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283WH Candour in Health Care 1 DECEMBER 2010 Candour in Health Care 284WH [Liz Kendall] the hon. Member for Poole (Mr Syms)—“get at the truth”, which, so often, is the start of the healing process. Last week, I went to a meeting at the University Hospitals Leicester NHS Trust with two of my constituents, Mr and Mrs Harkisan-Hall, who lost their son in the hospital’s neo-natal unit. It was only at the coroner’s inquiry that they found out that the two qualified nurses on the unit were both on a break at the same time, leaving a nursery nurse in charge of very vulnerable children. They felt that they had to battle to get that information, and they still have not seen the full reports of what the staff said. Like them, I believe that that is unacceptable. Mr Syms: The hon. Lady makes a good point. One point that I meant to make was that if people do not hear what has happened, coroners can find it difficult to determine how someone has died. If people are not honest about what has happened to a particular individual, coroners do not have the full information. Liz Kendall: In this particular case, interviews were conducted with the two qualified nurses. The trust did not read both transcripts together and did not see that both nurses were on a break at the same time. People are astonished that such simple things happen, and it is vital that we learn from this process. Before I go on to talk about the duty of candour, I want to discuss two concerns about the Government’s policy in relation to patient safety. It is important that hon. Members do not look just at the duty of candour in isolation from what is going on in the rest of the NHS, including on patient safety. My first concern is the Department of Health’s decision to abolish the National Patient Safety Agency and to move responsibility for this issue to the new national NHS Commissioning Board. There are real concerns about whether the board will have the necessary skills, experience and time to focus on such a vital issue when it will also be responsible for setting NHS outcomes, assessing whether GP consortiums are delivering on those outcomes, commissioning a whole range of specialist services and managing contracts for all primary medical services. That is a huge agenda for any board, even without adding responsibility for patient safety. Will the Minister tell us what resources and how many staff from the NPSA will be transferred to the NHS Commissioning Board? Which NPSA activities will the board take on? For example, will NPSA continue to publish patient safety alerts and bulletins and other guidance to identify key problems and help spread best practice? Will it also run workshops with leads for patient safety in individual providers, such as those I was involved with in the Ambulance Service Network? Will the national Patient Safety First Campaign, which was launched last year, and the annual patient safety week, which was held early this month, have the staff and resources to continue? My second concern relates to the Government’s reorganisation of the NHS and fact that the service needs to make efficiency savings worth some £20 billion over the next three years, as the NHS chief executive said. The first report on adverse incidents in the NHS was drawn up by Sir Liam Donaldson in 2000. Its key recommendation was that the NHS must be open and honest and learn from its experiences. To do that, the NHS must become, as the report’s title suggests, “An organisation with a memory”. But the Government plan to abolish many of the very organisations that have worked hard to build this memory and understanding of how to improve patient safety. If the NHS has to make efficiency savings worth some £20 billion, there will inevitably be job losses and posts frozen, some of which could include those staff who have worked hard to learn lessons from the mistakes that have been made in the NHS. How will the Minister ensure that the NHS retains its “memory” on patient safety when PCTs and strategic health authorities are being abolished, new GP consortiums are being established, community services are being transferred to different providers and staff posts are being frozen and reduced? In particular, what steps has she taken to ensure that managers and front-line staff who have knowledge and expertise in patient safety are retained in the NHS at a time when the Government want to cut management costs by 45% and make efficiency savings of £20 billion? Finally, I want to talk about the duty of candour. As hon. Members have said, the introduction of a statutory duty of candour was first recommended by Sir Liam Donaldson in his 2003 report, “Making Amends”. I agree with hon. Members that there is a strong case to look again at this issue, as a Health Committee report recommended in 2009. I think that it was the hon. Member for Carshalton and Wallington who said that too often the debate is split between those who want a statutory duty of candour and those who think the NHS should instead focus on creating a culture of candour. Of course, changing the practice of individual staff and organisations does not require legislation, but I think that we can see from existing laws, such as those that helped to reduce drinkdriving, those that introduced the smoking ban and others, that legislation often plays a vital role in changing culture and behaviour. Some professional bodies are concerned that a duty of candour would make it less likely that incidents would be reported. I am not convinced that that would be the case, particularly if the duty is combined with an: “exemption from disciplinary action for those reporting adverse events or medical errors—except where there is a criminal offence or where it would not be safe for the professional to continue to treat patients”. That was the recommendation of Sir Liam Donaldson back in 2003. Others question whether a statutory duty could be imposed when it might be difficult to specify or enforce sanctions. That concern has not prevented other parts of the world from introducing legal duties, including some US states, Sweden, France and Denmark. It is also worth noting that the Equality Act 2010, which was introduced by the last Government, imposes a number of legal duties on public bodies to consider the impact of their policies and decisions on different groups, without specifying what the sanctions will be if those duties are not complied with. The final argument against a statutory duty of candour is that patients might end up trusting professionals less, because they have to report a mistake rather than

285WH Candour in Health Care 1 DECEMBER 2010 Candour in Health Care 286WH because they want to. I think that the far greater risk for doctor-patient trust is the perception, and too often the reality, that professionals do not tell patients when things go wrong. I know that if a mistake was made in my own care, or in the care of one of my family or friends, I would want to know—and indeed I believe that I have the right to know. To conclude, I think that the NHS has made important progress on improving patient safety and it has started to try to change its culture, to become more open and honest. However, the evidence shows and hon. Members have clearly demonstrated in this debate that the NHS is still not as open as it should be, not only with its own staff, but—crucially—with patients. The abolition of the NPSA, the huge reorganisation that the NHS is about to undergo and the future cuts in numbers of staff actually make a stronger case for having a duty of candour in place. The White Paper, “Liberating the NHS”, says that the Government will: “require hospitals to be open about mistakes and always tell the patient when something has gone wrong”. It also says that that requirement will be implemented by summer 2011. So I just want to ask the Minister to clarify if that means that the Government are proposing a statutory duty of candour? Also, will she now agree to bring together patient groups, professional bodies, experts on the duty of candour in this country and abroad, as well as those who represent NHS trusts—such as the NHS Confederation—to discuss how we can all best move forward on this vital issue? 10.34 am The Parliamentary Under-Secretary of State for Health (Anne Milton): Thank you very much, Mr Gray. It is a pleasure to serve under your chairmanship for the first time. I also want to congratulate my hon. Friend the Member for Poole (Mr Syms) on securing this debate. As Chairman of the Regulatory Reform Committee, he is no doubt acutely aware of some of the issues that exist around regulation, not least those that exist around the duty of candour. His humility and recognition of the impossible task that we face here today—to truly reflect the pain and suffering of those who have suffered as a result of medical harm—does him considerable credit. We take candour and openness in the NHS extremely seriously. Everybody does, because it is a vital issue. As anyone who has ever been treated knows, a health care system is not just about how quickly someone is seen or how quickly their stitches come out; it is also about trust. Trust is fundamental—between patients, the patient’s family and health care professionals—and we must do everything we can to ensure that that trust is upheld. As the hon. Gentleman may be aware, one of the early references to a statutory “duty of candour” was included in “Making Amends”, a 2003 report, which I know hon. Members have referred to. It was a consultation paper from the then chief medical officer, Liam Donaldson, and it set out proposals for reforming the approach to clinical negligence in the NHS, suggesting “a duty of candour requiring clinicians and health service managers to inform patients about actions which have resulted in harm”. The paper also proposed to foster an environment of openness and honesty among all NHS staff; it encouraged “integrity”, which is a word that we perhaps do not use often enough, and it proposed exempting those who report adverse events or medical errors from disciplinary action, unless there are serious extenuating circumstances. It is a key belief of the coalition, and I would hope all Members of the House, that the focus should be on the performance of the organisation rather than on penalising individuals who bring matters of concern out into the open. The hon. Member for Southport (Dr Pugh) has already mentioned whistleblowing. I think that the point is that this debate is not necessarily about the protection of whistleblowers or a right to whistleblow; it is perhaps about a duty to whistleblow. It is important to note the good work that is currently being done to promote candour. The previous Government should be congratulated for providing staff with advice and support to help them to communicate with patients, their families and carers following harmful incidents. The Health Act 2009 requires all NHS organisations to be aware of the NHS constitution, which places a duty on NHS staff to acknowledge mistakes, apologise for them, explain what happened and put things right. The professional codes of practice for doctors and nurses contain a similar duty. As somebody who trained as a nurse and worked in the NHS for 25 years, I think that professional codes of practice and professional standards are not talked about often enough. We look for someone to blame: we look for the organisation to blame; we look for the board to blame, and we look for the chief executive to blame. What we do not talk about is individual professional standards and I feel particularly strongly that we need to do everything that we can to raise those standards right up. The National Patient Safety Agency has been running its own campaign to promote candour in the NHS, as the hon. Member for Leicester West (Liz Kendall) said. That campaign, entitled “Being Open”, is a long-term process rather than a short-term push. It encourages the provision of verbal and written apologies to patients, their families and carers; it promotes continual communication with those involved in incidents, and it requires thorough record-keeping of all “Being Open” discussions and documents. However, we all know that still more needs to be done, as hon. Members have said and as I know myself from my own constituency casework; I have a number of people who have continually fought to try to get the truth about what happened to their relatives. The recent White Paper, “Liberating the NHS”, states that “we will require hospitals to be open about mistakes, and always tell patients if something has gone wrong”. It is quite simple: we expect the NHS to admit to errors; apologise to those affected, and ensure that lessons are learned to prevent errors from being repeated. In one year, the NPSA receives notification of more than one million incidents. Most of those incidents result in no harm and we welcome the high level of reporting. However, the incidents that result in harm obviously cause distress and anguish for the patients and families involved. In those cases, it is even more important that the lessons are learned and that organisations are open with those who have been affected. Dr Pugh: I want to ask about the future of the NPSA. If it is going to be brought within the national commissioning body, will a Chinese wall be established

285WH<br />

Candour in Health Care<br />

1 DECEMBER 2010<br />

Candour in Health Care<br />

286WH<br />

because they want to. I think that the far greater risk for<br />

doctor-patient trust is the perception, and too often the<br />

reality, that professionals do not tell patients when<br />

things go wrong. I know that if a mistake was made in<br />

my own care, or in the care of one of my family or<br />

friends, I would want to know—and indeed I believe<br />

that I have the right to know.<br />

To conclude, I think that the NHS has made important<br />

progress on improving patient safety and it has started<br />

to try to change its culture, to become more open and<br />

honest. However, the evidence shows and hon. Members<br />

have clearly demonstrated in this debate that the NHS is<br />

still not as open as it should be, not only with its own<br />

staff, but—crucially—with patients. The abolition of<br />

the NPSA, the huge reorganisation that the NHS is<br />

about to undergo and the future cuts in numbers of<br />

staff actually make a stronger case for having a duty of<br />

candour in place.<br />

The White Paper, “Liberating the NHS”, says that<br />

the Government will:<br />

“require hospitals to be open about mistakes and always tell the<br />

patient when something has gone wrong”.<br />

It also says that that requirement will be implemented<br />

by summer 2011. So I just want to ask the Minister to<br />

clarify if that means that the Government are proposing<br />

a statutory duty of candour? Also, will she now agree to<br />

bring together patient groups, professional bodies, experts<br />

on the duty of candour in this country and abroad, as<br />

well as those who represent NHS trusts—such as the<br />

NHS Confederation—to discuss how we can all best<br />

move forward on this vital issue?<br />

10.34 am<br />

The <strong>Parliament</strong>ary Under-Secretary of State for Health<br />

(Anne Milton): Thank you very much, Mr Gray. It is a<br />

pleasure to serve under your chairmanship for the first<br />

time. I also want to congratulate my hon. Friend the<br />

Member for Poole (Mr Syms) on securing this debate.<br />

As Chairman of the Regulatory Reform Committee, he<br />

is no doubt acutely aware of some of the issues that<br />

exist around regulation, not least those that exist around<br />

the duty of candour. His humility and recognition of<br />

the impossible task that we face <strong>here</strong> today—to truly<br />

reflect the pain and suffering of those who have suffered<br />

as a result of medical harm—does him considerable<br />

credit.<br />

We take candour and openness in the NHS extremely<br />

seriously. Everybody does, because it is a vital issue. As<br />

anyone who has ever been treated knows, a health care<br />

system is not just about how quickly someone is seen or<br />

how quickly their stitches come out; it is also about<br />

trust. Trust is fundamental—between patients, the patient’s<br />

family and health care professionals—and we must do<br />

everything we can to ensure that that trust is upheld.<br />

As the hon. Gentleman may be aware, one of the<br />

early references to a statutory “duty of candour” was<br />

included in “Making Amends”, a 2003 report, which I<br />

know hon. Members have referred to. It was a consultation<br />

paper from the then chief medical officer, Liam Donaldson,<br />

and it set out proposals for reforming the approach to<br />

clinical negligence in the NHS, suggesting<br />

“a duty of candour requiring clinicians and health service managers<br />

to inform patients about actions which have resulted in harm”.<br />

The paper also proposed to foster an environment of<br />

openness and honesty among all NHS staff; it encouraged<br />

“integrity”, which is a word that we perhaps do not use<br />

often enough, and it proposed exempting those who<br />

report adverse events or medical errors from disciplinary<br />

action, unless t<strong>here</strong> are serious extenuating circumstances.<br />

It is a key belief of the coalition, and I would hope all<br />

Members of the House, that the focus should be on the<br />

performance of the organisation rather than on penalising<br />

individuals who bring matters of concern out into the<br />

open. The hon. Member for Southport (Dr Pugh) has<br />

already mentioned whistleblowing. I think that the point<br />

is that this debate is not necessarily about the protection<br />

of whistleblowers or a right to whistleblow; it is perhaps<br />

about a duty to whistleblow.<br />

It is important to note the good work that is currently<br />

being done to promote candour. The previous Government<br />

should be congratulated for providing staff with advice<br />

and support to help them to communicate with patients,<br />

their families and carers following harmful incidents.<br />

The Health Act 2009 requires all NHS organisations to<br />

be aware of the NHS constitution, which places a duty<br />

on NHS staff to acknowledge mistakes, apologise for<br />

them, explain what happened and put things right. The<br />

professional codes of practice for doctors and nurses<br />

contain a similar duty.<br />

As somebody who trained as a nurse and worked in<br />

the NHS for 25 years, I think that professional codes of<br />

practice and professional standards are not talked about<br />

often enough. We look for someone to blame: we look<br />

for the organisation to blame; we look for the board to<br />

blame, and we look for the chief executive to blame.<br />

What we do not talk about is individual professional<br />

standards and I feel particularly strongly that we need<br />

to do everything that we can to raise those standards<br />

right up.<br />

The National Patient Safety Agency has been running<br />

its own campaign to promote candour in the NHS, as<br />

the hon. Member for Leicester West (Liz Kendall) said.<br />

That campaign, entitled “Being Open”, is a long-term<br />

process rather than a short-term push. It encourages<br />

the provision of verbal and written apologies to patients,<br />

their families and carers; it promotes continual<br />

communication with those involved in incidents, and it<br />

requires thorough record-keeping of all “Being Open”<br />

discussions and documents.<br />

However, we all know that still more needs to be<br />

done, as hon. Members have said and as I know myself<br />

from my own constituency casework; I have a number<br />

of people who have continually fought to try to get the<br />

truth about what happened to their relatives. The recent<br />

White Paper, “Liberating the NHS”, states that<br />

“we will require hospitals to be open about mistakes, and always<br />

tell patients if something has gone wrong”.<br />

It is quite simple: we expect the NHS to admit to errors;<br />

apologise to those affected, and ensure that lessons are<br />

learned to prevent errors from being repeated.<br />

In one year, the NPSA receives notification of more<br />

than one million incidents. Most of those incidents<br />

result in no harm and we welcome the high level of<br />

reporting. However, the incidents that result in harm<br />

obviously cause distress and anguish for the patients<br />

and families involved. In those cases, it is even more<br />

important that the lessons are learned and that organisations<br />

are open with those who have been affected.<br />

Dr Pugh: I want to ask about the future of the NPSA.<br />

If it is going to be brought within the national<br />

commissioning body, will a Chinese wall be established

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