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The ethics of research involving animals - Nuffield Council on ...

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T h e e t h i c s o f r e s e a r c h i n v o l v i n g a n i m a l s<br />

stress horm<strong>on</strong>es. Furthermore, under c<strong>on</strong>diti<strong>on</strong>s where <str<strong>on</strong>g>animals</str<strong>on</strong>g> are fed in laboratories ad<br />

libitum, as is the usual situati<strong>on</strong>, gavaging <str<strong>on</strong>g>of</str<strong>on</strong>g> large volumes may result in aspirati<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> the test<br />

substance due to the presence <str<strong>on</strong>g>of</str<strong>on</strong>g> food in the stomach and duodenum. <str<strong>on</strong>g>The</str<strong>on</strong>g> volume <str<strong>on</strong>g>of</str<strong>on</strong>g> the<br />

gastrointestinal tract for receiving administered material is reduced and injury to the lungs<br />

may ensue. Recent <str<strong>on</strong>g>research</str<strong>on</strong>g> showed that gavaging rats with corn oil, but not the test<br />

substance or water, resulted in stress which was volume-dependent, as manifested by<br />

corticoster<strong>on</strong>e levels (a horm<strong>on</strong>e released in resp<strong>on</strong>se to stress). 15 <str<strong>on</strong>g>The</str<strong>on</strong>g> authors recommended<br />

that dosing volumes for rats should not exceed 10 ml/kg. It is important to c<strong>on</strong>sider this<br />

informati<strong>on</strong> in the light <str<strong>on</strong>g>of</str<strong>on</strong>g> other best-practice guidelines <strong>on</strong> dosing. 16 At the same time, views<br />

differ as to how widespread the gavaging <str<strong>on</strong>g>of</str<strong>on</strong>g> large volumes ad libitum is in practice, and some<br />

<str<strong>on</strong>g>research</str<strong>on</strong>g>ers comment that significant steps have been made to refine the method. 17<br />

9.31 In metabolism studies, <str<strong>on</strong>g>animals</str<strong>on</strong>g> are housed in metabolism cages and might have external<br />

tubes implanted into their bile ducts. 18 During toxicokinetic studies in dogs, it is not unusual<br />

for the same <str<strong>on</strong>g>animals</str<strong>on</strong>g> to be reused after a suitable period <str<strong>on</strong>g>of</str<strong>on</strong>g> time, as such <str<strong>on</strong>g>animals</str<strong>on</strong>g> are<br />

thought to suffer less stress than those used for the first time.<br />

Effects due to toxicity<br />

9.32 <str<strong>on</strong>g>The</str<strong>on</strong>g> usual practice in toxicity testing is to induce overt toxicity in some animal groups, in<br />

order to ensure that, where toxicity is not observed in other exposed groups, the effects are<br />

not due to any inherent defect in the methodology. Thus, some form <str<strong>on</strong>g>of</str<strong>on</strong>g> harm to <str<strong>on</strong>g>animals</str<strong>on</strong>g> is<br />

an integral part <str<strong>on</strong>g>of</str<strong>on</strong>g> animal-based toxicity testing and is viewed by those c<strong>on</strong>ducting such tests<br />

as being unavoidable to achieve the scientific objectives <str<strong>on</strong>g>of</str<strong>on</strong>g> the work.<br />

9.33 Toxicity can arise from reversible or irreversible effects, and can affect a range <str<strong>on</strong>g>of</str<strong>on</strong>g> different<br />

organs to different degrees. <str<strong>on</strong>g>The</str<strong>on</strong>g> adverse effects <str<strong>on</strong>g>of</str<strong>on</strong>g> substances <strong>on</strong> animal physiology can<br />

range from minor changes, such as reduced weight gain, small physiological alterati<strong>on</strong>s or<br />

changes in the levels <str<strong>on</strong>g>of</str<strong>on</strong>g> circulating horm<strong>on</strong>es, to severe effects such as organ functi<strong>on</strong> loss (a<br />

major cause <str<strong>on</strong>g>of</str<strong>on</strong>g> acute toxicity), leading to death. Intermediate levels <str<strong>on</strong>g>of</str<strong>on</strong>g> toxicity, such as those<br />

destroying tissue and adversely affecting tissue functi<strong>on</strong>, could result in pain and suffering.<br />

Similarly, the development <str<strong>on</strong>g>of</str<strong>on</strong>g> tumours during carcinogenicity testing, or intestinal swelling<br />

during sub-chr<strong>on</strong>ic or chr<strong>on</strong>ic testing, might also lead to pain and discomfort.<br />

9.34 <str<strong>on</strong>g>The</str<strong>on</strong>g> adverse effects which are used to define the MTD range from the very mild, which<br />

include n<strong>on</strong>-clinical signs <str<strong>on</strong>g>of</str<strong>on</strong>g> lethargy or effects <strong>on</strong> weight, to the more substantial, such as<br />

c<strong>on</strong>vulsi<strong>on</strong>s. For example, various tests <str<strong>on</strong>g>of</str<strong>on</strong>g> toxicity <str<strong>on</strong>g>of</str<strong>on</strong>g>ten require signs to be scored, such as<br />

changes in the c<strong>on</strong>diti<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> the coat and eyes, as well as other signs <str<strong>on</strong>g>of</str<strong>on</strong>g> ill-health. Many <str<strong>on</strong>g>of</str<strong>on</strong>g><br />

these c<strong>on</strong>diti<strong>on</strong>s might be expected to reflect pain and suffering to differing degrees.<br />

9.35 <str<strong>on</strong>g>The</str<strong>on</strong>g>re is general c<strong>on</strong>fusi<strong>on</strong> am<strong>on</strong>g toxicologists as to exactly what defines an MTD, ‘severe<br />

distress’, ‘obvious pain’, a ‘moribund c<strong>on</strong>diti<strong>on</strong>’ and other descripti<strong>on</strong>s <str<strong>on</strong>g>of</str<strong>on</strong>g> animal welfare.<br />

Some have argued that the relevant OECD test guidelines need to be revised accordingly. 19<br />

Several <str<strong>on</strong>g>of</str<strong>on</strong>g> the OECD test guidelines are vague <strong>on</strong> issues such as envir<strong>on</strong>mental enrichment,<br />

where for example group housing is not specified when it would be possible. 20 All these<br />

164<br />

15 Brown & Levine (1999) ibid.<br />

16 Mort<strong>on</strong> DB, Jennings M, Buckwell A et al. (2001) Refining procedures for the administrati<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> substances Lab Anim 35: 1–41.<br />

17 See, for example: Brown AP, Dinger N, Levine BS (2000) Stress produced by gavage administrati<strong>on</strong> in the rat C<strong>on</strong>temp Top<br />

Lab Anim Sci 39:17-21.<br />

18 Gangolli SD and Phillips JC (1993) <str<strong>on</strong>g>The</str<strong>on</strong>g> metabolism and dispositi<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> xenobiotics, in Experimental Toxicology, <str<strong>on</strong>g>The</str<strong>on</strong>g> Basic<br />

Issues, 2nd edn, Anders<strong>on</strong> D and C<strong>on</strong>ning D (Editors) (Cambridge: <str<strong>on</strong>g>The</str<strong>on</strong>g> Royal Society <str<strong>on</strong>g>of</str<strong>on</strong>g> Chemistry), pp130–201.<br />

19 Koeter HBWM (1999) <str<strong>on</strong>g>The</str<strong>on</strong>g> OECD Test Guidelines Programme and animal welfare c<strong>on</strong>cern: how to avoid major animal<br />

suffering, in Humane Endpoints in Animal Experiments for Biomedical Research, Hendriksen CFM and Mort<strong>on</strong> DB (Editors)<br />

(L<strong>on</strong>d<strong>on</strong>: Royal Society <str<strong>on</strong>g>of</str<strong>on</strong>g> Medicine Press), pp13–14.

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