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09-01005-PUBS Baruch, Valerie Investment Adviser Association SECs Directory of Companies Filing Annual 8/20/2009 Reports 09-01006-PUBS Klipfel, Kevin Stifel, Nicolaus & Company, Incorporated Starbucks Form 10-K 8/21/2009 09-01007-PUBS Langlois, Philippe Milling Benson Woodward National Medical Enterprises Inc 8/21/2009 09-01008-PUBS Gentry, Frank - Sweetwater Financial Advisors ADV Reports 8/21/2009 09-01009-PUBS Fogel, Joseph - Cash Cow Investments LLC and Catherine Tweed 8/25/2009 09-01010-PUBS Fernandez, Joseph CJF Realty Registered Hedge Funds 8/25/2009 09-01011-PUBS Lee, Chia-Hsing - USA Co Annual Reports for 2008 8/25/2009 09-01012-PUBS Rathi, Rajiv - IPO information 8/25/2009 09-01013-PUBS Wissel, John - Boston Beer Co IPO 8/25/2009 09-01014-PUBS Lamoureux, Bernard - Berkshire Hathaway Inc Form 10-Q 1995 thru 8/25/2009 1997 09-01015-PUBS Howard, Eleanor Babb & Associates, P.A John Bliss Hill 8/26/2009 09-01016-PUBS LaMarra, Karen - Kalos Capital Form BD 8/26/2009 09-01017-PUBS Fairbairn, Martin Global Team Services Ltd License Agreements 9/1/2009 09-01018-PUBS Perez, Wendy - guidiance on how to correct public records 9/1/2009 09-01019-PUBS Pulliam, Christopher Crowell Moring LLP Janex International Inc AP 3-13375 signed copy 8/27/2009 09-01020-PUBS Drucker, Jon Law Offices of Jon E. Drucker William James McEldowney opinion letter 8/27/2009 09-01021-PUBS Pehrman, Erik Okeechobee Correctional Institution Securities Act form 144 as it pertains to GSA 8/27/2009 standard forms 24 25 and 25A 09-01022-PUBS Dobrowolski, Pamela Bissonnette Funding Solutions Voice Powered Technologies 9/1/2009 09-01023-PUBS Schweitzer, Paige Dinsmore Shohl LLP First Franklin Corp 9/1/2009 09-01024-PUBS Seidler, Matt - Gaylord Entertainment Company 9/1/2009 09-01025-PUBS Valdes, Antonio KPMG LLP Hershey Foods Corporation 9/1/2009 09-01026-PUBS Valdes, Antonio KPMG LLP Gumtech International Inc 9/1/2009 09-01027-PUBS Mathew, Julie Malecki Law McGinn Smith Advisors LLC Form ADV-W 9/1/2009 09-01028-PUBS Geller, Barry - Fisher Investments Form ADV 9/1/2009 09-01029-PUBS Graham, Kathleen Richard Kibbe & Orbe LLP Salant Rel No 34-34046 9/1/2009 09-01030-PUBS Owens, Amy Mutual of Omaha Investor Services Inc AR Schmeider Co Inc 1976 Comment Letter 9/1/2009 09-01031-PUBS Simpson, James - American Stock Exchange Index Fund Shares 9/1/2009 09-01032-PUBS Denniston, Amy Reed Smith LLP Remarks of Douglas Scheidt at 1997 SEC Speaks 9/1/2009 09-01033-PUBS DiStefano, Michelle Cleveland State University Securities Listed on Exchanges 9/1/2009 09-01034-PUBS Sinclaire, Murray RSA Financial Statements on 13 companies 9/1/2009 09-01035-PUBS Endale, Wuleta National Corporate Research Travidia Inc 9/1/2009 09-01036-PUBS Kapcar, Sally Frost Brown Todd LLC The Shops at Ety Village LLC 9/1/2009 09-01037-PUBS Trombetta, Nicholas - Commonwealth Mortgage Company Inc 9/1/2009 09-01038-PUBS Wales, Harman Moss Adams Capital LLC Great American Advisors 9/1/2009 09-01039-PUBS Wilcox, Michael Robert W. Baird & Co Greenfield Industries 9/1/2009 09-01040-PUBS Wilcox, Michael Robert W. Baird & Co Flair Corp 9/1/2009 09-01041-PUBS Wilcox, Michael Robert W. Baird & Co Allied Healthcare Products 9/1/2009 09-01042-PUBS Gerstner, Wolf-Christian - Pfizer Inc Proxy Statement back to 1975 9/2/2009 09-01043-PUBS Dickson, April CITGO Petroleum Corporation Occidental Petroleum Corporation 1982 10-K 9/2/2009 09-01044-PUBS Gerstner, Wolf-Christian - Merck & Co Proxy Statement back to 1975 9/2/2009 09-01045-PUBS Gerstner, Wolf-Christian - Abbott Laboratories Proxy Statements back to 9/2/2009 1975 09-01046-PUBS Gerstner, Wolf-Christian - Johnson & Johnson Proxy Statements back to 9/2/2009 1975 09-01047-PUBS Tian, Feng The University of Hong Kong Accounting and Auditing Enforcement Releases 9/2/2009 09-01048-PUBS Abraham, Lila Nutter McClennen Fish LLP American International Reinsurance Company 9/2/2009 Inc 20-Ks for 1970 to 1975 09-01049-PUBS Jiao, Yawen Lally School of Management and Historical ADVs back to 1980 9/3/2009 Technolohy 09-01050-PUBS Gerstner, Wolf-Christian - Warner Lambert Proxy Statements back to 1975 9/3/2009 09-01051-PUBS Gerstner, Wolf-Christian - Eli Lilly Proxy Statements back to 1975 9/3/2009 09-01052-PUBS Gerstner, Wolf-Christian - American Cyanamid Co Proxy Statement back to 9/3/2009 1975 09-01053-PUBS Gerstner, Wolf-Christian - Carter Wallace Inc Proxy Statement back to 9/3/2009 1975 09-01054-PUBS Gerstner, Wolf-Christian - Mallinckrodt INC NY Proxy Statement back to 9/3/2009 1975 09-01055-PUBS Gerstner, Wolf-Christian - Pharmacia Proxy Statement back to 1975 9/3/2009 09-01056-PUBS Gerstner, Wolf-Christian - Procter & Gamble Proxy Statement back to 1975 9/3/2009 09-01057-PUBS Gerstner, Wolf-Christian - Forest Laboratories Proxy Statement back to 1975 9/3/2009
09-01058-PUBS Gerstner, Wolf-Christian - Schering Plough Proxy Statement back to 1975 9/3/2009 09-01059-PUBS Gerstner, Wolf-Christian - Upjohn & Co Proxy Statement back to 1975 9/3/2009 09-01060-PUBS Pollock, Bronwyn Mayer Brown LLP Composite Technology Corporation 9/3/2009 09-01061-PUBS Coppola, Michael - PS Business Parks 9/3/2009 09-01062-PUBS Gerstner, Wolf-Christian - Chattem Drug & Chemicals Co Proxy Statement back to 1975 09-01063-PUBS Gerstner, Wolf-Christian - Baxter International fka Baxter Travenol Laboratories Inc Proxy Statement back to 1975 9/3/2009 9/3/2009 09-01064-PUBS Gerstner, Wolf-Christian - American Home Products Corp nka Wyeth Proxy 9/3/2009 Statement back to 1975 09-01065-PUBS Barsky, Joseph University of Minnesota Wellman Inc 9/3/2009 09-01066-PUBS Yoder, Shelly The Barkley Law Firm Kelly Kirk Shryoc 9/8/2009 09-01067-PUBS X, Alik - Finish Line Annual Report Form 10-K 9/8/2009 09-01068-PUBS Shannon, James Thomson Reuters Official List of Section 13F Securities 9/8/2009 09-01069-PUBS Peterson, Mary Wachovia First Bank 9/8/2009 09-01070-PUBS Reynolds, John - Trans World Airlines 1961 Registration 9/9/2009 Statement 09-01071-PUBS Johnson, Ernessa Thomson Reuters Form 20-F and instructions 9/9/2009 09-01072-PUBS Pate, Stefanie American Eagle Outfitters, Inc. Lifestyle Apparel Form S-1 9/9/2009 09-01073-PUBS Endale, Wuleta National Corporate Research Peabody International Corp Pullman 9/9/2009 Transportation Company and Pullman-Peabody Company 10-Ks 09-01074-PUBS Lurio, Doug Lurio & Associates, P.C. 1 Financial Marketplace LLC 9/9/2009 09-01075-PUBS Valdes, Antonio KPMG LLP Gum Tech International Inc 1996 SB-2 Lalanne 9/9/2009 License Agreement 09-01076-PUBS Chen, Ashow - BT Securities Corporation 9/9/2009 09-01077-PUBS Carlson, William Duquesne University RJR Acquisition Co or RJR Nabisco Holdings 1990 9/9/2009 10-Q 09-01078-PUBS Lim, Grace University of Singapore BT Securities Corporation 9/9/2009 09-01079-PUBS Williamson, Pat Thomson Reuters Arjent Ltd Form BD amendments 2007 2008 9/9/2009 2009 09-01080-PUBS Williamson, Pat Thomson Reuters Wellington Management Co Form ADV for 2002 9/9/2009 09-01081-PUBS Gerstner, Wolf-Christian - Syntex Corp proxy statements 1975-1992 9/9/2009 09-01082-PUBS Gerstner, Wolf-Christian - Richardson-Vicks Inc proxy statements 1975- 9/9/2009 1982 09-01083-PUBS Gerstner, Wolf-Christian - Bristol-Myers proxy statements 1977-1979 1981- 9/9/2009 1982 1984-1987 09-01084-PUBS Gerstner, Wolf-Christian - Squibb Corporation proxy statements 1975-1988 9/9/2009 09-01085-PUBS Gemellaro, Beth U.S. Attorney's Office copy of Bernard Madoff OIG Report 9/9/2009 09-01086-PUBS Gerstner, Wolf-Christian - Marion Laboratories proxy statements 1975- 9/9/2009 1987 1989 1991 09-01087-PUBS Gerstner, Wolf-Christian - Rorer Group Inc proxy statements 1975 1977- 9/9/2009 1988 09-01088-PUBS Gerstner, Wolf-Christian - A H Robins Co Inc proxy statements 1975-1978 9/9/2009 1980-1985 09-01089-PUBS Krog, Bill Abraxas Petroleum Corporation Abraxas Petroleum Corporation 9/10/2009 09-01090-PUBS Antonio, Joseph Business Law Research Arjent Ltd and Vertical Capital Partners list of BD 9/10/2009 Forms 09-01091-PUBS Miller, Christin Herr & Zapala Combustion Engineering Inc 9/14/2009 09-01092-PUBS Johnson, Ernessa Thomson Reuters New York Hanseatic Corp 9/14/2009 09-01093-PUBS Johnson, Ernessa Thomson Reuters Ultoomel & Assudamia Co 9/14/2009 09-01094-PUBS Johnson, Ernessa Thomson Reuters Starr Investment Advisors LLC 9/14/2009 09-01095-PUBS Johnson, Ernessa Thomson Reuters RBC Capital Markets 9/14/2009 09-01096-PUBS Endale, Wuleta National Corporate Research MGIC Mortgage Corp 9/14/2009 09-01097-PUBS Reynolds, John - TransWorld Airlines 1966 Registration Statement 9/14/2009 09-01098-PUBS Johnson, Ernessa Thomson Reuters Dolby Laboratories and Google Inc Exemptive 9/14/2009 Orders 09-01099-PUBS Wood, Kathryn - Rainer Pacific Financial Group Capital 9/14/2009 Restoration Plan 09-01100-PUBS Hogan, Marguerite Boies, Schiller & Flexner LLP Overstock.com Inc Trancsript of Bryce Buchanan 9/14/2009 09-01101-PUBS Herald, Jay Fidelity Investments NYSE Regulation Inc 9/14/2009 09-01102-PUBS Deryugina, Mariya - Prime Broker Committee 1994 No Action Letter 9/14/2009 09-01103-PUBS Johnson, Ernessa Thomson Reuters Tenet Healthcare 9/16/2009 09-01104-PUBS Shah, Kamlesh Linden, LLC Hycor Biomedical Inc Form 10-K dated 1983 to 9/16/2009 1994 and Form S-1 dated 1983 09-01105-PUBS Miller, John - Sandgrain Securities 9/16/2009 09-01106-PUBS Conneighton, Maeve Seward & Kissel LLP Radcliff Domestic Investors LP Class B 9/16/2009 09-01107-PUBS Crowe, Daniel - American Home Mortgage Investment Trust 9/17/2009
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