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PolyOne 2009 Annual Report

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(a)(3) Exhibits.<br />

POLYONE CORPORATION<br />

Exhibit No.<br />

Exhibit Description<br />

3.1 Articles of Incorporation (incorporated by reference to Exhibit 3.1 to the Company’s <strong>Annual</strong> <strong>Report</strong> on Form 10-K for the fiscal year ended<br />

December 31, 2000, SEC File No. 1-16091)<br />

3.2 Amendment to the Second Article of the Articles of Incorporation, as filed with the Ohio Secretary of State, November 25, 2003<br />

(incorporated by reference to Exhibit 3.1a to the Company’s <strong>Annual</strong> <strong>Report</strong> on Form 10-K for the fiscal year ended December 31, 2003,<br />

SEC File No. 1-16091)<br />

3.3 Regulations (incorporated by reference to Exhibit 3.1 to the Company’s Current <strong>Report</strong> on Form 8-K filed on July 17, <strong>2009</strong>, SEC File<br />

No. 1-16091)<br />

4.1 Indenture, dated as of December 1, 1995, between the Company and NBD Bank, as trustee (incorporated by reference to Exhibit 4.3 to The<br />

Geon Company’s <strong>Annual</strong> <strong>Report</strong> on Form 10-K for the fiscal year ended December 31, 1996, SEC File No. 1-11804)<br />

4.2 Form of Indenture between the Company and NBD Bank, as trustee, governing the Company’s Medium Term Notes (incorporated by<br />

reference to Exhibit 4.1 to M.A. Hanna Company’s Registration Statement on Form S-3, Registration Statement No. 333-05763, filed on<br />

June 12, 1996)<br />

4.3 Indenture, dated as of April 23, 2002, between the Company and The Bank of New York, as trustee, governing the Company’s<br />

8.875% Senior Notes due May 15, 2012 (incorporated by reference to Exhibit 4.1 to the Company’s Registration Statement on<br />

Form S-4, Registration Statement No. 333-87472, filed on May 2, 2002)<br />

4.4 Supplemental Indenture, dated as of April 10, 2008, between <strong>PolyOne</strong> Corporation and The Bank of New York Trust Company, N.A., as<br />

successor trustee (incorporated by reference to Exhibit 4.2 to the Company’s Current <strong>Report</strong> on Form 8-K filed April 11, 2008, SEC File<br />

No. 1-16091)<br />

10.1+ Long-Term Incentive Plan, as amended and restated as of March 1, 2000 (incorporated by reference to Exhibit A to M.A. Hanna Company’s<br />

Definitive Proxy Statement filed on March 24, 2000, SEC File No. 1-05222)<br />

10.2+ Form of Award Agreement for Stock Appreciation Rights (incorporated by reference to Exhibit 10.2 to the Company’s Current <strong>Report</strong> on<br />

Form 8-K filed on January 11, 2005, SEC File No. 1-16091)<br />

10.3+ 1995 Incentive Stock Plan, as amended and restated through August 31, 2000 (incorporated by reference to Exhibit 10.3 to the<br />

Company’s <strong>Annual</strong> <strong>Report</strong> on Form 10-K for the fiscal year ended December 31, 2000, SEC File No. 1-16091)<br />

10.4+ 1999 Incentive Stock Plan, as amended and restated through August 31, 2000 (incorporated by reference to Exhibit 10.5 to the<br />

Company’s <strong>Annual</strong> <strong>Report</strong> on Form 10-K for the fiscal year ended December 31, 2000, SEC File No. 1-16091)<br />

10.5+ 2000 Stock Incentive Plan (incorporated by reference to Annex D to Amendment No. 3 to The Geon Company’s Registration Statement on<br />

Form S-4, Registration Statement No. 333-37344, filed on July 28, 2000)<br />

10.6+ Amended and Restated Benefit Restoration Plan (Section 401(a)(17)) (incorporated by reference to Exhibit 10.8 of the Company’s <strong>Annual</strong><br />

<strong>Report</strong> on Form 10-K for the fiscal year ended December 31, 2007, SEC File No. 1-16091)<br />

10.7+ Strategic Improvement Incentive Plan (incorporated by reference to Exhibit 10.9b to the Company’s <strong>Annual</strong> <strong>Report</strong> on Form 10-K for the<br />

fiscal year ended December 31, 2001, SEC File No. 1-16091)<br />

10.8+ Senior Executive <strong>Annual</strong> Incentive Plan, effective January 1, 2006 (incorporated by reference to Exhibit 10.1 to the Company’s Current<br />

<strong>Report</strong> on Form 8-K filed on May 24, 2005, SEC File No. 1-16091)<br />

10.9+ 2005 Equity and Performance Incentive Plan (amended and restated by the Board as of July 21, 2005) (incorporated by reference to<br />

Exhibit 10.4 to the Company’s Quarterly <strong>Report</strong> on Form 10-Q for the quarter ended June 30, 2005, SEC File No. 1-16091)<br />

10.10+ Amended and Restated Deferred Compensation Plan for Non-Employee Directors (incorporated by reference to Exhibit 10.4 to the<br />

Company’s Quarterly <strong>Report</strong> on Form 10-Q for the quarter ended March 31, 2008, SEC File No. 1-16091)<br />

10.11+ Form of Management Continuity Agreement (incorporated by reference to Exhibit 10.13 to the Company’s <strong>Annual</strong> <strong>Report</strong> on Form 10-K for<br />

the fiscal year ended December 31, 2007, SEC File No. 1-16091)<br />

10.12+ Schedule of Executives with Management Continuity Agreements<br />

10.13+ Amended and Restated <strong>PolyOne</strong> Supplemental Retirement Benefit Plan (incorporated by reference to Exhibit 10.15 to the Company’s<br />

<strong>Annual</strong> <strong>Report</strong> on Form 10-K for the fiscal year ended December 31, 2007, SEC File No. 1-16091)<br />

10.14+ Amended and Restated Letter Agreement, dated as of July 16, 2008, between the Company and Stephen D. Newlin, originally effective as<br />

of February 13, 2006 (incorporated by reference to Exhibit 10.1 to the Company’s Quarterly <strong>Report</strong> on Form 10-Q for the quarter ended<br />

September 30, 2008, SEC File No. 1-16091)<br />

10.15+ Form of Director and Officer Indemnification Agreement (incorporated by reference to Exhibit 10.1 to the Company’s Current <strong>Report</strong> on<br />

Form 8-K filed on July 5, 2006, SEC File No. 1-16091)<br />

10.16+ Amended and Restated <strong>PolyOne</strong> Corporation Executive Severance Plan (incorporated by reference to Exhibit 10.16 to the Company’s<br />

<strong>Annual</strong> <strong>Report</strong> on Form 10-K for the fiscal year ended December 31, 2008, SEC File No. 1-16091)<br />

10.17 Guarantee and Agreement, dated as of June 6, 2006, between the Company, as guarantor, and the beneficiary banks party thereto<br />

(incorporated by reference to Exhibit 10.1 to the Company’s Current <strong>Report</strong> on Form 8-K filed on June 8, 2006, SEC File No. 1-16091)<br />

64

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