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An Economic Assessment of Banana Genetic Improvement and ...

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IMPACT OF TECHNICAL INNOVATIONS IN AFRICAN AGRICULTURE 5<br />

international system, but at the same time<br />

they have not proved pr<strong>of</strong>itable to private<br />

investors (Naylor et al. 2004).<br />

Roles are evolving, however, <strong>and</strong> public–private<br />

dichotomies are less useful in<br />

analyzing institutional change. A variety <strong>of</strong><br />

institutional modes will be necessary to exp<strong>and</strong><br />

the range <strong>of</strong> technologies <strong>and</strong> more<br />

fully address issues related to their social,<br />

economic, <strong>and</strong> environmental consequences.<br />

These include private funding through producer<br />

associations (for commercial, tradable<br />

crops) <strong>and</strong> various forms <strong>of</strong> public–private<br />

partnerships, alongside continued public<br />

funding for essential public goods, such as<br />

research on managing natural resources <strong>and</strong><br />

the environment, prebreeding, <strong>and</strong> conserving<br />

germplasm. The need to work through<br />

civil society <strong>and</strong> other institutions to enable<br />

the successful integration <strong>of</strong> technological<br />

innovations in African agriculture has<br />

become increasingly evident (Haggblade<br />

2004).<br />

Despite these changes <strong>and</strong> other calls for<br />

change, the paucity <strong>of</strong> public funds in Africa—<strong>and</strong><br />

its implications—cannot be understated.<br />

Africa received only 8 percent <strong>of</strong><br />

public agricultural research expenditures in<br />

1976 <strong>and</strong> 6 percent in 1995, with the lowest<br />

overall rate <strong>of</strong> increase among all regions<br />

for the two decades, <strong>and</strong> it is the only region<br />

<strong>of</strong> the world where per capita research<br />

spending, in terms <strong>of</strong> both total population<br />

<strong>and</strong> agricultural workers, declined (Pardey<br />

<strong>and</strong> Beintema 2001).<br />

Role <strong>of</strong> Social Science<br />

Research in Technology<br />

Development<br />

Social science research can help identify<br />

ways to create an enabling environment for<br />

improved crop cultivars <strong>and</strong> practices before<br />

their release. There is a need to diagnose<br />

impediments <strong>and</strong> constraints to adoption<br />

<strong>of</strong> cultivars during the development <strong>of</strong><br />

the cultivar in order to contribute to the future<br />

success <strong>of</strong> the cultivar in farmers’<br />

fields. Some challenges associated with crop<br />

biotechnologies are the same as those faced<br />

with conventional genetic technologies. 1<br />

This commonality is especially true with<br />

respect to the decisions <strong>of</strong> the farmers, who<br />

are the potential clients for the research<br />

product.<br />

For example, effective, dem<strong>and</strong>-driven<br />

provision <strong>of</strong> planting material is a critical<br />

ingredient to any successful seed innovation.<br />

Poorly developed markets for planting<br />

material, weak institutions for diffusing it,<br />

or the extreme poverty <strong>and</strong> cash-flow problems<br />

experienced by many smallholder<br />

farmers in Sub-Saharan Africa have <strong>of</strong>ten<br />

thwarted farmers’ ability to benefit from<br />

improved cultivars, even when these cultivars<br />

perform well in their fields (Tripp<br />

2003). The agricultural R&D institutions<br />

that constitute the commercial seed system<br />

in high-income countries deliver final products<br />

to dispersed clients, who dem<strong>and</strong> them<br />

on a regular basis. Compared with these<br />

well-served farmers, those in marginal<br />

environments <strong>of</strong> poorer countries in Sub-<br />

Saharan Africa <strong>of</strong>ten rely on their own<br />

saved seed or village connections, because<br />

seed supplied through more formal market<br />

channels is unreliable. Planting-material<br />

systems for clonally propagated crops, such<br />

as banana, are characterized by a far greater<br />

degree <strong>of</strong> farmer-to-farmer exchange, <strong>and</strong><br />

some public investment is likely to be required<br />

to support the dissemination <strong>of</strong> improved<br />

bananas, whether or not product<br />

marketing channels are well developed (de<br />

Vries <strong>and</strong> Toenniessen 2001).<br />

<strong>An</strong>other challenge common to any new<br />

technology is that farmers must perceive its<br />

benefits in their fields, not just on the ex-<br />

1<br />

Here, “conventional genetic technologies” refers to any type <strong>of</strong> hybrid (for example, varietal, top-cross,<br />

three-way, <strong>and</strong> single- or double-cross), improved open-pollinated cultivars (such as a synthetic or composite)<br />

or pure line selection developed in a crossing or selection program, in contrast to those developed through gene<br />

insertion.

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