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Forests Sourcebook - HCV Resource Network

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Box 6.6<br />

Basic Principles of NFP Preparation and Implementation<br />

■<br />

■<br />

■<br />

■<br />

■<br />

■<br />

■<br />

Sustainability of forest development. The main purpose<br />

of the NFP is to ensure the conservation and<br />

sustainable development of forest resources.<br />

National sovereignty and country leadership. NFPs<br />

are national initiatives for which the country must<br />

assume full leadership and responsibility.<br />

Partnership. NFPs aim to bring together all stakeholders<br />

in a process to which they feel committed.<br />

The strength of this partnership will depend on its<br />

ability to draw upon the specific capacities of individual<br />

partners.<br />

Participation. In the NFP, issues, options, and the<br />

resulting policies, strategies, and programs are agreed<br />

upon through participatory decision making and<br />

consensus building among all interested partners.<br />

Holistic and intersectoral approach. NFP approaches<br />

forests as diverse ecosystems with interdependent<br />

elements in dynamic equilibrium producing a variety<br />

of goods and services; forestry includes trees in<br />

rural areas; forestry is practiced within the context<br />

of sustainable land management, environmental<br />

stability, and social and economic development.<br />

Forest dwellers are also part of this ecosystem.<br />

A long-term iterative process. The NFP is a cyclic<br />

process that includes planning as well as implementation,<br />

and monitoring and evaluation activities. It<br />

is also an iterative process that continually reflects<br />

changes in the environment and the acquisition of<br />

new knowledge even during implementation.<br />

■<br />

■<br />

■<br />

■<br />

■<br />

Capacity building. Capacity building is an essential<br />

element of the NFP. Throughout the process,<br />

actions are taken to develop the planning and<br />

implementation capacity of the national institutions<br />

and other key actors with a view to decreasing<br />

dependence on external assistance when necessary.<br />

Policy and institutional reforms. A priority of the<br />

NFP is to ensure that the policy and institutional<br />

framework is conducive to sustainable forestry<br />

development. Reforms must address policy and<br />

institutional issues in a comprehensive manner<br />

that recognizes the interdependencies between<br />

sectors.<br />

Consistency with the national policy framework and<br />

global initiatives. The NFP must link with national<br />

development plans and with regional and local<br />

strategies. They should be integrated in the land-use<br />

planning exercises at national and local levels and<br />

into broader programs, such as Environmental<br />

Action Plans and the actions to implement<br />

UNCED’s Agenda 21 and related conventions and<br />

initiatives.<br />

Raising awareness. The NFP must raise the visibility<br />

of the forestry sector and its priority in national<br />

agendas. The full value of forests and trees must be<br />

recognized as should their contribution to social,<br />

economic, and environmental issues.<br />

National policy commitment. The national forest<br />

program must be backed by the long-term commitment<br />

of all national actors, particularly at political<br />

and decision-making levels.<br />

International commitment. The long-term commitment<br />

of the international community and its institutions<br />

is essential. These bodies should respect the<br />

policies, strategies, and programs approved by the<br />

countries and adapt their own priorities to the<br />

country priorities.<br />

Source: FAO (http://www.nfp-facility.org/forestry/site/31811/en/).<br />

The NFP approach is flexible and can be adapted to a<br />

wide range of situations:<br />

■<br />

■<br />

■<br />

National governments may use this framework for the<br />

formulation of their forestry sector plans.<br />

Decentralized government authorities, as well as other<br />

national partners such as community-based organizations,<br />

nongovernmental organizations (NGOs), and the<br />

private sector, may use it to plan and implement their<br />

activities in line with the national framework.<br />

Concerned international institutions may use it to harmonize<br />

their actions, strengthen their cooperation in<br />

■<br />

forestry, and enhance the use of human and financial<br />

resources in an effective and efficient way.<br />

Subregional and regional organizations of different<br />

countries with the same interests can use this methodological<br />

framework to formulate and implement actions<br />

together.<br />

OPERATIONAL ASPECTS<br />

The preparation and implementation of the national forest<br />

program is guided by a series of basic principles, as listed in<br />

box 6.6. The application of these basic principles should be<br />

216 CHAPTER 6: MAINSTREAMING FORESTS INTO DEVELOPMENT POLICY AND PLANNING

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