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Building Democracy on the Ashes of Authoritarianism in the Arab ...

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C O R P O R A T I O N<br />

<str<strong>on</strong>g>Build<strong>in</strong>g</str<strong>on</strong>g> <str<strong>on</strong>g>Democracy</str<strong>on</strong>g> <strong>on</strong> <strong>the</strong> <strong>Ashes</strong> <strong>of</strong><br />

<strong>Authoritarianism</strong> <strong>in</strong> <strong>the</strong> <strong>Arab</strong> World:<br />

Workshop Summary<br />

By Laurel E. Miller and Jeffrey Mart<strong>in</strong>i<br />

Key Insights<br />

• Newly elected leaders <strong>in</strong> <strong>Arab</strong> transiti<strong>on</strong> states are fac<strong>in</strong>g<br />

enormous popular demands that go bey<strong>on</strong>d political<br />

reforms to <strong>in</strong>clude improvements <strong>in</strong> ec<strong>on</strong>omic outcomes and<br />

<strong>the</strong> provisi<strong>on</strong> <strong>of</strong> public services.<br />

• The unity engendered by <strong>the</strong> <strong>Arab</strong> revoluti<strong>on</strong>s has given way,<br />

<strong>in</strong> several countries, to severe political polarizati<strong>on</strong>. Forg<strong>in</strong>g<br />

<strong>of</strong> cross-ideological coaliti<strong>on</strong>s am<strong>on</strong>g Islamist and secular<br />

groups is critical to avoid<strong>in</strong>g this dynamic.<br />

• The effects <strong>of</strong> authoritarian legacies are countryspecific,<br />

and it is not clear that any <strong>Arab</strong> transiti<strong>on</strong> state<br />

is more disadvantaged than ano<strong>the</strong>r. But each state must<br />

address its authoritarian legacies <strong>in</strong> order to build a functi<strong>on</strong><strong>in</strong>g<br />

democratic system.<br />

• Political transiti<strong>on</strong>s br<strong>in</strong>g <strong>the</strong> promise <strong>of</strong> positive change but<br />

also <strong>in</strong>troduce <strong>the</strong> risk <strong>of</strong> excessive attachment to identities<br />

dur<strong>in</strong>g periods <strong>of</strong> uncerta<strong>in</strong>ty. Respect for m<strong>in</strong>ority rights<br />

and some decentralizati<strong>on</strong> <strong>of</strong> power are useful for allay<strong>in</strong>g<br />

<strong>the</strong> c<strong>on</strong>cerns <strong>of</strong> potential spoilers and build<strong>in</strong>g support for<br />

nati<strong>on</strong>al identities.<br />

• New <strong>Arab</strong> leaders are fac<strong>in</strong>g a balanc<strong>in</strong>g act <strong>in</strong> <strong>the</strong>ir<br />

implementati<strong>on</strong> <strong>of</strong> transiti<strong>on</strong>al justice. They must prioritize<br />

rec<strong>on</strong>ciliati<strong>on</strong> to build <strong>in</strong>clusive, stable political orders, while<br />

at <strong>the</strong> same time dem<strong>on</strong>strat<strong>in</strong>g to <strong>the</strong>ir publics that <strong>the</strong>re<br />

will be accountability for past abuses.<br />

• All <strong>the</strong> <strong>Arab</strong> transiti<strong>on</strong> states are faced with a need for security<br />

system reform. This, al<strong>on</strong>g with electi<strong>on</strong> assistance, is an area<br />

where <strong>the</strong> <strong>in</strong>ternati<strong>on</strong>al community is well positi<strong>on</strong>ed to help.<br />

• <strong>Arab</strong> political and civil society leaders are exam<strong>in</strong><strong>in</strong>g<br />

historical experiences <strong>of</strong> democratizati<strong>on</strong> <strong>in</strong> o<strong>the</strong>r regi<strong>on</strong>s to<br />

distill best practices that can <strong>in</strong>form <strong>the</strong>ir own political development.<br />

Mak<strong>in</strong>g <strong>the</strong>se less<strong>on</strong>s accessible and test<strong>in</strong>g <strong>the</strong>ir<br />

portability to <strong>the</strong> <strong>Arab</strong> world is <strong>on</strong>e way <strong>the</strong> <strong>in</strong>ternati<strong>on</strong>al<br />

community can support democratizati<strong>on</strong> <strong>in</strong> this regi<strong>on</strong>.<br />

After popular upris<strong>in</strong>gs toppled authoritarian<br />

leaders <strong>in</strong> Tunisia, Egypt, and Libya <strong>in</strong> 2011 and<br />

precipitated a negotiated power transfer <strong>in</strong> Yemen<br />

<strong>in</strong> early 2012, it quickly became comm<strong>on</strong>place to observe<br />

that oust<strong>in</strong>g a disliked regime was easier than replac<strong>in</strong>g<br />

it with someth<strong>in</strong>g better. The challenges that come after<br />

regime change—build<strong>in</strong>g new, more open political systems<br />

and resp<strong>on</strong>d<strong>in</strong>g to popular expectati<strong>on</strong>s <strong>of</strong> improved<br />

liv<strong>in</strong>g c<strong>on</strong>diti<strong>on</strong>s—have come to <strong>the</strong> fore. Political and<br />

social upheavals have been <strong>on</strong> full display as politicians,<br />

activists, and publics at large have struggled to def<strong>in</strong>e new<br />

rules for wield<strong>in</strong>g government power and new relati<strong>on</strong>ships<br />

between states and societies. In some <strong>in</strong>stances, <strong>the</strong><br />

need to reform deeply entrenched <strong>in</strong>stituti<strong>on</strong>al ways and<br />

means has become apparent, and <strong>in</strong> o<strong>the</strong>rs, <strong>the</strong> need to<br />

create entirely new state <strong>in</strong>stituti<strong>on</strong>s has become evident.<br />

And <strong>the</strong> upheavals have exacerbated ec<strong>on</strong>omic problems<br />

that already existed.<br />

That <strong>the</strong>se processes <strong>of</strong> political, ec<strong>on</strong>omic, and<br />

social change have been slow and arduous is unsurpris<strong>in</strong>g<br />

given <strong>the</strong> similarly difficult experiences <strong>of</strong> many o<strong>the</strong>r<br />

countries around <strong>the</strong> world as <strong>the</strong>y emerged from l<strong>on</strong>g<br />

periods <strong>of</strong> authoritarian rule. Never<strong>the</strong>less, <strong>the</strong> reality that<br />

such changes come nei<strong>the</strong>r quickly nor easily has frustrated<br />

many leaders and citizens <strong>of</strong> <strong>the</strong> countries affected.<br />

Indeed, <strong>the</strong> dramatic and participatory nature <strong>of</strong> <strong>the</strong> <strong>Arab</strong><br />

Spr<strong>in</strong>g upris<strong>in</strong>gs seems to have made <strong>the</strong> gap between<br />

popular expectati<strong>on</strong>s <strong>of</strong> change and actual results particularly<br />

pr<strong>on</strong>ounced, especially <strong>in</strong> comparis<strong>on</strong> to some <strong>of</strong> <strong>the</strong><br />

more protracted top-down or negotiated transiti<strong>on</strong>s <strong>in</strong><br />

o<strong>the</strong>r parts <strong>of</strong> <strong>the</strong> world.<br />

Aga<strong>in</strong>st this backdrop, <strong>the</strong> RAND Corporati<strong>on</strong><br />

and <strong>the</strong> Internati<strong>on</strong>al Strategic Research Organizati<strong>on</strong><br />

(USAK) jo<strong>in</strong>tly c<strong>on</strong>vened a workshop <strong>in</strong> Istanbul, Turkey,


2<br />

<strong>on</strong> April 24, 2013, to explore <strong>the</strong> policies and practical measures<br />

that <strong>Arab</strong> countries undergo<strong>in</strong>g political transiti<strong>on</strong>s can<br />

adopt to build endur<strong>in</strong>g democratic <strong>in</strong>stituti<strong>on</strong>s and practices.<br />

The purpose <strong>of</strong> <strong>the</strong> workshop was to provide a private sett<strong>in</strong>g<br />

<strong>in</strong> which policymakers, op<strong>in</strong>i<strong>on</strong> leaders, and experts from <strong>Arab</strong><br />

countries could reflect collaboratively <strong>on</strong> how to overcome<br />

obstacles to democratizati<strong>on</strong>. RAND and USAK sought to<br />

facilitate shar<strong>in</strong>g <strong>of</strong> experiences across <strong>the</strong> borders <strong>of</strong> countries<br />

<strong>in</strong> transiti<strong>on</strong>, through <strong>in</strong>formal discussi<strong>on</strong> <strong>in</strong> a roundtable<br />

format. It was agreed that no part <strong>of</strong> <strong>the</strong> discussi<strong>on</strong> would be<br />

attributed publicly to particular participants.<br />

Workshop participants came from Egypt, Tunisia, Libya,<br />

Yemen, Syria, and Jordan. They <strong>in</strong>cluded political party leaders,<br />

former m<strong>in</strong>isters, current <strong>of</strong>ficials and senior political advisers,<br />

heads <strong>of</strong> research <strong>in</strong>stituti<strong>on</strong>s, academics, and columnists.<br />

Participants’ political affiliati<strong>on</strong>s varied c<strong>on</strong>siderably <strong>on</strong> <strong>the</strong><br />

ideological spectrum, though <strong>the</strong> nature <strong>of</strong> <strong>the</strong> discussi<strong>on</strong>s was<br />

notably pragmatic ra<strong>the</strong>r than ideological.<br />

Under <strong>the</strong> broad banner <strong>of</strong> <strong>the</strong> workshop title—<str<strong>on</strong>g>Build<strong>in</strong>g</str<strong>on</strong>g><br />

<str<strong>on</strong>g>Democracy</str<strong>on</strong>g> <strong>on</strong> <strong>the</strong> <strong>Ashes</strong> <strong>of</strong> Autocracy: The Way Ahead for<br />

<strong>Arab</strong> Countries <strong>in</strong> Transiti<strong>on</strong>—participants focused <strong>on</strong> four<br />

ma<strong>in</strong> topics: approaches to develop<strong>in</strong>g new political systems<br />

and political parties; security threats to democratizati<strong>on</strong>; <strong>the</strong><br />

role <strong>of</strong> regi<strong>on</strong>al neighbors and <strong>the</strong> <strong>in</strong>ternati<strong>on</strong>al community <strong>in</strong><br />

support<strong>in</strong>g democratizati<strong>on</strong>; and less<strong>on</strong>s that can be learned<br />

from past experiences <strong>in</strong> o<strong>the</strong>r parts <strong>of</strong> <strong>the</strong> world. Participants<br />

also discussed Turkey’s democratizati<strong>on</strong> experience follow<strong>in</strong>g a<br />

lunche<strong>on</strong> address <strong>on</strong> <strong>the</strong> topic, and <strong>the</strong> challenges presented by<br />

<strong>the</strong> c<strong>on</strong>flict <strong>in</strong> Syria.<br />

This summary does not record <strong>the</strong> entire scope <strong>of</strong> <strong>the</strong><br />

discussi<strong>on</strong> but <strong>in</strong>stead highlights some important <strong>the</strong>mes that<br />

emerged throughout <strong>the</strong> workshop. In particular, it focuses<br />

<strong>on</strong> po<strong>in</strong>ts raised by participants that likely will be <strong>of</strong> <strong>in</strong>terest<br />

broadly to policymakers, civil society activists, and o<strong>the</strong>rs c<strong>on</strong>cerned<br />

with <strong>the</strong> prospects for democratizati<strong>on</strong> <strong>in</strong> <strong>Arab</strong> countries<br />

that have experienced upris<strong>in</strong>gs and regime changes s<strong>in</strong>ce 2011.<br />

PRoblems <strong>of</strong> PolARIzATI<strong>on</strong> And<br />

The sTRuggle foR PolITIcAl<br />

c<strong>on</strong>sensus<br />

Workshop participants expressed c<strong>on</strong>siderable anxiety about<br />

political polarizati<strong>on</strong> <strong>in</strong> <strong>the</strong> transiti<strong>on</strong> countries. Polarizati<strong>on</strong><br />

was seen as sett<strong>in</strong>g <strong>in</strong> very so<strong>on</strong> after <strong>the</strong> upris<strong>in</strong>gs and regime<br />

changes. Participants saw a need to develop c<strong>on</strong>sensus, but<br />

it was not apparent that <strong>the</strong>re was a shared understand<strong>in</strong>g <strong>of</strong><br />

<strong>the</strong> mean<strong>in</strong>g <strong>of</strong> <strong>the</strong> c<strong>on</strong>cept. Some <strong>in</strong>dicated that a c<strong>on</strong>sensus<br />

approach to politics would mean that a broad array <strong>of</strong> political<br />

parties would each have a share <strong>of</strong> decisi<strong>on</strong>mak<strong>in</strong>g, while o<strong>the</strong>rs<br />

emphasized that <strong>the</strong> essence <strong>of</strong> c<strong>on</strong>sensus was agreement <strong>on</strong> <strong>the</strong><br />

rules <strong>of</strong> <strong>the</strong> political play<strong>in</strong>g field. The discussi<strong>on</strong> <strong>of</strong> this issue<br />

reflected <strong>the</strong> <strong>on</strong>go<strong>in</strong>g struggle <strong>in</strong> <strong>the</strong>se countries to redef<strong>in</strong>e <strong>the</strong><br />

essential nature <strong>of</strong> politics <strong>in</strong> newly competitive systems.<br />

The lack <strong>of</strong> broad agreement <strong>on</strong> <strong>the</strong> political rules <strong>of</strong> <strong>the</strong><br />

game was seen by some as a particular problem <strong>in</strong> Egypt. The<br />

<strong>in</strong>troducti<strong>on</strong> <strong>of</strong> competitive politics and adopti<strong>on</strong> <strong>of</strong> a c<strong>on</strong>stituti<strong>on</strong>—while<br />

<strong>the</strong> fundamental rules rema<strong>in</strong>ed c<strong>on</strong>tested—<br />

c<strong>on</strong>tributed, <strong>in</strong> this view, to significant polarizati<strong>on</strong>. One <strong>of</strong><br />

<strong>the</strong> participants from Egypt noted that while it is <strong>in</strong> vogue<br />

for Egyptian leaders to call for c<strong>on</strong>sensus, <strong>the</strong>re is a lack <strong>of</strong><br />

will<strong>in</strong>gness by political groups to make <strong>the</strong> tough c<strong>on</strong>cessi<strong>on</strong>s<br />

necessary to achieve it. Ano<strong>the</strong>r Egyptian participant raised<br />

<strong>the</strong> questi<strong>on</strong> <strong>of</strong> whe<strong>the</strong>r <strong>the</strong> w<strong>in</strong>ners <strong>of</strong> <strong>the</strong> Egyptian revoluti<strong>on</strong><br />

were <strong>in</strong>capable <strong>of</strong> build<strong>in</strong>g a democratic system because <strong>the</strong>y<br />

<strong>the</strong>mselves are undemocratic <strong>in</strong> nature.<br />

The situati<strong>on</strong> is Egypt was c<strong>on</strong>trasted with Tunisia, where a<br />

slower, more deliberate transiti<strong>on</strong> process has produced greater<br />

c<strong>on</strong>sensus and stability. The ability <strong>of</strong> Tunisia’s ma<strong>in</strong> Islamist<br />

party and two secular parties to partner <strong>in</strong> form<strong>in</strong>g a government<br />

was lauded by participants as an example <strong>of</strong> <strong>the</strong> type <strong>of</strong> crossideological<br />

coaliti<strong>on</strong>s lack<strong>in</strong>g <strong>in</strong> o<strong>the</strong>r transiti<strong>on</strong><strong>in</strong>g countries.<br />

A variety <strong>of</strong> participants’ comments throughout <strong>the</strong><br />

workshop suggested that lack <strong>of</strong> experience with negotiat<strong>in</strong>g<br />

differences <strong>in</strong> <strong>the</strong> political sphere has led to some fear <strong>of</strong><br />

disagreement. On <strong>the</strong> <strong>on</strong>e hand, <strong>the</strong>re was a view that political<br />

polarizati<strong>on</strong> was a slippery slope to civil c<strong>on</strong>flict, <strong>in</strong> <strong>the</strong> absence<br />

<strong>of</strong> a deeply rooted democratic culture and <strong>in</strong> <strong>the</strong> shadow<br />

<strong>of</strong> popular upris<strong>in</strong>gs—several <strong>of</strong> which, especially Libya’s,<br />

<strong>in</strong>volved <strong>the</strong> use <strong>of</strong> violence. And even where civil c<strong>on</strong>flict<br />

appeared unlikely, <strong>the</strong>re were genu<strong>in</strong>e fears that democratizati<strong>on</strong><br />

<strong>in</strong> <strong>the</strong> regi<strong>on</strong> could manifest as strict majoritarianism.<br />

As a helpful counterpo<strong>in</strong>t, however, <strong>on</strong>e participant noted<br />

that <strong>the</strong> <strong>Arab</strong> Spr<strong>in</strong>g countries’ experiences with democratic<br />

processes are not as th<strong>in</strong> as comm<strong>on</strong>ly assumed. The participant<br />

noted that Tunisia, Egypt, and Libya had some exposure to<br />

democratic processes <strong>in</strong> <strong>the</strong> col<strong>on</strong>ial and/or m<strong>on</strong>archical periods<br />

<strong>of</strong> <strong>the</strong>ir histories. The same participant also noted that open<br />

political disagreement should actually be c<strong>on</strong>sidered a major<br />

achievement <strong>of</strong> <strong>the</strong> revoluti<strong>on</strong>s, given <strong>the</strong> absence <strong>of</strong> open political<br />

discourse under <strong>the</strong> former regimes. In this view, disagreement<br />

could be seen as a build<strong>in</strong>g block <strong>of</strong> politics. C<strong>on</strong>versely,


3<br />

elevat<strong>in</strong>g c<strong>on</strong>sensus and stability above <strong>the</strong> fractious politics <strong>of</strong><br />

democracy could lead to <strong>the</strong> emergence <strong>of</strong> new dictatorships. In<br />

order to realize <strong>the</strong> benefits <strong>of</strong> political disagreement, however,<br />

<strong>the</strong> rules <strong>of</strong> <strong>the</strong> game need to be crystallized.<br />

Several participants highlighted <strong>the</strong> importance <strong>of</strong> avoid<strong>in</strong>g<br />

<strong>the</strong> creati<strong>on</strong> <strong>of</strong> political arrangements that re<strong>in</strong>force sectarian<br />

and tribal affiliati<strong>on</strong>s. In this respect, both <strong>the</strong> Lebanese and<br />

<strong>the</strong> Iraqi political systems were referenced as negative examples.<br />

Participants expressed c<strong>on</strong>cern that, <strong>in</strong> <strong>the</strong>se cases, explicit<br />

or implicit quota systems were established al<strong>on</strong>g ethnic and<br />

sectarian l<strong>in</strong>es. This had <strong>the</strong> salutary effect <strong>of</strong> co-opt<strong>in</strong>g potential<br />

spoilers and ensur<strong>in</strong>g m<strong>in</strong>ority representati<strong>on</strong>. But <strong>the</strong>se<br />

arrangements also have hardened <strong>the</strong> political salience <strong>of</strong> identities<br />

and stifled <strong>the</strong> development <strong>of</strong> <strong>in</strong>terest groups based <strong>on</strong><br />

shared pr<strong>in</strong>ciples ra<strong>the</strong>r than l<strong>in</strong>eage or blood ties. Libya, Syria,<br />

and Yemen were all cited as potentially at risk <strong>of</strong> fall<strong>in</strong>g prey to<br />

c<strong>on</strong>flicts dom<strong>in</strong>ated by tribal, sectarian, and regi<strong>on</strong>al loyalties.<br />

One participant po<strong>in</strong>ted out <strong>the</strong> need for more research<br />

and analysis <strong>on</strong> how to overcome <strong>the</strong> challenges <strong>of</strong> establish<strong>in</strong>g<br />

democracies <strong>in</strong> c<strong>on</strong>texts <strong>of</strong> sectarian and tribal divisi<strong>on</strong>s.<br />

Participants expressed vary<strong>in</strong>g views <strong>on</strong> whe<strong>the</strong>r <strong>the</strong> <strong>Arab</strong><br />

upris<strong>in</strong>gs were motivated by a desire for democracy or by o<strong>the</strong>r<br />

<strong>in</strong>terests, <strong>in</strong>clud<strong>in</strong>g better liv<strong>in</strong>g c<strong>on</strong>diti<strong>on</strong>s. One participant<br />

believed <strong>the</strong> revoluti<strong>on</strong> <strong>in</strong> his country was basically driven by<br />

an “opportunity deficit” and that people genu<strong>in</strong>ely believed<br />

freedom would translate <strong>in</strong>to jobs. O<strong>the</strong>rs saw <strong>the</strong> revoluti<strong>on</strong>s<br />

as encompass<strong>in</strong>g broader political and human rights demands.<br />

This questi<strong>on</strong> was c<strong>on</strong>sidered relevant to whe<strong>the</strong>r <strong>the</strong> transiti<strong>on</strong>s<br />

are based <strong>on</strong> widely shared objectives. A participant noted<br />

that a comm<strong>on</strong> <strong>the</strong>me across <strong>the</strong> revoluti<strong>on</strong>s was <strong>the</strong> quest for<br />

dignity (karāma) but that this broad and subjective c<strong>on</strong>cept is<br />

a difficult <strong>on</strong>e to translate <strong>in</strong>to a c<strong>on</strong>crete political program.<br />

At least <strong>on</strong>e participant c<strong>on</strong>sidered <strong>the</strong> absence <strong>of</strong> democratic<br />

culture to be an obstacle to nati<strong>on</strong>al dialogue <strong>on</strong> objectives.<br />

The dIsPARATe ImPAcT <strong>of</strong><br />

AuThoRITARIAn legAcIes<br />

A particular focus <strong>of</strong> discussi<strong>on</strong> was <strong>the</strong> differ<strong>in</strong>g implicati<strong>on</strong>s<br />

<strong>of</strong> revoluti<strong>on</strong>s that removed <strong>the</strong> top political leadership but left<br />

<strong>the</strong> state bureaucracy <strong>in</strong>tact (e.g., Egypt and Tunisia) as compared<br />

with revoluti<strong>on</strong>s that disposed <strong>of</strong> <strong>the</strong> entire state apparatus<br />

(e.g., Libya and potentially Syria). There was acknowledgement<br />

that <strong>in</strong> <strong>the</strong> former cases, bureaucratic c<strong>on</strong>t<strong>in</strong>uity provides<br />

some useful measure <strong>of</strong> stability but also creates <strong>the</strong> challenge<br />

<strong>of</strong> reform<strong>in</strong>g state <strong>in</strong>stituti<strong>on</strong>s populated with <strong>in</strong>dividuals who<br />

have vested <strong>in</strong>terests <strong>in</strong> <strong>the</strong> pre-revoluti<strong>on</strong> status quo.<br />

Participants observed that <strong>in</strong> Tunisia, <strong>the</strong> bureaucracy<br />

prevented <strong>the</strong> dis<strong>in</strong>tegrati<strong>on</strong> <strong>of</strong> <strong>the</strong> state but has been unable<br />

to solve problems quickly. A Tunisian participant noted that<br />

<strong>the</strong> challenge was particularly pr<strong>on</strong>ounced <strong>the</strong>re, given <strong>the</strong><br />

legacy <strong>of</strong> France hav<strong>in</strong>g established a “heavy” bureaucracy <strong>in</strong><br />

which half <strong>the</strong> state’s budget goes to adm<strong>in</strong>istrati<strong>on</strong> costs. In<br />

Egypt, <strong>the</strong>re is also a large public sector whose ma<strong>in</strong> <strong>in</strong>terest is<br />

<strong>in</strong> secur<strong>in</strong>g state benefits ra<strong>the</strong>r than implement<strong>in</strong>g change. To<br />

put <strong>the</strong> size <strong>of</strong> this sector <strong>in</strong> perspective, an Egyptian participant<br />

noted that Egypt has more bureaucrats than <strong>the</strong> entire<br />

populati<strong>on</strong> <strong>of</strong> Libya. And, as noted by several participants,<br />

<strong>the</strong>re is an uneasy relati<strong>on</strong>ship between Egypt’s new Islamist<br />

leadership and pre-exist<strong>in</strong>g <strong>in</strong>stituti<strong>on</strong>s, such as <strong>the</strong> military,<br />

<strong>in</strong>ternal security services, and <strong>the</strong> judiciary, which fur<strong>the</strong>r complicates<br />

an already fraught transiti<strong>on</strong>.<br />

Some participants saw <strong>in</strong>stituti<strong>on</strong>al c<strong>on</strong>t<strong>in</strong>uity as an advantage<br />

<strong>in</strong> check<strong>in</strong>g <strong>the</strong> <strong>in</strong>fusi<strong>on</strong> <strong>of</strong> ideology <strong>in</strong>to <strong>the</strong> new political<br />

systems, while o<strong>the</strong>rs were more <strong>in</strong>cl<strong>in</strong>ed to see <strong>in</strong>stituti<strong>on</strong>al<br />

c<strong>on</strong>t<strong>in</strong>uity as a manifestati<strong>on</strong> <strong>of</strong> <strong>the</strong> “deep state.” Related to<br />

<strong>the</strong> latter view, some saw <strong>the</strong> revoluti<strong>on</strong>s as unf<strong>in</strong>ished <strong>in</strong> many<br />

respects; <strong>in</strong> Egypt, for <strong>in</strong>stance, <strong>the</strong> former system was not a<br />

<strong>on</strong>e-man show performed by former President Hosni Mubarak<br />

al<strong>on</strong>e, so many elements <strong>of</strong> his regime rema<strong>in</strong> <strong>in</strong> place.<br />

Regard<strong>in</strong>g Libya, <strong>the</strong>re was c<strong>on</strong>siderable discussi<strong>on</strong> <strong>of</strong><br />

<strong>the</strong> particular challenges <strong>in</strong>volved <strong>in</strong> build<strong>in</strong>g <strong>the</strong> state from<br />

scratch. Because <strong>the</strong> regime <strong>of</strong> Muammar Qadhafi was highly<br />

pers<strong>on</strong>alistic and sought to keep state <strong>in</strong>stituti<strong>on</strong>s as weak as<br />

possible to avoid <strong>the</strong> emergence <strong>of</strong> alternative power bases,<br />

Libyans are faced with <strong>the</strong> challenge <strong>of</strong> creat<strong>in</strong>g a state virtually<br />

Some participants saw<br />

<strong>in</strong>stituti<strong>on</strong>al c<strong>on</strong>t<strong>in</strong>uity as<br />

an advantage <strong>in</strong> check<strong>in</strong>g<br />

<strong>the</strong> <strong>in</strong>fusi<strong>on</strong> <strong>of</strong> ideology<br />

<strong>in</strong>to <strong>the</strong> new political<br />

systems.


4<br />

Development <strong>of</strong> popular<br />

legitimacy for <strong>the</strong> new<br />

regimes was also seen as<br />

crucial to mov<strong>in</strong>g away<br />

from <strong>the</strong> authoritarian past.<br />

<strong>on</strong> a blank slate. While this has liberated Libya’s new leadership<br />

from do<strong>in</strong>g battle with sclerotic bureaucracies, it also<br />

means <strong>the</strong>y are operat<strong>in</strong>g <strong>in</strong> a vacuum that can be exploited<br />

by compet<strong>in</strong>g sources <strong>of</strong> power. Specifically, this situati<strong>on</strong> has<br />

exacerbated <strong>the</strong> challenge <strong>of</strong> demobilizati<strong>on</strong>, disarmament,<br />

and re<strong>in</strong>tegrati<strong>on</strong> <strong>of</strong> Libya’s militias. The crux <strong>of</strong> <strong>the</strong> problem is<br />

that Libya’s militias are str<strong>on</strong>ger than <strong>the</strong> state’s security forces,<br />

dim<strong>in</strong>ish<strong>in</strong>g <strong>the</strong> leverage that political leaders have to disband<br />

militias or br<strong>in</strong>g <strong>the</strong>m under state c<strong>on</strong>trol.<br />

Despite <strong>the</strong> differences <strong>in</strong> <strong>the</strong> nature <strong>of</strong> authoritarian legacies<br />

across <strong>the</strong> transiti<strong>on</strong> countries, participants echoed similar<br />

<strong>the</strong>mes <strong>on</strong> <strong>the</strong>ir overall impact. For example, it was noted that<br />

<strong>on</strong>e <strong>of</strong> <strong>the</strong> most debilitat<strong>in</strong>g legacies imparted by authoritarian<br />

rule was <strong>the</strong> re<strong>in</strong>forcement <strong>of</strong> a w<strong>in</strong>ner-take-all mentality<br />

am<strong>on</strong>g political competitors. This has manifested itself <strong>in</strong><br />

<strong>in</strong>stituti<strong>on</strong>s staffed <strong>on</strong> <strong>the</strong> basis <strong>of</strong> political loyalty ra<strong>the</strong>r than<br />

merit, and <strong>in</strong> <strong>the</strong> politicizati<strong>on</strong> <strong>of</strong> <strong>the</strong> apparatus <strong>of</strong> <strong>the</strong> state.<br />

Am<strong>on</strong>g ascendant political forces, this dynamic is reflected<br />

<strong>in</strong> a propensity toward unilateral decisi<strong>on</strong>mak<strong>in</strong>g ra<strong>the</strong>r than<br />

coaliti<strong>on</strong>-build<strong>in</strong>g. Am<strong>on</strong>g oppositi<strong>on</strong> forces, symptoms <strong>of</strong> this<br />

w<strong>in</strong>ner-take-all attitude <strong>in</strong>clude electi<strong>on</strong> boycotts, street politics,<br />

and use <strong>of</strong> force. As yet, <strong>the</strong> c<strong>on</strong>cept <strong>of</strong> political coaliti<strong>on</strong>s<br />

lacks roots.<br />

Several participants po<strong>in</strong>ted out that some aspects <strong>of</strong> <strong>the</strong><br />

authoritarian legacies have historical pedigrees that far predate<br />

<strong>the</strong> recently removed regimes. In particular, <strong>the</strong> c<strong>on</strong>cept<br />

<strong>of</strong> “pharoahism”—that is, <strong>of</strong> power emanat<strong>in</strong>g from <strong>the</strong> will<br />

<strong>of</strong> <strong>the</strong> leader ra<strong>the</strong>r than from <strong>the</strong> people—is prevalent <strong>in</strong> <strong>the</strong><br />

regi<strong>on</strong>. In modern times, this traditi<strong>on</strong>al c<strong>on</strong>cepti<strong>on</strong> <strong>of</strong> power<br />

has g<strong>on</strong>e hand-<strong>in</strong>-hand with implementati<strong>on</strong> <strong>of</strong> measures to<br />

restra<strong>in</strong> development <strong>of</strong> civil society and has shaped ways <strong>of</strong><br />

th<strong>in</strong>k<strong>in</strong>g am<strong>on</strong>g both elites and <strong>the</strong> general public. M<strong>in</strong>dset<br />

changes are now needed at all levels <strong>of</strong> society.<br />

There were several suggesti<strong>on</strong>s as to how to overcome<br />

authoritarian legacies. One participant noted <strong>the</strong> need to<br />

change <strong>in</strong>centive structures so as to foster a culture <strong>of</strong> <strong>in</strong>vestment<br />

<strong>in</strong> <strong>the</strong> future as opposed to short-term rent seek<strong>in</strong>g.<br />

Because <strong>the</strong> previous regimes lacked popular legitimacy, a<br />

comm<strong>on</strong> govern<strong>in</strong>g strategy was to purchase support through<br />

patr<strong>on</strong>age politics. One c<strong>on</strong>sequence <strong>of</strong> this approach is that<br />

many <strong>Arab</strong>s c<strong>on</strong>t<strong>in</strong>ue to see <strong>the</strong> relati<strong>on</strong>ship between governments<br />

and citizens as <strong>the</strong> former provid<strong>in</strong>g rents to <strong>the</strong> latter.<br />

In this equati<strong>on</strong>, citizens are reduced to passive recipients <strong>of</strong><br />

government support. In an especially blunt assessment, <strong>on</strong>e participant<br />

noted that many <strong>Arab</strong> societies have evolved directly<br />

from Bedou<strong>in</strong> societies to welfare states, argu<strong>in</strong>g that <strong>the</strong>re is<br />

a need for new th<strong>in</strong>k<strong>in</strong>g <strong>in</strong> which <strong>Arab</strong>s take pride <strong>in</strong> creat<strong>in</strong>g<br />

productive enterprises and build<strong>in</strong>g govern<strong>in</strong>g arrangements<br />

based <strong>on</strong> c<strong>on</strong>sent.<br />

Ano<strong>the</strong>r important—but challeng<strong>in</strong>g—step is to socialize<br />

populati<strong>on</strong>s to <strong>the</strong> pr<strong>in</strong>ciples and practices <strong>of</strong> law abidance.<br />

This is an example <strong>of</strong> <strong>the</strong> types <strong>of</strong> social and cultural changes<br />

that are needed to underp<strong>in</strong> democracy. Fram<strong>in</strong>g <strong>the</strong> issue, <strong>on</strong>e<br />

participant asked which comes first <strong>in</strong> democratizati<strong>on</strong>: culture<br />

or structure? He regarded it as an open questi<strong>on</strong> whe<strong>the</strong>r a<br />

semblance <strong>of</strong> democratic <strong>in</strong>stituti<strong>on</strong>s was necessary to foster<br />

democratic culture or whe<strong>the</strong>r those <strong>in</strong>stituti<strong>on</strong>s could <strong>on</strong>ly<br />

come <strong>in</strong>to be<strong>in</strong>g <strong>in</strong> <strong>the</strong> presence <strong>of</strong> democratic culture.<br />

Development <strong>of</strong> popular legitimacy for <strong>the</strong> new regimes<br />

was also seen as crucial to mov<strong>in</strong>g away from <strong>the</strong> authoritarian<br />

past. Am<strong>on</strong>g participants from Libya and Yemen, <strong>in</strong> particular,<br />

<strong>the</strong>re was acknowledgment that this will likely require some<br />

ced<strong>in</strong>g <strong>of</strong> authorities to localities. Even if federalism is not<br />

adopted, <strong>the</strong>re was an appreciati<strong>on</strong> by workshop participants<br />

that decentralizati<strong>on</strong> will likely be required to ga<strong>in</strong> <strong>the</strong> support<br />

<strong>of</strong> populati<strong>on</strong>s that have ei<strong>the</strong>r been neglected or actively<br />

suppressed by central governments <strong>in</strong> <strong>the</strong> past. In Syria, <strong>the</strong><br />

state’s predatory character has already created <strong>the</strong> c<strong>on</strong>diti<strong>on</strong>s for<br />

self-rule with communities organiz<strong>in</strong>g at a local level to provide<br />

what services <strong>the</strong>y can.<br />

Ano<strong>the</strong>r participant suggested that it would be useful for<br />

<strong>Arab</strong> transiti<strong>on</strong> countries to exam<strong>in</strong>e less<strong>on</strong>s from rec<strong>on</strong>ciliati<strong>on</strong><br />

processes that have been pursued <strong>in</strong> countries such as<br />

South Africa and Liberia. A participant noted that Egyptians<br />

seek<strong>in</strong>g revenge for past <strong>in</strong>justices would do well to c<strong>on</strong>sider<br />

that such retributi<strong>on</strong> was not pursued <strong>in</strong> South Africa even<br />

after <strong>the</strong> brutality <strong>of</strong> apar<strong>the</strong>id. A Tunisian participant who<br />

pers<strong>on</strong>ally suffered repressi<strong>on</strong> under <strong>the</strong> regime <strong>of</strong> Z<strong>in</strong>e<br />

el-Abid<strong>in</strong>e Ben Ali was quick to note that <strong>the</strong> revoluti<strong>on</strong> <strong>the</strong>re<br />

sought broad changes but was never about revenge. A challenge<br />

fac<strong>in</strong>g policymakers, however, is that <strong>the</strong> publics <strong>in</strong> <strong>Arab</strong>


5<br />

transiti<strong>on</strong> countries have tended to view rec<strong>on</strong>ciliati<strong>on</strong> as code<br />

for return <strong>of</strong> <strong>the</strong> old regime. Thus, <strong>the</strong>re are str<strong>on</strong>g political<br />

<strong>in</strong>centives for newly elected politicians to hold former regime<br />

<strong>of</strong>ficials accountable.<br />

Participants also discussed rec<strong>on</strong>ciliati<strong>on</strong> <strong>in</strong> broad terms,<br />

such as <strong>the</strong> importance <strong>of</strong> embrac<strong>in</strong>g ec<strong>on</strong>omic elites who left<br />

after <strong>the</strong> upris<strong>in</strong>gs and took <strong>the</strong>ir sav<strong>in</strong>gs with <strong>the</strong>m. Tunisian<br />

and Libyan participants noted <strong>the</strong> need to attract <strong>the</strong>se <strong>in</strong>dividuals<br />

back home <strong>in</strong> order to spur ec<strong>on</strong>omic development.<br />

The challenge, as <strong>the</strong>y saw it, was not just to reassure those<br />

<strong>in</strong>dividuals that <strong>the</strong>y would be safe from reprisals but also to<br />

out-compete <strong>the</strong> exiles’ new host countries, which have str<strong>on</strong>g<br />

<strong>in</strong>terests <strong>in</strong> absorb<strong>in</strong>g <strong>the</strong>m as sources <strong>of</strong> foreign <strong>in</strong>vestment.<br />

Some <strong>of</strong> <strong>the</strong> risks <strong>in</strong> c<strong>on</strong>tend<strong>in</strong>g with authoritarian legacies<br />

were also highlighted. For <strong>in</strong>stance, some c<strong>on</strong>cern was<br />

expressed that <strong>the</strong> need to weed out remnants <strong>of</strong> <strong>the</strong> old<br />

systems can at times be used as a pretext for retaliati<strong>on</strong> aga<strong>in</strong>st<br />

disfavored <strong>in</strong>dividuals or groups. In this c<strong>on</strong>text, <strong>the</strong> vex<strong>in</strong>g<br />

questi<strong>on</strong> was raised whe<strong>the</strong>r <strong>the</strong> old systems should be regarded<br />

as c<strong>on</strong>sist<strong>in</strong>g <strong>of</strong> particular practices that should be discarded, or<br />

particular <strong>in</strong>dividuals. It was noted that, to help ensure stability,<br />

cauti<strong>on</strong> should be exercised <strong>in</strong> def<strong>in</strong><strong>in</strong>g what “remnants <strong>of</strong><br />

<strong>the</strong> old regime” means; transiti<strong>on</strong>al justice processes are needed<br />

to deal with this questi<strong>on</strong>.<br />

secuRITy ThReATs To<br />

democRATIzATI<strong>on</strong><br />

Some participants expressed c<strong>on</strong>cern that <strong>in</strong>security or <strong>the</strong><br />

potential for <strong>in</strong>security <strong>in</strong> <strong>the</strong> transiti<strong>on</strong> countries could be<br />

used as an excuse to prevent democratizati<strong>on</strong>, as has been d<strong>on</strong>e<br />

<strong>in</strong> <strong>the</strong> past. Security forces will need to be watched closely to<br />

ensure that <strong>the</strong>y do not try to thwart democracy. In additi<strong>on</strong>,<br />

<strong>on</strong>e Egyptian participant worried that <strong>the</strong> risk <strong>of</strong> <strong>in</strong>stability <strong>in</strong><br />

that country could lead <strong>the</strong> police-state mentality <strong>of</strong> <strong>the</strong> old<br />

regime to persist. It was reveal<strong>in</strong>g, he noted, that <strong>the</strong> January<br />

25th Revoluti<strong>on</strong> was launched <strong>on</strong> Egypt’s “Police Day;” <strong>on</strong>e<br />

motivati<strong>on</strong> for <strong>the</strong> upris<strong>in</strong>g was oppositi<strong>on</strong> to police tactics<br />

and police c<strong>on</strong>trol over society. Under <strong>the</strong> former regime, <strong>the</strong><br />

police were “everywhere” <strong>in</strong> terms <strong>of</strong> <strong>the</strong>ir presence, but “also<br />

nowhere” <strong>in</strong> <strong>the</strong> sense that <strong>the</strong>y did not actually help and protect<br />

people when needed.<br />

Internal <strong>in</strong>security <strong>in</strong> Libya was regarded as an especially<br />

significant risk to democratizati<strong>on</strong>. The militias have ga<strong>in</strong>ed<br />

strength s<strong>in</strong>ce <strong>the</strong> end <strong>of</strong> <strong>the</strong> c<strong>on</strong>flict that ousted Qadhafi, <strong>in</strong><br />

part because <strong>the</strong> government has sancti<strong>on</strong>ed and paid <strong>the</strong>m.<br />

A participant estimated <strong>the</strong> number <strong>of</strong> genu<strong>in</strong>e Libyan revoluti<strong>on</strong>aries<br />

at 15,000–20,000, whereas <strong>the</strong> number receiv<strong>in</strong>g state<br />

salaries as part <strong>of</strong> Libya’s demobilizati<strong>on</strong>, disarmament, and<br />

re<strong>in</strong>tegrati<strong>on</strong> programs is a quarter <strong>of</strong> a milli<strong>on</strong>. The government’s<br />

approach to <strong>in</strong>corporat<strong>in</strong>g militias <strong>in</strong>to <strong>the</strong> security<br />

architecture helped stabilize <strong>the</strong> country but also created powerful<br />

structures that are now stifl<strong>in</strong>g <strong>the</strong> process <strong>of</strong> democratizati<strong>on</strong>.<br />

There have been <strong>in</strong>stances <strong>of</strong> militias threaten<strong>in</strong>g members<br />

<strong>of</strong> parliament and o<strong>the</strong>rwise becom<strong>in</strong>g <strong>in</strong>creas<strong>in</strong>gly forceful <strong>in</strong><br />

<strong>in</strong>terfer<strong>in</strong>g <strong>in</strong> politics, us<strong>in</strong>g <strong>the</strong> rati<strong>on</strong>ale <strong>of</strong> prevent<strong>in</strong>g <strong>the</strong> old<br />

system from return<strong>in</strong>g.<br />

Participants did not view <strong>the</strong> <strong>in</strong>tegrati<strong>on</strong> <strong>of</strong> militias as hav<strong>in</strong>g<br />

been handled well so far, and expressed <strong>the</strong> importance <strong>of</strong><br />

learn<strong>in</strong>g from past mistakes. A participant described <strong>the</strong> militia<br />

problem <strong>in</strong> Libya as a “Frankenste<strong>in</strong>” partly created by <strong>the</strong> transiti<strong>on</strong>al<br />

authorities’ approach to demobilizati<strong>on</strong>, disarmament,<br />

and re<strong>in</strong>tegrati<strong>on</strong>. Ways need to be found to create opportunities<br />

for militia members to see a future for <strong>the</strong>mselves that<br />

does not <strong>in</strong>volve use <strong>of</strong> violence. Moreover, a clearer and more<br />

detailed understand<strong>in</strong>g <strong>of</strong> Libya’s security problems is needed.<br />

It will rema<strong>in</strong> difficult to develop sound policies without a<br />

better grasp <strong>of</strong> even <strong>the</strong> basic facts <strong>of</strong> weap<strong>on</strong>s flows and how<br />

many people are <strong>in</strong> <strong>the</strong> militia.<br />

More broadly <strong>in</strong> <strong>the</strong> regi<strong>on</strong>, <strong>in</strong>security could underm<strong>in</strong>e<br />

democratizati<strong>on</strong> by re<strong>in</strong>forc<strong>in</strong>g ethnic and sectarian identities.<br />

It was noted that <strong>the</strong> civil war currently be<strong>in</strong>g fought <strong>in</strong> Syria is<br />

hav<strong>in</strong>g this deeply damag<strong>in</strong>g effect. A Syrian participant noted<br />

that <strong>the</strong> Assads (Hafez and Bashar) had destroyed “social solidarity,”<br />

pitt<strong>in</strong>g community aga<strong>in</strong>st community <strong>in</strong> a way that<br />

atomized society. The result, he said, was a Hobbesian situati<strong>on</strong><br />

<strong>in</strong> which <strong>the</strong>re was a complete absence <strong>of</strong> trust. Moreover, <strong>the</strong><br />

regime’s resp<strong>on</strong>se to <strong>the</strong> upris<strong>in</strong>g is creat<strong>in</strong>g potentially <strong>in</strong>surmountable<br />

barriers to any post-c<strong>on</strong>flict rec<strong>on</strong>ciliati<strong>on</strong>. Given<br />

<strong>the</strong> magnitude <strong>of</strong> <strong>the</strong> bloodshed, <strong>the</strong> participant said that he<br />

could not imag<strong>in</strong>e, for example, an Allawi <strong>of</strong>ficer walk<strong>in</strong>g <strong>in</strong><br />

Aleppo <strong>in</strong> <strong>the</strong> next 50 years. In o<strong>the</strong>r countries as well, lack <strong>of</strong><br />

<strong>in</strong>terpers<strong>on</strong>al trust am<strong>on</strong>g citizens could lead to overemphasis<br />

<strong>on</strong> sectarian identity because people feel <strong>the</strong>ir group will<br />

protect <strong>the</strong>m.<br />

To try to address this problem <strong>in</strong> Yemen, a proposal was<br />

made dur<strong>in</strong>g <strong>the</strong> <strong>on</strong>go<strong>in</strong>g “nati<strong>on</strong>al dialogue” to craft a c<strong>on</strong>stituti<strong>on</strong>al<br />

provisi<strong>on</strong> prevent<strong>in</strong>g any tribe or locality from hav<strong>in</strong>g<br />

more than 10 percent representati<strong>on</strong> <strong>in</strong> any security <strong>in</strong>stituti<strong>on</strong>,<br />

but <strong>the</strong> idea was rejected. A participant commented that<br />

this idea seems appeal<strong>in</strong>g as a way <strong>of</strong> ensur<strong>in</strong>g that security


6<br />

forces are not captured by particular groups, but could actually<br />

re<strong>in</strong>force tribal affiliati<strong>on</strong>s and thus fur<strong>the</strong>r divide an already<br />

divided Yemeni society.<br />

Ano<strong>the</strong>r participant noted that it is also important to th<strong>in</strong>k<br />

about security <strong>in</strong> terms <strong>of</strong> <strong>the</strong> <strong>in</strong>terests <strong>of</strong> average citizens who<br />

want protecti<strong>on</strong> from state <strong>in</strong>stituti<strong>on</strong>s’ arbitrary <strong>in</strong>terference<br />

<strong>in</strong> <strong>the</strong>ir daily lives. This type <strong>of</strong> protecti<strong>on</strong> is what many meant<br />

by <strong>the</strong>ir demands for freedom dur<strong>in</strong>g <strong>the</strong> upris<strong>in</strong>gs. C<strong>on</strong>ceiv<strong>in</strong>g<br />

<strong>of</strong> security <strong>in</strong> this way will help to advance <strong>the</strong> development<br />

<strong>of</strong> state legitimacy, which cannot be ga<strong>in</strong>ed through coercive<br />

measures. Mechanisms need to be put <strong>in</strong> place to c<strong>on</strong>trol <strong>the</strong><br />

arbitrary use <strong>of</strong> coercive power aga<strong>in</strong>st citizens. Although <strong>the</strong><br />

challenge <strong>of</strong> security <strong>in</strong>stituti<strong>on</strong> reform is daunt<strong>in</strong>g, a participant<br />

noted that it is also <strong>on</strong>e <strong>of</strong> <strong>the</strong> few priorities <strong>on</strong> which<br />

many citizens agree. Egyptians, for <strong>in</strong>stance, may disagree<br />

about <strong>the</strong> amount <strong>of</strong> religi<strong>on</strong> <strong>the</strong>y want <strong>in</strong> public life or how to<br />

<strong>in</strong>terpret <strong>the</strong> popular demand for “social justice,” but, accord<strong>in</strong>g<br />

to this participant, all Egyptians back police reform.<br />

Ano<strong>the</strong>r po<strong>in</strong>ted out that security is <strong>in</strong>timately c<strong>on</strong>nected<br />

to ec<strong>on</strong>omic development. This participant noted that <strong>Arab</strong>s<br />

need to broaden <strong>the</strong>ir c<strong>on</strong>cepti<strong>on</strong> <strong>of</strong> security reform to <strong>in</strong>clude<br />

o<strong>the</strong>r dimensi<strong>on</strong>s, such food security, water security, and <strong>the</strong><br />

social c<strong>on</strong>tract between rulers and citizens <strong>of</strong> <strong>the</strong> state.<br />

InTeRnATI<strong>on</strong>Al And RegI<strong>on</strong>Al<br />

ResP<strong>on</strong>ses To The uPRIsIngs:<br />

moRe InTeRfeRence ThAn helP<br />

In Libya, participants perceived regi<strong>on</strong>al powers to be meddl<strong>in</strong>g<br />

<strong>in</strong> dangerous ways ra<strong>the</strong>r than help<strong>in</strong>g <strong>the</strong> new government—<br />

for example, by support<strong>in</strong>g militia groups and encourag<strong>in</strong>g<br />

political parties to create <strong>the</strong>ir own militias. Arms were still<br />

be<strong>in</strong>g shipped <strong>in</strong>to Libya to support various facti<strong>on</strong>s. In Yemen,<br />

too, participants saw many regi<strong>on</strong>al as well as <strong>in</strong>ternati<strong>on</strong>al<br />

actors play<strong>in</strong>g for <strong>the</strong>ir own <strong>in</strong>terests. A participant noted that<br />

all Yemeni politics takes place with<strong>in</strong> <strong>the</strong> shadow <strong>of</strong> Saudi<br />

<strong>Arab</strong>ia and that some c<strong>on</strong>flicts <strong>in</strong> Yemen, like <strong>the</strong> Houthi<br />

rebelli<strong>on</strong> <strong>in</strong> <strong>the</strong> north, are really a product <strong>of</strong> strategic rivalry<br />

between Saudi <strong>Arab</strong>ia and Iran.<br />

Participants’ <strong>in</strong>terest <strong>in</strong> exchanges <strong>of</strong> knowledge and technical<br />

expertise with <strong>the</strong> <strong>in</strong>ternati<strong>on</strong>al community was highlighted.<br />

The revoluti<strong>on</strong>s produced heightened social demands,<br />

and meet<strong>in</strong>g those expectati<strong>on</strong>s is prov<strong>in</strong>g very difficult. Help is<br />

needed <strong>in</strong> improv<strong>in</strong>g <strong>the</strong> efficiency <strong>of</strong> social programs, develop<strong>in</strong>g<br />

state <strong>in</strong>stituti<strong>on</strong>s, and reform<strong>in</strong>g <strong>in</strong>ternal security organs so<br />

that <strong>the</strong>y serve <strong>the</strong> <strong>in</strong>terests <strong>of</strong> <strong>the</strong> public at large. It was emphasized,<br />

though, that <strong>the</strong> <strong>in</strong>ternati<strong>on</strong>al community should support<br />

transiti<strong>on</strong> processes, not <strong>in</strong>dividuals or parties, and should<br />

not try to pick “w<strong>in</strong>ners” <strong>of</strong> <strong>the</strong> <strong>Arab</strong> Spr<strong>in</strong>g. One participant<br />

framed <strong>the</strong> f<strong>in</strong>e l<strong>in</strong>e <strong>the</strong> <strong>in</strong>ternati<strong>on</strong>al community must walk as<br />

“mediat<strong>in</strong>g but not <strong>in</strong>terven<strong>in</strong>g.”<br />

One area <strong>in</strong> which <strong>the</strong> <strong>in</strong>ternati<strong>on</strong>al community received<br />

high marks was <strong>on</strong> electoral support <strong>in</strong> Tunisia and Libya. Both<br />

held successful electi<strong>on</strong>s for c<strong>on</strong>stituent assemblies and participants<br />

acknowledged <strong>the</strong> work <strong>of</strong> United Nati<strong>on</strong>s missi<strong>on</strong>s<br />

such as <strong>the</strong> United Nati<strong>on</strong>s Support Missi<strong>on</strong> <strong>in</strong> Libya and help<br />

from groups such as <strong>the</strong> Internati<strong>on</strong>al Foundati<strong>on</strong> for Electoral<br />

Systems, <strong>the</strong> Nati<strong>on</strong>al Democratic Institute, and <strong>the</strong> Carter<br />

Center. Credit was also given to <strong>the</strong> United Nati<strong>on</strong>s Development<br />

Program for rais<strong>in</strong>g awareness through <strong>the</strong> series <strong>of</strong> <strong>Arab</strong><br />

Human Development Reports that documented <strong>the</strong> various<br />

“deficits” <strong>in</strong> <strong>the</strong> regi<strong>on</strong>. One participant cited <strong>the</strong> European<br />

Uni<strong>on</strong> partnership negotiati<strong>on</strong>s as an impetus for <strong>the</strong> orig<strong>in</strong>al<br />

Damascus Spr<strong>in</strong>g <strong>in</strong> 2000, which he saw as a precursor to <strong>the</strong><br />

current upris<strong>in</strong>g.<br />

The United States, however, was seen by participants as<br />

hav<strong>in</strong>g lost <strong>in</strong>terest <strong>in</strong> <strong>the</strong> regi<strong>on</strong>, leav<strong>in</strong>g its dest<strong>in</strong>y to regi<strong>on</strong>al<br />

actors. Libyans, for <strong>in</strong>stance, want more U.S. and European<br />

<strong>in</strong>volvement, especially <strong>in</strong> develop<strong>in</strong>g security <strong>in</strong>stituti<strong>on</strong>s, and<br />

want closer ec<strong>on</strong>omic and security relati<strong>on</strong>ships. A Libyan participant<br />

bemoaned <strong>the</strong> “light footpr<strong>in</strong>t” approach as an overcorrecti<strong>on</strong><br />

for U.S. missteps <strong>in</strong> Iraq. Help with develop<strong>in</strong>g security<br />

<strong>in</strong>stituti<strong>on</strong>s is sorely needed <strong>in</strong> Yemen as well, where <strong>the</strong> state’s<br />

presence is almost totally lack<strong>in</strong>g <strong>in</strong> tribal areas and movement<br />

can be secured <strong>on</strong>ly under “tribal protecti<strong>on</strong>.”<br />

There was also a critique that <strong>the</strong> efficacy <strong>of</strong> U.S. assistance<br />

was underm<strong>in</strong>ed by c<strong>on</strong>diti<strong>on</strong>s that <strong>the</strong> assistance would<br />

be tied to use <strong>of</strong> American goods and services. A participant<br />

questi<strong>on</strong>ed who <strong>the</strong> real beneficiary is when assistance dollars<br />

are captured by U.S. companies and organizati<strong>on</strong>s implement<strong>in</strong>g<br />

aid programs. One practical suggesti<strong>on</strong> for address<strong>in</strong>g what<br />

some participants saw as a lack <strong>of</strong> Western government support<br />

for <strong>the</strong> <strong>Arab</strong> transiti<strong>on</strong>s was to th<strong>in</strong>k <strong>in</strong> terms <strong>of</strong> public-private<br />

partnerships. For example, Western governments could reach<br />

out to <strong>the</strong> private sectors <strong>in</strong> <strong>the</strong>ir countries to encourage foreign<br />

direct <strong>in</strong>vestment, or even urge citizens to take holidays <strong>in</strong><br />

Egypt and Tunisia, where tourism is <strong>the</strong> biggest sector <strong>of</strong> <strong>the</strong><br />

ec<strong>on</strong>omies.<br />

F<strong>in</strong>ally, several participants flipped <strong>the</strong> assumed directi<strong>on</strong><br />

<strong>of</strong> <strong>in</strong>ternati<strong>on</strong>al assistance <strong>on</strong> its head. One argued that a<br />

resource-rich transiti<strong>on</strong><strong>in</strong>g country like Libya should actually


7<br />

be a source as much as a recipient <strong>of</strong> <strong>in</strong>ternati<strong>on</strong>al assistance.<br />

In particular, this participant saw an opportunity for Libya to<br />

<strong>in</strong>vest <strong>in</strong> its poorer neighbors to <strong>the</strong> south as a way <strong>of</strong> enhanc<strong>in</strong>g<br />

stability <strong>on</strong> its borders. Ano<strong>the</strong>r participant noted that <strong>the</strong><br />

transiti<strong>on</strong><strong>in</strong>g countries <strong>in</strong> <strong>the</strong> regi<strong>on</strong> have as much to learn<br />

from each o<strong>the</strong>r as from outside actors. He asked rhetorically,<br />

“if <strong>the</strong>re is not cooperati<strong>on</strong> between Egypt, Libya, and Tunisia<br />

now, when will <strong>the</strong>re be?”<br />

comPARIng ARAb PolITIcAl<br />

TRAnsITI<strong>on</strong>s To PAsT ex AmPles<br />

ARound The WoRld<br />

A comm<strong>on</strong> <strong>the</strong>me <strong>in</strong> <strong>the</strong> discussi<strong>on</strong> was that <strong>the</strong>re is no s<strong>in</strong>gle<br />

model for democratizati<strong>on</strong>; ra<strong>the</strong>r, <strong>the</strong>re are a variety <strong>of</strong> comparative<br />

experiences to draw up<strong>on</strong> and an assortment <strong>of</strong> good<br />

practices from which to select. In general, participants showed a<br />

keen <strong>in</strong>terest <strong>in</strong> benefitt<strong>in</strong>g from <strong>the</strong> experiences <strong>of</strong> o<strong>the</strong>r countries<br />

that underwent democratic transiti<strong>on</strong>s <strong>of</strong> <strong>the</strong>ir own.<br />

So, for example, a participant work<strong>in</strong>g <strong>on</strong> judicial reform<br />

<strong>in</strong> Egypt was <strong>in</strong>terested <strong>in</strong> what less<strong>on</strong>s could be gleaned from<br />

Lat<strong>in</strong> America’s experience with this issue. Ano<strong>the</strong>r participant<br />

focused <strong>on</strong> political party development po<strong>in</strong>ted out similarities<br />

between <strong>the</strong> proliferati<strong>on</strong> <strong>of</strong> parties <strong>in</strong> newly democratic Spa<strong>in</strong><br />

<strong>in</strong> <strong>the</strong> 1970s and <strong>the</strong> emergence <strong>of</strong> many parties <strong>in</strong> Tunisia after<br />

its revoluti<strong>on</strong>, and noted that <strong>the</strong> number <strong>of</strong> parties <strong>in</strong> Spa<strong>in</strong><br />

gradually dim<strong>in</strong>ished over time.<br />

Several participants commented that <strong>the</strong>y were look<strong>in</strong>g to<br />

different European states with presidential, parliamentary, or<br />

mixed systems to learn about <strong>the</strong> advantages and disadvantages<br />

<strong>of</strong> each system <strong>of</strong> governance. One suggested <strong>the</strong> importance <strong>of</strong><br />

focus<strong>in</strong>g <strong>on</strong> ec<strong>on</strong>omic less<strong>on</strong>s from past transiti<strong>on</strong>s, <strong>in</strong>clud<strong>in</strong>g<br />

ec<strong>on</strong>omic problems suffered <strong>in</strong> Russia after <strong>the</strong> breakup <strong>of</strong> <strong>the</strong><br />

Soviet Uni<strong>on</strong>.<br />

Participants also struck a note <strong>of</strong> cauti<strong>on</strong> about latch<strong>in</strong>g <strong>on</strong><br />

to models or ideal types, however. Several noted that publics<br />

were seek<strong>in</strong>g to emulate <strong>the</strong> “Dubai model” without c<strong>on</strong>sider<strong>in</strong>g<br />

<strong>the</strong> unique c<strong>on</strong>diti<strong>on</strong>s that have allowed Dubai to flourish<br />

ec<strong>on</strong>omically, to say noth<strong>in</strong>g <strong>of</strong> <strong>the</strong> c<strong>on</strong>flati<strong>on</strong> <strong>of</strong> positive<br />

ec<strong>on</strong>omic outcomes with genu<strong>in</strong>e political freedom.<br />

Similar po<strong>in</strong>ts were made about overly simplistic read<strong>in</strong>gs<br />

<strong>of</strong> Turkey’s democratizati<strong>on</strong> experience, an <strong>of</strong>t-cited regi<strong>on</strong>al<br />

model. Participants noted <strong>the</strong> need to differentiate between<br />

different aspects <strong>of</strong> <strong>the</strong> so-called Turkish model—e.g., Islamist<br />

<strong>in</strong>clusi<strong>on</strong>, ec<strong>on</strong>omic success, and <strong>the</strong> military as a stabiliz<strong>in</strong>g<br />

force. O<strong>the</strong>rs noted <strong>the</strong> limits <strong>of</strong> transferr<strong>in</strong>g less<strong>on</strong>s from Turkey<br />

to <strong>the</strong> <strong>Arab</strong> world given what <strong>the</strong>y saw as differences <strong>in</strong> <strong>the</strong><br />

depth <strong>of</strong> religiosity <strong>in</strong> public life.<br />

Regard<strong>in</strong>g comparis<strong>on</strong>s between <strong>Arab</strong> transiti<strong>on</strong>s and<br />

democratizati<strong>on</strong> experiences elsewhere <strong>in</strong> <strong>the</strong> world, <strong>on</strong>e participant<br />

po<strong>in</strong>ted out that it is important not to th<strong>in</strong>k about <strong>Arab</strong><br />

countries’ lack <strong>of</strong> experience with democratic culture <strong>in</strong> an “orientalist”<br />

way. Western countries such as Spa<strong>in</strong>, for <strong>in</strong>stance, did<br />

not have a democratic culture before democratizati<strong>on</strong> occurred<br />

<strong>the</strong>re. Am<strong>on</strong>g <strong>the</strong> <strong>Arab</strong> countries now undergo<strong>in</strong>g transiti<strong>on</strong>,<br />

even Libya is not entirely an empty space <strong>in</strong> terms <strong>of</strong> understand<strong>in</strong>g<br />

democracy; while <strong>the</strong>re is a lack <strong>of</strong> bureaucratic skills,<br />

<strong>the</strong>re was some experience with participatory politics under <strong>the</strong><br />

rule <strong>of</strong> K<strong>in</strong>g Idris, <strong>in</strong>clud<strong>in</strong>g <strong>the</strong> draft<strong>in</strong>g <strong>of</strong> a c<strong>on</strong>stituti<strong>on</strong>.<br />

One participant po<strong>in</strong>ted out that it will also be important<br />

not to judge <strong>Arab</strong> transiti<strong>on</strong>s by different standards than<br />

transiti<strong>on</strong>s elsewhere. If Islamist political parties fail to achieve<br />

results <strong>in</strong> Egypt or Tunisia (for example, <strong>in</strong> terms <strong>of</strong> ec<strong>on</strong>omic<br />

development), this might be seen outside <strong>the</strong> <strong>Arab</strong> world as<br />

a failure <strong>of</strong> an Islamist model, ra<strong>the</strong>r than just <strong>the</strong> failure <strong>of</strong><br />

particular political parties as has occurred <strong>in</strong> o<strong>the</strong>r transiti<strong>on</strong><br />

countries. That perspective would ignore <strong>the</strong> fact that <strong>the</strong>se parties<br />

have ga<strong>in</strong>ed power so far through democratic processes, not<br />

by impos<strong>in</strong>g some sort <strong>of</strong> Islamist model.<br />

F<strong>in</strong>ally, participants noted that a less<strong>on</strong> <strong>the</strong>y have taken<br />

from c<strong>on</strong>sider<strong>in</strong>g past democratizati<strong>on</strong> experiences is that <strong>the</strong><br />

political transiti<strong>on</strong>s <strong>in</strong> <strong>the</strong>ir own countries will take many years<br />

to unfold. One participant observed that, because <strong>the</strong> revoluti<strong>on</strong>s<br />

were not <strong>in</strong>tellectual revoluti<strong>on</strong>s, acquir<strong>in</strong>g “democratic<br />

knowledge”—<strong>the</strong> “what” and <strong>the</strong> “how” <strong>of</strong> democracy—is <strong>on</strong>ly<br />

beg<strong>in</strong>n<strong>in</strong>g. This sort <strong>of</strong> knowledge does not fall from <strong>the</strong> sky; it<br />

must be cultivated over time.


About This Report<br />

The April 24, 2013, workshop summarized <strong>in</strong> this publicati<strong>on</strong> was made possible <strong>in</strong> part by a generous c<strong>on</strong>tributi<strong>on</strong> to <strong>the</strong><br />

RAND Corporati<strong>on</strong> from Charles Zwick. Fund<strong>in</strong>g for <strong>the</strong> workshop and this publicati<strong>on</strong> also came through RAND’s c<strong>on</strong>t<strong>in</strong>u<strong>in</strong>g<br />

program <strong>of</strong> self-<strong>in</strong>itiated <strong>in</strong>dependent research. Support for such research is provided, <strong>in</strong> part, by d<strong>on</strong>ors and by <strong>the</strong><br />

<strong>in</strong>dependent research and development provisi<strong>on</strong>s <strong>of</strong> RAND’s c<strong>on</strong>tracts for <strong>the</strong> operati<strong>on</strong> <strong>of</strong> its U.S. Department <strong>of</strong> Defense<br />

federally funded research and development centers. RAND’s work related to <strong>the</strong> workshop was c<strong>on</strong>ducted with<strong>in</strong> <strong>the</strong> Internati<strong>on</strong>al<br />

Security and Defense Policy Center <strong>of</strong> <strong>the</strong> RAND Nati<strong>on</strong>al Security Research Divisi<strong>on</strong>. For more <strong>in</strong>formati<strong>on</strong> <strong>on</strong><br />

<strong>the</strong> Internati<strong>on</strong>al Security and Defense Policy Center, see http://www.rand.org/nsrd/ndri/centers/isdp.html or c<strong>on</strong>tact <strong>the</strong><br />

director (c<strong>on</strong>tact <strong>in</strong>formati<strong>on</strong> is provided <strong>on</strong> <strong>the</strong> web page). RAND is a global n<strong>on</strong>pr<strong>of</strong>it, n<strong>on</strong>partisan <strong>in</strong>stituti<strong>on</strong> dedicated to<br />

improv<strong>in</strong>g policy and decisi<strong>on</strong>mak<strong>in</strong>g through objective research and analysis.<br />

Preced<strong>in</strong>g <strong>the</strong> workshop, RAND published <strong>in</strong> 2012 a related study, Democratizati<strong>on</strong> <strong>in</strong> <strong>the</strong> <strong>Arab</strong> World:<br />

Prospects and Less<strong>on</strong>s from Around <strong>the</strong> Globe, which may be downloaded at no cost from <strong>the</strong> RAND website<br />

(http://www.rand.org/pubs/m<strong>on</strong>ographs/MG1192.html).<br />

An updated summary <strong>of</strong> <strong>the</strong> study is available <strong>in</strong> <strong>Arab</strong>ic (http://www.rand.org/pubs/m<strong>on</strong>ographs/MG1192z1.html)<br />

and English (http://www.rand.org/pubs/m<strong>on</strong>ographs/MG1192z2.html).<br />

In organiz<strong>in</strong>g <strong>the</strong> workshop, RAND collaborated with <strong>the</strong> Internati<strong>on</strong>al Strategic Research Organizati<strong>on</strong> (USAK), a n<strong>on</strong>pr<strong>of</strong>it,<br />

n<strong>on</strong>partisan organizati<strong>on</strong> based <strong>in</strong> Ankara, Turkey. The authors, who were pr<strong>in</strong>cipally resp<strong>on</strong>sible for organiz<strong>in</strong>g <strong>the</strong><br />

workshop <strong>on</strong> behalf <strong>of</strong> RAND, are grateful to Ambassador (retired) Özdem Sanberk, Director <strong>of</strong> USAK, and his colleagues<br />

for <strong>the</strong>ir partnership <strong>in</strong> mak<strong>in</strong>g <strong>the</strong> workshop a reality. Special thanks go to USAK researcher Ali Bakeer. We also extend<br />

our appreciati<strong>on</strong> to RAND colleagues Charles Ries, Vice President – Internati<strong>on</strong>al, and Jack Riley, Vice President – Nati<strong>on</strong>al<br />

Security Research Divisi<strong>on</strong>, for <strong>the</strong>ir participati<strong>on</strong> <strong>in</strong> <strong>the</strong> workshop and crucial support for this <strong>in</strong>itiative.<br />

Workshop participants were not requested to approve <strong>the</strong> c<strong>on</strong>tents <strong>of</strong> this publicati<strong>on</strong>, for which RAND rema<strong>in</strong>s solely<br />

resp<strong>on</strong>sible.<br />

© Copyright 2013 RAND Corporati<strong>on</strong><br />

ISBN 978-0-8330-8127-8<br />

www.rand.org<br />

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