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Special Commission on the Future of the New York State Courts

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The Appellate Divisi<strong>on</strong> was established during <strong>the</strong><br />

C<strong>on</strong>stituti<strong>on</strong>al C<strong>on</strong>venti<strong>on</strong> <strong>of</strong> 1894, which divided <strong>New</strong> <strong>York</strong><br />

<strong>State</strong> into four judicial departments, each to be served by an<br />

Appellate Divisi<strong>on</strong>. The c<strong>on</strong>venti<strong>on</strong> designated <strong>New</strong> <strong>York</strong><br />

County as <strong>the</strong> First Department and directed <strong>the</strong> Legislature to fix<br />

boundaries that would divide <strong>the</strong> populati<strong>on</strong> <strong>of</strong> <strong>the</strong> state into<br />

roughly equal porti<strong>on</strong>s for <strong>the</strong> remaining departments. The<br />

resulting four departments were <strong>of</strong> relatively equal proporti<strong>on</strong><br />

more than a century ago, but much has changed since <strong>the</strong>n, while<br />

<strong>the</strong> Appellate Divisi<strong>on</strong> has not.<br />

Today, <strong>the</strong> Sec<strong>on</strong>d Department (which c<strong>on</strong>sists <strong>of</strong><br />

Dutchess, Kings, Nassau, Orange, Putnam, Queens, Richm<strong>on</strong>d,<br />

Rockland, Suffolk and Westchester Counties) includes about <strong>on</strong>ehalf<br />

<strong>of</strong> <strong>the</strong> state’s populati<strong>on</strong> and bears a caseload that is vastly<br />

greater than that <strong>of</strong> <strong>the</strong> o<strong>the</strong>r three departments. 41 The result is that<br />

<strong>the</strong> Sec<strong>on</strong>d Department has had to reduce <strong>the</strong> number <strong>of</strong> judges<br />

presiding in each case (typically to four ra<strong>the</strong>r than five judges per<br />

oral argument), 42 and litigants before <strong>the</strong> court have had to wait<br />

increasingly l<strong>on</strong>ger periods <strong>of</strong> time for a resoluti<strong>on</strong> <strong>of</strong> <strong>the</strong>ir cases.<br />

In additi<strong>on</strong>, court administrators have taken o<strong>the</strong>r<br />

measures to address <strong>the</strong> uneven caseloads and shortage <strong>of</strong> judges<br />

in <strong>the</strong> Appellate Divisi<strong>on</strong>. Article VI <strong>of</strong> <strong>the</strong> C<strong>on</strong>stituti<strong>on</strong> permits<br />

<strong>the</strong> Governor, up<strong>on</strong> certificati<strong>on</strong> by an Appellate Divisi<strong>on</strong> that it<br />

needs additi<strong>on</strong>al justices to dispose <strong>of</strong> its business, to designate<br />

such additi<strong>on</strong>al justices. 43 In a practice similar to <strong>the</strong> temporary<br />

judicial assignment system at <strong>the</strong> trial court level, <strong>the</strong> Appellate<br />

Divisi<strong>on</strong>s have made liberal use <strong>of</strong> this provisi<strong>on</strong> and have added<br />

numerous additi<strong>on</strong>al justices to <strong>the</strong>ir ranks. As a result, twothirds<br />

<strong>of</strong> <strong>the</strong> justices <strong>of</strong> <strong>the</strong> Sec<strong>on</strong>d Department today are selected<br />

pursuant to this procedure. Turning <strong>the</strong> C<strong>on</strong>stituti<strong>on</strong> <strong>on</strong> its head,<br />

“Access to appellate justice is<br />

a particular problem for <strong>the</strong><br />

Sec<strong>on</strong>d Department because<br />

our geographic boundaries<br />

stretch from M<strong>on</strong>tauk in <strong>the</strong><br />

east bey<strong>on</strong>d Poughkeepsie to<br />

<strong>the</strong> north. . . . The time and<br />

expenses <strong>of</strong> traveling to<br />

Brooklyn <strong>of</strong>ten force those<br />

who might seek appellate<br />

review to think twice.”<br />

– Presiding Justice <strong>of</strong> <strong>the</strong><br />

Appellate Divisi<strong>on</strong>,<br />

Sec<strong>on</strong>d Department,<br />

A. Gail Prudenti,<br />

January 2007<br />

41<br />

See Figures 1 and 2 in Appendix i.<br />

42<br />

The smaller panel size for Sec<strong>on</strong>d Department cases can have meaningful<br />

c<strong>on</strong>sequences. Not <strong>on</strong>ly are <strong>the</strong> Sec<strong>on</strong>d Department’s cases being treated<br />

differently from all o<strong>the</strong>r appellate cases in <strong>the</strong> state, <strong>the</strong>re is also an important<br />

legal effect: because <strong>on</strong>ly a two-judge dissent <strong>on</strong> an issue <strong>of</strong> law can trigger an as<strong>of</strong>-right<br />

appeal to <strong>the</strong> Court <strong>of</strong> Appeals, it is impossible for a Sec<strong>on</strong>d Department<br />

four-judge panel to yield an automatic appeal to <strong>the</strong> Court <strong>of</strong> Appeals. In additi<strong>on</strong>,<br />

because <strong>of</strong> <strong>the</strong> Sec<strong>on</strong>d Department’s size and relative caseload, intra-departmental<br />

splits are comm<strong>on</strong>, undermining <strong>the</strong> certainty <strong>of</strong> <strong>the</strong> law in our state.<br />

43<br />

See N.Y. CONST. art. VI, § 4.<br />

A Court System for <strong>the</strong> <strong>Future</strong>, February 2007 25

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