Guide to Environmental Archaeology - Queen's University Belfast

Guide to Environmental Archaeology - Queen's University Belfast Guide to Environmental Archaeology - Queen's University Belfast

2002 01<br />

Centre for <strong>Archaeology</strong> <strong>Guide</strong>lines<br />

<strong>Environmental</strong> <strong>Archaeology</strong><br />

A guide <strong>to</strong> the theory and practice of methods,<br />

from sampling and recovery <strong>to</strong> post-excavation


Preface<br />

These guidelines aim <strong>to</strong> establish standards of good practice in environmental<br />

archaeology.They provide practical advice on the applications and methods<br />

of environmental archaeology within archaeological projects.They should not<br />

replace advice given by specialists on specific projects. It is not intended that<br />

these guidelines should in any way inhibit further development of<br />

methodologies or recommended procedures.<br />

Planning Policy Guidance Notes PPG 15 (Department of the Environment<br />

1994) and PPG 16 (Department of the Environment 1990) state government<br />

policy on planning issues in archaeology and provide guidance <strong>to</strong> local<br />

authorities and others in the planning system. Local authorities must take<br />

account of the PPG guidance notes when preparing development plans and<br />

making planning decisions.The archaeological component of some<br />

developments is provided for as part of <strong>Environmental</strong> Impact Assessment<br />

under Town and Country Planning Regulations (Department of the<br />

Environment,Transport and Regions 1999).The current document is intended<br />

<strong>to</strong> provide guidance <strong>to</strong> cura<strong>to</strong>rs who advise on planning decisions and issue<br />

briefs.They are also intended for field project direc<strong>to</strong>rs writing specifications<br />

or written schemes of investigation, for those working on development-led or<br />

research projects, and for other field archaeologists. Some of the information<br />

might also be useful in cases of in situ preservation and other archaeological<br />

investigations.<br />

What these guidelines cover<br />

•<br />

an introduction <strong>to</strong> environmental<br />

archaeology<br />

•<br />

a summary of the most common types of<br />

environmental evidence<br />

•<br />

the circumstances under which<br />

environmental evidence survives<br />

•<br />

a brief summary of the potential <br />

information that analysis can provide<br />

an introduction <strong>to</strong> sampling strategies<br />

• a guide <strong>to</strong> types of environmental samples,<br />

taking samples, and s<strong>to</strong>ring samples<br />

•<br />

a guide <strong>to</strong> good practice for environmental<br />

archaeology from project planning <strong>to</strong> <br />

publication<br />

•<br />

case studies of good practice<br />

The guidelines should be used with reference <strong>to</strong> areas with a North West<br />

European or temperate climate. Other climates will give rise <strong>to</strong> different<br />

preservation conditions, which lie outside the scope of this document.<br />

These guidelines have been produced by English Heritage in consultation<br />

with field archaeologists, cura<strong>to</strong>rs and environmental specialists.<br />

3


Britain’s island status is the result of Holocene sea level rise.The intertidal zone around coasts and estuaries<br />

preserves fragile and eroding archaeological remains including a wealth of environmental data.<br />

The pho<strong>to</strong>graph shows the drowned landscape of the Isles of Scilly. (Pho<strong>to</strong>graph by V Straker)<br />

4


Contents<br />

Preface ..............................3<br />

What these guidelines cover . ..........3<br />

List of figures . ........................5<br />

List of tables . .........................5<br />

1 Introduction . .......................6<br />

2 Common types of environmental<br />

evidence .............................6<br />

Animal bones<br />

Human remains<br />

Eggshell<br />

Insects<br />

Ostracods<br />

Foraminifera<br />

Molluscs<br />

Parasite eggs and cysts<br />

Plant macrofossils (other than wood/ <br />

charcoal)<br />

Wood<br />

Charcoal<br />

Pollen and spores<br />

Phy<strong>to</strong>liths<br />

Dia<strong>to</strong>ms<br />

Biomolecules<br />

Geoarchaeology<br />

Stratigraphic and landscape studies<br />

Chemical and physical analyses<br />

Soil micromorphology<br />

Mineralogy<br />

Particle size analysis<br />

3 Sampling . ..........................17<br />

Sampling strategies<br />

Sample types<br />

Taking samples<br />

S<strong>to</strong>ring samples<br />

4 Practice . ..........................23<br />

Desk-based assessment<br />

Watching briefs<br />

Evaluation<br />

Excavation<br />

Assessment<br />

Analysis and reporting<br />

Dissemination and archiving<br />

Sites and Monuments Record<br />

Publication<br />

Archiving<br />

Appendix case studies .......................26<br />

Preparing project designs<br />

Watching brief<br />

Evaluation<br />

Excavation<br />

List of figures<br />

Figure 1 Schematic representation of<br />

environmental conditions.<br />

Figure 2 Cattle horn cores from 1st-century<br />

Carlisle.<br />

Figure 3 Lower jaw of a watervole from a<br />

Bronze Age cairn at Hardendale, Shap,<br />

Cumbria.<br />

Figure 4 Articulated fish skele<strong>to</strong>ns from early<br />

medieval St Martin-at-Place Plain, Norwich.<br />

Figure 5 Animal bone measurements<br />

demonstrating changes in lives<strong>to</strong>ck through<br />

time.<br />

Figure 6 Blank bone-handle plate from<br />

Denaby Main, South Yorkshire, and<br />

archaeological blank and completed fork<br />

handle.<br />

Figure 7 Three skele<strong>to</strong>ns from Stanwick.<br />

Figure 8 Section through egg shell of<br />

chicken.<br />

Figure 9 Head of human louse, Pulex<br />

irritans.<br />

Figure 10 Test of the foraminiferan Elphidium<br />

excavatum.<br />

Figure 11 Mollusc shells from fluvial sands at<br />

Hogg’s Drove, Marham, Norfolk.<br />

Figure 12 Egg of the parasitic nema<strong>to</strong>de<br />

Trichuris.<br />

Figure 13 Partially mineral-replaced coprolite<br />

from Dryslwyn Castle.<br />

Figure 14 Charred naked barley and emmer<br />

wheat from Bronze Age Irby on The Wirral.<br />

Figure 15 Waterlogged cereal grains from<br />

Vindolanda on Hadrian's Wall.<br />

Figure 16 S<strong>to</strong>nes from Prunus spp., Roman<br />

deposits at Annetwell St., Carlisle.<br />

Figure 17 Charred seed assemblages can<br />

demonstrate temporal and spatial patterns.<br />

Figure 18 Proportions of tree species, 1stand<br />

2nd-century Carlisle and 2nd-century<br />

Ribchester.<br />

Figure 19 Roman basketry from Annetwell<br />

St, Carlisle.<br />

Figure 20 Taxus (yew): tangential<br />

longitudinal section showing spiral thickening.<br />

Figure 21 Charred tubers/roots from Iron<br />

Age Stanwick, North Yorkshire.<br />

Figure 22 Quercus (oak) and Poaceae (grass)<br />

pollen, showing apertures and textures.<br />

Figure 23 The marine dia<strong>to</strong>m, Raphoneis<br />

amphiceros.<br />

Figure 24 Deep peat sections at Wells Road,<br />

Glas<strong>to</strong>nbury.<br />

Figure 25 Segment of Livings<strong>to</strong>ne core, split<br />

<strong>to</strong> show stratigraphic changes.<br />

Figure 26 Using a modified Livings<strong>to</strong>ne<br />

pis<strong>to</strong>n corer.<br />

Figure 27 Flotation tank on site.<br />

Figure 28 Typical labora<strong>to</strong>ry set-up for<br />

sorting plant remains.<br />

Figure 29 Glas<strong>to</strong>nbury Relief Road: monolith<br />

tins in peat deposits overlying estuarine silty<br />

clays.<br />

Figure 30 Extruding a core of continuous<br />

sediment from a modified Livings<strong>to</strong>ne pis<strong>to</strong>n<br />

corer.<br />

Figure 31 Schematic diagram for sampling.<br />

List of tables<br />

Table 1 Preservation conditions<br />

Table 2 Sampling methodologies<br />

Table 3 Examples of sample types<br />

appropriate <strong>to</strong> particular materials<br />

Table 4 <strong>Environmental</strong> <strong>Archaeology</strong>:<br />

Guidance for project planning<br />

Glossary ............................29<br />

Where <strong>to</strong> get advice . ...............30<br />

References ..........................31<br />

Acknowledgements ...................35<br />

5


1 Introduction<br />

Within this document, environmental<br />

archaeology includes all earth science and<br />

biological studies undertaken <strong>to</strong> investigate<br />

the environments in which past human<br />

societies lived and ecological changes through<br />

the period of human his<strong>to</strong>ry.<br />

The main issues in environmental<br />

archaeology concern ecological, social and<br />

economic reconstruction. These themes can<br />

be examined in relation <strong>to</strong> changes through<br />

time, evidence of specific activities or events,<br />

and interaction with the contemporaneous<br />

landscape. The particular contribution of each<br />

type of material is discussed in Section 2.<br />

Archaeological sites are created by human<br />

behaviour involving material remains<br />

(acquisition, manufacture, use, deposition).<br />

Archaeological sites are altered by a<br />

combination of natural and cultural processes.<br />

Natural processes include geological and<br />

biological activity, such as erosion,<br />

sedimentation, frost heave, reworking by<br />

plants and animals, plant growth, deposition<br />

of dead plants and animals, and degradation<br />

by many living organisms. Cultural processes<br />

include subsistence activities, building,<br />

discard or loss of material, manufacture and<br />

manufacture waste, recycling, deliberate<br />

destruction and resource utilisation.<br />

2 Common types of<br />

environmental evidence<br />

At a broad level, the environmental material<br />

recovered from a site will depend on the<br />

geology and depositional environment of that<br />

site, as well as on the nature of the<br />

archaeology itself. While the survival of the<br />

different types of environmental evidence can<br />

be predicted <strong>to</strong> a certain extent, this is not an<br />

exact science. Small-scale, local variations<br />

become critical and it is thus essential <strong>to</strong> allow<br />

time for rapid-response discussion between<br />

excava<strong>to</strong>rs and specialists during excavation.<br />

Table 1 provides a brief summary of where<br />

various types of remains are most likely <strong>to</strong><br />

occur, but, as noted above, local conditions<br />

might vary.<br />

The sections below describe the classes of<br />

material most often considered within<br />

environmental archaeology, when and where<br />

such material will be encountered, and briefly<br />

discuss the potential information that analysis<br />

of these materials can provide. Identification<br />

of biological material should always be by<br />

comparison with modern reference<br />

specimens, although books and illustrations<br />

can sometimes be a useful aid.<br />

Table 1 Preservation conditions (adapted from Evans and O’Connor 1999)<br />

Burial<br />

environment<br />

acid, pH usually<br />

7.0, oxic<br />

neutral <strong>to</strong> acid, pH 5.5<br />

7, oxic<br />

acid <strong>to</strong> basic, anoxic<br />

(anoxic conditions can<br />

be patchy and<br />

unpredictable)<br />

–<br />

Main soil and<br />

sediment types<br />

podzols and other<br />

leached soils<br />

rendzinas (but can be<br />

acid in the <strong>to</strong>psoil)<br />

lake marls<br />

tufa<br />

alluvium<br />

shell-sand<br />

brown earths and gleys<br />

river gravels<br />

alluvium<br />

peats and organic<br />

deposits, eg lake<br />

sediments and<br />

alluvium<br />

gleys<br />

Some typical situations<br />

heathlands<br />

upland moors<br />

some river gravels<br />

chalk and limes<strong>to</strong>ne<br />

areas<br />

valley bot<strong>to</strong>ms<br />

karst<br />

machair<br />

clay vales and other<br />

lowland plains<br />

some well sealed<br />

stratigraphy,<br />

including organic<br />

urban deposits<br />

wetlands<br />

river floodplains<br />

wells<br />

wet ditches<br />

upland moors<br />

<strong>Environmental</strong> remains<br />

charcoal and other<br />

charred plant<br />

macrofossils<br />

pollen and spores<br />

phy<strong>to</strong>liths<br />

dia<strong>to</strong>ms<br />

charcoal and other<br />

charred plant<br />

macrofossils<br />

mineral-replaced plant and<br />

insect remains 1<br />

molluscs<br />

bones<br />

ostracods<br />

foraminifera<br />

1<br />

parasite eggs<br />

pollen and spores (rarely)<br />

charcoal and other<br />

charred plant macrofossils<br />

mineral-replaced plant and<br />

insect remains 1<br />

bone<br />

molluscs<br />

1<br />

parasite eggs<br />

pollen and spores<br />

charcoal and other<br />

charred plant<br />

macrofossils<br />

waterlogged plant remains<br />

insects<br />

mineral-replaced plant and<br />

insect remains 1<br />

molluscs<br />

bones<br />

ostracods<br />

foraminifera<br />

pollen and spores<br />

dia<strong>to</strong>ms<br />

wood<br />

1<br />

parasite eggs<br />

1<br />

Parasite eggs and mineral-replaced plant and animal remains occur in a range of very local conditions<br />

that are difficult <strong>to</strong> predict.<br />

Animal bones<br />

The bodies of vertebrates are composed of<br />

various hard and soft tissues. Usually, it is<br />

only the hard tissues (bones, teeth, horncores<br />

and antlers) that survive. The hard tissues<br />

are mixtures of organic and inorganic<br />

compounds. Inorganic mineral crystals of<br />

calcium phosphate are laid down in a lattice<br />

of organic protein (collagen). Although the<br />

collagen (which contains DNA; see below,<br />

Biomolecules) is biodegradable, it is given<br />

some protection by the mineral component.<br />

Generally, skeletal elements with a high ratio<br />

of mineral <strong>to</strong> organic content, eg <strong>to</strong>oth<br />

enamel, survive better than those with a<br />

lower ratio, such as bones of newborn<br />

animals. Calcium phosphate is soluble in<br />

acidic water, so bones tend <strong>to</strong> survive best<br />

in alkaline <strong>to</strong> neutral deposits. Local<br />

microenvironments that raise the pH, such<br />

as shell middens, can enhance preservation<br />

at sites where most of the sediments are<br />

acidic. If bone is heated <strong>to</strong> approximately<br />

600C or more (when it becomes white or<br />

‘calcined’) the minerals recrystallise in<strong>to</strong> a<br />

very stable structure. Calcined bone can be<br />

found at many sites where even <strong>to</strong>oth enamel<br />

has decomposed.<br />

6


Figure 2 Cattle horn cores from 1st-century AD deposits at<br />

Carlisle, showing a range of shapes and sizes. Scale = 5 × 1cm.<br />

(Pho<strong>to</strong>graph by T Woods)<br />

Larger vertebrate remains, such as bones of<br />

domesticated animals, are usually visible<br />

during excavation and can be collected<br />

<strong>to</strong>gether with artefacts. To avoid collecting<br />

biased assemblages (Payne 1975), small<br />

bones such as those of fish, small mammals,<br />

small birds, immature elements of larger<br />

animals and fragments need <strong>to</strong> be recovered<br />

from coarse-sieved samples (see Section 3,<br />

Sample types).<br />

Figure 1 Schematic representation of environmental conditions and types of material typically preserved.<br />

Animal bones are used in a very wide variety<br />

of types of study (O’Connor 2000), most of<br />

which investigate how the presence of animal<br />

bones at an archaeological site relate <strong>to</strong> past<br />

human activities, beliefs and environment.<br />

Small vertebrate faunas have been used <strong>to</strong><br />

characterise local habitats. At the Pleis<strong>to</strong>cene<br />

site of Boxgrove (Roberts and Parfitt 1999)<br />

the evolutionary stage of the remains of water<br />

voles recovered has been used as a proxy<br />

dating device. Other wild species, such as<br />

birds and fish, can demonstrate the range of<br />

habitats exploited for provisioning, the season<br />

of exploitation, and the <strong>to</strong>ols, equipment and<br />

techniques needed for their capture. This can<br />

Soft tissues usually only survive in extreme<br />

conditions, where bacterial activity is<br />

restricted, for instance by freezing or<br />

desiccation. In North West Europe, the most<br />

common place in which soft tissues are<br />

preserved is in peat bogs, where waterlogging<br />

is accompanied by the effects of tannic acids.<br />

Keratinous tissues such as hair, hoof and horn<br />

can survive, as well as skin and, occasionally,<br />

internal organs and other soft tissues. All of<br />

these may become unstable when their burial<br />

environment is disturbed, and it is important<br />

that a conserva<strong>to</strong>r is consulted when soft<br />

tissue preservation is predicted or discovered.<br />

Leather (which is skin that has been<br />

deliberately treated <strong>to</strong> enhance its<br />

preservation) often survives in waterlogged<br />

deposits. Its recovery, treatment and handling<br />

are covered by <strong>Guide</strong>lines for the care of Figure 3 Lower jaw of a watervole deposited on a Bronze Age ring cairn at Hardendale, Shap, Cumbria.This was one of c 40,000<br />

bones recovered from wet-sieved specialist samples. Species included mice, voles, frogs and <strong>to</strong>ads, birds, and fish, and probably were<br />

waterlogged archaeological leather (English deposited in owl pellets.The material was used <strong>to</strong> interpret the landscape around the cairn, which was obviously utilised by species<br />

Heritage 1995).<br />

other than humans. Scale = 10 × 1mm. (Pho<strong>to</strong>graph by T Woods)<br />

7


Other industries relating <strong>to</strong> animals include<br />

hornworking, tanning and parchment-making<br />

(Serjeantson 1989).<br />

Although animals and their remains can be<br />

used in very utilitarian ways, they are often<br />

treated with special respect. They can be a<br />

focus for ritual and religious beliefs and<br />

practices. Their remains have been found in<br />

special deposits at sites of varying dates,<br />

including Romano-British temples (Legge<br />

et al 2000) and Iron Age settlement sites<br />

(Hill 1995). Also, they are often involved<br />

in cremation rites and burials (McKinley<br />

and Bond 2001).<br />

Figure 4 Articulated fish skele<strong>to</strong>ns, including herring (Clupea harengus) from early medieval waterfront deposits at St Martin-at-Place<br />

Plain, Norwich. Bones of herring, cod, eel and other fish are extremely abundant in refuse and latrine deposits at city sites, attesting <strong>to</strong><br />

the importance of fish in the urban medieval diet.They are very rarely found articulated, as here; usually disarticulated bones occur<br />

dispersed through the matrix of the deposit. Wet-sieving of large bulk samples is necessary for effective retrieval. (Pho<strong>to</strong>graph by M<br />

Sharp; copyright: Norfolk Museums Service)<br />

Human remains<br />

Excavated human remains should always be<br />

treated with respect and decency.<br />

If an excavation is expected <strong>to</strong> disturb human<br />

remains, a Section 25 Licence should be<br />

sought in advance from the Home Office.<br />

If human remains are encountered<br />

unexpectedly, prompt application should be<br />

made <strong>to</strong> the Home Office for a licence. This<br />

can be done by telephone. The discovery of<br />

be as important for urban developments<br />

(Coy 1989) as it is for hunter-gatherer sites<br />

(Mellars and Wilkinson 1980) or rural<br />

settlements (Nicholson 1998).<br />

The development of domestic forms of<br />

lives<strong>to</strong>ck, and their relationships with their<br />

wild progeni<strong>to</strong>rs is still uncertain. Current<br />

research is developing the use of DNA<br />

techniques <strong>to</strong> address these questions, but<br />

DNA does not always survive well in<br />

archaeological material, and very specific<br />

questions are needed <strong>to</strong> justify the expense.<br />

More traditional studies, using analyses of<br />

skeletal size and shape, are beginning <strong>to</strong> show<br />

that regional and modern forms of domestic<br />

cattle and sheep developed much earlier than<br />

has been suggested by most of the<br />

documentary evidence (Davis and Beckett<br />

1999). Age and sex profiles are used in<br />

interpretations of how people looked after<br />

and utilised their domestic animals; and these<br />

interpretations can be quite controversial<br />

(Halstead 1998; McCormick 1998).<br />

Figure 5 Measurements from animal bones can demonstrate changes in lives<strong>to</strong>ck through time, as here at Vindolanda on Hadrian’s Wall,<br />

where larger animals are more common during the 4th century; while this might reflect local breeding programmes or import of larger<br />

s<strong>to</strong>ck, changes in proportions of the sexes cannot be ruled out.<br />

When material from several related sites is<br />

available, complex enquiries can be<br />

undertaken regarding people’s access <strong>to</strong>,<br />

and treatment of, animal resources. Bond<br />

and O’Connor (1999) studied variations in<br />

economic and social status within a single<br />

<strong>to</strong>wn, while Maltby (1994) made<br />

comparisons between rural and urban settlements.<br />

Hard skeletal tissues (bone, antler and<br />

ivory) have often been used as raw materials<br />

for craft working (MacGregor et al 1999).<br />

Figure 6 Left: blank bone-handle plate from excavations at Denaby Main, near Doncaster, South Yorkshire, with early 19th-century fork<br />

handle. Right: end-on views of the archaeological blank (right) and completed fork (left). Note the second partial rivet hole on the blank,<br />

and the irregular profile, presumably the reason for it being discarded. Scale in cm. (Pho<strong>to</strong>graphs by J P Huntley)<br />

8


carbon and nitrogen are beginning <strong>to</strong> shed<br />

new light on early diets (Sealy 2001).<br />

Study of stable iso<strong>to</strong>pes of strontium, oxygen<br />

or lead may help us investigate population<br />

movements in the past. For reasons that are<br />

at present poorly unders<strong>to</strong>od, survival of<br />

DNA in buried bone is rather variable.<br />

Nevertheless analysis of DNA extracted from<br />

ancient human skeletal remains is beginning<br />

<strong>to</strong> contribute significantly <strong>to</strong> a number of<br />

areas of research. It is helping <strong>to</strong> improve our<br />

diagnosis of certain infectious diseases, and it<br />

might also be of some value in kinship studies<br />

and for sex determination where osteological<br />

indica<strong>to</strong>rs are missing or ambiguous.<br />

Figure 7 Three skele<strong>to</strong>ns from Stanwick. (Pho<strong>to</strong>graph by S Mays)<br />

previously unknown human remains should<br />

also be reported <strong>to</strong> the police. For further<br />

details on legislation relevant <strong>to</strong> the excavation<br />

of human remains see Garratt-Frost (1992),<br />

and Pugh-Smith and Samuels (1996).<br />

Remains from land that is currently<br />

consecrated by the Church of England come<br />

under ecclesiastical jurisdiction, and their<br />

removal requires that a faculty be obtained<br />

from the Consis<strong>to</strong>ry Court. This is normally<br />

in addition <strong>to</strong>, and not a substitute for, a<br />

Section 25 Licence. Cathedrals, and certain<br />

other places such as Westminster Abbey and<br />

chapels at the Royal residences, are outside<br />

faculty jurisdiction. Removal of remains from<br />

these places requires permission of the<br />

governing bodies of the institutions concerned.<br />

In most instances, excavated human remains<br />

pose no special health and safety risks.<br />

An exception would be burials that preserve<br />

substantial soft tissue, as may occur on<br />

occasion with interments from crypts,<br />

as a result of desiccation (Baxter et al 1988;<br />

Reeve and Adams 1993).<br />

As with animal bones, soil acidity is an<br />

important determinant of human bone<br />

survival, with greater preservation being<br />

found in neutral or alkaline conditions.<br />

It is worth noting, however, that even in<br />

regions where natural soils are hostile <strong>to</strong> bone<br />

preservation, skeletal material often survives<br />

well in urban contexts, presumably because<br />

human activity has altered the character of<br />

the soils and sediments. As noted in Animal<br />

bones (above), cremated bone tends <strong>to</strong> be<br />

more resistant <strong>to</strong> destruction than unburnt<br />

bone, so that it may survive well even in<br />

highly acid soils where all traces of inhumed<br />

bone have vanished.<br />

Scientific examination of human skele<strong>to</strong>ns<br />

can provide information on the demography,<br />

diet, health and disease, growth, physical<br />

appearance, genetic relationships, activity<br />

patterns and funerary practices of our<br />

forebears (Mays 1998; Cox and Mays 2000).<br />

To a lesser extent cremated bone can also tell<br />

us about some of these aspects, particularly<br />

funerary practices in relation <strong>to</strong> pyre<br />

technology (McKinley 2000).<br />

The study of human remains can contribute<br />

<strong>to</strong> a number of important themes in British<br />

archaeology. The study of mortuary practices<br />

and ritual has been a significant focus,<br />

particularly for the prehis<strong>to</strong>ric and early<br />

his<strong>to</strong>ric periods. Issues of ethnicity and<br />

migrations of peoples are also enjoying<br />

renewed interest. The larger assemblages<br />

available from the his<strong>to</strong>ric periods lend<br />

themselves <strong>to</strong> ‘population’-based studies.<br />

Important areas of enquiry include the rise of<br />

urbanism, the nature of monastic life, and the<br />

ways in which demography, health and<br />

disease changed over time as lifestyles altered<br />

in response <strong>to</strong> social and technological<br />

change. The study of human remains can also<br />

contribute <strong>to</strong> medical his<strong>to</strong>ry by helping us <strong>to</strong><br />

understand the antiquity of some diseases.<br />

Work on human remains is an area where a<br />

number of important new techniques have<br />

made their presence felt, in particular stable<br />

iso<strong>to</strong>pe and DNA analyses (see below,<br />

Biomolecules). Analyses of stable iso<strong>to</strong>pes of<br />

Eggshell<br />

Bird eggshell is mainly composed of calcite<br />

with an organic outer coating of protein, fat<br />

and polysaccharides, with two proteinaceous<br />

inner membranes. Some variation is found in<br />

eggshells of sea birds where vaterite is the<br />

predominant component. Shell preserves best<br />

in alkaline situations; it is surprisingly robust,<br />

although it will normally be recovered in a<br />

very fragmented state. Species identification is<br />

made through measurement and description<br />

of internal structures and sculpturing in<br />

comparison with modern reference material<br />

(Sidell 1993). Large fragments of eggshell are<br />

not necessary, as all identification requires<br />

Scanning Electron Microscopy.<br />

Figure 8 Section through egg shell of chicken. (SEM pho<strong>to</strong>graph by<br />

J Sidell)<br />

9


Although not at present commonly studied,<br />

eggshell is often recovered from archaeological<br />

sites. This is generally in the residues of<br />

coarse-sieved or flotation samples (Section 3,<br />

Sample types), although occasionally whole<br />

eggs or eggshell layers are recovered.<br />

Analysis of eggshell can address several<br />

research areas. Identification indicates which<br />

species were consumed. Depending on the<br />

species, it might be possible <strong>to</strong> consider<br />

questions relating <strong>to</strong> seasonality. Determining<br />

whether eggs were hatched can indicate the<br />

presence of a breeding population. As many<br />

species are selective about breeding grounds,<br />

eggshell analysis can assist in ecological<br />

reconstruction. It is also possible <strong>to</strong> examine<br />

the his<strong>to</strong>ry of breeding patterns over time,<br />

by tracking the breeding grounds of<br />

individual species. The results from the Late<br />

Norse middens at Freswick Links, Caithness,<br />

Scotland, demonstrate the potential of<br />

eggshell analysis <strong>to</strong> address these <strong>to</strong>pics<br />

(Sidell 1995).<br />

Insects<br />

Insects belong <strong>to</strong> the phylum Arthropoda,<br />

which are invertebrates with an exoskele<strong>to</strong>n<br />

and jointed limbs. Insects and certain other<br />

arthropods such as arachnids have<br />

exoskele<strong>to</strong>ns of chitin, which are readily<br />

preserved under anoxic conditions. Examples<br />

of insects and arachnids found<br />

archaeologically include beetles, true bugs,<br />

mites, flies, fleas, caddis flies and<br />

chironomids. Beetles are the most commonly<br />

found and studied.<br />

Disarticulated remains (eg heads, wing-cases,<br />

thorax coverings, mouthparts and genitalia)<br />

can survive in most waterlogged sediments.<br />

These include fen and bog peat, lake<br />

sediments, palaeochannel alluvium, flood<br />

deposits and fills of pits, ditches and wells.<br />

Fly puparia, along with body segments of two<br />

other groups of arthropods, woodlice and<br />

millipedes, are sometimes preserved by calcium<br />

phosphate mineral replacement in latrines,<br />

for example at the Roman shrine at Uley,<br />

Gloucestershire (Girling and Straker 1993).<br />

Insects live in most terrestrial, freshwater<br />

aquatic and maritime intertidal habitats.<br />

There are more species in the class Insecta<br />

than in the remainder of the animal kingdom<br />

put <strong>to</strong>gether and some have very narrow<br />

environmental requirements, for example<br />

feeding on only a single plant species. Their<br />

remains have proved particularly sensitive<br />

climatic indica<strong>to</strong>rs for the Pleis<strong>to</strong>cene,<br />

responding promptly <strong>to</strong> the sudden climatic<br />

amelioration of interstadials. On Post Glacial<br />

(Holocene) sites they are useful both for<br />

general palaeoenvironmental reconstruction<br />

and for providing details of past hygiene (eg<br />

lice and fleas) and living conditions. Reviews<br />

of all types of study are given by Buckland<br />

and Coope (1991) and by Robinson (2001a).<br />

In rural situations, they are particularly useful<br />

for showing the character of woodland, the<br />

quality of water and the occurrence of<br />

domestic animals (Robinson 1991).<br />

Grain beetles can provide evidence of s<strong>to</strong>red<br />

products (Kenward and Williams 1979).<br />

In urban situations with deep organic<br />

stratigraphy very detailed reconstructions can<br />

be made of human activity, as at Coppergate,<br />

York (Kenward and Hall 1995).<br />

Ostracods<br />

Ostracods are small (normally < 2mm),<br />

bivalve crustaceans with calcareous shells<br />

that grow by ecdysis – shedding their old<br />

shell and secreting a new one approximately<br />

twice the size. Ostracods inhabit nearly all<br />

types of natural aquatic environment from<br />

freshwater <strong>to</strong> marine. The robustness of their<br />

shells means that they survive in almost any<br />

non-acidic, waterlain deposit. Like<br />

foraminifera and molluscs, the shells of most<br />

species have unique shapes and sculpturings<br />

making them readily identifiable. It is also<br />

usual <strong>to</strong> be able <strong>to</strong> tell male and female<br />

individuals apart within species. Griffiths<br />

et al (1993) provide a useful summary of<br />

sampling, preparation and identification<br />

techniques.<br />

Many physical and chemical fac<strong>to</strong>rs<br />

influence the distribution of ostracod<br />

species, including salinity, temperature,<br />

water depth, pH, oxygen concentration,<br />

substrate and food supply (Griffiths and<br />

Holmes 2000). Application of this<br />

knowledge <strong>to</strong> Holocene and Pleis<strong>to</strong>cene<br />

fossil faunal records has enabled researchers<br />

<strong>to</strong> reconstruct a broad range of<br />

palaeoenvironments.<br />

Ostracod analysis should be considered as<br />

a useful technique <strong>to</strong> complement mollusc,<br />

dia<strong>to</strong>m and foraminiferan analyses where<br />

waterlain deposits are identified during<br />

archaeological investigations (eg ditches,<br />

moats, fishponds), or as part of general<br />

palaeoenvironmental reconstruction (eg<br />

coastal evolution, relative sea-level changes,<br />

general water resource issues). Cladocerans,<br />

a group of small freshwater crustaceans,<br />

are also occasionally used in reconstruction<br />

of fresh water environments and are often<br />

found on archaeological sites.<br />

Because of their size and the fact that<br />

samples of only 10–50g are required for<br />

analysis, quite good resolution can be<br />

obtained from ostracod analyses, enabling<br />

subtle changes in environments <strong>to</strong> be<br />

revealed, which might otherwise have gone<br />

unrecorded. However, the ecology of<br />

ostracod species is, in general, less well<br />

unders<strong>to</strong>od than that of molluscs and<br />

therefore, when possible, an integrated<br />

approach using these two groups should<br />

be employed.<br />

Figure 9 Head of human louse, Pulex irritans, a species characteristically recorded from floor deposits in Anglo-Scandinavian York.<br />

(SEM pho<strong>to</strong>graph by H K Kenward)<br />

To date, few attempts have been made <strong>to</strong><br />

study ostracods in archaeological<br />

investigations. One example comes from the<br />

Roman fortress ditch in Exeter, Devon<br />

(Robinson 1984), where the ostracods<br />

suggested periods of standing water, but<br />

somewhat polluted conditions resulting in a<br />

restricted fauna. They were also used for<br />

environmental reconstruction in the Fenland<br />

Management Project (Godwin in Crowson<br />

et al 2000).<br />

10


Figure 10 Test of the foraminiferan Elphidium excavatum forma<br />

lidoensis. Foraminifera are single-celled organisms with calcareous<br />

or agglutinated tests ('shells').These occur in marine and brackish<br />

water sediments, and can provide information on the relationship<br />

of coastal sites <strong>to</strong> their contemporary shoreline, besides giving<br />

data on salinity levels, current velocities and marine flooding<br />

events. (SEM pho<strong>to</strong>graph by M Godwin)<br />

Foraminifera<br />

Foraminifera are marine protists found in<br />

habitats ranging from salt marshes <strong>to</strong> the<br />

deep oceans. They secrete a shell called a test,<br />

which is the part that survives . This is<br />

composed of organic matter and minerals<br />

such as calcite or aragonite, or is<br />

agglutinated. Foraminifera survive best<br />

in non-acidic conditions.<br />

Oxygen iso<strong>to</strong>pe ratios in foraminiferal tests<br />

in muds from deep ocean cores have provided<br />

data on global climate change (Wilson et al<br />

2000). More locally, the known habitat<br />

requirements of foraminifera can be used <strong>to</strong><br />

reconstruct salinity changes. These protists<br />

are therefore particularly valuable at coastal<br />

sites where changes in freshwater and marine<br />

influence are important. Foraminifera have<br />

been used in studies attempting <strong>to</strong> identify<br />

coastal reclamation as, for example<br />

at middle Saxon Fenland sites (Murphy in<br />

Crowson et al 2000), and in the Severn<br />

Estuary Levels (Haslett et al 2000). At a<br />

broader scale the study of foraminifera has<br />

made an important contribution <strong>to</strong>wards the<br />

understanding of sea-level change (Haslett<br />

et al 1997).<br />

Molluscs<br />

Snails and bivalves live in a wide range of<br />

habitats on land, and in fresh, brackish and<br />

marine water. Individual species inhabit very<br />

specific environments, such as damp<br />

woodland, short-turfed grassland and<br />

brackish river channels.<br />

Figure 11 Mollusc shells, mainly of freshwater species, from fluvial sands at Hogg’s Drove, Marham, Norfolk.The mollusca helped <strong>to</strong><br />

place a lithic scatter in context: the deposit represented a sand bar or river beach, seasonally dry, on which there was Mesolithic activity.<br />

Mollusc shells can provide very precise information on local habitats at archaeological sites. Samples are collected for<br />

wet-sieving, usually on a 0.5mm mesh, in the labora<strong>to</strong>ry. Scale: petri dish diam = 9mm. (Pho<strong>to</strong>graph by M Howard)<br />

The shells of snails and marine and<br />

freshwater bivalved molluscs occur in a range<br />

of sediments (alluvium, tufa, lake sediments,<br />

colluvial deposits, loess, blown sand and<br />

intertidal mud), in buried soils and in the<br />

fills of archaeological features.<br />

In base-rich deposits survival of shell is<br />

normally adequate for analysis, but<br />

preservation can be variable and<br />

unpredictable. Calcareous deposits in<br />

which shells survive sometimes occur<br />

over acid bedrock.<br />

The larger marine species of molluscs have<br />

been a food resource since at least the<br />

Mesolithic period. Prehis<strong>to</strong>ric shell middens<br />

occur on some English coastlines. It is also<br />

possible <strong>to</strong> investigate sources of shellfish and<br />

their management in later periods (Winder<br />

1992). In addition, shells have been used for<br />

ornaments, artefacts and for lime production.<br />

Shells have also been imported <strong>to</strong> sites within<br />

clays (used for daub and bricks), seaweed<br />

and hay, and their identification can be used<br />

<strong>to</strong> suggest sources for these materials<br />

(Murphy 2001).<br />

Shell assemblages of land, freshwater and Parasite eggs and cysts<br />

brackish-water/marine molluscs provide The parasite eggs most commonly studied are<br />

palaeoecological data, but taphonomy and those from intestinal nema<strong>to</strong>de worms.<br />

preservational fac<strong>to</strong>rs must always be<br />

As their reproductive cycle requires transport<br />

considered carefully (Bell and Johnson from the faeces of one host <strong>to</strong> the intestines<br />

1996). Work on the calcareous regions of of another, the eggs of some species are<br />

Britain, where pollen is often poorly<br />

robust and resistant <strong>to</strong> decay. Cysts are the<br />

preserved, has provided a long-term picture calcified resting stage of some tapeworms<br />

of natural and anthropogenic habitat change (Jones 1982).<br />

(Evans 1972). More recently, greater<br />

attention has been paid <strong>to</strong> molluscs from Parasite eggs are small, up <strong>to</strong> about 60<br />

freshwater wetlands and coastal habitats microns in size. They are often recovered<br />

(Wilkinson and Murphy 1995). In general, from pit and ditch fills but are also present in<br />

molluscs provide site-specific information on spreads and general dumps. Most often they<br />

local environmental changes, though regional survive in wet deposits or in deposits<br />

models can be devised by integrating data including mineral concretions but can<br />

from several sites.<br />

sometimes survive in dry ones.<br />

11


1mm<br />

2mm<br />

2mm<br />

Figure 12 Egg of the parasitic nema<strong>to</strong>de Trichuris.Total length c 75<br />

microns. Presence of polar plugs at each end enables<br />

measurements and comparison for specific identification, in this<br />

case probably T. ovis, characteristic of ruminants. (Pho<strong>to</strong>graph by<br />

J R G Daniell)<br />

Figure 14 Cereal grains provide evidence for use of specific crops, but the chaff (ear and stem fragments) can help in the<br />

investigation of the stages of crop processing represented. The two glume bases (centre <strong>to</strong>p) are from emmer wheat while the<br />

barley rachis node (centre bot<strong>to</strong>m) is from a 6-row variety. The grains on the left show the characteristic longitudinal wrinkles and<br />

rounded triangular shape of naked barley. Those on the right have the high dorsal ridge and twisted lateral groove often found on<br />

emmer. (Pho<strong>to</strong>graph by J P Huntley)<br />

Charred plant remains are found on most only silica. For example, macroscopic silica<br />

archaeological sites. Preservation occurs when remains of plants have been retrieved from<br />

the plant material is burned under reducing ashy deposits at some sites (Robinson and<br />

conditions. This leaves a skele<strong>to</strong>n, primarily of Straker 1991).<br />

carbon but sometimes also including residual<br />

starches, lipids and DNA. The carbon Waterlogged plant remains are found in<br />

skele<strong>to</strong>n is resistant <strong>to</strong> chemical and biological places where the water-table has remained<br />

attack, although vulnerable <strong>to</strong> mechanical high enough <strong>to</strong> inhibit destruction by decaydamage.<br />

High temperature fires with a good causing organisms. They can also occur in<br />

air supply can result in loss of carbon, leaving certain deposits above the water-table if they<br />

Figure 13 Partially mineral-replaced coprolite from medieval<br />

deposits in Dryslwyn Castle; probably originally from a dog, given<br />

the moderate sized fragments of bone surviving in the specimen.<br />

Plant remains can also survive in such material, although none are<br />

present in this specific example. (Pho<strong>to</strong>graph by J R G Daniell)<br />

Although the species are often host-specific,<br />

in many cases the eggs themselves are not<br />

necessarily identifiable <strong>to</strong> species, limiting<br />

their interpretation.<br />

Parasite eggs and cysts are used <strong>to</strong> provide<br />

indications of the health of individuals,<br />

if discrete coprolites are present (Jones<br />

1983), or of populations, if only amorphous<br />

faecal deposits survive (Huntley 2000).<br />

Their presence is also useful in identifying<br />

contamination by human and animal<br />

faecal waste.<br />

Plant macrofossils<br />

(other than wood/charcoal)<br />

Plant macrofossils in Britain and the rest<br />

of North West Europe are most commonly<br />

preserved by charring, by anoxic conditions<br />

(such as waterlogging), or by mineral<br />

replacement. Preservation can also occur<br />

through desiccation, although in Britain this<br />

normally occurs only in standing buildings.<br />

Figure 15 Cereal grains are most often preserved through being charred but, under exceptional conditions, their waterlogged remains<br />

can survive.This is typical of deposits at Vindolanda on Hadrian's Wall. Scale bar = 1cm. (Pho<strong>to</strong>graph by J P Huntley)<br />

12


Figure 16 S<strong>to</strong>nes from Prunus spp., Roman deposits at Annetwell<br />

St., Carlisle. While many of them have the rounded shape of sloe<br />

(Prunus spinosa) some are larger and have more pointed ends<br />

typical of bullace and damson groups (P. insititia). It is only from<br />

the medieval deposits at this site that true domesticated plums<br />

have been recovered. Scale = 5 × 1cm. (Pho<strong>to</strong>graph by<br />

J P Huntley)<br />

are anoxic and highly organic, such as in the<br />

fills of pits lined with s<strong>to</strong>ne, dug in<strong>to</strong> heavy<br />

clay, or sealed by overlying stratigraphy.<br />

Replacement of plant tissues with soluble<br />

phosphates and carbonates commonly occurs<br />

in cesspits (Green 1979; McCobb et al<br />

2001), but can occur wherever these minerals<br />

are present and there is sufficient moisture<br />

<strong>to</strong> transport them in<strong>to</strong> plant tissues. Close<br />

proximity <strong>to</strong> metal corrosion products can<br />

also preserve plant remains. The roofs of<br />

late medieval and post-medieval buildings<br />

sometimes include the original thatch<br />

preserved by smoke blackening (Letts 1999).<br />

Plant remains provide information on aspects<br />

of diet (Dickson and Dickson 1988,<br />

Greig 1983), arable husbandry practices<br />

(Hillman 1981; van der Veen 1992),<br />

foddering of lives<strong>to</strong>ck (Karg 1998), the<br />

introduction of various non-indigenous<br />

plants (Greig 1996) and the reconstruction<br />

of local environments (Hall and Kenward<br />

1990). Plant remains can also reveal details<br />

of landscape use, such as hedgerows (Greig<br />

1994), and provide evidence for gardens<br />

and garden plants (Murphy and Scaife 1991;<br />

Dickson 1995). The use of plants in<br />

medicine, in textile working, and in the fabric<br />

and furnishing of dwellings can also be<br />

detected. Sometimes specific activities can be<br />

identified such as dyeing (Tomlinson 1985)<br />

or malting (Hillman 1982). Archaeobotanical<br />

information can be integrated with<br />

documentary evidence <strong>to</strong> give an enhanced<br />

picture (Greig 1996; Foxhall 1998).<br />

Patterns of distribution of plants on sites<br />

are important <strong>to</strong> determine where different<br />

activities <strong>to</strong>ok place.<br />

Figure 17 Charred seed assemblages can demonstrate both temporal and spatial patterns. In the north of England spelt is more<br />

common in the southern part of the region and barley in the north during the Roman period.There is also a suggestion that oats<br />

increase during the later Roman period. While some of these assemblages are quite small, this information, nonetheless, can indicate<br />

directions for future research.<br />

Figure 18 Proportions of tree species represented in 1st- and 2nd-century Carlisle and 2nd-century Ribchester in the Lune Valley.<br />

Simple plots such as these nonetheless demonstrate differences probably related <strong>to</strong> a combination of different woodland types available<br />

on the local soils, and possible woodland management practices.<br />

13


Figure 19 Basketry from Roman deposits at Annetwell St,<br />

Carlisle. Scale = 1cm. (Pho<strong>to</strong>graph by J Jones)<br />

Wood<br />

Wood is preserved in waterlogged anoxic<br />

deposits, by charring (see charcoal, below),<br />

or by mineral replacement (with compounds<br />

from metal corrosion products, biogenic<br />

phosphate, by microbially induced pyrite<br />

deposition, or by calcite replacement in<br />

mortared walls). Waterlogged wood can be<br />

little more than a lignin ‘skele<strong>to</strong>n’ supported<br />

by water, and de-watering in such cases<br />

results in rapid deterioration.<br />

Standing buildings and ancient living trees<br />

contribute <strong>to</strong> information regarding tree-ring<br />

chronologies (Hillam 1998), while wood from<br />

‘submerged forests’ and river sediments<br />

provides independent data on the composition<br />

and structure of woodlands (Lageard et al<br />

1995; Wilkinson and Murphy 1995).<br />

Studies of wood, both converted timber<br />

and roundwood, provide information on the<br />

management of woodlands and hedgerows.<br />

Such studies also give details of fuel sources,<br />

supplies of raw material for basketry and<br />

hurdles (Murphy 1995), timber for buildings<br />

and boats (McGrail 1979), trade, and status,<br />

where scarce material has been used<br />

(Cutler 1983).<br />

Recording wood, especially structures and<br />

objects, calls for close collaboration between a<br />

wide range of workers: field archaeologists,<br />

environmental archaeologists, conserva<strong>to</strong>rs,<br />

wood technologists, dendrochronologists,<br />

scientists concerned with radiocarbon dating,<br />

and museum cura<strong>to</strong>rs. Archaeologists<br />

involved with projects having the potential for<br />

waterlogged wood remains are advised <strong>to</strong><br />

consult Waterlogged Wood: guidelines on the<br />

recording, sampling, conservation and curation<br />

of waterlogged wood (Brunning 1995).<br />

Charcoal<br />

Much charcoal represents the burning of<br />

wood, but it is also produced when other<br />

plant material is incompletely burnt.<br />

Depending upon the temperature of burning<br />

Figure 20 Taxus (yew): tangential longitudinal section showing spiral thickening.This only preserves under exceptional conditions.This<br />

sample is from Roman deposits at The Lanes, Carlisle, where good evidence for craft woodworking was revealed. Scale = ×100.<br />

(Pho<strong>to</strong>graph by J Jones)<br />

and the supply of air, the charcoal can retain<br />

enough of its original physical structure and<br />

shape <strong>to</strong> be identified. If not subjected <strong>to</strong><br />

physical stresses, charcoal (and other charred<br />

plant material) is durable and easily reworked.<br />

The larger pieces of charcoal, such as might<br />

occur in hearth deposits or on industrial sites,<br />

can provide information regarding use of<br />

particular species. This can, but does not<br />

necessarily, reflect the composition of local<br />

woodlands. The widespread use of ash and<br />

oak for industrial processes, such as iron<br />

smelting, has been demonstrated by Gale<br />

(1991). The examination of charcoal from<br />

cremation-related deposits shows that a<br />

restricted range of wood was used. This might<br />

have been based on practical considerations<br />

but also might well have involved a ritual<br />

element (Gale 1997; Thompson 1999).<br />

Very fine charcoal particles can be<br />

transported some distance from the scene of<br />

the fire. These can become incorporated in<strong>to</strong><br />

deposits in a similar way <strong>to</strong> pollen, and will<br />

survive the chemical processes of typical<br />

pollen preparation. Concentrations of<br />

charcoal particles in pollen samples can<br />

therefore provide useful information on local<br />

burning of woodland/vegetation and hence,<br />

possibly, human clearance (Simmons 1996).<br />

Microscopic charcoal should be routinely<br />

quantified alongside pollen.<br />

Pollen and spores<br />

Higher plants produce pollen, while lower<br />

plants (such as ferns and mosses) and fungi<br />

produce spores. A combination of size,<br />

surface texture, and number and type of<br />

apertures (among other features) enables<br />

these microscopic structures <strong>to</strong> be identified<br />

<strong>to</strong> a greater or lesser taxonomic level (Moore<br />

et al 1991). Ribwort plantain (Plantago<br />

lanceolata) pollen, for example,<br />

can be identified <strong>to</strong> the species level, but<br />

many species in the daisy family (Asteraceae)<br />

cannot be separated from each other.<br />

Identification of moss or fungal spores is<br />

rarely attempted, mainly because of a lack of<br />

systematic study or availability of reference<br />

material. Recent advances have been made,<br />

however. Dr Bas van Geel and colleagues at<br />

the <strong>University</strong> of Utrecht have catalogued a<br />

wide range of types of non-pollen<br />

palynomorphs (van Hoeve and<br />

Hendrikse1998).<br />

Pollen and spores are typically 25–120<br />

microns in diameter. Being small, they are<br />

widely disseminated by wind, rain and water,<br />

which means that individual grains can be<br />

found at considerable distances from the<br />

parent organism. Thus, caution is required<br />

during interpretation, especially when<br />

considering the relative importance of the<br />

wider landscape as opposed <strong>to</strong> that of the<br />

immediate archaeological site or context.<br />

Pollen and spores survive best in acidic and<br />

anoxic conditions, such as peat bogs, some<br />

lake sediments, and waterlogged ditch and pit<br />

fills. Copper salts from artefacts can also<br />

preserve pollen (Greig 1989). Pollen and<br />

spores are not, however, necessarily destroyed<br />

under other preservation conditions and<br />

tallying the levels and types of degradation<br />

can aid interpretation considerably.<br />

Both pollen and spores are used <strong>to</strong> provide<br />

information about the vegetation of an area.<br />

In naturally accumulated deposits, the<br />

character of a pollen assemblage (the taxa<br />

recorded and the proportions of each type<br />

of pollen present in any given sample),<br />

14


Figure 21 Charred tubers/roots from Iron Age deposits at Stanwick, North Yorkshire. Left: low-power, showing general shape; internal structure lost during charring process. Right: segment of swollen stem of<br />

a dicotyledon.This transverse section shows a concentration of xylem vessels external <strong>to</strong> these are fibres and, internally, a glassy area, which would have been the phloem.The collapsed central area would<br />

have been the pith. (SEM pho<strong>to</strong>graphs by D de Moulins)<br />

Pollen assemblages will not usually date a<br />

sediment with any precision, and thus<br />

independent dating techniques will need <strong>to</strong><br />

be applied. A programme of sampling for<br />

radiocarbon or other scientific dating will<br />

be necessary in order <strong>to</strong> interpret pollen<br />

data fully. The number of dates required<br />

will depend on many fac<strong>to</strong>rs, including peat<br />

accumulation rates, depth of sediment and<br />

the project objectives.<br />

Figure 22 Left: Quercus (oak pollen), showing two of the three furrows. Right: Poaceae (grass) pollen; the left half shows characteristic<br />

single pore and the right half shows the surface texture. Scale for both = ×1000. (Pho<strong>to</strong>graphs by J R M Allen)<br />

will provide an integrated picture of the<br />

vegetation for some distance around the site<br />

(Prentice 1988). This distance can be from<br />

a few hundred metres <strong>to</strong> some tens of<br />

kilometres, depending upon the nature of<br />

the area from which the sample was taken.<br />

The size of the coring area, and whether the<br />

landscape around it was wooded or treeless<br />

at any particular time, are the most<br />

important fac<strong>to</strong>rs <strong>to</strong> consider when<br />

interpreting a pollen diagram (Jacobson and<br />

Bradshaw 1981). Clearly, the area<br />

represented by a sequence of pollen<br />

assemblages can change with time,<br />

as natural vegetation succession occurs.<br />

Thus, it is important <strong>to</strong> choose sampling<br />

locations appropriate <strong>to</strong> the questions being<br />

asked. The analysis of multiple profiles can<br />

overcome some of the problems of<br />

interpreting pollen diagrams (Mighall and<br />

Chambers 1997). Current work on pollen<br />

from small archaeological features indicates<br />

that the assemblages recovered might be<br />

giving a very local picture.<br />

Pollen taphonomy is extremely important<br />

and caution is needed especially in<br />

interpretation of pollen assemblages from<br />

archaeological deposits such as waterlogged<br />

ditches, buried soils and pits. Ditches often<br />

silt up after the associated site has been<br />

abandoned; thus, pollen might not provide<br />

information about the life of the site. Soil<br />

processes (Tipping et al 1999) will affect<br />

pollen within buried soil profiles preserved<br />

under, for example, earthworks, or naturally<br />

deposited alluvium or colluvium. Pits are<br />

quite likely <strong>to</strong> have material in them from a<br />

variety of sources (Greig 1982), including<br />

rubbish and other material deposited by<br />

people.<br />

Pollen data should, where possible, be<br />

compared with other environmental results<br />

in order <strong>to</strong> interpret deposits (Wiltshire and<br />

Murphy 1998). Currently, advances are<br />

being made regarding the interpretation of<br />

pollen data by using modern analogues<br />

(Gaillard et al 1994).<br />

Depending upon preparation techniques<br />

used on the sediment, other materials (eg<br />

charcoal particles, dia<strong>to</strong>ms, parasite ova and<br />

tephra shards) might also be seen on the<br />

microscope slides used for pollen counts.<br />

These could provide evidence that<br />

complements the interpretation derived from<br />

the pollen spectra.<br />

Phy<strong>to</strong>liths<br />

Phy<strong>to</strong>liths are microscopic bodies produced<br />

by many plants via the deposition of<br />

dissolved silica within or between plant cells.<br />

They are found mainly in the above-ground<br />

parts of plants and are released when the<br />

plant tissues break down. The silica matrix<br />

confers resistance <strong>to</strong> decay and mechanical<br />

breakage and so phy<strong>to</strong>liths may survive<br />

where other plant remains do not. Only a<br />

high pH (> 9) is detrimental <strong>to</strong> survival and<br />

can lead <strong>to</strong> differential preservation.<br />

Phy<strong>to</strong>liths range in size from about 5–100<br />

microns. In Britain they rarely have a speciesor<br />

family-specific size and shape, but it is the<br />

identification of phy<strong>to</strong>lith suites which has<br />

proved most useful (Powers 1994).<br />

Interpretation relies on the use of modern<br />

analogue source material, thus limiting the<br />

present application of the technique.<br />

Examples using modern analogues include<br />

15


•<br />

DNA (deoxyribonucleic acid) (Brown<br />

•<br />

2000; S<strong>to</strong>ne 2000)<br />

the identification of cattle and sheep dung collagen (Mays 2000, Katzenberg 2000)<br />

and peat in the Outer Hebridean middens<br />

at Baleshare and Hornish Point and<br />

differentiation between roof and floor<br />

deposits in Hebridean blackhouses (Powers Fac<strong>to</strong>rs influencing the preservation or decay<br />

1994). They have also been used <strong>to</strong> identify of biomolecules in ancient materials are<br />

ancient agricultural fields in the Outer complex. The best preservation conditions are<br />

Hebrides (Smith 1996).<br />

stable, cool, dry environments with a neutral<br />

pH. Lipids tend <strong>to</strong> survive best, followed by<br />

Dia<strong>to</strong>ms<br />

proteins and then DNA.<br />

Dia<strong>to</strong>ms are freshwater and marine algae that<br />

have a silica frustule or chamber made up of Lipids and proteins can be absorbed in<strong>to</strong><br />

two valves, and it is this that survives. They the fabric of pottery, and lipid residues are<br />

are typically about 5–80 microns in size, thus often used in the characterisation of<br />

though they can be larger. They are identified organic matter associated with artefacts<br />

by their morphology, mainly the shape and such as pottery vessels. Lipids and proteins<br />

surface texture.<br />

thus provide information about food products<br />

(such as plant oils and waxes, and animal fats)<br />

and raw commodities used in antiquity.<br />

However, analysis of the lipid component<br />

of human, animal and plant remains,<br />

anthropogenic soils and sediments is<br />

also undertaken.<br />

The identification of blood proteins on s<strong>to</strong>ne<br />

artefacts is a controversial issue in<br />

archaeology. Recent work on casein, a milk<br />

protein, has made possible the identification of<br />

cow milk residues in pottery.<br />

Figure 23 The dia<strong>to</strong>m, Raphoneis amphiceros, (<strong>to</strong>tal length c 70<br />

microns); this is a species characteristic of marine conditions.<br />

(Pho<strong>to</strong>graph by J Sidell)<br />

The main protein of bone, collagen, is the<br />

most common target for stable iso<strong>to</strong>pe<br />

Species are habitat-specific and provide analyses, although work has also been done<br />

indications of water quality and depositional on lipids, hair, dental enamel and bone<br />

environment, such as temperature and mineral. Stable iso<strong>to</strong>pe ratios may vary with<br />

salinity, nutrient/mineral levels, acidity and climate (eg oxygen), with food source<br />

degree of oxygenation, and whether the site (eg carbon and nitrogen) or with local geology<br />

was periodically exposed <strong>to</strong> air. Dia<strong>to</strong>ms are (eg strontium). In human remains, stable<br />

used by archaeologists <strong>to</strong> address a range of iso<strong>to</strong>pes have been used <strong>to</strong> study aspects such<br />

questions (Juggins and Cameron 1999). They as diet, infant feeding practices, climate and<br />

are perhaps most valuable in the investigation population movements.<br />

of coastal and estuarine sites, providing data<br />

on the extent of marine influence and phases DNA encodes the genetic information of an<br />

of sea-level change. This is demonstrated by organism, so ancient DNA is an important<br />

recent work on the central London Thames source of palaeo-genetic information. It has<br />

(Cameron in Sidell et al 2000), on the North been used <strong>to</strong> examine human evolution,<br />

Somerset Levels (Cameron and Dobinson migration and the social organisation of past<br />

2000) and on Fenland sites (Cameron in communities, <strong>to</strong> identify disease organisms,<br />

Crowson et al 2000).<br />

and <strong>to</strong> investigate the origins and evolution of<br />

domesticated animals and plants.<br />

Biomolecules<br />

Biomolecular archaeology refers <strong>to</strong> the Before undertaking any work on biomolecules<br />

study of biological molecules retrieved it is necessary <strong>to</strong> take specialist advice about<br />

from archaeological specimens. The<br />

potential contamination, the likelihood of<br />

development of highly sensitive analytical preservation of suitable compounds and the<br />

techniques has enabled small quantities of potential contribution of the material <strong>to</strong><br />

these molecules, preserved in archaeological archaeological knowledge. It should be<br />

remains, <strong>to</strong> be extracted and characterised. emphasised, however, that, for skeletal<br />

Biomolecules include:<br />

remains, no bone samples for biomolecular<br />

work should be taken before the remains in<br />

lipids (Evershed et al 2001)<br />

question have been recorded by an osteologist.<br />

• blood and milk proteins (Cattaneo et al In particular, and contrary <strong>to</strong> popular belief,<br />

1993; Craig et al 2000) problems with contamination do not dictate<br />

removal of bone for DNA analysis as soon as<br />

remains are uncovered on-site. Although<br />

handling will contaminate bone surfaces with<br />

modern DNA, most of those who work with<br />

DNA circumvent this problem in the<br />

labora<strong>to</strong>ry, principally by taking samples from<br />

the internal parts of bones or, more especially,<br />

teeth. This enables successful studies <strong>to</strong> be<br />

made on specimens that have been handled.<br />

Geoarchaeology<br />

Geoarchaeological studies can significantly<br />

enhance archaeological interpretations by<br />

making it possible for archaeologists <strong>to</strong><br />

determine the effects of earth surface<br />

processes on the evidence for human activity<br />

at various different scales, and by providing<br />

evidence on soil resources for food<br />

production. Thus, the aims of most<br />

geoarchaeological work are the<br />

understanding of both site formation<br />

processes and landscape changes. The focus<br />

can range from the microscopic examination<br />

of a junction between two contexts, <strong>to</strong><br />

sediment logging or soil survey across a<br />

whole landscape (Cloutman 1988; Wilkinson<br />

et al 2000).<br />

Geoarchaeology typically examines both soils<br />

and sediments, so the distinction between<br />

these two material types needs <strong>to</strong> be clear<br />

from the outset:<br />

•<br />

Soils are bodies of sediment or the upper<br />

part of solid rocks that have been altered<br />

by surface processes such as weathering,<br />

and by bioturbation including both rootgrowth<br />

of plants and disturbance/digestion<br />

by animals. Buried soils are generally only<br />

found beneath earthworks or under rapidly<br />

accumulating sediments such as alluvium<br />

and peat, where they represent former<br />

ground surfaces. In some circumstances,<br />

they can provide information about past<br />

environments and land use, while in others,<br />

they help in understanding the overlying<br />

remains; for instance, was the area of a<br />

barrow de-turfed before construction?<br />

•<br />

Sediment is a broader term covering all<br />

material that has been transported by one<br />

or more processes, for example flooding,<br />

colluviation and wind. People are also<br />

agents of deposition through such activities<br />

as terracing, building earthworks or<br />

levelling uneven surfaces.<br />

Studying soils and sediments can also inform<br />

archaeologists on other processes that modify<br />

stratigraphy, such as erosion, burning and<br />

cultivation. They are thus integral <strong>to</strong> both the<br />

formation and the alteration of the site,<br />

underpinning stratigraphic interpretation in<br />

any archaeological project.<br />

16


Stratigraphic and landscape studies<br />

Examination of stratified deposits on site is<br />

the single most important method for<br />

studying site formation processes, with<br />

labora<strong>to</strong>ry techniques only necessary in some<br />

cases. A full knowledge of sedimentation<br />

processes, weathering effects, soil formation,<br />

bioturbation and taphonomy has <strong>to</strong> be<br />

interwoven with the available cultural<br />

information <strong>to</strong> provide an integrated<br />

understanding of how the site formed.<br />

This understanding also forms the basis for<br />

sampling designs involving other<br />

geoarchaeological and palaeoenvironmental<br />

techniques. It is essential, therefore, that there<br />

is close agreement between the<br />

geoarchaeologist and the site direc<strong>to</strong>r on the<br />

detail of interpretation.<br />

Off-site work might also be needed in some<br />

cases. Fully understanding site formation<br />

processes and soil resources should involve<br />

studying the relationship between a site and<br />

its surrounding landscape. How, for example,<br />

is sediment being delivered <strong>to</strong> an alluvial site,<br />

and what pattern does this show over time?<br />

Various forms of geomorphological survey,<br />

soil survey and sedimentary mapping have<br />

been valuable adjuncts <strong>to</strong> site studies in some<br />

cases (Howard et al 2001). Off-site<br />

geoarchaeology might also involve studying<br />

the resources that would have been available<br />

<strong>to</strong> people in the past. Where were the best<br />

agricultural soils in relation <strong>to</strong> the site (Barker<br />

and Webley 1978) and what would people<br />

have been able <strong>to</strong> grow?<br />

Chemical and physical analyses<br />

The survey of various <strong>to</strong>psoil chemical<br />

characteristics over all or part of an<br />

excavation is a fairly widespread<br />

geoarchaeological technique. Chemical<br />

analysis can be used <strong>to</strong> provide quick multielement<br />

maps of sites for prospection<br />

purposes (James 1999) while other analyses<br />

concentrate on particular groupings such as<br />

heavy metals in alluvium near centres of<br />

mining (Hudson-Edwards et al 1996).<br />

The most popular chemical surveys are those<br />

measuring phosphate levels. The relative<br />

immobility of phosphates in the soil means<br />

that current levels can reflect the sum of past<br />

biological and fertiliser inputs <strong>to</strong> the soil<br />

system and lateral redistribution caused by<br />

deposition of human or animal wastes.<br />

Hotspots can be located by grid surveys and<br />

inferences made by comparing archaeological<br />

fills with blank areas.<br />

1987). The commonest examples are<br />

determination of calcium carbonate, pH,<br />

percentage organic carbon content and<br />

magnetic susceptibility. Recently, biochemical<br />

residues of biological materials in the soil<br />

have also received attention (Simpson et al<br />

1999a), but this last approach is still at the<br />

research stage.<br />

Soil micromorphology<br />

This is the term applied <strong>to</strong> the microscopy<br />

of whole blocks of soil or stratified deposits.<br />

Various methodologies make possible detailed<br />

examination of accumulations, rearrangements,<br />

contacts and residual materials<br />

in what amounts <strong>to</strong> a microscopic analogy<br />

for normal stratigraphic interpretation<br />

(Milek 1997). The commonest of these<br />

methods is the thin section viewed in two<br />

forms of polarised light – a system that allows<br />

an intact view of the microstratigraphy with<br />

recognition of many soil constituents,<br />

including fragments and residues of materials<br />

resulting from or influenced by human<br />

activity. The technique offers potential for<br />

examination of detailed issues such as<br />

individual depositional events (Matthews et al<br />

1997) and use of domestic space (Simpson et<br />

al 1999b). The necessarily small sample size<br />

means that the method is only really effective<br />

when dealing with clear questions refined<br />

from the larger-scale stratigraphic problems<br />

(French and Whitelaw 1999).<br />

Mineralogy<br />

The sand and silt fractions of soils and<br />

sediments are made up of a number of<br />

different minerals, dominated, in much of the<br />

British Isles, by quartz and calcium carbonate,<br />

but also including uncommon minerals such<br />

as zircon and <strong>to</strong>urmaline, which are resistant<br />

<strong>to</strong> weathering. These rarer minerals can be<br />

identified, depending on size and<br />

concentration, by heavy mineral analysis or<br />

X-ray diffraction. Some might be significant<br />

<strong>to</strong> site development insofar as the differences<br />

can reflect different sediment sources<br />

(Catt 1999). Whole rock fragments can also<br />

be identified, which can also assist in<br />

sediment sourcing work.<br />

As well as these primary minerals, secondary<br />

minerals (those formed in situ) and<br />

biominerals (those produced by organisms)<br />

are starting <strong>to</strong> play a part in the interpretation<br />

of stratigraphic and taphonomic issues at<br />

some sites (Canti 2000).<br />

Particle size analysis<br />

Particle size analysis is a technique that<br />

produces quantitative data on the proportions<br />

of different grain sizes in a soil or sediment,<br />

where ‘finger-texturing’ only gives<br />

approximations. The more exact values are<br />

not needed for the majority of interpretational<br />

uses. Particle size analysis is valuable,<br />

however, where processes that changed the<br />

soil texture are suspected <strong>to</strong> have occurred,<br />

where sediments have been used for<br />

construction (Davidson 1973), or where<br />

sediment sourcing affects our understanding<br />

of formation process (Canti 1999). Particle<br />

size analysis also provides a definitive record<br />

for future comparative purposes.<br />

3 Sampling<br />

This section covers:<br />

why sampling strategies are needed<br />

examples of possible methodologies<br />

which types of samples <strong>to</strong> take<br />

what <strong>to</strong> consider when taking samples<br />

• s<strong>to</strong>ring samples<br />

A number of labora<strong>to</strong>ry analyses can be<br />

applied <strong>to</strong> soil and sediment samples <strong>to</strong><br />

answer questions relating <strong>to</strong> stratigraphic or<br />

taphonomic processes (Reynolds and Catt<br />

Figure 24 Deep peat sections at Wells Road, Glas<strong>to</strong>nbury: monolith and specialist samples being taken for biological analyses.<br />

(Pho<strong>to</strong>graph by R Brunning)<br />

17


Sampling strategies<br />

The main issues in environmental<br />

archaeology concern ecological, social and<br />

economic reconstruction. These themes can<br />

be examined by studying changes over time,<br />

changes in activities across sites, evidence of<br />

specific activities or events, and interaction<br />

with the contemporaneous landscape.<br />

Sampling is part of the process of<br />

recovering archaeological materials and<br />

information from a site. The excavation is<br />

itself a sample, often a relatively small one,<br />

of the whole archaeological site. Achieving<br />

effective environmental sampling of the<br />

excavation sample requires a well<br />

constructed sampling strategy. This is one of<br />

the most difficult, but fundamental, areas of<br />

environmental archaeology.<br />

The decisions in formulating sampling<br />

strategies depend on two fac<strong>to</strong>rs:<br />

•<br />

the identified research aims (as defined<br />

in the project design)<br />

•<br />

the likely presence of particular<br />

environmental remains<br />

The first consideration is: what are the<br />

questions being asked? Examples could<br />

include:<br />

•<br />

What agricultural activities were taking<br />

place on the site?<br />

•<br />

What was the environmental setting of this<br />

settlement and how has it changed over<br />

time?<br />

•<br />

•<br />

•<br />

Were these fields/houses inundated by<br />

freshwater or marine flooding?<br />

Was this site occupied seasonally or all year<br />

round?<br />

Is there evidence for differentiation of food<br />

preparation and rubbish disposal?<br />

•<br />

Is it possible <strong>to</strong> identify social status?<br />

This will affect what types of samples are<br />

taken (see Table 3) and their sizes.<br />

Archaeological sites can be simple or<br />

complex in terms of features, chronology,<br />

the chemical and physical properties of the<br />

deposits, and the site formation processes.<br />

These fac<strong>to</strong>rs will influence the preservation<br />

or loss of different materials, thus leading <strong>to</strong><br />

different considerations for sampling.<br />

Sampling should not only concentrate<br />

on features that can be dated in the field,<br />

but should also consider features that<br />

are undated during excavation. The<br />

environmental evidence can provide the<br />

material needed <strong>to</strong> date these features<br />

and, by ignoring them, some types of<br />

activity, or periods of activity, might be<br />

entirely overlooked.<br />

Figure 25 Segment of Livings<strong>to</strong>ne core, split longitudinally, showing clear stratigraphic changes from marine through glacial <strong>to</strong> early<br />

Holocene deposits. (Pho<strong>to</strong>graphs by J R M Allen)<br />

18


To examine environmental change over time,<br />

long sequences of deposits are usually<br />

needed. These are recovered from locations<br />

with substantial accumulations of sediments,<br />

for instance river channels, lakes, bogs, mires<br />

and glacial depressions, or ditch sections and<br />

ponds. Sampling a long sedimentary sequence<br />

near <strong>to</strong> an archaeological site, for example,<br />

will provide information both on the site and<br />

on the wider ecological his<strong>to</strong>ry of the area<br />

(Dark 1996). If long single sequences are<br />

unavailable, it is possible <strong>to</strong> sample from<br />

succeeding phases or archaeological contexts.<br />

Well dated pit fills or ditches, for example,<br />

can give information on vegetational change<br />

through time (Hunn and Rackham<br />

forthcoming). Co-ordinated sampling for<br />

different materials from the same deposits<br />

is often desirable and will provide a more<br />

enhanced interpretation than a single line<br />

of evidence. A more detailed discussion of<br />

sampling for environmental materials can<br />

be found in Or<strong>to</strong>n (2000, chapter 6). When<br />

planning a coherent sampling strategy it is<br />

necessary <strong>to</strong> involve the relevant specialists<br />

at the earliest possible opportunity and <strong>to</strong>:<br />

•<br />

Have clear objectives. For example, a<br />

typical objective is <strong>to</strong> examine the species<br />

richness and diversity of the subfossil<br />

assemblages by considering the proportions<br />

of various species across a site. Other<br />

objectives will concern the nature of human<br />

activity and ecological reconstruction.<br />

•<br />

Use all available current knowledge <strong>to</strong><br />

inform decisions. Information from<br />

comparable sites can support predictions<br />

about the likely survival and density of<br />

material in different features. It can<br />

sometimes also provide an indication of the<br />

likely level of spatial homogeneity.<br />

•<br />

Be clear about which contexts are <strong>to</strong> be<br />

sampled. Many classes of environmental<br />

material are not visible <strong>to</strong> the naked eye<br />

and appearances can be deceptive. Black<br />

deposits, for example, might not contain<br />

any charred material, or might be rich in<br />

wood charcoal but poor in seeds.<br />

Commonly excava<strong>to</strong>rs tend <strong>to</strong> sample from<br />

layers expected <strong>to</strong> be productive. It is<br />

essential, however, <strong>to</strong> collect samples from<br />

all types of deposit. The exceptions are<br />

unstratified deposits, make-up layers or<br />

contexts with a high degree of residual or<br />

intrusive artefacts that are not generally<br />

useful, except when specific questions are<br />

posed.<br />

•<br />

Allow for the fact that environmental<br />

remains are not necessarily homogeneously<br />

distributed through a given deposit. In<br />

some instances, several samples from the<br />

same context can be preferable <strong>to</strong> a single<br />

one. Multiple samples can always be<br />

combined later, if appropriate, but a single<br />

sample cannot be divided meaningfully <strong>to</strong><br />

represent environmental variation within<br />

that context.<br />

•<br />

Have a flexible sampling strategy that can<br />

be re-evaluated as the excavation proceeds.<br />

•<br />

Realise the potential of integrating<br />

environmental sampling with that for other<br />

types of artefactual evidence, eg the<br />

recovery of technological waste such as<br />

hammerscale.<br />

•<br />

Ensure compatibility between the<br />

environmental sampling strategies and the<br />

recovery of other classes of information <strong>to</strong><br />

meet the project objectives.<br />

•<br />

Consider the logistics of collecting,<br />

processing and transporting sampled<br />

material.<br />

Samples can be collected on- or off-site<br />

depending on the aims of the project and the<br />

presence of suitable deposits.<br />

On-site sampling<br />

The term ‘on-site’ refers <strong>to</strong> an excavated<br />

archaeological area. On-site sampling collects<br />

data from the range of contexts and phases<br />

encountered on archaeological sites and can<br />

be achieved using several different<br />

methodologies. In selecting an on-site<br />

sampling strategy the choice is primarily<br />

between random, judgement and systematic<br />

sampling, as summarised below. Common<br />

practice is a combination of judgement and<br />

systematic sampling. (See van der Veen<br />

(1985) for a discussion on random and<br />

judgement sampling specifically in relation <strong>to</strong><br />

charred plant remains.)<br />

Off-site sampling<br />

The term ‘off-site’ refers <strong>to</strong> any area that lies<br />

beyond an excavation, but which can still be<br />

sampled for archaeological purposes. Offsite<br />

deposits might preserve evidence of<br />

human environment, land use and landscape<br />

change. Examples of such deposits include<br />

Table 2 Sampling methodologies<br />

Sampling<br />

method<br />

random<br />

judgement<br />

systematic<br />

Description<br />

contexts <strong>to</strong> be sampled are<br />

selected in a statistically<br />

random manner<br />

samples are taken from<br />

obviously ‘ rich’ deposits<br />

samples are taken <strong>to</strong> an<br />

agreed strategy<br />

Advantages<br />

Figure 26 Using a modified Livings<strong>to</strong>ne pis<strong>to</strong>n corer in kettle hole<br />

deposits on the A66 at Stainmore, County Durham.<br />

(Pho<strong>to</strong>graph by J P Huntley)<br />

buried peats, bogs, lakes, alluvial and<br />

colluvial deposits. There is now a more<br />

widespread recognition that such deposits<br />

preserve important archaeological<br />

information, and should be construed as part<br />

of the archaeological heritage as defined by<br />

the revised European Convention on the<br />

Protection of the Archaeological Heritage<br />

(1992) (the Valetta Convention).<br />

Off-site sampling generally involves targeting<br />

one or several locations for the collection of<br />

samples. Samples are usually taken using<br />

coring equipment – ranging from hand<br />

augers <strong>to</strong> commercial drilling rigs – in order<br />

<strong>to</strong> recover sedimentary sequences that can<br />

be used for a variety of different analyses.<br />

mathematically rigorous<br />

cost-effective since the<br />

‘good’ contexts only are<br />

targeted<br />

ensures that the whole site<br />

is considered; can be<br />

easily re-evaluated during<br />

excavation<br />

Disadvantages<br />

could miss all important<br />

deposits if used on its own<br />

highly subjective; ‘good’<br />

contexts are not always<br />

apparent <strong>to</strong> the excava<strong>to</strong>r<br />

can miss the unusual contexts,<br />

or sample inappropriate<br />

contexts if poorly planned<br />

19


Machine- or hand-dug trenches can also be<br />

cut, where the sampling site is suitable.<br />

Some off-site sampling locations might be<br />

covered by legislation: for example,<br />

permission from English Nature is needed <strong>to</strong><br />

sample within a Site of Special Scientific<br />

Interest (SSSI).<br />

Sample types<br />

The archaeological context is important<br />

when deciding what types of samples should<br />

be collected. The likely presence of particular<br />

environmental remains will be related <strong>to</strong><br />

preservation conditions (Table 1), human<br />

activities and depositional processes. For<br />

example, samples for charred plant remains<br />

are routinely collected from dry feature fills<br />

such as pits and postholes, while samples for<br />

the recovery of both plant and invertebrate<br />

macrofossils can be taken from waterlogged<br />

deposits. Exposures of peats and clays in<br />

river valley or coastal sequences would<br />

require a range of samples for different types<br />

of evidence.<br />

The terminology applied <strong>to</strong> different sample<br />

types is varied and confusing. In part this<br />

reflects the wide range of materials for which<br />

samples are taken and the different processing<br />

methods used for them. These guidelines<br />

classify sample types primarily by how they<br />

are dealt with on site. The use of the term<br />

‘bulk sample’ has deliberately been avoided<br />

since this term is used differently by different<br />

people and can lead <strong>to</strong> confusion.<br />

Samples can be classified in<strong>to</strong> three basic<br />

types:<br />

Coarse-sieved samples. These are collected by<br />

the excavation staff for the retrieval of small<br />

bones, bone fragments, larger (mainly<br />

marine) molluscs (such as oysters, mussels,<br />

limpets, etc) and smaller finds. Other<br />

materials that could be collected include<br />

wood charcoal, large plant remains (charred,<br />

waterlogged and mineralised) and<br />

waterlogged wood, but coarse-sieved samples<br />

are not suitable as the sole means of<br />

retrieving these materials. Samples should be<br />

‘whole earth’ with nothing removed unless<br />

the way in which the sample is processed<br />

would have a detrimental effect on fragile<br />

material. Sample size is normally on the<br />

order of 100 or more litres, and the samples<br />

are usually sieved on a minimum mesh size<br />

of 2mm. The samples may be wet or dry<br />

sieved depending on the soil conditions and<br />

are usually processed on site. Coarse-sieved<br />

samples are often collected from deposits<br />

that are unusually rich in bone or shell and<br />

are best taken with the advice of the<br />

appropriate specialist.<br />

Figure 27 Flotation tank on-site at St. Giles by Bromp<strong>to</strong>n Bridge,<br />

North Yorkshire. (Pho<strong>to</strong>graph by S Stallibrass)<br />

Flotation samples. These are taken from well<br />

drained deposits for the recovery of charred<br />

plant remains from the ‘flot’, and for charcoal<br />

fragments, small bones, mineralised plant<br />

remains, industrial residues such as<br />

hammerscale, and smaller finds from the<br />

residues. They are usually collected by the<br />

excavation team and should generally be<br />

processed on site where facilities (water,<br />

adequate drainage, silt disposal, drying space)<br />

are available. Molluscs could also be recovered<br />

in flotation samples, but generally should be<br />

recovered in ‘specialist’ samples (see below).<br />

Sample size will normally be of the order of<br />

40–60 litres or 100% of smaller features. The<br />

floating material (the flot) is usually collected<br />

on a sieve with a mesh size of 250–300<br />

microns. Residues are usually collected on a<br />

sieve size of 0.5mm (500 microns)–1mm and<br />

are sorted for the recovery of the small items<br />

mentioned above. Mesh size for flotation<br />

samples might need <strong>to</strong> vary from site <strong>to</strong> site<br />

according <strong>to</strong> the practicalities of processing<br />

different soil types. The advice of a specialist<br />

should be sought for the most appropriate<br />

sample size and mesh sizes for a given site.<br />

Specialist advice on mesh sizes will be needed<br />

particularly for sites on iron-rich clay soils<br />

where charred plant remains are often partly<br />

mineral-replaced or at least mineral-coated.<br />

The plant material often fails <strong>to</strong> float,<br />

remaining in the residue. In such cases,<br />

residue mesh size must equal flot mesh size in<br />

order not <strong>to</strong> lose valuable material.<br />

The smaller fractions of residues from<br />

flotation samples (generally residue fractions<br />

smaller than 4mm) need <strong>to</strong> be sorted under a<br />

microscope by the appropriate specialist(s), as<br />

biological remains within the smaller fractions<br />

are <strong>to</strong>o small (and sometimes <strong>to</strong>o unfamiliar)<br />

<strong>to</strong> be recovered adequately by non-specialists.<br />

Larger fractions can sometimes be sorted by<br />

non-specialists for the recovery of larger finds<br />

with the naked eye, though this should be<br />

done under appropriate supervision. In many<br />

cases where no bone or industrial material is<br />

present, the specialist will probably only need<br />

<strong>to</strong> scan the residues <strong>to</strong> check the effectiveness<br />

of the flotation. It should be noted that<br />

flotation machines are not always highly<br />

effective at recovering charred plant remains<br />

(de Moulins 1996) and that checking residues<br />

<strong>to</strong> note the quality of recovery is necessary.<br />

Flotation samples are also taken for cremated<br />

human remains. Residue mesh sizes are<br />

usually 2mm and 4mm with flot mesh sizes as<br />

above. The whole of each deposit should be<br />

sampled. Specialist advice should be sought<br />

before processing, as on-site processing is not<br />

always suitable.<br />

Specialist samples. These samples are usually<br />

collected by specialists and processed in the<br />

labora<strong>to</strong>ry. In some cases, they can be subsampled<br />

<strong>to</strong> provide material for a number of<br />

different specialists. Specialist samples include:<br />

1. Large samples. These are often collected<br />

from waterlogged/anoxic deposits for plant<br />

and invertebrate macrofossils. The sample<br />

size is normally of the order of 20 litres.<br />

These can be taken from individual contexts<br />

or from vertical sections. In some<br />

circumstances larger samples will be<br />

needed, for instance for the recovery of<br />

small vertebrates (small rodents, reptiles,<br />

etc). Samples for snails are generally<br />

smaller, of the order of 2 litres, and are<br />

collected from dry or wet deposits where<br />

snails are present. Mesh sizes for large<br />

specialist samples will vary according <strong>to</strong> the<br />

material <strong>to</strong> be recovered.<br />

2. Monolith samples. These are collected from<br />

vertical sections in monolith tins, squared<br />

plastic guttering or Kubiena boxes. Samples<br />

taken in monolith tins and guttering can be<br />

subsampled in the labora<strong>to</strong>ry for a range of<br />

analyses such as pollen, spores, dia<strong>to</strong>ms and<br />

foraminifera. Kubiena boxes are usually<br />

made of aluminium, with lids on the front<br />

and back, and are specifically made for<br />

micromorphology sampling.<br />

3. Cores. Cores can be taken for a similar<br />

range of materials <strong>to</strong> monolith samples and<br />

small samples (below).<br />

4. Small samples can be collected separately<br />

from discrete contexts for certain items,<br />

such as ostracods (10–50g), and for<br />

geoarchaeological analyses, such as particle<br />

size determination (0.5 litre). Small samples,<br />

usually 1–2 cm 3 , can also be taken for<br />

pollen and spores.<br />

20


Figure 30 Extruding a core of continuous sediment from a<br />

modified Livings<strong>to</strong>ne pis<strong>to</strong>n corer. Such corers work best in well<br />

humified peats or other fine-grained deposits.They work less<br />

effectively in coarse organic deposits, where, typically, a Russian<br />

style corer is used. (Pho<strong>to</strong>graph by J P Huntley)<br />

Figure 28 Typical labora<strong>to</strong>ry set-up for sorting plant remains under the microscope. (Pho<strong>to</strong>graph by J P Huntley)<br />

Certain types of material, such as larger bones<br />

and shells, will be mainly collected by hand<br />

during excavation and recorded through the<br />

finds system.<br />

If human remains exposed on site are <strong>to</strong> be<br />

recovered, rather than left in situ, then the<br />

entire skele<strong>to</strong>n, or at least all of it that lies<br />

within the excavated area, should be<br />

recovered. Advice should be sought from a<br />

bone specialist before cleaning and lifting<br />

whole skele<strong>to</strong>ns and groups of articulated<br />

bones (whether human or non-human).<br />

Bones in articulation should be treated as a<br />

separate context and bagged and dealt with<br />

separately. Jaws with teeth should also be<br />

bagged as a unit, although preferably then<br />

kept <strong>to</strong>gether with the other bones from the<br />

same context. Bagging as a unit will ensure<br />

that teeth, which might fall out during post<br />

excavation transport etc, can, nonetheless,<br />

be re-associated with their specific mandible.<br />

Table 3 Examples of sample types appropriate <strong>to</strong> particular materials<br />

coarse-sieved<br />

flotation<br />

specialist<br />

vertebrate (bone also<br />

recovered by hand on<br />

site)<br />

✔<br />

✔ (small bones in<br />

residues from<br />

flotation)<br />

✔ (microfauna)<br />

molluscs<br />

✔ (large, mainly marine)<br />

✔<br />

insects, arachnids, etc<br />

✔<br />

parasite ova<br />

✔<br />

plant macrofossils<br />

wood<br />

✔ (large fruit s<strong>to</strong>nes etc) ✔ (charred and mineral- ✔ (waterlogged and<br />

replaced)<br />

mineral-replaced)<br />

✔<br />

charcoal<br />

pollen and spores<br />

phy<strong>to</strong>liths<br />

foraminifera<br />

✔<br />

✔ (radiocarbon dating)<br />

✔<br />

✔<br />

✔<br />

Figure 29 Glas<strong>to</strong>nbury Relief Road: monolith tins in peat deposits<br />

overlying estuarine silty clays. Note the overlapping tins, which<br />

enable researchers <strong>to</strong> take samples from undisturbed positions<br />

throughout the length of the sequence.The monoliths were<br />

sampled for pollen and dia<strong>to</strong>ms. Additional specialist samples<br />

from the same deposits were analysed for insects, plant<br />

macrofossils and foraminifera. (Pho<strong>to</strong>graph by V Straker)<br />

ostracods<br />

dia<strong>to</strong>ms<br />

soils and sediments<br />

✔<br />

✔<br />

✔<br />

21


Taking samples<br />

Samples should be from individual contexts,<br />

unless they are monolith samples that cross<br />

stratigraphic boundaries. Sometimes it is<br />

appropriate <strong>to</strong> sample thick contexts in spits<br />

of, for example, 5–10cm. The samples must<br />

come from cleaned surfaces, be collected<br />

with clean <strong>to</strong>ols, and be placed in clean<br />

containers.<br />

It is essential that all samples are adequately<br />

recorded and labelled. A register of all samples<br />

should be kept. Sample record sheets should<br />

provide information on sample type, reason for<br />

sampling, size, context and sample numbers,<br />

spatial location, date of sampling, and context<br />

description and interpretation (eg grey-brown<br />

silt, primary pit fill, ?Late Roman). The<br />

approximate percentage of the context<br />

sampled should be recorded where known.<br />

Labelling must be legible, consistent and<br />

permanent. It is best <strong>to</strong> use plastic or<br />

plasticised labels and permanent markers.<br />

Samples in plastic tubs should be labelled<br />

twice on the inside and once on the outside.<br />

Samples in poly bags should be doublebagged,<br />

and labels placed inside both bags<br />

and on the outside of the outer bags. Bags<br />

should be tied securely with synthetic string.<br />

Specialist samples with an orientation,<br />

such as cores, monoliths and Kubiena boxes<br />

need <strong>to</strong> have the <strong>to</strong>p and bot<strong>to</strong>m marked and<br />

the depth within the sequence of the deposit<br />

recorded; overlapping samples must have<br />

their relationship recorded. The position of<br />

samples should be marked on all relevant<br />

site plans and section drawings. Specialists<br />

might also wish <strong>to</strong> make sketches and take<br />

notes. Pho<strong>to</strong>graphic records of sampling<br />

taking place can be extremely useful in<br />

providing a complete record of sample<br />

position and orientation.<br />

All sample processing must be recorded on<br />

sample record forms whose format is agreed<br />

by the project direc<strong>to</strong>r, the specialists and the<br />

on-site environmental supervisor. Processing<br />

records should include sample volume (for<br />

coarse-sieved samples and flotation samples),<br />

context and sample number, mesh sizes used,<br />

the date processed and any other comments<br />

or observations that might be needed when<br />

the flots and residues are assessed or<br />

analysed.<br />

S<strong>to</strong>ring samples<br />

Key points for s<strong>to</strong>rage are:<br />

Keep samples cool; exclude light and air.<br />

• All relevant records need <strong>to</strong> be safe and<br />

accessible.<br />

•<br />

Avoid long-term s<strong>to</strong>rage.<br />

22<br />

Figure 31 Schematic diagram for sampling.<br />

Ideally, samples for labora<strong>to</strong>ry processing<br />

should be collected by, or sent <strong>to</strong>, specialists<br />

as soon as possible. It might be necessary for<br />

excava<strong>to</strong>rs <strong>to</strong> s<strong>to</strong>re samples in some<br />

circumstances. Once excavated, however,<br />

organic material becomes more vulnerable <strong>to</strong><br />

decay by microorganisms such as bacteria,<br />

algae and fungi. It is not possible <strong>to</strong> prevent<br />

this completely, but the rate of deterioration<br />

can be minimised. The general rule is <strong>to</strong><br />

maintain samples in conditions as close as<br />

possible <strong>to</strong> those in the ground: they should be<br />

kept chilled and dark, and, as far as possible,<br />

in airtight containers. This will slow bacterial<br />

and algal growth, though dark conditions<br />

might encourage the growth of fungi.<br />

The growth of fungal hyphae (threads)<br />

through the sample can lead <strong>to</strong> redistribution<br />

of carbon. This could conceivably affect<br />

radiocarbon dating. Light, however,<br />

will encourage the growth of algae and<br />

perhaps other green plants, which will<br />

(through pho<strong>to</strong>synthesis) incorporate modern<br />

carbon in<strong>to</strong> the deposits. This is very likely <strong>to</strong><br />

affect the accuracy of radiocarbon dating.<br />

These biological processes can also affect<br />

samples from ‘dry’ deposits and can cause<br />

substantial damage <strong>to</strong> charred plant remains<br />

and even <strong>to</strong> bone. It is not usually costeffective<br />

<strong>to</strong> s<strong>to</strong>re unprocessed flotation or large<br />

specialist samples from dry deposits, as they<br />

take up a large amount of space. Ideally these<br />

should be processed on site during<br />

excavation, but if there is no alternative, then<br />

they should be kept as described above.<br />

Refrigerating small samples such as those for<br />

pollen and dia<strong>to</strong>ms presents few problems.<br />

Monoliths and individual samples may be<br />

kept well wrapped in a domestic refrigera<strong>to</strong>r.<br />

Field archaeologists will not, however, usually<br />

have access <strong>to</strong> cold s<strong>to</strong>res, in which larger<br />

samples from waterlogged deposits should<br />

ideally be kept, and many specialists do not


have such expensive facilities either. An<br />

adequate substitute is a cellar or similar<br />

s<strong>to</strong>rage space: it should be as cool and dark<br />

as possible and not subject <strong>to</strong> fluctuating<br />

temperatures. The containers should be well<br />

sealed <strong>to</strong> prevent drying out of waterlogged<br />

samples. If a waterlogged sample does<br />

accidentally dry out it should not be rewetted,<br />

but left dry and a note put in the<br />

sample record <strong>to</strong> the effect that the sample<br />

had accidentally dried in s<strong>to</strong>rage.<br />

Freezing samples can destroy or obscure<br />

sediment structure and damage organic<br />

material, but is preferable <strong>to</strong> s<strong>to</strong>rage in warm<br />

conditions except for short periods.<br />

4 Practice<br />

This section proposes a guide <strong>to</strong> good<br />

practice for environmental archaeology<br />

sampling in fieldwork, including evaluations<br />

and full excavations. It aims <strong>to</strong> address the<br />

requirements for project planning, sampling,<br />

recording and s<strong>to</strong>rage, and <strong>to</strong> summarise<br />

some important current issues. It is not<br />

intended <strong>to</strong> be a ‘methods manual’ for all the<br />

various types of environmental material but<br />

rather a set of practical guidelines <strong>to</strong> help the<br />

project direc<strong>to</strong>r plan and manage effectively.<br />

There are other more detailed sampling<br />

manuals available for environmental<br />

archaeology, such as those produced by the<br />

Association for <strong>Environmental</strong> <strong>Archaeology</strong><br />

(1995) and Murphy and Wiltshire (1994).<br />

Specific guidelines for particular types of<br />

material are available for waterlogged wood<br />

(Brunning 1995), waterlogged leather,<br />

(English Heritage 1995), human bone<br />

(McKinley and Roberts 1993) and<br />

dendrochronology (Hillam 1998). It is hoped<br />

that specific guidelines on other aspects of<br />

archaeological science will be forthcoming.<br />

The Institute of Field Archaeologists’ (IFA)<br />

Standard and guidance for archaeological<br />

materials (2001) provides general guidance<br />

for all finds work.<br />

The present guidelines are aimed primarily<br />

at projects following the management<br />

principles set out in ‘MAP 2’ (English<br />

Heritage 1991). It is intended that they<br />

should be applicable <strong>to</strong> all archaeological<br />

projects, as these procedures are designed<br />

for the efficient execution of archaeological<br />

projects within set time and cost constraints,<br />

from fieldwork <strong>to</strong> publication, including the<br />

creation of a site archive.<br />

Definitions of briefs, specifications and<br />

project designs can be found in the<br />

Association of County Archaeological<br />

Officers’ (1993) Model briefs and specifications<br />

for archaeological assessments and field<br />

evaluations and the IFA’s Standard and<br />

guidance series (1996; 1999a; 1999b; 1999c;<br />

1999d). The document Model Clauses on<br />

Archaeological Science for Briefs and<br />

Specifications (English Heritage forthcoming)<br />

gives clauses that can be appropriately<br />

modified and incorporated in<strong>to</strong> documents.<br />

These clauses can also be used as guidance<br />

for how environmental archaeology should<br />

be considered in the formal planning process.<br />

Cura<strong>to</strong>rs will need <strong>to</strong> seek advice on the<br />

appropriateness of certain methods or types<br />

of investigation, however. Independent noncommercial<br />

advice for cura<strong>to</strong>rs can be sought<br />

from English Heritage through the Regional<br />

Advisors for Archaeological Science (listed<br />

at the end of this document). Where advice<br />

is obtained from a commercial contrac<strong>to</strong>r,<br />

it is the responsibility of the commissioning<br />

body <strong>to</strong> ensure that vested interests are openly<br />

declared and that subsequent competition<br />

is fair (IFA 1990).<br />

Full use should be made of all available<br />

sources of information on environmental<br />

potential when planning archaeological<br />

projects. <strong>Environmental</strong> evidence is present<br />

in some form on all archaeological sites and<br />

therefore the sampling and study of such<br />

material should form an integrated part of<br />

he initial project specification. It should not<br />

be tacked on as a contingency (Table 4).<br />

Desk-based assessment<br />

The purpose, definition and standards<br />

for desk-based assessment are given in<br />

IFA (1999a).<br />

The following information in a desk-based<br />

assessment can be relevant <strong>to</strong> environmental<br />

archaeology:<br />

<strong>to</strong>pography<br />

solid geology<br />

drift geology<br />

soil type<br />

aerial pho<strong>to</strong>graphs<br />

geophysical survey<br />

borehole survey and geotechnical test pits<br />

local water-table<br />

current land use and surface conditions<br />

• the nature of any previous ground<br />

disturbances<br />

•<br />

other local archaeology, including <br />

environmental archaeology<br />

Useful sources of information are geology<br />

and soil maps, previous surveys, other local<br />

archaeological reports, the sites and<br />

monuments records (SMR), the<br />

<strong>Environmental</strong> <strong>Archaeology</strong> Bibliography<br />

(EAB) (http://www.eng-h.gov.uk/eab/) and<br />

the <strong>Archaeology</strong> Data Service (ADS)<br />

(http://ads.ahds.ac.uk/).<br />

Once information from the desk-based study<br />

is available, the potential for the survival of<br />

environmental materials should be discussed<br />

with appropriate experienced specialists.<br />

Specialists appropriate <strong>to</strong> the type of materials<br />

considered likely <strong>to</strong> be encountered should<br />

join the project team <strong>to</strong> advise on the<br />

formulation of the project design. Experienced<br />

expert advice is essential at this stage <strong>to</strong> avoid<br />

wasteful or misdirected outlay of resources,<br />

or missed opportunities. It should be<br />

appreciated that, as remarked elsewhere in<br />

this document, predicting the survival of<br />

environmental remains in archaeological<br />

deposits is not an exact science (Table 1).<br />

Any schemes drawn up after an evaluation<br />

should allow sufficient flexibility <strong>to</strong> review<br />

arrangements once full fieldwork begins.<br />

Recording methods for environmental<br />

materials should be agreed before fieldwork<br />

begins and an understanding reached on any<br />

materials and equipment needed.<br />

Arrangements should be made for specialists<br />

<strong>to</strong> pay site visits once the fieldwork begins,<br />

and <strong>to</strong> stay in <strong>to</strong>uch during fieldwork so that<br />

any difficulties can be dealt with promptly.<br />

Watching briefs<br />

The purpose, definition and standard for<br />

watching briefs is given in IFA (1999b).<br />

Whether sampling is done during watching<br />

briefs depends on many fac<strong>to</strong>rs. Best practice<br />

would allow for the sampling of interpretable<br />

and datable archaeological deposits and<br />

provision should be made for this.<br />

Evaluation<br />

The purpose, definition and standard for<br />

evaluations is given in IFA (1999c). In some<br />

cases an evaluation might be the only<br />

excavation undertaken.<br />

Evaluation trenching will provide a much<br />

more reliable indication of the potential<br />

for environmental archaeology than can<br />

be predicted from a desk-based assessment.<br />

Sampling in evaluations is normally less<br />

intensive than during full excavation. It<br />

should be directed <strong>to</strong> a representative range of<br />

context types from each phase, and examine:<br />

survival of material<br />

• key archaeological contexts<br />

Where possible, specialists should be asked<br />

<strong>to</strong> make site visits as for full excavation<br />

(see below, Excavation).<br />

The results of assessments of environmental<br />

23


material should, with the rest of the excavation team <strong>to</strong> co-ordinate and moni<strong>to</strong>r<br />

•<br />

a brief account of the nature and his<strong>to</strong>ry of<br />

archaeological record, inform any further sampling, identify when there is a need <strong>to</strong> call the site<br />

planning decisions. in other specialists, and <strong>to</strong> integrate different aims and objectives of the project<br />

methodologies. This person needs <strong>to</strong> be<br />

summary of archaeological results<br />

Situations might arise where no further skilled in excavation and recording methods<br />

•<br />

context types and stratigraphic<br />

archaeological intervention is proposed and <strong>to</strong> understand the potential of a wide relationships<br />

following evaluation, yet significant range of environmental materials. phase and dating information<br />

scientific material has been retrieved and<br />

sampling and processing methods<br />

taken <strong>to</strong> assessment level only. Significant All flotation and coarse-sieved samples (see sample locations<br />

material should be analysed and published Section 3 , Sample types) should be fully preservation conditions<br />

as part of the evaluation project (English processed, preferably at the fieldwork stage. residuality/contamination<br />

Heritage, forthcoming).<br />

other relevant contextual information<br />

Assessment<br />

•<br />

list of samples and other material with an<br />

Excavation Once the material has been collected and indication of quantity <strong>to</strong> be assessed<br />

The purpose, definition and standard for processed it will need <strong>to</strong> be assessed. Every<br />

excavations is given in IFA (1999d). flot and coarse-sieved sample should be The assessment report should include:<br />

A comprehensive sampling strategy should be assessed unless determined <strong>to</strong> be unstratified<br />

agreed by the project direc<strong>to</strong>r, the specialists, or unacceptably contaminated. An assessment<br />

•<br />

specialist aims and objectives relevant <strong>to</strong><br />

and the on-site environmentalist, and will take should give consideration <strong>to</strong> the potential the project research design<br />

in<strong>to</strong> account the results of any evaluation. contribution the material could make <strong>to</strong> sampling and processing methods<br />

archaeological knowledge. The assessment<br />

assessment methods<br />

It is the project direc<strong>to</strong>r’s responsibility <strong>to</strong> should also make recommendations for the any known biases in recovery<br />

ensure that the specialists are kept informed type and scope of further analysis, and should<br />

•<br />

any known problems of contamination or<br />

about developments during excavation, feed in<strong>to</strong> the updated project design for post­ residuality<br />

including important finds, problems affecting excavation. To be cost-effective these<br />

•<br />

quantity of material assessed (how many<br />

the environmental sampling, and any decisions must be made in the light of best samples? what was the sample size?)<br />

significant alterations in strategy from what academic knowledge, and therefore need <strong>to</strong><br />

•<br />

statement on abundance, diversity and state<br />

was agreed in the project design. Specialists be carried out by specialist staff who are of preservation of the material<br />

should visit the site at appropriate times as highly experienced in studying the type of<br />

•<br />

statement of potential <strong>to</strong> contribute <strong>to</strong> the<br />

arranged with the project direc<strong>to</strong>r. Some material being assessed. project aims<br />

specialists will need <strong>to</strong> take their own samples<br />

•<br />

statement of potential <strong>to</strong> contribute <strong>to</strong><br />

(see Section 3). It is helpful <strong>to</strong> have a trained Information the specialist requires from the research issues of wider significance<br />

environmental officer on site as part of the project direc<strong>to</strong>r <strong>to</strong> carry out an assessment:<br />

•<br />

any agreed selection of organic materials<br />

Table 4 <strong>Environmental</strong> archaeology: guidance for project planning<br />

Pre-excavation<br />

Excavation including<br />

evaluation<br />

Post-excavation<br />

MAP2 stage<br />

Project planning<br />

Fieldwork<br />

Assessment<br />

Analysis and dissemination<br />

all categories<br />

• input in<strong>to</strong> costed • site visit(s)<br />

project design, eg • implementation and<br />

background<br />

revision of sampling<br />

information from similar strategies<br />

sites if relevant • collection of specialist<br />

• agree possible sampling samples by specialists<br />

strategies and number • update on costs for<br />

of site visits needed assessment<br />

• liaison over proposed • discussion of new or<br />

project timetable revised project aims<br />

• planning for deposition arising during<br />

of archive<br />

fieldwork<br />

• assessment of potential for full<br />

analysis, taking in<strong>to</strong> account quality<br />

and quantity of data, state of<br />

preservation, and its potential<br />

contribution <strong>to</strong> the project aims<br />

(and in some cases beyond?)<br />

• production of an assessment report<br />

• detailed recommendations should be<br />

made concerning whether detailed<br />

analysis is justified, and if so what<br />

should be done, how long it will take<br />

and what the costs are likely <strong>to</strong> be.<br />

• review of assessment phase/project<br />

meeting<br />

• input <strong>to</strong> updated project design<br />

• update on costs for full analysis,<br />

which should include any technical<br />

help that will be needed<br />

• full analysis as agreed<br />

• project meeting <strong>to</strong> discuss results<br />

• production of a final report for<br />

publication, and if necessary an archive<br />

report for data that will not be<br />

published; transfer of report plus data<br />

<strong>to</strong> SMR, ADS, etc, with the rest of the<br />

site archive<br />

• production of illustrations for<br />

publication<br />

• preparation of material for archiving<br />

and transfer <strong>to</strong> archival body<br />

• project meeting(s)<br />

additional/different<br />

requirements<br />

additional/different requirements<br />

additional/different requirements<br />

animal bone<br />

as above<br />

collection and sieving of<br />

coarse-sieved samples<br />

hand collection during<br />

excavation<br />

estimate of costs for analysis of DNA,<br />

stable iso<strong>to</strong>pes, etc<br />

analysis of DNA, stable iso<strong>to</strong>pes, etc;<br />

this should only be done once<br />

osteological analysis has been<br />

completed<br />

24


Pre-excavation Excavation including Post-excavation<br />

evaluation<br />

MAP2 stage Project planning Fieldwork Assessment Analysis and dissemination<br />

sorting of dry residues<br />

human remains as above on-site presence of<br />

specialist *<br />

assessment of potential of assemblage<br />

for analysis in terms of site-specific<br />

analysis of DNA, stable iso<strong>to</strong>pes, etc;<br />

this should only be done once<br />

* During evaluations, as above washing of bone and more general questions osteological analysis has been<br />

human bones are marking of bone estimate of costs for analysis of DNA, completed<br />

usually left wet-sieving soil samples stable iso<strong>to</strong>pes, etc<br />

undisturbed.<br />

sorting of residues from<br />

sieved soil samples<br />

insects, etc as above sampling paraffin flotation sorting of flots; might also require<br />

preparation of additional samples if<br />

recommended in the assessment<br />

egg shell as above site visit not essential sample preparation<br />

sieving of samples as<br />

specified by specialist<br />

molluscs as above sampling sample preparation might also require preparation of<br />

additional samples if recommended in<br />

the assessment<br />

ostracods as above sampling sub-sampling, if necessary, from<br />

specialist samples or monolith<br />

column<br />

sample preparation<br />

foraminifera as above sampling sub-sampling, if necessary, from<br />

specialist samples or monolith<br />

column<br />

sample preparation<br />

might also require preparation of<br />

additional samples if recommended in<br />

the assessment<br />

might also require preparation of<br />

additional samples if recommended in<br />

the assessment<br />

parasite ova as above sampling sample preparation<br />

plant macrofossils as above sampling assessment of all flots and proportion sorting of flots; may also include<br />

(charred and mineral- flotation of all flotation of residues additional sorting of dry residues<br />

replaced)<br />

samples<br />

sorting of dry residues<br />

plant macrofossils as above sampling sample processing for waterlogged sorting of waterlogged samples; might also<br />

(waterlogged) sediments require preparation of additional samples<br />

if recommended in the assessment<br />

wood as above sampling<br />

cleaning if necessary<br />

recording of <strong>to</strong>ol marks<br />

s<strong>to</strong>rage in suitable<br />

conditions<br />

charcoal as above sampling<br />

flotation/sieving of samples<br />

extraction of charcoal<br />

from dry residues<br />

sorting of flots<br />

pollen and spores as above sampling sediment description and sub-sampling might also require preparation of<br />

in the labora<strong>to</strong>ry<br />

additional samples if recommended in<br />

pollen preparations<br />

the assessment<br />

phy<strong>to</strong>liths and dia<strong>to</strong>ms as above sampling sub-sampling might also require preparation of<br />

sample preparation<br />

additional samples if recommended in<br />

the assessment<br />

biomolecules as above seek specialist advice seek specialist advice seek specialist advice<br />

geoarchaeology<br />

explora<strong>to</strong>ry coring<br />

exercise and report<br />

if required<br />

sampling<br />

coring (sometimes as an<br />

extension <strong>to</strong> excavation)<br />

site visit report if<br />

geoarchaeological<br />

involvement goes no<br />

further<br />

full description of soils and sediments<br />

(In some cases some thin sections and<br />

some analytical tests might be needed<br />

as a guide <strong>to</strong> what will be required in<br />

the analysis phase.)<br />

thin section preparation (as this can take<br />

several months, samples might need <strong>to</strong><br />

be sent off before the analysis stage<br />

starts)<br />

all remaining scientific tests<br />

dating<br />

costs <strong>to</strong> be included in selection and submission may take place at the fieldwork, assessment or analysis stages<br />

project design<br />

25


for radiocarbon dating, or <br />

recommendations of suitable material <br />

for dating<br />

•<br />

recommendations for future work,<br />

including full analysis<br />

standard description of soils and sediments<br />

• time required and costings for future work<br />

Analysis and reporting<br />

The type and level of analysis needed should<br />

be clear from the assessment report and<br />

agreed between project direc<strong>to</strong>r and<br />

specialist. The report should state aims<br />

in relation <strong>to</strong> the project research design,<br />

methods, results and conclusions. Reports<br />

should include clear statements of<br />

methodology. The results from scientific<br />

analysis should be clearly distinguished<br />

from their interpretation. Non-technical<br />

summaries of results should be included.<br />

The full data from the analysis should be<br />

presented. Access <strong>to</strong> data from other aspects<br />

of the site will allow the production of an<br />

integrated report.<br />

Reports should include:<br />

Introduction<br />

Aims and objectives<br />

Methods<br />

Results – including the full data set<br />

Discussion<br />

• Conclusion<br />

Dissemination and archiving<br />

Sites and Monuments Record<br />

It is essential that a report on any<br />

archaeological intervention, even if it goes no<br />

further than an evaluation, should be lodged<br />

with the local SMR as promptly as possible.<br />

This is necessary <strong>to</strong> inform future<br />

interventions and guide the local planning<br />

authority on future decisions. <strong>Environmental</strong><br />

information should form part of this report,<br />

including any information on deposits and<br />

preservation of biological remains.<br />

Publication<br />

The publication of the full data in association<br />

with their interpretation should be<br />

encouraged, in the text of printed reports<br />

or in the main body of reports disseminated<br />

by electronic means. At the minimum,<br />

publication needs <strong>to</strong> include a basic<br />

description of the material, methods of<br />

analysis, interpretation of results and<br />

sufficient data <strong>to</strong> support the conclusions<br />

drawn. The location of the environmental<br />

archive should also be included, as should the<br />

scope and limitations of the study as well as<br />

relevance <strong>to</strong> other work and any<br />

recommendations for future work. Nonstandard<br />

methodologies must be described<br />

and justified.<br />

There is often a conflict in communicating<br />

the results of any analyses <strong>to</strong> specialist and<br />

general readerships. The publication needs<br />

<strong>to</strong> address both. The interpretation and<br />

conclusions of the study should be aimed at<br />

a general archaeological readership.<br />

Information of particular interest <strong>to</strong><br />

specialists within the particular field of study,<br />

including illustrations of unusual or<br />

important material should also be included.<br />

Archiving<br />

The environmental archive is made up of<br />

the environmental material itself and the<br />

associated data. These are both part of the<br />

site archive and should be deposited with it<br />

in the receiving museum. Both the data and<br />

the materials should be accessible.<br />

Preparation of the archives for long-term<br />

s<strong>to</strong>rage should be undertaken with reference<br />

<strong>to</strong> the guidelines for long-term s<strong>to</strong>rage given<br />

by Walker (1990). Decisions on discard<br />

policies should be made in consultation<br />

between the specialist, the project direc<strong>to</strong>r<br />

and the receiving museum. Human remains<br />

form a special case and reference should be<br />

made <strong>to</strong> McKinley and Roberts (1993).<br />

The data archive should contain the full<br />

data set, including codes, electronic files of<br />

data and metadata, and text files, diagrams,<br />

pho<strong>to</strong>s, etc.<br />

It is sometimes desirable for material <strong>to</strong> be<br />

retained by specialists for future study. This<br />

should only take place with the permission<br />

of the site direc<strong>to</strong>r and the owner of the<br />

material. Such material is also part of the site<br />

archive. A description of the material and its<br />

location should be entered in the site archive.<br />

A summary of the archived data should<br />

include a sufficient description of what is in the<br />

archive <strong>to</strong> enable future researchers <strong>to</strong> decide<br />

whether or not the data are relevant <strong>to</strong> their<br />

concerns. The existence of data in an archive<br />

and its location should also be in the SMR.<br />

The publication Standards in the Museum<br />

Care of Archaeological Collections (Museum<br />

and Galleries Commission 1992) gives<br />

standards for archive deposition in<br />

receiving museums.<br />

Standards for digital archiving are available<br />

from the <strong>Archaeology</strong> Data Service. The<br />

publication Digital Archives from Excavation<br />

and Fieldwork: <strong>Guide</strong> <strong>to</strong> Good Practice (1st and<br />

2nd editions) can be obtained from their<br />

website: http://ads.ahds.ac.uk/project/<br />

goodguides/g2gp.html<br />

Appendix: case studies<br />

To develop and implement an appropriate<br />

and cost-effective sampling strategy,<br />

careful thought is needed at all stages of<br />

the archaeological process. The following<br />

case studies provide some examples of<br />

good practice.<br />

Preparing project designs:<br />

Resources for palaeoenvironmental sampling are<br />

always limited.The most informative results will<br />

be obtained where a sampling programme<br />

targeted <strong>to</strong>wards answering specific questions can<br />

be developed. Plainly, contingencies are necessary<br />

<strong>to</strong> allow for the unpredictable, but in general a<br />

focused and interrogative approach is best, <strong>to</strong><br />

avoid dissipating resources in the production of<br />

redundant and repetitive data.The questions <strong>to</strong><br />

be addressed will relate <strong>to</strong> Regional Research<br />

Frameworks, but frequently there will also be a<br />

need <strong>to</strong> define a more local framework. Data<br />

from Desk-based assessment, field evaluation<br />

and sometimes (as below) some additional<br />

analysis will feed in<strong>to</strong> this. Close collaboration<br />

between cura<strong>to</strong>rs, consultants, developers, field<br />

units, archaeological scientists and advisers helps<br />

<strong>to</strong> ensure a successful outcome.<br />

Ivel Farm, Bedfordshire<br />

A planning application was submitted for<br />

mineral extraction in a 24 hectare site at Ivel<br />

Farm, on the floodplain of the River Ivel,<br />

Bedfordshire. The developer, now RMC<br />

Aggregates (Eastern Counties) Ltd, was<br />

advised by the Archaeological Conservation<br />

Officer (ACO), Bedfordshire County<br />

Council, that, before determination of the<br />

application, information would be needed on<br />

the archaeological impact. A specification and<br />

project design was agreed with the ACO, and<br />

the Bedfordshire County <strong>Archaeology</strong> Service<br />

(now Albion <strong>Archaeology</strong>) was commissioned<br />

by The Guildhouse Consultancy, on behalf of<br />

the developer, <strong>to</strong> undertake evaluation.<br />

The evaluation demonstrated extensive<br />

Mesolithic–Bronze Age and Roman activity,<br />

partly sealed by alluvium, as well as several<br />

palaeochannels, including waterlogged<br />

sediment sequences.<br />

It was plain that Archaeological Science<br />

aspects of the site would form a significant<br />

part of the project design for excavation,<br />

and also a major cost component. It was<br />

necessary <strong>to</strong> develop a well defined strategy<br />

for Archaeological Science <strong>to</strong> maximise the<br />

information yield from the resources available<br />

and <strong>to</strong> avoid an open-ended financial<br />

commitment on the developer’s part.<br />

Following meetings involving the ACO,<br />

Consultant, Field Unit and English Heritage<br />

26


Adviser, however, it became clear that<br />

developing a strategy was hampered by the<br />

fact that earlier archaeological investigations<br />

in the Ivel Valley had not progressed beyond<br />

assessment, and were only published in<br />

outline. It was impossible <strong>to</strong> define a local<br />

research framework. Dr Mark Robinson was<br />

therefore commissioned <strong>to</strong> undertake analysis<br />

of plant macrofossils, insects and molluscs<br />

from selected samples from earlier<br />

excavations at a comparable site nearby –<br />

Warren Villas. A targeted programme of<br />

radiocarbon dating was also carried out.<br />

From this, Dr Robinson was able <strong>to</strong> present<br />

a model for changing land use and hydrology<br />

for the Middle Ivel Valley (Robinson 2001b).<br />

Sampling during excavation at Ivel Farm will<br />

be directed <strong>to</strong>wards verifying this model and<br />

detecting any spatial variability in<br />

environmental conditions and land use in the<br />

valley. The ACO’s Brief and Project Design<br />

incorporate this approach.<br />

Thanks are due <strong>to</strong> RMC Aggregates (Eastern<br />

Counties) Ltd for their enlightened approach<br />

<strong>to</strong> this project.<br />

Watching brief<br />

Results from evaluation may indicate that no<br />

more than a watching brief is required, at least<br />

for parts of sites.There is always the potential<br />

for unexpected significant finds, however, as<br />

illustrated in this case study. Always, but<br />

especially in this situation, good communication<br />

and close collaboration between all those<br />

involved in the project are the key <strong>to</strong> its<br />

successful application.<br />

Swalecliffe, Kent (RPS Consultants 2000)<br />

Evaluation at this site related <strong>to</strong> the<br />

construction of a wastewater improvement<br />

scheme at Swalecliffe Wastewater Treatment<br />

Works, Swalecliffe, near Whitstable, Kent. The<br />

specifications were written by Kent County<br />

Council (KCC) archaeologists in March<br />

2000 and the investigation carried out by RPS<br />

Consultants, archaeological consultants <strong>to</strong><br />

Southern Water. Several other evaluations and<br />

watching briefs around the site had shown the<br />

presence of late prehis<strong>to</strong>ric cut features and a<br />

sequence of Pleis<strong>to</strong>cene deposits including<br />

remains of woolly rhinoceros and mammoth.<br />

The new evaluation was specifically aimed at<br />

investigating the latter deposits further.<br />

Although the Pleis<strong>to</strong>cene deposits were relocated<br />

during the evaluation, no diagnostic<br />

palaeoenvironmental remains were found and<br />

the results proved less productive than<br />

anticipated. During a watching brief,<br />

however, a slab of concrete outside the<br />

immediate evaluation area under observation<br />

was moved, revealing a waterlogged Late<br />

Bronze Age pit complex. On the insistence of<br />

the KCC, all seventeen pits, which included<br />

well preserved organic remains and wooden<br />

artefacts, were excavated and recorded by the<br />

RPS Consultants field staff. RPS were aided<br />

by Archaeoscape (Royal Holloway College),<br />

who had been commissioned <strong>to</strong> carry out the<br />

environmental work for the evaluation.<br />

Experts operating in the south-east visited at<br />

short notice <strong>to</strong> advise on the sampling, dating,<br />

lifting and treatment of worked wood and<br />

other organic materials.<br />

Following meetings <strong>to</strong> consider funding,<br />

Southern Water supported the costs of postexcavation<br />

work as estimated by the<br />

consultants. RPS Consultants provided the<br />

funds for the five radiocarbon dates and a<br />

significant contribution for the<br />

dendrochronology, as well as additional staff<br />

time. Help in kind was provided by English<br />

Heritage <strong>to</strong> cover part of the cost of<br />

dendrochronology.<br />

A dendrochronological report (Tyers 2001)<br />

and environmental reports by Archaeoscape<br />

have been produced and a publication is<br />

planned for the beginning of 2002. Although<br />

more radiocarbon dates could be obtained<br />

and, it is hoped, will be, results are at the<br />

moment quite substantial. Data on the<br />

functions of these features were obtained<br />

from analysis of pollen, plant macrofossils,<br />

insects, molluscs and animal bones. It was<br />

concluded that they were wells, cut and recut<br />

at intervals of possibly 30–50 years, and used<br />

continuously over a 500–year period<br />

(Masefield et al forthcoming).<br />

Evaluation<br />

The environmental archaeology component of<br />

evaluation involves, first, an assessment of<br />

preservation conditions for biological remains,<br />

soils and sediments.The potential of these sources<br />

of data <strong>to</strong> provide pertinent results for site<br />

interpretation, or <strong>to</strong> contribute <strong>to</strong> a wider<br />

understanding of landscape development, must<br />

also be considered.Where preservation (in situ) is<br />

the preferred option, appraisal of likely impacts of<br />

the development on the archaeological deposits is<br />

needed. Commonly, samples and other material<br />

will be obtained from evaluation trenches, but<br />

deeply stratified sites present special problems, as<br />

outlined below.<br />

Barnwood Court, Silver<strong>to</strong>wn, East London<br />

A geoarchaeological evaluation was carried out<br />

in advance of housing development under an<br />

archaeological condition on the planning<br />

consent, advised under PPG16. The<br />

evaluation was designed <strong>to</strong> characterise the<br />

sedimentary his<strong>to</strong>ry of the site, particularly<br />

with reference <strong>to</strong> the changing his<strong>to</strong>ry of the<br />

Thames and <strong>to</strong> establish whether any<br />

archaeological remains might have been<br />

present. Using the previously existing<br />

geotechnical data, the seven boreholes were<br />

sited in order <strong>to</strong> gain maximum data collection<br />

across the site; the consultant and contrac<strong>to</strong>r<br />

<strong>to</strong>gether under<strong>to</strong>ok this process. Drilling <strong>to</strong>ok<br />

place using a rig hired specifically for the<br />

archaeological project, and moni<strong>to</strong>red<br />

throughout by a geoarchaeologist.<br />

Following fieldwork, the assessment stage<br />

consisted of lithological examination<br />

(description, X-ray, magnetic susceptibility<br />

and loss-on-ignition) with assessment of the<br />

pollen and dia<strong>to</strong>m content in order <strong>to</strong> examine<br />

adequately the river regime and vegetation<br />

dynamics. A chronological framework was<br />

constructed with two radiocarbon dates per<br />

borehole. The assessment indicated no<br />

evidence of on-site human presence, while<br />

making it clear that borehole evaluations are<br />

very much a first-stage evaluation <strong>to</strong>ol and<br />

that trench evaluation should supplement the<br />

use of boreholes wherever possible. No further<br />

fieldwork was undertaken, as the chances of<br />

any archaeological remains occurring were<br />

thought <strong>to</strong> be low and the depth <strong>to</strong> intact<br />

stratigraphy would have made trench<br />

investigation difficult. Nevertheless, the<br />

palaeoenvironmental aspects were deemed<br />

sufficiently important as a background <strong>to</strong> the<br />

regional archaeology <strong>to</strong> persuade the<br />

developer <strong>to</strong> fund the analysis of the sequence<br />

data. The analysis examined the issues of site<br />

formation processes, vegetational his<strong>to</strong>ry and<br />

relative sea-level change more fully, and has<br />

since been published (Wilkinson et al 2000).<br />

The report has been used by other fieldwork<br />

projects in the area as important information<br />

on regional vegetation types.<br />

Excavation<br />

Two case studies of palaeoenvironmental<br />

sampling undertaken within well defined research<br />

frameworks are given here – one urban, one<br />

rural.The desirability of having an<br />

‘environmentalist’ present on site, and the<br />

absolute need for frequent site visits by specialist<br />

archaeological scientists are highlighted. Largescale<br />

sampling can present logistical problems:<br />

coarse-sieving and flotation should be seen as<br />

part of the excavation process, and where<br />

possible, undertaken concurrently with it. An<br />

approach <strong>to</strong> fieldwork, assessment and analysis<br />

consistent with MAP2 provides scope for<br />

definition of new research objectives, not apparent<br />

at the outset.<br />

Number One Poultry, City of London.<br />

The excavations carried out at Number One<br />

Poultry were among the largest undertaken in<br />

this country. Approximately 9000 m 3 of Iron<br />

27


Age <strong>to</strong> post-medieval archaeology was<br />

excavated by hand. Initially, consent for work<br />

was given before PPG16 was issued, but the<br />

project was deferred until 1994 when the<br />

initial consent was revised, in consultation<br />

with the developer and City of London<br />

archaeologist. The project was then run along<br />

PPG16 and MAP2 lines.<br />

The environmental strategy was discussed<br />

significantly before evaluation with an<br />

environmental project design and then a<br />

sampling strategy was prepared using local<br />

knowledge and incorporating data from the<br />

evaluation. A minimum of one<br />

environmentalist was present throughout all<br />

the fieldwork, <strong>to</strong> oversee and modify the<br />

sampling strategy where and when necessary,<br />

<strong>to</strong> facilitate the work of the other<br />

environmental specialists visiting and<br />

sampling, and <strong>to</strong> assist and moni<strong>to</strong>r the<br />

sample processing, which was carried out in<br />

a dedicated facility on-site. A little more than<br />

one thousand samples for coarse-sieving and<br />

flotation were collected, both waterlogged<br />

and dry, as well as several hundred<br />

inhumations and several <strong>to</strong>ns of timber,<br />

animal bone and shell.<br />

The sample processing was completed a few<br />

weeks after excavation with the exception of<br />

subsamples, which were retained for specialist<br />

analysis. The project moved straight on <strong>to</strong><br />

assessment with the completion of the<br />

stratigraphic archive, also undertaken during<br />

fieldwork. The assessment revealed an<br />

enormous diversity of biological material as<br />

well as good potential for using the<br />

geoarchaeological samples <strong>to</strong> reconstruct site<br />

formation processes and hydrological<br />

regimes. The assessment targeted how <strong>to</strong><br />

proceed with reference <strong>to</strong> the original<br />

research questions, additionally highlighted<br />

a number of new research objectives based<br />

on the material recovered.<br />

A review occurred on completion of the<br />

assessment, and the analyses of pollen,<br />

insects, wood, dendrochronology,<br />

geoarchaeology, bones, molluscs, dia<strong>to</strong>ms,<br />

ostracods, parasites, eggshell and plant<br />

macrofossils went ahead. The full<br />

monographs are not yet published, but a<br />

popular book, Heart of the City (Rowsome<br />

2000) has been published, incorporating<br />

information from the biological remains.<br />

The Arrow Valley (Palmer 2000)<br />

Archaeological investigations <strong>to</strong>ok place in the<br />

Arrow Valley, Warwickshire, during 1993–4,<br />

in advance of road construction. The river<br />

Arrow is a major tributary of the<br />

Warwickshire Avon. Several sites within a few<br />

kilometres of each other, spanning in date the<br />

Neolithic <strong>to</strong> Saxon periods, were excavated<br />

along the line of the road. A previous<br />

excavation related <strong>to</strong> the same road scheme<br />

had been undertaken at a nearby medieval<br />

settlement at Boteler’s Castle (Jones et al<br />

1997). A major research aim of the project<br />

was the consideration of changes in human<br />

activity and landscape use through time.<br />

The investigations were funded by the<br />

Highways Agency and carried out by the<br />

Warwickshire Museum.<br />

Samples for charred plant remains were taken<br />

following a strategy agreed between the<br />

project direc<strong>to</strong>r and the charred plant<br />

remains specialist, and reviewed during site<br />

visits by the specialist. The strategy was<br />

intended <strong>to</strong> recover evidence from every<br />

feature type and also <strong>to</strong> sample a number of<br />

similar features from each phase in order <strong>to</strong><br />

compare like with like. This was done for<br />

each phase of each site and thus the sampling<br />

was quite extensive. Bone preservation was<br />

reasonably good, but the actual amount<br />

present was fairly limited; thus, only hand<br />

collection of bone was undertaken, with the<br />

exception of a Bronze Age cremation pyre,<br />

where the pyre contexts were recovered in<br />

their entirety and wet-sieved <strong>to</strong> 1mm. The<br />

single waterlogged feature encountered, a<br />

Roman ditch, was sampled collectively by<br />

the specialists for beetles, plant macrofossils<br />

and pollen.<br />

Individual specialists under<strong>to</strong>ok assessment of<br />

the material. Cremated human remains,<br />

waterlogged plant remains, beetles and pollen<br />

were all recommended for full analysis. The<br />

animal bone specialist concluded that, given<br />

the limited size of the assemblage, no further<br />

analysis was needed on the animal bones, but<br />

the results of the assessment were included in<br />

the final report.<br />

All of the samples for charred plant<br />

macrofossils were assessed and selected<br />

samples were recommended for further<br />

analysis according <strong>to</strong> the specialist’s<br />

judgement of their potential <strong>to</strong> contribute <strong>to</strong><br />

the project research aims. The charred plant<br />

remains assessment identified which samples<br />

had abundant wood charcoal. These data<br />

provided a sufficient basis for the charcoal<br />

specialist and project direc<strong>to</strong>r <strong>to</strong> discuss and<br />

agree which samples should be analysed for<br />

wood charcoal, without the charcoal specialist<br />

having <strong>to</strong> look at all the flots.<br />

The integrated results of the environmental<br />

evidence, especially when considered within<br />

the whole picture for each site, show very<br />

clearly a changing s<strong>to</strong>ry of human landscape<br />

use. From possible ritual use in the Neolithic,<br />

probably within a landscape of still-abundant<br />

woodland resources, there emerged definite<br />

ritual use in the Bronze Age, with a small<br />

amount of evidence for managed woodland.<br />

The sparse Iron Age evidence appears <strong>to</strong><br />

suggest a domestic settlement with some<br />

arable activity. There is clear evidence that by<br />

the late Roman period there was a very open,<br />

managed landscape with a mixed arable and<br />

pas<strong>to</strong>ral economy. The greater amount of<br />

evidence from the Roman period enabled<br />

more detailed work <strong>to</strong> be done, which defined<br />

some of the possible human activities that<br />

had been taking place. There was also<br />

possibly an economic change in the use of<br />

the area from the early <strong>to</strong> later Roman<br />

periods. In the Saxon period there was a<br />

change in domestic activities related <strong>to</strong> the<br />

use of plant resources.<br />

The results of this study have contributed<br />

greatly <strong>to</strong> the current understanding of<br />

settlement and landscape change in southern<br />

Warwickshire, and have provided wider<br />

research implications for other archaeological<br />

studies in the Avon drainage system.<br />

28


Glossary<br />

agglutinated consisting of particles<br />

cemented <strong>to</strong>gether<br />

alluvial waterlain sediment; not marine or<br />

estuarine<br />

analogue an equivalent organism or<br />

environment – modern analogues are used<br />

<strong>to</strong> interpret past situations or species<br />

anoxic oxygen-depleted<br />

arachnids spiders, mites and various other<br />

eight-legged arthropods<br />

aragonite one of the crystalline forms of<br />

calcium carbonate<br />

Arthropoda phylum including approximately<br />

80% of all animals, among which are insects,<br />

spiders, centipedes and crabs<br />

biogenic formed by living organisms<br />

biomolecules biological molecules such as<br />

lipids, proteins and DNA<br />

bioturbation soil or sediment disturbance<br />

caused by living organisms<br />

calcareous containing or characteristic of<br />

calcium carbonate<br />

calcined burnt white<br />

calcite the commonest crystalline form of<br />

calcium carbonate<br />

chironomids non-biting midges<br />

chitin skeletal material found in certain<br />

invertebrates, especially arthropods; it is a<br />

carbohydrate, containing nitrogen<br />

cladocerans a group of freshwater<br />

crustaceans; ephippia (‘egg cases’) of<br />

Daphnia spp, the water flea, are the most<br />

commonly encountered on archaeological<br />

sites<br />

collagen fibrous protein, one of the key<br />

skeletal substances<br />

colluvium sediment transported by slope<br />

processes<br />

coprolites mineral-preserved faeces<br />

crustaceans class of Arthropoda including<br />

crabs and water fleas with an outer shell or<br />

cuticle<br />

demography the numerical study of human<br />

populations<br />

dendrochronology tree-ring dating<br />

desiccation extreme drying out (used <strong>to</strong><br />

describe a form of preservation)<br />

dia<strong>to</strong>ms unicellular aquatic algae<br />

DNA Deoxyribonucleic Acid, which contains<br />

the genetic information of an organism<br />

ecdysis moulting (in the case of ostracods<br />

and other crustacea – shedding their old<br />

shell and secreting a new one approximately<br />

twice the size)<br />

ecology the study of the relationship of<br />

plants and animals <strong>to</strong> each other and their<br />

surroundings<br />

exoskele<strong>to</strong>n skele<strong>to</strong>n covering outside of<br />

body, or in the skin<br />

foraminifera mainly marine pro<strong>to</strong>zoa with<br />

shells or tests, generally microscopic<br />

frustule dia<strong>to</strong>m cell consisting of two valves<br />

gley a soil strongly affected by waterlogging<br />

interstadial short warm phase within glacial<br />

periods<br />

invertebrate collective term for all animals<br />

without backbones<br />

karst montane hard limes<strong>to</strong>ne<br />

Kubiena box sampling box used for soil<br />

micromorphology, open-sided with lids on<br />

both sides<br />

lignin complex carbohydrate polymer found<br />

in cell walls of many plants, giving strength<br />

and forming up <strong>to</strong> 30% of the wood of trees<br />

lipid fat<br />

loess wind-blown sediment, usually of silt<br />

machair fixed dune pasture/grassland of<br />

shell sand<br />

macrofossil small biological remains; term is<br />

usually applied <strong>to</strong> plant parts such as seeds,<br />

nut shells, fruit s<strong>to</strong>nes and stem parts but is<br />

also appropriate <strong>to</strong> any remains visible <strong>to</strong><br />

the naked eye<br />

marl a precipitated sediment found in lake<br />

bot<strong>to</strong>ms<br />

metadata data calculated from primary<br />

data, eg percentages derived from original<br />

counts of items; often used in syntheses<br />

micron a measurement: thousandths of a<br />

millimetre<br />

nema<strong>to</strong>de worm unsegmented worms,<br />

typically parasitic on plants or animals<br />

ostracods sub-class of crustaceans with twovalved<br />

shell, generally a few mm in length<br />

pH a measure of acidity/alkalinity<br />

phylum major group in classification of<br />

animals<br />

phy<strong>to</strong>liths microscopic silica bodies<br />

produced by many plants<br />

podzol an infertile acidic soil that forms in<br />

cool moist climates<br />

polarised light light vibrating in certain<br />

narrow planes<br />

polysaccharide complex carbohydrate of<br />

large, often fibrous molecules – important<br />

structural material<br />

protists single-celled organisms with a<br />

nucleus<br />

puparia the case in which some insects<br />

develop from larva <strong>to</strong> adult<br />

pyrite iron sulphide mineral<br />

rendzina dark soil that develops below<br />

grasslands in limes<strong>to</strong>ne or chalk areas<br />

silica an inert compound forming part or all<br />

of many minerals such as quartz, but<br />

deposited by some plants within their tissues<br />

stable iso<strong>to</strong>pe slightly different forms<br />

(different masses) of an element that behave<br />

in the same way chemically<br />

taphonomy study of post-depositional<br />

processes<br />

tephra fine, often microscopic, volcanic ash<br />

test type of shell (typically in foraminifera)<br />

thorax the section behind the head in insects<br />

bearing legs and wings<br />

tufa a calcareous precipitated sediment often<br />

found in springs, rivers and lakes<br />

vaterite a rare crystalline form of calcium<br />

carbonate<br />

vertebrate animals which have a skull, spinal<br />

column and skele<strong>to</strong>n of cartilage or bone<br />

29


Where <strong>to</strong> get advice<br />

The first point of contact should be your<br />

local English Heritage advisor for<br />

archaeological science. The nine regional<br />

advisors for archaeological science are<br />

available <strong>to</strong> provide independent noncommercial<br />

advice on environmental<br />

archaeology and other aspects of<br />

archaeological science. They are based in<br />

universities or in the English Heritage<br />

regional offices. Please contact regional<br />

advisors currently based in universities at<br />

their university addresses, using the regional<br />

office address as a further contact point<br />

when necessary.<br />

East of England (Bedfordshire,<br />

Cambridgeshire, Essex, Hertfordshire,<br />

Norfolk, Suffolk)<br />

Mr Peter Murphy<br />

Centre of East Anglian Studies<br />

<strong>University</strong> of East Anglia<br />

Norwich<br />

NR4 7TJ<br />

Tel: 01603–592662<br />

Fax: 01603 592660<br />

E-mail: p.l.murphy@uea.ac.uk<br />

English Heritage Regional Office<br />

67–74 Burleigh Street<br />

Cambridge<br />

CB1 1DJ<br />

Tel: 01223 582700<br />

East Midlands (Derbyshire, Leicestershire,<br />

Rutland, Lincolnshire, Nottinghamshire,<br />

Northamp<strong>to</strong>nshire)<br />

Dr Jim Williams<br />

English Heritage regional office<br />

44 Derngate<br />

Northamp<strong>to</strong>n<br />

NN1 1UH<br />

Tel: 01604 735400<br />

E-mail: Jim.Williams@english-heritage.org.uk<br />

London<br />

Ms Jane Sidell<br />

<strong>University</strong> College London<br />

Institute of <strong>Archaeology</strong><br />

31–34 Gordon Square<br />

London<br />

WC1H OPY<br />

Tel: 0207 679 4928<br />

Fax: 0207 383 2572<br />

E-mail: j.sidell@ucl.ac.uk<br />

English Heritage Regional Office<br />

23 Savile Row<br />

London<br />

W1X 1AB<br />

Tel: 0207 973 3000<br />

North East (Northumberland, Durham<br />

(including former Cleveland), Tyne & Wear,<br />

all of Hadrian’s Wall)<br />

Mrs Jacqui Huntley<br />

Department of <strong>Archaeology</strong><br />

<strong>University</strong> of Durham<br />

Science Labora<strong>to</strong>ries<br />

Durham<br />

DH1 3LE<br />

Tel and fax: 0191 374 3643<br />

E-mail: J.P.Huntley@durham.ac.uk<br />

English Heritage Regional Office<br />

Bessie Surtees House<br />

41–44 Sandhill,<br />

Newcastle upon Tyne<br />

NE1 3JF<br />

Tel: 0191 269 1585<br />

North West (Cheshire, former Greater<br />

Manchester, former Merseyside, Lancashire,<br />

Cumbria (excluding Hadrian’s Wall: see<br />

North East))<br />

Dr Sue Stallibrass<br />

<strong>University</strong> of Liverpool<br />

School of <strong>Archaeology</strong>, Classics and Oriental<br />

Studies (SACOS)<br />

William Hartley Building<br />

Brownlow Street<br />

Liverpool L69 3GS<br />

Tel: 0151 794 5046<br />

Fax: 0151 794 5057<br />

E-mail: Sue.Stallibrass@liv.ac.uk<br />

English Heritage Regional Office<br />

Canada House<br />

3 Cheps<strong>to</strong>w Street<br />

Manchester<br />

M1 5FW<br />

Tel: 0161 242 1400<br />

South East (Kent, Surrey, Sussex (East and<br />

West), Berkshire, Buckinghamshire,<br />

Oxfordshire, Hampshire, Isle of Wight)<br />

Dr Dominique de Moulins<br />

<strong>University</strong> College London<br />

Institute of <strong>Archaeology</strong><br />

Room 204A<br />

31–34 Gordon Square<br />

London WC1H OPY<br />

Tel: 0207 679 1539<br />

Fax: 0207 383 2572<br />

E-mail: d.moulins@ucl.ac.uk<br />

English Heritage Regional Office<br />

Eastgate Court<br />

195–205 High Street<br />

Guildford<br />

GU1 3EH<br />

Tel: 01483 252000<br />

South West (Cornwall, Isles of Scilly, Devon,<br />

Somerset, Dorset, Wiltshire, Gloucestershire,<br />

Bath and NE Somerset, Bris<strong>to</strong>l, South<br />

Gloucestershire, North Somerset)<br />

Ms Vanessa Straker<br />

School of Geographical Sciences<br />

Bris<strong>to</strong>l <strong>University</strong><br />

<strong>University</strong> Road<br />

Bris<strong>to</strong>l<br />

BS8 1SS<br />

Tel: 0117 928 7961<br />

Fax: 0117 928 7878<br />

E-mail: V.Straker@bris<strong>to</strong>l.ac.uk<br />

English Heritage Regional Office<br />

29 Queen Square<br />

Bris<strong>to</strong>l<br />

BS1 4ND<br />

0117 975 0700<br />

West Midlands (Herefordshire,<br />

Worcestershire, Shropshire, Staffordshire,<br />

the former county of ‘West Midlands’,<br />

Warwickshire)<br />

Ms Lisa Moffett<br />

Department of Ancient His<strong>to</strong>ry and<br />

<strong>Archaeology</strong><br />

<strong>University</strong> of Birmingham<br />

Edgbas<strong>to</strong>n<br />

Birmingham<br />

B15 2TT<br />

Tel: 0121 414 5493<br />

Fax: 0121 414 3595<br />

E-mail: l.c.moffett@bham.ac.uk<br />

English Heritage Regional Office<br />

112 Colemore Row<br />

Birmingham<br />

B3 3AG<br />

Tel: 0121 625 6820<br />

Yorkshire Region (North Yorkshire, former<br />

South and West Yorkshire and Humberside<br />

(East Riding of Yorkshire, Kings<strong>to</strong>n-upon-<br />

Hull, North Lincolnshire and North East<br />

Lincolnshire))<br />

Mr Ian Panter<br />

English Heritage<br />

37 Tanner Row<br />

York<br />

Y01 6WP<br />

Tel: 01904 601983<br />

Fax: 01904 601997<br />

Mobile: 07967 706869<br />

E-mail: Ian.Panter@english-heritage.org.uk<br />

30


Advice can also be provided by the<br />

<strong>Environmental</strong> Studies section of the Centre<br />

for <strong>Archaeology</strong>, English Heritage, Fort<br />

Cumberland, Fort Cumberland Road,<br />

Eastney, Portsmouth PO4 9LD; Telephone:<br />

02392 856700; Fax: 02392 856701<br />

Plant macrofossils<br />

Gill Campbell: 02392 856780;<br />

Gill.Campbell@english-heritage.org.uk<br />

Pollen<br />

David Robinson: 02392 856776;<br />

David.Robinson@english-heritage.org.uk<br />

Geoarchaeology<br />

Matthew Canti: 02392 856775;<br />

Matt.Canti@english-heritage.org.uk<br />

Animal bones<br />

Polydora Baker: 02392 856774;<br />

Polydora.Baker@english-heritage.org.uk<br />

Human bones<br />

Simon Mays: 02392 856779;<br />

Simon.Mays@english-heritage.org.uk<br />

References<br />

<strong>Archaeology</strong> Data Service. Digital Archives<br />

from Excavation and Fieldwork: guide <strong>to</strong> good<br />

practice (1st and 2nd edns).<br />

http://ads.ahds.ac.uk/project/goodguides/g2gp.<br />

html (Accessed December 2001)<br />

Association for <strong>Environmental</strong><br />

<strong>Archaeology</strong> 1995 <strong>Environmental</strong> <strong>Archaeology</strong><br />

and Archaeological Evaluations:<br />

recommendations concerning the environmental<br />

archaeology component of archaeological<br />

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Association for <strong>Environmental</strong> <strong>Archaeology</strong><br />

Number 2 (also available online via<br />

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Association of County Archaeological<br />

Officers 1993 Model Briefs and Specifications<br />

for Archaeological Assessments and Field<br />

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Barker, G, and Webley, D 1978<br />

‘Causewayed camps and early Neolithic<br />

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Proc Prehist Soc 44, 161–86<br />

Baxter, P J, Brazier, M, and Young, S E J<br />

1988 ‘Is smallpox a hazard in church crypts?’<br />

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Bell, M, and Johnson, S 1996 ‘Land<br />

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Brunning, R 1995 Waterlogged Wood:<br />

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Buckland, P C, and Coope, G R 1991 A<br />

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Quaternary En<strong>to</strong>mology. Univ Sheffield: J<br />

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Crowson, A, Lane, T, and Reeve, J 2000<br />

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Bruce-Mitford, R (ed) The Sut<strong>to</strong>n Hoo Ship<br />

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Dark, P 1996 ‘Devensian late-glacial and<br />

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Davis, S J M, and Beckett, J 1999: ‘Animal<br />

husbandry and agricultural improvement: the<br />

archaeological evidence from animal bones<br />

and teeth’. Rural Hist 10, 1–17<br />

de Moulins, D 1996 ‘Sieving experiment: the<br />

controlled recovery of charred plant remains<br />

from modern and archaeological samples’.<br />

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English Heritage 1991 The Management of<br />

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Scientific and Technical <strong>Guide</strong>lines 4.<br />

London: English Heritage<br />

English Heritage forthcoming Model clauses<br />

on Archaeological Science for Briefs and<br />

Specifications<br />

<strong>Environmental</strong> <strong>Archaeology</strong> Bibliography (EAB)<br />

http://www.eng-h.gov.uk/eab/ (accessed<br />

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European Convention on the Protection of the<br />

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‘Soil erosion, agricultural terracing and site<br />

formation processes at Markiani, Amorgos,<br />

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125–9. London<br />

— 1997 ‘Charcoal’, in Fitzpatrick, A<br />

Archaeological Excavations on the Route of the<br />

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Acknowledgments<br />

These <strong>Guide</strong>lines were written by English<br />

Heritage <strong>Environmental</strong> Archaeologists and<br />

have benefited greatly from the comments<br />

and suggestions made by colleagues. These<br />

include Cura<strong>to</strong>rs, Contrac<strong>to</strong>rs, Specialists and<br />

other English Heritage staff, <strong>to</strong> all of whom<br />

we are extremely grateful. A special thanks <strong>to</strong><br />

Allan Hall who kindly proofread and edited<br />

the final draft.<br />

The following people have contributed text or<br />

provided comments:<br />

U Albarella, P Baker, G Barker, A Boucher,<br />

J Brett, M Brickley, T Brown, R Brunning,<br />

K Bux<strong>to</strong>n, G Campbell, N Campling,<br />

M Canti, W Carruthers, A Caseldine,<br />

C Cavenagh, D Challinor, A Clarke, P Clay,<br />

S Colledge, P Dark, P Davies, D de Moulins,<br />

G Edwards, J Erskine, V Fell, R Gale,<br />

J Georgi, S Gibson, D Gilbertson, J Greig,<br />

A Hall, P Hin<strong>to</strong>n, C and N Hollinrake,<br />

A Howard, C Hunt, J Huntley, A Jones,<br />

G Jones, J Jones, R Jones, D Jordan, H Keeley,<br />

H Kenward, K Leahy, S Limbrey, A Locker,<br />

R Macphail, S Mays, J McKinley, T Mighall,<br />

A Millard, A Monck<strong>to</strong>n, L Moffett, J Mulville,<br />

P Murphy, R Nicholson, T O’Connor,<br />

N Palmer, I Panter, D Passmore, S Reed,<br />

J Richardson, M Robinson, D Serjeantson,<br />

J Sidell, H Smith, S Smith, W Smith,<br />

U Spence, S Stallibrass, K Stubbs, V Straker,<br />

K Thomas, H Tinsley, R Tipping, R Usai,<br />

M van der Veen, B Vyner, N Whitehouse,<br />

G Whitting<strong>to</strong>n, P Wiltshire<br />

The following people contributed<br />

illustrations:<br />

J R M. Allen, R Brunning, J R G Daniell,<br />

M Godwin, M Howard, J P Huntley, J Jones,<br />

H K Kenward, S Mays, D de Moulins,<br />

M Sharp, J Sidell, S Stallibrass, V Straker,<br />

J Tooby, T Woods<br />

Reconstruction for front cover: Judith Dobie<br />

35


Written and compiled by the English Heritage<br />

regional advisors for archaeological science<br />

and the staff of the <strong>Environmental</strong> Studies<br />

Branch, English Heritage Centre for<br />

<strong>Archaeology</strong>.<br />

English Heritage is the Government’s<br />

statu<strong>to</strong>ry adviser on the his<strong>to</strong>ric environment.<br />

English Heritage provides expert advice <strong>to</strong> the<br />

Government about all matters relating <strong>to</strong> the<br />

his<strong>to</strong>ric environment and its conservation.<br />

For further information (and copies of this<br />

leaflet, quoting the Product Code, please<br />

contact:<br />

English Heritage<br />

Cus<strong>to</strong>mer Services Department<br />

PO Box 569<br />

Swindon<br />

SN2 2YP<br />

Telephone: 0870 333 1181<br />

Fax: 01793 414926<br />

E-mail: cus<strong>to</strong>mers@english-heritage.org.uk<br />

Published March 2002<br />

Copyright © English Heritage 2002<br />

Edited and brought <strong>to</strong> press by David M Jones,<br />

English Heritage Publications<br />

Designed by Simon Borrough<br />

Produced by English Heritage Publications<br />

Printed by Empress Litho<br />

Product Code 50691

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