Inter-universal Teichmuller Theory I: Construction of Hodge Theaters
Inter-universal Teichmuller Theory I: Construction of Hodge Theaters Inter-universal Teichmuller Theory I: Construction of Hodge Theaters
30 SHINICHI MOCHIZUKI —wherewewriteSL 2 (Z) ∧ for the profinite completion of SL 2 (Z). If one thinks of SL 2 (Z) ∧ as the geometric étale fundamental group of the moduli stack of elliptic curves over a field of characteristic zero, then the p-adic Teichmüller theory of [pOrd], [pTeich] does indeed constitute a generalization of ρ Zp to more general p- adic hyperbolic curves. From a representation-theoretic point of view, the next natural direction in which to further develop the theory of [pOrd], [pTeich] consists of attempting to generalize the theory of representations into SL 2 (Z p ) obtained in [pOrd], [pTeich] to a theory concerning representations into SL n (Z p )forarbitrary n ≥ 2. This is precisely the motivation that lies, for instance, behind the work of Joshi and Pauly [cf. [JP]]. On the other hand, unlike the original motivating representation ρ R , the representation ρẐ is far from injective, i.e., put another way, the so-called Congruence Subgroup Problem fails to hold in the case of SL 2 . This failure of injectivity means that working with ρẐ only allows one to access a relatively limited portion of SL 2 (Z) ∧ . From this point of view, a more natural direction in which to further develop the theory of [pOrd], [pTeich] is to consider the “anabelian version” ρ Δ : SL 2 (Z) ∧ → Out(Δ 1,1 ) of ρẐ — i.e., the natural outer representation on the geometric étale fundamental group Δ 1,1 of the tautological family of once-punctured elliptic curves over the moduli stack of elliptic curves over a field of characteristic zero. Indeed, unlike the case with ρẐ, one knows [cf. [Asada]] that ρ Δ is injective. Thus,the“arithmetic Teichmüller theory for number fields equipped with a [once-punctured] elliptic curve” constituted by the inter-universal Teichmüller theory developed in the present series of papers may [cf. the discussion of §I4!] be regarded as a realization of this sort of “anabelian” approach to further developing the p-adic Teichmüller theory of [pOrd], [pTeich]. In the context of these two distinct possible directions for the further development of the p-adic Teichmüller theory of [pOrd], [pTeich], it is of interest to recall the following elementary fact: If G is a free pro-p group of rank ≥ 2, then a [continuous] representation can never be injective! ρ G : G → GL n (Q p ) Indeed, assume that ρ G is injective and write ...⊆ H j ⊆ ...⊆ Im(ρ G ) ⊆ GL n (Q p ) for an exhaustive sequence of open normal subgroups of the image of ρ G .Thensince the H j are closed subgroups GL n (Q p ), hence p-adic Lie groups, it follows that the Q p -dimension dim(Hj ab ⊗ Q p ) of the tensor product with Q p of the abelianization of H j may be computed at the level of Lie algebras, hence is bounded by the Q p - dimension of the p-adic Lie group GL n (Q p ), i.e., we have dim(Hj ab ⊗ Q p ) ≤ n 2 ,in
INTER-UNIVERSAL TEICHMÜLLER THEORY I 31 contradiction to the well-known fact since G ∼ = Im(ρ G )isfree pro-p of rank ≥ 2, it holds that dim(Hj ab ⊗ Q p ) →∞as j →∞. Note, moreover, that this sort of argument — i.e., concerning the asymptotic behavior of abelianizations of open subgroups —ischaracteristic of the sort of proofs that typically occur in anabelian geometry [cf., e.g., the proofs of [Tama1], [pGC], [CombGC]!]. On the other hand, the fact that ρ G can never be injective shows that so long as one restricts oneself to representation theory into GL n (Q p ) for a fixed n, one can never access the sort of asymptotic phenomena that form the “technical core” [cf., e.g., the proofs of [Tama1], [pGC], [CombGC]!] of various important results in anabelian geometry. Put another way, the two “directions” discussed above — i.e., representationtheoretic and anabelian —appeartobeessentially mutually alien to one another. In this context, it is of interest to observe that the diophantine results derived in [IUTchIV] from the inter-universal Teichmüller theory developed in the present series of papers concern essentially asymptotic behavior, i.e., they do not concern properties of “a specific rational point over a specific number field”, but rather properties of the asymptotic behavior of “varying rational points over varying number fields”. One important aspect of this asymptotic nature of the diophantine results derived in [IUTchIV] is that there are no distinguished number fields that occur in the theory, i.e., the theory — being essentially asymptotic in nature! — is “invariant” with respect to passing to finite extensions of the number field involved [which, from the point of view of the absolute Galois group G Q of Q, corresponds precisely to passing to smaller and smaller open subgroups, as in the above discussion!]. This contrasts sharply with the “representation-theoretic approach to diophantine geometry” constituted by such works as [Wiles], where specific rational points over the specific number field Q — or, for instance, in generalizations of [Wiles] involving Shimura varieties, over specific number fields characteristically associated to the Shimura varieties involved — play a central role. Acknowledgements: I would like to thank Fumiharu Kato, Akio Tamagawa, Go Yamashita, and Mohamed Saïdi for many helpful discussions concerning the material presented in this paper. Also, I feel deeply indebted to Go Yamashita and Mohamed Saïdi for their meticulous reading of and numerous comments concerning the present paper.
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30 SHINICHI MOCHIZUKI<br />
—wherewewriteSL 2 (Z) ∧ for the pr<strong>of</strong>inite completion <strong>of</strong> SL 2 (Z). If one thinks<br />
<strong>of</strong> SL 2 (Z) ∧ as the geometric étale fundamental group <strong>of</strong> the moduli stack <strong>of</strong> elliptic<br />
curves over a field <strong>of</strong> characteristic zero, then the p-adic Teichmüller theory <strong>of</strong><br />
[pOrd], [pTeich] does indeed constitute a generalization <strong>of</strong> ρ Zp to more general p-<br />
adic hyperbolic curves.<br />
From a representation-theoretic point <strong>of</strong> view, the next natural direction<br />
in which to further develop the theory <strong>of</strong> [pOrd], [pTeich] consists <strong>of</strong> attempting to<br />
generalize the theory <strong>of</strong> representations into SL 2 (Z p ) obtained in [pOrd], [pTeich]<br />
to a theory concerning representations into SL n (Z p )forarbitrary n ≥ 2. This is<br />
precisely the motivation that lies, for instance, behind the work <strong>of</strong> Joshi and Pauly<br />
[cf. [JP]].<br />
On the other hand, unlike the original motivating representation ρ R , the representation<br />
ρẐ is far from injective, i.e., put another way, the so-called Congruence<br />
Subgroup Problem fails to hold in the case <strong>of</strong> SL 2 . This failure <strong>of</strong> injectivity means<br />
that working with<br />
ρẐ only allows one to access a relatively limited portion <strong>of</strong> SL 2 (Z) ∧ .<br />
From this point <strong>of</strong> view, a more natural direction in which to further develop the<br />
theory <strong>of</strong> [pOrd], [pTeich] is to consider the “anabelian version”<br />
ρ Δ : SL 2 (Z) ∧ → Out(Δ 1,1 )<br />
<strong>of</strong> ρẐ — i.e., the natural outer representation on the geometric étale fundamental<br />
group Δ 1,1 <strong>of</strong> the tautological family <strong>of</strong> once-punctured elliptic curves over the<br />
moduli stack <strong>of</strong> elliptic curves over a field <strong>of</strong> characteristic zero. Indeed, unlike the<br />
case with ρẐ, one knows [cf. [Asada]] that ρ Δ is injective. Thus,the“arithmetic<br />
Teichmüller theory for number fields equipped with a [once-punctured] elliptic<br />
curve” constituted by the inter-<strong>universal</strong> Teichmüller theory developed in<br />
the present series <strong>of</strong> papers may [cf. the discussion <strong>of</strong> §I4!] be regarded as a<br />
realization <strong>of</strong> this sort <strong>of</strong> “anabelian” approach to further developing the p-adic<br />
Teichmüller theory <strong>of</strong> [pOrd], [pTeich].<br />
In the context <strong>of</strong> these two distinct possible directions for the further development<br />
<strong>of</strong> the p-adic Teichmüller theory <strong>of</strong> [pOrd], [pTeich], it is <strong>of</strong> interest to recall<br />
the following elementary fact:<br />
If G is a free pro-p group <strong>of</strong> rank ≥ 2, then a [continuous] representation<br />
can never be injective!<br />
ρ G : G → GL n (Q p )<br />
Indeed, assume that ρ G is injective and write ...⊆ H j ⊆ ...⊆ Im(ρ G ) ⊆ GL n (Q p )<br />
for an exhaustive sequence <strong>of</strong> open normal subgroups <strong>of</strong> the image <strong>of</strong> ρ G .Thensince<br />
the H j are closed subgroups GL n (Q p ), hence p-adic Lie groups, it follows that the<br />
Q p -dimension dim(Hj<br />
ab ⊗ Q p ) <strong>of</strong> the tensor product with Q p <strong>of</strong> the abelianization<br />
<strong>of</strong> H j may be computed at the level <strong>of</strong> Lie algebras, hence is bounded by the Q p -<br />
dimension <strong>of</strong> the p-adic Lie group GL n (Q p ), i.e., we have dim(Hj<br />
ab ⊗ Q p ) ≤ n 2 ,in