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The ethics of research involving animals - Nuffield Council on ...

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T h e e t h i c s o f r e s e a r c h i n v o l v i n g a n i m a l s<br />

to associate odours with electrical shocks, prompting them to avoid such odours <strong>on</strong><br />

subsequent occasi<strong>on</strong>s. 24 Similarly, the comm<strong>on</strong> octopus (Octopus vulgaris), which was<br />

included in the A(SP)A in 1993, does not have similar neurological pathways to humans, but<br />

is able to associate visual and tactile stimuli with electrical shocks. 25 <str<strong>on</strong>g>The</str<strong>on</strong>g> octopus also<br />

possesses chemoreceptors that allow the detecti<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> substances at very low<br />

c<strong>on</strong>centrati<strong>on</strong>s. 26<br />

4.28 Empirical <str<strong>on</strong>g>research</str<strong>on</strong>g> has sought to assess the functi<strong>on</strong>ing <str<strong>on</strong>g>of</str<strong>on</strong>g> nervous systems in such <str<strong>on</strong>g>animals</str<strong>on</strong>g> and<br />

to determine whether they are capable <str<strong>on</strong>g>of</str<strong>on</strong>g> experiencing pain or suffering in ways to which we<br />

can relate. At the same time, the fact that humans and some other <str<strong>on</strong>g>animals</str<strong>on</strong>g> possess nociceptors<br />

and a system <str<strong>on</strong>g>of</str<strong>on</strong>g> neural pathways does not in itself prove that there are no other ways <str<strong>on</strong>g>of</str<strong>on</strong>g><br />

producing c<strong>on</strong>scious experience. While physiological and neurological analogies in <str<strong>on</strong>g>animals</str<strong>on</strong>g><br />

may therefore be useful indicators <str<strong>on</strong>g>of</str<strong>on</strong>g> comparable experiences, the absence <str<strong>on</strong>g>of</str<strong>on</strong>g> analogous<br />

structures cannot necessarily be taken to mean that they are incapable <str<strong>on</strong>g>of</str<strong>on</strong>g> experiencing pain,<br />

suffering or distress or any other higher-order states <str<strong>on</strong>g>of</str<strong>on</strong>g> c<strong>on</strong>scious experience. 27<br />

Summary <str<strong>on</strong>g>of</str<strong>on</strong>g> paragraphs 4.3–4.28<br />

4.29 In c<strong>on</strong>clusi<strong>on</strong>, it is extremely difficult to determine exactly the subjective experiences <str<strong>on</strong>g>of</str<strong>on</strong>g> <str<strong>on</strong>g>animals</str<strong>on</strong>g><br />

in relati<strong>on</strong> to pain and suffering. However, the evoluti<strong>on</strong>ary c<strong>on</strong>tinuum that is obvious from<br />

physiological, neurological and behavioural similarities between humans, primates and other<br />

<str<strong>on</strong>g>animals</str<strong>on</strong>g> allows us to make meaningful approximati<strong>on</strong>s. While we need to ensure that applying<br />

terms such as pain and suffering to <str<strong>on</strong>g>animals</str<strong>on</strong>g> does not lead to undue anthropomorphism, their<br />

vagueness does not render them inapplicable or useless. It is also important to c<strong>on</strong>sider the fact<br />

that <str<strong>on</strong>g>animals</str<strong>on</strong>g> may experience negative welfare from circumstances that would not be sources<br />

<str<strong>on</strong>g>of</str<strong>on</strong>g> harm for humans. Awareness <str<strong>on</strong>g>of</str<strong>on</strong>g> behavioural and physiological species-specific needs to<br />

identify and assess deviati<strong>on</strong>s from that state is therefore essential. While assessment <str<strong>on</strong>g>of</str<strong>on</strong>g><br />

<str<strong>on</strong>g>animals</str<strong>on</strong>g>’ behavioural and physiological resp<strong>on</strong>ses to resources and envir<strong>on</strong>mental c<strong>on</strong>diti<strong>on</strong>s is<br />

primarily a matter <str<strong>on</strong>g>of</str<strong>on</strong>g> empirical <str<strong>on</strong>g>research</str<strong>on</strong>g> and relatively straightforward, interpretati<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> the<br />

welfare implicati<strong>on</strong>s for laboratory envir<strong>on</strong>ments can be more complicated.<br />

4.30 In the spirit <str<strong>on</strong>g>of</str<strong>on</strong>g> critical anthropomorphism, a combinati<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> the evaluati<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> clinical signs,<br />

the study <str<strong>on</strong>g>of</str<strong>on</strong>g> animal choices, familiarity with ethological and ecological data, and<br />

c<strong>on</strong>siderati<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> physiological and neurological features can all allow for useful predicti<strong>on</strong>s<br />

<str<strong>on</strong>g>of</str<strong>on</strong>g> <str<strong>on</strong>g>animals</str<strong>on</strong>g>’ requirements and assessments <str<strong>on</strong>g>of</str<strong>on</strong>g> well-being, based <strong>on</strong> sound scientific evidence<br />

24 Dudai Y, Jan YN, Byers D et al. (1976) A mutant <str<strong>on</strong>g>of</str<strong>on</strong>g> Drosophila deficient in learning Proc Natl Acad Sci USA 73: 1684–8.<br />

25 <str<strong>on</strong>g>The</str<strong>on</strong>g> Animal Procedure Committee (APC) recommended that the comm<strong>on</strong> octopus be brought into the A(SP)A in 1992. <str<strong>on</strong>g>The</str<strong>on</strong>g><br />

Animals (Scientific Procedures) Act (Amendment) Order (1993) brought this change into effect. In 2001, the Committee<br />

recommended that all cephalopods should be included in the Act as the additi<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> <strong>on</strong>ly <strong>on</strong>e species, Octopus vulgaris,<br />

appeared to be anomalous. See APC (2002) Minutes from APC meeting, February 2002, available at:<br />

http://www.apc.gov.uk/reference/feb02.htm. Accessed <strong>on</strong>: 26 Oct 2004. As yet, no other invertebrate species have been<br />

included in the A(SP)A.<br />

26 See APC (2002) Minutes from APC meeting, February 2002, available at: http://www.apc.gov.uk/reference/feb02.htm.<br />

Accessed <strong>on</strong>: 26 Oct 2004. For further informati<strong>on</strong> see Hanl<strong>on</strong> RT and Messenger JB (1996) Cephalopod Behaviour<br />

(Cambridge: Cambridge University Press).<br />

27 Note that it would be fallacious to infer from this argument about the possibility <str<strong>on</strong>g>of</str<strong>on</strong>g> c<strong>on</strong>scious experience in <str<strong>on</strong>g>animals</str<strong>on</strong>g> with<br />

very different neurological and physiological features, that there must be a range <str<strong>on</strong>g>of</str<strong>on</strong>g> <str<strong>on</strong>g>animals</str<strong>on</strong>g> which certainly possess such<br />

experiences. On the basis <str<strong>on</strong>g>of</str<strong>on</strong>g> an ethical ‘precauti<strong>on</strong>ary approach’ it might be tempting to err <strong>on</strong> the safe side and assume<br />

that this is the case. However, a representati<strong>on</strong>alist and functi<strong>on</strong>al analysis <str<strong>on</strong>g>of</str<strong>on</strong>g> c<strong>on</strong>scious experience shows that, am<strong>on</strong>g other<br />

things, beings capable <str<strong>on</strong>g>of</str<strong>on</strong>g> c<strong>on</strong>scious suffering would require an integrated self-model (in order to develop a sense <str<strong>on</strong>g>of</str<strong>on</strong>g><br />

ownership for the represented pain, fear or distress), representati<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> time (in order to possess a psychological moment, an<br />

experimental ‘now’), working memory and most probably the capacity for emoti<strong>on</strong>s (in order to represent negative value,<br />

at least in an n<strong>on</strong>-c<strong>on</strong>ceptual manner). See Metzinger T (2003) Being No One – <str<strong>on</strong>g>The</str<strong>on</strong>g> self-model theory <str<strong>on</strong>g>of</str<strong>on</strong>g> subjectivity (Bost<strong>on</strong>:<br />

MIT), Chapter 3.<br />

72

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