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Revista Brasileira de Física, Vol. 10, NP 1, 1980<br />

<strong>The</strong> <strong>Principle</strong> <strong>of</strong> <strong>General</strong> <strong>Covariance</strong> <strong>and</strong> <strong>the</strong> <strong>Principle</strong> <strong>of</strong><br />

Equivalence: Two Distinct Concepts<br />

H. V. FAGUNDES*<br />

Instituto de Física Tedrica, São Paulo, SP<br />

Recebido em 11 de Junho de 1979<br />

It is shown how to construct a <strong>the</strong>ory with general covariance<br />

but without <strong>the</strong> equivalence principle. Such a <strong>the</strong>ory is in disagreement<br />

with experiment, but it serves to illustrate <strong>the</strong> independence <strong>of</strong><strong>the</strong><br />

former principle from <strong>the</strong> latter one.<br />

Mostramos como construi r uma teori a com covari ância gera l mas<br />

sem o principio de equivalência. Tal teoria está em desacordo com a experiência,<br />

mas serve para i lustrar a independência do primeiro princípio<br />

com relação ao segundo.<br />

1. INTRODUCTION<br />

Some texbooks on <strong>the</strong> <strong>the</strong>ory <strong>of</strong> general relativi ty (GRT) introduce<br />

<strong>the</strong> equivalence pri nci ple <strong>and</strong> <strong>the</strong> general covariance pri nci ple<br />

almost in <strong>the</strong> same breath (see, for example, ~insteinl, p.56; pauli2,<br />

pp.143-144; Tonnelat3, p.262;<br />

Wha t happened 2 y3 s that soon after Einstein's discovery <strong>of</strong><br />

<strong>the</strong> <strong>the</strong>ory <strong>of</strong> special relativ ty, two problems presented <strong>the</strong>mselves: (1)<br />

how to incorporate gravi ty in <strong>the</strong> new <strong>the</strong>ory, <strong>and</strong> (2) how to general ize<br />

covariance in inertial frames <strong>of</strong> reference into covariance in accelerated<br />

frames. As is well known, Einstein coupled <strong>and</strong> solved <strong>the</strong>se two pro-<br />

* Work supported by FINEP, under Contract 522/CT.


lems simultaneously, precisely through a ctose asso&a.tion<br />

principles under discussion.<br />

<strong>of</strong> <strong>the</strong> two<br />

But <strong>the</strong>n we feel that <strong>the</strong> student may fail to appreciate <strong>the</strong><br />

import <strong>of</strong> general covariance per se, seeing i t perhaps as a mere consequence<br />

<strong>of</strong> <strong>the</strong> equivalence pri nci ple .<br />

<strong>The</strong>refore, we make some conjectures based on <strong>the</strong><br />

assumption<br />

<strong>of</strong> general covariance without equi va lence . Thi s serves to i i lustra te <strong>the</strong><br />

independence <strong>of</strong> <strong>the</strong> former concept from <strong>the</strong> latter one 5 .<br />

In this spirit we discuss in Sec.2,<br />

<strong>the</strong><br />

particle under <strong>the</strong> influence <strong>of</strong> a force, <strong>and</strong> in Sec.<br />

quations <strong>of</strong> electromagnetism as well as a hypo<strong>the</strong>tical<br />

<strong>the</strong> gravitational field. We conclude remembering <strong>the</strong><br />

<strong>of</strong> this paper.<br />

law <strong>of</strong> motion <strong>of</strong> a<br />

3 we present <strong>the</strong> e-<br />

set <strong>of</strong> equationsfor<br />

pedagogical nature<br />

2. THE MOTION OF A MASSIVE PARTICLE UNDER THE<br />

INFLUENCE OF A FORCE<br />

In a Lorentz system <strong>of</strong> reference (x')<br />

with metric<br />

<strong>the</strong> equation <strong>of</strong> motion <strong>of</strong> a<br />

f luence <strong>of</strong> a 4-force FV is<br />

particle <strong>of</strong> inertial mass 40, under <strong>the</strong> in-<br />

where s is <strong>the</strong> particle's proper time (c-1) <strong>and</strong><br />

is its bvelocity. FP is <strong>the</strong> net externa1 force appl ied on <strong>the</strong> particle,


for example <strong>the</strong> electromagnetic force as usual, but here also <strong>the</strong> gravi-<br />

tational force. '<br />

If we now go to an arbitrary system (x"),<br />

with<br />

<strong>the</strong> metric invariant becomes<br />

according to <strong>the</strong> general rule for covariant tensors 6 . <strong>The</strong> 4-velocit~ is<br />

def i ned as i n Eq .(h),<br />

<strong>and</strong> u' <strong>and</strong> F" are given by<br />

<strong>and</strong><br />

Equat ion (3), however, takes a different look, because we<br />

have to replace du" by <strong>the</strong> covariant differential<br />

<strong>The</strong> equation <strong>of</strong> motion is <strong>the</strong>refore


sic equation<br />

In <strong>the</strong> absence <strong>of</strong> forces (3'<br />

= 0) ~q .(l3) becomes <strong>the</strong> geode-<br />

In <strong>the</strong> absence <strong>of</strong> matter, Eq. (14) is <strong>the</strong> same as in GRT.<br />

Thus, for instance, <strong>the</strong> questions discussed by Adler et aZ.7, Ser. 4.2,<br />

about space <strong>and</strong> time in a uniformly rotating system remain valid here.An<br />

interesting fact in this connection is that, on <strong>the</strong> one h<strong>and</strong>, space-time<br />

is flat in <strong>the</strong> rotating system (t,r,g,z), since curvature is an invariant.<br />

On <strong>the</strong> o<strong>the</strong>r h<strong>and</strong>, <strong>the</strong> 3-spatial geometry is curved. <strong>The</strong> reason is<br />

that <strong>the</strong> defini tion <strong>of</strong> distances dem<strong>and</strong>s <strong>the</strong> concept <strong>of</strong> s imu 1 tanei ty,<br />

<strong>and</strong> this is obtained by dt* = 0, where t* is a non-integrable time-coordina<br />

te 7 .<br />

For completeness, let us calculate <strong>the</strong> Gaussian curvature <strong>of</strong><br />

a plane z = const. in <strong>the</strong> rotating frame. <strong>The</strong> line element dk is given<br />

- 3~~ < O .<br />

(I- u2r2)<br />

We observe here that our <strong>the</strong>ory predicts a rotational red<br />

shift (see Ref.7, p.126), but no gravitational red shift, since gravity<br />

does not influence <strong>the</strong> metric. This is why we say that <strong>the</strong> <strong>the</strong>ory iscontradicted<br />

by experiment.


3. THE ELECTROMAGNETIC AND GRAVITATIONAL FORCES AND<br />

FIELDS<br />

way as in GRT~".<br />

F" is<br />

<strong>The</strong> equat ions <strong>of</strong> electromagnetism are expressed i n th e sarne<br />

Thus <strong>the</strong> force on a particle <strong>of</strong> charge q in a field<br />

Maxwel I 's equations <strong>and</strong> <strong>the</strong> continuity equation are<br />

v<br />

where I lv indicates <strong>the</strong> absolute derivative wi th respect to 3:<br />

<strong>the</strong> b-current densi ty, <strong>and</strong><br />

*FVv is <strong>the</strong> tensor dual to FUV<br />

, jU is<br />

But <strong>of</strong> course <strong>the</strong>re is a difference with GRT: our g 's<br />

?Jv<br />

not inf luenced by <strong>the</strong> presence <strong>of</strong> <strong>the</strong> f ield FUV,<br />

are<br />

Now we must face <strong>the</strong> problem <strong>of</strong> dealing with gravitation. We<br />

shall consider only <strong>the</strong> simplest situation, i .e., we assume <strong>the</strong> gravi ty<br />

field to be derived frorn a scalar potential $(x). We generalize Poisson's<br />

equation<br />

v2g = 4a G P<br />

(I!))<br />

i nto<br />

where <strong>the</strong> 4-scalar p(x) is <strong>the</strong> densi ty <strong>of</strong> gravitational mass.<br />

Eq. (20) is formaliy similar to <strong>the</strong> equation for Brans<br />

Dicke's scalar f ield 7 , but <strong>the</strong>re are two important differences: our coii-<br />

pl ing constant G is <strong>the</strong> usual gravi tational constant, <strong>and</strong> our source cannot<br />

be <strong>the</strong> energy-momentum tensor, because this tensor is related to i -<br />

nertial rnass.<br />

<strong>and</strong>


Finally, <strong>the</strong> law <strong>of</strong> force on a particle <strong>of</strong> gravitational mass<br />

is a general ization <strong>of</strong> <strong>the</strong> Newtonian law<br />

which goes into<br />

(22)<br />

<strong>the</strong> expression<br />

for <strong>the</strong> motion <strong>of</strong> a particle under <strong>the</strong> action <strong>of</strong> grav<br />

4. CONCLUSION<br />

We emphaslze that we have no intention <strong>of</strong> invalidating <strong>the</strong><br />

equivalence principle. Our purpose should ra<strong>the</strong>r be viewed as a pedagogical<br />

effort to clarify <strong>the</strong> independence <strong>of</strong> <strong>the</strong> general covariance princlple.<br />

REFERENCES AND NOTES<br />

1. A. Einstein, <strong>The</strong> Meaning <strong>of</strong> Rezativity, 5 th ed. Princeton Univ.Press,<br />

Princeton 1955.<br />

2. W. Pauli, <strong>The</strong> <strong>The</strong>ory <strong>of</strong> ReZativity, Pergamon Press, London, 1958.<br />

3. M. A. Tonnela t, Les Principes de Za ~héorie BZectromagnétique et de<br />

Za ~ezativité, Masson , Par i s 1959.<br />

4. C. Mdl ler, <strong>The</strong> <strong>The</strong>ory <strong>of</strong> ReZativity, 2nd ed., Clarendon Press, Oxford,<br />

1972.<br />

5. S. Wei nberg argues that general covariance fol lows f rom equivalence:<br />

see his Gravitation <strong>and</strong> CosmoZogy, John Wiley, New York, 1972. We do not<br />

deny this, but ra<strong>the</strong>r affirm that general covariance would still be pos-<br />

sible without equivalence.


6. For this <strong>and</strong> o<strong>the</strong>r general matters see, for example, L. L<strong>and</strong>au <strong>and</strong> E.<br />

Lifshitz, CZassicaZ meory <strong>of</strong> Fiel&, English translation by<br />

mesh, Addison-Wesley, Cambridge, 1951.<br />

M. Hamer-<br />

7. R. Adler, M. Bazin <strong>and</strong> M. Schiffer, Introduction to <strong>General</strong> Rezativi-<br />

ty, 2nd ed. McGraw-Hill Kogakusha, Tokyo, 1975.<br />

8. E. Kreysz ig , Intro&ction to EfferentiaZ Geometry <strong>and</strong> Riemannian<br />

Geometry, Univ. <strong>of</strong> Toronto Press , Toronto, 1975.

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