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JUL-SEP 2008

JUL-SEP 2008

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Branch Opening Permission to the Stock Brokers:<br />

During July-September, <strong>2008</strong> the Commission approved 17 new branches of the stock broker of Dhaka Stock<br />

Exchange Limited and 1 new branch of a stock broker of Chittagong Stock Exchange Limited.<br />

Issuance and Renewal of Authorized Representative Registration Certificates:<br />

During the said period, the Commission issued 606 registration certificates to the applicants of Dhaka Stock<br />

Exchange Ltd. and Chittagong Stock Exchange Ltd. under wmwKDwiwUR I G·‡PÄ Kwgkb (óK wWjvi, óK †eªvKvi I<br />

Aby‡gvw`Z cÖwZwbwa) wewagvjv, 2000 to carry out functions as authorized representatives and renewed 225 authorized<br />

representative registration certificates of DSE and CSE.<br />

Issuance and Renewal of Depository Participant Registration Certificate:<br />

During the Quarter, the Commission issued the following 5 depository participants registration certificates under<br />

wWcwRUwi (e¨envwiK) cÖweavbgvjv, 2003 and renewed 25 depository participant registration certificates:<br />

List of New Depository Participants:<br />

Sl Name, Address & Membership Certificate No. Category<br />

No. Contacts of the DP No. & Issue Date<br />

1<br />

2<br />

3<br />

4<br />

5<br />

Prudential Securities Ltd.<br />

65/1 West Agargaon,<br />

Sher-e-Bangla Nagar,<br />

Dhaka-1207<br />

International Leasing Securities Ltd.,<br />

Printers Building (3rd Floor), 5 Rajuk<br />

Avenue, Dhaka-1000<br />

Alpha Securities Ltd.<br />

Progoti House (3rd Floor)<br />

1070 Sk. Mujib Road, Agrabad C/A,<br />

Chittagong-4100<br />

Chowdhury Securities Ltd.<br />

Chowdhury Centre (5th Floor)<br />

23 KA New Eskaton Road,<br />

Dhaka-1000<br />

Swift Capital Ltd.<br />

Modhumita Bhaban (7th Floor)<br />

158-160 Motijheel C/A,Dhaka-1000<br />

CSE#62<br />

DSE#9<br />

CSE#01<br />

CSE#73<br />

DSE#24<br />

SEC/Reg./CDBL-DP-279<br />

Date:4.8.08<br />

SEC/Reg./CDBL-DP-280<br />

Date: 6.8.08<br />

SEC/Reg./CDBL-DP-281<br />

Date:10.9.08<br />

SEC/Reg./CDBL-DP-282<br />

Date:10.9.08<br />

SEC/Reg./CDBL-DP-283<br />

Date: 6.10.08<br />

Full Service<br />

Full Service<br />

Full Service<br />

Full Service<br />

Full Service<br />

12<br />

Securities and Exchange Commission<br />

Bangladesh

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