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MISSING PIECES - Inter-Parliamentary Union

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<strong>MISSING</strong> <strong>PIECES</strong><br />

EU Common Position on the Control<br />

of Arms Brokering, 2003<br />

Sets out brokering controls EU states<br />

shall adopt to avoid circumnavigation<br />

of arms embargoes and export laws.<br />

Controls include the establishment of<br />

a clear legal framework, broker licensing<br />

and record-keeping requirements,<br />

registration and authorisation, information<br />

exchange and enforcement.<br />

OAS Model Regulations for the Control<br />

of Brokers of Firearms, their Parts and<br />

Components and Ammunition, 2003<br />

Wassenaar Arrangement Elements for<br />

Export Controls of Man-Portable Air<br />

Defence Systems (MANPADS), 2003<br />

Wassenaar Elements for Effective Legislation<br />

on Arms Brokering, 2003<br />

OSCE Principles on the Control of Brokering<br />

in Small Arms and Light Weapons,<br />

2004<br />

Nairobi Protocol for the prevention,<br />

control and reduction of small arms<br />

and light weapons in the Great Lakes<br />

region and the Horn of Africa, 2004<br />

Provide that a national authority must<br />

be named responsible for registering<br />

and licensing arms brokers, and sets<br />

criteria for issuing licenses.<br />

Agreement by Wassenaar Participating<br />

States to apply strict national controls<br />

on the export of MANPADS. States agree<br />

not to use brokers for MANPADS sales,<br />

and to weigh the possibility of diversion<br />

or un-authorised re-transfer, the recipient<br />

state’s level of stockpile security,<br />

and other criteria, prior to sale.<br />

States “agree to strictly control the<br />

activities of those who engage in the<br />

brokering of conventional arms” including<br />

through licensing of brokers and<br />

transactions.<br />

Provides a set of core principles to<br />

form the basis of arms brokering controls,<br />

drawing significantly from the<br />

EU Common Position on the Control<br />

of Arms Brokering (see above).<br />

Provides for the regulation of brokering,<br />

and includes a definition of brokers<br />

and brokering.<br />

Breaking the deadlock: Guns and armed groups<br />

Global level<br />

Geneva Conventions of 12 August 1949<br />

Convention on the Prevention and<br />

Punishment of the Crime of Genocide,<br />

1951<br />

Protocol Additional to the Geneva<br />

Conventions, and Relating to the Protection<br />

of Victims of Non-<strong>Inter</strong>national<br />

Armed Conflicts (Protocol II), 1979<br />

Common Article 3 provides minimum<br />

standards to be respected in the case<br />

of armed conflicts “not of an international<br />

character.”<br />

Provides for the punishment of the<br />

crime of genocide whether committed<br />

by “constitutionally responsible<br />

rulers, public officials or private<br />

individuals.”<br />

Subjects organised armed groups to<br />

some basic principles of IHL.<br />

170

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