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An Economic Assessment of Banana Genetic Improvement and ...

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6 CHAPTER 1<br />

periment station. Not all new seed cultivars<br />

are widely grown, or “popular”—especially<br />

in semicommercial, smallholder production<br />

in Africa, where farmers have multiple objectives<br />

<strong>and</strong> face combinations <strong>of</strong> biophysical<br />

<strong>and</strong> economic constraints. Farmers may<br />

not discern the benefits from inserting the<br />

trait, or may view these as less important<br />

than some other disadvantageous traits <strong>of</strong><br />

the new cultivar relative to currently grown<br />

cultivars. Even if planting material is available,<br />

<strong>and</strong> they can afford to purchase it,<br />

farmers will not adopt a cultivar unless the<br />

benefits are perceptible. For example, resistance<br />

to diseases <strong>and</strong> pests are some <strong>of</strong> the<br />

traits targeted with gene-based technologies.<br />

Evidence suggests that although farmers<br />

are knowledgeable about pests that they<br />

can see <strong>and</strong> touch (weeds, insect, vertebrate<br />

pests), they know much less about plant<br />

diseases <strong>and</strong> insect reproduction (Bentley<br />

1994; Orr 2003), which scientists observe<br />

with the assistance <strong>of</strong> laboratories <strong>and</strong> controlled<br />

experiments. Incidence varies over<br />

years <strong>and</strong> within crop st<strong>and</strong>s, following a<br />

statistical distribution that farmers observe<br />

incompletely.<br />

As with any introduced technology,<br />

knowing the social determinants <strong>and</strong> social<br />

consequences <strong>of</strong> adoption is important for<br />

designing policy interventions to support it.<br />

Though planting material may be neutral to<br />

the scale <strong>of</strong> the farm operation (meaning<br />

that there is nothing inherent in the technology<br />

that implies large-scale farmers will<br />

have greater ability to use it than will smallholder<br />

farmers), there is typically an aspect<br />

<strong>of</strong> the technology that favors its adoption by<br />

certain social groups. Reviews <strong>of</strong> related<br />

literature for other periods <strong>and</strong> regions confirm<br />

that whether a technology benefits<br />

poor people depends more on underlying<br />

social <strong>and</strong> economic conditions than on the<br />

intrinsic attributes <strong>of</strong> the technology (Feder,<br />

Just, <strong>and</strong> Zilberman 1985; Feder <strong>and</strong> Umali<br />

1993; Hazell <strong>and</strong> Haddad 2001; Meinzen-<br />

Dick et al. 2007).<br />

Compared with conventional technologies,<br />

some challenges are unique to genetically<br />

transformed seed, such as the need to<br />

develop appropriate biosafety regulatory<br />

frameworks (Cohen <strong>and</strong> Paarlberg 2004).<br />

Governments have a public responsibility to<br />

invest in assisting farmers to make informed<br />

choices <strong>and</strong> to take full advantage <strong>of</strong> the<br />

technology if they choose to use it (Tripp<br />

2001; Smale <strong>and</strong> de Groote 2003). Citizens<br />

<strong>of</strong> African nations will want to make their<br />

own informed decisions.<br />

Crop Biotechnology for<br />

African Smallholders<br />

Technological innovations are undoubtedly<br />

necessary for economic change <strong>and</strong> growth,<br />

<strong>and</strong> there is no question that feasible technology<br />

options can be found on the research<br />

shelves <strong>of</strong> African nations. A recent expert<br />

survey revealed 40 biotechnology products<br />

in the public research pipeline for Kenya,<br />

South Africa, <strong>and</strong> Zimbabwe alone (Atanassov<br />

et al. 2004; Cohen 2005). Only in<br />

South Africa, however, have transgenic crop<br />

cultivars been released to farmers.<br />

Given this situation, assessment <strong>of</strong> the<br />

technologies is by definition ex ante, or<br />

based on prediction. The case study summarized<br />

in this report was selected from<br />

among products now in research pipelines<br />

according to several criteria. It can be argued<br />

that the biotechnology innovations<br />

with greatest promise for smallholder farmers<br />

in Africa today are those that (1) tackle<br />

economically important biotic or abiotic<br />

constraints that are not easily addressed<br />

through conventional plant breeding or<br />

methods <strong>of</strong> control (de Vries <strong>and</strong> Toenniessen<br />

2001); (2) pose little risk <strong>of</strong> endangering<br />

trade through exports to countries that do<br />

not accept transgenic products (Nielsen,<br />

Thierfelder, <strong>and</strong> Robinson 2001); <strong>and</strong> (3)<br />

can make a difference in the welfare <strong>of</strong><br />

smallholder farmers by serving as either<br />

sources <strong>of</strong> food or cash.<br />

First, to be cost effective, biotechnology<br />

tools should demonstrate a comparative advantage<br />

relative to other tools or tool combinations.<br />

To target traits effectively <strong>and</strong> result

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