JUL-SEP 2008

More documents

Recommendations

Info

CENTRAL DEPOSITORY During July-September 2008 the following companies and mutual funds joined the CDS under Central Depository Bangladesh Ltd. (CDBL). At the end of this period, the total number of companies under CDBL was 157 market capitalization of which was TK. 799 billion i.e. 94.49% of total market capitalization. Sl. No. Name of the Company Joining Date 1 Titas Gas Transmission & Distribution Co. Ltd. (Direct Listing) 2.7.2008 2 ICB AMCL 2nd NRB Mutual Fund 27.7.2008 3 Fu-Wang Ceramic Industries Ltd. 11.8.2008 4 Bangladesh Thai Aluminium Ltd. 31.8.2008 5 Grameen M. F. One-Scheme Two 2.9.2008 6 First Security Bank Ltd. 22.9.2008 7 Eastern Cables Limited 24.9.2008 18 Securities and Exchange Commission Bangladesh
SEC ENFORCEMENT ACTIONS During July-September 2008 the following enforcement actions against registered stock-dealers, stock-brokers, issuer companies and chartered accountants were taken by the Commission for non-compliance of the securities laws: Against Issuer Company: SEC ENFORCEMENT ACTIONS Violation Delayed submission of audited financial statement Failure to submit audited financial statement Failure to submit the half yearly financial statement Failure to prepare the half yearly financial statement as per BAS-34 Correct and full information not reflected in the financials statements Non compliance of securities law Failure to prepare the half yearly financial statement as per BAS-34 Delayed submission of the audited financial statement Delayed submission of the annual report Non compliance of securities law in connection with audited financial statements Failure to comply with securities related laws Failure to submit the half yearly financial statement Non-compliance of securities law in connection with the fixing the date of AGM, time and venue, declaring dividend in the same board of directors meeting Correct and full information not reflected in the finalcial statements No. of Issuer Companies 1 4 1 1 2 2 2 4 1 7 3 1 1 1 Nature of Action Penalty Penalty Penalty Penalty Penalty Penalty Warning Warning Warning Warning Warning Warning Warning Diretive Securities and Exchange Commission Bangladesh 19
Page 3 and 4: SECURITIES AND EXCHANGE COMMISSION
Page 5 and 6: SECURITIES AND EXCHANGE COMMISSION
Page 7 and 8: CORPORATE FINANCE Activities of Cor
Page 9 and 10: CAPITAL ISSUE Capital Raising: Priv
Page 11 and 12: CAPITAL ISSUE Rights Issue: The Com
Page 13 and 14: REGISTRATION REGISTRATION Issuance
Page 15 and 16: REGISTRATION Name Change of Deposit
Page 17 and 18: SUPERVISION AND REGULATION OF MARKE
Page 19: During July-September 2008, the fol
Page 23 and 24: LAW LAW Total 196 cases filed by or
Page 25 and 26: NEW ACTS/RULES/REGULATIONS/AMENDMEN
Page 27 and 28: (2) The applicant shall furnish the
Page 29 and 30: No.SEC/CMRRCD/2001-49/25 July 6, 20
Page 31 and 32: cÖÁvcb ZvwiL: RyjvB 24, 2008 bs G
Page 33 and 34: MARKET PERFORMANCE Dhaka Stock Exch
Page 35 and 36: Bangladesh Capital Market Summary A
Page 37 and 38: CSE OPERATIONAL STATISTICS July-Sep

JUL-SEP 2008

You also want an ePaper? Increase the reach of your titles

Delete template?

Save as template?