JUL-SEP 2008

Guideline for functioning of stock-broker as stock dealer and vice versa:
During the period, the Commission issued the following guidelines for functioning of stock-broker as stock
dealer and vice versa:
óK †eªvKvi KZ…©K óK wWjvi wnmv‡e Kvh©µg cwiPvjbvi †‡Î bxwZgvjv
óK †eªvKvi KZ…©K óK wWjvi wKsev óK wWjvi KZ…©K óK †eªvKvi Kvh©µg cwiPvjbvi †‡Î wb‡gœv³ bxwZgvjv AbymiY Ki‡Z n‡et-
(K)
(L)
(M)
(N)
(O)
(P)
(Q)
(R)
(S)
óK G·‡P‡Äi GKB m`‡m¨i óK †eªvKvi Ges óK wWjvi Kvh©µg cwiPvjbvi †‡Î †UªwWs AvBwW c„_Kx KiY|
óK G·‡P‡Äi GKB m`‡m¨i óK †eªvKvi Ges óK wWjv‡ii †‡Î c„_K e¨vsK GKvD›U cwiPvjbv| G †‡Î m`m¨ †Kv¤úvwb
Zvi K‡cv©‡iU e¨vsK wnmve‡K K¬xqvwis GKvD›U wnmv‡e †hvM¨ †NvlYv Ki‡Z cvi‡e|
óK G·‡P‡Äi GKB m`‡m¨i óK †eªvKvi Ges óK wWjvi Kvh©µg cwiPvjbvi †‡Î c„_K wnmve ewn msiY|
óK G·‡P‡Äi GKB m`m¨ KZ…©K óK †eªvKvi Ges óK wWjvi Kvh©µg c„_K DBs Gi gva¨‡g cwiPvjbv|
óK G·‡P‡Äi GKB m`‡m¨i óK †eªvKvi Ges óK wWjvi Kvh©µg cwiPvjbvi ‡‡Î c„_K Aby‡gvw`Z cÖwZwbwa wb‡qvM`vb|
óK G·‡P‡Äi m`m¨ KZ…©K óK wWjvi Kvh©µg †K›`ªxq fv‡e cwiPvjbv| †Kvb kvLv Awdm †_‡K óK wWjv‡ii Kvh©µg
cwiPvjbv Kiv hv‡e bv|
óK G·‡P‡Äi ‰ØZ m`m¨ b‡n Ggb óK wWjvi I óK †eªvKv‡ii †‡Î cwi‡kvwaZ g~jab n‡e b~¨bZg 50 (cÂvk) j UvKv
Ges bxU m¤ú` n‡e cwi‡kvwaZ g~ja‡bi kZKiv 50 (cÂvk) fvM|
óK G·‡P‡Äi ‰ØZ m`m¨ Ggb óK wWjvi I óK †eªvKv‡ii †‡Î cwi‡kvwaZ g~jab n‡e b~¨bZg 1.00 (&GK) †KvwU UvKv Ges
bxU m¤ú` n‡e cwi‡kvwaZ g~ja‡bi kZKiv 50 (cÂvk) fvM|
cÖ‡Z¨K óK wWjvi mswkøó wWwc‡Z c„_K wK¬qvwis wnmve cwiPvjbv Ki‡e|
Approval of name change and opening of new branch for Merchant Banker:
During the Quarter the Commission approved 6 new branches of ICB Capital Management Limited and also
approved name change of Arab Bangladesh Bank Limited to AB Bank Ltd. as per wmwKDwiwUR I G·‡PÄ Kwgkb
(gv‡P©È e¨vsKvi I †cvU©‡dvwjI g¨v‡bRvi) wewagvjv, 1996.
14
Securities and Exchange Commission
Bangladesh