06.05.2014 Views

GORDON KEENE VELLA. - On Point News

GORDON KEENE VELLA. - On Point News

GORDON KEENE VELLA. - On Point News

SHOW MORE
SHOW LESS

Create successful ePaper yourself

Turn your PDF publications into a flip-book with our unique Google optimized e-Paper software.

IN THE UNITED STATES DISTRICT COURT<br />

FOR THE DISTRICT OF NEBRASKA<br />

ANONYMOUS,<br />

vs.<br />

<strong>GORDON</strong> <strong>KEENE</strong> <strong>VELLA</strong>.<br />

Plaintiff,<br />

Defendant.<br />

)<br />

)<br />

)<br />

)<br />

)<br />

)<br />

)<br />

)<br />

)<br />

Case No. 8:04CV269<br />

AMENDED BRIEF IN SUPPORT<br />

OF MOTION FOR RELIEF FROM<br />

JUDGMENT<br />

The Defendant Gordon Keene Vella has filed a motion, pursuant to Fed. R. Civ. P.<br />

60(b)(3) and/or 60(b)(6), for an Order granting him relief from the judgment entered against him<br />

on claims of sexual assault and intentional infliction of emotional distress. (Filing No. 313.)<br />

The Plaintiff’s case was built upon Dr. Daniel Brown’s testimony regarding the hypothesis of<br />

“repressed memory” or “dissociative amnesia,” in general, and the verifiability and general<br />

acceptance of that hypothesis. Having permitted Dr. Brown to testify, the Court implicitly found<br />

that Dr. Brown presented sufficient evidence of his qualifications, so as to justify his testimony<br />

as an expert witness, and that there was sufficient evidence put forward by the Plaintiff to<br />

support the “dissociative amnesia” or “repressed memory” hypothesis under the standards<br />

articulated in Daubert v. Merrell Dow Pharm., 509 U.S. 579 (1993) and Kumho Tire Co. v.<br />

Carmichael, 526 U.S. 137 (1999).<br />

As it turns out, however, much of the testimony offered by Dr. Brown to satisfy the<br />

pillars of Daubert, and thus justify admissibility, is not accurate. Misrepresentations or material<br />

mistakes were made as to the error rate set forth by Dr. Brown, as well as the applicability to his<br />

hypothesis of other studies and articles upon which he relied for support of the reliability and<br />

relevance of his hypothesis, and the level of “general acceptance” of his hypothesis within the<br />

00245078


elevant scientific community. Even the qualifications set forth by Dr. Brown are called into<br />

question by this recently discovered information. 1<br />

To be sure, the Defendant’s motion is not directed to a challenge of the methodology (if<br />

any) employed by Dr. Brown in his analysis and subsequent testimony at trial. Rather, this<br />

motion is focused directly upon the misrepresentations of fact made by Dr. Brown in testimony<br />

intended to support the admissibility of his opinions. See Daubert, 509 U.S. at 589-93 (holding<br />

that the district court operates as a gate-keeper with regard to proffered scientific expert<br />

testimony).<br />

In support of his motion, Vella has offered the declarations of three experts 2 in the fields<br />

of psychiatry and psychology, Dr. Harrison G. Pope, Jr., Dr. Richard J. McNally, and Dr. R.<br />

Christopher Barden. (Ex. 1, Pope Decl.; Ex. 2, McNally Decl.; Ex. 3, Barden Decl.) Their<br />

opinions are based upon their review of Dr. Brown’s trial testimony, (see Filings 361-362), and<br />

report (admitted at trial as Trial Exhibit 7). (Ex. 4, Trial Exhibit 7) (“Report”).<br />

These experts have presented their credentials and qualifications as part of their<br />

declarations. (See Pope Decl. 2-4 & Exs. 1-1, 1-2; McNally Decl. 1 & Ex. 2-A; Barden<br />

Decl. 1, 4-10 & Exs. 3-A, 3-B.) Briefly, Harrison Pope is a Professor of Psychiatry on the<br />

faculty of Harvard Medical School and a practicing board-certified psychiatrist and Director of<br />

Biological Psychiatry Laboratory at McLean Hospital (the largest of Harvard’s teaching<br />

hospitals). He has published more than 250 peer-reviewed papers, more than 100 chapters and<br />

1 This information was newly discovered during the process of preparing the Defendant’s appeal<br />

to the Eighth Circuit Court of Appeals.<br />

2 Vella also has become aware of grand jury testimony by Brown in another case that reportedly<br />

contains misrepresentations regarding the same or similar issues as those raised here. Vella’s<br />

counsel is taking immediate steps to obtain that testimony and may, if successful, seek leave to<br />

supplement this evidentiary showing in the near future.<br />

- 2 -


eviews, and 7 books on different areas of psychiatry. Dr. Pope also is ranked among the 250<br />

most widely cited psychologist and psychiatrists in the world, and among the 250 most cited<br />

neuroscientists in the world. (Pope Decl. 2-3.) Similarly, Richard McNally is a full Professor<br />

at Harvard and is among the 250 most widely cited psychologists and psychiatrists. He has<br />

authored more than 300 publications, including peer-reviewed scientific research articles, books,<br />

and essays. His recent book on memory, trauma, and the controversy over recovered memories<br />

of abuse has been favorably reviewed in over 25 separate publications, including Science,<br />

Journal of the American Medical Association, The New England Journal of Medicine, and The<br />

New York Review of Books. (McNally Decl. 1.) Finally, Christopher Barden is a widely<br />

published author and litigation consultant in the area of repressed memory testimony. That<br />

involvement includes numerous licensing investigations, disciplinary processes, and/or license<br />

revocation processes for therapists espousing theories of repressed and recovered memories, and<br />

using recovered memory practices. (Barden Decl. 2, 4-10.)<br />

JURISDICTION<br />

This Court has jurisdiction to hear and rule upon the Motion under Rule 60(b)<br />

notwithstanding the pendency of an appeal before the Eighth Circuit. Winter v. Cerro Gordo<br />

County Conservation Bd., 925 F.2d 1069 (8th Cir. 1991) (recognizing that the district court<br />

retains jurisdiction during appeal to consider a Rule 60(b) motion even though leave of the court<br />

of appeals must be granted to enter order amending judgment if motion is to be granted) (citing<br />

Pioneer Ins. Co. v. Gelt, 558 F.2d 1303 (8th Cir. 1977). 3<br />

3<br />

Contemporaneous with this filing, Defendant has requested that the Eighth Circuit Court of<br />

Appeals stay the proceedings in that court pending resolution of the Rule 60 Motion.<br />

- 3 -


ARGUMENT<br />

The Defendant has requested relief from judgment under Rule 60(b)(3) or, in the<br />

alternative, under Rule 60(b)(6).<br />

To prevail on a Rule 60(b)(3) motion, the moving party must show with clear and<br />

convincing evidence that the opposing party engaged in fraud, misrepresentation or misconduct<br />

that prevented the movant from fully and fairly presenting its case. 4<br />

Harley v. Zoeschi, 413 F.3d<br />

866 (8th Cir. 2005); Sellers v. Mineta, 350 F.3d 706 (8th Cir. 2003). See also In re Vioxx Prods.,<br />

489 F. Supp. 2d 587, 589 (E.D. La. 2007). Such relief is appropriate where material information<br />

has been withheld, or incorrect or perjured information has been intentionally supplied. Matter<br />

of Emergency Beacon Corp., 666 F.2d 754, 759 (2d Cir. 1981).<br />

Significantly, relief under subsection (b)(3) does not require the Court to find that “the<br />

information withheld be such that it can alter the outcome of the case.” Hesling v. CVX Transp.<br />

Inc., 396 F.3d 632, 641 (5th Cir. 2005). That onerous standard is reserved for instances<br />

involving allegations of misconduct “directed to the court itself, such as bribery of a judge or<br />

jury or fabrication of evidence by counsel.” Greiner v. City of Champlin, 152 F.3d 787, 789 (8th<br />

Cir. 1998). Rather, Rule 60(b)(3) is aimed at judgments that are unfairly obtained, and not<br />

necessarily at those that are factually incorrect. In re Vioxx, 489 F. Supp. 2d at 589 (ordering<br />

4<br />

In this Motion for relief, Vella is asserting that Dr. Daniel Brown made numerous and<br />

varied misrepresentations before this Court and before the jury. In reviewing the Rule 60(b)(3)<br />

Motion, the Court must find that misrepresentations where made; however, misrepresentation is<br />

rarely susceptible of direct proof. Under Nebraska law, proof of misrepresentation and the<br />

underlying intention to deceive can be established by circumstantial evidence and legitimate<br />

inferences arising therefrom, rather than direct evidence. Such inferences may be gathered from<br />

a chain of circumstances depending largely on the common sense knowledge of the motives and<br />

intention of men in like circumstances. Lincoln Ben. Life Co. v. Edwards, 45 F. Supp. 2d 722<br />

(D. Neb. 1999); Matter of Laursen, 214 B.R. 378 (D. Neb. 1997); Erickson v. Nat’l Trans. Safety<br />

Bd., 785 F.2d 285 (8th Cir. 1985); Jensen v. Sohler, 601 F.2d 353 (8th Cir. 1975); Rowe Intern.<br />

Inc. v. J-B Enter., Inc., 647 F.2d 830 (8th Cir. 1981).<br />

- 4 -


new trial under Rule 60(b)(3) upon evidence that expert witness had misstated his credentials so<br />

as to include a license that he did not, in fact, hold at the time of trial).<br />

The recent decision in In re Vioxx is particularly instructive here because it also involved<br />

misrepresentations relating to factors touching upon the admissibility of an expert witness. Id.<br />

More to the point, the misrepresentations in that case were made by the expert himself. Also<br />

similar to the instant case, the expert in Vioxx offered testimony on the issue of liability. In fact,<br />

the only real difference between the cases is that the expert here was proffered by the Plaintiff,<br />

while the expert in Vioxx was proffered by the defendant.<br />

The specific misrepresentation in Vioxx occurred during direct examination about the<br />

expert’s qualifications and consisted of the following question and answer:<br />

Q. Are you board-certified, sir?<br />

A. Yes. I passed boards in internal medicine and cardiovascular disease.<br />

Id. at 592. The witness went on to testify that, in his expert opinion, Vioxx was not a substantial<br />

contributing cause of the decedent’s fatal heart attack. The jury subsequently returned a defense<br />

verdict. Id.<br />

In testimony before a different court several months later, the expert testified that his<br />

board certification had lapsed, both in cardiology and internal medicine, and that he was in the<br />

process of renewing those certifications. Id. at 593. Moreover, he admitted that the certification<br />

had lapsed prior to his earlier testimony. In fact, the witness sought to justify his misstatement<br />

by rewriting the punctuation in the response and maintained that his prior testimony was accurate<br />

because it focused upon having “passed” his boards, rather than on whether he was or was not<br />

currently board certified:<br />

- 5 -


Q. . . . [defendant’s] lawyer they said, “Are you board certified, sir”? You<br />

answered, “Yes. I passed boards in internal medicine and cardiovascular<br />

disease.” That wasn’t true, was it?<br />

A. Well, actually, I wouldn’t put a period after the yes, I made it very clear I<br />

passed my boards [in] internal medicine and cardiovascular disease, I did.<br />

Q. But the question is: “Are you board certified, sir”? And you told a jury<br />

under oath, yes, and you are not board certified.<br />

A. I absolutely in no way intended to misrepresent the currency of my<br />

certification, absolutely not.<br />

Q. But you may not have intended it, but it was wrong, and you told a jury it<br />

was wrong.<br />

A. No, sir, I did not intend to represent that I wasn’t lapsed or expired at all.<br />

Q. Are you board certified or not?<br />

A. My boards have lapsed. I’m not currently board certified. I have been<br />

very clear about that.<br />

Q. So you think that was clear to the jury in New Orleans?<br />

A. Yes, I believe so.<br />

Id. at 593.<br />

The Vioxx court summarily rejected that rationale in granting the plaintiff’s subsequent<br />

rule 60(b)(3) motion. Despite the expert’s protestations, the court had no difficulty finding that<br />

the subsequent testimony constituted clear and convincing evidence that the expert had<br />

misrepresented his qualifications to the court and to the jury. Moreover, the testimony revealed<br />

that the expert “sought to avoid admitting that he was no longer board certified by adding a<br />

caveat to his answer.” Id.<br />

Additionally, the court found that the misrepresentation had, in fact, prevented the<br />

Plaintiff from fully and fairly presenting her case to the jury. As justification for its findings, the<br />

court noted that the witness “was a central witness in this case, and he offered expert opinions on<br />

specific causation, arguably the central issue in this entire litigation.” Id. at 594. Furthermore,<br />

the court stated that the misrepresentation called into question the court’s acceptance of him as<br />

an expert and called into question his propensity for truthfulness. Id. Accordingly, the original<br />

judgment was vacated and a new trial ordered.<br />

- 6 -


Significantly, the court so held even though the plaintiff had ample opportunity at trial to<br />

cross-examine the doctor concerning the certification and did not do so. Id. Also of<br />

significance, the court did not require or seek to find evidence of actual prejudice to the plaintiff.<br />

Nor did the court seek to determine whether the outcome would have been different but for the<br />

misrepresentation. It was enough to conclude that his testimony was central to the case and that<br />

it falsely represented evidence relevant to the admissibility and credibility of that testimony.<br />

As will become apparent from the evidence offered in support of the instant motion, the<br />

“misstatement” in Vioxx pales in significance to the varied and numerous misrepresentations and<br />

material omissions that were advanced by Dr. Brown in the trial before this Court last April. The<br />

Defendant has provided compelling evidence of Dr. Brown’s misrepresentations.<br />

In the alternative, relief may be granted in this case under Rule 60(b)(6). Even if the<br />

Court does not conclude that the testimony in this case satisfied the requirements of subsection<br />

(b)(3), the Defendant has shown “exceptional circumstances that have denied [him] a full and<br />

fair opportunity to litigate his claim and have prevented [him] from receiving adequate redress.”<br />

Harley v. Minnesota Mining & Mfg. Co., 413 F.3d 866 (8th Cir. 2005). Under this portion of the<br />

Rule, the Court has discretion to enter such relief for “any other reason justifying relief from the<br />

operation of the judgment.” Fed. R. Civ. P. 60(b)(6). Indeed, Rule 60(b)(6) provides a grand<br />

reservoir of equitable power to afford justice where relief is not warranted by the preceding<br />

causes. As noted by the Fifth Circuit, the “broad language of clause (6) gives the court ample<br />

power to vacate judgment whenever such action is appropriate to accomplish justice.” Harrell v.<br />

DCS Equip. Leasing Corp., 951 F.2d 1453, 1458 (5th Cir. 1992).<br />

- 7 -


THE MISREPRESENTATIONS AND MATERIAL OMISSIONS IN DR. BROWN’S<br />

TESTIMONY AND REPORT WARRANT RELIEF FROM THE JUDGMENT UNDER<br />

RULE 60(b) AND THE JUDGMENT SHOULD BE VACATED.<br />

There is no dispute that Dr. Brown’s testimony in the underlying trial was admissible<br />

only if it satisfied the requirements of Rule 702, and the cases construing that evidentiary<br />

standard – most particularly, Daubert and Kumho. See, e.g., Duffy v. Father Flanagan’s Boy’s<br />

Home, No. 8:03cv31, 2006 WL 308832, at *4 & n.4 (D. Neb. Jan. 26, 2006) (recognizing that<br />

admissibility of expert opinions regarding the reliability of the theory of “repressed memory”<br />

would be “subject to judicial screening” under Daubert). In particular, the opening portions of<br />

Dr. Brown’s testimony reveal lines of questioning by Plaintiff’s counsel clearly intended to<br />

address that standard of admissibility (i.e. qualifications, applicable error, general acceptance in<br />

the relevant scientific community, and peer-review). (See generally Tr. Vol. I.)<br />

In the context of expert testimony proffered under Rule of Evidence 702, district courts<br />

play a pivotal role of “gatekeeper” in determining whether to allow a jury even to hear the<br />

expert’s testimony. This “gatekeeper” function protects the jury from receiving at trial “expert”<br />

evidence that fails to meet required standards of reliability and relevance. Further, the Court’s<br />

role is critical because of the testimonial latitude granted to expert witnesses and to the<br />

imprimatur of credibility that such witnesses present to a jury. See Daubert, 509 U.S. at 595.<br />

Although not expressly set forth by the court in Vioxx, that court’s response to<br />

falsification of the testifying expert’s credentials indicates its keen awareness of the mantle of<br />

authority with which “expert” witnesses are generally bestowed.<br />

There also is no question that “there is disagreement among experts and courts regarding<br />

the validity and reliability of the phenomenon referred to as ‘repressed memory.’” Duffy, 2006<br />

WL 208832, at *4 n.4. (See also Barden Decl. 7 n.1 and decisions listed therein.) This Court<br />

- 8 -


is presumed to have been aware of that “disagreement” during the period leading up to and<br />

during the trial last April. For that very reason, the Court was entitled to rely upon Dr. Brown’s<br />

testimony as being truthful and complete, without “word-smithing” or material omission.<br />

Regrettably, the Court’s reliance was misplaced and, as discussed at length below,<br />

numerous misstatements and omissions were offered, including a number that went directly to<br />

the heart of the admissibility of Dr. Brown’s expert testimony under Daubert, and all of which<br />

impaired the integrity of the judicial process in this case in such a manner as to warrant relief<br />

from the judgment.<br />

A. Dr. Brown Misrepresented the Known Error Rate Applicable To His<br />

Hypothesis Of Repressed Memory.<br />

The most glaring misrepresentation in the record below is Dr. Brown’s assertion of an<br />

error rate applicable to his hypothesis of repressed memory. Perhaps in response to the fact that<br />

Dr. Brown has been excluded from testifying in other cases as a result, at least in part, of being<br />

unable to articulate an error rate, 5 Plaintiff’s counsel asked Dr. Brown in the initial stages of his<br />

testimony to explain the term “error rate” and to provide the error rate applicable to his<br />

“science.” (Tr. Vol. 1, 43:1 - 44:5-6.) Dr. Brown’s response both “misrepresents the nature of<br />

error rate and provides a series of statistics that falsely give the impression of scientific<br />

precision.” (Pope Decl. 31.) The relevant portions of the exchange are set forth here:<br />

A. Would you explain what a base rate of dissociative amnesia would<br />

be?<br />

Q. A base rate is after you factor out the error rate in science . . . .<br />

5<br />

(See Barden Decl. 33) (citing State of N.H. v. Hungerford, 697 A.2d 916 (N.H. 1997); State<br />

of R.I. v. Quattrocchi, No P92-3759, 1999 WL 284882 (R.I. Super. Ct. Apr. 26, 1999); and State<br />

of N.H. v. Bourgelais, No. 02-S-2834 line 3 (N.H. Super. Ct. Apr. 4, 2005).<br />

- 9 -


So what a base rate is is what the general rate of the<br />

population is after we subtract the error rate to the extent to which<br />

we know that.<br />

So a very conservative estimate would be of all the people<br />

who are sexually abused as children, in my conclusion about 14 to<br />

16 percent of those will completely forget the abuse and then<br />

remember it years later. . . .<br />

Q. What is the error rate? . . .<br />

A. . . . So one way of looking at the error rate is what I call the direct<br />

method.<br />

And what we have is a number of studies, there are six<br />

studies that actually when people completely forget the abuse they<br />

had ways of estimating over time the estimate of people whose<br />

reports were likely to be false. And in one study it was 2.5<br />

percent. In another it was 5 percent. Another was 3.9 to 13.6<br />

percent. Another was 4 percent. Another was 1.9 percent.<br />

Another was 1.7 percent. If you average that out –<br />

. . . .<br />

(Id. at 43:1 - 45:20) (emphasis added.)<br />

The average error rate across these studies is about five<br />

percent, but that doesn’t mean in this given case it’s within that<br />

five percent. It just means that that’s the general rate for all the<br />

people who are abused who forget it.<br />

Thus, Dr. Brown employed figures from studies addressing the “accuracy” of recovered<br />

memories to provide an error rate for the hypothesis of dissociative amnesia or repressed<br />

memory. According to Dr. Pope, this testimony is materially misleading:<br />

These figures give the impression of great precision . . . because he<br />

implies that the only source of the error in such studies was the possibility<br />

of “people whose reports were likely to be false.” But in fact, the leading<br />

source of error in such studies is that the assumption of “complete<br />

forgetting” in such studies may itself be false, and indeed is very likely to<br />

be false . . . .<br />

(Pope Decl. 31.) Additionally:<br />

- 10 -


[S]etting aside the question of whether these people’s reports were or were<br />

not false, it is not possible to state with confidence that any of the people<br />

“completely forgot the abuse.” In other words, the error rate for<br />

diagnosing “dissociative amnesia” in the studies could effectively be as<br />

much as 100%.<br />

(Id.)<br />

Indeed, Dr. Brown’s “passing off” his accuracy error rate as an error rate applicable to<br />

the theory of repressed memory itself represents an overt misrepresentation, and Dr. Pope’s<br />

characterization of it as being only “misleading” is generous to a fault.<br />

The distinction between the theory itself and the accuracy of recovered memories is a<br />

critical distinction and must not be overlooked, especially not in the present case. The question<br />

of whether or not the “memories” are accurate, while relevant to the question of liability, does<br />

not address the statute of limitations issue in this case. In fact, Dr. Brown’s representation of<br />

error rate was in response to a question regarding the underlying hypothesis and not the<br />

purported accuracy of allegedly recovered memories. The desire for an articulated error rate for<br />

the hypothesis flowed naturally from the fact that Dr. Brown’s entire premise, and indeed the<br />

ability to maintain Plaintiff’s case, was predicated upon the validity of Dr. Brown’s hypothesis<br />

that an individual can “completely” forget or repress a memory and then fully recover that<br />

memory years later. 6<br />

(See Filing 225, Mem. & Order on Summ. J. at 15-17) (finding that Dr.<br />

Brown’s testimony created genuine issue of material fact as to whether Plaintiff had, in fact,<br />

been unable to access memories until long after limitations period ended.)<br />

6<br />

“Dissociative amnesia” refers to the hypothesis that an individual could develop<br />

amnesia for a traumatic event, such that the person was unable to remember the event<br />

afterwards. The term does not apply to individuals who simply tried not to think about<br />

an event, or who had simply not recalled the event for a long period of time, but who<br />

would have been perfectly capable of recalling the event if specifically asked about it.<br />

(Pope Decl. 9.)<br />

- 11 -


The Court and the jury relied upon the testimony of Dr. Brown for more than simply<br />

whether or not there was a scientific theory supporting the accuracy of Plaintiff’s allegations.<br />

The threshold question, as repeatedly noted by the Court during the trial, was whether Plaintiff<br />

had, in fact, completely forgotten the alleged memories and recovered them less than one year<br />

prior to the filing of the suit. Thus, the Court and the jury undeniably relied upon Dr. Brown’s<br />

testimony concerning the Plaintiff’s position that she did not and could not remember the alleged<br />

abuse prior to “recovering” the repressed memories.<br />

Dr. Christopher Barden has offered additional information regarding the paucity of any<br />

“peer review published, credible error rate” for Dr. Brown’s repressed memory hypothesis and<br />

the absence thereof as a major reason for the exclusion of expert opinion testimony seeking to<br />

apply this hypothesis. According to Dr. Barden,<br />

[O]ne of the essential issues with regard to the admissibility of testimony<br />

regarding “repressed memories,” “dissociative amnesia”, and related ideas<br />

has been the lack of a peer reviewed published, credible error rate.<br />

(Barden Decl. 33.) Indeed, the lack of a peer reviewed, credible error rate for “dissociative<br />

amnesia” has plagued Dr. Brown’s ability to testify before other courts, and he has been “among<br />

the expert witness proponents whose testimony was rejected in the fully litigated Hungerford,<br />

Quattrochi, and Bourgelais cases.” (Id.)<br />

In light of these previous exclusions, it is reasonable to assume that Dr. Brown was aware<br />

that, in the absence of credible error rates to support the hypothesis, courts would continue to<br />

question the validity of “dissociative amnesia” and that the possibility of exclusion was<br />

significantly greater in the absence of an articulated error rate for the hypothesis in general.<br />

It is also important to note that Dr. Brown mentioned no supporting evidence when<br />

espousing an error rate related to this hypothesis, and probably for good reason. As explained by<br />

- 12 -


Dr. Barden, “As a national expert who has reviewed this literature for decades, I am aware of no<br />

credible research, theory, or journal articles to support Dr. Brown’s idiosyncratic and fanciful<br />

claim to error rates. . . . It is my opinion that Dr. Brown’s method for concocting error rates is<br />

highly unreliable and without credible scientific support.” (Id.)<br />

As noted earlier, the point of this Motion is not to challenge the admissibility of Dr.<br />

Brown’s testimony under Daubert. Rather, it is to expose the material misrepresentations and<br />

omissions of Dr. Brown that infringed upon the legitimacy of the trial in this matter. Dr.<br />

Brown’s subtle reference to an error rate for “accuracy” when asked about an error rate for the<br />

scientific hypothesis itself is strikingly similar to the “word-smithing” that entangled the expert<br />

in Vioxx. He may argue that his testimony was quite clear, and that the Court and the jury had no<br />

reason to be confused about his answer – just as the expert in Vioxx insisted that his “yes”<br />

response went to whether or not he had passed his boards. Yet that argument must be rejected in<br />

the same manner as did the court in Vioxx.<br />

In light of the absence of an applicable error rate for the hypothesis itself, and Dr.<br />

Brown’s previous exclusions due to his inability to adduce an error rate as to that hypothesis, it is<br />

more than fair to attribute a motivation to Dr. Brown to find an error rate, regardless of the<br />

inappropriateness of his method for concocting it and then subtly attributing it to the general<br />

hypothesis that “complete forgetting” does in fact exist.<br />

judgment.<br />

This basis alone is sufficient to warrant relief under Rule 60(b) and to vacate the<br />

B. Dr. Brown Misrepresented to the Court That the Theory of “Dissociative<br />

Amnesia” Has Been Subjected to Peer Review and Publication.<br />

Another significant component of Dr. Brown’s testimony focused upon his representation<br />

that the hypothesis of dissociative amnesia had, in fact, been subject to peer review and<br />

- 13 -


publication. Indeed, during Dr. Brown’s testimony, he was specifically asked if the theory of<br />

dissociative amnesia had been subjected to peer review and publication.<br />

In his response, Dr. Brown loosely mentioned some 87 studies which he claims support<br />

the hypothesis of dissociative amnesia. In fact, he testified that “all of the studies found at least a<br />

certain subportion of individuals completely forgot the abuse for many years and later<br />

remembered it. In fact, there is not one study of the 87 that failed to find complete forgetting, at<br />

least in some percentage of the samples studied, which is unusual in science.” (Tr. at 42:15-21)<br />

(emphasis added.) Thus, he pointedly testifies that the studies concluded that participants had,<br />

in fact, “completely forgotten” sexual abuse, only to remember it years later. He did not testify<br />

that a portion of participants may have “claimed” to have repressed and then recovered<br />

memories. 7<br />

However, in the process of trolling for evidence to support his theory, Dr. Brown has<br />

elected to include numerous studies that either directly contradict the theory of dissociative<br />

amnesia or that require misrepresentation of the data in order to afford them favorable<br />

application to his hypothesis. These misrepresentations created an unmistakable impression that<br />

dissociative amnesia finds wide support in peer reviewed publications. As revealed by an<br />

examination of some of those studies, such is not the case.<br />

Simply put, to one degree or another, Dr. Brown’s testimony is not a valid representation<br />

of the studies. The error of his representation is seen with respect to both “retrospective” and<br />

“prospective” studies involving memory.<br />

The majority of the 87 studies mentioned by Dr. Brown, purporting to demonstrate<br />

“dissociative amnesia” are retrospective investigations. (Pope Decl. 13.) In such studies, the<br />

7 Additionally, his Report, made reference to numerous published articles and studies which he<br />

alleged support the existence of “dissociative amnesia.” (Report at 2-3.)<br />

- 14 -


subjects are asked if they recall having been sexually abused in the past. The individuals are<br />

then asked if they ever did not remember having been sexually abused. Generally, a small<br />

percentage of the participants say “yes.”<br />

Dr. Brown cites as supportive of dissociative amnesia these studies where people selfreport<br />

that they forgot some traumatic event and then later remembered it. However, Dr. Brown<br />

does not explain that almost none of those studies made an effort to validate or explain the<br />

meaning of a “yes” answer. (Pope Decl. 14.)<br />

For example, Dr. Brown cites a study by Melchert and Parker as one of the “87” peer<br />

review studies that supports his hypothesis. (See Tr. Ex 7 at 3.) As one of the few studies cited<br />

by Dr. Brown where an attempt was made to assess the validity of a “yes” answer, the results<br />

here are particularly compelling with regard to Dr. Brown’s persistent misrepresentation of<br />

scientific authority. In that study, individuals who claimed to have had a period of forgetting<br />

were given the opportunity to answer a multiple choice question exploring what they meant by<br />

having a period of forgetting. (Pope Decl. 15, Ex. 1-3 (referencing the Melchert and Parker<br />

study.))<br />

The unmistakable conclusion from that study is that it offers no support for Dr. Brown’s<br />

hypothesis notwithstanding his assertion to the contrary. Participants were permitted to choose<br />

from various options to explain their responses that they had once “forgotten” the abuse, such as<br />

“because I didn’t want to think about it,” and “because I was afraid of remembering it.” The<br />

option closest to “complete forgetting” was “because I simply had no memories of it ever<br />

happening.” Yet not one of the 46 subjects reporting that they had forgotten responded that they<br />

simply had no memories of it ever happening. Despite that fact, Dr. Brown presents the<br />

- 15 -


Melchert and Parker study as one of the 87 studies in which the authors found “complete<br />

forgetting” when the study actually contradicts that theory. (Pope Decl. 16.)<br />

Another study cited by Dr. Brown as supportive of dissociative amnesia, the Epstein and<br />

Bottoms study, repeatedly questions the legitimacy of the theory, rather than offering support for<br />

it. As Dr. Pope explains, Epstein and Bottoms opined that “some victims who report temporary<br />

forgetting might have always remembered an event but thought about it differently during certain<br />

periods of their lives . . . .” (Pope Decl. 17) (emphasis added.) Additionally, Epstein and<br />

Bottoms noted that some respondents may have “forgotten” their abuse because they chose not to<br />

think about it and not because the memories were actually unavailable. (Pope Decl. 18.)<br />

The Epstein and Bottoms study is especially significant here because it confronted headon<br />

Dr. Brown’s theory that repressed memories are “inaccessible” so as to constitute a basis for<br />

tolling a limitations period. The authors of that study concluded that the temporary forgetting<br />

reported by their test subjects would “not meet the [legal] standard set by the more common<br />

delayed discovery doctrine adopted by many states to accommodate repressed memories of<br />

abuse, wherein victims seek redress after normal statutes of limitations have lapsed must prove<br />

that they had no memory (classic repression) of the sexual abuse until filing suit (Brown et al.,<br />

1998).” (Pope Decl. 19.) Significantly, the “Brown et al., 1998” cited by Epstein and<br />

Bottoms is the very same Daniel Brown who testified at trial in this matter. (Id. 20.)<br />

Thus, the Epstein and Bottoms study repeatedly questions whether true amnesia has<br />

occurred in any of the test subjects and explicitly concludes that the reports of forgetting would<br />

not meet Dr. Brown’s own definition of repressed memories sufficient to toll a statute of<br />

limitations, specifically calling out Dr. Brown by name, and contradicts Dr. Brown’s hypothesis<br />

- 16 -


of “complete forgetting.” Nonetheless, Dr. Brown explicably cites the Epstein and Bottoms<br />

study as supportive of his theory of dissociative amnesia.<br />

Dr. Brown also cites numerous studies known as prospective studies where a traumatic<br />

event is known to have occurred in the past. (See Pope Decl. 23-24.) However, these studies<br />

also fail to demonstrate “complete forgetting” and prompt Dr. Pope to opine that Dr. Brown’s<br />

misrepresentations have misled the Court and the jury by using that term. (Pope Decl. 23.)<br />

In these prospective studies, individuals known to have suffered from some traumatic<br />

event were interviewed at a later date to ascertain whether they recalled the experience. In many<br />

of these tests, the subjects are not actually asked if they remember the specific trauma event.<br />

Instead they were simply asked about traumatic events, in general. They were not asked whether<br />

they remembered the known trauma even if they failed to disclose it. As Dr. Pope explained,<br />

attributing “nondisclosure” to “complete forgetting” is misleading. (Pope Decl. 24.)<br />

In fact, one prospective study cited by Dr. Brown as support for “dissociative amnesia”<br />

reported finding no “special memory mechanisms unique to traumatic events.” (Pope Decl.<br />

26.) A conclusion precisely opposite Dr. Brown’s hypothesis. In that study, Goodman and<br />

colleagues followed numerous known victims of childhood trauma. Some of the victims did not<br />

report their sexual abuse following interviews about trauma. At the conclusion of the study,<br />

Goodman and colleagues cautioned that “failure to report CSA [childhood sexual abuse] should<br />

not necessarily be interpreted as evidence that the abuse in inaccessible to memory.” (Id.)<br />

(emphasis added.) Yet, despite the fact that the Goodman study questions whether failure to<br />

report childhood sexual represents compete forgetting, Dr. Brown presents the study as<br />

supporting that very theory. (Pope Decl. 27.)<br />

- 17 -


Similarly, in another prospective study cited by Dr. Brown, a survey showed that some<br />

individuals with confirmed abuse histories failed to mention their abuse when asked about it by<br />

survey interviewers (e.g., Widom & Morris, 1997; cited in Exhibit 7, p. 9). The study authors,<br />

however, emphasized that it was not known whether the nondisclosure was due to “loss of<br />

memory, denial, or embarrassment is not known.” <strong>On</strong>e cannot equate a failure to disclose with<br />

an inability to remember. (McNally Decl. 10, citing Widom & Morris, 1997, p. 44.) Yet, Dr.<br />

Brown repeatedly does so.<br />

Dr. Brown also references a recent study by Bonanno in his Report, as supporting the<br />

hypothesis of dissociative amnesia, despite the fact that “Bonanno and colleagues report no<br />

evidence of ‘dissociative amnesia.’” (Pope Decl. 29.) In the Bonanno study, a group of 67<br />

documented victims of sexual abuse were interviewed concerning the most distressful event or<br />

series of events they had ever experienced. The interviewers did not disclose to the subjects that<br />

they were aware of the previous sexual abuse. In response to the initial question to identify the<br />

“most distressful event,” only 44 (66%) of the interviewees described the experience of sexual<br />

abuse, whereas 23 (34%) did not. The interviewers then conducted a second, structured<br />

interview asking more directly about sexual abuse experiences. “<strong>On</strong> this second interview,<br />

virtually all of the formerly non-disclosing subjects acknowledged experiences of sexual abuse,<br />

with only 2 still denying abuse.” (Pope Decl. 28.) Even in relation to these final two subjects,<br />

Bonanno and colleagues made no suggestion that they suffered from “dissociative amnesia,”<br />

because both subjects displayed high levels of shame during the interview process, suggesting<br />

that they had not forgotten the abuse, but were simply choosing to withhold the information from<br />

the interviewer. (Id.)<br />

- 18 -


And the list continues. Dr. Brown misrepresented a 1983 study by Wilkinson as being<br />

relevant to dissociative amnesia although the author found no such “memory mechanism.”<br />

(McNally Decl. 6.) First, Wilkinson assessed PTSD symptoms among 102 witnesses of the<br />

disastrous collapse of the skywalks within the Kansas City Hyatt Regency Hotel. Of those, 27%<br />

reported memory difficulties, and 88% of them complained of repeated recollections of the<br />

traumatic event. As is obvious to even the most causal observer, individuals who repeatedly<br />

recollect traumatic events are not suffering from amnesia in relation to that trauma.<br />

Nevertheless, Dr. Brown represented this study as supportive of his hypothesis of traumatic<br />

amnesia even though Wilkinson did not report that the survivors were suffering from some<br />

memory difficulties or exhibited repressed memories of the event. (McNally Decl. 6.)<br />

An even more serious and suspect mistake is Dr. Brown’s citation to the Dollinger (1985)<br />

study as support for “dissociative amnesia.” In that study, Dollinger interviewed 38 children<br />

who were present at a soccer game when one of the children was struck and killed by lightning.<br />

Dr. Brown’s misrepresentation as to this study is summarized by Dr. McNally:<br />

In his book, cited in his report (Exhibit 7, page 1), Brown wrote that<br />

“Dollinger (1985) found that two of the 38 children studied after watching<br />

lightning strike and kill a playmate had no memory of the event” (Brown<br />

et al., 1998, pp. 609-610). Although that statement is correct, Brown<br />

inexplicably fails to mention that both amnesic children had themselves<br />

been struck by side flashes from the main lightning bolt, knocked<br />

unconscious, and nearly killed. Their inability to recall the trauma is<br />

directly attributable to the brain damage they suffered – crucial facts<br />

omitted by Brown. The other children present on the soccer field who had<br />

not been struck by lightning remembered the horrific event all too well.<br />

(McNally Decl. 7.) <strong>On</strong>ce again, Dr. Brown inappropriately claimed that a study, which does<br />

nothing more than document organic amnesia, supports “dissociative amnesia.”<br />

Finally, Dr. Brown’s Report also cites Wagenaar and Groeneweg’s (1990) study of<br />

former inmates of a concentration camp as supportive of the hypothesis of “dissociative<br />

- 19 -


amnesia.” (Report at 2.) Similar reference to this study is made in his book to the effect that<br />

“amnesia for Nazi Holocaust experiences has also been reported.” However, that<br />

characterization of the study’s findings is misleading, at best. In that regard, the study noted a<br />

“remarkable degree of remembering” when comparing the survivors’ current recollections of<br />

their internment with depositions that they had provided shortly after their liberation. The study<br />

did not note “dissociative amnesia.” (McNally Decl. 8.) The study’s authors remarked that<br />

“There is no doubt that almost all witnesses remember Camp Erika in great detail, even after 40<br />

years” (p. 84). (Id.) It is simply inexplicable that Dr. Brown would cite this study as supportive<br />

of the hypothesis of “dissociative amnesia” when the study apparently contradicts the theory.<br />

In summary, the instances documented above reveal an extensive pattern of<br />

misrepresentation with regard to the peer review publications that support his theory of traumatic<br />

amnesia and dissociative amnesia. There can be little question that the purpose of these<br />

erroneous citations was to bolster the “reliability” and “relevance” of his theory, when in fact<br />

these very studies either reach conclusions contrary to that theory or completely fail to address<br />

the point. What is most significant here is that he was under no obligation to cite these studies.<br />

But, having done so, he was assuredly under an obligation to truthfully represent the nature of<br />

the study and the conclusions reached therein. The misrepresentations constitute grounds for<br />

vacating the judgment under Rule 60(b).<br />

C. Dr. Brown Misrepresented That the Theory of Dissociative Amnesia Is<br />

Generally Accepted by the Relevant Scientific Community.<br />

Dr. Brown also testified that the dissociative amnesia hypothesis is “generally accepted”<br />

amongst the relevant scientific community; however, that assertion is patently false. At best, this<br />

issue represents a heated controversy within the relevant scientific community – perhaps more<br />

- 20 -


accurately it is akin to a land war. (See generally Barden Decl. 12-20 and authorities cited<br />

therein.)<br />

However, rather than simply admit the controversial nature of his theory, Dr. Brown<br />

persists in misrepresenting surveys and studies as supporting a conclusion of general acceptance<br />

when they do no such thing.<br />

For instance, Dr. Brown cites certain surveys and testifies that a combined figure of 89%<br />

of respondent members of the relevant scientific community either consider dissociative amnesia<br />

valid or possibly valid. (Tr. at 46:14 – 47:4.) There are two major errors with Dr. Brown’s<br />

conclusion. First, the surveys to which Dr. Brown cites involved mostly practicing clinicians<br />

including psychiatrists, psychologists, social workers, counselors, and other types of therapists.<br />

However, practicing clinicians are not the “relevant scientific community” in this case. (Pope<br />

Decl. 36.) This is so because “such clinicians may or may not have sufficient training to be<br />

able to evaluate the merits of a theory such as ‘dissociative amnesia.’ Indeed, many types of<br />

practicing clinicians have had little formal scientific training, and very little ability to evaluate<br />

the methodology and conclusions of peer-reviewed scientific studies.” (Id.)<br />

Furthermore, even if clinicians are members of the relevant scientific community, Dr.<br />

Brown has misled this Court as to the meaning of these surveys. In particular, the inclusion of<br />

individuals responding “possibly valid” as being among those in general acceptance of the theory<br />

is without support. As Dr. Pope notes:<br />

The truth is that a response of “possibly valid” does not mean that a<br />

hypothesis is scientifically accepted. For example, many scientists would<br />

agree that there is “possibly” some form of life on Mars, at least on a<br />

bacterial level. A search for evidence of such life is currently underway.<br />

But the fact that many scientists think there is “possibly” life on Mars<br />

does not mean that it is generally accepted in the relevant scientific<br />

community that there is life on Mars.<br />

- 21 -


(Pope Decl. 37.)<br />

Further, the bitter opposition over the theory of “dissociative amnesia” is very well<br />

documented within the scientific community.<br />

The profound absence of general acceptance of dissociative amnesia among the relevant<br />

scientific community was recently detailed in an Amicus brief to the Supreme Court of the State<br />

of California in Tau v. Loftus, 151 P.3d 1185 (Cal. 2007). In fact, “dozens and dozens of the<br />

most prominent mental health and social science professionals in the world on the issue of socalled<br />

‘repressed and recovered memories’” joined as Amici to demonstrate the lack of<br />

acceptance of the “dissociative amnesia” hypothesis was (Barden Decl. 12, Ex. 3-D.)<br />

Dr. Pope recently conducted his own study concerning the general acceptance of<br />

“dissociative amnesia” by asking 301 randomly chosen board-certified psychiatrists if they<br />

believed that “dissociative amnesia” should continue to be included in the American Psychiatric<br />

Association’s diagnostic manual, DSM-IV, as an official diagnosis. “<strong>On</strong>ly 35% of the<br />

psychiatrists responded that “dissociative amnesia” should be included as an official diagnosis<br />

without reservations, with 48% feeling that it should be included only with reservations (for<br />

example as a “proposed” diagnosis in the Appendix), 9% feeling that it should not be included at<br />

all, and 9% having no opinion.” (Pope Decl. 38, Ex. 8.) This study demonstrates that there is<br />

no general consensus amongst the relevant scientific community.<br />

In addition to the Dr. Pope study, numerous articles published over the last 15 years<br />

demonstrate widespread skepticism over the theory of “dissociative amnesia.” (Pope Decl., Ex.<br />

9.) Among the numerous articles is one entitled “Custer’s Last Stand: Brown, Scheflin, and<br />

Whitfield’s Latest Attempt to Salvage “Dissociative Amnesia”, which specifically addressed the<br />

claims of Dr. Brown himself. (Pope Decl., Ex. 10.) “In the face of these publications – none of<br />

- 22 -


which is mentioned by Dr. Brown in his testimony – it would be impossible to assert that there is<br />

any ‘general acceptance’ of the ‘dissociative amnesia’ hypothesis in the relevant scientific<br />

community . . . .” (Pope Decl. 39.)<br />

As previously noted with regard to the other areas of misrepresentation, the absence of<br />

“general acceptance” is not raised here for the purpose of lodging a formal Daubert challenge to<br />

Dr. Brown’s testimony. Rather, the focus of this Motion is the varied and numerous<br />

misrepresentations made by Dr. Brown in his testimony – representations that constitute far more<br />

egregious and extensive offenses than those involved in the Vioxx case, and that warrant relief<br />

from the judgment.<br />

D. Dr. Brown’s Testimony Contains Other Misrepresentations That, When<br />

Taken Together, Support Relief from the Judgment.<br />

During the course of Dr. Brown’s testimony, and as part of his Report submitted to the<br />

Court, Dr. Brown committed numerous other misrepresentations which raise questions about his<br />

overall propensity for truthfulness. While the following misrepresentations and omissions may<br />

not individually rise to the level necessary to support a Rule 60(b)(3) and/or 60(b)(6) Motion,<br />

when taken together with the others, reveal a disturbing picture.<br />

o Dr. Brown misled the court into believing that he is a member of the relevant<br />

scientific community, when he is not. Under cross examination in other cases,<br />

Dr. Brown has been forced to admit that he has he has zero years of experience as<br />

a tenured faculty member at any accredited college, university or medical school;<br />

zero years of experience as a tenure track faculty member at any accredited<br />

college, university or medical school; zero publications in journals published by<br />

the American Psychological Association; zero publications in journals published<br />

by the American Medical Association; zero publications in journals published by<br />

the American Psychiatric Association; zero publications in journals published by<br />

the American Psychological Society; zero advanced degrees from any American<br />

- 23 -


Psychological Association approved training program, and zero relevant research<br />

experience in the relevant field. (Barden Decl. 31.)<br />

o Dr. Brown claimed that the inclusion of “dissociative amnesia” in the DSM-IV<br />

provided evidence that the hypothesis of dissociative amnesia was generally<br />

accepted in the relevant scientific community. However, he failed to note that the<br />

DSM-IV lists dissociative amnesia as a “pseudoneurological symptom” or<br />

conversion system – symptoms that have no genuine neurological or medical<br />

basis. Moreover, Dr. Brown wholly failed to inform the Court that “pseudoseizures”<br />

– a condition attributed to Plaintiff by Brown – is contained in the very<br />

same list of pseudonueorlogical symptoms. (Pope Decl. 47-58.)<br />

o Dr. Brown failed to disclose the number of times he has been disqualified to<br />

testify as an expert witness on the topic of dissociative amnesia. Prior to his<br />

testimony in the Vella case, Dr. Brown is known to have been excluded from<br />

testifying as an expert witness on the hypothesis of dissociative amnesia in State<br />

of New Hampshire v. Hungerford and State of New Hampshire v. Walters, 698<br />

A.2d 1244 (N.H. 1997); State of New Hampshire vs. Phillip Bourgelais, Case No.<br />

02-S-2834, Judge Tina Nadeau, April 4, 2005. See State of Rhode Island v.<br />

Quattrocchi, C.A. No. P92-3759 (R.I. 1999). (Barden Decl. 26.)<br />

o Dr. Brown failed to apprise the Court of the history of the movement associated<br />

with dissociative amnesia, including theories concerning international satanic<br />

cults and CIA mind control experiments. (Barden Decl. 35-40.)<br />

CONCLUSION<br />

Dr. Brown’s numerous and varied misrepresentations, taken together, demonstrate either<br />

an intentional attempt to mislead this Court on the issue of dissociative amnesia, or demonstrate<br />

a truly reckless presentation of the facts concerning the hypothesis. Dr. Brown engaged in wordsmithing<br />

to suggest an error rate, where none is recognized by the relevant scientific community.<br />

Dr. Brown inexplicably cited to numerous publications as supportive of dissociative amnesia,<br />

- 24 -


when many of those publications either directly refute the hypothesis or have to be taken so out<br />

of context as to render the “interpretation” disingenuous. Dr. Brown alleges a general consensus<br />

for the validity of dissociative amnesia while failing to address, or even mention, the dearth of<br />

scientific evidence opposing the hypothesis.<br />

Such misrepresentations and errors are more than sufficient to support the Defendant’s<br />

motion for relief under Rule 60(b).<br />

WHEREFORE, pursuant to Fed. R. Civ. P. 60(b)(3) and/or 60(b)(6), Vella respectfully<br />

requests that the Court provide relief from its May 1, 2007 judgment by amending that judgment<br />

or granting Vella a new trial.<br />

Dated this 9th day of October, 2007.<br />

<strong>GORDON</strong> <strong>KEENE</strong> <strong>VELLA</strong>, Defendant<br />

By:<br />

/s/Krista L. Kester<br />

Krista L. Kester, No. 19320<br />

Allen M. Tate, No. 23246<br />

WOODS & AITKEN LLP<br />

301 South 13th Street, Suite 500<br />

Lincoln, Nebraska 68508<br />

Telephone: (402) 437-8500<br />

Fax: (402) 437-8558<br />

krista@woodsaitken.com<br />

atate@woodsaitken.com<br />

- 25 -


CERTIFICATE OF SERVICE<br />

I hereby certify that on October 9, 2007, I electronically filed the foregoing with the<br />

Clerk of the Court using the CM/ECF system that sent notification of such filing to the<br />

following:<br />

Herbert J. Friedman<br />

Daniel H. Friedman<br />

hfriedman@friedmanlaw.com<br />

dfriedman@friedmanlaw.com<br />

/s/Allen M. Tate<br />

Allen M. Tate, No. 23246<br />

Attorney for Defendant<br />

WOODS & AITKEN LLP<br />

301 South 13th Street, Suite 500<br />

Lincoln, Nebraska 68508<br />

Telephone: (402) 437-8500<br />

Fax: (402) 437-8558<br />

E-Mail: atate@woodsaitken.com<br />

- 26 -

Hooray! Your file is uploaded and ready to be published.

Saved successfully!

Ooh no, something went wrong!