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MBA Prospectus-2014 - IGNOU

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MFP-5 : PROFESSIONALS IN FINANCIAL MARKETS PRACTICE<br />

BLOCK UNIT UNIT TITLE AUDIO TAPE VIDEO TAPE<br />

NOs.<br />

1 INTERMEDIARIES IN FINANCIAL MARKETS<br />

1 Brokerage Houses<br />

2 Trading Infrastructure in Markets<br />

3 Depositories and Depository Participants<br />

4 Custodian and Clearing Houses<br />

5 Registrars and Transfer Agents<br />

2 INVESTMENT AND MERCHANT BANKING<br />

6 Preparing <strong>Prospectus</strong><br />

7 Due Diligence and Road Shows<br />

8 Issue Process and Post Issue Compliances<br />

9 Venture Capital and Private Equity<br />

10 Mergers and Takeovers<br />

3 MARKETING AND DISTRIBUTION OF FINANCIAL PRODUCTS<br />

11 Products, Consumers and Pricing<br />

12 Distribution and Sales Promotion Processes<br />

13 Sector Specific Strategies<br />

14 Cases from Banking, Insurance and Mutual Funds<br />

4 REGULATION AND COMPLIANCES<br />

15 Regulation and Compliances: An Introduction<br />

16 Compliances for Market Intermediaries<br />

17 Compliances for Specific Purposes and Mechanisms<br />

18 Compliances for Specific Processes<br />

5 RESEARCH AND ANALYSIS<br />

19 Organising a Research Firm<br />

20 Research in Financial Markets<br />

21 Case Studies in Market Research<br />

22 Portfolio Management Services<br />

6 SELF EMPLOYMENT OPPORTUNITIES IN MARKETS<br />

23 Sub Broker, Remisiers and Authorised Persons<br />

24 Financial Planning<br />

25 Financial Advisory<br />

26 Other Employment Opportunities<br />

157

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