Special Commission on the Future of the New York State Courts
Special Commission on the Future of the New York State Courts Special Commission on the Future of the New York State Courts
— SECTION SEVEN — OUR RESPONSES TO PAST CONCERNS Over the past fifty years, the calls for court reform have been remarkably consistent, urging a consolidation of the major trial courts and the expansion of the Appellate Division. During this time, the concerns that have been raised about court reform have likewise been consistent. As set forth below, we believe that the concerns about court reform that have been raised in the past are far outweighed by the benefits to be achieved through a restructuring. Concerns About the Arbitrary Reassignment of Judges In 1999, the Association of the Justices of the Supreme Court of the State of New York (the “Association”) suggested that court merger would provide OCA with “excessive power” to assign JSCs to specialized divisions in which they have no prior experience nor desire to work. 163 Opponents have further expressed the concern that court merger will allow OCA to transfer judges from the courts in which they currently sit to courts in other parts of the state, distant from their homes and the constituents who elected them. Some have gone even further and suggested that OCA would exercise this power to retaliate against justices who render unpopular decisions, thus undermining the independence of the judiciary. “Presently, the number of tiers and the multiplicity of different courts at each level have placed unnecessary obstacles before those seeking and those providing justice.” – Dominick
JSC status, thereby increasing the pool of JSCs and the overall efficiency of the system, the need to transfer justices from one part of the state to another should, if anything, be diminished. Moreover, we believe there is no basis for the concern that new JSCs will be arbitrarily assigned to areas in which they have no expertise. To the contrary, when assigning new JSCs to newly created Supreme Court parts, every effort should be made to employ the experience of particular judges. For example, current Family Court judges would become Supreme Court Justices, but should be concentrated in the Family Division of the new Supreme Court with jurisdiction over all family-related proceedings. The same would be true of Surrogate’s Court judges with respect to the Probate Division of the Supreme Court. We note, however, that even under the current system it is commonplace for judges to preside over a wide variety of cases over the course of a career – judges regularly move from civil to criminal, from misdemeanors to felonies, and from family to commercial matters. While a restructured system would preserve the expertise of judges in particular disciplines, we also expect that a new system would be flexible and permit the reassignment of judges – not arbitrarily, but where changes make sense for the courts, judges and litigants alike. More fundamentally, we believe that court administrators have acted in good faith to this point and would continue to do so. In studying the now thirty-year history of OCA, we have found that even its most vocal critics have not accused court administrators of reassigning judges in bad faith. Moreover, we believe that court restructuring would create a system that will run more efficiently and be easier to administer. In other words, court reform should allow OCA to function more efficiently and with the same degree of good faith as it has in the past. We note that a number of past proposals have included a grandfathering provision to prevent arbitrary reassignment of existing Supreme Court Justices – both geographically and as between specialized divisions. Alternatively, others have proposed a mechanism through which judges could appeal their reassignments by OCA. While we do not believe it necessary to provide for such mechanisms, we recognize that these options 90 A Court System for the Future, February 2007
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— SECTION SEVEN —<br />
OUR RESPONSES TO PAST CONCERNS<br />
Over <strong>the</strong> past fifty years, <strong>the</strong> calls for court reform have<br />
been remarkably c<strong>on</strong>sistent, urging a c<strong>on</strong>solidati<strong>on</strong> <strong>of</strong> <strong>the</strong> major<br />
trial courts and <strong>the</strong> expansi<strong>on</strong> <strong>of</strong> <strong>the</strong> Appellate Divisi<strong>on</strong>. During<br />
this time, <strong>the</strong> c<strong>on</strong>cerns that have been raised about court reform<br />
have likewise been c<strong>on</strong>sistent. As set forth below, we believe<br />
that <strong>the</strong> c<strong>on</strong>cerns about court reform that have been raised in <strong>the</strong><br />
past are far outweighed by <strong>the</strong> benefits to be achieved through a<br />
restructuring.<br />
C<strong>on</strong>cerns About <strong>the</strong> Arbitrary Reassignment <strong>of</strong><br />
Judges<br />
In 1999, <strong>the</strong> Associati<strong>on</strong> <strong>of</strong> <strong>the</strong> Justices <strong>of</strong> <strong>the</strong> Supreme<br />
Court <strong>of</strong> <strong>the</strong> <strong>State</strong> <strong>of</strong> <strong>New</strong> <strong>York</strong> (<strong>the</strong> “Associati<strong>on</strong>”) suggested<br />
that court merger would provide OCA with “excessive power”<br />
to assign JSCs to specialized divisi<strong>on</strong>s in which <strong>the</strong>y have no<br />
prior experience nor desire to work. 163 Opp<strong>on</strong>ents have fur<strong>the</strong>r<br />
expressed <strong>the</strong> c<strong>on</strong>cern that court merger will allow OCA to<br />
transfer judges from <strong>the</strong> courts in which <strong>the</strong>y currently sit to<br />
courts in o<strong>the</strong>r parts <strong>of</strong> <strong>the</strong> state, distant from <strong>the</strong>ir homes and <strong>the</strong><br />
c<strong>on</strong>stituents who elected <strong>the</strong>m. Some have g<strong>on</strong>e even fur<strong>the</strong>r and<br />
suggested that OCA would exercise this power to retaliate against<br />
justices who render unpopular decisi<strong>on</strong>s, thus undermining <strong>the</strong><br />
independence <strong>of</strong> <strong>the</strong> judiciary.<br />
“Presently, <strong>the</strong> number <strong>of</strong> tiers<br />
and <strong>the</strong> multiplicity <strong>of</strong> different<br />
courts at each level have<br />
placed unnecessary obstacles<br />
before those seeking and those<br />
providing justice.”<br />
– Dominick <str<strong>on</strong>g>Commissi<strong>on</strong></str<strong>on</strong>g><br />
(1973)<br />
While we understand <strong>the</strong>se c<strong>on</strong>cerns, it is important to<br />
understand that OCA already has <strong>the</strong> authority to assign JSCs<br />
anywhere within <strong>the</strong> state and in fact, in some <strong>of</strong> <strong>the</strong> larger<br />
upstate counties, judges are already required to travel great<br />
distances. Court restructuring will in no way increase this preexisting<br />
reassignment power, nor will it provide additi<strong>on</strong>al<br />
reas<strong>on</strong>s for OCA to exercise this authority. In fact, under a<br />
restructured court system that elevates many additi<strong>on</strong>al judges to<br />
163<br />
JSC REPORT, supra note 40, at 5.<br />
A Court System for <strong>the</strong> <strong>Future</strong>, February 2007 89