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COMPREHENSIVE LIPID PROFILE TESTING IN THE<br />

EVALUATION OF CARDIOVASCULAR DISEASE<br />

Protocol: <strong>CAR039</strong><br />

Effective Date: May 7, 2012<br />

Table <strong>of</strong> Contents<br />

Page<br />

COMMERCIAL COVERAGE RATIONALE......................................................................................... 1<br />

MEDICARE & MEDICAID COVERAGE RATIONALE...................................................................... 2<br />

BACKGROUND ...................................................................................................................................... 4<br />

CLINICAL EVIDENCE........................................................................................................................... 5<br />

U.S. FOOD AND DRUG ADMINISTRATION (FDA)........................................................................ 11<br />

APPLICABLE CODES.......................................................................................................................... 12<br />

REFERENCES ....................................................................................................................................... 12<br />

PROTOCOL HISTORY/REVISION INFORMATION ........................................................................ 14<br />

INSTRUCTIONS FOR USE<br />

This protocol provides assistance <strong>in</strong> <strong>in</strong>terpret<strong>in</strong>g UnitedHealthcare benefit plans. When decid<strong>in</strong>g<br />

coverage, <strong>the</strong> enrollee specific document must be referenced. The terms <strong>of</strong> an enrollee's document<br />

(e.g., Certificate <strong>of</strong> Coverage (COC) or Evidence <strong>of</strong> Coverage (EOC)) may differ greatly. In <strong>the</strong> event<br />

<strong>of</strong> a conflict, <strong>the</strong> enrollee's specific benefit document supersedes this protocol. All reviewers must first<br />

identify enrollee eligibility, any federal or state regulatory requirements and <strong>the</strong> plan benefit coverage<br />

prior to use <strong>of</strong> this Protocol. O<strong>the</strong>r Protocols, Policies and Coverage Determ<strong>in</strong>ation Guidel<strong>in</strong>es may<br />

apply. UnitedHealthcare reserves <strong>the</strong> right, <strong>in</strong> its sole discretion, to modify its Protocols, Policies and<br />

Guidel<strong>in</strong>es as necessary. This protocol is provided for <strong>in</strong>formational purposes. It does not constitute<br />

medical advice.<br />

For consistency <strong>in</strong> this document, <strong>the</strong> acronyms <strong>of</strong> cardiovascular disease (CVD), coronary artery<br />

disease (CAD) and ischemic heart disease (IHD) used <strong>in</strong> various research references have been<br />

standardized to coronary heart disease (CHD) as used <strong>in</strong> <strong>the</strong> National Cholesterol Education Program<br />

(NCEP) recommendations.<br />

COMMERCIAL COVERAGE RATIONALE<br />

Standard lipoprote<strong>in</strong> analysis <strong>of</strong> measurement <strong>of</strong> total serum cholesterol, total triglyceride, high density<br />

lipoprote<strong>in</strong> cholesterol, and calculation <strong>of</strong> low-density lipoprote<strong>in</strong> cholesterol is medically necessary<br />

for prediction <strong>of</strong> risk for coronary artery disease. The VAP (Vertical Auto <strong>Pr<strong>of</strong>ile</strong>) Test, an expanded<br />

lipid measurement panel that <strong>in</strong>cludes a direct measurement <strong>of</strong> LDL, is considered equivalent but not<br />

superior to standard lipoprote<strong>in</strong> analysis.<br />

Fractionated lipoprote<strong>in</strong> analysis, homocyste<strong>in</strong>e test<strong>in</strong>g, or lipoprote<strong>in</strong> subclass test<strong>in</strong>g is not<br />

medically necessary for use as <strong>in</strong>dependent risk factors to identify persons at risk for coronary heart<br />

<strong>Comprehensive</strong> <strong>Lipid</strong> <strong>Pr<strong>of</strong>ile</strong> <strong>Test<strong>in</strong>g</strong> <strong>in</strong> <strong>the</strong> <strong>Evaluation</strong> <strong>of</strong> Cardiovascular Disease Page 1 <strong>of</strong> 14


disease due to <strong>in</strong>adequate cl<strong>in</strong>ical evidence <strong>of</strong> safety and/or efficacy <strong>in</strong> published peer-reviewed<br />

medical literature.<br />

Components <strong>of</strong> fractionated lipoprote<strong>in</strong> analysis may <strong>in</strong>clude:<br />

• LDL-C gradient gel electrophoresis (GGE) for low-density lipoprote<strong>in</strong> (LDL) subclasses<br />

• HDL-C GGE for HDL subclasses<br />

• lipoprote<strong>in</strong>(a) [Lp(a)] assay<br />

• apo A-I<br />

• apo B<br />

• apoE is<strong>of</strong>orms (E2, E3, E4)<br />

• total plasma homocyste<strong>in</strong>e<br />

• lipoprote<strong>in</strong>-associated phospholipase A2 (Lp-PLA2)<br />

• non-HDL cholesterol<br />

• hs-CRP<br />

• K<strong>in</strong>es<strong>in</strong>-like prote<strong>in</strong> 6 (KIF6)<br />

• LDL particle number<br />

MEDICARE & MEDICAID COVERAGE RATIONALE<br />

Medicare has a National Coverage Determ<strong>in</strong>ation (NCD) for <strong>Lipid</strong> <strong>Test<strong>in</strong>g</strong> (190.23). Medicare does<br />

not have a Local Coverage Determ<strong>in</strong>ation (LCD) for Nevada for <strong>Lipid</strong> <strong>Test<strong>in</strong>g</strong> at this time. Accessed<br />

March 2012. The National Coverage Determ<strong>in</strong>ation is as follows:<br />

Item/Service Description<br />

Lipoprote<strong>in</strong>s are a class <strong>of</strong> heterogeneous particles <strong>of</strong> vary<strong>in</strong>g sizes and densities conta<strong>in</strong><strong>in</strong>g lipid and<br />

prote<strong>in</strong>. These lipoprote<strong>in</strong>s <strong>in</strong>clude cholesterol esters and free cholesterol, triglycerides, phosphor<br />

lipids and A, C, and E apoprote<strong>in</strong>s. Total cholesterol comprises all <strong>the</strong> cholesterol found <strong>in</strong> various<br />

lipoprote<strong>in</strong>s.<br />

Factors that affect blood cholesterol levels <strong>in</strong>clude age, sex, body weight, diet, alcohol and tobacco<br />

use, exercise, genetic factors, family history, medications, menopausal status, <strong>the</strong> use <strong>of</strong> hormone<br />

replacement <strong>the</strong>rapy, and chronic disorders such as hypothyroidism, obstructive liver disease,<br />

pancreatic disease (<strong>in</strong>clud<strong>in</strong>g diabetes), and kidney disease.<br />

In many <strong>in</strong>dividuals, an elevated blood cholesterol level constitutes an <strong>in</strong>creased risk <strong>of</strong> develop<strong>in</strong>g<br />

coronary artery disease. Blood levels <strong>of</strong> total cholesterol and various fractions <strong>of</strong> cholesterol,<br />

especially low density lipoprote<strong>in</strong> cholesterol (LDL-C) and high density lipoprote<strong>in</strong> cholesterol (HDL-<br />

C), are useful <strong>in</strong> assess<strong>in</strong>g and monitor<strong>in</strong>g treatment for that risk <strong>in</strong> patients with cardiovascular and<br />

related diseases. Blood levels <strong>of</strong> <strong>the</strong> above cholesterol components <strong>in</strong>clud<strong>in</strong>g triglyceride have been<br />

separated <strong>in</strong>to desirable, borderl<strong>in</strong>e and high risk categories by <strong>the</strong> National Heart, Lung and Blood<br />

Institute <strong>in</strong> <strong>the</strong>ir report <strong>in</strong> 1993. These categories form a useful basis for evaluation and treatment <strong>of</strong><br />

patients with hyperlipidemia. Therapy to reduce <strong>the</strong>se risk parameters <strong>in</strong>cludes diet, exercise and<br />

medication, and fat weight loss, which is particularly powerful when comb<strong>in</strong>ed with diet and exercise.<br />

<strong>Comprehensive</strong> <strong>Lipid</strong> <strong>Pr<strong>of</strong>ile</strong> <strong>Test<strong>in</strong>g</strong> <strong>in</strong> <strong>the</strong> <strong>Evaluation</strong> <strong>of</strong> Cardiovascular Disease Page 2 <strong>of</strong> 14


Indications and Limitations <strong>of</strong> Coverage<br />

Indications<br />

The medical community recognizes lipid test<strong>in</strong>g as appropriate for evaluat<strong>in</strong>g a<strong>the</strong>rosclerotic<br />

cardiovascular disease. Conditions <strong>in</strong> which lipid test<strong>in</strong>g may be <strong>in</strong>dicated <strong>in</strong>clude:<br />

• Assessment <strong>of</strong> patients with a<strong>the</strong>rosclerotic cardiovascular disease.<br />

• <strong>Evaluation</strong> <strong>of</strong> primary dyslipidemia.<br />

• Any form <strong>of</strong> a<strong>the</strong>rosclerotic disease, or any disease lead<strong>in</strong>g to <strong>the</strong> formation <strong>of</strong> a<strong>the</strong>rosclerotic<br />

disease.<br />

• Diagnostic evaluation <strong>of</strong> diseases associated with altered lipid metabolism, such as: nephrotic<br />

syndrome, pancreatitis, hepatic disease, and hypo and hyperthyroidism.<br />

• Secondary dyslipidemia, <strong>in</strong>clud<strong>in</strong>g diabetes mellitus, disorders <strong>of</strong> gastro<strong>in</strong>test<strong>in</strong>al absorption,<br />

chronic renal failure.<br />

• Signs or symptoms <strong>of</strong> dyslipidemias, such as sk<strong>in</strong> lesions.<br />

• As follow-up to <strong>the</strong> <strong>in</strong>itial screen for coronary heart disease (total cholesterol + HDL<br />

cholesterol) when total cholesterol is determ<strong>in</strong>ed to be high (>240 mg/dL), or borderl<strong>in</strong>e-high<br />

(200-240 mg/dL) plus two or more coronary heart disease risk factors, or an HDL cholesterol,<br />


Limitations<br />

<strong>Lipid</strong> panel and hepatic panel test<strong>in</strong>g may be used for patients with severe psoriasis which has not<br />

responded to conventional <strong>the</strong>rapy and for which <strong>the</strong> ret<strong>in</strong>oid etret<strong>in</strong>ate has been prescribed and who<br />

have developed hyperlipidemia or hepatic toxicity. Specific examples <strong>in</strong>clude erythrodermia and<br />

generalized pustular type and psoriasis associated with arthritis.<br />

Rout<strong>in</strong>e screen<strong>in</strong>g and prophylactic test<strong>in</strong>g for lipid disorder are not covered by Medicare. While lipid<br />

screen<strong>in</strong>g may be medically appropriate, Medicare by statute does not pay for it. <strong>Lipid</strong> test<strong>in</strong>g <strong>in</strong><br />

asymptomatic <strong>in</strong>dividuals is considered to be screen<strong>in</strong>g regardless <strong>of</strong> <strong>the</strong> presence <strong>of</strong> o<strong>the</strong>r risk factors<br />

such as family history, tobacco use, etc.<br />

Once a diagnosis is established, one or several specific tests are usually adequate for monitor<strong>in</strong>g <strong>the</strong><br />

course <strong>of</strong> <strong>the</strong> disease. Less specific diagnoses (for example, o<strong>the</strong>r chest pa<strong>in</strong>) alone do not support<br />

medical necessity <strong>of</strong> <strong>the</strong>se tests.<br />

When monitor<strong>in</strong>g long term anti-lipid dietary or pharmacologic <strong>the</strong>rapy and when follow<strong>in</strong>g patients<br />

with borderl<strong>in</strong>e high total or LDL cholesterol levels, it is reasonable to perform <strong>the</strong> lipid panel<br />

annually. A lipid panel at a yearly <strong>in</strong>terval will usually be adequate while measurement <strong>of</strong> <strong>the</strong> serum<br />

total cholesterol or a measured LDL should suffice for <strong>in</strong>terim visits if <strong>the</strong> patient does not have<br />

hypertriglyceridemia.<br />

Any one component <strong>of</strong> <strong>the</strong> panel or a measured LDL may be medically necessary up to six times <strong>the</strong><br />

first year for monitor<strong>in</strong>g dietary or pharmacologic <strong>the</strong>rapy. More frequent total cholesterol HDL<br />

cholesterol, LDL cholesterol and triglyceride test<strong>in</strong>g may be <strong>in</strong>dicated for marked elevations or for<br />

changes to anti-LIPID <strong>the</strong>rapy due to <strong>in</strong>adequate <strong>in</strong>itial patient response to dietary or pharmacologic<br />

<strong>the</strong>rapy. The LDL cholesterol or total cholesterol may be measured three times yearly after treatment<br />

goals have been achieved.<br />

If no dietary or pharmacological <strong>the</strong>rapy is advised, monitor<strong>in</strong>g is not necessary.<br />

When evaluat<strong>in</strong>g non-specific chronic abnormalities <strong>of</strong> <strong>the</strong> liver (for example, elevations <strong>of</strong><br />

transam<strong>in</strong>ase, alkal<strong>in</strong>e phosphatase, abnormal imag<strong>in</strong>g studies, etc.), a lipid panel would generally not<br />

be <strong>in</strong>dicated more than twice per year.<br />

For Medicare and Medicaid Determ<strong>in</strong>ations Related to States Outside <strong>of</strong> Nevada:<br />

Please review Local Coverage Determ<strong>in</strong>ations that apply to o<strong>the</strong>r states outside <strong>of</strong> Nevada.<br />

http://www.cms.hhs.gov/mcd/search<br />

Important Note: Please also review local carrier Web sites <strong>in</strong> addition to <strong>the</strong> Medicare Coverage<br />

database on <strong>the</strong> Centers for Medicare and Medicaid Services’ Website<br />

BACKGROUND<br />

Cardiovascular disease (def<strong>in</strong>ed as coronary artery disease (CAD), cerebrovascular disease (CVD), and<br />

peripheral vascular disease (PVD)) is a major cause <strong>of</strong> morbidity and mortality <strong>in</strong> <strong>the</strong> Western world. It<br />

<strong>Comprehensive</strong> <strong>Lipid</strong> <strong>Pr<strong>of</strong>ile</strong> <strong>Test<strong>in</strong>g</strong> <strong>in</strong> <strong>the</strong> <strong>Evaluation</strong> <strong>of</strong> Cardiovascular Disease Page 4 <strong>of</strong> 14


is well known that CAD alone is <strong>the</strong> largest killer <strong>of</strong> American men and women, amount<strong>in</strong>g to more<br />

than 500,000 deaths per year. The highest <strong>in</strong>cidence <strong>of</strong> new CAD events is <strong>in</strong> persons >65 years <strong>of</strong> age<br />

and 85% <strong>of</strong> all deaths attributable to CAD occur <strong>in</strong> this population. Unfortunately, up to 1/3 <strong>of</strong> <strong>in</strong>itial<br />

presentation <strong>of</strong> CAD is sudden death. This statistic underscores <strong>the</strong> importance <strong>of</strong> appropriate<br />

cholesterol test<strong>in</strong>g and management, s<strong>in</strong>ce cholesterol blood level predicts CAD risk.<br />

The National Cholesterol Education Program (NCEP) Adult Treatment Panel (ATP III) guidel<strong>in</strong>es,<br />

released <strong>in</strong> 2001, focus on multiple risk factors and use <strong>the</strong> Fram<strong>in</strong>gham risk calculation to identify<br />

certa<strong>in</strong> patients for more <strong>in</strong>tense treatment. The ATP III guidel<strong>in</strong>es are endorsed by <strong>the</strong> American<br />

College <strong>of</strong> Cardiology (ACC) and American Heart Association (AHA).<br />

By strict ATP III def<strong>in</strong>ition, risk factors <strong>in</strong>clude:<br />

1. Family history (primary male relative with CAD before age 55, female relative before age 65),<br />

2. Hypertension (blood pressure >140/90),<br />

3. Low HDL (45).<br />

In general, low cardiac risk is described as no risk or one risk factor. Moderate cardiac risk is def<strong>in</strong>ed<br />

as two risk factors and a 10-year Fram<strong>in</strong>gham risk <strong>of</strong> less than 10%. Moderate high risk is def<strong>in</strong>ed as<br />

two or more risk factors and a 10-year Fram<strong>in</strong>gham risk <strong>of</strong> 10%-20%. High risk <strong>in</strong>dividuals have<br />

exist<strong>in</strong>g CAD (previous history <strong>of</strong> MI, stable or unstable ang<strong>in</strong>a, or revascularization with coronary<br />

artery bypass graft<strong>in</strong>g or percutaneous coronary angioplasty), or a CAD risk equivalent (e.g., diabetes<br />

mellitus, abdom<strong>in</strong>al aortic aneurysm, PVD, significant coronary artery disease, a 10-year Fram<strong>in</strong>gham<br />

risk that exceeds 20%).<br />

In July 2004, <strong>the</strong> NCEP updated some elements <strong>of</strong> <strong>the</strong> ATP III guidel<strong>in</strong>es based on review <strong>of</strong> 5<br />

additional cl<strong>in</strong>ical trials. In this update, very high risk patients (recent heart attack, or those who have<br />

cardiovascular disease comb<strong>in</strong>ed with diabetes, cont<strong>in</strong>ued smok<strong>in</strong>g, PVD, or metabolic syndrome) had<br />

an optional goal LDL less than 70 mg/dL. The National Heart Lung and Blood Institute (NHLBI)<br />

anticipates <strong>the</strong> release <strong>of</strong> ATP IV <strong>in</strong> <strong>the</strong> Spr<strong>in</strong>g <strong>of</strong> 2012.<br />

CLINICAL EVIDENCE<br />

I. BASIC LIPOPROTEIN PROFILE<br />

A basic lipoprote<strong>in</strong> pr<strong>of</strong>ile typically <strong>in</strong>cludes total cholesterol, HDL, triglycerides, and calculated LDL.<br />

In some cl<strong>in</strong>ical situations (e.g. presence <strong>of</strong> chylomicrons, elevated triglycerides >400 mg/dl), <strong>in</strong>direct<br />

LDL calculation may not be considered accurate (i.e. underestimated) and direct LDL calculations may<br />

be considered more appropriate.<br />

A. LDL. The ATP III guidel<strong>in</strong>es identify elevated LDL cholesterol as <strong>the</strong> primary target <strong>of</strong> <strong>the</strong>rapy<br />

and establish goals for LDL cholesterol that depend on a patient’s risk status. The ATP III guidel<strong>in</strong>es<br />

do not def<strong>in</strong>e <strong>the</strong> total cholesterol: HDL ratio as a specified target <strong>of</strong> <strong>the</strong>rapy; LDL rema<strong>in</strong>s <strong>the</strong> primary<br />

lipid lower<strong>in</strong>g target. The data on LDL predict<strong>in</strong>g CVD <strong>in</strong> randomized controlled trials (RCT) is<br />

<strong>Comprehensive</strong> <strong>Lipid</strong> <strong>Pr<strong>of</strong>ile</strong> <strong>Test<strong>in</strong>g</strong> <strong>in</strong> <strong>the</strong> <strong>Evaluation</strong> <strong>of</strong> Cardiovascular Disease Page 5 <strong>of</strong> 14


obust. Among <strong>the</strong> earliest trials <strong>in</strong>clude <strong>the</strong> Fram<strong>in</strong>gham Heart Study, <strong>the</strong> Multiple Risk Factor<br />

Intervention Trial (MRFIT), and <strong>the</strong> <strong>Lipid</strong> Research Cl<strong>in</strong>ics (LRC) trials which established that<br />

lower<strong>in</strong>g LDL cholesterol <strong>in</strong> patients with multiple cardiovascular risk factors lowers coronary heart<br />

disease (CHD) event rates.<br />

B. HDL. The most important function <strong>of</strong> HDL-C is reverse cholesterol transport. The data <strong>in</strong>dicates<br />

that HDL cholesterol levels are strong <strong>in</strong>verse predictors <strong>of</strong> CHD events. Randomized <strong>in</strong>tervention<br />

studies have demonstrated significant <strong>in</strong>hibition <strong>of</strong> a<strong>the</strong>rosclerosis and/or improvement <strong>in</strong><br />

cardiovascular event rates <strong>in</strong> treatments that <strong>in</strong>crease HDL-cholesterol. The Veterans Adm<strong>in</strong>istration<br />

HDL Intervention Trial (VA-HIT) trial demonstrated <strong>the</strong> benefits <strong>of</strong> Gemfibrozil <strong>in</strong> patients with low<br />

HDL levels with CHD. The HDL A<strong>the</strong>rosclerosis Treatment Study (HATS) trial demonstrated a<br />

reduction <strong>in</strong> major cardiovascular events <strong>of</strong> 90% vs. placebo <strong>in</strong> patients randomized to nicot<strong>in</strong>ic acid<br />

and Simvastat<strong>in</strong>. In addition, patients <strong>in</strong> <strong>the</strong> Coronary Drug Project benefited from a significant<br />

reduction <strong>in</strong> mortality after 15 years, 9 years after <strong>the</strong> trial ended. However, it has been difficult to<br />

determ<strong>in</strong>e whe<strong>the</strong>r rais<strong>in</strong>g HDL cholesterol <strong>in</strong>dependently reduces CVD events because <strong>in</strong>terventions<br />

that raise HDL also affect <strong>the</strong> concentration <strong>of</strong> o<strong>the</strong>r lipoprote<strong>in</strong>s. The NCEP report states that<br />

although <strong>the</strong> potential benefit <strong>of</strong> HDL-rais<strong>in</strong>g <strong>the</strong>rapy has evoked considerable <strong>in</strong>terest, "current<br />

documentation <strong>of</strong> risk reduction through controlled cl<strong>in</strong>ical trials is not sufficient to warrant sett<strong>in</strong>g a<br />

specific goal value for rais<strong>in</strong>g HDL-C." The AIM-High trial's purpose was to determ<strong>in</strong>e if, <strong>in</strong> <strong>the</strong><br />

sett<strong>in</strong>g <strong>of</strong> well-treated LDL and low HDL, <strong>the</strong>re was an <strong>in</strong>cremental benefit <strong>of</strong> add<strong>in</strong>g extended-release<br />

niac<strong>in</strong>. The study was halted prematurely by <strong>the</strong> FDA as it met <strong>the</strong> criterion <strong>of</strong> “futility”. The<br />

evidence to correct low HDL-C <strong>in</strong> addition to reduc<strong>in</strong>g LDL-C <strong>the</strong>refore awaits support from a larger<br />

randomized controlled trial, HPS-2-THRIVE, which should help guide cl<strong>in</strong>ical decision as to <strong>the</strong><br />

benefit <strong>of</strong> rais<strong>in</strong>g HDL.<br />

C. Triglycerides, <strong>in</strong> <strong>the</strong> fast<strong>in</strong>g state, are primarily found <strong>in</strong> VLDL. Triglycerides are <strong>the</strong>refore used as<br />

a surrogate measure <strong>of</strong> VLDL. Because triglycerides are highly l<strong>in</strong>ked to abnormalities <strong>in</strong> HDL and<br />

LDL, triglycerides are <strong>of</strong>ten not an <strong>in</strong>dependent predictor <strong>in</strong> multivariate analyses. There has been no<br />

cl<strong>in</strong>ical trial establish<strong>in</strong>g that lower<strong>in</strong>g triglycerides <strong>in</strong> <strong>in</strong>dividuals leads to lower CHD event rates<br />

when adjusted for HDL cholesterol.<br />

D. Non-HDL. Non-HDL cholesterol <strong>in</strong>cludes all lipoprote<strong>in</strong>s that conta<strong>in</strong> apo B. The ATP III<br />

guidel<strong>in</strong>es suggest non-HDL as a secondary target <strong>of</strong> <strong>the</strong>rapy <strong>in</strong> patients with high triglycerides, after<br />

target<strong>in</strong>g LDL cholesterol levels. The targeted level for non-HDL cholesterol is <strong>the</strong> LDL cholesterol<br />

target plus 30. Some authors advocate that measur<strong>in</strong>g non-HDL cholesterol is more practical than<br />

directly measur<strong>in</strong>g apo B and is predictive <strong>of</strong> heart disease <strong>in</strong> <strong>in</strong>dividuals who have high triglycerides<br />

(see discussion on apo B below). Because many studies have demonstrated non-HDL's superiority <strong>in</strong><br />

predict<strong>in</strong>g CHD risk over LDL cholesterol, its ease <strong>of</strong> calculation from non fast<strong>in</strong>g samples (total<br />

cholesterol-HDL), as well as its lack <strong>of</strong> additional expense <strong>in</strong> patients already gett<strong>in</strong>g lipid panel<br />

measurements, a consensus statement from <strong>the</strong> American Diabetes Association and American College<br />

<strong>of</strong> Cardiology Foundation (Brunzell, et al., 2008) recommend <strong>the</strong> calculation <strong>of</strong> non-HDL cholesterol<br />

<strong>in</strong> cardio-metabolic risk <strong>in</strong>dividuals with low to moderate LDL levels.<br />

II. ADVANCED LABORATORY TESTS<br />

A. Apolipoprote<strong>in</strong>s. Because cholesterol is <strong>in</strong>soluble <strong>in</strong> blood, cholesterol is carried by lipoprote<strong>in</strong>s.<br />

<strong>Comprehensive</strong> <strong>Lipid</strong> <strong>Pr<strong>of</strong>ile</strong> <strong>Test<strong>in</strong>g</strong> <strong>in</strong> <strong>the</strong> <strong>Evaluation</strong> <strong>of</strong> Cardiovascular Disease Page 6 <strong>of</strong> 14


Apolipoprote<strong>in</strong>s are prote<strong>in</strong>s on <strong>the</strong> surface <strong>of</strong> a lipoprote<strong>in</strong> complex that b<strong>in</strong>d to specific enzymes or<br />

transport prote<strong>in</strong>s on <strong>the</strong> cell membranes; this directs <strong>the</strong> lipoprote<strong>in</strong> to <strong>the</strong> proper site <strong>of</strong> metabolism.<br />

The major apolipoprote<strong>in</strong>s <strong>in</strong>clude A (apo A), B (apo B), C (apo C), and E (apo E) and <strong>the</strong>ir variants.<br />

• Apolipoprote<strong>in</strong> A1 (Apo A-1) a major prote<strong>in</strong> that makes up high-density lipoprote<strong>in</strong><br />

(HDL). Apo A-1 and Apo A-2 constitute 90% <strong>of</strong> total HDL prote<strong>in</strong>s. Apo A-1 participates<br />

<strong>in</strong> <strong>the</strong> reverse cholesterol transport by form<strong>in</strong>g pre-beta-1-HDL which transfers free<br />

cholesterol from cell membranes eventually becom<strong>in</strong>g a cholesterol ester, to <strong>the</strong> liver for<br />

excretion. Levels are decreased with smok<strong>in</strong>g, uncontrolled diabetes, chronic renal failure,<br />

and are <strong>in</strong>creased with stat<strong>in</strong>s, niac<strong>in</strong>, fibrates, estrogen, ethanol, o<strong>the</strong>r prescription drugs,<br />

and physical exercise. Low levels are associated with impaired clearance <strong>of</strong> excess<br />

cholesterol from <strong>the</strong> body. Severely low HDL (as <strong>in</strong> Apo A-1 deficiency) is a rare disorder<br />

frequently associated with xanthomas. Severe apolipoprote<strong>in</strong> A1 deficiency (familial<br />

hypoalphalipoprote<strong>in</strong>emia) is associated with very premature coronary heart disease similar<br />

to heterozygous familial hypercholesterolemia. Apo A-1 is not rout<strong>in</strong>ely ordered, however,<br />

it may have a role <strong>in</strong> patients with strong family history <strong>of</strong> CAD, or accelerated CAD, and<br />

when a genetic cause is suspected. Although some proponents report <strong>the</strong> predictive power<br />

<strong>of</strong> apo A-1 test<strong>in</strong>g, o<strong>the</strong>rs have not found test<strong>in</strong>g to be advantageous. Currently, <strong>the</strong> apo A-1<br />

does not add additional predictive power above a traditional HDL level.<br />

• Apolipoprote<strong>in</strong> B (apo B) is a major prote<strong>in</strong> found <strong>in</strong> LDL and VLDL. Its most<br />

abundant form is known as B-100. Each major a<strong>the</strong>rogenic lipoprote<strong>in</strong> (e.g. LDL, IDL,<br />

VLDL, Lp (a)) conta<strong>in</strong>s one molecule <strong>of</strong> Apo B-100. It has been suggested that apo B is a<br />

better marker <strong>of</strong> a<strong>the</strong>rogenic particles than total LDL and even non-HDL. Serum total apo<br />

B has been shown to have a strong predictive power for severity <strong>of</strong> coronary a<strong>the</strong>rosclerosis<br />

and CHD events. Because <strong>of</strong> <strong>the</strong> high correlation between non-HDL cholesterol and apo B<br />

levels, non-HDL cholesterol, accord<strong>in</strong>g to ATP-3 guidel<strong>in</strong>es, represents an acceptable<br />

surrogate marker for total apo (B) <strong>in</strong> rout<strong>in</strong>e cl<strong>in</strong>ical test<strong>in</strong>g. However, a consensus<br />

statement from <strong>the</strong> American Diabetes Association and <strong>the</strong> American College <strong>of</strong> Cardiology<br />

Foundation (Brunzell, et al., 2008) discussed <strong>the</strong> issues surround<strong>in</strong>g <strong>the</strong> concept <strong>of</strong> global<br />

cardiometabolic risk (CMR), and <strong>the</strong> best approach for CAD risk reduction. The consensus<br />

panel recommended that apo B appeared to be a more sensitive <strong>in</strong>dex <strong>of</strong> residual CAD risk<br />

when LDL-C and non-HDL were


In summary, <strong>the</strong> ATP III guidel<strong>in</strong>es do not recommend apo A-1 for rout<strong>in</strong>e risk assessment, apo E is not<br />

addressed <strong>in</strong> <strong>the</strong> guidel<strong>in</strong>e, and non-HDL serves as a surrogate for apo B. However, emerg<strong>in</strong>g data<br />

suggest that non-HDL and Apo B are highly correlated but only moderately concordant, apo B should<br />

<strong>the</strong>refore be used to guide adjustments to <strong>the</strong>rapy <strong>in</strong> patients with residual cardiometabolic risk already<br />

on pharmacologic treatment.<br />

B. hs-CRP. High sensitivity C-reactive prote<strong>in</strong> is a nonspecific reflection <strong>of</strong> a broad range <strong>of</strong> diverse<br />

pathologic processes. Hs-CRP levels correlate with multiple metabolic risk factors: <strong>the</strong> more risk<br />

factors, <strong>the</strong> higher <strong>the</strong> hs-CRP. In a study <strong>of</strong> 14,719 apparently healthy women followed for 8 years, it<br />

was found that at basel<strong>in</strong>e, median hs-CRP levels with 0, 1, 2, 3, 4, or 5 characteristics <strong>of</strong> <strong>the</strong> metabolic<br />

syndrome were 0.68, 1.09, 1.93, 3.01, 3.88, and 5.75 mg/L, respectively (p (trend) 20% Fram<strong>in</strong>gham 10 year risk score), measur<strong>in</strong>g CRP level would not be <strong>in</strong>dicated because <strong>the</strong><br />

<strong>in</strong>itiation <strong>of</strong> lipid-lower<strong>in</strong>g <strong>the</strong>rapy is clearly <strong>in</strong>dicated. The AHA/CDC panel considered<br />

recommend<strong>in</strong>g more widespread test<strong>in</strong>g <strong>of</strong> CRP level, such as for those with a family history <strong>of</strong> CHD<br />

or <strong>the</strong> metabolic syndrome, but considered <strong>the</strong> evidence <strong>in</strong>adequate at this time.<br />

C. Homocyste<strong>in</strong>e is an am<strong>in</strong>o acid found <strong>in</strong> <strong>the</strong> body. Its role <strong>in</strong> vascular disease was spurred by <strong>the</strong><br />

observation that over 50% <strong>of</strong> children with <strong>the</strong> genetic disorder homocyste<strong>in</strong>uria die <strong>of</strong> premature<br />

vascular disease. It was later proposed that <strong>in</strong>dividuals with severe homocyste<strong>in</strong>emia develop<br />

premature vascular <strong>in</strong>jury and a<strong>the</strong>rosclerosis. Some authors <strong>the</strong>refore favor measur<strong>in</strong>g homocyste<strong>in</strong>e<br />

levels with <strong>the</strong> aim <strong>of</strong> treat<strong>in</strong>g with supplemental vitam<strong>in</strong>s. O<strong>the</strong>r authors have reported that rout<strong>in</strong>e<br />

test<strong>in</strong>g is not recommended and it is not known if lower<strong>in</strong>g homocyste<strong>in</strong>e levels will reduce<br />

cardiovascular morbidity and mortality. The ATP III does not recommend rout<strong>in</strong>e measurement <strong>of</strong><br />

homocyste<strong>in</strong>e as part <strong>of</strong> risk assessment to modify LDL-cholesterol goal for primary prevention,<br />

however, measurement rema<strong>in</strong>s an option <strong>in</strong> selected cases (e.g. with a strong family history <strong>of</strong><br />

premature CHD <strong>in</strong> an o<strong>the</strong>rwise low risk patient). The SEARCH collaborative group, a double-bl<strong>in</strong>d<br />

randomized cl<strong>in</strong>ical trials (RCT) evaluated <strong>the</strong> potential benefits and hazards <strong>of</strong> lower<strong>in</strong>g<br />

homocyste<strong>in</strong>e with folic acid and vitam<strong>in</strong> B12 supplementation <strong>in</strong> 12,064 survivors <strong>of</strong> an MI and<br />

reported that <strong>in</strong> high risk patients, supplementation did not have beneficial effects on major coronary<br />

events. A 2009 Cochrane review that <strong>in</strong>cluded data from eight RCTs – CHAOS, FOLARDA, GOES,<br />

HOPE-2, NORVIT, VISP, WAFACS, and WENBIT - assessed <strong>the</strong> effects <strong>of</strong> homocyste<strong>in</strong>e lower<strong>in</strong>g for<br />

prevent<strong>in</strong>g cardiovascular events. It concluded that homocyste<strong>in</strong>e lower<strong>in</strong>g did not reduce <strong>the</strong> risk <strong>of</strong><br />

nonfatal or fatal MI, stroke, or death from any cause.<br />

D. K<strong>in</strong>es<strong>in</strong>-like prote<strong>in</strong> 6 (KIF6) is a member <strong>of</strong> a family <strong>of</strong> molecular motors <strong>in</strong>volved <strong>in</strong> <strong>in</strong>tracellular<br />

transport <strong>of</strong> prote<strong>in</strong> complexes, membrane organelles, and messenger RNA along microtubules.<br />

Observational studies such as ARIC and WHS demonstrated a modest <strong>in</strong>crease <strong>in</strong> risk <strong>of</strong> CAD <strong>in</strong><br />

carriers <strong>of</strong> <strong>the</strong> common KIF6719Arg variant allele. The PROVE IT-TIMI 22 trial demonstrated that<br />

<strong>in</strong>tensive stat<strong>in</strong> <strong>the</strong>rapy provided significantly greater benefit <strong>in</strong> KIF6 carriers than non-carriers.<br />

<strong>Comprehensive</strong> <strong>Lipid</strong> <strong>Pr<strong>of</strong>ile</strong> <strong>Test<strong>in</strong>g</strong> <strong>in</strong> <strong>the</strong> <strong>Evaluation</strong> <strong>of</strong> Cardiovascular Disease Page 8 <strong>of</strong> 14


However, a recent study questioned KIF6's l<strong>in</strong>k to CAD <strong>in</strong> a well-conducted meta-analysis <strong>of</strong> 19 casecontrolled<br />

studies <strong>in</strong>volv<strong>in</strong>g 17,000 cases <strong>of</strong> CAD and 39,316 controls conducted around <strong>the</strong> world. It<br />

concluded that none <strong>of</strong> <strong>the</strong> 19 studies found an <strong>in</strong>creased risk <strong>of</strong> CAD <strong>in</strong> carriers <strong>of</strong> <strong>the</strong> 719 Arg allele.<br />

Ano<strong>the</strong>r study found that carriers <strong>of</strong> <strong>the</strong> KIF6 719Arg genetic variant <strong>in</strong> <strong>the</strong> TNT and IDEAL study<br />

were not at an <strong>in</strong>creased cardiovascular risk and did not obta<strong>in</strong> consistent cardiovascular benefit from<br />

high-dose stat<strong>in</strong> <strong>the</strong>rapy compared to non-carriers. Until genome-wide association studies provide<br />

evidence to support KIF6's l<strong>in</strong>k to CAD and MI, this test should rema<strong>in</strong> <strong>in</strong>vestigational.<br />

E. Lipoprote<strong>in</strong>(a). Enzyme Immunoassay Lp(a) was discovered <strong>in</strong> 1963. Lp(a) is a cholesterol-rich<br />

plasma lipoprote<strong>in</strong> particle, <strong>the</strong> structure and composition <strong>of</strong> which closely resemble LDL. In 2001,<br />

The NCEP ATP-III guidel<strong>in</strong>es recommended that <strong>the</strong> measurement is best reserved for persons with a<br />

strong family history <strong>of</strong> premature CHD or those with genetic causes <strong>of</strong> hypercholesterolemia, such as<br />

familial hypercholesterolemia. Several studies have been published s<strong>in</strong>ce this recommendation. In a<br />

meta-analysis <strong>of</strong> <strong>the</strong> general population, elevated Lp(a) was associated with <strong>in</strong>creased risk <strong>of</strong> heart<br />

disease and stroke risk. Individuals with levels above 50 mg/dL have 2-3 fold risk <strong>of</strong> myocardial<br />

<strong>in</strong>farction, and <strong>the</strong> association between Lp(a) and <strong>in</strong>creased cardiovascular disease risk was cont<strong>in</strong>uous<br />

without any threshold and did not depend on LDL cholesterol levels.<br />

A prospective study <strong>of</strong> 8,637 participants spann<strong>in</strong>g 16 years <strong>of</strong> follow up (The Copenhagen City Heart<br />

Study), found <strong>the</strong> data were consistent with a causal association between elevated Lp(a) levels and<br />

<strong>in</strong>creased risk for an MI.<br />

In special groups and populations, (<strong>in</strong> this study, emigrant Indians), a study to assess Lp(a) and lipid<br />

levels <strong>in</strong> 50 consecutive young north Indian patients less than 45 with myocardial <strong>in</strong>farction found<br />

familial cluster<strong>in</strong>g <strong>of</strong> high Lp(a) levels <strong>in</strong> first-degree relatives <strong>of</strong> young patients with myocardial<br />

<strong>in</strong>farction.<br />

Based on <strong>the</strong>se recent data, <strong>the</strong> European A<strong>the</strong>rosclerosis Society 2010 Congress' consensus panel<br />

recommended that cl<strong>in</strong>icians should consider screen<strong>in</strong>g stat<strong>in</strong>-treated patients with recurrent heart<br />

disease, <strong>in</strong> addition to those considered at moderate to high risk <strong>of</strong> heart disease.<br />

F. Lipoprote<strong>in</strong>-Associated Phospholipase A2 (Lp-PLA2) is a vascular-specific <strong>in</strong>flammatory enzyme<br />

produced primarily <strong>in</strong> macrophages and bound to LDL. It is not affected by o<strong>the</strong>r <strong>in</strong>flammatory<br />

conditions and <strong>the</strong>refore identifies a population at an <strong>in</strong>creased risk for MI and stroke. Elevated levels<br />

are associated with an <strong>in</strong>creased risk for coronary heart disease similar <strong>in</strong> magnitude to that with non-<br />

HDL cholesterol or systolic blood pressure. It is commonly measured by <strong>the</strong> PLAC test (diaDexus,<br />

Inc, South San Francisco, CA) which is an enzyme-l<strong>in</strong>ked immunoabsorbant assay (ELISA) test. The<br />

ATP III guidel<strong>in</strong>es published <strong>in</strong> May 2001 did not <strong>in</strong>clude measurement <strong>of</strong> Lp-PLA2, although several<br />

studies have been published s<strong>in</strong>ce <strong>the</strong>n. The West <strong>of</strong> Scotland Coronary Prevention Study (WOSCOPS)<br />

first demonstrated <strong>the</strong> potential association between L-PLA2 and cardiovascular outcome. It showed a<br />

positive association between elevated circulat<strong>in</strong>g concentrations <strong>of</strong> Lp-PLA2 and risk <strong>of</strong> coronary<br />

events <strong>in</strong> hypercholesterolemic men. WOSCOPS also reported <strong>the</strong> positive association between<br />

elevated Lp-PLA2 levels and coronary risk which was not confounded by classic cardiovascular risk<br />

factors, <strong>in</strong> contrast to o<strong>the</strong>r <strong>in</strong>flammatory biomarkers <strong>in</strong>clud<strong>in</strong>g CRP and fibr<strong>in</strong>ogen (16). Ballantyne et<br />

al. (ARIC trial, 2005) and Elk<strong>in</strong>d et al. (NOMAS trial, 2006) found that <strong>the</strong> subgroup <strong>of</strong> patients with<br />

<strong>the</strong> highest levels <strong>of</strong> Lp-PLA2 had a statistically significant 2.0- to 2.1-fold <strong>in</strong>crease <strong>in</strong> risk <strong>of</strong> stroke or<br />

<strong>Comprehensive</strong> <strong>Lipid</strong> <strong>Pr<strong>of</strong>ile</strong> <strong>Test<strong>in</strong>g</strong> <strong>in</strong> <strong>the</strong> <strong>Evaluation</strong> <strong>of</strong> Cardiovascular Disease Page 9 <strong>of</strong> 14


ecurrent stroke compared with <strong>the</strong> subgroup <strong>of</strong> patients with <strong>the</strong> lowest levels <strong>of</strong> Lp-PLA2. However,<br />

<strong>the</strong> reviewed studies overestimated <strong>the</strong> magnitude <strong>of</strong> <strong>the</strong> predictive ability <strong>of</strong> <strong>the</strong> PLAC test by<br />

subdivid<strong>in</strong>g <strong>the</strong> study populations <strong>in</strong>to 3 or 4 subgroups and compar<strong>in</strong>g only those patients who have<br />

<strong>the</strong> highest and lowest levels <strong>of</strong> Lp-PLA2. A study by Wallach <strong>in</strong> 2007 suggested that an elevated Lp-<br />

PLA2 with low LDL-C <strong>in</strong>creases risk <strong>of</strong> heart disease by two times and that <strong>in</strong>creased Lp-PLA2 with<br />

high CRP <strong>in</strong>creases risk <strong>of</strong> heart disease by three times. Davidson et al (2008), <strong>in</strong> an expert consensus<br />

panel, evaluated how Lp-PLA2 might be used for determ<strong>in</strong><strong>in</strong>g CVD risk and concluded that it is not<br />

recommended for <strong>the</strong> general populations or persons who are at lower risk. However, <strong>the</strong> panel does<br />

recommend test<strong>in</strong>g <strong>in</strong> moderate- or high-risk persons to fur<strong>the</strong>r stratify risk. The 2010 ACCF/AHA<br />

Guidel<strong>in</strong>e for Assessment <strong>of</strong> Cardiovascular Risk <strong>in</strong> Asymptomatic Adults designated Lp-PLA2 a<br />

Class IIb <strong>in</strong>dication, mean<strong>in</strong>g <strong>the</strong> benefit outweighed <strong>the</strong> risk and <strong>the</strong> procedure may be considered.<br />

However, <strong>the</strong> guidel<strong>in</strong>e did not <strong>in</strong>clude <strong>the</strong> Lp-PLA2 Studies Collaboration (LSC), a meta-analysis <strong>of</strong><br />

32 prospective studies which found that Lp-PLA2 levels rema<strong>in</strong>ed an important risk factor for heart<br />

disease even after adjust<strong>in</strong>g for exist<strong>in</strong>g risk factors such as high cholesterol and high blood pressure.<br />

This <strong>in</strong>formation can probably <strong>in</strong>crease <strong>the</strong> current IIb recommendation to a higher level designation.<br />

As a highly specific biomarker for vascular <strong>in</strong>flammation, elevated Lp-PLA2 levels should prompt<br />

consideration <strong>of</strong> <strong>in</strong>creas<strong>in</strong>g <strong>the</strong> cardiovascular risk category from moderate to high or high to very high<br />

risk. Because <strong>in</strong>tensification <strong>of</strong> lifestyle changes and low-density lipoprote<strong>in</strong> (LDL) cholesterol<br />

lower<strong>in</strong>g is beneficial <strong>in</strong> high-risk patients, regardless <strong>of</strong> basel<strong>in</strong>e LDL cholesterol levels, consideration<br />

should be given to lower<strong>in</strong>g <strong>the</strong> LDL cholesterol target by 30 mg/dL <strong>in</strong> patients with high levels <strong>of</strong> Lp-<br />

PLA2. Lp-PLA2 is currently recommended as a diagnostic test for vascular <strong>in</strong>flammation to better<br />

identify patients at high or very high risk who will benefit from <strong>in</strong>tensification <strong>of</strong> lipid-modify<strong>in</strong>g<br />

<strong>the</strong>rapies. However, it is not presently known whe<strong>the</strong>r lower<strong>in</strong>g Lp-PLA2 levels will decrease <strong>the</strong><br />

<strong>in</strong>cidence <strong>of</strong> coronary disease or stroke and improve cl<strong>in</strong>ical health outcomes.<br />

G. Vertical Auto <strong>Pr<strong>of</strong>ile</strong> (VAP). The VAP (Vertical Auto <strong>Pr<strong>of</strong>ile</strong>) Cholesterol Test was developed <strong>in</strong><br />

2006 by <strong>the</strong> privately held A<strong>the</strong>rotech, Inc., a cardio-diagnostic company. VAP utilizes <strong>the</strong> patented<br />

vertical density gradient ultracentrifugation method. The VAP test claims it detects a higher number <strong>of</strong><br />

lipid abnormalities because it reports 15 different tests compared to four <strong>in</strong> <strong>the</strong> standard lipid test. It<br />

measures direct low-density lipoprote<strong>in</strong> (LDL) which is unaffected by triglycerides. It is <strong>the</strong> only<br />

available test that meets <strong>the</strong> new American Diabetes Association and American College <strong>of</strong> Cardiology<br />

(ADA-ACC) consensus guidel<strong>in</strong>es because it reports all three measurements <strong>in</strong>clud<strong>in</strong>g apo B <strong>in</strong><br />

addition to LDL and non-HDL <strong>in</strong> high-risk patients. The VAP provides LDL size phenotypes (A, B or<br />

AB) which represent ei<strong>the</strong>r <strong>the</strong> small, dangerous particles, or <strong>the</strong> larger, more benign particles. It<br />

measures <strong>the</strong> HDL subtypes (HDL1 or HDL2), HDL2 be<strong>in</strong>g more beneficial. It also measures Lp(a)<br />

cholesterol content (see discussion above). It also provides non-HDL cholesterol, Triglycerides (TG),<br />

Intermediate Density Lipoprote<strong>in</strong> (IDL) cholesterol, and “real” LDL cholesterol values. A study by<br />

Maki et al published <strong>in</strong> January 2012 reported that <strong>the</strong> a<strong>the</strong>rogenic lipoprote<strong>in</strong> phenotype identified by<br />

<strong>the</strong> VAP Test, which <strong>in</strong>cluded higher TG-rich lipoprote<strong>in</strong> cholesterol, lower HDL-C and HDL-C<br />

subfractions, and greater proportion <strong>of</strong> LDL-C carried by more dense LDL particles was more strongly<br />

associated with carotid <strong>in</strong>timal media thicken<strong>in</strong>g (CIMT) progression. These a<strong>the</strong>rogenic phenotypes<br />

may have an important role <strong>in</strong> <strong>the</strong> <strong>in</strong>itiation and progression <strong>of</strong> early a<strong>the</strong>rosclerosis. However, at this<br />

time, <strong>the</strong>re is no available RCT <strong>in</strong> <strong>the</strong> peer-reviewed medical literature to support <strong>the</strong> efficacy <strong>of</strong> <strong>the</strong><br />

VAP (Vertical Auto <strong>Pr<strong>of</strong>ile</strong>) Cholesterol Test or determ<strong>in</strong>e if outcomes are equal to or better than<br />

test<strong>in</strong>g currently be<strong>in</strong>g used.<br />

<strong>Comprehensive</strong> <strong>Lipid</strong> <strong>Pr<strong>of</strong>ile</strong> <strong>Test<strong>in</strong>g</strong> <strong>in</strong> <strong>the</strong> <strong>Evaluation</strong> <strong>of</strong> Cardiovascular Disease Page 10 <strong>of</strong> 14


H. LDL Particle Number. LDL particle number is an emerg<strong>in</strong>g area <strong>of</strong> research. It can be measured<br />

by nuclear magnetic resonance (NMR), ultracentrifugation, and high pressure liquid chromatography<br />

(HPLC). In <strong>the</strong>ory, small size LDL particles are more a<strong>the</strong>rogenic as <strong>the</strong>y are easily deposited <strong>in</strong>to <strong>the</strong><br />

coronary artery <strong>in</strong>tima compared to large LDL particles. In addition, many studies have shown that<br />

<strong>in</strong>dividuals with predom<strong>in</strong>antly small LDL particles (pattern B) experience greater CHD risk.<br />

However, <strong>the</strong> Multi-Ethnic Study <strong>of</strong> A<strong>the</strong>rosclerosis (MESA) multivariate analyses showed that both<br />

small and large LDL were strongly associated with subcl<strong>in</strong>ical a<strong>the</strong>rosclerosis. The VA-HIT trial also<br />

showed both small and large particles to be significantly related to CHD events. These two studies<br />

seem to suggest that <strong>the</strong> association between small LDL and CVD may be due to <strong>the</strong> <strong>in</strong>creased number<br />

<strong>of</strong> LDL particles. The more accurate method <strong>in</strong> measur<strong>in</strong>g LDL particle number has been by NMR.<br />

With this method, <strong>the</strong> LDL particle number has consistently been shown to be a strong, <strong>in</strong>dependent<br />

predictor <strong>of</strong> CHD.<br />

The utility <strong>of</strong> NMR particle number test<strong>in</strong>g is, however, limited by its availability and its relatively<br />

high cost. Also, <strong>the</strong>re is a lack <strong>of</strong> <strong>in</strong>dependent data confirm<strong>in</strong>g <strong>the</strong> accuracy <strong>of</strong> <strong>the</strong> method and whe<strong>the</strong>r<br />

its CHD predictive power can be consistent across various ethnicities, ages, and conditions that affect<br />

lipid metabolism.<br />

U.S. FOOD AND DRUG ADMINISTRATION (FDA)<br />

The US Food and Drug Adm<strong>in</strong>istration (FDA) has approved an immunoturbidimetric test for <strong>the</strong><br />

quantitative determ<strong>in</strong>ation <strong>of</strong> apo A-I and apo B <strong>in</strong> serum and plasma. In addition, <strong>the</strong> FDA has<br />

approved <strong>the</strong> product Apolipoprote<strong>in</strong> Control Serum CHD for use as a quality control material to<br />

monitor accuracy and precision <strong>of</strong> human serum prote<strong>in</strong> assays, such as tests for <strong>the</strong> quantitative<br />

immunochemical determ<strong>in</strong>ation <strong>of</strong> apo A-I and apo B us<strong>in</strong>g RID, <strong>the</strong> Behr<strong>in</strong>g Nephelometer Systems,<br />

and <strong>the</strong> TurbiTime System.<br />

The diaDexus PLAC® Test received <strong>in</strong>itial 510(k) approval (K030477) from <strong>the</strong> FDA on July 18,<br />

2003. It was approved at that time as an enzyme immunoassay for <strong>the</strong> quantitative determ<strong>in</strong>ation <strong>of</strong><br />

Lp-PLA2 <strong>in</strong> human plasma, to be used <strong>in</strong> conjunction with cl<strong>in</strong>ical evaluation and patient risk<br />

assessment as an aid <strong>in</strong> predict<strong>in</strong>g risk for coronary heart disease. On June 15, 2005, a second 510(k)<br />

approval (K050523) was issued for <strong>the</strong> PLAC Test for <strong>the</strong> same <strong>in</strong>dications but also <strong>in</strong>corporat<strong>in</strong>g<br />

approval for prediction <strong>of</strong> risk <strong>of</strong> ischemic stroke associated with a<strong>the</strong>rosclerosis.<br />

The FDA has approved a number <strong>of</strong> devices and reagents for test<strong>in</strong>g blood levels <strong>of</strong> Lp(a). However,<br />

<strong>the</strong>se approvals nei<strong>the</strong>r imply that <strong>the</strong> tests used for measur<strong>in</strong>g Lp(a) are standardized nor that <strong>the</strong>y are<br />

<strong>of</strong> value for coronary heart disease (CHD) risk prediction and patient management.<br />

LDL subclass test<strong>in</strong>g, apoE test<strong>in</strong>g, homocyste<strong>in</strong>e test<strong>in</strong>g and HDL subclass test<strong>in</strong>g must be performed<br />

<strong>in</strong> accordance with <strong>the</strong> quality standard established <strong>in</strong> 1988 by <strong>the</strong> Cl<strong>in</strong>ical Laboratory Improvement<br />

Amendments (CLIA).<br />

<strong>Comprehensive</strong> <strong>Lipid</strong> <strong>Pr<strong>of</strong>ile</strong> <strong>Test<strong>in</strong>g</strong> <strong>in</strong> <strong>the</strong> <strong>Evaluation</strong> <strong>of</strong> Cardiovascular Disease Page 11 <strong>of</strong> 14


APPLICABLE CODES<br />

The codes listed <strong>in</strong> this policy are for reference purposes only. List<strong>in</strong>g <strong>of</strong> a service or device code <strong>in</strong><br />

this policy does not imply that <strong>the</strong> service described by this code is a covered or non-covered health<br />

service. Coverage is determ<strong>in</strong>ed by <strong>the</strong> benefit document. This list <strong>of</strong> codes may not be all <strong>in</strong>clusive.<br />

CPT ® Code Description<br />

<strong>Lipid</strong> panel This panel must <strong>in</strong>clude <strong>the</strong> follow<strong>in</strong>g: Cholesterol, serum, total<br />

80061 (82465) Lipoprote<strong>in</strong>, direct measurement, high density cholesterol (HDL<br />

cholesterol) (83718) Triglycerides (84478)<br />

82465 Cholesterol, serum or whole blood, total<br />

83090 Homocyste<strong>in</strong>e<br />

83695 Lipoprote<strong>in</strong> (a)<br />

83698 Lipoprote<strong>in</strong>-associated phospholipase A2 (Lp-PLA2)<br />

83700 Lipoprote<strong>in</strong>, blood; electrophoretic separation and quantitation<br />

Lipoprote<strong>in</strong>, blood; high resolution fractionation and quantitation <strong>of</strong><br />

83701 lipoprote<strong>in</strong>s <strong>in</strong>clud<strong>in</strong>g lipoprote<strong>in</strong> subclasses when performed (eg,<br />

electrophoresis, ultracentrifugation)<br />

83704<br />

Lipoprote<strong>in</strong>, blood; quantitation <strong>of</strong> lipoprote<strong>in</strong> particle numbers and<br />

lipoprote<strong>in</strong> particle subclasses (eg, by nuclear magnetic resonance<br />

spectroscopy)<br />

83718 Lipoprote<strong>in</strong>, direct measurement; high density cholesterol (HDL cholesterol)<br />

83719 VLDL cholesterol<br />

83721 Lipoprote<strong>in</strong>, direct measurement; LDL cholesterol<br />

83727 Lute<strong>in</strong>iz<strong>in</strong>g releas<strong>in</strong>g factor (LRH)<br />

84478 Triglycerides<br />

CPT ® is a registered trademark <strong>of</strong> <strong>the</strong> American Medical Association.<br />

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PROTOCOL HISTORY/REVISION INFORMATION<br />

Date<br />

03/22/2012<br />

12/23/2010<br />

Action/Description<br />

Corporate Medical Affairs Committee<br />

<strong>Comprehensive</strong> <strong>Lipid</strong> <strong>Pr<strong>of</strong>ile</strong> <strong>Test<strong>in</strong>g</strong> <strong>in</strong> <strong>the</strong> <strong>Evaluation</strong> <strong>of</strong> Cardiovascular Disease Page 14 <strong>of</strong> 14

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