inventoried<br />
Roadless Areas that were identified in the final EIS for the Roadless Area Conservation Rule<br />
and (2) all unroaded areas that are identified through the forest planning process or other<br />
administrative process with public involvement.
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Modify the definition of “unroaded areas” in 36 CFR 219.36 to include all lands in addition<br />
to Inventoried Roadless Areas that contain at least 1,000 contiguous acres of land without<br />
improved roads maintained for standard passenger vehicle use, except that in eastern<br />
national forests there may be up to ½ mile of such roads per 1,000 acres.<br />
VIII. Timber Requirements<br />
53.<br />
The timber requirements outlined in Section 219.11 are perhaps the most divergent and<br />
critically flawed components to the proposed planning rule. There has been a tremendous<br />
accumulation of scientific evidence over the last couple decades illustrating that many<br />
species and ecosystem services are supported by later stages of forest succession. Given<br />
Section 219.3 (Role of Science in Planning), the need to manage for multiple uses and<br />
ecosystem services, and the modern focus on ecological sustainability and restoration, the<br />
draft planning rule should clearly raise the threshold for allowance of timber harvest and<br />
focus management on restoration and conservation. Unfortunately, Section 219.11 allows<br />
for greater timber production and harvest on all lands and does a poor job of incorporating<br />
modern ecosystem management principles.<br />
In crafting the draft rule, the Agency’s goal was “to create a planning framework that<br />
would guide management of National Forest System (NFS) lands so they are ecologically<br />
sustainable and contribute to social and economic sustainability” 44 . The three-legged stool<br />
of ecological, social, and economic sustainability is an admirable goal for the agency, but<br />
must be predicated on a hierarchical order. That is, ecological sustainability is a prerequisite<br />
for social and economic sustainability and the agency must explicitly recognize this and<br />
manage accordingly. In places, this hierarchical order is recognized in the draft planning<br />
rule: “The overriding objective of the Forest Service's forest management program is to<br />
ensure that the National Forest System is managed in an ecologically sustainable manner”<br />
(DEIS, pg. 146). In other places, the draft rule suggests that ecological sustainability is in<br />
conflict with existing mandates 45 . Unfortunately, the timber requirements section of the<br />
draft planning rule does not embrace this hierarchical approach and needlessly promotes<br />
timber harvest as a ubiquitous management tool that will help achieve ecological, social, and<br />
economic sustainability. This ill-advised approach gives guidance for agency managers that<br />
44 U.S. Forest Service Summary of the Proposed Planning Rule, Feb. 10 th , 2011, p.1.<br />
45 Citing the NFMA Planning Rule Review’s finding (DEIS, p. 27) that having economic and social sustainability as<br />
a secondary focus to ecological sustainability would contravene multiple use and sustained yield principles is<br />
inaccurate. Ecological sustainability is not in conflict with multiple uses and sustained yield; it is inherent to these<br />
goals.
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is anachronistic and in direct conflict with the goal of promoting “healthy, resilient, diverse<br />
and productive national forests and grasslands.”<br />
Developing rules that limit overall ecological degradation from timber extraction and<br />
that are in line with the NFMA, the Multiple-Use Sustained-Yield Act (MUSYA), and other<br />
legal requirements is necessary and was more straight forward in 1982. Almost three<br />
decades later, our understanding of the importance of restoring and maintaining natural<br />
structure, function, and processes has progressed substantially. While it is a challenging<br />
task to blend this modern knowledge with aging legal requirements, the agency must do a<br />
better job than offered with the proposed planning rule.<br />
The NFMA has timber requirements that must be included in a planning rule.<br />
Specifically, a fundamental timber requirement from the NFMA is the identification of lands<br />
not suitable for timber production (16 U.S.C. 1604 (k)). Other timber requirements from the<br />
NFMA are more prescriptive in nature, restricting where and how timber harvest can be<br />
conducted. While the draft planning rule includes the listed NFMA timber requirements, it<br />
has incorrectly expanded and interpreted these base requirements by: 1) falsely stating that<br />
the NFMA requires the identification of lands suitable for timber production (the NFMA<br />
only requires identification of land not suited for timber production); 2) stating that all lands<br />
not identified as not suitable are therefore suitable; and 3) stating that all lands identified as<br />
not suitable are available for timber harvest for other purposes.<br />
The following sections provide information on why these new interpretations of the<br />
NFMA timber requirements are extremely problematic, along with recommendations for<br />
crafting a stronger planning rule that includes the NFMA requirements but also incorporates<br />
ecological sustainability and modern management information. Additionally, we address a<br />
number of areas where the draft planning rule should incorporate much stronger<br />
sustainability guidelines. Finally, we have discussed this topic at some length with agency<br />
staff and include as Appendix A, our letter of October 1, 2010 to the Chief of the Forest<br />
Service.<br />
W. Legal Issues with Timber Requirements Incorporated in the Draft Rule<br />
Some of the problems with the proposed rule’s section on timber suitability stem from<br />
faulty interpretation of the National Forest Management Act (NFMA) and would needlessly<br />
conflict with the planning rule’s overall emphasis on ecological restoration and<br />
sustainability. Failure to correct these problems would likely result in excessively large<br />
amounts of national forest lands being classified as suitable for timber production and would<br />
shift the overall focus of the planning rule from forest restoration to timber production.
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54. Identification of Unsuitable Timberlands Is Required, Not Optional, Under<br />
NFMA<br />
The draft rule plainly violates Section 6(k) of the NFMA by suggesting that the<br />
identification of lands as not suited for timber production is optional. The draft rule states<br />
that forest plans “may” determine that certain lands are not suitable for timber production<br />
(Draft Sec. 219.11(a)(1)). However, Section 6(k) of NFMA states that forest plans “shall”<br />
identify lands which are not suited for timber production (16 USC 1604(k)). This provision<br />
is also inconsistent with a prior section of the draft rule which correctly states that “every<br />
plan must identify those lands not suitable for timber production” (Draft Sec. 219.7(d)(1)(v))<br />
(emphasis added).<br />
Recommendation: § 219.11(a)(1) Clarify that the identification of lands that are not suited<br />
for timber production is mandatory, not optional, by changing the word “may” to “shall” or<br />
“must” in the first sentence of this section.<br />
55. Default Assumption That Forest Lands Are Suitable for Timber Production Is<br />
Inconsistent with NFMA<br />
A major flaw of the draft rule is its categorical statement that “All lands not identified in<br />
the plan as not suitable for timber production are suited for timber production” (Section<br />
219.11(a)(2)). In other words, the draft rule creates a default assumption that all national<br />
forest system lands are suitable for timber production unless they are determined unsuitable.<br />
Similarly, the DEIS states in at least two places (pgs. 20 and 32) that the NFMA requires the<br />
identification of lands suitable for timber production. However, Section 6(k) of the NFMA<br />
only requires plans to identify lands that are “not suited for timber production” (16 U.S.C.<br />
1604(k)); it does not require or assume that all other lands must be considered suitable for<br />
timber production.<br />
Congress addressed the suitability issue in two parts of the NFMA in addition to Section<br />
6(k). In both instances, Congress chose to focus the forest planning process more broadly<br />
on “suitability for resource management,” rather than specifically on timber production. In<br />
Section 6(g)(2)(A), the Act states, “The regulations shall include, but not be limited to …<br />
specifying guidelines which … require the identification of the suitability of lands for<br />
resource management” (16 USC 1604(g)(2)(A), emphasis added). Similarly, Section<br />
6(e)(2) requires that forest plans “determine forest management systems, harvesting levels,<br />
and procedures in the light of all of the uses set forth in subsection (c)(1), the definition of<br />
the terms of ‘multiple use’ and ‘sustained yield’ as provided in the Multiple Use – Sustained<br />
Yield Act of 1960, and the availability of lands and their suitability for resource<br />
management” (16 USC 1604(e)(2), emphasis added). Nowhere does the Act require or
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imply that the Forest Service must consider all lands as suitable for timber production unless<br />
they are specifically identified as unsuitable.<br />
In fact, the legislative history of NFMA indicates that Congress purposely chose to use<br />
the more general term “resource management,” rather than the more specific “timber<br />
production” in crafting the requirement for suitability determinations. The Senate version of<br />
the NFMA specifically required that the forest planning regulations must “provide that the<br />
allowable harvests on National Forest System lands shall be based only on lands available<br />
and suitable for timber production….” (S. 3091, Sec. 5(d)(6)(H)(ii), emphasis added). 46<br />
However, during the conference committee, Congress decided not to include this provision<br />
of the Senate bill, opting instead for the House bill’s broader “resource management”<br />
language that was enacted as Section 6(e)(2) of the NFMA, quoted above. 47<br />
Furthermore, the draft rule’s erroneous assumption in Section 219.11(a)(2) is<br />
inconsistent with other provisions of the draft rule. In particular, the section of the draft rule<br />
on suitability correctly states, “Suitability does not need to be determined for every multiple<br />
use or activity, but every plan must identify those lands not suitable for timber production”<br />
(§ 219.7(d)(1)(v)). The planning rule need not – and should not – impose a requirement to<br />
designate lands as suitable for timber production.<br />
Recommendation: Eliminate the assumption that “all lands not identified in the plan as not<br />
suitable for timber production are suited for timber production.” Instead, include language<br />
clarifying that lands not identified in the plan as not suitable for timber production may be<br />
identified as suitable for various forms of resource management, including but not limited to<br />
timber production.<br />
56. Inappropriate Interpretation of the MUSYA and the NFMA: “Without<br />
Impairment of the Productivity of the Land”<br />
The draft rule has reinterpreted both the NFMA and the MUSYA in ways that: 1)<br />
undermine aspects of both statutes; 2) would result in lands that should be identified as<br />
unsuitable not being so identified; and 3) would result in harvest (and other resource<br />
management activities) taking place on all lands that could, and likely would, result in<br />
impairment of the productivity of the land. In this and the next section we explain why we<br />
believe this to be the case.<br />
46 Reprinted in U.S. Senate Committee on Agriculture, Nutrition and Forestry, Compilation of the Forest and<br />
Rangeland Renewable Resources Act of 1974, Committee Print, p. 506, 96 th Cong., 1 st Sess., August 20, 1979<br />
(hereinafter cited as RPA Compilation).<br />
47 See S. Rep. 94-1335 (NFMA conference committee report), p. 27, reprinted in RPA Compilation, p. 755<br />
(explaining that some provisions of the Senate bill were adopted, but not subsection (H)).
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The distinction between suitable and unsuitable lands (or to be more technically correct<br />
– between unsuitable and not-unsuitable lands) is there for a reason, and blurring those lines<br />
could very well lead to the same kinds of problems that necessitated the NFMA in the first<br />
place. The MUSYA requires that there not be “impairment of the productivity of the land”:<br />
“Multiple use” means: The management of all the various renewable surface<br />
resources of the national forests… ; and harmonious and coordinated management of<br />
the various resources, each with the other, without impairment of the productivity of<br />
the land…”<br />
MUSYA, 16 U.S.C 531, Sec. 4(a) (emphasis added)<br />
“’Sustained yield of the several products and services’ means the achievement and<br />
maintenance in perpetuity of a high-level annual or regular periodic output of the<br />
various renewable resources of the national forests without impairment of the<br />
productivity of the land.”<br />
MUSYA, 16 U.S.C 531, Sec. 4(b) (emphasis added)<br />
However, the phrase “without impairment of the productivity of the land” has been<br />
modified in the proposed planning rule. In identifying lands not suitable for timber<br />
production, the Forest Service provides a set of factors, any one of which shall result in the<br />
land being identified as not suitable for timber production:<br />
“(iv) The technology is not currently available for conducting timber harvest without<br />
causing irreversible damage to soil, slope, or other watershed conditions or<br />
substantial and permanent impairment of the productivity of the land.”<br />
§ 219.11(a)(1)(iv) (emphasis added)<br />
The words ‘substantial’ and ‘permanent’ have been added to the plain language of the<br />
statute, modifying MUSYA intent to create both 1) a lower bar for sustained yield, i.e.<br />
sustained yield is possible as long as there is not substantial and permanent impairment, not<br />
just any impairment; and 2) a higher bar for the determination that land is unsuitable, i.e.<br />
land is only unsuitable if the impairment is substantial and permanent. These additions go<br />
beyond the language of the MUSYA.<br />
The phrase “substantial and permanent impairment of the productivity of the land” does<br />
appear in statute, but the Forest Service has lifted it out of context and applied it in the<br />
proposed Rule. Section 6(g)(3)(c) of the NFMA (16 U.S.C. 1604(g)(3)(C)) specifies:
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“(g)…the Secretary shall…promulgate regulations, under the principles of the<br />
Multiple-Use Sustained-Yield Act of 1960,…the regulations shall include, but not be<br />
limited to-<br />
3) specifying guidelines for land management plans developed to achieve the goals<br />
of the Program which-<br />
(C) insure research on and (based on continuous monitoring and assessment in the<br />
field) evaluation of the effects of each management system to the end that it will not<br />
produce substantial and permanent impairment of the productivity of the land”<br />
(emphasis added)<br />
This section of the statute is not a factor in whether land is unsuitable or how much<br />
impairment (substantial and permanent) would be necessary to determine that land is<br />
unsuitable. It clearly is meant to ensure that plans include guidelines to make sure that the<br />
agency conducts research and evaluation based on continuous field monitoring and<br />
assessment to determine the effects of management systems, e.g. harvest techniques, to<br />
insure that they will not substantially and permanently impair the productivity of the land.<br />
The NFMA sets a higher bar for research, including monitoring and assessment, as to what<br />
constitutes impairment. The MUSYA sets a lower, more protective bar for the application<br />
of the mix of multiple uses and the sustained yield of products and services.<br />
The Forest Service has correctly applied the NFMA statute language in the monitoring<br />
section of the Rule at 219.12(a)(5)(viii). As NFMA does not amend the MUSYA, and in<br />
fact NFMA regulations are to be promulgated under the principles of the MUSYA, the<br />
agency should apply the less restrictive language of the MUSYA in the requirements for<br />
identification of unsuitable lands.<br />
Recommendation: Section 219.11(a)(1)(iv) should be revised to read “(iv) The technology<br />
is not currently available for conducting timber harvest without causing irreversible damage<br />
to soil, slope, or other watershed conditions or impairment of the productivity of the land.”<br />
57. Inappropriate Interpretation of the MUSYA and the NFMA: Timber Harvest<br />
Exceptions Must Not be Increased on Unsuitable Lands<br />
The draft planning rule undermines the NFMA by significantly increasing the<br />
allowances for “timber harvest” on lands identified as not suitable for timber production.<br />
The NFMA is specific in making exceptions for timber harvest on unsuitable lands. Only<br />
“salvage sales or sales necessitated to protect other multiple-use values” are allowed (16
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U.S.C. 1604(k)). However, Section 219.11(b)(2) of the draft rule increases the allowances<br />
for timber harvest on unsuitable lands “to assist in achieving or maintaining one or more<br />
applicable desired conditions or objectives of the plan.” This is highly problematic, as it<br />
changes the NFMA allowance from “protect other multiple-use values” to simply<br />
implementing the Forest Plan, as achieving or maintaining desired conditions and objectives<br />
is one of the core functions of a plan. This in effect moots the intent of the NFMA by<br />
erasing the practical differences between harvest and production. To cite one example,<br />
economic development goals are often primary objectives of land management plans. Under<br />
this language, harvest to supply local mills would be allowed in areas unsuitable for timber<br />
production.<br />
MUSYA requires that the Forest Service must be able to show that it is not impairing the<br />
productivity of the land. Defining the unsuitable lands, removing them from the timber base<br />
and then using calculations of long-term sustained yield (LTSY) to define the limits past<br />
which the land would be impaired (for timber purposes, with limited departures allowed and<br />
including impacts on other resource values) is how this is achieved under the current rule.<br />
Under the proposed Rule, it is unclear how the Forest Service would meet the requirements<br />
of § 219.11(d)(4) to “Limit the quantity of timber that can be removed annually in perpetuity<br />
on a sustained yield basis and provide for departure from this limit, as provided by NFMA.”,<br />
because the agency has done nothing more than repeat the language of the statute.<br />
It seems nonsensical that the Forest Service would model sustained yield and departures<br />
for unsuitable lands, but as harvest of these lands would likely increase substantially given<br />
what the agency has proposed, we are mystified as to how the Forest Service can do this and<br />
not in most respects treat unsuitable lands as though they are not. Regardless, the agency<br />
has not included requirements in the proposed Rule to ensure that there will not be<br />
impairment of the productivity of the land on the unsuitable base. This must be corrected.<br />
Further, the agency does not seem to be moving in a direction that will facilitate<br />
compliance with the MUSYA for harvest on unsuitable lands. The proposed Rule language<br />
at 219.11 only includes the minimum requirements of the NFMA, which does nothing to<br />
address this matter. The Forest Service has proposed in Section 219.11(d)(4) that more<br />
detailed requirements will appear in the FSH, but as we discuss earlier in this letter, the<br />
Forest Service itself discloses that the FSH is not legally binding. And if the recent past is<br />
any indication, we are likely to see the Forest Service once again proposing a new definition<br />
for LTSY, as they did in the version of FSH 1909.12, Chapter 60, prepared for the 2005<br />
Planning Rule. That definition substantially changed the meaning of LTSY. The Forest<br />
Service added the word capacity and defined long-term sustained-yield capacity as the<br />
highest uniform wood yield that may be sustained under specified management intensities<br />
consistent with the plan after stands have reached the plan’s desired conditions. FSH
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1909.12 Ch 60.5 (emphasis added). This definition along with the language in the proposed<br />
rule in Section 219.11(b)(2) would essentially allow unconstrained harvest on almost all<br />
lands to implement the plan, regardless of impairment of the productivity of the land,<br />
essentially mooting the NFMA and the MUSYA.<br />
These issues must be resolved if the Forest Service is to address the many challenges<br />
that await as it moves to a restoration focus. The amount of timber sold from each national<br />
forest, whether on unsuitable or suitable lands, is generally limited “to the quantity of timber<br />
that can be removed annually in perpetuity on a sustained-yield basis,” with allowance for<br />
departures in order to meet “overall multiple use objectives” (16 U.S.C. 1611). Large scale<br />
restoration of western forests would involve substantial biomass removal, over a period of<br />
one or two entries but these biomass removals would likely be greater than annual sustainedyields<br />
calculated for each national forest. While the NFMA allows for departures from the<br />
sustained yield in order to meet overall multiple-use objectives, large scale treatments on<br />
unsuitable lands were not envisioned at the time of NFMA.<br />
Furthermore, “the allowable sale quantity is the volume of timber that may be sold from<br />
lands identified as suitable for timber production” (DEIS, p. 149). Since ecological and<br />
social treatments (non-economic treatments such as hazard tree removal or fuels reduction)<br />
on unsuitable lands have not been applied to the ASQ and may significantly depart from<br />
calculated sustained yields, the draft planning rule language is insufficient and lacking<br />
guidance on the most pressing issues in 2011 and beyond.<br />
Ecological restoration treatments are appropriate for some lands designated as unsuitable<br />
for timber production, as well as for many lands slated for timber production. However,<br />
today’s broad scale restoration needs and climate change effects, particularly on our Western<br />
forests, were not contemplated by authors of the NFMA. Rather than clarifying, draft<br />
section 219.11(b)(2) creates more vagueness for land managers.<br />
Recommendation: Remove the exception in draft section 219.11(b)(2) for timber harvest<br />
“to assist in achieving or maintaining one or more applicable desired conditions or<br />
objectives of the plan.”<br />
As discussed below, we also recommend sweeping changes to address ecological<br />
restoration needs on unsuitable lands---new terminology and metrics are needed for<br />
byproduct utilization of wood that may stem from non-economic forest treatments.<br />
X. Managing for Restoration under the MUSYA and NFMA – the Case of Alternative J<br />
As pointed out above, we are concerned that the draft rule and DEIS are infected with<br />
inappropriate interpretations of the MUSYA and the NFMA, to the detriment of the rule’s<br />
restoration goals. For example, the concept behind Alternative J and its focus on restoration
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appear to provide the most relevant and up-to-date guidance for forest planning in terms of<br />
timber requirements. However, Alternative J was “considered but eliminated from detailed<br />
study because it does not meet the purpose and need to meet the requirements under the<br />
NFMA and meet obligations under MUSYA” (DEIS, pg. 32). The rationale for this decision<br />
is telling:<br />
“The MUSYA directs the Secretary of Agriculture ―to develop and administer the<br />
renewable surface resources of the national forests for multiple use and sustained<br />
yield of the several products and services obtained therefrom.ǁ The Act defines<br />
sustained yield of the several products and services as, ―the achievement and<br />
maintenance in perpetuity of a high-level annual or regular periodic output of the<br />
various renewable resources of the national forests without impairment of the<br />
productivity of the land.ǁ The Act includes timber as one of the renewable surface<br />
resources subject to the multiple use and sustained yield mandate. For a rule to<br />
restrict timber harvest on all NFS units for the sole purpose of achieving restoration<br />
would be contrary to the letter and intent of MUSYA” (DEIS, pg. 32).<br />
While we do not advocate the “all-restoration” approach of Alternative J, we are<br />
disappointed that the proposed rule and DEIS refuse to explore more creative ways to<br />
effectively integrate restoration into the suitability component of the forest planning process.<br />
We believe that the Forest Service should seriously consider changes that would make the<br />
timber provisions of the planning rule more consistent with the rule’s overall emphasis on<br />
ecological restoration and ecosystem services. For example, the numerous ecosystem<br />
services, as defined in the draft rule, are also renewable resources. In fact, while the<br />
MUSYA recognizes timber as a multiple use, it also accords equivalent attention to<br />
recreation, watersheds, wildlife, and fish. Yet, we see no mandate for the identification of<br />
lands suitable for restoration, recreation, or fish production in the draft rule. Furthermore, as<br />
compared to 1960, we now have a much greater understanding of the degrading impacts on<br />
virtually all other resources caused by timber production. Science has amply illustrated that<br />
timber production does impair the productivity of the land---impairment the MUSYA was<br />
designed to preclude. Conversely, restoration of watersheds increases the productivity of all<br />
other resources while also helping to achieve economic and social sustainability.<br />
In providing more reason why Alternative J was eliminated from detailed study, the draft<br />
planning rule states:<br />
“Furthermore, NFMA‘s requirement to identify lands suitable for timber<br />
production, and to review and reclassify lands to return lands to timber production<br />
when appropriate, indicates clear congressional intent to produce timber from
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NFS lands that are suitable for that purpose, whether such lands are in need of<br />
restoration or not” (DEIS, pg. 32, emphasis added).<br />
In fact, as explained above, the NFMA has no requirement to identify lands suitable for<br />
timber production. Furthermore, citing the forest management intent of Congress in the<br />
NFMA in 1976 (or 1960, as above) for a planning rule in 2011 is analogous to planning a<br />
national defense strategy today based on the Cold War.<br />
The agency is relying upon statutory language from 1960 and 1976 that has been<br />
incorrectly interpreted, and in some cases does not exist. Inclusion of such justifications in<br />
the draft rule will needlessly keep timber production and timber harvest front and center in<br />
national forest planning and management while pushing restoration into the background.<br />
Given the vast increase in our knowledge of the impairment of productivity caused by<br />
timber production and timber harvest, the current scarcity of un-impaired national forest<br />
lands, and the vast benefits provided by ecological restoration to all other ecosystem<br />
services, a new planning rule must provide stronger guidance to conserve and restore<br />
national forest system lands. The timber provisions of the current draft represent a<br />
regression in the state of sustainable public lands management.<br />
While we certainly agree that the planning rule must adhere to the MUSYA, the NFMA,<br />
and other legal requirements, we strongly disagree that these laws require the Forest Service<br />
to elevate timber production over restoration management, as the draft rule does in Section<br />
219.11. A planning rule is needed that provides balance to the use of “all renewable surface<br />
resources” as required by the MUSYA. Similarly, a planning rule should ensure that plans<br />
“require the identification of the suitability of lands for resource management,” as required<br />
by the NFMA (16 USC 1604(g)(2)(A), emphasis added).<br />
The acknowledgement of and focus on ecological restoration in terms of the timber<br />
requirements in Alternative J are a good starting point for a new planning rule. However,<br />
there is no need to “restrict timber harvest on all NFS units for the sole purpose of achieving<br />
restoration” (DEIS, pg. 32). A modified alternative that identified and prioritized NFS lands<br />
in need of restoration and conservation and delineated lands unsuitable for timber<br />
production would place management focus on ecological sustainability while still allowing<br />
for small scale timber production. As restoration is an overarching goal of the Forest<br />
Service, plans should identify lands suitable for ecological restoration, in addition to<br />
identifying lands not suitable for timber production.<br />
Recommendations: For the timber requirements in section 219.11 to be properly aligned<br />
with the MUSYA and the NFMA, three areas of improvement are needed.
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First, is the recognition of additional categories of lands unsuitable for timber production.<br />
Lands of specially recognized conservation value and those in need of ecological restoration<br />
that were not previously identified by existing “unsuitable” criteria need to be recognized as<br />
unfit for timber production. In particular, the planning rule should require that lands with a<br />
primary conservation objective – including roadless areas, late-successional reserves,<br />
riparian reserves, priority and municipal watersheds, old-growth and many mature forests,<br />
and forests with particularly high carbon storage -- are classified as not suitable for timber<br />
production. Similarly, lands that are high priority for restoration should be removed from<br />
the suitable timber base and identified as suitable for restoration treatments, which may<br />
include vegetation management. The agency must ensure that plans are required to properly<br />
identify these areas so that land managers do not inadvertently conduct inappropriate<br />
activities in them (see our discussion of the need for management areas as plan components<br />
above.)<br />
Secondly, the planning rule must provide sidebars ensuring the appropriate application<br />
of tree cutting and removal on lands designated as unsuitable for timber production. This<br />
should only occur for ecological and social purposes, as intended by the NFMA.<br />
Third, restoration needs on NFS lands are much greater than timber production needs<br />
and increase the quality and quantity of virtually all other uses. As such, an identification<br />
and prioritization of restoration opportunities should be a mandate for every land<br />
management plan. These restoration needs should be addressed under “suitability of uses”<br />
as a plan component. Given restoration’s positive effect on virtually all other “renewable<br />
surface resources,” as opposed to being at the cost of all other resources like timber<br />
production, shifting the timber requirements to a focus on restoration would appear to better<br />
fit the intent of the MUSYA.<br />
Y. Timber Harvest versus Cutting Trees for Non-Economic Purposes<br />
The proposed planning rule makes allowances for “timber harvest” to implement the<br />
forest plan on lands identified as not suitable for timber production. This is a major failure<br />
to recognize and differentiate the new paradigm of ecosystem restoration and community<br />
protection from the old paradigm of tree farming on national forest lands. Despite the<br />
agency’s legal requirements to abide by the MUSYA and the NFMA---decades old language<br />
crafted in a time that was substantially different----there are a number of ways to incorporate<br />
older timber requirements into a modern paradigm. Section 219.11 of the draft planning<br />
rule fails to adequately blend the old and the modern, and provides little, if any, actual<br />
guidance to agency managers.<br />
The Forest Service proposes to include language in the FSH to address the need for<br />
direction. This is troubling as we pointed out above in that the agency believes it does not
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have to follow its Directives System. The Forest Service previously provided direction for<br />
the 2005 and 2008 planning rules in Chapter 60 of FSH 1909.12. That chapter was highly<br />
problematic as we discuss below.<br />
Chapter 60 introduced new terms and concepts not contemplated by or in compliance<br />
with the NFMA that would have greatly increased agency discretion when determining<br />
suitability and overall harvest levels. We believe it would have opened the door for greater<br />
industrial logging activity on our already stressed NFS lands. These implementation<br />
directions were a stark contrast to the guiding management principles of restoration,<br />
protecting water quality, and resilience to climate change espoused by the department and<br />
the agency and represented a step backwards in management evolution.<br />
Proposed changes in Chapter 60 could have had large implications for the amount of<br />
land available for timber harvest and, subsequently, the scale of adverse ecological impacts<br />
resulting from timber harvest-dominated management. Most problematic was the proposal<br />
of a new category of lands--- “lands generally available for timber harvest.” Designating a<br />
new category of lands unsuitable for timber production, but acceptable for timber harvest<br />
was unnecessary and potentially inconsistent with the NFMA. Other changes in Chapter 60<br />
included no clear intent to regenerate and restock those lands “generally available for timber<br />
harvest,” disregarding the NFMA’s reforestation requirement and reducing clarity for<br />
management of some unsuitable lands; and an overly liberal change in the interpretation of<br />
sustained-yield--- “long-term sustained-yield capacity.”<br />
Recommendation: Overall, we strongly advise against providing direction only in the FSH,<br />
and using the vague and legally unenforceable Chapter 60 direction. We recommend<br />
providing clear requirements in the planning rule itself.<br />
Timber production and timber harvest are management actions with a primary purpose<br />
of economic development. Thinning of trees for ecological purposes (e.g., ecological<br />
restoration) or social purposes (e.g., protection of other resources or fuels reduction<br />
programs) do not have economic development as their primary purpose. Likewise, thinning<br />
trees for ecological and social purposes are conducted in fundamentally different manners<br />
(e.g. variable density thinning versus even-spaced thinning or clearcutting), where trees<br />
selected to be removed are identified by their ecological or social functions, not by their<br />
economic importance.<br />
This is not to say that cutting trees for ecological or social purposes should not be<br />
conducted as efficiently as possible. Project costs involving the removal of woody biomass<br />
should be offset by byproduct utilization efforts if it is determined that such biomass should<br />
be removed for ecological or social purposes---as determined by the confluence of best
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available science and regional collaborative analysis. But, confusing agency managers by<br />
suggesting timber harvest is acceptable virtually everywhere within national forest lands is<br />
bound to decrease the effectiveness of restoration and protection of other resources, while<br />
also decreasing the effectiveness of actual economic development projects.<br />
Recommendations: The new planning rule should eliminate the use of “timber harvest” on<br />
unsuitable lands and should provide a new vernacular appropriate for a management<br />
paradigm focused on ecological restoration and resilience. Since “timber harvest” is the<br />
means to “timber production” and is often the primary project purpose on suitable lands, we<br />
recommend that action involving structural manipulation on unsuitable lands be termed for<br />
its specific purpose (e.g. “thinning treatment”, “cutting”, “cutting and removal”, “salvage”).<br />
Furthermore, the term “timber harvest” indicates societal utilization of such wood; indeed,<br />
the draft rule defines “timber harvest” as “the removal of trees for wood fiber use and<br />
other multiple-use purposes” (Draft Sec. 219.19, emphasis added). Thinning projects with<br />
the primary intent of forest health improvement may or may not involve the byproduct<br />
utilization of cut trees, as decomposition or burning on site may be appropriate in certain<br />
cases. Delineating separate terminology for structural treatments on unsuitable lands will<br />
allow for greater understanding of management intent.<br />
Timber production and timber harvest are commercial activities (i.e., harvest would not<br />
occur if it were not profitable for harvesters). In order for these activities to take place, there<br />
is an expectation that economic benefits exceed costs. On the other hand, cutting trees for<br />
ecological and social purposes (non-economic purposes) are services provided by the agency<br />
where ecological and social benefits exceed the costs. This delineation must be explicit in<br />
the new planning rule.<br />
Z. Determination of Lands Unsuitable for Timber Production: Required Economic<br />
<strong>Analysis</strong> and a Restoration Focus<br />
Section 6(k) of the NFMA gives the Forest Service broad authority to identify lands as<br />
unsuitable for timber production. The Act directs the agency to identify unsuitable timber<br />
lands “considering physical, economic, and other pertinent factors to the extent feasible, as<br />
determined by the Secretary….” The proposed rule merely repeats the NFMA requirement<br />
for consideration of these factors, and does nothing to further clarify how these requirements<br />
should be met.<br />
The Rule should include a requirement for explicit disclosure of a variety of costs and<br />
benefits of agency actions in order to more accurately compare plan alternatives and<br />
components, including elements critical to determining timber suitability. In addition, the<br />
Forest Service utilizes a variety of treatment methods in order to meet vegetative objectives.<br />
Direct cost information must be provided in order to compare the benefits of these methods.
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The proposed Integrated Resource Restoration fund code indicates that the agency wants<br />
to combine funds in order to create integrated project sets and identify and utilize the best<br />
tools to reach resource objectives. The management framework to reach these objectives<br />
and desired conditions at the plan level should include an analysis comparing the costs and<br />
benefits of utilizing these various tools in relation to each other. <strong>Analysis</strong> at the forest plan<br />
stage should compare the costs and benefits of mechanical treatment with the cost of fire<br />
(prescribed burning, wildland fire use, etc.) and other non-mechanical treatment. Costs and<br />
benefits should be displayed quantitatively where possible in the forest plan EIS. Such an<br />
analysis would give agency staff and the public a sense of the financial and other costs of<br />
each treatment tool. It would also help to identify management areas where particular<br />
treatment tool use would predominate and standards and guidelines for tool use in order to<br />
reach specific management objectives.<br />
Recommendations: We recommend the following language:<br />
219.11 Treatment Tool <strong>Analysis</strong><br />
(a)(2) (replacing the currently proposed 2) In order to identify and use the<br />
treatment tool that will best achieve resource objectives in light of financial and<br />
other considerations the following plan level analysis and disclosure is required.<br />
i. The analysis to support each land management plan shall include:a comparison<br />
of the direct costs and benefits of timber harvest (including road building costs),<br />
fire use and other mechanical and non-mechanical treatment tools common to<br />
the unit. Such costs shall at a minimum be expressed as a financial unit cost per<br />
acre of treatment.<br />
ii. These costs shall be displayed (at a minimum) in table form in the<br />
environmental impact statement so that the public may compare relative costs<br />
and benefits of treatment tools across alternatives and plan components.<br />
iii. While least cost should not be the deciding factor in tool use, rationale for not<br />
using the least cost tool should be provided in the analysis with particular focus<br />
on ecosystem types, community location, etc.<br />
iv. The analysis described in (i) above shall be used to inform management area<br />
designation, unit objectives, standards and guidelines, and desired conditions.<br />
AA. Determination of Lands Unsuitable for Timber Production: Raising the<br />
Threshold<br />
We believe that the draft planning rule does not provide clear direction to ensure that the<br />
determination of unsuitable lands is consistent with the rule’s basic conservation and<br />
restoration focus. In particular, the planning rule should require that lands with a primary<br />
conservation objective – including roadless areas, late-successional reserves, riparian
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reserves, priority and municipal watersheds, and old-growth and many mature forests -- are<br />
classified as not suitable for timber production. Similarly, lands that are high priority for<br />
restoration – such as low-elevation ponderosa pine forests and other relatively dry plant<br />
associations in the intermountain West– should be removed from the suitable base in order<br />
to emphasize the point that these forests are to be managed first and foremost to restore their<br />
ecological integrity, not to produce commercial timber.<br />
The draft rule takes a first, tentative step towards eliminating lands with primary<br />
conservation and restoration objectives from the suitable timber base. Specifically, the draft<br />
rule requires that lands must be identified as not suitable for timber production if “timber<br />
production would not be compatible with the achievement of desired conditions and<br />
objectives established by the plan for those lands” (Sec. 219.11(a)(1)(iii). However, this<br />
language is not clear and specific enough to ensure that forest plans will consistently<br />
identify lands that are high priority for conservation or restoration from the suitable timber<br />
base. In fact, the 1982 regulations included similar language requiring planners to identify<br />
lands as unsuitable for timber production if “[b]ased upon a consideration of multiple-use<br />
objectives for the alternative, the land is proposed for resource uses that preclude timber<br />
production, such as wilderness.” 36 CFR 219.14(c)(1). Nevertheless, the forest plans that<br />
were written pursuant to the 1982 regulations classified millions of acres of Inventoried<br />
Roadless Areas and old-growth forests as suitable for timber production. Those timber<br />
production-oriented plans generated intense public opposition and controversy that<br />
culminated years later with adoption of national or regional policies such as the Roadless<br />
Area Conservation Rule and the Northwest Forest Plan which overrode the local forest<br />
plans. Therefore, it essential that the new planning rule make it crystal clear that timber<br />
production is not compatible with management of lands that have a primary conservation or<br />
restoration focus -- including but not limited to roadless areas, old-growth forests, priority<br />
and municipal watersheds, and riparian areas -- must be classified as unsuitable for timber<br />
production.<br />
Recommendation: Revise Sec. 219.11(a)(1)(iii) to specify that lands identified as<br />
unsuitable for timber production must include roadless areas, old growth forests, priority and<br />
municipal watersheds, and riparian areas, as well as other lands with primary conservation<br />
and restoration objectives.<br />
58. Identifying Low Productivity, High Cost Lands<br />
National forests have long used site index rankings as proxies for lands that are not<br />
commercial forest lands and areas where timber production would result in irreversible<br />
damage. While these have been useful, more detailed assessments are now available. In<br />
light of the precautionary principle, the need to manage for resilience in the face of climate<br />
change, shrinking agency budgets, and the need to focus agency resources and objectives,
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the Forest Service must increase its efforts to identify both low productivity and, in later<br />
steps in the process, “high cost to manage” lands. These lands should then be determined<br />
unsuitable.<br />
On the low productivity front, National Forests have developed plant association guides<br />
that identify site index, which can easily and inexpensively be cross-walked to an estimate<br />
of productivity in cubic feet per acre per year. Some forests also list empirical values in<br />
cubic feet for a typical stand at some age, usually 100 (see for example Hemstrom, M.,<br />
Emmingham, W., Halverson N., Logan S., Topik C., “Plant Association and Management<br />
Guide for the Pacific Fir Zone” USDA, PNW Region, Portland 1982). In addition, national<br />
forest system units have spatially mapped most of these plant associations or in some cases<br />
mapped an aggregate known as a plant association grouping (PAG).<br />
As to “high cost to manage” lands, the Planning Rule should require an assessment, as<br />
part of the <strong>Analysis</strong> of the Management Situation, of the conditions that occurred over the<br />
last plan period that made lands particularly costly to manage. An overlay of the mapped<br />
plant associations with slope maps, maps of road failures, maps of uncharacteristic fires, and<br />
other high cost effects of timber management, have in the past pointed out that features such<br />
as dry sites, steep ground, and thin soils correlated very strongly with certain plant<br />
associations. These plant associations have a disproportionately high cost to manage for<br />
timber emphasis.<br />
At a minimum, the agency should cross-walk the plant associations with the lowest<br />
capability to produce timber and the plant associations with the highest costs for timber<br />
management. Where the two overlap, those plant associations should be removed from the<br />
suitable base. Additionally, areas where new roads (including temporary roads) need to be<br />
built would fall into this high cost category. Taking low yield, high cost-to-manage plant<br />
associations out of the suitable base will allow the agency to focus its efforts. We expect<br />
that over time, agency assessments of both the high cost to manage areas and the plant<br />
assessment groups correlated with low productivity will improve such that the Forest<br />
Service can raise the bar to eliminate more and more marginal lands and focus on the areas<br />
that will respond most effectively to treatment.<br />
59. Greenhouse Gas (GHG) Emissions<br />
Various administration efforts are underway to account for, report and ultimately reduce<br />
government greenhouse gas (GHG) emissions. To date, land management agencies have<br />
been granted an extension for compliance. But those extensions will end at some point in<br />
the not too distant future. Already, the Forest Service must soon report an inventory of its<br />
direct and indirect emissions under Executive Order 13514. Once the CEQ GHG<br />
Accounting and Reporting Workgroup develops a methodology for monitoring of terrestrial
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sequestration and emissions from federal lands, the Forest Service’s responsibilities to both<br />
report and reduce emissions will likely rise. CEQ is also likely to release final guidance on<br />
addressing climate change under NEPA soon; here too the land management agencies have a<br />
temporary extension on compliance, but this will not last forever and will ultimately affect<br />
the analysis necessary in the environmental impact statements prepared for each revised<br />
plan.<br />
We urge the agency to be proactive in thinking now about how these reporting and<br />
reduction requirements could or will impact the planning rule and specifically the<br />
determination of timber suitability. The planning rule itself may not be complete before<br />
these requirements appear and it is likely many of the first plans to be revised under the new<br />
Rule will have to incorporate compliance with these requirements. The role of high carbon<br />
storing areas in sequestering carbon and whether timber production should be allowed (and<br />
the lands therefore determined to be unsuitable) is but one question for the agency to<br />
consider, as is the way in which constraints on harvest might be formulated to account for<br />
emissions accounting and reduction targets. Many other critical questions affecting the<br />
timber suitability determination and the role of timber harvest and production overall will<br />
become apparent as the agency begins to examine the issue.<br />
60. Economic Considerations: Costs and Benefits<br />
When analyzing economic considerations under NFMA, planners should be guided by<br />
regulations that provide specific direction to ensure that timber will only be produced on<br />
lands where direct revenues will exceed direct costs. Too many plan revisions list<br />
questionable items as direct benefits or revenues accruing to the timber program and/or mix<br />
up the requirement to analyze costs and benefits when determining the suitable base and the<br />
requirement to consider and disclose the net public benefit (NPB) of each of the plan<br />
alternatives. Revenues of the timber program are not the same as the net public benefit of<br />
having and managing a national forest. The bottom line is that direct costs means directs<br />
costs, direct benefits should be expressed as gross receipts to the government (either<br />
stumpage receipts or payment-in-kind) and lands that are not cost-efficient should fall out of<br />
the solution and be designated unsuitable.<br />
Similar to language in the 1982 Rule (see 36 CFR 219.14 (b)(2)), the new planning rule<br />
should specify that the direct costs of timber production include such anticipated mitigation<br />
measures as the elimination of non-native weeds using pre-project surveys, pre-treatment,<br />
follow-up treatment, and other work designed to prevent spread of weeds from timber sales<br />
work, sediment control and post-project monitoring. Direct costs should include collection<br />
for brush disposal and costs for subsequent treatment of plantations and other high-risk fuel<br />
complexes created by logging, as well as the cost for building, maintaining and removing
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timber roads. The full suite of costs must be analyzed such that the direct costs of timber<br />
production are disclosed.<br />
Another element of the 1982 regulations that should be carried over to the new rule is<br />
the language at 36 CFR 219.14(b)(3). The costs and returns of managing the existing timber<br />
inventory must be included in the financial analysis to determine the suitable timber base.<br />
The costs of aspects such as regular stand exam and timber stand improvement, so critical to<br />
managing the existing timber inventory, are often overlooked in the analysis and soon fall<br />
behind schedule for on-the-ground accomplishment. Incorporating them up-front in the<br />
determination may reduce the suitable base, but will identify a land base the agency is more<br />
likely going to be able to manage given financial and other constraints.<br />
61. Salvage<br />
Salvage sales are a unique case of logging on unsuitable lands. While the NFMA<br />
permits salvage sales on unsuitable lands, it does not dictate that they be done for economic<br />
reasons. There has been a tremendous amount of recent research concerning the ecological<br />
appropriateness and impacts of salvaging timber after wildfires, insect and fungus episodes,<br />
windthrow, and other natural disturbances. Given a focus on restoration and resilience,<br />
management of public forests must include greater accommodation of natural disturbance<br />
regimes and should ensure that all timber salvage sales on unsuitable lands must have noncommercial<br />
purposes. Salvage should not be simply an opportunity to produce more timber.<br />
BB. Recommended Management Requirements for Timber Production Lands<br />
For NFS lands that are available for timber production after the above mentioned<br />
analysis is conducted, we recommend greater incorporation of ecological forestry techniques<br />
including silvicultural practices that mimic natural processes, greater collaborative and<br />
participatory management, and managing for a wider suite of ecosystem services from<br />
suitable lands. A new management paradigm focused on restoration, maintenance of water<br />
quality, and resilience in the face of climate change would necessarily manage for multiple<br />
ecosystem services on all lands, and particularly those lands designated for degrading<br />
extractive uses.<br />
Fire and efforts to suppress it have played a large role in the current conditions of the<br />
suitable land base. Timber production itself on these lands has also played a major role in<br />
changing fire regimes and conditions. The cost of fire suppression has resulted in other<br />
important agency work being dropped or delayed. Specific language in the planning rule<br />
could help to identify ecologically appropriate and cost-effective methods for dealing with<br />
fire (both wildland and prescribed), such as defining appropriate fuel profiles in the suitable
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base. These fuel profiles may dictate certain treatment methods, some of which may cause<br />
lands to be uneconomical for timber production, and hence unsuitable.<br />
CC.<br />
Timber Requirements Summary<br />
Generally, there is a need for greater acknowledgement of two incompatible and<br />
competing management strategies on NFS lands---timber production and ecological<br />
restoration. Now is the time for greater clarity and distinction in the language guiding forest<br />
management. If the agency is to implement a new paradigm based on restoration, guiding<br />
regulations should enforce and encourage a two-fold process of not only increasing<br />
restoration activities, but concurrently decreasing future degradation caused by extractive<br />
uses. For timber production, this means substantially reducing the overall suitable timber<br />
base on our national forests and incorporating greater ecological forestry techniques on<br />
lands that are slated for timber production. For restoration and resilience, guiding<br />
regulations should require that plan components ensure that any cutting of trees on<br />
unsuitable lands has the primary goal of ecological improvement, backed by the best<br />
available science.<br />
Timber requirements are one of the core sets of directions provided by the NFMA,<br />
restricting timber production to economically and environmentally appropriate areas.<br />
Decades after the NFMA and 1982 regulations, updates to the planning rule concerning<br />
timber suitability and harvest are sorely needed. A number of issues impacting Forest<br />
Service management have risen or have been magnified in recent years including climate<br />
change, conservation of roadless areas and old-growth forests, restoration efforts, and<br />
increased pressure on NFS lands. These developments, along with a proposed new agency<br />
vision, necessitate the delineation and alignment of program goals, budgets, and planning<br />
regulations. We submit these concepts and language with the intent of encouraging the<br />
agency to incorporate them into the final rule.<br />
For more details on these approaches and how to incorporate them into the planning rule,<br />
please see Appendix A containing TWS’s comments on timber requirements and the<br />
planning rule, submitted in October, 2010. Fully addressing these issues will allow for a<br />
planning rule that is aligned with the new vision for management of our public forests and is<br />
adherent to the MUSYA, the NFMA and other guiding laws.<br />
62.<br />
63.<br />
IX. Water<br />
64.<br />
The Wilderness Society has commended Secretary Vilsack’s visionary leadership in<br />
shaping national forest policy, including his direction to manage forest lands “first and
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foremost to protect our water resources.” 48 Clearly, water is a vitally important resource on<br />
national forests and grasslands. NFS lands provide water to 1 in 5 Americans and over<br />
3,400 communities. Eighteen percent of our nation’s total water supply originates on NFS<br />
lands, with more than half of the water for the western U. S. provided by these lands.<br />
National forest and grassland streams, lakes, and riparian areas also provide important<br />
aquatic habitat for many species, including fish and amphibians.<br />
National forest and grassland watersheds, however, are not in the healthiest condition, as<br />
documented in the DEIS. For example, 25 percent of sixth-field watersheds with significant<br />
NFS lands are rated in poor condition, and only 30 percent are rated in good condition<br />
(DEIS, p. 81). Moreover, not all riparian areas on national forests and grasslands are in<br />
good condition. For example, in the west, the percentage in good condition ranges “from<br />
more than 50 percent in more humid sections to less than 30 percent in semiarid and arid<br />
areas.” (DEIS, p. 87).<br />
Undoubtedly, a key reason that so many watersheds and riparian areas are in poor or<br />
only fair condition is the inadequate safeguards provided by past and current Forest Service<br />
management plans. Indeed, the DEIS acknowledges that even recently revised forest plans<br />
provide inconsistent and inadequate protection for all of the key water resources. “A review<br />
of recently revised plans demonstrates that the guidance included for watershed condition<br />
varies widely.” DEIS, p. 82. “Plans recently revised under the 1982 rule procedures are<br />
quite variable in the guidance they provide for riparian area management.” DEIS, p. 88.<br />
“Recently revised plans are quite variable in the guidance they include for water quality.”<br />
DEIS, p. 89. Thus, it is imperative that the new planning rule provide specific direction and<br />
safeguards in order to achieve Secretary Vilsack’s vision for protecting water resources,<br />
including requirements that each forest and grassland plan include standards and guidelines<br />
for watershed protection.<br />
Overall, we are pleased that the draft rule recognizes the importance of intact and<br />
healthy watersheds, riparian areas, public water supplies, and source water protection areas.<br />
In particular, we applaud the draft rule’s requirement to “maintain, protect, or restore” lakes,<br />
streams, wetlands, stream banks, and shorelines, as well as public water supplies, sole<br />
source aquifers, source water protection areas, groundwater, and other bodies of water (§<br />
219.8(a)(2)(i) and (iv)). However, as discussed below, we remain concerned that the draft<br />
rule does not provide sufficient assurance that these vital water-related resources will<br />
receive the level of protection that they require to assure sustainable water quality and<br />
quantity. While we appreciate the agency’s desire to strike a “balance” between prescription<br />
and flexibility (76 FR 8491), riparian protection is simply too important to not provide some<br />
48 Remarks by USDA Secretary Tom Vilsack in Seattle, WA, Aug. 14, 2009, p. 4,<br />
http://www.fs.fed.us/video/tidwell/vilsack.pdf
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prescriptive national standards in the rule. We recommend several changes in the rule that<br />
will better protect aquatic resources, including certain elements of Alternative D.<br />
The Wilderness Society has very serious concerns about the draft rule’s complete lack of<br />
management direction regarding roads. Our comments about roads issues are contained in a<br />
separate Roads section of this comment letter.<br />
DD.<br />
Priority Watersheds<br />
We applaud the draft rule for requiring land management plans to identify watersheds<br />
that are a priority for maintenance or restoration, but we are deeply concerned that the draft<br />
rule fails to specify what criteria will be used to identify these Priority Watersheds and how<br />
they should be managed. The purpose of identifying, protecting, and restoring Priority<br />
Watersheds is very similar to the “key watersheds” component of the Northwest Forest<br />
Plan’s aquatic conservation strategy, which has successfully guided Forest Service<br />
watershed management in that region for nearly two decades. However, unlike the<br />
Northwest Forest Plan, the proposed planning rule fails to provide clear minimum criteria<br />
for the selection of key watersheds, rendering the concept in the proposed rule much less<br />
meaningful than it could or should be. Unlike the Northwest Forest Plan’s Aquatic<br />
Conservation Strategy, it also fails to impose constraints on habitat-degrading activities in<br />
priority watersheds. See Northwest Forest Plan ROD at B-11, C-7, C-30 to C-38.<br />
More recently, the Forest Service has adopted a six-step Watershed Condition<br />
Framework (WCF) that is intended to guide the agency’s watershed management nationally.<br />
Step 2 of the WCF involves identification of Priority Watersheds in all national forests,<br />
followed by development of Watershed Action Plans for each Priority Watershed. As<br />
described in the Forest Service Watershed Condition Framework Implementation Guide<br />
(2010), Step 2 provides generally vague direction for identifying priority watersheds,<br />
although it does state on page 16 that “Forests are to identify an appropriate number of focus<br />
watersheds for improvement that correspond to a reasonable and achievable program of<br />
work over the next 5 years within current budget levels.” This suggests that priority<br />
watersheds pursuant to the WCF are identified based on five year time frames and budgetary<br />
realities, and not necessarily on ecological factors.<br />
Carnefix and Frissell (2010) explain the scientific foundation for establishing criteria for<br />
priority watersheds in forest planning. 49 They recommend that priority watersheds should be<br />
those that 1) provide the highest-quality habitat for aquatic-associated or -dependent<br />
(including terrestrial) species, 2) are well-distributed across the planning unit landscape, 3)<br />
accommodate the needs of all native riparian/aquatic dependent species, and 4) together<br />
49 See Carnefix and Frissell, 2010. Science for Watershed Protection in the Forest Service Planning Rule:<br />
Supporting Scientific Literature and Rationale. Pacific Rivers Council, p. 16.
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make up a network that provides or restores biological and biophysical landscape<br />
connectivity.<br />
Recommendations: Consistent with Alternative D, we recommend identifying and<br />
protecting a comprehensive network of key or priority watersheds well-distributed across the<br />
planning unit to serve as strongholds for clean drinking water and aquatic-associated or -<br />
dependent species (see Alternative D, § 219.8(a)(1)(v), DEIS, p. App F-10). Furthermore,<br />
we recommend that Priority Watersheds be added to the list of aquatic ecosystem elements<br />
which plans are required to “include plan components to maintain, protect, or restore” (§<br />
219.8(a)(2)(i) or (iv)). The rule should be explicit that these plan components must include<br />
standards and guidelines that will constrain habitat-degrading activities in priority<br />
watersheds and upslope areas (particularly those prone to landslides), as well as limit the<br />
cumulative effects of management actions across the watershed. The final rule should also<br />
ensure that Priority Watersheds are classified as unsuitable for timber production (§<br />
219.11(a)(1)). With respect to roads, the final planning rule should incorporate the proposal<br />
in Alternative D that all plans “must include standards and guidelines for . . . [r]oad removal<br />
and remediation in riparian conservation areas and key watersheds as the top restoration<br />
priority” (DEIS, p. App F-12). As discussed in the Roads section of our comments, the<br />
proposal to include standards and guidelines related to achieving the minimum necessary<br />
road system will also help prioritize road removal and remediation work in priority<br />
watersheds.<br />
The final rule should also clarify the relationship between the forest planning process<br />
and the WCF process with regard to identification of Priority Watersheds. Presumably, the<br />
Forest Service intends to complete the identification of Priority Watersheds through the<br />
WCF process for all national forests and grasslands within the next few years, long before<br />
many forest plans would be revised under the new planning rule. However, as pointed out<br />
above, the criteria for priority watershed selection in the WCF process is vague, designed for<br />
a five year timeframe, and likely based more on budgetary constraints than on ecological<br />
factors – criteria that should not drive the identification of priority watersheds for 15-year<br />
land management plans designed in part to restore, maintain, and protect aquatic elements<br />
and watersheds. Therefore, the Forest Service should clarify the relationship between the<br />
WCF priority watersheds and those identified pursuant to the planning rule, one aspect of<br />
which is that because they are identified for different reasons they most likely are not the<br />
same watersheds.<br />
EE.<br />
Riparian Areas<br />
Healthy riparian areas are integral to water quality and flow regimes. Riparian areas<br />
provide a buffer between uplands and water bodies, filtering out as much as 80-99% of
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sediment, nutrients, bacteria, and other pollutants 50 and attenuating surface flows. They also<br />
maintain streambank and stream channel integrity, providing colder and cleaner water<br />
downstream. Riparian buffers provide the best protection from pollutants that harm human<br />
health and that make water treatment more costly by clogging drinking water intakes and<br />
filling in reservoirs with sediment.<br />
The draft rule requires plans to maintain, protect, or restore riparian areas, and it specifies<br />
that plans must establish a default width for riparian areas (§ 219.8(a)(3)). Draft section<br />
219.8(a)(3) indicates that default widths should be set for all “lakes, perennial or intermittent<br />
streams, and open water wetlands.” The final rule should say “perennial and intermittent<br />
streams” in order to avoid confusion as to whether some or all of these streams require default<br />
widths. This is all a good start but simply does not go far enough to ensure adequate protection.<br />
The fact that a significant fraction of riparian areas are in substandard condition despite the 1982<br />
planning rule requirement to provide them “special attention” argues for stronger requirements in<br />
this planning rule. See, e.g., DEIS, p. 87 (noting decline in quality of riparian and aquatic habitat<br />
on forested lands between 1970 and 1990). Moreover, the agency’s recognition that recent forest<br />
plans “are quite variable in the guidance they provide for riparian area management” supports the<br />
need for more prescriptive national guidance in the rule (DEIS, p. 88, referencing both riparian<br />
area width designations and management proscriptions within them).<br />
Recommendations: We believe the agency should adopt the elements of Alternative D that<br />
would set a minimum default width for riparian areas, as well as direction, including certain<br />
proscriptions, on management activities allowed within them. Specifically, we recommend that<br />
the final rule 1) establish a minimum default width of no less than 100 feet that can be adjusted<br />
based on ecologically based, site-specific information gathered as part of the ecological analysis<br />
of the watershed, and 2) limit activities that can occur within riparian areas to only those that<br />
further their natural condition as provided for in DEIS Alternative D, § 219.8(a)(3).<br />
With specific regard to roads in riparian areas, the DEIS describes the myriad impacts roads<br />
have on watershed health and water quality when they are located in riparian areas. See, e.g.,<br />
DEIS, p. 86. The final planning rule must include direction to prohibit road construction /<br />
reconstruction in riparian areas unless necessary to achieve important objectives and goals as laid<br />
out in the land management plan and focus decommissioning on unneeded or damaging roads<br />
and trails in riparian areas. As recommended in our roads section, the final planning rule should<br />
incorporate the additional direction on riparian areas and watershed standards and guidelines in<br />
Alternative D, along with the recommendations made in that section.<br />
We are concerned about a statement in the DEIS that broadly implies that logging in riparian<br />
areas is ecologically beneficial, “On the other hand, strictly buffering riparian areas from all<br />
50 Clark, G. M., D. K. Mueller, et al. (2000). "Nutrient concentrations and yields in undeveloped stream basins of the<br />
United States." Journal of the American Water Resources Association 36(4): 849‐860.
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management activity might not always lead to healthy, functioning riparian areas. While<br />
restricting vegetation treatments such as timber cutting and prescribed burning in riparian areas<br />
and adjacent buffers protects these areas in the short run, ecologists are beginning to question the<br />
wisdom of this policy over the longer term” (p. 87, emphasis added). While we agree that some<br />
riparian areas can benefit from active restoration of natural fire regimes through prescribed fire<br />
and, where necessary, careful mechanical treatment of vegetation without road construction, we<br />
do not believe that “timber cutting” is an appropriate management activity in riparian areas.<br />
Recommendation: Sec. 219.11(a)(1)(iii): Specify in the rule that riparian areas must be<br />
classified as not suitable for timber production.<br />
FF.<br />
Clean Water Act Compliance<br />
The Forest Service does not have a particularly good track record for meeting water quality<br />
standards, and many of the water quality violations stem from the agency’s mishandling of the<br />
road system, including allowing it to grow to its current size. The DEIS admits that there are<br />
2,624 impaired water bodies on the national forests and grasslands, and 18,363 river and stream<br />
segments that contain at least 50 percent NFS lands. DEIS, p. 88. These segments are primarily<br />
water quality limited for sediment, temperature, and habitat modification, which are all problems<br />
exacerbated by roads. DEIS, p. 88. The National Level Assessment of Water Quality<br />
Impairments Related to Forest Roads and Their Prevention by Best Management Practices 51 , a<br />
2008 report commissioned by the Environmental Protection Agency, confirms these numbers,<br />
and it provides a comprehensive review of the effects of forest roads (federal, state, and private)<br />
on water quality, explains historical use of BMPs, and highlights the need for monitoring of both<br />
the implementation and effectiveness of BMPs. The agency should carefully review this report<br />
as it considers what to include in the final planning rule regarding water quality and Clean Water<br />
Act compliance because it suggests that, up to this point, the Forest Service and other land<br />
managers have been ineffective in mitigating the effects of forest roads on water quality.<br />
Federal agencies are required to comply with the Clean Water Act (CWA), including water<br />
quality standards. See 33 U.S.C. § 1323. The proposed planning rule and draft EIS<br />
acknowledge that CWA compliance is mandatory. Draft Sec. 219.1(g); DEIS, p. 89. However,<br />
the rule does not allow the agency to specifically reference its obligations under the CWA in<br />
forest and grassland plans. Draft Sec. 219.2(b)(2). In addition, the Forest Service is attempting<br />
to establish that site-specific projects need only be consistent with the LMP and not the planning<br />
rule itself, and that in the interim, projects will no longer need to be consistent with the planning<br />
rule under which the applicable, existing forest plan was created, including § 219.23 of the 1982<br />
rule on CWA compliance. § 219.2(c), 219.15, 219.17(c). For requirements that need not be<br />
referenced in the forest and grassland plan, we find such an arrangement highly problematic. If<br />
the field staff need not refer to the NFMA planning rule when considering projects (because<br />
51 Great Lakes Envtl. Ctr., National Level Assessment of Water Quality Impairments Related to Forest Roads and<br />
Their Prevention by Best Management Practices 65 (2008).
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projects need only be consistent with the plan itself), it is probable that staff could inadvertently<br />
ignore their obligations under the Clean Water Act. Not only should inclusion of appropriate<br />
standards and guidelines regarding CWA compliance in the LMPs not be prohibited, but such<br />
plan components should actually be required.<br />
Because land management plans are the mechanism by which the Forest Service establishes<br />
and communicates its management goals and responsibilities to both the public and its managers,<br />
it is important that the forest plans clearly articulate water-related statutory and regulatory<br />
requirements as standards. To that end, the planning rule should require forest and grassland<br />
plans to identify, list, and comply with applicable statutory and regulatory requirements (numeric<br />
and qualitative), including but not limited to those established under the Clean Water Act. Such<br />
requirements should be added to the proposed additions to 219.8(a) in Alternative D and<br />
adopted. We recommend:<br />
4) Watershed standards and guidelines. Each plan must include standards and guidelines<br />
for- to ensure—<br />
. . .<br />
(iii) Maintenance and restoration of lakes, streams, wetlands, public water supplies,<br />
source water protection areas, groundwater, other bodies of water, instream flows, and<br />
thermal refugia, and protection of these resources from detrimental changes in quantity<br />
(subject to existing rights) and quality, including temperature, blockages of water<br />
courses, deposits of sediments. Such standards and guidelines must ensure compliance<br />
with requirements of the Clean Water Act, the Safe Drinking Water Act, and all<br />
substantive and procedural requirements of Federal, State, and local governmental bodies<br />
with respect to the provision of public water systems and the disposal of waste water.<br />
In fact, Section 219.23 of the 1982 Rule (Alternative B) had a nearly identical provision to<br />
the bolded language above, requiring that forest plans comply with the CWA and other<br />
applicable laws. The proposed rule completely jettisons such a provision. The DEIS suggests<br />
that all of the alternatives will have the same effect with regard to watershed health. DEIS, p. 82.<br />
However, in suggesting that the proposed alternative will have the same effects as the 1982 rule<br />
on water quality, the agency would seem to be saying that water quality will continue to decline.<br />
In addition, the agency fails to consider the effect of eliminating regulatory requirements in the<br />
existing rule that currently govern land management plans and site-specific projects throughout<br />
the National Forest System. For instance, the DEIS indicates that many forest and grassland<br />
plans currently make reference to obligations to meet water quality standards, improve water<br />
quality in 303(d)-listed streams, etc. DEIS, p. 82, 89. What will happen when forests are no<br />
longer allowed, let alone required, to discuss Clean Water Act compliance in their forest plans?<br />
This type of failure to disclose effects is a NEPA violation – indeed, it is one of the inadequacies<br />
the courts identified with the agency’s previous planning rule attempts. 52<br />
52 We’d also note that the Forest Service inappropriately suggests that the old CWA compliance language of the<br />
1982 rule will be in the final rule if Alternative A is chosen because it cites to that section in its discussion of the
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Beyond the aforementioned recommendations regarding substantive standards and guidelines<br />
in land management plans, the final planning rule should also require monitoring for water<br />
quality standard compliance and implementation and effectiveness of BMPs. As we said in our<br />
scoping comments, forest and grassland plans must never assume that BMPs have been<br />
implemented or that use of BMPs alone will lead to compliance with water quality standards or<br />
achieve desired conditions. Indeed, over-reliance on ineffective BMPs has had disastrous<br />
consequences for water quality and fish habitat in many watersheds, particularly where roads<br />
were constructed (using BMPs) on unstable slopes or erosive soils. TWS Scoping Comments, p.<br />
18-19. See also DEIS, p. 83.<br />
Thus, the agency should monitor for not only BMP implementation, but also BMP<br />
effectiveness in meeting water quality standards 53 . The agency should adopt the proposal in<br />
Alternative E for Sec. 219.12(a)(5)(i), adding the following questions:<br />
(i) The status of watershed conditions and watershed elements of § 219.8. How effective<br />
are management actions in moving the National Forest/Grassland toward improving<br />
watershed health? Are management actions achieving compliance with water quality<br />
standards? Are best management practices being implemented and are they effective?<br />
In addition, the monitoring plan should establish triggers that will ensure the agency changes<br />
course should violations of water quality standards be detected by adopting the relevant elements<br />
of Alternative E.<br />
On a final note, the DEIS indicates that a “review of recently revised plans demonstrates that<br />
the guidance included for watershed condition varies widely. . . . [Some] plans focus on meeting<br />
water quality requirements for currently 303(d) listed water bodies or focus on mitigating<br />
management activities to limit their effects on watersheds.” DEIS, p. 82. It also states,<br />
“Recently revised plans are quite variable in the guidance they include for water quality. They<br />
range from making reference to regional soil and water practices and design criteria and minimal<br />
additional standards and guidelines to detailed standards and guidelines and management<br />
direction for watersheds containing impaired water bodies, to compliance with TMDLs in<br />
addition to having more specific standards and guidelines for protecting water quality. Some<br />
plans specify criteria for managing for municipal water use and restoring watersheds to meet the<br />
goals of the Clean Water Act and Safe Drinking Water Act, and some specify the need to<br />
maintain canopy cover to maintain appropriate water temperatures.” DEIS, p. 89. We want to be<br />
clear that all National Forest units are required to meet water quality standards, including<br />
bringing impaired water segments back into compliance with the CWA. It is not an optional<br />
effects of Alternative A on water quality (DEIS, p. 93), whereas it does not do this with the explanation of the<br />
effects on water quality for Alternatives C, D, or E.<br />
53 Great Lakes Envtl. Ctr., National Level Assessment of Water Quality Impairments Related to Forest Roads and<br />
Their Prevention by Best Management Practices 126-128 (2008) (discussing need for these monitoring questions).
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management objective that just some of the plans need include. While requiring plan<br />
components that will ensure compliance with the Clean Water Act should certainly be just one<br />
aspect of a more comprehensive plan to maintain, protect, or restore watershed health, it is not a<br />
discretionary one. In the final rule, the agency needs to direct each forest plan to include plan<br />
components that will ensure each National Forest and Grassland will meet its obligations under<br />
the Clean Water Act.<br />
65.<br />
66.<br />
X. Roads<br />
67.<br />
The Wilderness Society is very disappointed that the draft planning rule provides no<br />
direction regarding management of the Forest Service road system. As the DEIS indicates, the<br />
agency has 375,205 miles of roads (DEIS, p. 82), which is enough roads to circle the earth at the<br />
equator 15 times. The National Forests and Grasslands are overflowing with unneeded and<br />
aging logging roads and other unnecessary roads that are a legacy of past resource extraction.<br />
The outsized and crumbling road system causes a host of problems for aquatic species, drinking<br />
water, and terrestrial wildlife. The road system also represents an enormous financial burden<br />
that eats up limited forest budgets in stop-gap maintenance, and it frequently does not meet the<br />
needs of forest visitors because resources are not available to maintain roads that lead to<br />
important trailheads or other recreational facilities.<br />
The DEIS acknowledges some of the many environmental problems attendant to such an<br />
enormous and crumbling road system. See DEIS, p. 82-100. For instance, it notes that the road<br />
system is largely responsible for degraded riparian areas, and in the West, the percentage of<br />
riparian areas in good condition varies “from more than 50 percent in more humid sections to<br />
less than 30 percent in semiarid and arid areas”. DEIS, p. 87 (emphasis added). In another<br />
recent Forest Service document, the agency succinctly summarized some of the problems<br />
associated with the road system:<br />
“Expansive road networks, however, can impair water quality, aquatic habitats,<br />
and aquatic species in a number of ways, often to a greater degree than any other<br />
activities conducted in forested environments. Roads intercept surface and<br />
subsurface flows, adding to the magnitude and flashiness of flood peaks and<br />
accelerating recession of flows. Road networks can also lead to greater channel<br />
incision, increased sedimentation, reduced water quality, and increased stream<br />
habitat fragmentation. Modern road location, design, construction, maintenance,<br />
and decommissioning practices can substantially mitigate these impacts, but most<br />
forest roads were built using older methods and are not adequately maintained<br />
owing to a lack of resources. In addition, many critical drainage components like<br />
culverts, are nearing or have exceeded their life expectancy. These deteriorating<br />
road conditions threaten our ability to manage forests and pose significant risks to<br />
watersheds.”
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USDA Forest Service, Water, Climate Change, and Forests: Watershed Stewardship for a<br />
Changing Climate, PNW-GTR-812, June 2010, p. 72 (emphasis added), available at:<br />
http://www.fs.fed.us/pnw/pubs/pnw_gtr812.pdf.<br />
Yet, as the Draft EIS admits, “Alternative A [i.e. the proposed rule] does not include specific<br />
requirements related to managing the road system” (DEIS, p. 91). Given all the environmental<br />
impacts associated with the road system and the agency’s intimate knowledge of these problems,<br />
we are baffled by the proposed rule’s inattention to the roads issue. In order to be scientificallycredible<br />
and effective, the final planning rule will need to address this deficiency. The planning<br />
rule is the place to make and commit to strong measures that will ensure real gains in watershed<br />
protection, wildlife conservation, and ecological restoration. Ignoring the road system in the<br />
planning rule will only guarantee failure.<br />
GG.<br />
Rule Provisions Necessary to Address Effects from Roads and NEPA Deficiencies<br />
While the DEIS readily admits the detrimental impacts of roads on watershed health, water<br />
quality, wildlife, 54 and other resources, see DEIS, p. 79-100, the proposed rule’s requirements<br />
related to the transportation system are incredibly limited and fail to address the pressing<br />
problems associated with roads outlined in the environmental analysis. In fact, Alternative A<br />
references the transportation system exactly twice, but requires forest planners to include no<br />
direction about the road system in LMPs. Some of Alternative A’s provisions might lead to<br />
LMPs that would, in some way, address the agency’s road system because the agency must<br />
develop plan components to “maintain or restore” aquatic elements, terrestrial elements, public<br />
water supplies and water quality, soils and soil productivity, and riparian areas, but such results<br />
are far from certain. See § 219.8(a)(2)-(3), DEIS, p. 91. These provisions must be bolstered, and<br />
the final planning rule should include explicit direction regarding how forest and grassland plans<br />
will ensure the NFS road system will be managed in a manner that protects the environment and<br />
achieves the restoration goals set out by the Secretary, not to mention the statement of purpose<br />
and need. The proposals in Alternatives D and E, as well as the additional recommendations<br />
described below, should be adopted in the final rule in order to ensure that LMPs will<br />
consistently and appropriately manage, mitigate, and reduce the agency’s outsized road system.<br />
In addition, we found several concerning NEPA deficiencies in the DEIS related to roads.<br />
As mentioned, the Forest Service acknowledges the essential relationship between the road<br />
system and watershed health in the DEIS. However, the environmental analysis includes some<br />
misstatements, does not acknowledge certain important studies, fails to provide citations for<br />
some controversial (and potentially unfounded) statements, and glosses over the effects of the<br />
various alternatives on watersheds and wildlife. An overarching problem is that the DEIS<br />
repeatedly evaluates alternatives in terms of whether future forest plans would be more or less<br />
“variable” or “consistent” in the way that they address road management (see, e.g., DEIS, p. vii,<br />
54 Actually, as noted below, the DEIS’s disclosure of the effects of the road system and road densities on wildlife is<br />
rather sparse. It should be improved in the final EIS.
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viii, 35, 36, 91, 94), rather than in terms of whether the rule alternatives would have positive or<br />
negative environmental impacts or the extent to which they would create more or less<br />
environmental risk to watershed health, wildlife viability, and other resource concerns. We<br />
discuss additional NEPA concerns in more detail in the following sections.<br />
HH.<br />
Transportation-Related Provisions<br />
As noted above, the proposed rule contains just two mentions of the transportation system.<br />
First, at § 219.15(e), the Forest Service indicates that resource plans (e.g., Travel Management<br />
Plans (TMPs)) completed prior to LMP approval must be evaluated for consistency with LMP<br />
plan components and amended, if necessary. DEIS, p. App A-22. However, the proposed rule<br />
negligently fails to provide a date by which these resource plans must be evaluated and amended.<br />
Recommendation: The agency should establish a one-year deadline after adoption of an LMP<br />
by which TMPs (and associated Motor Vehicle Use Maps) and other resource plans must be<br />
made consistent with the new forest or grassland plan. The language of the final rule should read<br />
(additions in bold):<br />
(e) Consistency of resource plans within the planning unit with the land<br />
management plan. . . . Resource plans developed prior to plan approval must be<br />
evaluated for consistency with the plan and amended if necessary within one<br />
year of the plan’s approval.<br />
Second, at § 219.10 (multiple uses), the rule requires the agency to “consider . . .<br />
[s]ustainable management of infrastructure, such as recreational facilities and transportation and<br />
utility corridors” when developing plan components for integrated resource management. DEIS,<br />
p. App A-13 (emphasis added). Frankly, it is difficult to understand what this provision even<br />
means, and the preamble’s explanation of the multiple use section is equally uninformative.<br />
Thus, we have not provided specific language recommendations. In the final rule, the agency<br />
should more fully develop what is required by this provision, so that Forest Service staff can<br />
consistently apply the provision and so that the public can understand what is required by this<br />
provision. As it stands, merely “considering” sustainable management of transportation<br />
corridors when developing plan components seems like an unduly discretionary and fairly<br />
meaningless requirement. It certainly does not provide the direction and accountability the<br />
agency needs to protect and restore watersheds and wildlife habitat from the detrimental impacts<br />
of the road system, nor does it adequately address the need to provide for forest visitors a<br />
network of well-maintained roads to important recreational and other resource facilities. The<br />
agency must commit to mitigating the effects of and rightsizing the NFS road system in its<br />
LMPs. The following sections recommend ways in which the agency can do that.<br />
II. Minimum Road System & Road Decommissioning
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The Forest Service promulgated the Roads Rule (or Subpart A of the 2005 Travel<br />
Management Rule) in 2001. 36 C.F.R. § 212.5(b). As described in the DEIS,<br />
“The intent of the travel management rule is to identify the minimum necessary<br />
road system with an emphasis on reducing roads that have the greatest impact on<br />
the environment. The rule specifies that the responsible official must identify the<br />
minimum road system needed, and in making that determination the official must<br />
incorporate a science-based roads analysis at the appropriate scale. . . .<br />
Responsible officials are asked to give priority to decommissioning unneeded<br />
roads that pose the greatest risk of environmental degradation.”<br />
DEIS, p. 83.<br />
While these requirements have existed for over a decade, implementation of the policy had<br />
stalled until recently. In large part, this was because the Washington Office failed to require the<br />
field to actually complete comprehensive (i.e., analyzing all roads as opposed to passenger<br />
vehicle passable roads only) travel analysis, determine the minimum necessary road system, and<br />
identify unneeded roads for decommissioning, or to provide direction to implement the<br />
recommendations made in that process.<br />
Recently, recognizing the significant adverse ecological and fiscal impacts the vast road<br />
system continues to have, the Forest Service recommitted to this policy and issued direction that<br />
requires the agency to right-size its road system. See Memo to Field Regarding Subpart A<br />
(Attachment). By the end of 2015, each National Forest must complete a travel analysis process<br />
(TAP) report, including a map of the minimum necessary road system and a list of unneeded<br />
roads recommended for decommissioning. After that date, no Capital Improvement and<br />
Maintenance (CMCM) funds may be expended on NFS roads (maintenance levels 1-5) that have<br />
not been included in the report. Id.<br />
In multiple Forest Service documents, the agency has indicated that forest and grassland<br />
plans are the appropriate tool for implementing the findings and recommendations of travel<br />
analysis. In the recent memo to the field, the Washington Office wrote:<br />
“Once certified by the regional forester, units are directed to immediately use the<br />
TAP reports to inform resource assessments, project and forest plan NEPA<br />
decisions to achieve the TAP recommendations.”<br />
Attachment at 3 (emphasis added).<br />
Moreover, the preamble to the Roads Rule and the 2000 Roads Rule Environmental<br />
Assessment (EA) themselves indicate that land management planning is the proper process in<br />
which to incorporate travel analysis and establish direction to implement the minimum road
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system and decommissioning priorities. In describing how the now-defunct 2000 NFMA<br />
planning rule, 2001 Roadless Rule, and 2001 Roads Rule fit together, the agency said:<br />
“Under the road management policy [i.e., “Roads Rule”], national forests and<br />
grasslands must complete an analysis of their existing road system and then<br />
incorporate the analysis into their land management planning process.”<br />
66 Fed. Reg. 3,206, 3,209 (Jan. 12, 2001) (emphasis added).<br />
The notice also stated that a “comprehensive road inventory and forest-scale roads analysis<br />
[would be] completed and incorporated as appropriate into the forest plan.” Id. (emphasis<br />
added). The EA was explicit about the need to apply travel analysis to forest and grassland<br />
plans.<br />
“Specifically, within two years of the effective date of the final road management<br />
strategy, each Forest System unit must complete a forest-scale road analysis. The<br />
findings of a forest-scale analysis may be applied either to the current forest plan<br />
or at the time of a forest plan revision or amendment. Further, any future project,<br />
ecosystem assessment, or forest plan amendment or revision must be informed by<br />
a roads analysis process.”<br />
Roads Rule EA at 4 (Attachment) (emphasis added).<br />
In addition, the Federal Register notice for the Roads Rule indicated that the agency would<br />
not incur additional costs associated with the analysis because the requirements of the Roads<br />
Rule would supplant existing transportation analysis associated with forest planning: “This final<br />
rule requires that the agency use a roads analysis [i.e. TAP report] prior to making decisions<br />
about road construction, reconstruction, and decommissioning. The agency currently conducts<br />
transportation analysis in association with forest planning, ecosystem assessments, and other<br />
analyses. Thus, the agency does not expect an incremental increase of administrative costs due<br />
to new administrative requirements under this final rule.” 66 Fed. Reg. 3,206, 3,215. This is<br />
also true of the proposed planning rule because it does not contain a transportation analysis<br />
component.<br />
Similarly, a Forest Service technical guide developed to assist the agency with completing its<br />
roads analysis (now called “travel analysis”) noted that “[r]oads analysis, focusing on existing<br />
and future transportation systems, can contribute to implementing and revising forest plans.”<br />
USDA Forest Service. Roads <strong>Analysis</strong>: Informing Decisions About Managing the National<br />
Forest Transportation System (FS-643) at 6 (1999), available at http://www.fs.fed.us/eng/<br />
road_mgt/DOCSroad-analysis.shtml. Despite all this direction, the agency thus far has not<br />
linked travel analysis, minimum road system implementation, and land management planning.
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Given the host of environmental problems and the fiscal strains caused by the NFS road<br />
system, the nation can ill-afford the right-sizing initiative to stall again. In order to finally realize<br />
the intent of the 2001 Roads Rule and to codify the Forest Service’s recent roads rightsizing<br />
initiative, the agency should, in the planning rule, specifically require forest and grassland plans<br />
to incorporate the recommendations in the travel analysis report to ensure progress toward<br />
achieving the minimum road system. Specifically, the final planning rule should direct land<br />
management plans to require development of a strategy that would guide implementation of the<br />
minimum road system and the recommendations made for decommissioning unneeded roads and<br />
other mitigative actions in the travel analysis report. Further, each forest and grassland plan<br />
should include objectives that specify what percentage of roads on the list of unneeded roads the<br />
agency should endeavor to decommission each year.<br />
In addition to these recommendations, if adopted, several provisions in Alternatives D and E<br />
would either directly implement elements of the right-sizing initiative or, at least, help achieve<br />
the goals of the initiative. Each of these provisions should be included in the final planning rule.<br />
Alternative D proposes adding to § 219.8(a) the provisions indented below, which we support.<br />
DEIS, p. App F-12. We believe these provisions will help the Forest Service accomplish the<br />
goals of the right-sizing initiative, which, like this planning rule, is aimed at achieving ecological<br />
restoration and watershed protection. We have also added a few suggestions in bold, which will<br />
better guide land management plan development with respect to these goals.<br />
(3) Riparian areas. Each plan must include standards and guidelines for—<br />
. . .<br />
(ii) Protection, maintenance, and restoration of Riparian Conservation areas, such<br />
that—<br />
(A) management activities within riparian conservation areas are primarily<br />
for restoration.<br />
(B) activities within riparian conservation areas that are not for restoration<br />
such as construction of new facilities (for example boat landings, road and<br />
trail crossings or campsites) must be designed using best available science<br />
to minimize impacts to the ecological function of the area. Road and<br />
motorized trail construction or reconstruction in riparian<br />
conservation areas shall be prohibited unless necessary to meet<br />
objectives established in the forest plan and shall be consistent with<br />
the minimum necessary road system. Permitted road and motorized<br />
trail construction or reconstruction must avoid stream crossings,<br />
where possible.<br />
4) Watershed standards and guidelines. Each plan must include standards and<br />
guidelines for—<br />
(i) Biological and biophysical connectivity of key watersheds across the<br />
planning unit.
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(ii) Road densities in key watersheds to achieve sediment reduction,<br />
minimized alteration of surface and subsurface flows, and connectivity of<br />
aquatic and riparian habitat.<br />
(iii) Maintenance and restoration of lakes, streams, wetlands, public water<br />
supplies, source water protection areas, groundwater, other bodies of<br />
water, instream flows, and thermal refugia, and protection of these<br />
resources from detrimental changes in quantity (subject to existing rights)<br />
and quality, including temperature, blockages of water courses, deposits of<br />
sediments<br />
(iv) Protection, maintenance, and restoration of a natural range of<br />
variability in sediment regime. Elements of the sediment regime include<br />
the timing, volume, rate, and character of sediment input, storage, and<br />
transport.<br />
(v) Sustaining soil productivity and preventing soil erosion and<br />
sedimentation.<br />
(vi) Road removal and remediation in riparian conservation areas and key<br />
watersheds as the top restoration priority, which will be informed by the<br />
list of unneeded roads recommended for decommissioning, as<br />
required by 36 CFR 212.5(b)(1) and (2).<br />
(vii) Achieving a minimum necessary road systems as required by 36<br />
CFR 212.5(b)(1) and (2).<br />
(vii) Prohibiting new road construction or reconstruction unless both<br />
necessary to meet objectives established in the land management plan<br />
and consistent with the minimum necessary road system.<br />
We note that the rightsizing initiative is a NFS-wide non-discretionary requirement.<br />
Given that fact, we are uncertain why the DEIS suggests that more coordination efforts<br />
will be required under Alternative D in establishing minimum road systems than under<br />
Alternative A. DEIS, p. 191. Alternative D would provide the Forest Service greater<br />
clarity in how the initiative relates to forest and grassland planning, but probably would<br />
not require any greater level of coordination.<br />
JJ. Assessments<br />
As described above, we believe the Forest Service should adopt the additional requirements<br />
outlined in Alternative D for the Assessment phase of forest and grassland planning in order to<br />
best assess watershed health and wildlife needs. DEIS, p. App F-7 to F-9 (additions to Draft Sec.<br />
219.7). For instance, the agency should add from Alternative D, the language at Sec. 219.7(6) 55<br />
requiring a “watershed-scale assessment.” However, managers should not just use the<br />
“information gathered . . . to refine default Conservation Area boundaries and develop<br />
55 It appears that the agency mis-numbered its proposal in Alternative D because there is no Section 219.7(b)(5) in<br />
the proposed rule in Alternative A.
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monitoring programs,” but also to “develop restoration programs, including road<br />
decommissioning prioritization.” DEIS, p. App F-8.<br />
Beyond these changes to the proposed rule, the rule should also require consideration of the<br />
agency’s own analyses of the transportation system at the assessment phase. Under the 2001<br />
Roads Rule (36 C.F.R. § 212.5(b)) and the November memo from the Washington Office to the<br />
field, each National Forest must complete a science-based Travel <strong>Analysis</strong> Process Report,<br />
minimum road system determination, and list of unneeded roads for decommissioning by 2015.<br />
The Forest Service should add this analysis to the list of documents to be considered in the<br />
assessment phase in § 219.6(b)(2).<br />
In addition, the final rule should require consideration of whether relevant Forest Service<br />
information examined in the assessment phase, such as a travel analysis process report or<br />
community wildfire protection plan, needs to be updated in order that they can effectively inform<br />
the development of the land management plan. The final rule should require that assessments on<br />
issues of fundamental relevance to land management plan development that are found to be outof-date<br />
must be updated in the assessment phase. In other words, no assessment or the<br />
documents on which it was based can stay fresh or accurate forever. For issues that are<br />
fundamentally relevant, the Forest Service cannot rely on out-of-date information and must,<br />
therefore, undertake an effort to update the information accordingly.<br />
Hence, we recommend that § 219.6(b)(2) be revised to read (additions in bold):<br />
(b) <strong>Content</strong> of assessments for plan development or revision. In the assessment(s)<br />
for plan development or revision, the responsible official shall:<br />
. . .<br />
(2) Identify and consider relevant information contained in governmental or nongovernmental<br />
assessments, plans, monitoring evaluation reports, and studies,<br />
including relevant neighboring land management plans. Such documents may<br />
include travel analysis process reports, State forest assessments and strategies,<br />
the Resources Planning Act assessment, ecoregional assessments, nongovernmental<br />
reports, State comprehensive outdoor recreation plans, community<br />
wildfire protection plans, and State wildlife action plans. Determine whether<br />
any such Forest Service documents need to be updated and complete revision<br />
of that document during the assessment phase. Relevant private information<br />
will be considered if voluntarily provided.<br />
KK.<br />
Monitoring<br />
More detailed monitoring of watershed condition and other forest resources is needed than<br />
provided for in Alternative A. The language of Alternative E at § 219.12(a)(5)(i) (DEIS, p. App<br />
G-14), requiring monitoring questions or indicators to address all the watershed conditions and<br />
elements listed in § 219.8, is desirable. Further, Alternative E’s proposed additional
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requirements for § 219.12(a)(5) related to the transportation system would help the agency<br />
evaluate its progress toward achieving a right-sized and sustainable transportation system.<br />
Specifically, the agency should adopt the language from Alternative E (DEIS, p. App G-15 to G-<br />
16), as well as the additional suggested language in bold:<br />
5) Each unit monitoring program must contain one or more monitoring questions<br />
or indicators addressing each of the following:<br />
…<br />
(xiii) public safety and environmental impacts of road and trail system on the NFS<br />
unit, including appropriate access, needs of adjacent landowners, public demand,<br />
and ecological and geological risks; and<br />
(A) How many miles of the designated roads and trails are maintained to<br />
standard?<br />
(B) Where is unauthorized use occurring on or off the road and trail system?<br />
(C) How many miles of unneeded roads have been decommissioned or<br />
converted to another use (e.g., hiker/equestrian trail)?<br />
(D) How effective are management actions in moving the National<br />
Forest/Grassland toward achieving its identified minimum necessary road<br />
system?<br />
(E) Which motorized routes are causing considerable adverse effects to<br />
environmental or cultural resources?<br />
Importantly, the Forest Service should also adopt the provision from Alternative E that would<br />
require unit monitoring plans to state what would trigger the need for further action on each item<br />
being monitored:<br />
“Each monitoring question and its associated indicator will also be accompanied by<br />
a description of one or more signal points which are to be used by the responsible<br />
official to determine the need to take action(s) appropriate to the situation.”<br />
DEIS, p. App G-16 (proposed language for § 219.12(a)(9)).<br />
In this way, the agency can ensure progress toward achieving its goals and objectives when<br />
current management actions are ineffective, including with respect to right-sizing its road<br />
system.<br />
LL. Route Density<br />
The proposed rule inappropriately excludes any requirement dealing with road or route<br />
densities. Given the abundance of research on the effects of roads and motorized trails on<br />
wildlife habitat, connectivity, water quality, sedimentation, and other factors, it is essential that<br />
the agency require responsible officials to establish route density standards for all management
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areas including but not limited to those of high ecological value such as priority watersheds,<br />
riparian areas, and important wildife areas. Preferably the planning rule also would establish<br />
maximum, science-based national route density standards. One effect would be to limit<br />
excessive new road construction, but more importantly to focus management on road reduction<br />
to restore ecosystem health and resilience. The final planning rule should also require plans to<br />
establish standards and guidelines that would result in the agency reducing route density in<br />
riparian areas and important wildlife habitat, reducing habitat fragmentation, and restoring<br />
habitat connectivity.<br />
In addition, we want to emphasize that such standards should be for route densities (i.e.,<br />
roads and motorized trails), as opposed to road densities. As we stated in our scoping comments,<br />
“The agency should adopt route density standards, that factor in both roads and motorized trails,<br />
for each planning unit that are tiered to the viable watershed condition standard, meeting<br />
watershed specific goals, and ensuring healthy wildlife populations.” TWS Scoping Comments,<br />
p. 16-17. We recommend that the Forest Service include all motorized routes, whether classified<br />
as a road or trail, in density standards and calculations, which reflects the underlying fact that it<br />
is the impact of a route – and the impact caused by the route’s use by motorized vehicles – that is<br />
important to resource protection and management, not whether it is classified as a “road” or<br />
“trail.” In many cases, motorized trails cause as much or more damage than roads because they<br />
were not necessarily built to any standard, given that many designated motorized trails came into<br />
being as unauthorized, user-created trails. See, e.g., Great Lakes Envtl. Ctr., National Level<br />
Assessment of Water Quality Impairments Related to Forest Roads and Their Prevention by Best<br />
Management Practices 20-22 (2008). Further, the planning rule should make clear that route<br />
density calculations should not include acreage that does not permit motorized routes as a matter<br />
of law (e.g. wilderness), which would artificially lower route density calculations.<br />
The agency should adopt the following provision from Alternative D in the final rule’s §<br />
219.8(a)(2), with the changes made in bold.<br />
4) Watershed standards and guidelines. Each plan must include standards and<br />
guidelines for—<br />
(i) Biological and biophysical connectivity of key watersheds across the planning<br />
unit.<br />
(ii) Route (i.e., roads and motorized trails) densities in key watersheds and<br />
other watersheds across the planning unit to achieve sediment reduction,<br />
minimized alteration of surface and subsurface flows, and connectivity of aquatic,<br />
and riparian, and terrestrial habitat, and reduced fragmentation of wildlife<br />
habitat.<br />
With respect to habitat fragmentation and terrestrial habitat connectivity, the agency<br />
should also adopt a provision in Section 219.9 on “Diversity of Plant and Animal<br />
Communities” that would require land management plans to contain standards and<br />
guidelines regarding route densities based on the best available science.
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We are unconvinced by the agency’s rationale that the final rule should not require<br />
forest and grassland plans to establish route density standards merely because of mixed<br />
ownership of roads in Eastern forests. DEIS, p. 31, 91. Surely, the agency is creative<br />
enough to figure out a way to require each forest and grassland plan to include route<br />
density standards, even if those density standards would not be the same for every<br />
management area in every national forest.<br />
MM. Inadequate Disclosure of Road Impacts in the DEIS<br />
We are concerned that the agency failed to take a hard look at the effects of the road system,<br />
including road density, on wildlife and wildlife habitat. Generally, there is a dearth of<br />
information regarding the effects of roads on the success of a variety of terrestrial wildlife<br />
species in the DEIS. It seems as though the proposed rule’s failure to include any meaningful<br />
requirements that would reduce the effects of roads on wildlife may have resulted from this lack<br />
of analysis. At this point, the agency really only discloses that, “Stressor sources are the agents<br />
that generate the stresses [on biodiversity], such as a dam, poorly maintained roads, fire<br />
suppression activities, forces contributing to forest fragmentation, or the introduction of a nonnative<br />
invasive species.” DEIS, p. 62 (emphasis added), and p. 68 (noting that “physical barriers<br />
such as roads” cause a loss of habitat connectivity).<br />
This analysis is entirely inadequate, failing to explain the effects of roads on grizzly bears,<br />
elk, wolverine, and a host of other species sensitive to roads and dependent on National Forests<br />
and Grasslands for their survival. The agency should evaluate the impacts of roads on wildlife<br />
displacement and stress (particularly of large vertebrates), habitat fragmentation, and habitat<br />
connectivity in the final EIS and make changes to the rule that will address these effects. The<br />
Forest Service should consult, among other studies and reports, sections of its report entitled<br />
“Forest Roads: A Synthesis of Scientific Information” on Habitat, Habitat Fragmentation,<br />
Terrestrial Vertebrates, and others. Gucinski et al. 2001; see also Roads Rule EA, p. 61-65;<br />
Holderegger, R. & Di Giulio M., 2010. The genetic effects of roads: A review of empirical<br />
evidence. Basic and Applied Ecology 11: 522–531.<br />
In addition, the DEIS attempts to obfuscate the relationship between dense road networks and<br />
water quality and aquatic species success. At p. 84 of the DEIS, the Forest Service states:<br />
“While there has been much study of the effects of roads on aquatic systems and<br />
aquatic species, there is uncertainty in the literature regarding a direct cause-andeffect<br />
relationship of road density to erosion. Gucinski et al. (2001) noted that<br />
confounding variables are difficult to separate from road-related ones;<br />
nevertheless, there are many benefits to aquatic systems from road deactivation,<br />
including improved hydrologic processes, fish passage, headwater aquatic habitat,<br />
and water quality (Allison et al. 2004). . . . Road density in and of itself is not<br />
always an adequate proxy for impact on aquatic resources (Verry and Dolloff
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2000) and when road density is associated with impacts to aquatic resources, it<br />
tends to be the result of road density being used as an easily quantifiable indicator<br />
of land use intensity (Lee et al.1998, Ripley et al. 2005).<br />
. . .<br />
The final rule for the determination of threatened status for bull trout (USDI Fish<br />
and Wildlife Service 2010) states that ―Roads and other activities above the<br />
ordinary high water mark or bankfull elevation of streams, and upstream in<br />
watersheds can directly or indirectly impact bull trout habitat in streams. To<br />
protect bull trout habitat, the Fish and Wildlife Service will continue to evaluate<br />
impacts on a site-specific basis and develop appropriate avoidance, minimization,<br />
and mitigation measures during section 7 consultation on Federal actions. The<br />
final bull trout rule requires best management practices and improved<br />
maintenance of roads and drainage, but there is not a requirement for limiting<br />
road densities, even in relation to habitat of threatened salmonid species.”<br />
The DEIS seems to suggest that because there have been a couple studies that find a direct<br />
cause-and-effect relationship between road density and erosion difficult to pin down, this means<br />
that there is not a direct cause-and-effect relationship between road density and water quality or<br />
even the health of aquatic species habitat. Apparently, we are to believe this because the Fish<br />
and Wildlife Service (FWS) decided to require additional best management practices (BMPs) for<br />
roads and drainage for bull trout recovery, but not to limit road density. DEIS, p. 84, 98. First,<br />
just because the FWS decided to choose one mitigation method over another does not mean that<br />
the method not chosen would be ineffective in recovering bull trout, though it should be noted<br />
that, in any case, many of the HCPs evaluated in that notice did require road decommissioning<br />
and even road density reduction. See, e.g., 75 Fed. Reg. 63,898, 63,961 (Oct. 18, 2010)<br />
Second, numerous studies discredit the implication that road density does not affect the<br />
health of aquatic species habitat. In fact, many of the studies and reports the agency cites in the<br />
DEIS make the connection between high road density and poor salmonid health, including the<br />
FWS Federal Register notice cited. See also Great Lakes Envtl. Ctr., National Level Assessment<br />
of Water Quality Impairments Related to Forest Roads and Their Prevention by Best<br />
Management Practices 27, 53-55 (2008). In fact, the FWS FR notice states:<br />
“Timber harvest and road building in or close to riparian areas can immediately<br />
reduce stream shading and cover, channel stability, and large woody debris<br />
recruitment and increase sedimentation and peak stream flows (Chamberlin et al.<br />
1991, p. 180; Ripley et al. 2005, p. 2436). These activities can, in turn, lead to<br />
increased stream temperatures, bank erosion, and decreased long-term stream<br />
productivity. The effects of road construction and associated maintenance<br />
account for a majority of sediment loads to streams in forested areas; in addition,<br />
stream crossings also can impede fish passage (Shepard et al. 1984, p. 1;<br />
Cederholm and Reid 1987, p. 392; Furniss et al. 1991, p. 301). Sedimentation<br />
affects streams by reducing pool depth, altering substrate composition, reducing
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interstitial space, and causing braiding of channels (Rieman and McIntyre 1993,<br />
p. 6), which reduce carrying capacity. Sedimentation negatively affects bull trout<br />
embryo survival and juvenile bull trout rearing densities (Shepard et al. 1984, p.<br />
6; Pratt 1992, p. 6). An assessment of the interior Columbia Basin ecosystem<br />
revealed that increasing road densities were associated with declines in four<br />
nonanadromous salmonid species (bull trout, Yellowstone cutthroat trout<br />
(Oncorhyncus clarkii bouvieri), westslope cutthroat trout (O. c. lewisi), and<br />
redband trout (O. mykiss spp.)) within the Columbia River basin, likely through a<br />
variety of factors associated with roads. Bull trout were less likely to use highly<br />
roaded basins for spawning and rearing and, if present in such areas, were likely<br />
to be at lower population levels (Quigley and Arbelbide 1997, p. 1183). These<br />
activities can directly and immediately threaten the integrity of the essential<br />
physical or biological features described in PCEs 1 through 6. Special<br />
management considerations or protection that may be needed include the<br />
implementation of best management practices specifically designed to reduce<br />
these impacts in streams with bull trout, particularly in spawning and rearing<br />
habitat. Such best management practices could require measures to ensure that<br />
road stream crossings do not impede fish migration or occur in or near<br />
spawning/rearing areas, or increase road surface drainage into streams.”<br />
75 Fed. Reg. at 63, 934 (emphasis added).<br />
We are not the only ones who have noted the inadequacies of and unsupported conclusions<br />
reached in the Forest Service’s analysis of roads in the DEIS. At least two scientific reviewers in<br />
the Resolve Science Review commented on the inaccuracies and inadequacies of the agency’s<br />
analysis. Dr. Robert B. Jackson, Duke University, wrote:<br />
“One area of the draft EIS that does not reflect current scientific understanding of<br />
the peer-reviewed literature is the discussion of road building. On page 84, for<br />
instance, the EIS reads, “there is uncertainty in the literature regarding a direct<br />
cause-and-effect relationship of road density to erosion.” Other statements in the<br />
paragraph and document (e.g., page 98 of the EIS) are presented in a similar vein.<br />
While it is true that one can find examples in the literature where erosion is not<br />
positively related to road density, on average there is a scientific (and intuitive)<br />
relationship between more road building and maintenance linked to more<br />
erosion, at least in habitats vulnerable to erosion. Thus this section could more<br />
strongly reflect the benefits on average for road closings, erosion, and watershed<br />
protection. Reducing the extent of road building and restoring some existing<br />
roads should yield both economic and environmental benefits in many cases.”<br />
Resolve Science Review at 17.
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Similarly, Dr. William S. Keeton, University of Vermont, noted the lack of discussion of<br />
roads and their impacts, especially impacts beyond sedimentation. Resolve Science Review at<br />
34, “More could be said about road impacts and the need for restoration. … Road crossings,<br />
thermal barriers (caused by loss of riparian forest cover), and other impediments to fish passage<br />
(e.g. aquatic ecosystem connectivity) would seem like a critical watershed restoration issues for<br />
the document to evaluate, but I could find little discussion of these.”; at 35, “Others papers deal<br />
directly with fragmentation and connectivity. Dispersed patch clear cutting and roads have been<br />
the primary causes of fragmentation on the National Forest System, but these are not mentioned<br />
explicitly.”; and at 38, addressing the effect of roads on timing and magnitude of flows and slope<br />
failures and landslides, as well as need for road decommissioning.<br />
The proposed rule fails to set standards for road densities or road removal, and with this<br />
failure misses one of the largest negative impacts on watershed health. The Forest Service needs<br />
to correct the analysis in its final EIS, and it should choose an alternative that clearly requires a<br />
route density standard, as well as plan components that will result in reduced route densities in<br />
key watersheds and wildlife habitat.<br />
NN.<br />
Direction re: Road Construction and Maintenance<br />
Despite the fact that forest roads are universally recognized, including in the DEIS, as the<br />
primary threat to watershed health, the proposed rule lacks direction for standards for road<br />
maintenance or new road construction. The final rule should require a general set of minimum<br />
standards and guidelines for road system management that each National Forest and Grassland<br />
can adapt to its own needs. At the very least, the final planning rule should include the<br />
requirements of 16 U.S.C. § 1608(b)-(c), which the 1982 Rule (Alternative B) codified at 36<br />
C.F.R. § 219.27:<br />
Sec. 219.27 Management Requirements.<br />
The minimum specific management requirements to be met in accomplishing<br />
goals and objectives for the National Forest System are set forth in this section.<br />
These requirements guide the development, analysis, approval, implementation,<br />
monitoring and evaluation of forest plans.<br />
(a) Resource protection. All management prescriptions shall—<br />
…<br />
(10) Ensure that any roads constructed through contracts, permits, or leases<br />
are designed according to standards appropriate to the planned uses,<br />
considering safety, cost of transportation, and effects upon lands and<br />
resources;<br />
(11) Provide that all roads are planned and designed to re-establish vegetative<br />
cover on the disturbed area within a reasonable period of time, not to exceed<br />
10 years after the termination of a contract, lease or permit, unless the road is
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determined necessary as a permanent addition to the National Forest<br />
Transportation System.<br />
Similar to the agency’s failure to disclose the effects of eliminating the provision from the<br />
1982 rule regarding Clean Water Act or Clean Air Act compliance (as described elsewhere in<br />
these comments), the DEIS fails to take a hard look at the likely effects of purging §<br />
219.27(a)(10)-(11) from the proposed rule. See DEIS, p. 91-92, 94, 99. Glossing over the<br />
effects of the alternatives without specifically describing the reasonably foreseeable effects of no<br />
longer having these provisions to guide land management planning and, in turn, site-specific<br />
projects is a violation of NEPA. It is a particularly troubling violation in that analysis in the<br />
DEIS itself fails to recognize these longstanding statutory requirements. For example, in the<br />
timber section, the DEIS says “National forest timber sales can . . . create roads with attendant<br />
recreation access.” DEIS, p. 147. This statement, similar to the agency’s history of roads<br />
mismanagement, fails to recognize the agency’s statutory duty to ensure that temporary roads are<br />
indeed temporary.<br />
68.<br />
69.<br />
XI. Fire<br />
70.<br />
The Wilderness Society believes that the planning rule should provide more direction<br />
regarding fire management. We strongly support the provision in the Sustainability section of<br />
the proposed rule that would require plans to include plan components to maintain or restore<br />
healthy and resilient ecosystems and watersheds that take into account “wildland fire and<br />
opportunities to restore fire adapted ecosystems” (§ 219.8(a)(1)(iv)). However, the rule as<br />
written does not establish parameters for site specific decisions about how to develop a forest or<br />
grassland plan that reduces fuels to within the range of natural variability, restores fire regimes<br />
and manages effects from these activities.<br />
To its credit, the DEIS identifies major problems with how fire has been managed in the past.<br />
While we have concerns about the accuracy and utility of the metric of Fire Regime Condition<br />
Class used in the DEIS, the document acknowledges that millions of acres of national forest land<br />
are in a condition in which fire may damage the resources that National Forests were established<br />
to protect. In many of these places, expected fire behavior is such that keeping fires out of<br />
inhabited areas may be impossible. Failure to plan has forced workers to try to deal with the<br />
fuels problem while those very fuels are on fire. The essence of planning is to get work done<br />
before an emergency develops. The planning rule should address this problem, not pass it on to<br />
the individual Units and ultimately to the fire-fighting crews, the rural communities and of<br />
course, the taxpayer.<br />
Numerous policy documents addressing fire management on public lands encourage greater<br />
integration of fire issues into land management planning. For example, the interagency<br />
document Guidance for Implementation of Federal Wildland Fire Management Policy
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(February, 2009) states, “Fire management planning will be intergovernmental in scope and<br />
developed on a landscape scale.” The guidance document’s first three principles are:<br />
1. Firefighter and public safety is the first priority in every fire management activity.<br />
2. The role of wildland fire as an essential ecological process and natural change<br />
agent will be incorporated into the planning process. Federal agency land and<br />
resource management plans set the objectives for the use and desired future<br />
condition of the various public lands.<br />
3. Fire Management Plans, programs, and activities support land and resource<br />
management plans and their implementation.<br />
This interagency document makes it clear that the Forest Service is expected to integrate fire<br />
management direction into its land management plans.<br />
OO.<br />
How the Rule Should Address Fire Management<br />
For all forest or grassland plans where the unit has a recognized fire regime, the planning rule<br />
should require plans to include management area-specific standards and guidelines for fire<br />
management. Considering that the Forest Service now spends roughly half of its budget on<br />
wildland fire, fire management is clearly an important public issue that should be addressed by<br />
specific standards and guidelines. Where they have been adopted and applied, required<br />
standards and guidelines have turned into a major cost savings for fire management. Combined<br />
with the Wildland Fire Decision Support System (WFDSS) process, they have already saved<br />
millions of dollars and reduced firefighter exposure to hazardous working environments.<br />
A brief description of how WFDSS has worked will illustrate why management area-specific<br />
standards and guidelines are so important. The WFDSS system assists fire managers and<br />
analysts in making strategic and tactical decisions for fire incidents. It has replaced the WFSA<br />
(Wildland Fire Situation <strong>Analysis</strong>), Wildland Fire Implementation Plan (WFIP), and Long-Term<br />
Implementation Plan (LTIP) processes with a single process that is easier to use, more intuitive,<br />
linear, scalable, and progressively responsive to changing fire complexity. WFDSS integrates<br />
the various applications used to manage incidents into a single system, which streamlines the<br />
analysis and reporting processes. It supports effective wildland fire decisions consistent with<br />
land management plans by pre-loading plan information, including standards and guidelines, for<br />
use by incident managers.<br />
This is critical to the thought process a fire manager uses in sizing up a fire. In the absence<br />
of good resource information, most fire managers will follow the agency default approach, which<br />
is full suppression. They will often modify that approach when given information indicating that<br />
full suppression is not necessary or even harmful. It is important to note that WFDSS is just a
FRD – 1132<br />
method. We are suggesting that the link between plans and the firefighters is the critical piece.<br />
If fire managers know what is in the plan and why it is in there, they will use that knowledge.<br />
With WFDSS, a fire manager now has Forest and Grassland Plan standards and guidelines right<br />
on their laptop, at the fire.<br />
PP. Examples of Wilderness Fire Standards<br />
Some forest and grassland plans currently include standards and guidelines for western<br />
Wilderness areas that encourage use of fire to achieve resource benefits. In California, for<br />
example, the Klamath National Forest Plan’s standards and guidelines for the Trinity Alps<br />
Wilderness state, “All lightning-started fires will be wildland fires managed for resource<br />
benefits, unless the fire does not meet the goals and objectives (it then will be declared a<br />
wildfire). Permit lightning-caused fires to play their ecological role, as nearly as possible, within<br />
the wilderness.”<br />
The Payette National Forest in Idaho is an especially impressive example of successful<br />
integration of forest planning and fire management. The Payette’s recently revised Forest Plan<br />
includes the following wilderness management direction:<br />
“All lightning-started fires will be wildland fires managed for resource benefits,<br />
unless the fire does not meet the goals and objectives (it then will be declared a<br />
wildfire). Permit lightning-caused fires to play their ecological role, as nearly as<br />
possible, within the wilderness.<br />
Reduce to an acceptable level the risks and consequences of a wildland fire within or<br />
escaping from the wilderness. Assessments of consequences will emphasize potential<br />
impacts on residential intermixes, mixed or adjacent landowners, Endangered or<br />
Threatened species, etc.<br />
Permit planned ignitions or management-lighted prescribed fire. This will allow fire<br />
to return in a more natural role so managers can select meteorological and fuel<br />
situations for future prescribed natural fire. Wilderness fire policy permits the use of<br />
management-lighted fires.<br />
Suppression of wildland fire will use appropriate suppression response and the<br />
Minimum Impact Suppression Techniques as outlined in the Forest-wide Fire and<br />
Fuels Management Standards and Guidelines.”<br />
Because these standards explicitly tell the fire manager that not doing full suppression is<br />
acceptable, the manager is free to base their decision on fire behavior, resources at risk and other<br />
specific factors. This information allows a manager on the ground to make decisions that benefit<br />
the resource, save millions of dollars and reduce exposure of firefighters.
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The Payette Forest Plan uses fire to achieve management goals in both wilderness and nonwilderness<br />
land allocations. In fact, 80% of the Forest is available for “appropriate management<br />
response” (giving managers choices other than full suppression) under the Forest Plan. In 2007<br />
the Payette had roughly 100,000 acres in managed fire (wilderness) and 360,000 acres of fire in<br />
general forested lands. They made the decision to monitor the wilderness fires providing<br />
structure protection to private inholdings (point protection strategy) and occasionally herd these<br />
fires, but did not use full suppression.<br />
The Payette’s wilderness managed fires were managed for 90 days and cost approximately<br />
$5 million. The Forest spent an additional $32 million managing large, non-wilderness fires that<br />
burned another 360,000 acres. Much of that cost was because cautious national managers<br />
insisted they take a NIMO team, multiple Type I Incident Management Teams and share the cost<br />
of an Area Command Team with the Boise National Forest. The Boise had a similar fire<br />
situation that year, but they elected to go with full suppression actions. They spent $67 million<br />
and wound up with roughly the same acres burned.<br />
Single year savings are impressive, but the long term effect of integrating fire management<br />
with land management plan standards and guidelines is profound. For example, the Krassel<br />
Ranger District of the Payette N.F. in 2006 had 80 wildfires over a short time period in the South<br />
Fork Salmon River sub-basin. These fires were located within a small area and safety for<br />
personnel was recognized as the top priority. Direction for managing these fires was to protect<br />
inholdings while allowing the fires to burn together. The District had previously used prescribed<br />
fire underburns in large areas of pine and mixed conifer in this sub-basin. These burns were<br />
completed using NEPA Environmental <strong>Analysis</strong> and Forest Plan direction that recognized the<br />
value of re-introducing fire to fire dependent ecosystems. The 2006 fires burned 46,000 acres in<br />
this sub-basin. Where it had been under-burned (non-lethal fire) in previous years, it underburned<br />
again. The fires moved 46,000 acres toward their range of natural variability and by<br />
reducing surface and ladder fuels, caused a long term reduction in fire rate of spread, resistance<br />
to control and severity. Fire occurrence went from 65 wildfires per year to 7 fires per year after<br />
implementation of fire management based on Forest LMP standards and guidelines. We expect<br />
the use of fire for resource benefit will continue to expand to land allocations other than<br />
wilderness in the future.<br />
The Forest Service should learn from these important successes and ensure that the lessons<br />
are applied nationally through the Planning Rule. The EIS should evaluate the potential cost<br />
savings, the increased margin of safety and the ecological benefits of this change.<br />
QQ.<br />
Expectations for Efficient Fire Management under Forest Plans<br />
To summarize, Forest Plan Management Areas should have specific standards and guidelines<br />
for fire management, because processes like WFDSS will use those standards to provide cheaper,<br />
safer, more ecologically suitable fire management. We believe there are several ways these<br />
standards could be applied.
FRD – 1132<br />
Standards could be developed by management area/land allocation. As in the examples<br />
above, Wilderness is an obvious choice for standards that call for modified suppression or for<br />
simply monitoring fires. Timber emphasis land allocations could have standards that call for<br />
full suppression in stands containing fire sensitive species and guidelines that emphasize<br />
mechanical treatment of fuels.<br />
Standards could be developed by risk to health and safety (see The Wilderness Society’s<br />
letter to the Secretary, dated February 16, 2010 describing how the three zone approach could<br />
be used).<br />
Standards for fire management could be developed by fire regime. This has obvious<br />
advantages for restoring ecosystem structure and function. For example, standards and<br />
guidelines for frequent low severity regimes would encourage frequent burning. Standards for<br />
high severity regimes would emphasis preparation for high severity fire, such as roadside fuel<br />
treatment of evacuation routes, Strategically Placed Landscape Area Treatments (SPLAT’s)<br />
and the like.<br />
71. Minimum Impact Suppression Tactics (MIST)<br />
MIST was developed by smokejumper and Fire Behavior Analyst Francis Mohr in the early<br />
1980’s to counter some of the unnecessary destruction he had seen on fires. References to<br />
Minimum Impact Suppression Tactics (MIST) are found in a variety of fire management plans<br />
and handbooks. The National Interagency Fire Center’s Red Book discusses MIST as an<br />
approved tactic (AppU: www.nifc.govpoliciesred_book2003.pdf). Standards for Fire and<br />
Aviation Operations 2002, Chapter 10, p. 14-16 discusses MIST as a tactic in any situation<br />
where a light hand will get the job done. MIST is suggested as a tactic in such disparate places<br />
as the Craters of the Moon National Monument<br />
(http://www.nps.gov/archive/crmo/firemp/crmofmp_aj.html), the Mojave National Monument<br />
(www.nps.gov/moja/parkmgmt/upload/B-Wilder.pdf), the Golden Gate National Recreation<br />
Area Plan (Appendix G) and the Region 1 Fireline Handbook.<br />
MIST should be the default approach for designated Wilderness unless human health and<br />
safety are threatened by use of MIST on a particular incident. If MIST is not used, the reasons<br />
for not using MIST should be documented in a WFDSS. As to using MIST in other land<br />
allocations we could not express it better than the National Wildfire Coordinating <strong>Group</strong>s<br />
Guidance found in a “Directive Attachment” on MIST:<br />
“MIST is not intended to represent a separate or distinct classification of firefighting<br />
tactics but rather a mind set - how to suppress a wildfire while minimizing the long-term<br />
effects of the suppression action. MIST is the concept of using the minimum tool to<br />
safely and effectively accomplish the task. MIST should be considered for application on<br />
all fires in all types of land management.”
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72. Maps<br />
On national forests and grasslands with a recognized fire regime, detailed fire regime maps<br />
should be developed and maintained for use in WFDSS and other decision making processes.<br />
On those forests and grasslands, detailed Wildland Urban Interface Maps should be developed<br />
and maintained for use in WFDSS and other decision making processes. As we discuss<br />
elsewhere in these comments, these maps should be included in Forest and Grassland Plans.<br />
73. Monitoring Fuels and Fire<br />
At § 219.10(a)(9) the proposed rule tasks the responsible official with considering, “Potential<br />
impacts of climate and other system drivers, stressors and disturbance regimes, such as Wildland<br />
fire, invasive species, and human induced stressors, on the unit’s resources.” On units with a<br />
recognized fire regime, this would imply that at a minimum, monitoring of vegetation and fuels<br />
profiles must be established. This is especially important for forests on the West Coast, where<br />
there is already evidence of changes in vegetation and fuels. Keeley, J.E. and C.J. Fotheringham.<br />
2003. Impact of past, present, and future fire regimes on North American Mediterranean<br />
shrublands, pp. 218-262. In T.T. Veblen, W.L. Baker, G. Montenegro, and T.W. Swetnam (eds),<br />
Fire and Climatic Change in Temperate Ecosystems of the Western Americas. Springer, New<br />
York. In addition, the Monitoring section of the rule at § 219.12(a)(5) should specifically require<br />
monitoring of fuels, fire behavior, and other fire-related conditions.<br />
RR.<br />
Air and Smoke Management<br />
Finally, it is important for the planning rule to address ways to minimize air quality impacts<br />
of fire and resulting smoke. The proposed rule would require the local forest supervisors to<br />
“coordinate land management planning with the equivalent and related planning efforts of<br />
federally recognized Indian Tribes, Alaska Native Corporations, other Federal agencies, and<br />
State and local governments, to the extent practicable and appropriate” (§ 219.4(b)(1)). This “all<br />
lands” approach should improve coordination between smoke management and fire<br />
management. Coordination between smoke management authorities and the agency is vital for<br />
effective restoration of fire to its natural role, while protecting human health.<br />
74.<br />
75.<br />
XII. Climate Change<br />
The Wilderness Society commends the Forest Service for proposing a planning Rule that for<br />
the first time attempts to take climate change into account in an explicit and forthright manner.<br />
Disruptions to land and ecosystems outside of the normal range of historic variability are<br />
expected to become more frequent and more intense. The prospect of climate-driven increases in<br />
invasive species, altered fire regimes, increased insect and disease outbreaks, increased
FRD – 1132<br />
frequency and intensity of drought and storms, decreased snow cover, altered phenologies of<br />
tightly linked species, and range shifts and the break-up of long-established plant and animal<br />
communities all threaten the future productivity and diversity of ecosystems and the goods and<br />
services we expect from our National Forests and Grasslands.<br />
Climate change is a “super-stressor” – the stressor that makes all the other stressors worse.<br />
The stress on forests from climate change has the potential to undo much of what the Forest<br />
Service is hoping to accomplish regarding water, wildlife and timber. However, the Rule tends<br />
not to treat climate change as an unprecedented source of stress. Rather it is one of a host of<br />
sources of stress to be considered as plans are written. Nor does it adequately address the unique<br />
role that our national forests already play in absorbing and storing global warming pollutants<br />
and, therefore, the need to begin protecting our most vulnerable old-growth carbon sinks.<br />
SS. Interim Climate Change Assessments<br />
The rise of climate change means that the focus of planning must change from the scheduling<br />
of outputs to the management of the risk to ecosystem sustainability from climate change. In this<br />
regard, it is encouraging that the need to account for climate change is specifically acknowledged<br />
in the Rule. The Rule incorporates concerns about the current and potential impacts of climate<br />
disruption in § 219.5 (Planning Framework); § 219.8 (Sustainability); § 219.10 (Multiple Uses);<br />
§ 219.12 (Monitoring) and § 219.19 (definition of “ecosystem services.”)<br />
However, this issue has never before been dealt with explicitly in a planning context, which<br />
means that current forest plans do not clearly account for the broad and powerful impacts of<br />
climate change. A flood of climate-specific information has been generated by the scientific<br />
community relative to forests and grasslands that should be accounted for immediately. Yet the<br />
normal cycle of plan revisions means that this process will play out over a decade or more before<br />
the Forest Service can say that the requirements of this proposed Rule have had their intended<br />
effect. Moreover, the proposed Rule can be read – and therefore will probably be read – by<br />
many NOT to require any change in operations on the ground as a result of considering climate<br />
change. For example, Section 219.8(a)(1)(ii (Ecosystem Plan Components) requires the<br />
inclusion of plan components that maintain forest function and connectivity “taking into account<br />
… climate change.” Section 219.10(a)(Integrated Resource Management) provides that the<br />
manager “shall consider”… potential impacts of climate”.<br />
Thus, it is conceivable under this proposed Rule that many years may pass before some land<br />
management plans are actually subject to climate change analysis within the context of a formal<br />
revision or amendment process, and even then the consideration can be perfunctory without<br />
consequence.<br />
Recommendation: For these reasons, The Wilderness Society strongly supports the suggestion<br />
of retired deputy chief of the Forest Service Jim Furnish that an interim process – a “Climate<br />
Change Assessment” – be undertaken for every existing forest plan within one year.
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These assessments, in combination with other agency climate change actions (e.g. the Forest<br />
Service National Roadmap for Responding to Climate Change and Performance Scorecard<br />
(USDA Forest Service July 2010) should result in a commitment to either amend or revise the<br />
existing plans accordingly. In some cases, a plan could be amended to articulate new desired<br />
conditions and guidelines (219.7(d)(1)) as a stop-gap measure. Where more aggressive action is<br />
needed, explicit new objectives and standards might be necessary to stop or reverse conditions<br />
through restoration.<br />
In any case, each national forest and grassland should contribute explicitly and quickly to an<br />
overall agency response to climate change. The record established by this process and its results<br />
should go far to cure the concern that climate change – a new super-stressor that threatens to<br />
make all other stressors worse --may otherwise not be considered on a timely basis.<br />
In the past, such assessments have been undertaken as a Review of New Information (RONI).<br />
The Forest Supervisor of the Monongahela National Forest, for example, undertook a RONI in<br />
2008-2009 in response to the publication of climate guidance by the Forest Service – The Forest<br />
Service Strategic Framework for Responding to Climate Change (USDA Forest Service 2008.)<br />
The intent of the RONI was “to provide a reasoned analysis of recent information on the<br />
potential effects of climate change and carbon sequestration and their relevance to ongoing and<br />
pending projects implementing the MNF Land and Resource Management Plan, or projects<br />
implementing the plan.”<br />
The significant recent accumulation of climate-related research as well as the urgency of the<br />
potential threat from climate change to our National Forests deserves an immediate checkup, unit<br />
by unit, similar to the Monongahela RONI. Just as the 2008 Framework documents triggered<br />
that RONI, the issuance of the National Roadmap for Responding to Climate Change<br />
(http://www.fs.fed.us/climatechange/pdf/roadmap.pdf) deserves to be treated with equal<br />
seriousness by every forest supervisor.<br />
However, the “Interim Climate Assessments” recommended here would differ from a RONI<br />
in that they would adhere to the requirements for public participation and engagement set forth in<br />
§ 219.4 (Requirements for Public Participation), § 219.6(a)(1) (Assessments) “The responsible<br />
official shall: (1) notify and encourage the public…to participate in the assessment process,” and<br />
§ 219.16 (Public Notifications). In contrast, the Monongahela RONI excluded public<br />
participation and was premised on the assumption that “climate change issues are most<br />
appropriately addressed at the policy scale.” An Interim Climate Assessment done today under<br />
the proposed Rule must include the public in the process and must not be constrained by<br />
assuming that the individual forest plan cannot take meaningful action to address climate change.<br />
Finally, such assessments should not make decisions outside the requirements of NEPA.<br />
Finally, we note that DEIS Alternative D would include climate change vulnerability<br />
assessments focused on watersheds. Water is a key service threatened by climate change, but is
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not the only one. We recommend that watershed vulnerability be included in the interim climate<br />
change assessments, but not exclude species vulnerability or the vulnerability of other ecosystem<br />
services tied to healthy national forests and grasslands.<br />
TT. Risk Management<br />
The Wilderness Society has long urged that forest planning reflect the uncertainty that<br />
accompanies climate change (see, eg, Aplet, Anderson and Wilmer, “Managing the Risk of<br />
Climate Change to Wildlands in the Sierra Nevada”, http://wilderness.org/content/managingrisk-climate-change-wildlands-sierra-nevada.)<br />
Climate change is forcing planning to shift from<br />
the traditional approach of scheduling desired outputs (timber, forage, visitor days) to the<br />
management of risk. Successful risk planning requires a commitment to assessing vulnerability,<br />
exposure and uncertainty on a regular basis as new science tests previous assumptions.<br />
Uncertainty about how climate change will affect a particular national forest system unit means<br />
that planners should commit to a portfolio of approaches.<br />
The proposed Rule certainly allows for such an approach. Language introducing the sectionby-section<br />
explanation asserts that “[t]he proposed rule would create an adaptive framework…”<br />
and the explanation for Section 219.1 says hopefully that “[t]he new requirements in the<br />
proposed rule should increase agency and unit capacity for adapting management plans to new<br />
and evolving information about risks, stressors, changing conditions, and management<br />
effectiveness.” However, we are concerned that this new “adaptive management” paradigm is<br />
not well integrated into the proposed Rule itself. It is not clear, for example, that vulnerability<br />
assessments will be required. Potential problems with implementation are noted above.<br />
Monitoring is a critical piece of risk management and Section 219.12(a)(5) includes monitoring<br />
both for measureable changes related to climate change and for above-ground carbon storage.<br />
But the Rule still lacks a clear recognition of the steps that are needed for successful risk<br />
management and a requirement that managers adopt this new approach.<br />
The Wilderness Society outlines an approach to risk management in the Restoration and<br />
Resiliency section of these comments. Please refer to the recommendations in that section for<br />
specific rule changes needed to incorporate effective risk management for climate uncertainty<br />
into the planning process.<br />
UU.<br />
Protection of Carbon Stores<br />
The Wilderness Society applauds the definition of “ecosystem services’ provided in this<br />
proposed Rule Section 219.19. The definition includes, appropriately, “Regulating services,<br />
such as long term storage of carbon” and “climate regulation.” Section 219.19 also includes a<br />
definition of “Multiple use” to mean management for all the various renewable surface resources<br />
of the National Forest System, including ecosystem services.
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Further, we note that § 219.12 (Monitoring) requires monitoring that includes at least two<br />
explicit climate indicators: “(5)(v) Measurable changes on the unit related to climate change and<br />
other stressors on the unit”; and “(5)(vi) The carbon stored in above ground vegetation.”<br />
While these provisions are the beginning of new management attention to carbon storage,<br />
they still fail to convey the critical role that the Forest Service must play in meeting the challenge<br />
of climate change. It is urgent that forest supervisors understand and appreciate the urgency of<br />
providing increased attention to a core climate-related function of our National Forests and<br />
Grasslands – storing carbon dioxide out of the atmosphere in plants, trees and soils for decades<br />
and longer in some cases. The Wilderness Society fully appreciates that it would be unwise to<br />
manage any forest solely “for carbon” – but we are asking that the Forest Service be much more<br />
explicit about managing “with carbon,” so that healthy natural carbon sinks are not lost for lack<br />
of recognizing this feature.<br />
The United States is home to some of the most carbon-rich forests in the world. The average<br />
carbon per acre on some of our public forests in the Pacific Northwest and Southeast Alaska<br />
exceed that of the average tropical rainforest. The ten National Forests in the U.S. with the<br />
highest carbon density-- Willamette, Olympic, Umpqua, Gifford Pinchot, Siuslaw, Mt. Hood,<br />
Mt. Baker-Snoqualmie, Siskiyou, Tongass, and Rogue River -- hold an average of approximately<br />
500 metric tons of carbon-dioxide-equivalent (CO2e) on each forested acre. Altogether, these<br />
forests store approximately 9.8 billion metric tons CO2e on about 19 million acres. Some of this<br />
carbon is stored in living trees and other vegetation, both above and below ground, some in<br />
standing or down dead wood, and some in soil. The amount of CO2e stored in these forests can<br />
be better understood by comparing it to the CO2 stored in all the fossil fuels that are burned in<br />
the U.S. in a year – about 5.8 billion metric tons.<br />
The old-growth and mature forests of the Pacific Northwest and Southeast Alaska are playing<br />
an important role in long-term carbon sequestration. The moist late-successional forests west of<br />
the Cascade Mountains hold more carbon per acre than nearly any other forest ecosystem on<br />
earth. 56 In addition, they are able to retain and continue to increase their carbon stores for<br />
centuries, due to their relatively long fire-return intervals. 57<br />
Currently the vast majority of the remaining Pacific Northwest old-growth and mature forests<br />
are on federal lands and most of them are legally protected through a variety of administrative<br />
and legislative designations. These include Late Successional Reserves and Riparian Reserves<br />
established by the Northwest Forest Plan in 1994, as well as congressionally-designated<br />
Wilderness Areas and National Parks. Approximately 80 percent of the Westside late-<br />
56 Smithwick et al. 2002. Potential upper bounds of carbon stores in forests of the Pacific Northwest. Ecological<br />
Applications 12, 1303-1317.<br />
57 Luyssaert et al. 2008. Old-growth forests as global carbon sinks. Nature 455, 213-215.
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successional forests are congressionally or administratively protected. 58 However, one million<br />
acres of these carbon-rich and resilient late-successional forests are not formally protected and<br />
therefore are potentially vulnerable to destructive logging.<br />
The Forest Service has been taking important steps to meet the ecological and economic<br />
needs of America through restoration rather than liquidation of old-growth forests. Yet the<br />
future of many old-growth and mature forests in Alaska’s Tongass National Forest is still in<br />
doubt. The Forest Service’s 2008 revised land management plan for the Tongass would allow<br />
400,000 acres of productive old growth to be logged. The agency is currently deciding whether<br />
to proceed with several large old-growth timber sales.<br />
The Wilderness Society believes that forest plans should be required to protect the wealth of<br />
forest carbon in our national forests in conjunction with other ecosystem services wherever that<br />
protection promotes forest health. Carbon storage is a natural and national asset along with the<br />
many other important services that healthy forests provide - from clean water to wildlife habitat.<br />
VV.<br />
Monitoring of Below Ground Carbon<br />
Another deficiency regarding the treatment of carbon storage is the restriction of the<br />
monitoring of carbon storage to above-ground vegetation alone. As noted above, carbon stored<br />
on forested land is only partly found in the part of the above-ground living tree. Often as much<br />
as two-thirds of the carbon stored is below ground in the roots, soil or in the forest litter and<br />
deadwood. On native grasslands, nearly all the carbon is stored below ground, and these soil<br />
carbon reserves can be significant.<br />
Recommendation: The Wilderness Society believes the proposed Rule should require the<br />
inventory and monitoring of carbon both above and below ground, how it changes over time, and<br />
how its contribution to mitigating or adapting to climate change can be optimized consistent with<br />
the health of the ecosystem.<br />
In the United States our forests and natural ecosystems annually absorb the equivalent of<br />
about 14 percent of annual carbon dioxide emissions. For years this land has been managed<br />
without regard to its value as a carbon sink or its potential to become a carbon sink. Section<br />
219.10 (Multiple Uses) and § 219.19 (Definitions) read together make clear the intent of this new<br />
Rule that managing for “multiple-use” now includes a suite of services provided by healthy<br />
forests, including the service of absorbing and holding carbon and thus mitigating the most<br />
severe impacts of climate disruption. Monitoring or accounting for only the above-ground<br />
carbon devalues this ecosystem dramatically.<br />
58 Forest Ecosystem Management Assessment Team. 1993. Forest ecosystem management: an ecological, economic,<br />
and social assessment. No. 1993-793-071. U.S. Government Printing Office, Washington, D.C., USA.
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Resource constraints and technology mean that at any given time it may be much easier to<br />
quantify stocks and carbon flux above ground, but it makes no sense to provide in this proposed<br />
Rule that only above-ground carbon need be monitored. It is particularly important for the<br />
Forest Service to properly account for and monitor the impact of fire on carbon. Recent studies<br />
suggest that the impact of fire on emissions may be much less than assumed [Beverly et al].<br />
Much carbon still remains after fire in the roots, soil, dead snags and charred wood of a<br />
firescape. It is important that carbon be accounted for accurately.<br />
As stated earlier in these comments, The Wilderness Society is not asking that our National<br />
Forests be managed solely “for carbon” – but rather that where carbon stores are found to be<br />
high, that the forest be managed “with carbon” in mind so that healthy natural carbon sinks are<br />
not lost for lack of recognizing this feature.<br />
WW. Emissions<br />
Monitoring of above-ground carbon addresses only one aspect of National Forest<br />
management that affects atmospheric greenhouse gas concentrations. National Forests should<br />
also plan for and monitor their greenhouse gas emissions, including those from Forest Service<br />
operations, visitor use, and fossil fuel extraction. The same management activities that affect<br />
terrestrial carbon stocks often cause other direct and indirect emissions. Monitoring all<br />
greenhouse gas effects of these activities in an integrated fashion will provide critical input to<br />
on-going management decisions.<br />
Recommendation: Federal government operations are already required, under Executive Order<br />
(EO) 13514 (74 Federal Register 52117), to “measure, report, and reduce their greenhouse gas<br />
emissions from direct and indirect activities”. Land Management Plans should specify how each<br />
National Forest and Grassland will comply with this directive.<br />
XX.<br />
Timber Suitability<br />
Under Section 219.11(a)(2) (Timber requirements based on the NFMA), “all lands not<br />
identified in the plan as not suitable for timber production are suited for timber production.” 59<br />
Thus, unless an area is identified as having certain factors that would exclude it from the timber<br />
base, it is eligible for harvest. The list of factors that might exclude an area from the timber base<br />
do not explicitly include the relatively rare remaining old-growth forests that retain high levels of<br />
carbon, nor does it include areas that, if managed properly, would likely become high carbon<br />
storage areas. Instead, this appears to be a possible basis for exclusion implied by Section<br />
219.11(a)(1)(iii) “Timber production would not be compatible with the achievement of desired<br />
conditions and objectives established by the plan for those lands.” As recommended in the<br />
Timber Requirements section of these comments, The Wilderness Society believes that high<br />
59 See our concerns with this section of the proposed Rule elsewhere in these comments.
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carbon storage should be an explicit, not implied, basis for exclusion of an area from timber<br />
harvest. Please refer to the Timber Requirements section for further discussion.<br />
XIII. Economics<br />
YY. Introduction<br />
This revision of the planning regulations presents the Forest Service with an opportunity to<br />
reform the traditionally narrow approach to analyzing economic impacts in land use planning.<br />
The Wilderness Society is pleased that the agency has clearly signaled its intention to address a<br />
broad set of social and environmental values through its use of the inclusive term ‘ecosystem<br />
services’ to describe the values which National Forests and Grasslands provide. Furthermore, an<br />
opportunity also exists to expand the economic analysis altogether to include economic values<br />
beyond the narrow focus on local impacts.<br />
In fact, now that the agency has proposed adoption of a “three-legged stool” model, with a<br />
focus on social and economic sustainability together with the traditional focus on ecological<br />
sustainability, the agency must reform and broaden its approach to social and economic analysis<br />
in order to get this three-legged perspective right. The use and application of best available<br />
science must apply equally to the economic and social sciences. This will also necessitate the<br />
collection and use of accurate up-to-date data to understand how Forest Service expenditures and<br />
actions influence or result in positive and/or negative social, economic and ecological impacts.<br />
Further, it should help the public provide better informed feedback on the costs and benefits of<br />
possible agency actions. We believe this approach should result in codifying better economic<br />
and social analysis at both the land management plan (LMP) and site-specific levels.<br />
TWS is pleased that the agency has acknowledged its limited role in affecting the social and<br />
economic systems of local communities, and that ecological sustainability has been<br />
acknowledged as an equal attribute for which the agency will manage National Forests and<br />
Grasslands. However, the Proposed Rule has very little substantive content which addresses<br />
economic analyses, which we feel is critical to ensure both ecological sustainability and social<br />
and economic sustainability.<br />
The Proposed Rule mentions “social and economic sustainability” frequently, including the<br />
objective that “Plans will guide management of NFS lands so that they… contribute to social and<br />
economic sustainability…” in Section 219.1. This phrase is repeated in various forms<br />
throughout the Proposed Rule and DEIS, but without any of the substantive requirements for<br />
science-based economic analyses which we requested in detailed scoping comments to the<br />
agency in 2010.<br />
Section 219.3 states that “The responsible officer will take into account the best available<br />
scientific information…” however, merely taking into account is not sufficient. We outlined
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very specific issues with how agency economic analyses have been done in the past, and very<br />
specific solutions to address these issues in the Final Planning Rule. These include a request to<br />
require LMP economic impact analyses be expanded beyond just counting jobs in extractive<br />
industries, to include industries such as recreation which rely directly and indirectly on land<br />
management actions, and to include more sectors of the local economies which rely only<br />
indirectly on the amenities which are produced when NFS lands are managed for ecological<br />
sustainability.<br />
It should go without saying (but we’re glad the agency said it anyway) that public land<br />
management plans should be based on the best available science. However, Section 219.3 is<br />
completely devoid of even the vaguest implication that the best available science will be used to<br />
make these important planning decisions. The section requires the responsible official to very<br />
carefully document every step of the process of selection and assessing the scientific<br />
information, but nowhere is there any discussion of actually applying this information to the<br />
decision process. As mentioned in a previous section of this letter, the agency’s treatment of the<br />
consideration of science as equal to that of public input and the decisionmaker’s experience<br />
makes this lack of discussion all the more troubling.<br />
We feel that in order to make the most of the opportunity for improvement that this revision<br />
of the Planning Rules represents, the agency must include more explicit requirements about what<br />
sort of information must be included, the methodologies to apply, as well as the extent and<br />
content of the economic analyses upon which long-term plans for America’s public lands are<br />
based. Furthermore, we provide considerable detail about how science (including economics)<br />
should be applied.<br />
76. What the Proposed Rule Says About Economics<br />
Section 218.7 (d) Plan components (i) Desired conditions states, “A desired condition is a<br />
description of specific social, economic [emphasis added], and/or ecological characteristics of<br />
the plan area, or a portion of the plan area, toward which management of the land and resources<br />
should be directed.” To include desired social and economic characteristics in the set of desired<br />
conditions for land management implies more control of these conditions than the agency has<br />
(per the agency’s own assessment in the section by section explanation of the Proposed Rule,<br />
FR, p. 8491). It also implies a troubling continuation of agency policies that have led to over<br />
harvest of commercial timber under a justification of community stability. While there may be<br />
some social and economic conditions for which the agency would be an appropriate instrument,<br />
we are concerned that these “desired conditions” may be used to continue practices which may<br />
not be ecologically sustainable at the very least and may also lead to economically and socially<br />
unsustainable outcomes as well (as we discuss below in more detail).<br />
Per Section 219.8 (b) Social and economic sustainability, “The plan must include<br />
components to guide the unit’s contribution to social and economic sustainability, taking into<br />
account:
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(1) Social, cultural, and economic conditions relevant to the area influenced by the plan and the<br />
distinctive roles and contributions of the unit within the broader landscape;<br />
(2) Sustainable recreation opportunities and uses;<br />
(3) Multiple uses, including ecosystem services, that contribute to local, regional, and national<br />
economies in a sustainable manner; and<br />
(4) Cultural and historic resources and uses.”<br />
We presented the agency with considerable input on the attributes of rural economies in our<br />
scoping comments in 2010. The requirement above will not be met unless rigorous economic<br />
analyses that include consideration of a much broader array of industrial sectors, non-economic<br />
indicators and methods of analysis than that which have traditionally been used by the agency<br />
are required. In the sections which follow we briefly reiterate these requested analyses and<br />
further request that the Final Planning Rule contain more explicit requirements to include these<br />
analyses in LMP NEPA analyses.<br />
77. What the DEIS Says About Economics<br />
Overall, the DEIS does not provide much substantive economic analysis of the impacts of the<br />
Proposed Rule or Alternatives, with the exception of the Range section. Here, the Agency has<br />
singled out one industry (the livestock industry) and one resource (range) for what is very<br />
strange and inappropriate special treatment.<br />
We find this statement in the DEIS particularly troubling in the context in which it is presented,<br />
“While natural resources, such as rangelands, contribute to economic and social well-being, economic and<br />
social conditions contribute to ecosystem sustainability.” (DEIS, pg. 144). We have been trying to<br />
encourage the land management agencies to acknowledge this interdependence for years: to assert it only<br />
within the context of livestock grazing ignores the bigger picture. This particular industry, by the<br />
Agency’s own estimates, contributes the smallest portion (with the exception of “other forest products” to<br />
the overall economic impacts)(DEIS, Appendix J-Economic Contributions).<br />
Furthermore, any commercial activity, including livestock grazing, on NFS lands has the potential to<br />
contribute to the deterioration of ecological sustainability and thus economic and social sustainability.<br />
Grazing has been an activity that for decades contributed to considerable environmental degradation. The<br />
DEIS claims, “Ranchers are expected to internalize the cost of conservation and occasionally choose<br />
economic viability over their desire for more sustainable systems.” (DEIS, pg. 144). This assertion<br />
ignores the fact that NFS lands are public lands. Of course ranchers must “internalize the cost of<br />
conservation” if they are using public lands as an input in their industry. We would expect no less of any<br />
industry using our NFS lands. The DEIS goes on to say, “Sustainable rangeland management on NFS
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lands requires attention to potential economic influences facing grazing permittees.” (DEIS, pg. 144)<br />
This special treatment of the livestock industry in the Proposed Rule is unacceptable.<br />
The DEIS notes, “Resource issues on rangelands often result from multiple causative factors that vary<br />
over time and space. Significant knowledge gaps exist, and will continue to exist due to the complex<br />
nature of the problems.” (DEIS, pg. 144). Again, this is true of all activities on public lands and should<br />
not be used to justify the continuation of what are often arguably unsustainable grazing practices on<br />
public lands. The DEIS goes on, “There has been scientific debate for years concerning the<br />
environmental impacts and sustainability of livestock grazing, particularly in the West.” The problem<br />
with much of this research is that it begins by calling arid grasslands “rangelands” presuming that their<br />
function is solely as a source of range (forage) and ignores their ecological importance for other values<br />
including ecosystem services. This entire section is bizarre at best. Why is the livestock industry being<br />
treated with such deference?<br />
Recommendation: This section of the DEIS is inappropriate: we recommend that the agency revise this<br />
section to treat range the same way that timber and recreation are treated within the DEIS and Proposed<br />
Rule.<br />
ZZ. Economic Definitions: Section 219.19<br />
The planning rule must adhere to standard acceptable definitions of certain key terms, and<br />
must refrain from using terms whose meaning is vague or which are not generally used by<br />
economists. The planning rule must also refrain from applying improper definitions to terms.<br />
In our scoping letter to the agency we requested that the planning rule must include credible,<br />
standard economic definitions. We would like to commend the agency for removing references<br />
to an egregious term, “cost efficiency” which had no economic meaning and which had been<br />
applied to justify poor projects. However we feel that the Proposed Rule has also eliminated<br />
some definitions which must be included in order to ensure that Forest Service LMP economic<br />
analyses are complete and are based on standard and meaningful definitions. First, we will<br />
discuss our concerns with the definitions included in the rule, followed by a discussion of key<br />
economic terms which must be defined in the Final Planning Rule.<br />
78. Ecosystem Services<br />
The definition of ecosystem services incorporated in the draft rule is adapted from the<br />
Millennium Ecosystem Assessment.<br />
“Ecosystem services. Benefits people obtain from ecosystems, including:<br />
(1) Provisioning services, such as clean air and fresh water, as well as energy, fuel, forage, fiber,<br />
and minerals;
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(2) Regulating services, such as long term storage of carbon; climate regulation; water filtration,<br />
purification, and storage; soil stabilization; flood control; and disease regulation;<br />
(3) Supporting services, such as pollination, seed dispersal, soil formation, and nutrient cycling;<br />
and<br />
(4) Cultural services, such as educational, aesthetic, spiritual, and cultural heritage values, as well<br />
as recreational experiences and tourism opportunities.”<br />
This definition limits the scope of ecosystem services to those of direct human utility for<br />
provisioning, regulating and cultural services, or indirect utility for supporting services. Some<br />
would argue that incorporating non-use or non-human values is so broad as to make the term<br />
meaningless. However, extensive economic research (cited in our previous scoping comments<br />
during the rule-making process) documents that people place a high value on protection of<br />
natural environments that they will never visit or draw direct benefit from. Not all ecosystem<br />
elements, processes and functions can be tied directly to human use, though the<br />
interconnectedness of ecological systems makes it likely that humans would ultimately suffer in<br />
some way from the degradation of ecological support-systems. Like multiple use before it, an<br />
ecosystem services framework that focuses too narrowly on direct human uses of National Forest<br />
System resources could lead to neglect of basic protections for resources that deserve a place<br />
under the sun despite our lack of understanding of the resulting human benefits.<br />
79. Multiple Use<br />
The definition of multiple use in the proposed rule reads:<br />
“The management of all the various renewable surface resources of the NFS so they are<br />
used in the combination that will best meet the needs of the American people: Making the<br />
most judicious use of the land for some or all of these resources or related services over<br />
areas large enough to provide sufficient latitude for periodic adjustments in the use to<br />
conform to changing needs and conditions; recognizing that some lands will be used for<br />
less than all of the resources; and providing for harmonious and coordinated management<br />
of the various resources, each with the other, without impairment of the productivity of<br />
the land, with consideration being given to the relative values of the various resources,<br />
and not necessarily the combination of uses that will give the greatest dollar return or the<br />
greatest unit output, consistent with the Multiple-Use Sustained-Yield Act of 1960 (16<br />
U.S.C. 528–531). Ecosystem services are included as part of all the various renewable<br />
surface resources of the NFS.”<br />
§ 219.19
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The last sentence of this definition clearly expands on the multiple-use planning goal by<br />
stating that National Forests must be managed for a broad array of values beyond traditional<br />
direct uses. The reference to relative values, a direct quote from the Multiple-Use Sustained<br />
Yield Act, begs for additional guidance to planners as to how resources should be valued and<br />
how those values should guide the development of and choice among plan alternatives. See our<br />
comments on Section 219.8, Sustainability for suggestions concerning valuation of services<br />
provided by National Forests and Grasslands.<br />
80. Important Economic Definitions Missing from the Proposed Rule<br />
i. Efficiency, Economic and Other<br />
While we are pleased to see that the Proposed Rule no longer includes the vague definition for<br />
“maximizing net public benefits,” we fear that the agency has also dropped this as a goal, which is not<br />
appropriate. The 1982 NFMA regulations required that the objective of forest planning was to maximize<br />
“net public benefits” as a method of insuring consideration of economic and environmental aspects of<br />
renewable resource management. The agency’s proposed elevation of social and economic sustainability<br />
in the three-legged stool approach would seem to dictate that consideration of economic and<br />
environmental aspects of renewable resource management are even more important now. The<br />
maximization of net benefits is essentially the definition of economic efficiency (discussed in more detail<br />
below), which requires that all facets (all costs and benefits) be evaluated using a standard metric<br />
(dollars).<br />
Economic efficiency is defined by economists as using resources in such a way that the net benefits<br />
(that is the benefits derived less the costs incurred) are maximized. An economically efficient outcome is<br />
one in which no one can be made better off without making someone else worse off, or one where more<br />
output of one good or service cannot be obtained without decreasing the output of another good or<br />
service. Economic efficiency can only be calculated by looking at both benefits and costs. The planning<br />
rule must require that forest plans evaluate the economic efficiency of plan alternatives by estimating all<br />
costs and all benefits. The way to examine efficiency is to estimate net benefits of plan alternatives.<br />
Furthermore these estimates of net benefits must be based on a full accounting of all costs and benefits,<br />
especially those which are non-market in nature.<br />
We would also point out that efficiency is a term often applied to non-economic<br />
processes, such as the consumption of energy. In these non-economic applications, efficiency is<br />
still the maximization of output per input (miles per gallon, for example). Efficiency should be<br />
precisely and explicitly defined and used correctly throughout the Final Planning Rule.<br />
ii.<br />
Estimating Present Net Value<br />
Estimating net public benefits and the evaluation of economic efficiency require the<br />
calculation of Present Net Value (PNV). The Final Planning Rule must require that estimates of
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PNV for plan alternatives and projects include all costs and benefits. This means that any project<br />
which may impact the delivery of or quality of ecosystem services must estimate the impact on<br />
said services and include this impact in the calculation of PNV. Furthermore the Planning Rule<br />
must require that the dollar cost of impacts on non-timber industries be estimated and included in<br />
estimates of PNV.<br />
Calculation of PNV requires the use of a discount rate to account for the time value of money<br />
when either costs or benefits accrue in different time periods. This is a standard way in which<br />
analysts can compare like values over time. Such analysis is straightforward when considering<br />
choices with clearly monetized financial costs and benefits.<br />
However, the use of a positive discount rate becomes problematic when, for example, a<br />
project will result in a large benefit to one group in the near term (e.g. timber revenue), followed<br />
by a large cost to another group in the long-term (eventual soil erosion and stream water quality<br />
degradation born by downstream residents and water users). The use of a positive discount rate<br />
will result in a PNV that will favor a project despite these eventual costs. The planning rule must<br />
require that all such costs to all potential sufferers be considered. Furthermore, the use of a zero<br />
or near zero discount rate should be applied to such irreversible public costs of projects.<br />
iii.<br />
Cost Effectiveness<br />
There are limited situations where cost effectiveness may be an appropriate evaluation<br />
criterion in planning and thus it is inherent for the agency to define this term, and require that the<br />
use of cost effectiveness also adhere to certain standards.<br />
Cost effectiveness means that a desired goal or objective is achieved for the least cost. This<br />
may be an appropriate evaluation criterion when a project has been deemed desirable by all<br />
parties and which has many non-quantifiable attributes. It is not an appropriate evaluation<br />
criteria for projects or actions which produce marketable commodities. For this the Planning<br />
Rule must require that plan alternatives be economically efficient.<br />
As we discussed in our scoping letter, an excellent example where the application of a cost<br />
effectiveness criterion is appropriate is the decommissioning of unnecessary forest roads. These<br />
projects have well documented ecological benefits (Kerkvliet et al. 2010), but are not likely to<br />
produce salable byproducts. They should however be undertaken and there may be many<br />
differing techniques by which this could be accomplished. It is entirely appropriate for decisionmakers<br />
to apply a cost effectiveness screen to determine the method by which such a project is<br />
achieved. Of course, this screen must include all costs (market and non-market) and must not<br />
rely on market costs alone.<br />
AAA. Ecosystem Services
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81. Multiple Uses and Ecosystem Services<br />
We commend the Forest Service for clearly expanding the traditional “multiple use” mandate<br />
to incorporate the broad range of ecosystem services that must be addressed by 21st century land<br />
managers.<br />
The Purpose and Applicability of the Proposed Rule, at 219.1, states that the Forest Service<br />
manages the National Forest System, consistent with MUSYA, “to sustain the multiple uses,<br />
including ecosystem services, of its renewable resources in perpetuity while maintaining the<br />
long-term health and productivity of the land.”<br />
Section 219.10, Multiple Uses also states, “In meeting the requirements of §§ 219.8 and<br />
219.9, and within Forest Service authority, the capability of the plan area and the fiscal capability<br />
of the unit, the plan must provide for multiple uses, including ecosystem services, outdoor<br />
recreation, range, timber, watershed, wildlife and fish, as follows:…”<br />
Summary information provided in the Federal Register notice explains that “Multiple use<br />
management is well established in law, policy and the Agency mission. “Ecosystem services” is<br />
a term that is used today to describe many consumptive and non-consumptive uses, as well as<br />
traditional and non-traditional uses, that people associate with national forests. In the Proposed<br />
Rule we use the phrase “multiple uses, including ecosystem services” in certain places to show<br />
an association between the terms so both are recognized in the rule and within our statutory<br />
authority as part of land management planning. The management of the multiple uses described<br />
by the MUSYA of 1960 (outdoor recreation, range, timber, watershed, and wildlife and fish<br />
purposes) has broader application in today’s context.” (FR, pg. 8484)<br />
Since the ecosystem services concept will be new to many, National Forest planning provides<br />
an opportunity for the Forest Service to educate the public about the concept, and we suggest<br />
modifying the phrase “multiple uses, including ecosystem services” to more clearly indicate that<br />
ecosystem services is the broader term and incorporates traditional multiple uses plus many other<br />
important values that have traditionally been somewhat neglected. A clearer phrase might be<br />
“multiple uses and other ecosystem services”.<br />
Multiple use has traditionally referred to consumptive uses such as timber harvest, grazing,<br />
mineral extraction, water use, hunting and fishing, and semi-consumptive recreation uses.<br />
Ecosystem services include these direct uses plus a host of non-consumptive, indirect, or even<br />
non-use values which serve those who may never directly visit a particular forest or may serve<br />
no direct human purpose at all but rather support intrinsic values. Broadening the scope of plans<br />
is important, but the phrase “multiple uses, including ecosystem services” and adding the phrase<br />
“ecosystem services” to a list that includes specific examples of such services, may beget<br />
confusion about the meaning of the concept. “Ecosystem services” is actually an inclusive term<br />
that encompasses the specific uses mentioned.
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Section 219.10, Multiple Uses, (a) Integrated Resource Management contains an exhaustive<br />
list of resources and services:<br />
(1) Aesthetic values, air quality, cultural and heritage resources, ecosystem services, fish and<br />
wildlife species, forage, geologic features, grazing and rangelands, habitat and habitat<br />
connectivity, recreational values and settings, riparian areas, scenery, soil, surface and<br />
subsurface water quality, timber, trails, vegetation, viewsheds, wilderness, and other relevant<br />
resources;<br />
(2) Renewable and nonrenewable energy and mineral resources;<br />
(3) Sustainable management of infrastructure, such as recreational facilities and transportation<br />
and utility corridors;<br />
(4) Opportunities to coordinate with neighboring landowners to link open spaces and take into<br />
account joint management objectives where feasible and appropriate;<br />
(5) Habitat conditions, subject to the requirements of § 219.9, for wildlife, fish, and plants<br />
commonly enjoyed and used by the public, such as species that are hunted, fished, trapped,<br />
gathered, observed, or needed for subsistence;<br />
(6) The landscape-scale context for management as identified in the assessment;<br />
(7) Land ownership and access patterns relative to the plan area;<br />
(8) Reasonably foreseeable risks to ecological, social, and economic sustainability; and<br />
(9) Potential impacts of climate and other system drivers, stressors and disturbance regimes, such<br />
as wildland fire, invasive species, and human-induced stressors, on the unit’s resources (§<br />
219.8).<br />
Numbers 1, 2 and 5 of this list are resources or services provided by many National Forests,<br />
while the other items represent means of providing services or planning criteria. The list in<br />
number 1 is alphabetical and includes ecosystem services as an item rather than as an<br />
overarching concept that incorporates the rest of the list. Listing energy resources (2) and habitat<br />
for specific types of wildlife (5) separately from other ecosystem services implies that these<br />
should receive greater attention or priority. It would be clearer to list all ecosystem services<br />
under number 1, perhaps grouped by theme. For instance: environmental quality (air, water,<br />
soil), ecosystem elements and processes (species, natural communities, habitat including<br />
connectivity, geologic features, riparian areas, wilderness), non-consumptive human values<br />
(spiritual, cultural, aesthetic, educational, scientific, recreation, existence values), and<br />
consumptive/extractive resources (timber, forage/grazing, minerals, energy, hunting, fishing,<br />
special forest products, subsistence resources). Another option would be to use the categories
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listed under Ecosystem services in the Definitions section. However, preservation of species,<br />
communities, habitats, geological features, and other natural features for their own sake without<br />
reference to human usage would not find a place under the latter definition.<br />
Numbers 8 and 9 are the crux of the planning process during times of change and risk,<br />
exacerbated by the unprecedented uncertainty created by climate change. Two passages in the<br />
DEIS describe specific “human-induced stressors” that affect supply and demand for ecosystem<br />
services – population growth and climate change. Under Affected Environment and<br />
Environmental Consequences, Diversity of Plant and Animal Communities, Assumptions and<br />
Uncertainties pg. 3-104, the DEIS cites the Renewable Resources Planning Act Assessment<br />
(USDA Forest Service 2007c) which predicts that “the changing U.S. population is expected to<br />
demand increased ecosystem services coming from forest land and rangeland resources,<br />
including fresh water, protection from drought and floods, carbon storage, recreation, and other<br />
cultural benefits.” The same section of the DEIS, under Climate Change, Alternative A Effects<br />
on pg. 3-129 states that “For social and economic conditions, it is expected that, through<br />
monitoring and assessment, plans would more consistently be informed about potential shifts in<br />
the location and timing of multiple uses and ecosystem services and that plan components would<br />
be developed to respond to those changes.”<br />
Not only location and timing, but magnitude of ecosystem services is likely to change as the<br />
climate becomes less stable. Planners will need to determine whether increased demands are to<br />
be met regardless of collateral damage, or whether National Forest managers must moderate and<br />
manage demand to fit the natural capacity of the resources under management. For instance,<br />
across much of the intermountain west and southwest, dwindling snowpack will reduce available<br />
water flow, and attempting to maintain historic flows – let alone increase flows in response to<br />
population growth - could seriously damage aquatic communities. Planners must be careful not<br />
to promise what they cannot deliver, and accustomed ecosystem services flows may need to be<br />
adjusted over time due to impaired capacity. A realistic assessment of carrying capacity under<br />
future multiple stresses needs to be part of every NFS plan. Explicit recognition that NFS<br />
managers may not be able to meet all demands for ecosystem services would be helpful.<br />
82. Full Consideration of National Forests’ Special Role in Providing the Full Suite of<br />
Ecosystem Services<br />
Section 219.6, Assessments, requires that plans, “(3) Identify the distinctive roles and<br />
contributions of the unit within the context of the broader landscape, considering the roles of the<br />
unit in providing multiple uses, including ecosystem services, from the NFS lands to the local<br />
area, region, and Nation. The unit’s distinctive roles and contributions within the broader<br />
landscape are those for which the unit is best suited, considering the Agency mission, unique<br />
capabilities, and the resources and management of other lands in the vicinity.”<br />
Section 219.10 (a) Integrated resource management states that “When developing plan<br />
components for integrated resource management, to the extent relevant to the plan area and the
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public participation process and the requirements of §§ 219.7, 219.8, 219.9, and 219.11, the<br />
responsible official shall consider:…”<br />
Planning should be guided by the distinctive role of public lands in providing ecosystem<br />
services, taking account of the services already provided by other ownerships within a landscape.<br />
However, the planning process should require managers to take a fresh look at all the<br />
possibilities, and not simply fall back on a traditional pattern of specialization that may no longer<br />
reflect the unique and evolving role of public lands. The full range of ecosystem services should<br />
be addressed in each plan, not just considered, with explanations provided as to why some are<br />
not relevant or are abundantly supplied by surrounding lands. The phrase “to the extent<br />
relevant” invites planners plagued by lack of time and resources to focus on narrow and familiar<br />
resource objectives rather than plan for the full range of values in the context of a landscape that<br />
has almost certainly seen massive changes since the last plan was formulated. Likewise the word<br />
“consider” clearly invites Forest Service staff to eliminate less traditional ecosystem services<br />
from the menu. The planning rule should require that all elements be addressed, not simply<br />
considered, and that an explanation be provided for any elements excluded from the plan on the<br />
grounds they are not relevant to the plan area.<br />
83. Ecosystem Services Valuation Requirements<br />
The National Forest Management Act (NFMA (PL 94-588) Sec. 6 (g)(3)(A)) directs the<br />
Forest Service to consider the “economic and environmental aspects of various systems of<br />
renewable resources management, including the related systems of silviculture and protection of<br />
forest resources, to provide for outdoor recreation (including wilderness), range, timber,<br />
watershed, wildlife and fish.” This analysis must include non-market economic analysis of<br />
“protection of forest resources”.<br />
Our National Forests and Grasslands produce more than just timber, livestock forage or oil<br />
and gas. They also provide a host of ecosystem services. These ecosystem services, although<br />
many of them are “non-market” in the sense that they are not regularly traded in formal markets,<br />
are extremely important to the economic prosperity and stability of local and regional economies<br />
(World Bank 2005). One of the primary purposes of the public lands system is the provision of<br />
public goods such as of ecosystem services, the protection of unique landscapes, ecological<br />
diversity, wildlife habitat, wilderness, cultural and archeological resources.<br />
Ecosystem services include the following: production and regulation of water, formation and<br />
retention of soil, regulation of climate, regulation of natural disturbances, mitigation of humancaused<br />
disturbances, regulation of nutrients, degradation of pollution, provision of habitat,<br />
production of edible plants and animals, pollination of wild and cultivated plants, biological<br />
control of pests and disease, production of and storehouse for genetic information, production of<br />
non-timber forest products, production of recreational resources, production of spiritual, cultural,<br />
and historic resources, provision of natural control environments for scientific investigation,
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provision of inputs for education (see Daily 1997, Degroot et al. 2002, Postel and Carpenter<br />
1997, Myers 1997, ECONorthwest 2006).<br />
The values of some ecosystem services are difficult to measure, but others have been<br />
extensively studied by natural and social scientists and peer-reviewed estimates of their values<br />
are readily available. More complete valuation of the myriad ecosystem services are being<br />
accomplished in resource decisions throughout the world (Naidoo and Ricketts 2006, World<br />
Bank 2005). There are also available numerous, well-established methodologies that the agency<br />
could use to provide a more complete estimate of the ecosystem values provided by public land<br />
managed by the Forest Service (see Freeman (2003) for a thorough discussion). Below are brief<br />
discussions on existing research which provides values for several categories of ecosystem<br />
services.<br />
i. Old-Growth Forests and Wilderness<br />
Recent research (Garber-Yonts et al. 2004) focused on old-growth forests in the Oregon<br />
Coast Range estimates average annual household willingness to pay of $380 to increase the<br />
percentage of old-growth forests from 5 percent to 35 percent of the age-class distribution<br />
(Garber-Yonts et al. 2004). Other studies examine the existence value of wilderness and roadless<br />
areas and find that they comprise a substantial fraction of timber values, in some cases even<br />
exceeding timber values (Niemi et al. 1999, Haynes and Horne 1997).<br />
ii.<br />
Habitat for Endangered Species<br />
Old growth forests protect habitat for endangered species (Corn and Bury 1989, Thomas and<br />
Raphael 1993). Logging degrades the quality of aquatic environments in many cases and thus<br />
degrades habitat for threatened and endangered species (Brosofske et al. 1997, Beechie et al.<br />
2000). Protecting wildlife habitat produces economic values. Protecting the northern spotted<br />
owl and its habitat is worth from $2.14 billion (Rubin, et al. 1991) to as much as $14.6 billion<br />
(Bulte and Van Kooten (1999) annually to U.S. households. In a review of 20 studies of the<br />
economic values Americans place on threatened and endangered species, Loomis and White<br />
(1996) concluded “To date, for even the most expensive endangered species preservation effort<br />
(e.g. the northern spotted owl) the costs per household fall well below the benefits per household<br />
found in the literature (p. 197).” A study conducted by the Washington Department of Natural<br />
Resources (Krug and Lankoande 2005) concluded that the probable per acre benefits of<br />
protecting over 2,000 acres of northern spotted owl habitat were $43,000-$79,000, while the<br />
probable costs ranged from $14,000-$29,000 (in 2006 dollars). Similarly, Perez-Garcia (2001)<br />
found that the $9.1-$13.3 billion benefits of forest-practices rules to protect and enhance salmon<br />
habitat exceed the $7.5-$8.5 billion costs of their implementation.<br />
iii.<br />
Water Quality and Quantity
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Quality water in predictable quantities is one of the major ecosystem benefits provided by<br />
intact forest ecosystems (Myers 1997, National Research Council 2000, Kiffney and Bull 2000,<br />
Hulse et al. 2002). Economic research has established that Americans have strong preferences<br />
for high quality water resources and are willing to pay large amounts to protect or restore them<br />
(Wilson and Carpenter 1999, Carson and Mitchell 1993). Water quality degradation has been<br />
shown to adversely impact the value of real estate throughout the country (Wilson and Carpenter<br />
1999, Michael et al. 1996, Doss and Taff 1996) and people express their actual willingness to<br />
pay for higher quality water in their travel and sporting expenditures (Cameron et al. 1996,<br />
Bowker et al. 1996).<br />
Conversely, numerous studies show that sedimentation increases in logged areas, especially<br />
after clearcutting (Fredrickson et al 1973, Grant and Wolff 1991). Sediments impose real costs<br />
in the form of decreased recreation opportunities and health, reduced soil fertility, additional<br />
water treatment costs for municipalities and households (Ribaudo 1989, Pimental et al 1995,<br />
Niemi et al. 1999). These estimated costs of sediment do not include the costs of increases in the<br />
flow of flood water from forestland resulting from logging, especially clearcutting, and the<br />
associated roads (Jones and Grant 2001, 1996).<br />
iv.<br />
Recreation<br />
Old-growth forests, and their associated unroaded areas, high quality water and wildlife<br />
provide important inputs to the outdoor recreation industry and the value of recreation is an<br />
important component of the total value of services provided by public land (Haynes and Horne<br />
1997, Englin and Mendelsohn 1991).<br />
v. Climate Moderation and Carbon Sequestration<br />
The important ecosystem service of carbon (C) sequestration in old-growth forests must be<br />
considered in management activities. Consider first, the important role PNW forests have in the<br />
concentration of carbon dioxide (CO 2 ) in the earth’s atmosphere. Harmon et al. (1990) report<br />
that:<br />
“…conversion of old-growth forests in the Pacific Northwest has been a<br />
significant source of C in the atmosphere….Given the small area we are<br />
considering, a mere 0.017% of the earth’s land surface, old-growth forest<br />
conversion appears to account for a noteworthy 2% of the total C released<br />
because of land use changes in the last 100 years” (pg. 701).<br />
For example, the large proportional release compared to the small area is because of the<br />
substantive ability of PNW old-growth forests to store C. Harmon et al. (1990) report that an<br />
acre of 450 year-old old-growth forest containing Douglas fir and western hemlock contains<br />
about 248 metric tons of C in branches, wood and bark, roots, coarse woody debris, and soils.
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Conversion of such old-growth forests will result in the loss of approximately 205 metric tons of<br />
C per hectare.<br />
Markets for carbon savings in the United States are in their infancy. Nevertheless, carbon<br />
savings, including carbon offsets from various projects such as wind energy and carbon<br />
sequestration in forests, has a real, measurable economic value. For example, the CCX carbon<br />
market reports sales of over 500,000 metric tons of carbon in September 2007 with prices in the<br />
range of $3.00-$3.10 per metric ton of carbon dioxide, or about $11.40 per ton of carbon.<br />
The Forest Service is advocating a strengthening of the role of forests in carbon<br />
sequestration, hoping to double the contribution of public and private forests to offsetting U.S.<br />
carbon emissions by 2020 (Hall 2007). The Forest Service recently signed a Memorandum of<br />
Understanding with the National Forest Foundation to establish a Carbon Capital Fund whereby<br />
individuals could purchase carbon offsets and contribute to national forest projects that would<br />
increase carbon sequestration (Friend of the Forest 2007). The advertised price per metric ton of<br />
carbon is $6.00.<br />
Recommendations: The Agency must recognize and incorporate provisions in the Planning<br />
Rule for managing lands for the sustainable delivery of ecosystem services.<br />
In order to do this, the Final Planning Rule must require that the agency assess overall<br />
conditions, disclose them, and assess the changes under each alternative in a land management<br />
plan. This assessment should include impacts to old-growth forests, endangered species habitat,<br />
water quality and quantity, recreation, climate moderation and carbon sequestration.<br />
The Final Planning Rule must also require that Forest Plan analysis assess and disclose the<br />
value of ecosystem services produced on NFS lands. The Planning Rule must require that Forest<br />
Plan alternatives include an analysis of the impacts of each alternative on the provision of<br />
ecosystem services and other non-market values.<br />
Furthermore, the Final Planning Rule must require that plan alternatives be designed to<br />
minimize degradation of ecosystem services and other non-market values. It must not be<br />
considered sufficient to simply note that such impacts have been analyzed. The analyses must<br />
lead to the creation and selection of alternatives which address the important economic role of<br />
ecosystem services.<br />
BBB. Economic and Social Sustainability<br />
Section 219.6(b)(3) requires identifying the distinctive role of the unit, which we applaud,<br />
but this identification must go beyond analysis of a single industry sector, and must<br />
quantitatively analyze both market and non-market qualities as we discuss below. We are<br />
pleased to see the requirement for one or more monitoring questions or indicators addressing<br />
“the progress toward fulfilling the unit’s distinctive roles and contributions to ecologic, social
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and economic conditions of the local area, region and Nation” (§ 219.12(a)(5)(vii)). But given<br />
the responsible official’s discretion to set the scope and scale of the unit’s monitoring program,<br />
and lack of past social and economic monitoring by the agency, we are concerned that the<br />
appropriate scientific rigor be applied to these questions.<br />
Per Section 219.8 (b) Social and economic sustainability, “The plan must include<br />
components to guide the unit’s contribution to social and economic sustainability, taking into<br />
account:<br />
(1) Social, cultural, and economic conditions relevant to the area influenced by the plan and the<br />
distinctive roles and contributions of the unit within the broader landscape;<br />
(2) Sustainable recreation opportunities and uses;<br />
(3) Multiple uses, including ecosystem services, that contribute to local, regional, and national<br />
economies in a sustainable manner; and<br />
(4) Cultural and historic resources and uses.”<br />
We are pleased to see that the agency will take a more holistic approach to assessing social<br />
and economic conditions. As the economies of the rural communities linked to National Forests<br />
and Grasslands diversify, the framework for making public land management decisions must<br />
also evolve. Merely counting jobs in resource extraction is not a sufficient way to measure the<br />
economic impact of public land management decisions. Most rural communities have<br />
diversified economies that are no longer solely dependent on the export of fossil fuels or logs.<br />
While we are pleased that the Proposed Rule frequently notes the importance of recreation in<br />
local economies, as we noted in our scoping letter, the analysis should go even farther by<br />
including the role that National Forests and Grasslands (including the recreation opportunities<br />
they produce) play in attracting businesses, retirees, skilled workers and other economic activity<br />
to nearby communities. Research indicates that the environmental amenities provided by public<br />
lands are an important economic driver in rural communities 60 and this admittedly complex role<br />
must be assessed in LMP NEPA analyses.<br />
The Final Planning Rule should require that LMP NEPA analysis also address changing rural<br />
demographics. Along with growth comes demographic change. As more people move from<br />
urban areas to rural communities they bring with them expectations about how public lands<br />
ought to be managed. Assessment of changing community values must be a part of LMP NEPA<br />
analysis.<br />
60 See for example, Rudzitis and Johansen 1989, Johnson and Rasker 1993 & 1995, Rasker 1994, Power 1996, Duffy-<br />
Deno 1998, McGranahan 1999, Rudzitis 1999, Rasker et al. 2004, Holmes and Hecox 2004, full citations in the<br />
references section.
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During the scoping process the Agency asked, “How can the planning rule reflect the<br />
interdependency of social, economic, and ecological systems in a way that supports sustainable<br />
management of national forests and grasslands?” While we feel that a great step forward has<br />
been made with the Agency’s acknowledgement of the limited role of the Forest Service in local<br />
economies, the agency has overlooked an important role that Forest Service lands, along with<br />
other public lands, does play in local economies.<br />
By shifting the focus from the limited economic impact that extractive industries may have in<br />
local areas, and concentrating instead on the less direct role that amenities from National Forests<br />
and Grasslands plays in these economies, the Forest Service can produce plans that are more<br />
likely to result in sustainable economic, social and ecological systems.<br />
What is missing from the Proposed Rule are explicit requirements for the agency to develop<br />
management plans for National Forests and Grasslands that consider the increasing importance<br />
of industries and economic sectors that rely on these public lands, but not necessarily on the<br />
extraction of natural resources. As we discussed earlier in these comments, it is not sufficient for<br />
requirements to appear only in the Forest Service Directives System as the agency itself argues<br />
these are not legally binding. Also, as noted in our scoping comments, much recent research has<br />
concluded that the presence of protected public lands strengthen rural economies by meeting<br />
growing needs for clean water, wildlife habitat and recreation opportunities (Power 1996, Rasker<br />
1994, Rasker et al. 2004, Rudzitis 1999, Rudzitis and Johansen 1989, Johnson and Rasker 1993 &<br />
1995, Whitelaw et al. 2004).<br />
84. Contribution of Ecosystem Services to Economic and Social Sustainability<br />
Section 219.8, Sustainability, states that “Within Forest Service authority and consistent with<br />
the inherent capability of the plan area, the plan must provide for social, economic, and<br />
ecological sustainability, as follows:…<br />
(b) Social and economic sustainability. The plan must include plan components to guide<br />
the unit’s contribution to social and economic sustainability, taking into account:…<br />
(3) Multiple uses, including ecosystem services, that contribute to local, regional,<br />
and national economies in a sustainable manner; (emphasis added)<br />
Multiple uses may in fact contribute to local, regional and national economies, but many<br />
ecosystem services also support quality of life or other higher values without any apparent direct<br />
effect on traditional economic measures like employment, income, or public sector tax revenues.<br />
Sustaining and improving human welfare is the ultimate goal – economic activity (which<br />
normally refers to activity mediated by an exchange of currency) is only one of many means to<br />
that end. The Forest Service should consider substituting “well-being” for “economies”.
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The Multiple Use definition at Section 210.19 refers to the role of resource values in plan<br />
decisions, but the Proposed Rule provides little guidance to planners as to how to develop these<br />
values or how to weigh them in plan decisions. There are both benefits and risks associated with<br />
measuring and valuing the resources and services provided by the National Forests and<br />
Grasslands. On the one hand, understanding equivalent monetary values for non-extractive uses<br />
can build support for a rebalancing of priorities that supports broad public welfare. Public lands<br />
play a special role in providing non-marketed goods and services and value estimates can help<br />
the public understand the benefits they are receiving in return for their financial support. Such<br />
measures can also help managers demonstrate that their decisions are maintaining or increasing<br />
services over time. For this reason, the values of ecosystem services should also be presented in<br />
each plan, quantified when possible and described qualitatively when quantification is not<br />
practical. (See The Wilderness Society Planning Rule comments.)<br />
However, not all resources have a direct human use, or are sufficiently familiar that the<br />
general public appreciates their full value, so determining a monetary value may not be practical.<br />
Because of the lack of full accounting for non-monetary services, even maximizing total<br />
economic value is unrealistic as a plan goal. Plan decisions should not be based on maximum<br />
dollar return or physical output.<br />
85. Economic Indicators and Trends<br />
The Final Planning Rule must require that the economic analyses performed for NFS plans<br />
consider several non-traditional indicators for rural economies. These include the growing<br />
importance of income from investments and retirement (non-labor income); increasing<br />
employment in high technology, knowledge-based, and service industries; the important role that<br />
recreation and tourism plays in providing jobs and income; and the rise of small businesses and<br />
other entrepreneurial endeavors and the role that protected public lands play in rural economies.<br />
These indicators correspond with the declining importance of extractive industries, the increase<br />
in public awareness and appreciation of the environmental and recreation amenities of their<br />
home counties, and the diversification of rural economies.<br />
Non-labor income - Areas with high levels of natural amenities attract residents, including many<br />
who rely on investment or retirement income. This has been shown to have a positive effect on<br />
both income and employment in rural areas (Deller 1995, Duffy-Deno 1998, Nelson 1999,<br />
McGranahan 1999, Rudzitis 1999, Shumway and Otterstrom 2001, Lorah and Southwick 2003).<br />
The amenities on NFS lands are an important economic driver and this contribution to economic<br />
and social sustainability must be accounted for in LMP NEPA analysis.<br />
Knowledge-Based, Professional and Service Sector and Other Non-Recreation, and Non-<br />
Extractive Businesses - Over the past quarter-century, the U.S. economy has shifted from<br />
extractive and primary manufacturing industries to service oriented industries, including<br />
occupations and industries that are classified as knowledge based (Henderson and Abraham
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2004). Interrelated factors such as the education level of the workforce, infrastructure and natural<br />
and human amenities contribute to the growth of these industries and NFS lands contribute to the<br />
level of amenities (Johnson and Rasker 1993 and 1995, Whitelaw and Neimi 1989, Snepenger et<br />
al 1995). This role must be assessed in LMP NEPA analyses.<br />
Recreation & Tourism - Communities adjacent to NFS lands often rely on the recreation and<br />
tourism industries that depend upon these lands. As the American population increases, demand<br />
for outdoor recreation opportunities will inevitably increase. NFS lands can provide these<br />
opportunities which in turn will contribute to economic and social sustainability. Studies on<br />
participation and on the economic contribution support this (Outdoor Foundation, 2002 and 2010,<br />
Alward et al. 2003). Wildlife recreation is especially important to rural communities (Pickton<br />
and Sikorowski 2004, Henderson 2004, U.S. Fish and Wildlife Service and the Census Bureau<br />
2006).<br />
Entrepreneurs - Business owners create jobs and bring wealth to local communities. “Research<br />
has found a strong correlation between entrepreneurship and long-term regional employment<br />
growth” (Low 2004). As technology allows for greater freedom of location choice, many<br />
businesses are attracted to areas high in recreation opportunities, scenic amenities and other<br />
ecosystem services produced on NFS lands (Rasker and Glick 1994, Snepenger et al. 1995,<br />
Johnson and Rasker 1995, Beyers and Lindahl 1996, Rasker and Hansen 2000, Low 2004,<br />
Henderson and Abraham 2004).<br />
The Role of Protected Public Lands - Technology has made it easier for more and more people to<br />
be able to choose where they live and work. Many businesses are able to conduct national or<br />
international commerce from any location they choose. Other entrepreneurs simply choose to<br />
live in a particular place and build a business in response to local needs. Retirees and others who<br />
collect non-labor income are not tied by a job to a specific location. All of these people seek an<br />
attractive place to live. More and more, as development pressures increase, NFS lands become a<br />
backdrop or setting which contributes to or even creates the amenities which contribute to a<br />
community's economic growth. Research supports the assertion that protected public lands<br />
contribute to rural economic health (Rudzitis and Johansen 1989, Freudenburg and Gramling<br />
1994, Rudzitis and Johnson 2000, Deller et al. 2001, Rasker et al. 2004).<br />
Forest Service researchers evaluating the effects of the Northwest Forest Plan on rural<br />
communities went beyond traditional measures of community stability, such as the number of<br />
forest-related jobs. Additional indicators they found useful derived from census data: employment<br />
diversity, education levels, unemployment, poverty levels, income inequality, and travel time to<br />
work (Maleki 2008).<br />
The National Forest Management Act specifically requires extensive economic analysis:<br />
NFMA (PL 94-588) Sec. 6 (g)(3)(A), requires that the Forest Service consider the “economic<br />
and environmental aspects of various systems of renewable resource management, including the
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related systems of silviculture and protection of forest resources, to provide for outdoor<br />
recreation (including wilderness), range, timber, watershed, wildlife and fish.” Thus,<br />
“economics” is to be a part of the analysis and land suitability determinations for most all<br />
resources according to NFMA. The Final Planning Rule must require analyses of all economic<br />
aspects of plan alternatives, and furthermore, must not merely conduct the analysis, but must use<br />
the results to arrive at defensible plan decisions.<br />
Recommendations: While we commend the agency for the thorough analysis and acknowledgement<br />
of the importance of recreation and tourism in local economies, the Final Planning Rule must<br />
require that the economic assessments in LMP NEPA analyses fully account for the important role<br />
that tourism, recreation, hunting and fishing play in ensuring a sustainable and diversified<br />
economy for rural communities and for the role that the undeveloped portions of National<br />
Forests and Grasslands play in producing opportunities for active quiet recreation.<br />
The Final Planning Rule must require that LMP NEPA analyses include a complete assessment of an<br />
area's economy which takes into account the growing role of entrepreneurial businesses, and considers the<br />
impacts of each alternative on those businesses attracted by the environmental amenities provided by<br />
National Forest System lands in those communities.<br />
The Final Planning Rule must require that LMP NEPA analyses fully address the economic<br />
importance to local communities of those portions of National Forests and Grasslands that are<br />
protected from resource extraction and other development.<br />
The Final Planning Rule must require that LMP NEPA analysis socio-economic assessment<br />
consider the well-being of communities more broadly.<br />
CCC. Full Cost Accounting<br />
Neither the Proposed Rule nor the DEIS discuss the critical need to include the costs<br />
associated with plan alternatives, especially those that are not readily apparent in the usual<br />
economic impact analysis that is often done for LMP NEPA analysis. This is especially<br />
important when alternatives include extractive industry activities, or restoration projects which<br />
may result in impairment of the plan area lands to support the delivery of ecosystem services or<br />
which will reduce the likelihood of ecological, economic and social sustainability.<br />
86. Economic Costs of Timber Harvest and Restoration Projects on Non-Timber and<br />
Other Resources<br />
i. Non-Market Economic Costs
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In order to estimate the net benefits (jobs, income, revenue) from timber harvest or<br />
production from restoration projects, the associated costs (market and non-market) must be fully<br />
accounted for in the analysis. The Final Planning Rule must require that Forest and Grassland<br />
Plans include a full accounting of all costs (market and non-market) in the economic analysis. The<br />
literature on non-market benefits is well established and must be used by the Forest Service to<br />
estimate the potential value of the undeveloped lands which would be affected by restoration<br />
projects, timber harvesting and other development proposed in Forest Plans. Krutilla (1967)<br />
provides a seminal paper on the valuation of wilderness which lead the way for countless others<br />
who have done research all providing compelling evidence that these lands are worth much more<br />
in their protected state. Krieger (2001) and Loomis and Richardson (2000) provide overviews of<br />
the academic literature on market and non-market use and non-use values of wildlands. See<br />
Walsh et al. (1984), Bishop and Welsh (1992), Gowdy (1997), Cordell et al. (1998), Loomis and<br />
Richardson (2001) and Payne et al (1992) for several more examples. Swanson and Loomis<br />
(1996) discuss the importance of non-market values specifically for public lands. Peer reviewed<br />
methods for quantifying both the non-market and market costs of changing environmental<br />
quality have been developed by economists and are readily applicable to valuing the impacts on<br />
non-market values that could occur under LMP alternatives. For a catalog of these methods see<br />
Freeman (2003).<br />
ii.<br />
Socio-Economic Costs to Communities from Dependence on Resource Extraction<br />
When an area is dependent upon only one or a few industries for most of its employment and<br />
income, there are often negative social and economic consequences, mostly stemming from<br />
fluctuations in the dominant industries (Limerick et al. 2002, Freudenburg and Gramling 1994).<br />
Studies of rural poverty indicate that resource-dependent communities are often also those with<br />
the highest levels and greatest extent of persistent poverty (Freudenburg 1992, Humphrey et al.<br />
1993, Freudenburg and Gramling, 1994, Hoffman and Fortmann 1996, Black et al. 2000,<br />
Fortmann et al 1989).<br />
The agency has noted that economic stability is a desired outcome, however extractive<br />
industry based economies are often inherently unstable due to the "boom and bust" nature of<br />
commodity markets. Such instability will be detrimental to long-term social and economic<br />
sustainability. The Forest Service must consider whether expanding the lands available for timber<br />
harvest and actual harvest levels (especially without the intention to restock lands) will be beneficial<br />
to rural communities in the long-run and must assess the potential long-term negative socioeconomic<br />
impacts that are likely to be the result of policies that promote continued dependence on a<br />
single industry in many rural communities.<br />
The Forest Service is required by the National Forest Management Act (NFMA (PL 94-588)<br />
Sec. 6 (g)(3)(A)), to consider the “economic and environmental aspects of various systems of<br />
renewable resource management, including the related systems of silviculture and protection of<br />
forest resources, to provide for outdoor recreation (including wilderness), range timber,
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watershed, wildlife and fish.” This direction clearly requires that the agency assess and account<br />
for non-market costs and benefits in evaluating plan alternatives. The Final Planning Rule must<br />
reiterate this requirement and make explicit the need to do these analyses in LMP NEPA<br />
analysis.<br />
Recommendations: The Final Planning Rule must refrain from the assumption that extractive<br />
industries, which represent an ever smaller portion of the total jobs and income in rural counties,<br />
create “stability” and rather must acknowledge the decreasing relative importance of these industries<br />
compared to expanding industries in the professional and service sectors and those which depend on<br />
non-labor income.<br />
The Final Planning Rule must require that LMP NEPA analyses consider the extent to which<br />
restoration, timber harvest and other projects reduce local economic diversity and increase<br />
economic dependence on extractive industries. Furthermore it is not sufficient for LMP NEPA<br />
analysis to simply note these impacts or note that they were studied. The creation and selection<br />
of alternatives must include options to minimize the costs to communities from increased<br />
resource extraction.<br />
The Final Planning Rule must require that LMP NEPA analyses include the net (rather than<br />
gross) benefits of timber harvest, restoration and other projects on National Forests and<br />
Grasslands. These analyses must include a full accounting of non-market costs of plan<br />
alternatives.<br />
87. Environmental Mitigation Costs and Agency Budgets and Staffing Levels<br />
The Proposed Rule states that “Objectives should be based on reasonably foreseeable<br />
budgets” (Section 218.7 (d) Plan components, (ii) Objectives). As we noted in our scoping<br />
comments, the Forest Service has never considered the cost of mitigation in evaluating plan or<br />
project alternatives, even though many projects and activities on national forests and grasslands<br />
have consequences which clearly require mitigation or remediation. The Final Planning Rule<br />
presents an opportunity to rectify this problem by requiring that LMP NEPA analyses address the<br />
cost of mitigation and agency budgets and staffing levels when evaluating plan alternatives.<br />
A recent report from the Government Accountability Office (2011) notes that the Agency is<br />
still deficient in oversight of budgets (especially for the wildland fire program), has yet to<br />
implement a viable strategic plan to ensure adequate staffing levels (noting the impending<br />
retirement of large numbers of key staff), and has not adequately addressed deficiencies in<br />
financial accountability.<br />
Successful organizations can rarely afford to ignore budgets when developing long-term plans.<br />
Without adequate funding, the mitigation plans and resource protection described in management
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plans will not be attainable. Rather than presenting the maximum production potential of public<br />
lands unconstrained by budgets, the agency must present the public with a more accurate picture of<br />
what can actually be accomplished given expected appropriations and staffing levels.<br />
The increased use of stewardship contracting and its role in the estimation of goods and<br />
services to be provided under each alternative must also be addressed by the new rule.<br />
Stewardship contracting is in effect a new revenue stream for the agency in that funds from<br />
goods provided can be returned to the land management unit instead of going to the U.S.<br />
Treasury. Stewardship contracting to date has primarily been of a “goods for services” nature.<br />
The role that pricing levels for the goods obtained affects the amount of funds returned to the<br />
unit and the amount of services that can be provided must be assessed and disclosed in the<br />
planning process. Factors and trends that could affect these prices over the plan period must be<br />
analyzed and disclosed in the plan documents. This will be especially important if agency efforts<br />
to expand the use of this contracting authority succeed as the potential exists that many land<br />
management activities formerly funded by Congressional appropriations will instead be funded<br />
or accomplished under a “goods for services” scenario. If pricing estimates don’t meet<br />
expectations, an even larger number of services (e.g. management activities likely focused on<br />
watershed restoration) will not occur.<br />
We are especially concerned with a potential lack of analysis of the costs to mitigate the<br />
environmental consequences of each alternative. Ignoring budget constraints is completely<br />
unrealistic and somewhat deceiving to the public, because the ability to achieve the levels of<br />
resource protection and damage mitigation described in each alternative will depend on the<br />
agency's budget. While the budget available to manage the planning area should be considered<br />
constant across alternatives, the costs to implement each management alternative are not equal.<br />
For example, an alternative resulting in resource damage will require more money to mitigate<br />
this damage than a less damaging alternative. It makes no sense for taxpayers to subsidize a<br />
more damaging and costly alternative when a less damaging, less costly alternative is available.<br />
Unless costs and budgets are fully analyzed, there is simply no justification for any assumption<br />
that funding will be sufficient to implement each alternative and that all resource damage will be<br />
fully mitigated.<br />
According to a Council of Environmental Quality memorandum on NEPA requirements<br />
[cited in NEPA Compliance Manual, 2nd Edition (Freeman, et al. 1994)]:<br />
[T]o ensure that environmental effects of a proposed action are fairly assessed, the<br />
probability of the mitigation measure being implemented must also be discussed.<br />
Thus the EIS and the Record of Decision should indicate the likelihood that such<br />
measures will be adopted or enforced by the responsible agencies. (Section<br />
1502.16(h), and 1505.2)<br />
The “probability of mitigation measures being implemented” is directly related to how much<br />
the mitigation will cost and how those costs relate to the expected budget available. The U.S.
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General Accounting Office (1992) reviewed federal land management budgets and found that the<br />
funding received by public land management agencies has been significantly less than the budgets<br />
required to fully implement plans.<br />
Of particular concern is the cost of enforcement of environmental protection and mitigation<br />
requirements for natural resource extraction on National Forests and Grasslands. For example, the<br />
Government Accountability Office (2005), assessed BLM’s record and found a lack of resources<br />
for monitoring and enforcement of oil and gas development and attributed this lack to an<br />
unbalanced emphasis on processing permits to drill. The lack of enforcement also places<br />
additional costs on the agency and the public. Regarding oil and gas development on public<br />
lands, the Western Organization of Resource Councils (2005) found that agency enforcement<br />
staff levels have not kept pace with development, facilities are not inspected often enough,<br />
environmental compliance inspectors spend too much time on other activities, agencies take too<br />
few enforcement actions and citizen complaints are often ignored. Conditions are likely the<br />
same on NFS lands.<br />
Finally, the Agency must take into consideration the likely scenario of declining agency staff<br />
and budgets. In addition to projecting the amount of goods and services likely to be provided<br />
under each plan alternative, the Planning Rule should require a discussion of the range of goods<br />
and services unlikely to be provided under each alternative commensurate with the level desired<br />
by the public and identified during the collaborative process for each plan. “Managing the<br />
public’s expectations” through full disclosure of the costs and limitations of agency actions<br />
would go a long way toward removing much of the conflict that arises around national forest and<br />
grassland management.<br />
Recommendations: The Final Planning Rule must require that LMP NEPA analysis be based on<br />
reasonable budget and staffing expectations, which must be clearly stated. As stewardship<br />
contracting represents another revenue stream to the agency, the Rule must require that the<br />
projected activities and revenues from stewardship contracting as well as the costs of activities<br />
funded via this contracting tool must also be analyzed and disclosed for each plan alternative.<br />
The Final Planning Rule must require that the LMP NEPA analyses include a fiscal analysis<br />
of each alternative's implementation and mitigation costs.<br />
The Final Planning Rule must require that LMP NEPA analysis of plan alternatives include a<br />
realistic assessment of the costs of enforcement of all development and recreation activities and<br />
that the likelihood of enforcement, mitigation and remediation measures being adequately<br />
completed be included in the total cost assessment for each plan alternative.<br />
The Final Planning Rule must require that the cost of inspections, enforcement and monitoring<br />
be included in the LMP NEPA analysis.
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88. Correctly Estimate Employment and Income Benefits from Restoration Projects<br />
and Timber Harvest<br />
The Final Planning Rule must require that LMP NEPA analyses augment the use of the<br />
IMPLAN model to project jobs and income from proposed actions and plan alternatives. While<br />
the IMPLAN model can be useful as a tool to assess the impacts of marginal changes, and to<br />
develop static analyses of the regional economy, this model has several shortcomings and a poor<br />
track record as a predictive tool (Haynes and Horne 1997). Furthermore the economic base<br />
hypothesis on which the model is based is not reliable even for static analyses (Tiebout 1956,<br />
Richardson 1985, Krikelas 1991 and 1992).<br />
While IMPLAN may be useful for appraising the economic impacts of specific sectors<br />
affected by a management plan, the model is insufficient for evaluating the overall economic<br />
impacts for communities (Hoekstra et. al 1990, Office of Technology Assessment 1992). The<br />
IMPLAN model is incapable of assessing the impact of increased extractive use of the National<br />
Forests and Grasslands on other economic sectors. The economic data used to construct<br />
IMPLAN do not provide comparable details for all resource-based sectors of the economy<br />
(Office of Technology Assessment 1992). Data for the timber industry (as well as other<br />
extractive industries) are classified as separate industries. Recreation, for example, is scattered<br />
among a variety of industries generally classified in services and retail, with some in<br />
transportation. Impacts to other industries which depend on the presence of protected public<br />
lands cannot be modeled at all as IMPLAN is currently applied. IMPLAN models also do not<br />
consider the impacts of many important variables that affect regional growth in rural<br />
communities, such as amenities, high quality hunting, fishing and recreational opportunities,<br />
open space, scenic beauty, clean air and clean water, a sense of community, and overall high<br />
quality of life (Krikelas 1992, Rasker 1994, Power 1996).<br />
Recommendations: The Final Planning Rule must require that LMP NEPA analyses not rely<br />
solely on IMPLAN to estimate restoration jobs and income, but must also account for other<br />
economic sectors, trends in income and employment, changes in technology and the impact that<br />
restoration projects will have on other sectors.<br />
The Final Planning Rule must require that LMP NEPA analyses include credible<br />
assessments (again not relying solely on IMPLAN) of the impact on other sectors of the economy<br />
(those described above and others) when extractive use of National Forests and Grasslands is<br />
increased and cease making the assumption that resource extraction can be increased with no<br />
impact on other non-extractive sectors.
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89. Cost of the Rule: the CBA<br />
The agency’s attempt to estimate the costs and benefits of the alternatives in the Proposed<br />
Rule, 61 begins by stating:<br />
“Because of the programmatic nature of the proposed action, the benefits derived<br />
from land management plans developed, revised, or amended under the different<br />
alternatives are not quantified. Instead, the benefits of the alternatives are<br />
assessed qualitatively in the context of procedural or planning efficiency.<br />
Efficiency is a function of (1) the time and resources used (costs) to complete and<br />
maintain plans, and (2) the degree to which those plans are capable of providing<br />
direction for resource monitoring, management, and use/access that sustains<br />
multiple uses (including ecosystem services) in perpetuity and maintains longterm<br />
health and productivity of the land for the benefit of human communities and<br />
natural resources, giving due consideration to relative values of resources (i.e.,<br />
meets the objectives of NFMA and the proposed rule).” (p. 3)<br />
This failure to estimate the benefits renders this analysis almost meaningless. It is not<br />
possible to do cost-benefit analysis unless both costs and benefits are estimated. Furthermore,<br />
the disclaimer above goes on to apply an essentially meaningless definition of efficiency.<br />
Efficiency is a function of costs and benefits. Unless benefits are measured, efficiency remains<br />
unknown.<br />
The Agency must make a credible estimate of the benefits of the Proposed Rule and<br />
Alternatives. There are measurable benefits to certain aspects of the proposed rule<br />
(comprehensive monitoring and ensuring the provision of ecosystem services are two examples)<br />
which should be estimated in order to analyze the net benefits of the Proposed Rule and<br />
Alternatives, especially compared with the baseline case. We also feel that, although estimated<br />
agency costs would be higher, making prescriptive requirements explicit (per Alternative D), will<br />
result in tangible benefits, which if these were measured would likely outweigh estimated costs.<br />
Additional prescriptive requirements regarding monitoring in Alternative E may also result in<br />
benefits which could outweigh costs.<br />
In the absence of any estimate other than an overly optimistic, speculative belief that<br />
“collaboration” will result in plans that are more (incorrectly defined) “efficient,” the analysis<br />
presented in this section is merely a cost analysis and in no way shape or form can be called a<br />
cost-benefit analysis.<br />
We are also concerned that the Agency’s intention to shift so much effort away from analysis<br />
and toward collaboration, while ultimately apparently cost-saving for the agency, will result in<br />
61 U.S. Department of Agriculture, Forest Service. 2011. Cost-Benefit <strong>Analysis</strong>: The Proposed Rule (36 CFR 219)<br />
for National Forest Land Management Planning. January 25, 2011. 71 p.
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plans which may be unable to meet the requirements of MUSYA, NFMA or even of the stated<br />
objectives of the Proposed Rule. Collaborative processes have the strong propensity to result in<br />
“lowest common denominator” outcomes that may not protect important resources, especially<br />
ecosystem services and other non-commodity values. On the other hand, comprehensive<br />
analyses of the potential environmental consequences of plan alternatives will still be needed in<br />
order to ensure that plans result in ecologically, socially and economically sustainable outcomes.<br />
While an increased “perception” of the legitimacy of plans may result in fewer objections (or<br />
litigation), it is also clearly uncertain that merely implementing collaborative processes will<br />
result in plans that are in fact legitimate unless they are also grounded in thorough analysis,<br />
based upon application of objective, state of the art scientific methods. And collaboration alone<br />
will not necessarily result in more credible scientific information.<br />
DDD. Conclusions<br />
As noted above, the National Forest Management Act clearly directs the Forest Service to<br />
conduct and apply economic analyses, stating that the Forest Service must consider the<br />
“economic and environmental aspects of various systems of renewable resource management,<br />
including the related systems of silviculture and protection of forest resources, to provide for<br />
outdoor recreation (including wilderness), range timber, watershed, wildlife and fish.” (NFMA<br />
(PL 94-588) Sec. 6 (g)(3)(A)).<br />
The promulgation of the Final Planning Rule presents the agency with an opportunity to<br />
ensure that National Forests and Grasslands are managed in a way that is ecologically<br />
sustainable, which will, in turn, bring a greater degree of economic stability and economic<br />
sustainability to local communities that reflects the realities of 21st Century rural economies.<br />
These analyses are necessary to determine not only economic values for timber harvest and<br />
suitability, but also the non-market values of wilderness, recreation, habitat for wildlife and<br />
endangered species, water quality and quantity, climate regulation and carbon sequestration,<br />
other rural economic sectors which depend on protected public lands, and the non-market value<br />
of our national forests and grasslands to all Americans. These analyses must include the cost of<br />
mitigation and remediation of these non-market resources and the Final Planning Rule must<br />
require that plan alternative selection be made to maximize the benefits of public land<br />
management for all Americans.<br />
We expect the Final Planning Rule to address the suite of economic issues and requested<br />
analyses described above.<br />
Recommendation: The Final Planning Rule should explicitly require that these analyses be<br />
conducted as part of LMP NEPA analyses, and furthermore that the Final Planning Rule must<br />
require the consideration of the results of the analysis be used in selection the final alternatives in<br />
all Land Management Plans.
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XIV. Recreation<br />
90.<br />
We are pleased to see and strongly support the proposed rule’s focus on sustainable<br />
recreation. As our country’s population grows and recreation demands grow along with it,<br />
ensuring that recreation is sustainable will be a critical challenge for the Forest Service.<br />
Recreation also has tremendous economic importance. According to the Forest Service,<br />
recreation on the national forests and grasslands produces 224,000 full- and part-time jobs,<br />
which is more than five times as many jobs as produced by timber and grazing put together<br />
(DEIS App. J, p. J-3).<br />
The proposed rule’s overall framework (assess, plan, monitor, revise) is consistent with the<br />
adaptive management approaches required for sustainable recreation planning. However, more<br />
explicit direction is needed in order to ensure the recreation outcomes the proposed rule<br />
envisions.<br />
EEE. Ensure That Recreation Planning Provides Quality Recreation Outcomes<br />
It is well known that active outdoor recreation provides tremendous public benefits in terms<br />
of public health, local economies, and more. 62 In fact, Executive Order 13266 requires that the<br />
Secretary of Agriculture work to increase opportunities for physical activity because of its public<br />
benefits. But what is less often cited is that recreation benefits decline as the quality of the<br />
recreation experience declines. 63 Accordingly, we believe the Forest Service has an obligation in<br />
the final rule to ensure quality recreation outcomes, not just opportunities, in order to maximize<br />
public benefit.<br />
91. Focus on Sustainable Recreation Outcomes, Including Quality Experiences<br />
62 See, e.g., Geoffrey Godbey, Outdoor Recreation, Health, and Wellness: Understanding and Enhancing the<br />
Relationship, Resources for the Future (May 2009), Available at: http://www.rff.org/documents/RFF-DP-09-21.pdf ;<br />
Richard Louv, Last Child in the Woods (Algonquin Books of Chapel Hill 2008) (2005); Active Outdoor Recreation<br />
Economy: A $730 Billion Annual Contribution to the U.S. Economy, Outdoor Industry Association (Fall 2006),<br />
Available at: http://www.outdoorindustry.org/images/researchfiles/RecEconomypublic.pdf?26 .<br />
63 See, e.g., Whitehead, John C., Haab, Timothy C., and Huang, Ju-Chin. 2000. “Measuring recreation benefits of<br />
quality improvements with revealed and stated behavior data”. Resource and Energy Economics, 22(4): 339-354;<br />
Englin, Jeffrey & Mendelsohn, Robert, 1991. "A hedonic travel cost analysis for valuation of multiple components<br />
of site quality: The recreation value of forest management," Journal of Environmental Economics and Management,<br />
Elsevier, vol. 21(3): 275-290; Stevens, J. B. 1966. “Recreation benefits from water pollution control”, Water<br />
Resources Research, 2(2): 167–182; Cicchetti, Charles J., V. Kerry Smith. 1973. “Congestion, quality deterioration,<br />
and optimal use: Wilderness recreation in the Spanish peaks primitive area.” Social Science Research, 2(1): 15-30.<br />
Badaracco, R.J. 1976. “ORVs: Often Rough on Visitors.” Parks and Recreation 11(9): 32-35,68-75.
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The proposed rule says in § 219.10(b)(i) that plan components must provide for “Sustainable<br />
recreation, considering opportunities and access for a range of uses.” While we agree that<br />
opportunities and access are an important element of recreation planning, this language does not<br />
incorporate what should be the ultimate goal of recreation planning: to provide quality recreation<br />
outcomes. For example, hikers, bikers and off-road vehicles together on a mixed use trail would<br />
provide opportunities and access for a range of uses, but not a quality experience for any of the<br />
users. It would result in provision of opportunities but not in quality recreation outcomes. The<br />
1982 planning rule specifically recognized this important distinction and required in<br />
§219.21(a)(2) that forest plans identify “the recreational preferences of user groups and the<br />
settings needed to provide quality recreation opportunities” (emphasis added). We are extremely<br />
disappointed that this critical point has been lost in the proposed rule.<br />
Below we recommend a series of changes to the proposed rule that would better allow the<br />
Forest Service to plan for and provide sustainable recreation outcomes, including quality<br />
experiences, thereby maximizing recreation benefits to the American public.<br />
FFF. Sustainable Recreation Needs To Be More Clearly Defined<br />
92. Incorporate the Full Range of Factors Affecting the Quality of Sustainable<br />
Recreation<br />
In definitions and provisions related to sustainable recreation, the draft rule does not<br />
adequately incorporate the range of factors that contribute to the quality of a recreation<br />
experience. The rule does incorporate the concept of aesthetic integrity in a clear way, which we<br />
strongly support. However, this unintentionally suggests that other critical factors (particularly<br />
soundscapes, user conflict, and ecological integrity) are either less important or optional in<br />
determining the sustainability and quality of recreation. These other factors should be more<br />
explicitly incorporated into the rule in order to ensure the full range of factors that ensure high<br />
quality and sustainable recreation experiences are accounted for in the planning process.<br />
Soundscapes in particular are a well-studied and proven element that define a sense of place<br />
and ensure quality recreation experiences. 64 Simply illustrated, a survey of national park visitors<br />
“revealed that nearly as many visitors come to national parks to enjoy the natural soundscape (91<br />
percent) as come to view the scenery (93 percent).” 65<br />
64 See, “Visitor Experience and Soundscapes: Annotated Bibliography,” National Park Service / Colorado State<br />
University, 2006. Available at:<br />
http://www.nature.nps.gov/naturalsounds/PDF_docs/VisitorExperience_Soundscapes_AnnotatedBiblio_17Aug10.p<br />
df . Also see, National Park Service’s compendium of other research, reports, and publications on soundscapes,<br />
available at: http://www.nature.nps.gov/naturalsounds/PDF_docs/Other_Research_Reports_Publications.pdf .<br />
65 National Park Service Director’s Order #47, Soundscape Preservation and Noise Management (December 1,<br />
2000).
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In addition, user conflict is a particularly critical factor affecting the quality of sustainable<br />
recreation. This is particularly true for conflicts between the needs of motorized and nonmotorized<br />
users. The Forest Service has an affirmative obligation under Executive Order 1164<br />
to minimize conflicts between motorized and non-motorized users. The 1982 rule expressly<br />
incorporated this duty, saying in §219.21(g) “Off-road vehicle use shall be planned and<br />
implemented to protect land and other resources, promote public safety, and minimize conflicts<br />
with other uses of the National Forest System lands” (emphasis added). That the proposed rule<br />
simply does not mention user conflict at all, despite both the importance of the issue and the<br />
agency’s legal obligation to minimize conflicts pursuant to Executive Order 1164, is a glaring<br />
omission that should be remedied.<br />
Accordingly, we suggest several changes. First, in §219.19, the definition of “Landscape<br />
character” should be changed to include not just visual images, but soundscapes and ecological<br />
integrity as well. This change is consistent with the stated intent in the current definition, which<br />
is to “define a ‘sense of place.’” Second, also in §219.19, the definition of “Recreational<br />
setting” should be more specific about the minimum elements of the “surroundings or the<br />
environment for the recreational activities” that must be evaluated by adding the phrase<br />
“including, but not limited to, scenic character, naturalness, remoteness, soundscapes, social<br />
encounters and user conflict.” Lastly, the word “soundscape” should be added after “aesthetic<br />
values” in §219.10(a)(1), Multiple Uses, in order to ensure soundscapes are considered for<br />
purposes of Integrated Resource Management.<br />
93. Clarify the Definition of “Sustainable Recreation”<br />
The draft definition of “sustainable recreation” in §219.19 is a somewhat circular definition<br />
that defines sustainable recreation as “ecologically, economically, and socially sustainable”<br />
without meaningfully explaining how those elements are to be determined.<br />
First, it is not clear that “economically sustainable” includes the concept of “fiscally<br />
sustainable” (i.e. ensuring that the Forest Service has the financial, personnel, and other<br />
resources needed to implement recreation plans). Forest and grassland plans should address<br />
what resources are needed to implement plans, including monitoring programs and management<br />
activities, and how these resources will be obtained. This is a key aspect of economic<br />
sustainability over which the Forest Service has direct control, and there is wide agreement<br />
among recreation resource planners that this is a critical element of any plan. 66 Accordingly, it<br />
66 See Principles of Recreation Resource Planning, National Association of Recreation Resource Planners (2009)<br />
[hereinafter Principles of Recreation Resource Planning]. Available at:<br />
http://www.narrp.org/clubportal/images/clubimages/1431/Recreation_Resource_Planning_Principles_April-<br />
2009a.pdf Also see Whittaker, Doug, Bo Shelby, Robert Manning, David Cole, and Glenn Haas. 2011. “Capacity<br />
Reconsidered: Finding Consensus and Clarifying Differences”, Journal of Park and Recreation Administration<br />
29(1): 1-20. [hereinafter Capacity Reconsidered]. Available at: http://leopold.wilderness.net/pubs/730.pdf
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should be explicitly incorporated into the definition of “economically sustainable.” In addition,<br />
it is not clear that forest and grassland plans will be required to evaluate the economic<br />
contribution of recreation to local communities, and how those benefits might compare to or be<br />
affected by resource extraction or recreation-related environmental damage. This is critical in<br />
determining the best balance for multiple use and recreation allocations. Further, economic<br />
sustainability must incorporate accounting of both the economic benefits associated with the<br />
recreation experiences as well as the economic costs (including ecosystem services).<br />
Second, the draft rule provides no guidance on the meaning of “socially sustainable” or the<br />
basic elements necessary to assess social sustainability. At a minimum, forest and grassland<br />
plans should be required to evaluate types of recreation activities (e.g., motorized or<br />
nonmotorized use), spatial arrangements of activities, amounts of use, and potential user conflict<br />
to determine social sustainability of recreation. 67 As noted above, the 1982 rule specifically<br />
required minimization of conflicts between motorized and other users in §219.21(g) and we<br />
believe this requirement should be re-established in the final rule.<br />
Lastly, it is not clear in the definition of “sustainable recreation” that ecological sustainability<br />
sets the sideboards for determining sustainability. The rule must make clear, both in the<br />
definition of sustainable recreation, and in the Rule in general, that social and economic<br />
sustainability must exist within the boundaries set by ecological sustainability. If this were not<br />
the case, by definition, recreation would not be sustainable since the values that are the very<br />
foundation of social and economic sustainability related to recreation would erode – namely,<br />
aesthetics (visual and auditory), healthy wildlife, biological diversity, healthy streams, clean<br />
water, etc. See also our discussion above on decision-making and role of science.<br />
Accordingly, we recommend that the rule include in §219.19 definitions for “economically<br />
sustainable,” “socially sustainable,” and “ecologically sustainable” that incorporate the above<br />
principles. We also recommend that §219.6 require analyses of these issues as a precursor to any<br />
new plan or plan amendment that incorporates sustainable recreation.<br />
94. Define “Sustainable Recreation” In Terms of Quality Outcomes, Not Just<br />
Opportunities<br />
The proposed definition of “sustainable recreation” states that it is the set of recreation<br />
opportunities “allowing the responsible official to offer recreation opportunities now and into the<br />
future.” We believe this is a flawed way of describing sustainable recreation because it focuses<br />
solely on recreation opportunities, not outcomes. Managing for outcomes will allow the Forest<br />
Service to achieve quality recreation experiences, not simply a range of opportunities (see<br />
discussion above). This is an important and substantive distinction, as exemplified by the 6 th<br />
67 See Capacity Reconsidered, p.8.
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Circuit’s decision in Meister v. U.S. Dept. of Agriculture, where the court specifically relied in<br />
inclusion of the word “quality” as a basis for its decision. 68<br />
Accordingly, in §219.19, we recommend revising the proposed definition of “sustainable<br />
recreation as follows (additions emphasized): “…allowing the responsible official to offer<br />
quality recreation opportunities and outcomes now and into the future.”<br />
GGG. Better Operationalize the Concept of Sustainable Recreation<br />
95. Link Assessments to Plans<br />
The recreation elements of forest and grassland plans should follow logically from<br />
information gathered in the assessment phase about recreation niches, needs, and impacts. While<br />
we understand that this is the intent of the draft rule, the proposed rule’s language is so loose as<br />
to make the links between the recreation elements of the assessment and the recreation elements<br />
of the forest or grassland plan almost entirely discretionary. See, for example, §219.7(c)(2)(i)<br />
which requires that the official “shall review relevant information from the assessment phase”<br />
and §219.7(2)(iii) which says the official “shall consider conditions and trends and stressors”<br />
(emphasis added). There could be little to no link between the information contained in the<br />
assessment and the content of the forest or grassland plan and still satisfy the requirements for<br />
“reviewing” and “considering”.<br />
We also note that the 1982 planning rule provides a closer link between assessment and<br />
planning than does the proposed rule. For example, while both the proposed rule and the 1982<br />
rule require consideration of State Comprehensive Outdoor Recreation Plans and the role of non-<br />
Forest Service lands (§219.6(b)(2-3) and §219.21(e), respectively), the 1982 rule directly links<br />
that consideration to the expected outcome: “with the aim of reducing duplication in meeting<br />
recreation demands” (§219.21(e)).<br />
For our full comments on agency discretion, see our discussion above. We specifically call<br />
this issue out here because of its particular importance for recreation planning. Without<br />
proactive and thoughtful recreation plan elements based on needs and niches identified in the<br />
assessment, the Forest Service will not be able to adequately serve the changing and growing<br />
recreation needs of the public.<br />
96. Incorporate Sustainable Recreation into All of the Plan Components<br />
Even though the issue of sustainability is included in the proposed rule, as we have noted<br />
above, it is not well-defined in an operational way. In order to operationalize this concept, Dr.<br />
Robert Manning (a nationally-recognized expert in recreation planning) states that recreation<br />
planning experts have adopted a management-by-objectives framework in which “1) desired<br />
68 Meister v. U.S. Department of Agriculture, 623 F. 3d 363 (6 th Cir. 2010).
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conditions/management objectives are developed, 2) quantitative indicators and standards are<br />
formulated as proxies for desired conditions/management objectives, 3) indicators are monitored,<br />
and 4) management actions are taken to help ensure that standards are maintained…[This<br />
framework] is being used in the field of recreation to address carrying capacity and it should be<br />
considered for adoption in the proposed planning rule as a way to define and manage<br />
sustainability as it applies to recreation and other forest uses.” 69<br />
This framework correlates reasonably well with the required plan components in<br />
§219.7(d)(1) ―Desired conditions, Objectives, Standards, and Guidelines―and the monitoring<br />
component in § 219.12. However, while the proposed rule may give managers discretion to<br />
adopt this approach, it contains no guarantees that it will occur. Despite all of these components<br />
being recognized as fundamental elements of best practice in the field of recreation planning, a<br />
forest or grassland plan could incorporate recreation into only one of the required plan<br />
components, and monitor only one recreation indicator, and still meet the minimum requirements<br />
of the rule.<br />
It is particularly important to ensure objectives and standards for sustainable recreation are<br />
set because they provide the measures that allow managers to determine if they are meeting<br />
desired recreation outcomes, and which allow them to adaptively manage for changing<br />
conditions. In their absence, adaptive management is not a meaningful concept and recreation<br />
quality and outcomes suffer.<br />
Requiring inclusion of recreation in each one of these plan components will allow the Forest<br />
Service to adaptively manage for recreation using carrying capacity and other recreation best<br />
management practices. In particular, a carrying capacity approach will help operationalize the<br />
concepts of ecological and social sustainability (discussed above) by providing a rational<br />
methodology for measuring and managing for both. While social and economic sustainability<br />
are difficult to thoroughly define in a rule, carrying capacity is sound recreation science that will<br />
ensure these terms are implemented in an effective and practical way.<br />
Accordingly, we recommend that the second sentence of §219.10(b)(1)(i) be edited as<br />
follows (edits emphasized): “The plan should identify recreational settings and niche, and<br />
desired conditions including for scenic landscape character, objectives, standards, guidelines,<br />
and suitability.”<br />
97. Recreation Settings and Desired Conditions Should Be Mandatory<br />
Section 219.10(b)(i) of the proposed rule states “[t]he plan should identify recreational<br />
settings and desired conditions for scenic landscape character” (emphasis added). There is no<br />
reason why this provision should be discretionary. Recreation settings and desired conditions are<br />
69 See Appendix C: Letter from Dr. Robert Manning, Professor, Rubenstein School of Environment and Natural<br />
Resources, University of Vermont, to The Wilderness Society (February 17, 2011).
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foundational elements of recreation planning 70 , and practical prerequisites for managing for<br />
recreation outcomes. Accordingly, we recommend that “should” be replaced with “shall” in this<br />
provision.<br />
98. Require Recreation Monitoring To Support a Management-By-Objectives<br />
Framework<br />
Ongoing monitoring of recreation use and impacts is a fundamental element of sustainable<br />
recreation management. Without sufficient monitoring, it will be impossible for the Forest<br />
Service to adaptively manage for recreation objectives and outcomes, or manage for carrying<br />
capacities and other best management practices, and therefore nearly impossible to achieve the<br />
stated goal of sustainable recreation. As Dr. Manning notes, the “guidelines seem to suggest that<br />
recreation could be adequately monitored on the basis of only one question or indicator, and this<br />
is probably insufficient. Some plans may simply monitor the number of recreation visits or<br />
visitors, and this offers little information about the type or quality of recreation that is being<br />
offered.” 71 Certainly data from the National Visitor Use Monitoring survey alone is not<br />
sufficient, though it is at present not unusual for this to be the only recreation monitoring<br />
conducted by a forest or grassland.<br />
Accordingly, we recommend that in §219.12(a) sufficient monitoring to support a<br />
management-by-objectives framework, including carrying capacity, be made mandatory in order<br />
to successfully manage for sustainable recreation. Alternative E in the DEIS provides a<br />
reasonable attempt to provide a sufficient recreation monitoring scheme in §§219.12(a)(iv) and<br />
(xiii). These provisions require monitoring of “Recreation user satisfaction and status and trend<br />
of recreation settings and opportunities provided by the NFS unit compared to Desired<br />
Conditions stated in the plan,” and “public safety and environmental impacts of road and trail<br />
system on the NFS unit, including appropriate access, needs of adjacent landowners, public<br />
demand, and geological risks,” including the question “Where is unauthorized use occurring on<br />
or off the road and trail system?” We recommend the Forest Service adopt these monitoring<br />
provisions from Alternative E.<br />
For our full recommendations on monitoring, see the discussion below.<br />
99. Alternative D Would Support Development of Sustainable Recreation<br />
Infrastructure<br />
Section 219.8(a)(3)(ii)(B) of Alternative D would require that “activities within riparian<br />
conservation areas that are not for restoration such as construction of new facilities (for example<br />
70 See, e.g., Principles of Recreation Resource Planning , supra; Capacity Reconsidered, supra; Manning, R. (2004).<br />
“Recreation Planning Frameworks. Society and Natural Resources: A Summary of Knowledge.” Jefferson, MO:<br />
Modern Litho, 83-96.<br />
71 Id.
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boat landings, road and trail crossings or campsites) must be designed using best available<br />
science to minimize impacts to the ecological function of the area.” We believe this provision<br />
would meaningfully enhance the Forest Service’s ability to provide for sustainable recreation. If<br />
the Forest Service’s goal is to achieve sustainability of recreation, using BMPs to reduce the<br />
impacts of recreation infrastructure in environmentally sensitive riparian areas―as this provision<br />
would require―should be a minimum standard that is required of all forest and grassland plans.<br />
Further, there is an additional social and economic sustainability benefit by preventing damage<br />
and safety concerns arising from recreation infrastructure being located in flood zones.<br />
Accordingly, we strongly recommend that §219.8(a)(3)(ii)(B) of Alternative D be adopted in<br />
order to assist the Forest Service in implementing its goal of providing sustainable recreation.<br />
HHH. The Rule Should Require Recreation Zoning<br />
100. Land Allocations Are an Effective and Practical Way to Plan for Sustainable<br />
Recreation<br />
Land allocations are a critical tool for sustainable recreation planning. They allow the Forest<br />
Service to establish a recreation zoning system that facilitates effective management for a variety<br />
of recreation outcomes and the wide range of factors that affect those outcomes (soundscapes,<br />
aesthetics, user conflict, etc.). This is particularly important for preventing resource damage,<br />
ensuring quality experiences, and limiting conflict between recreational users, including that<br />
between motorized and non-motorized users. Not every use is appropriate for every acre, and<br />
achieving social and ecological sustainability requires careful allocation of recreation across the<br />
landscape. Without the use of recreation land allocations, it is virtually impossible to manage<br />
uses in a sustainable way that will prevent conflict and environmental damage.<br />
For a general discussion of land allocations, see our comments on land allocations,<br />
management areas, and special areas above.<br />
101. Establish a Recreation Zoning System Using a Suite of Land Allocation Tools<br />
Land allocations should be a mandatory plan component in order to establish a recreation<br />
zoning system. This zoning system should be comprised of cascading, nested levels of<br />
recreation allocations. Above the Forest level, congressionally-designated areas such as National<br />
Recreation Areas and National Heritage Areas provide distinct management regimes for areas<br />
that have been prioritized by Congress for recreation. That alone, however, is not sufficient.<br />
At the unit level, plans should identify recreation management areas in order to appropriately<br />
allocate different types of recreation across the landscape in an ecologically and socially<br />
sustainable manner. At a minimum, recreation management areas should distinguish between<br />
motorized and non-motorized recreation areas (see further discussion below), front-country and
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back-country settings, and be consistent with the recreation niches identified in the assessment.<br />
These management areas would establish the baseline recreation zoning system for the forest.<br />
In addition, the rule should explicitly provide the opportunity for forests to designate “special<br />
areas” (see Special Areas discussion above). Recreation special areas are named areas within a<br />
management area(s) that act as an overlay designation, providing more specific recreation<br />
management regimes than the general management area in order to support a particularly<br />
important or sensitive use. For example, see Sections 8.1 and 8.2 of the Fingers Lakes National<br />
Forest plan 72 , which include a “national scenic trail special area” and a “recreation and education<br />
special area”.<br />
102. Suitability of Lands for Motorized Recreation Should Be Determined In<br />
Every Plan<br />
Motorized recreation should be among the suitability of uses examined for every plan<br />
creation or revision because of the tremendous impacts motorized use has on ecologically<br />
sensitive areas. This is part of the logic behind NFMA’s timber suitability requirement, and it is<br />
equally applicable to motorized vehicle use. Further, the NFMA does not simply require the<br />
determination of suitability for timber production; it requires that national forests and grasslands<br />
“determine…the availability of lands and their suitability for resource management”. Sec. 6<br />
(e)(2). Former Forest Service Chief Dale Boswoth recognized unmanaged motorized use as one<br />
of the top four threats to national forests. 73 Noise from motorized vehicles stress wildlife by<br />
startling species and impacting opportunities for roosting, foraging, and nesting. 74 Motorized<br />
vehicles can damage habitat via fragmentation and serving as a vector for invasive species that<br />
alter habitat composition, structure, and function. 75 Motorized vehicles degrade water quality by<br />
causing increased sedimentation and erosion, particularly on steep slopes and unstable soils. 76<br />
The 1982 planning rule recognizes the importance of determining suitability of areas for<br />
motorized recreation, requiring both that forest planning identify “[t]he physical and biological<br />
characteristics that make land suitable for recreation opportunities” (§219.21(a)(1)) and that<br />
“[o]ff-road vehicle use shall be planned and implemented to protect land and other resources”<br />
(§219.21(g)). The Forest Service’s travel management plans are not a substitute for suitability<br />
72 Finger Lakes National Forest Land and Resource Management Plan, USDA Forest Service Eastern Region, R9-<br />
FL-FP (April 2006).<br />
73 Statement of Dale Bosworth, Chief of the Forest Service, United States Department of Agriculture, Before the<br />
Subcommittee on Forests and Forest Health and the Subcommittee on National Parks, Recreation, and Public Lands,<br />
Committee on Resources, United States House of Representatives (Jul. 13, 2005), available at<br />
http://republicans.resourcescommittee.house.gov/UploadedFiles/BosworthTestimony07.13.05.pdf (last visited on<br />
April 29, 2011).<br />
74 See Appendix B: Petition to enhance and expand regulations governing the administration of recreational off-road<br />
use on national forests. Submitted by Wildlands CPR, The Wilderness Society, et al. December 1999.<br />
75 Id.<br />
76 Id.
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determinations in forest and grassland plans because the travel planning process does not<br />
consider whether certain areas of forests and grasslands are suitable or unsuitable for motorized<br />
use, but instead only looks at whether individual routes at the ground level are suitable for<br />
motorized designations.<br />
Accordingly, we recommend the following change to the last sentence of §219.7(d)(1)(v) of<br />
the proposed rule: “… Suitability does not need to be determined for every multiple use or<br />
activity, but every plan must identify those lands not suitable for timber production (§219.11)<br />
and motorized recreation.” (addition emphasized).<br />
103. Distinguish Between Motorized and Non-Motorized Recreation Areas Year-<br />
Round<br />
Distinguishing between motorized and non-motorized recreation management areas is critical<br />
to achieving sustainable recreation outcomes, particularly from a social sustainability<br />
perspective. Research has repeatedly shown that combining motorized and non-motorized use<br />
on shared trails and areas has significant negative effects on non-motorized users, both<br />
summertime (e.g. hikers, bikers, hunters, fishermen) and wintertime (e.g. cross country and<br />
backcountry skiers and snowshoers). 77 Under the 1982 rule, forests will sometimes (though not<br />
always) distinguish between motorized and non-motorized areas for summertime activities, but<br />
rarely do so for wintertime activities. We strongly object to this practice, since if anything,<br />
designating distinct motorized and non-motorized areas is even more important for winter use<br />
because limited access consolidates recreation activities into smaller areas (based on which roads<br />
and parking areas are plowed, what trails are groomed, etc.), thereby increasing social conflicts<br />
and impacts to non-motorized users. 78<br />
Accordingly, we recommend that the rule require that forest and grassland plans distinguish<br />
between motorized and non-motorized recreation areas for both summer and winter recreation<br />
management. This should be accomplished by requiring that land allocations distinguish<br />
between motorized and non-motorized year-round, and by adding the following sentence to the<br />
end of §219.10(b)(1)(i): “The plan shall also distinguish between areas for motorized and<br />
non-motorized recreation for summer and winter recreation.”<br />
77 See Badaracco, R.J. 1976. “ORVs: Often Rough on Visitors.” Parks and Recreation 11(9): 32-35,68-75; Jackson,<br />
E.L. and R.A.G. Wong. 1982. “Perceived Conflict Between Urban Cross -Country Skiers and Snowmobilers in<br />
Alberta.” Journal of Leisure Research 14(1): 47-62; Kockelman, W. J. 1983. “Management concepts.<br />
Environmental Effects of Off-road vehicles: Impacts and Management in Arid Regions”. H. Wilshire and R. Webb<br />
(eds.). New York: Springer-Verlag; Knopp, T.B. and J.D. Tyger. 1973. “A Study of Conflict in Recreational Land<br />
Use: Snowmobiling vs. Ski Touring.” Journal of Leisure Research 5(3): 6-17; Noe, F.P., J.D. Wellman, and G.<br />
Buhyoff. 1982. “Perception of Conflict Between Off –Road Vehicle and Non Off -Road Vehicle Users in a Leisure<br />
Setting.” Journal of Environmental Systems 11: 223-233.<br />
78 See Winter Recreation on Western National Forest Lands, Winter Wildlands Alliance (July 2006). Available at:<br />
http://www.winterwildlands.org/resources/reports/WWA_WinterRecreation.pdf (last visited May 4, 2011).
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104. Recreation Elements of Plans Must Be Prescriptive, Not Simply Descriptive<br />
The purpose of sustainable recreation planning should be self-obvious: to plan for recreation<br />
in a way that will be sustainable. However, too often forests and grasslands have defaulted to<br />
plans that simply codify existing, de facto recreation patterns. This is particularly true with<br />
respect to use of the recreation opportunity spectrum (ROS), where despite longstanding Forest<br />
Service guidance to the contrary, we have repeatedly seen individual forests use the ROS as a<br />
method to codify current recreation uses instead of to proactively plan for recreation<br />
opportunities that will maximize social and ecological sustainability. The DEIS even explicitly<br />
recognizes this, saying “Some plans used ROS settings just for inventory and tracking purposes.”<br />
DEIS at 138.<br />
The wording in the draft rule allows forests to continue to use recreation settings in a purely<br />
descriptive manner if they so desire, thereby allowing the Forest Service to substitute<br />
continuance of recreation status quo for proactive recreation planning. For example,<br />
§219.10(b)(1)(i) simply says “The plan should identify recreational settings.” Not only does this<br />
make identifying settings (currently done using the ROS) optional, it could easily be understood<br />
to mean identify the settings as the currently exist, not as they should be planned for based on<br />
needs and opportunities.<br />
Accordingly, we recommend that in §219.19 the definition of “recreational setting” be edited<br />
to clarify that it is a prescriptive planning tool, and not just a descriptive one. In addition, we<br />
recommend that the recreation plan component ensure consistency with the forest’s identified<br />
recreation niche. This should be done by editing §219.10(b)(1)(i) to read “The plan should shall<br />
identify recreational settings and niche, and desired conditions including for scenic landscape<br />
character, objectives, standards, guidelines, and suitability.<br />
III. Ensure Equitable Recreation Access For Diverse Populations<br />
Population data shows that minority and urban populations are growing at a tremendous rate,<br />
and represent a significant and increasing segment of our population. 79 This growth is<br />
particularly pronounced in western states that are home to vast stretches of national forests and<br />
grasslands. 80 In order to ensure the recreation benefits provided by the national forests are able<br />
to serve these populations, forest and grassland plans must actively facilitate equitable recreation<br />
access for diverse communities. We appreciate and support the provision in §219.4 of the<br />
proposed rule that the responsible official shall encourage participation in the planning process<br />
by youth, low-income, and minority populations. However, this alone is not enough. Attention<br />
should be paid to youth access needs and access for a diversity of skill levels in addition to<br />
ethnic, cultural, and socio-economic status. The rule should establish a framework that ensures<br />
79 DEIS at 136.<br />
80 Id.
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individual forest and grassland plans will adequately meet this obligation. The rule should do<br />
this by integrating the elements related to equitable recreation access into the assessment,<br />
planning, and monitoring elements of the rule.<br />
105. Assess Equitable Access Opportunities for Minority and Urban Populations<br />
The assessment phase of planning is particularly important for ensuring forests adequately<br />
plan for equitable recreation access. Key elements of the assessment include analyses of the<br />
regional population that the forest serves, barriers to access by diverse, under-privileged, and<br />
urban populations, and the interface between forest service and regional transportation<br />
infrastructure. The analysis of barriers should include, but not be limited to, transportation,<br />
socioeconomics, skill level, and barriers created via land allocations and recreation facility siting<br />
and design. The transportation infrastructure analysis should identify access points for public<br />
transportation (federal, state, or municipal) so that diverse communities can easily access<br />
recreation opportunities. While the language of §219.6(b) of the proposed rule allows forest<br />
managers to evaluate these issues, it does not go far enough in guaranteeing their consideration.<br />
To address this deficiency, we make two recommendations. First, in §219.6(b)(2) add the<br />
phrase “public transportation plans” in the list of relevant documents. Second, in §219.6(b)(3),<br />
revise the first sentence to read “…considering the roles of the unit in providing multiple uses,<br />
including ecosystem services and recreation benefits to diverse members of the public, from<br />
the NFS lands to the local area” (additions emphasized).<br />
106. Require a Goal of Connecting With Youth, Minority and Urban Populations<br />
As noted in our discussion above, the content and direction of a forest plan should flow<br />
logically from the information contained in the assessment. For purposes of equitable access,<br />
this means that forest and grassland plans should explicitly incorporate equitable access<br />
strategies into the required plan components. Requiring inclusion of a goal to connect youth,<br />
minority, and urban populations to the national forest or grassland would help better assure that<br />
the required plan components (desired conditions, objectives, standards, and guidelines)<br />
incorporate and reflect the needs of diverse populations.<br />
JJJ.<br />
Failure to Disclose the Effects of Eliminating Recreation Section Of 1982 Rule<br />
The 1982 planning rule (Alternative B in the DEIS) provides highly explicit direction with<br />
regards to the recreation elements of forest and grassland plans. As we have noted above,<br />
§219.21 of the 1982 rule contains specific provisions requiring quality recreation<br />
(§219.21(a)(2)), analysis of suitability of lands for recreation (§219.21(a)(1)), demand-supply<br />
analysis for recreation (§219.21(b)), and off-road vehicle use that is planned and implemented to<br />
protect land and other resources, promote public safety, and minimize conflicts with other uses<br />
(§219.21(g)). The proposed rule eliminates all of these provisions in favor of a bare-bones<br />
statement that forests and grasslands shall provide for sustainable recreation. The proposed rule
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also suggests but does not require identification of recreational settings and desired conditions<br />
for scenic landscape character. But as we noted above, these are hardly a full reflection of the<br />
elements identified by experts as best practices for recreation planning, and regardless, their<br />
inclusion in plans is not mandatory.<br />
The proposed rule’s removal of specific provisions of the 1982 rule is a material change with<br />
real world affects on the type and distribution of recreation activities the Forest Service can<br />
legally allocate in land management plans. For example, the 6 th Circuit Court of Appeals relied<br />
on the requirements in the 1982 rule regarding demand-supply analysis (§219.21(b)), provision<br />
of quality recreation opportunities (§219.21(a)(1)), and minimizing motorize use conflict<br />
(§219.21(g)) to find that the Huron-Manistee National Forest had arbitrarily and capriciously<br />
designated hundreds of miles of snowmobile trails and areas at the expense of cross-country<br />
skiers. 81 As a result, the Huron-Manistee is expected to significantly reallocate recreation<br />
amongst motorized and non-motorized users, which will have significant on-the-ground effects<br />
related to habitat, soundscapes, and user conflict.<br />
As such, the DEIS should have disclosed the reasonably anticipated effects of eliminating the<br />
detailed and explicit requirements of the 1982 rule in favor of a vaguely defined and largely<br />
voluntary recreation provision in the draft rule. Instead, the DEIS fails to mention this change at<br />
all in any of its analyses on Alternatives A, C, or D.<br />
KKK. The DEIS Unreasonably Relies On Unenforceable Planning and Management Tools<br />
The DEIS suggests that changes in the recreation elements of the proposed rule would have<br />
few if any consequences because recreation planning is controlled by agency tools and<br />
guidelines, and not the rule itself. The DEIS states “The recreation program will continue to be<br />
guided by the strategic plans and Agency policy no matter which alternative is selected. The<br />
national program and the social and economic impacts of the program are largely independent of<br />
planning regulations and land management plans.” DEIS, p.141. It continues on to admit that the<br />
proposed rule is extremely vague, but asserts that recreation outcomes will be consistent<br />
regardless of the planning alternative selected because recreation planning relies on a suit of<br />
agency planning tools to conduct recreation planning, “As current planning rule procedures<br />
related to recreation are quite general, these tools contribute to consistency in recreation planning<br />
across NFS units.” DEIS, p.137.<br />
But the DEIS undermines its own argument by citing a suite of recreation tools as the<br />
rationale that outcomes will be consistent across alternatives, while explaining that none of these<br />
tools is actually enforceable and compliance with them can’t be guaranteed. The DEIS spends<br />
several pages describing the various recreation management tools currently employed by the<br />
Forest Service. DEIS, p. 137-140. The DEIS simultaneously spends several pages carefully<br />
describing the enforceable elements of Forest Service policy, which include Forest Service<br />
81 Meister, 623 F. 3d 363.
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Manuals (in some circuits, at least), but no other administrative policies. DEIS, p. 49-51.<br />
Almost none of the recreation management tools described in the DEIS on pages 138-140 are<br />
enforceable according to the DEIS on page 50. But the DEIS nonetheless relies on them to<br />
conclude that the recreation element of the proposed rule will have few impacts and that<br />
recreation outcomes would be consistent across national forests and grasslands, despite there<br />
being no mechanism to ensure any of these tools are used in a consistent way (or at all, for that<br />
matter) from unit to unit.<br />
LLL. Social and Economic Impacts of Recreation Should Be Disclosed<br />
As noted above, the DEIS asserts that “the social and economic impacts of the program are<br />
largely independent of planning regulations and land management plans.” DEIS, p. 141. While<br />
we agree that the Forest Service has limited ability to affect social and economic sustainability<br />
on a large scale, this statement ignores two key aspects of social and economic sustainability<br />
over which the Forest Service does have direct control. As we have pointed out above, conflict<br />
between motorized and non-motorized users is one of the most pervasive and pernicious<br />
management challenges on the national forests. This is an aspect of social sustainability that is<br />
well within a plan’s ability to address through land allocations, suitability, and zoning. In<br />
addition, the fiscal responsibility is an important aspect of economic sustainability that is also<br />
well within a plan’s ability to address through an assessment of the Forest Service’s reasonably<br />
expected resources to manage, maintain, and mitigate recreation activities and infrastructure.<br />
Accordingly, we believe the assertion in the DEIS that the planning rule has limited ability to<br />
affect the social and economic impacts of recreation is erroneous, and that the social and<br />
economic impacts outlined above, which the planning rule does directly affect, should be<br />
disclosed.<br />
107.<br />
108.<br />
XV. Visuals and Aesthetics<br />
To be completed<br />
XVI. Cultural Resources<br />
To be completed<br />
XVII. Air<br />
MMM. Need for Proactive Coordination<br />
We are disappointed that the proposed rule appears to roll back existing air quality<br />
safeguards for National Forest System lands, as well as the affirmative obligation to identify
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measures needed to effectively coordinate air quality control with state agencies. Despite the<br />
decision to abandon these requirements, the Forest Service completely ignores the proposed<br />
rule’s effects on air quality in the DEIS. We suggest a return to the 1982’s recognition that<br />
forest and grassland plans should include direction that will ensure its management activities will<br />
comply with the agency’s non-discretionary duties under the Clean Air Act and other applicable<br />
laws. In addition, we believe the planning rule should retain and expand upon the 1982 rule’s<br />
commitment to interagency air quality coordination in order to better take advantage of the 2007<br />
Exceptional Events Rule, so that the agency may more consistently rely on the use of prescribed<br />
fire in its restoration efforts.<br />
The final rule should require proactive coordination with state air quality agencies in order to<br />
promote the use of prescribed fire for restoration purposes. The 1982 rule required each regional<br />
guide to contain “specific standards and guidelines” for “[i]dentifying in forest plans significant<br />
current and potential air pollution emissions from management activities and from other sources<br />
in and around the forest planning area and identifying measures needed to coordinate air quality<br />
control with appropriate air quality regulation agencies.” 36 C.F.R. § 219.9(a)(5)(v) (emphasis<br />
added). The proposed rule discards this provision, which is a mistake because an affirmative<br />
recommitment to coordinating with state air quality control agencies could better facilitate efforts<br />
to restore natural fire regimes to ecosystems through the appropriate use of prescribed fire.<br />
The EPA’s Exceptional Events Rule specifically allows states to exclude data showing<br />
exceedances or violations of national ambient air quality standards resulting from prescribed<br />
fires, so long as those fires meet the definition of an “exceptional event” and the state files (and<br />
EPA approves) the requisite paperwork requesting an exemption. 50 C.F.R. §§ 50.1,<br />
50.14(a)(1), (b)(3); see also 72 Fed. Reg. 13560 (Mar. 22, 2007). If EPA approves the<br />
paperwork submitted to demonstrate use of the exceptional events exemption is justified,<br />
emissions from prescribed fires do not count against the state as the EPA reviews areas for<br />
nonattainment. We understand the “demonstration” can be fairly burdensome, which is one<br />
reason that some state agencies have not fully embraced the use of prescribed fire. Thus, in<br />
order to improve the Forest Service’s ability to take full advantage of the exceptional events<br />
exemption, the final rule should require proactive coordination between the Forest Service and<br />
state air quality regulators, one purpose of which would be to develop a plan to share<br />
responsibility for preparing the “demonstration.” Including a provision in the final rule that<br />
would require early and meaningful cross-jurisdictional coordination could enable the Forest<br />
Service to more regularly use prescribed fire in order to restore natural fire regimes and lessen<br />
the risk of uncharacteristic wildfire and its attendant damage to air quality, public health and<br />
safety, and ecosystem structure.<br />
Importantly, the 1982 rule also required that management prescriptions “[b]e consistent with<br />
maintaining air quality at a level that is adequate for the protection and use of National Forest<br />
System resources and that meets or exceeds applicable Federal, State and/or local standards or<br />
regulations.” 36 C.F.R. § 219.27(a)(12). In other words, the 1982 rule was clear that the Forest<br />
Service, as manager of millions of acres of land and numerous pollutant emitting activities, was
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obligated to independently assure compliance with relevant Federal, State, and local air quality<br />
standards. It was not enough to simply assert that an activity or use would comply with<br />
applicable air quality laws. Rather the agency was duty-bound to demonstrate that its<br />
management actions were indeed consistent with maintaining air quality at levels meeting or<br />
exceeding such standards or regulations.<br />
NNN. Agency Examples<br />
The proposed rule is an extreme and unfortunate departure from the agency’s prior<br />
understanding that its forest and grassland plans influence the degree to which site-specific<br />
projects and permitted activities will affect air quality. If left as written, the proposed rule could<br />
be interpreted as prohibiting the agency’s historic practice of including explicit air quality<br />
direction in its land management plans. See Draft Sec. 219.2(b)(2) (stating “[p]lans should not<br />
repeat laws, regulations, [etc.]”). For example, provisions similar to those below, which are from<br />
existing forest plans completed under the 1982 rule, might no longer be permitted in future forest<br />
and grassland plans:<br />
The 2004 Medicine Bow National Forest land management plan sets forth a standard that<br />
requires the Forest Service to “Conduct all land management activities to comply with all<br />
applicable federal, state, and local air quality standards and regulations[.]” Medicine Bow<br />
National Forest Revised Land and Resource Management Plan at 1-25, available at<br />
http://www.fs.usda.gov/Internet/FSE_DOCUMENTS/stelprdb5163437.pdf (last accessed<br />
April 28, 2011).<br />
In addition to requiring compliance with all applicable federal, state, and local air quality<br />
standard and regulations, the 2002 Thunder Basin National Grassland land management plan<br />
also sets forth a standard that requires the Forest Service to, “Ensures emissions from projects<br />
on the Grassland and forest management activities area within Class I or Class II ranges.”<br />
Thunder Basin National Grassland Revised Land and Resource Management Plan at 1-9,<br />
available at http://www.fs.usda.gov/Internet/FSE_DOCUMENTS/stelprdb5166417.pdf (last<br />
accessed April 28, 2011). The reference to “Class I or Class II ranges” refers to air quality<br />
standards called Prevention of Significant Deterioration (“PSD”) increments, which are set<br />
forth at 40 C.F.R. § 52.21(c). See id. at A-1, available at<br />
http://www.fs.usda.gov/Internet/FSE_DOCUMENTS/stelprdb5166421.pdf (last accessed<br />
April 28, 2011).<br />
The 1985 Tonto National Forest land management plan sets a goal of meeting “minimum<br />
air…quality standards” and expressly requires that “[m]anagement activities will be planned<br />
so that air quality will [be] equal to or better than that required by applicable federal, State,<br />
and local standards or regulations.” Tonto National Forest Land and Resource Management<br />
Plan at 50, available at http://www.fs.fed.us/r3/tonto/projects/forest-plan-documents/chapter-<br />
4.pdf.
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The 1986 Carson National Forest land management plan provides explicit direction with<br />
regard to the protection of Class I areas, stating that the Forest Service will “In the Class I air<br />
quality areas in the Wheeler Peak Wilderness maintain high quality visual conditions.”<br />
Carson National Forest Land and Resource Management Plan at 17.Wilderness 1, available at<br />
http://www.fs.fed.us/r3f/carson/plans/forest_plan/fp_d_management_area_17.pdf (last<br />
accessed April 28, 2011). The land management plan also requires the Forest Service to plan<br />
its management activities “so that air quality will be equal to or better than that required by<br />
the applicable Federal, State and/or local standards or regulations.” Id. at Air-1, available at<br />
http://www.fs.fed.us/r3/carson/plans/forest_plan/fp_c_air.pdf (last accessed April 28, 2011).<br />
These are but a handful of examples where the Forest Service clearly recognized its duty to<br />
safeguard air quality, as required by broadly applicable environmental statutes like the Clean Air<br />
Act, and sought to fulfill this duty through its land planning requirements.<br />
To be sure, the proposed planning rule and draft EIS acknowledge that compliance with the<br />
Clean Air Act and other laws is mandatory. See § 219.1(g), DEIS, p. 49. See also, e.g., 42<br />
U.S.C. § 7506(c). However, mere acknowledgment that this is so is insufficient to ensure that<br />
the Forest Service fulfills its unique duties with regard to air quality through its management of<br />
the land. More disconcerting is that the proposed rule could be interpreted as prohibiting the<br />
agency from specifically referencing or explaining its obligations under the Clean Air Act, or<br />
other relevant laws, in forest and grassland plans. § 219.2(b)(2). Instead, the proposed rule<br />
merely requires the Forest Service to “take into account” air quality when setting multiple use<br />
plan components. § 219.8(a)(1)(iii). This direction is meaningless as it imposes no substantive<br />
duty, but rather a procedural duty that is inherent in the agency’s NEPA process. Simply “taking<br />
into account” impacts does nothing to fulfill the purpose of various statutes and regulations<br />
designed to protect air quality through land management planning.<br />
The proposed rule and forest and grassland plans revised under the rule should continue to<br />
reflect the agency’s affirmative duty to protect air quality, which is well-founded in a number of<br />
the Forest Service’s overarching environmental mandates, including NFMA, the Wilderness Act,<br />
and the Clean Air Act. Notably, as part of its renewable resource program duties, NFMA<br />
requires the Forest Service to “recognize the fundamental need to protect and where appropriate,<br />
improve the quality of...air resources.” 16 U.S.C. § 1602(5)(C) (emphasis added). The agency<br />
is further obligated to ensure that this goal, among the other goals of the renewable resource<br />
program, is achieved through land management plans. See 16 U.S.C. § 1604(g)(3).<br />
OOO. Wilderness and Air Quality<br />
The Wilderness Act of 1964 also requires that Congressionally designated wilderness areas<br />
be managed “in such manner as will leave them unimpaired for future use as wilderness, and so<br />
as to provide for the protection of these areas [and] the preservation of their wilderness<br />
character[.]” 16 U.S.C. § 1131(a). This duty clearly extends to air pollution, which can<br />
oftentimes impair the wilderness character of wilderness areas through haze or by causing other
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forms of environmental degradation. Indeed, the Forest Service cites the Wilderness Act as<br />
providing authority to protect air quality in all wilderness areas managed by the agency. See<br />
Forest Service Air Management Responsibilities, http://www.fs.fed.us/air/respon.htm (last<br />
accessed April 28, 2011).<br />
For wilderness areas identified as Class I under the Clean Air Act, the duty to protect air<br />
quality is even more explicit. Class I areas include all wilderness areas designated prior to 1977<br />
and within the National Forest System, encompass dozens of wilderness lands in 20 states. See<br />
40 C.F.R. §§ 81.401, et seq. (list of mandatory Class I areas by state). With regard to protecting<br />
air quality in these areas, the Clean Air Act imposes upon the Forest Service an “affirmative<br />
responsibility” to protect all air quality values, including visibility, within these Class I areas. 42<br />
U.S.C. § 7475(d)(2)(B). This “affirmative responsibility” includes, but is not limited to,<br />
ensuring that proposed major emitting facilities do not adversely impact air quality values in<br />
Class I areas. In other words, while the Forest Service must generally protect air quality,<br />
including in wilderness areas, it must make a proactive effort to do so in all Class I areas under<br />
its management authority.<br />
By potentially prohibiting a national forest or grassland from explaining, or even mentioning<br />
(under an extreme interpretation of Draft Sec. 219.2(b)(2)), its obligations under other laws in<br />
land management plans, the proposed rule risks preventing the Forest Service from effectively<br />
meeting its statutory and regulatory obligations. We are concerned that agency staff could<br />
inadvertently overlook those duties when planning projects, such as determining where to allow<br />
off-road vehicle use or whether to propose leasing for oil and gas development, because those<br />
duties might no longer appear in forest and grassland plans. Thus, it is critical that all land<br />
management plans clearly articulate the need to comply with relevant statutory and regulatory<br />
mandates, including meeting or exceeding federal, state, or local air quality standards and<br />
fulfilling related duties to safeguard wilderness values and other air quality-related values. We<br />
request the final rule either include the same language from the 1982 rules on air quality, or<br />
otherwise ensure that the same purpose of protecting air quality is met.<br />
Furthermore, we believe the Forest Service must fully analyze and assess the impacts under<br />
NEPA of rolling back its longstanding air quality safeguards and affirmative obligation to<br />
identify measures for effectively coordinating air quality control with state agencies. The DEIS<br />
does not even contain the phrase “air quality,” so it is quite clear the agency failed to consider<br />
the effect of eliminating regulatory requirements in the existing rule (Alternative B) that<br />
currently govern forest and grassland plans and site-specific projects throughout the National<br />
Forest System in favor of the ambiguous requirements of the proposed rule (Alternative A). If<br />
the agency is to support any deviation from its current air quality requirements in the 1982 rule,<br />
it must present a full and thorough analysis, i.e. take a “hard look” under NEPA, at the<br />
ramifications, including a robust consideration of impacts to Class I areas, wilderness areas, and<br />
other resources on National Forest System lands that are affected by air pollution. This<br />
requirement is made even stronger by the fact that “Coordination and Cooperation Beyond NFS
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Boundaries” is one of the issues driving the purpose and need, and range of alternatives for the<br />
proposed Rule.<br />
XVIII. Grazing<br />
The Wilderness Society is concerned that both the proposed rule and the DEIS are seriously<br />
lacking in specific guidance and information that address the harmful impacts of livestock<br />
grazing.<br />
PPP. Impacts from Grazing on Riparian and Other Resources<br />
At low levels of grazing and within a functionally intact or resilient ecosystem, livestock<br />
grazing may not significantly impact upland plant communities, soils, and ecosystem services.<br />
However, when livestock densities increase sufficiently to limit the establishment, growth,<br />
and/or reproduction of native plant species or signficantly alter soil processes, the long-term<br />
effects to an ecosystem can be profound. The cumulative effect of such impacts is typically a<br />
loss of “resiliency” or the capacity of an ecosystem to retain its basic function and structure<br />
while absorbing additional disturbance and/or stress.<br />
Riparian areas occupy a small percentage of western landscapes and are generally the most<br />
productive for plant biomass (NRC 1996, 2002; Kauffman et al. 2001). Riparian areas are<br />
disproportionally utilized by livestock (Kauffman and Krueger 1984), thus reducing the<br />
abundance and vigor of riparian vegetation, preventing its recovery, and contributing to<br />
invasions of exotic species and a host of negative impacts on aquatic dependent species (Belsky<br />
et al. 1999; Fleischner 2010).<br />
Many wildlife species use riparian areas entirely or in part for nesting, food and cover.<br />
Livestock-driven changes in plant communities and aquatic ecosystems can have profound<br />
effects on wildlife habitat and appreciably contribute to the imperiled status of ripariandependent<br />
birds, mammals, and other vertebrates, including fish (Ohmart 1996; Kauffman et al.<br />
2001).<br />
Livestock use of riparian areas damages soils. Trampling effects along streams combined<br />
with the loss of bank-stabilizing vegetation from intensive grazing physically alter streambanks<br />
and reduces their stability. Accelerated streambank erosion and channel widening/incision are<br />
prevalent features of contemporary stream systems across much of the West where grazing has<br />
occurred. Degraded, incised channels contribute to the drying of former floodplains and loss of<br />
wet meadows, loss of floodwater detention storage, impoverished riparian plant communities,<br />
decreased availability of food/construction materials for keystone species such as beaver (Castor<br />
canadensis), and reductions in baseflows (Ponce and Lindquist 1990, Trimble and Mendel 1995,<br />
Belsky et al. 1999). Furthermore, livestock can significantly elevate fecal bacteria levels in<br />
streams, posing a health risk in drinking water supplies (Derlet et al., 2010).
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The altered channel morphology, increased sedimentation, and elevated stream temperatures<br />
commonly associated with heavily grazed and trampled riparian areas (a frequent feature on<br />
national forests) have contributed significantly to the long-term decline in abundance and<br />
distribution of resident and anadromous fishes in the western US (Platts 1991; Rhodes et al.<br />
1994; NRC 1996; Behnke 2002).<br />
QQQ. The Rule Language is Inadequate to Meet the Forest Service’s Responsibility to<br />
Manage for Grazing<br />
We appreciate that the proposed rule’s broad mandate Section 219.8(a) to maintain, protect,<br />
or restore grasslands and riparian areas could result in changes to management plans that lead to<br />
significant reductions in grazing impacts. However, we are concerned that the particular<br />
treatment of grazing in the proposed rule is limited and undefined. Specifically, the proposed<br />
rule is fuzzy as to the requirements at the planning unit level around grazing. Section 219.10<br />
says:<br />
“In meeting the requirements of § 219.8 and § 219.9, and within Forest Service authority,<br />
the capability of the plan area and the fiscal capability of the unit, the plan must provide<br />
for multiple uses, including ecosystem services, outdoor recreation, range, timber,<br />
watershed, wildlife and fish, as follows:<br />
(a) Integrated resource management. When developing plan components for<br />
integrated resource management, to the extent relevant to the plan area and the<br />
public participation process and the requirements of §§ 219.7, 219.8, 219.9, and<br />
219.11, the responsible official shall consider:<br />
(1) Aesthetic values, air quality, cultural and heritage resources, ecosystem<br />
services, fish and wildlife species, forage, geologic features, grazing and<br />
rangelands, habitat and habitat connectivity, recreational values and settings,<br />
riparian areas, scenery, soil, surface and subsurface water quality, timber, trails,<br />
vegetation, viewsheds, wilderness, and other relevant resources;”<br />
(emphasis added)<br />
This language makes it seem that the Forest Service could meet its obligation towards<br />
managing for grazing in a forest or grassland plan by reviewing rangeland related information<br />
and considering grazing and forage when developing plan components. That is, nothing in<br />
219.10 of the proposed rule guarantees that grazing will be substantively addressed in unit level<br />
plans to ensure that healthy conditions are maintained or restored.<br />
Second, unlike the 1982 planning rule (36 CFR 219.20(a)), the proposed rule language does<br />
not require a suitability analysis for grazing, despite the fact that livestock grazing is a pervasive
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activity in the national forests that can have widespread, and sometimes significant adverse<br />
ecological impacts. Requiring such an analysis would not add much of a burden to planning at<br />
the unit level, but would aid considerably in meeting the goals of ecosystem restoration and<br />
watershed protection, both of which are part of the purpose and need of preparing a new<br />
planning rule. See DEIS at 7 and FR Preamble at 8480. In determining the suitability of lands<br />
for livestock grazing, plans should be required to identify allotments in poor or declining<br />
condition since impaired condition could be an indicator that the lands are not suitable.<br />
We are also troubled by the implication in the DEIS that the Forest Service would be<br />
expected to identify lands currently subject to livestock grazing as suitable for this use.<br />
Specifically, in discussing alternative C, the DEIS makes the following statement: “As in<br />
Alternative A, this alternative would allow identification of areas suitable for various multiple<br />
uses (§ 219.7(d)(1)(v)). Where livestock grazing is currently authorized, lands would be<br />
expected to be identified as suitable for this use” (DEIS, pg. 154). While this statement refers to<br />
Alternative C, one could infer it also applies to the proposed action Alternative A, since the cited<br />
passage, 219.7(d)(i)(v), is identical in both alternatives. In any case, the planning rule should<br />
make it clear that lands currently grazed by livestock should not automatically be considered<br />
suitable for this activity. Some lands have been badly damaged by excessive and/or poorly<br />
managed grazing and may need to be removed from grazing over the life of the respective plan<br />
so that the affected ecosystems can recover.<br />
RRR. Effects <strong>Analysis</strong> and Comparison of Alternatives<br />
The discussion of current environmental impacts of livestock grazing on the national forests<br />
in the DEIS Affected Environment and Environmental Consequences chapter is limited to three<br />
paragraphs on the direct environmental impacts (DEIS, pg. 144) and ten paragraphs on the goals<br />
and formal framework of current rangeland management in the national forest system (DEIS,<br />
pgs. 145-146). The first of the three environmental consequences paragraphs is a difficult to<br />
understand, abstract discussion of complexity and adaptation theory. The second paragraph<br />
reduces the impacts of livestock grazing to “perspectives” in which “impacts from livestock<br />
grazing on natural resources range from negative through neutral to positive,” citing six scattered<br />
and unrelated articles (three of them from rangeland journals) and mixing grazing from east of<br />
the Rockies with arid West lands. The third paragraph indicates that the effects analysis of the<br />
planning rule and alternatives on livestock grazing in the DEIS will only focus on the<br />
contribution of livestock grazing to “support communities,” and not on whether livestock grazing<br />
is ecologically sustainable or compatible with restoration. These three DEIS paragraphs on<br />
environmental consequences do not meet the requirement of NEPA Regulations at 1502.16<br />
(“Environmental consequences”) to discuss (a) direct effects and their significance; (b) indirect<br />
effects and their significance; and (c) possible conflicts between the proposed action and federal<br />
policies, such as adaptation to climate change and watershed protection. This section of the<br />
DEIS should at least discuss the scientific information about the environmental consequences of<br />
livestock grazing that is summarized in our comments above (see “Impacts from Grazing on<br />
Riparian and other Resources”).
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Further, the comparison of alternatives in the DEIS does not adequately disclose the effect of<br />
the rule change itself. In particular, it does not describe the potential environmental effects of<br />
going from the 1982 planning rule (which contained an entire section on grazing at 36 CFR<br />
219.20) to the new proposed rule which, as described above, barely mentions grazing in the<br />
“multiple use” section. Rather, the DEIS discusses the differences between the various<br />
alternatives but fails to discuss the environmental effects of eliminating the procedures provided<br />
under the current rule. To this end, the DEIS should analyze, among other things, the<br />
environmental consequences of eliminating the requirement that units must identify lands that<br />
are suitable for grazing (36 CFR 219(a)). Making this discretionary will result in many units not<br />
making suitability determinations which could have profound consequences. The DEIS also<br />
must analyze the impacts of removing the requirement that the Forest Service must develop<br />
“direction for rehabilitation of ranges in unsatisfactory condition” (36 CFR 219.20(b)). Failing<br />
to acknowledge the environmental consequences of eliminating the requirements for grazing<br />
under the current rule and moving to a new approach is a serious flaw in the analysis that must<br />
be addressed.<br />
SSS.<br />
Recommendations<br />
Alternative D would provide the agency the best chance of improving riparian conditions.<br />
Among all of the alternatives, the standards and guidelines found in 219.8 (a)(3) and (4)<br />
of Alternative D offer the only assurance that water quality and riparian resources will be<br />
protected and restored. Without these mandatory requirements, too much is left to the<br />
discretion of local field units to offer protections for these resources. With the increasing<br />
importance of water and riparian areas in the face of climate change, the Forest Service<br />
should adopt these standards and guidelines into the final rule.<br />
Grazing is a multiple use for which suitability must be determined. It would aid the goals<br />
of ecosystem restoration and watershed protection, both of which are part of the purpose<br />
and need of preparing a new planning rule. To determine suitability of lands for livestock<br />
grazing, plans should be required to identify allotments in poor or declining condition. A<br />
requirement that includes this information in the assessment needs to be added as<br />
219.6(b)(5). We propose the following language:<br />
Identify grazing allotments in poor or declining condition. Lands in less than satisfactory<br />
condition shall be identified and appropriate action planned for their restoration.<br />
We also propose that 219.7(d)(1)(v) be amended to require plans to identify lands that are<br />
not suitable for grazing.<br />
Lands currently grazed by livestock should not automatically be considered suitable for<br />
this activity. Some lands have been badly damaged by excessive and/or poorly managed
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grazing and may need to be removed from grazing over the life of the respective plan so<br />
that the affected ecosystems can recover. The Final Rule and FEIS should make clear<br />
that lands currently grazed by livestock will not automatically be considered suitable for<br />
this activity.<br />
Monitoring is a critical step in managing our forests. Monitoring is the method used by<br />
the agency to identify where conditions are improving or declining and what shift in<br />
management needs to occur to ensure forest resources are restore and protected. The unit<br />
level monitoring questions and requirements offered in Alternative E at 219.12(a) would<br />
help in assessing rangeland condition and should be adopted. Specifically, the following<br />
monitoring question should be added to 219.12(a)(5):<br />
“Each unit monitoring program must contain one or more monitoring questions or<br />
indicators addressing each of the following:<br />
The rangeland conditions for areas rated in poor or declining condition.<br />
How effective were management actions in making progress toward<br />
restoring rangelands in poor or declining condition?”<br />
XIX. The Objection Process<br />
The draft rule includes a separate subpart B establishing a pre-decisional objection process in<br />
which citizens may request changes to a forest plan before it is finalized. While intended to<br />
make the planning process operate more quickly and smoothly, the proposed objection process<br />
includes problematic features that place unreasonable and unfair burdens on citizens who are<br />
potential users of the process.<br />
TTT. Limitation on Issues Subject to Objection<br />
The draft rule would generally only allow someone to raise an issue in an objection if that<br />
person raised the same issue in “previously submitted substantive formal comments” on the<br />
proposed plan, “unless the objection concerns an issue that arose after the opportunities for<br />
formal comment” (§ 219.53(a)). The draft rule goes on to specify that “the burden is on the<br />
objector to demonstrate compliance with requirements for objection,” and the objection must<br />
include a “statement that demonstrates the link between prior formal comments attributed to the<br />
objector and the content of the objection, unless the objection concerns an issue that arose after<br />
the opportunities for formal comment.” Draft Sec. 219.53(a), 219.54(c)(7). Furthermore, the<br />
draft rule requires that “when an objection lists multiple individuals or organizations, each<br />
individual or organization must meet the requirements of paragraph (a) of this section” (§<br />
219.53(c)).
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These requirements impose unreasonable limitations on the ability of citizens to participate in<br />
the objection process and would likely create needless conflict, complications, and frustration<br />
between the Forest Service and members of the public. Instead of simply allowing the Forest<br />
Service to consider and address citizens’ concerns about the plan, the agency would first have to<br />
inspect the prior comments to determine whether the issues in the objections filed by each<br />
objector match up with the issues in the objectors’ comments. If the agency finds that a certain<br />
objection is not “based on” that objector’s comments, the agency would be barred from<br />
considering or responding to the objection, even if the agency thought that the objectors’<br />
concerns had merit. See Draft Sec. 219.55(a), “The reviewing officer must set aside and not<br />
review an objection when…. [n]one of the issues included in the objection is based on previously<br />
submitted formal comments….” (emphasis added).<br />
The draft rule would give the public a strong incentive to load up their comments with<br />
everything possible, rather than focusing on their primary concerns, for fear of being disqualified<br />
from the objection process. It would also effectively give an exclusive “objection copyright” to<br />
individuals or groups that raise a particular issue in their comments, to the exclusion of anyone<br />
else who may wish to file an objection on the basis of that issue but was not aware of it during<br />
the initial comment period. One consequence could be that “copyright owners” will be pressured<br />
into filing an objection by “non-copyrighted” citizens who are barred by the planning rule from<br />
raising the issue on their own.<br />
Recommendation: Eliminate provisions of the rule that require objections to be based on prior<br />
comments.<br />
UUU. 30-Day Filing Deadline<br />
The draft rule gives potential objectors just 30 days to file objections, with no possibility of<br />
time extensions (§ 219.56(a) and (d)). During this time -- which includes weekends, holidays,<br />
summer vacations, etc. -- citizens would be expected to read and analyze the FEIS and plan,<br />
consult with scientists and other experts, obtain additional information from the agency, (in some<br />
cases) consult with and obtain approval from an organization’s leaders, and write and file an<br />
objection with all necessary documentation. When added to the documentation requirements<br />
discussed below, this places an undue burden on many of the very people the agency is hoping to<br />
create a collaborative environment with, thus potentially undermining a significant agency goal.<br />
Not only does the draft provide an unreasonably short and non-extendable 30-day deadline<br />
for filing objections, it also adds insult to injury by providing the Forest Service a 90-day<br />
extendable deadline for responding to the objections. This discrepancy raises an obvious<br />
question: why shouldn’t citizens get at least as much time to submit an objection as the Forest<br />
Service gets to respond to the objection?<br />
When questioned at the March 10 national forum on the planning rule about the short time<br />
period for filing objections, the Forest Service responded that the intent was to allow additional
FRD – 1132<br />
discussions of issues to take place between the objectors and the agency during the 90-day period<br />
between when the objection is filed and the Forest Service responds to the objection. However,<br />
since the draft rule does not allow objectors to supplement their documents during that 90-day<br />
period, this response does not at all alleviate the unreasonable burden that a 30-day filing<br />
deadline imposes. In the unhappy event that the agency and an objector are unable to resolve<br />
significant differences during the objection period, such that resort to the courts proves<br />
necessary, an objector who fails to raise an issue in her objection due to the short time constraints<br />
might be precluded from raising that issue in court. The planning rule should not limit the<br />
public’s ability to bring legitimate grievances to the legal system for neutral arbitration.<br />
Answers to other questions at the national forum indicated that the agency thought that the<br />
collaborative environment the agency was trying to foster would mean that objections would<br />
focus on just a small number of points, hence making the 30-day objection period more<br />
reasonable. Our own experience with the objection process under the 2005 and 2008 planning<br />
rules (which were not as onerous as the proposed rule) has shown this not to be the case.<br />
Recommendation: The planning rule should allow citizens 90 days to file objections.<br />
VVV. Timeliness and Availability of Objection Materials<br />
Another concern with the draft rule is over the timeliness and availability of plan documents<br />
and other objection materials. The draft rule does not require that environmental or plan<br />
documents actually be available, or be provided to those who have requested them, at the<br />
beginning of the objection period (see § 219.52(c)(1) & (2)). Too many times we’ve requested<br />
Forest Service documents during comment periods only to be told that they’re not available, or in<br />
some egregious instances not even written yet despite their prominent place in agency NEPA<br />
documents. In addition, despite the fact that according to the agency’s own guidance the project<br />
record is supposed to be available to the public without resort to the Freedom of Information Act<br />
(FOIA), many citizens have been told they have to file a FOIA request to have access to these<br />
materials during comment and appeal periods. A thirty-day objection period will almost never<br />
be sufficient to gain access to requested materials given current FOIA timelines.<br />
WWW. Inability to Incorporate Materials by Reference<br />
With the exception of statutes, regulations, agency guidance, forest plans, the objector’s own<br />
formal comments, and documents the agency itself referenced in the “planning documentation<br />
related to the proposal subject to objection,” 82 the rule does not allow the public to incorporate<br />
documents or other’s arguments by reference. Draft Sec. 219.54(b). This requirement places an<br />
82 Even for those documents, the public must apparently include the name, date, page number, and “relevant section<br />
of the cited document.” Id. We are uncertain what it means to include the “relevant section of the cited document.”<br />
Does this mean one should cut and paste “the relevant section” from the document into the comments? Does it<br />
mean that the lay public should provide the exact legal citation for requirements under NEPA, the Clean Water Act,<br />
NFMA, and other relevant laws? The provision is unclear.
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undue burden on the public. For instance, the provision requires that the public submit to the<br />
Forest Service the agency’s own documents, to which Forest Service staff clearly already have<br />
access. Furthermore, attachments must be sent within the objection period, so the public may not<br />
mail CDs with large documents cited in an objection even the day after an objection is timely<br />
filed, for example, at 11:45 PM on the final day of the 30-day objection period. Draft Sec.<br />
219.56(a). Providing these materials to the Forest Service, particularly within the narrow<br />
timelines established under the draft rule, represents an unreasonable burden on the public. This<br />
is particularly true when agency inboxes may not be of sufficient size to allow large attachments<br />
to objections or when email programs limit the size of documents that a user may send. The<br />
agency is essentially requiring the public to overwhelm its systems in an effort to ensure that<br />
each of the documents objectors cite actually become part of the record.<br />
It is unclear from the rule whether citing a website is sufficient to have a document become a<br />
part of the project record. The rule states: “All other documents, web links to those documents,<br />
or both must be included with the objection.” Draft Sec. 219.54(b). We think the agency intends<br />
that an objector can just include a web link to a document, and that will be sufficient to make the<br />
document part of the record. If so, this will be an improvement over past agency practice;<br />
however, we want the agency to confirm that our understanding is correct. It would go partway<br />
to addressing the concerns raised above, though some documents the public may like to<br />
reference do not exist online. In order to ensure the agency examines those documents, the time<br />
constraints established in the rule will continue to be unduly burdensome.<br />
Finally, the Forest Service’s reliance on Swanson v. U.S. Forest Service, 87 F.3d 339 (9th<br />
Cir. 1996) to suggest that federal courts would condone the agency’s decision to allow the public<br />
to incorporate hardly any substantive material or arguments by reference is, quite frankly,<br />
absurd. 76 FR 8505. That case dealt with incorporation by reference between pleadings in<br />
federal court before a federal judge under the Federal Rules of Civil Procedure. The objection<br />
process is a completely different beast, involving line officers who have specialized knowledge<br />
of the laws applicable to National Forests and expertise in forest planning reviewing their<br />
colleagues’ work before a final decision has even been made. Unlike federal judges who cannot<br />
look outside the administrative record, a reviewing or deciding officer can, at any point, discuss<br />
with others within the agency an argument made in an objection or look outside the project<br />
record in making her decision. The constraints made on the lay public in appealing or objecting<br />
to a Forest Service decision and the constraints made on attorneys litigating in federal court are<br />
simply not comparable, and the bar should not be set so high for members of the public<br />
attempting to engage in the forest planning process.<br />
Recommendation: The final rule should abandon the prohibition on incorporation by reference<br />
for both documents and arguments.<br />
XXX. Duplicative Appeals and Objections
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Under the proposed rule, members of the public will frequently find themselves in situations<br />
in which they will need to file both a pre-decision objection and a classic post-decision<br />
administrative appeal for the same project. The proposed rule would require that plan<br />
amendments that apply to all future projects or activities may only be objected to (not appealed)<br />
using the process set out in the draft Subpart B, even if that plan amendment is part of a project<br />
or activity decision subject to the normal notice, comment, and appeal regulations at 36 CFR part<br />
215 or part 218. This means that the public will have to file two separate documents to protest a<br />
decision made by the agency. This is unduly burdensome and unfair to the public, not to<br />
mention additional work for the agency. In these situations, which occur frequently, both the<br />
plan amendment and the project/activity part of the decision should simply be addressed in a<br />
single administrative appeal under 36 CFR part 215 or 218.<br />
Recommendation: The agency should abandon the idea of bifurcated objections and appeals in<br />
project-level decisions, so that objections to plan amendments of future effect will be made in the<br />
same administrative appeal as the project/activity decision itself.<br />
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