Good Practices and Innovations in Public Governance 2003-2011
Good Practices and Innovations in Public Governance 2003-2011 Good Practices and Innovations in Public Governance 2003-2011
Good Practices and InnovATIONS in Public Governance (e-participation) to “implement the participatory budget and introduce an e-participation platform”. This process was to be supported by the renowned Fraunhofer Institute IAIS. Together with this Institute, the online editorial department developed a basic guideline for action (study) to make the electronically supported participation of citizens a standard procedure in the municipal administration of Cologne. In addition to a number of channels (letters, public hearing, call centre), it is the Internet that represents the main channel for participation. The platform was successfully used in October 2007 during the first participatory budget discussion that included debates on: 272 • Roads, lanes and public squares; • Public green spaces; and • Sports. The four-week online participation phase for 2007 participatory budget was concluded on 19 November 2007. For four weeks the citizens of Cologne had the opportunity to participate in planning the budget by submitting proposals, comments and assessments in the fields of “roads, lanes and public squares”; “public green spaces”; and “sports”, which they did with great interest and enthusiasm. These figures of the Cologne participatory budget clearly surpassed comparable online procedures in Germany and throughout Europe. 10,231 participants registered on the Internet platform. 4,973 submitted proposals and received 9,184 comments from other citizen and a total of 52,746 assessments (votes for or against) were entered. The proposals were called up online about 464,000 times and the web pages of the participation platform were visited exactly 873,476 times. About 120,000 unique visitors were counted. These figures of the Cologne participatory budget clearly surpass comparable online procedures in Germany and throughout Europe. The media also covered the project extensively. The participatory budget became the “talk of the town” during these four weeks, which was due to the city’s public relations work on the one hand, but also because of the very constructive and extensive media coverage about the procedure. The great majority of the proposals were submitted online via the Internet (85%). This shows the high degree of acceptance of this medium during this exercise. But the 448 written proposals and the 184 proposals received via the call-centre also show that it was right to make the project accessible for citizens who do not have access to the Internet or would rather communicate in other ways. One essential aspect for a successful participation of citizens during the entire phase of the participatory budget is to represent the complex, and often non-transparent for many citizens, material of a municipal budget in an understandable and transparent form. Aside from public hearings and the possibility of sending letters, submissions via the award-winning call centre of the City of Cologne were made possible for the
2008 Category 3: Germany first time and pooled in the Internet platform to be put up for discussion. This platform is of special significance, because it can also be used to include the respective evaluations at the conclusion of the online phase. Internet-based discussion forums allowing for time-independent communication on the basis of written messages allow citizens to participate from various locations at any time. Citizens are therefore no longer reliant on participating in a single event, but instead have enough time to write and make contributions to the forum discussion from their home or workplace. Furthermore, electronically supported participation procedures make it easier for newcomers to enter the discussion, since the entire course of the discussion up to that point has been documented in writing. For citizens, who otherwise have difficulties speaking in front of a great number of people or speaking up in the heat of the debate, it is also easier to participate in discussions via the Internet. The use of the Internet also holds advantages for politicians and administrators on many fronts. The quality of the discussion and the results is evidenced by the fact that Internet-based discussions are documented in writing, which makes it easier for them to use and process the material for further planning processes. Here the interactive software had to offer more than the usual range of functions for newsgroups or discussion forums. Requirements were carefully developed in order to make sure that the online consultation would go beyond a “flood of contributions” in a targeted and result-driven way. Discussion forums or newsgroups merely offer simple threads of answers. The representation of the content and documentation of the discussion therefore consists of discussion threads grown over time that more often than not do not follow the line of arguments inherent in the discussion. Interactive software should therefore offer functions that allow incoming contributions to be enhanced with further information, for example by means of labeling the contributions, providing key words or links. The interactive software not only allowed for the enhancement of contributions, but also for the processing of the discussion documents. The moderators had to be able to relocate, edit, remove, retract and re-label contributions or link them to each other in new ways that make it possible to document the discussion, and to edit its documents in a targeted and result-oriented way. Furthermore, there had to be functions to control the discussion to be able to establish and adjust any number of forums and sub-forums (access rights, visibility of functions, special contribution labels, activation of modules etc.) Interactive software should also allow for the integration of further communication channels and tools: one should therefore not only be able to submit contributions via the ‘WWW,’ but also via e-mail, fax or telephone. One should also make sure if the asynchronous discussion can be expanded through integrated 22 modules, like chat or survey and voting tools, for the different phases of the discussion (e.g., collection of ideas, assessment of options – see process planning,). It should also be possible 273
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2008 Category 3: Germany<br />
first time <strong>and</strong> pooled <strong>in</strong> the Internet platform to be put up for discussion. This platform<br />
is of special significance, because it can also be used to <strong>in</strong>clude the respective<br />
evaluations at the conclusion of the onl<strong>in</strong>e phase. Internet-based discussion forums<br />
allow<strong>in</strong>g for time-<strong>in</strong>dependent communication on the basis of written messages allow<br />
citizens to participate from various locations at any time. Citizens are therefore<br />
no longer reliant on participat<strong>in</strong>g <strong>in</strong> a s<strong>in</strong>gle event, but <strong>in</strong>stead have enough time to<br />
write <strong>and</strong> make contributions to the forum discussion from their home or workplace.<br />
Furthermore, electronically supported participation procedures make it easier for<br />
newcomers to enter the discussion, s<strong>in</strong>ce the entire course of the discussion up to that<br />
po<strong>in</strong>t has been documented <strong>in</strong> writ<strong>in</strong>g. For citizens, who otherwise have difficulties<br />
speak<strong>in</strong>g <strong>in</strong> front of a great number of people or speak<strong>in</strong>g up <strong>in</strong> the heat of the debate,<br />
it is also easier to participate <strong>in</strong> discussions via the Internet.<br />
The use of the Internet also holds advantages for politicians <strong>and</strong> adm<strong>in</strong>istrators on<br />
many fronts. The quality of the discussion <strong>and</strong> the results is evidenced by the fact that<br />
Internet-based discussions are documented <strong>in</strong> writ<strong>in</strong>g, which makes it easier for them<br />
to use <strong>and</strong> process the material for further plann<strong>in</strong>g processes.<br />
Here the <strong>in</strong>teractive software had to offer more than the usual range of functions for<br />
newsgroups or discussion forums. Requirements were carefully developed <strong>in</strong> order<br />
to make sure that the onl<strong>in</strong>e consultation would go beyond a “flood of contributions”<br />
<strong>in</strong> a targeted <strong>and</strong> result-driven way. Discussion forums or newsgroups merely offer<br />
simple threads of answers. The representation of the content <strong>and</strong> documentation of<br />
the discussion therefore consists of discussion threads grown over time that more<br />
often than not do not follow the l<strong>in</strong>e of arguments <strong>in</strong>herent <strong>in</strong> the discussion. Interactive<br />
software should therefore offer functions that allow <strong>in</strong>com<strong>in</strong>g contributions to be<br />
enhanced with further <strong>in</strong>formation, for example by means of label<strong>in</strong>g the contributions,<br />
provid<strong>in</strong>g key words or l<strong>in</strong>ks.<br />
The <strong>in</strong>teractive software not only allowed for the enhancement of contributions, but<br />
also for the process<strong>in</strong>g of the discussion documents. The moderators had to be able to<br />
relocate, edit, remove, retract <strong>and</strong> re-label contributions or l<strong>in</strong>k them to each other <strong>in</strong><br />
new ways that make it possible to document the discussion, <strong>and</strong> to edit its documents<br />
<strong>in</strong> a targeted <strong>and</strong> result-oriented way. Furthermore, there had to be functions to control<br />
the discussion to be able to establish <strong>and</strong> adjust any number of forums <strong>and</strong> sub-forums<br />
(access rights, visibility of functions, special contribution labels, activation of modules<br />
etc.) Interactive software should also allow for the <strong>in</strong>tegration of further communication<br />
channels <strong>and</strong> tools: one should therefore not only be able to submit contributions<br />
via the ‘WWW,’ but also via e-mail, fax or telephone. One should also make sure<br />
if the asynchronous discussion can be exp<strong>and</strong>ed through <strong>in</strong>tegrated 22 modules, like<br />
chat or survey <strong>and</strong> vot<strong>in</strong>g tools, for the different phases of the discussion (e.g., collection<br />
of ideas, assessment of options – see process plann<strong>in</strong>g,). It should also be possible<br />
273