Submissions in answer to the Court's questions - High Court of ...
Submissions in answer to the Court's questions - High Court of ...
Submissions in answer to the Court's questions - High Court of ...
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.'<br />
"<br />
crim<strong>in</strong>al law and <strong>the</strong> proposition established by R v Kidman 5 that, as<br />
Isaacs J put it, "[mja/ters <strong>in</strong>clude all justiciable causes <strong>of</strong> suit,<br />
whe<strong>the</strong>r civil or crim<strong>in</strong>al'<br />
7. Later cases confirm that crim<strong>in</strong>al proceed<strong>in</strong>gs may concern an adjudication<br />
<strong>of</strong> a "matter".<br />
In Macleod v Australian Securities and Inveshnent<br />
Commission 6 <strong>the</strong> Australian Securities Commission ("ASC") prosecuted Mr<br />
Macleod, a Western Australian resident, for <strong>of</strong>fences under Western<br />
Australian legislation <strong>in</strong> <strong>the</strong> <strong>Court</strong> <strong>of</strong> Petty Sessions. In <strong>the</strong> jo<strong>in</strong>t judgment,<br />
<strong>the</strong> follow<strong>in</strong>g observation was made: 7<br />
2<br />
10<br />
20<br />
"The n<strong>in</strong>e heads <strong>of</strong> 'matters' which fall with<strong>in</strong> federal jurisdiction are<br />
identified <strong>in</strong> Ch III <strong>of</strong> <strong>the</strong> Constitution as <strong>to</strong> some by <strong>the</strong> source <strong>of</strong> <strong>the</strong><br />
rights and liabilities <strong>in</strong> question or by <strong>the</strong> remedy sought. However,<br />
s75(iii) is attracted by <strong>the</strong> presence <strong>of</strong> <strong>the</strong> Commonwealth as a 'party'<br />
<strong>in</strong> a 'matter'; <strong>the</strong> rights or liabilities which supply content <strong>to</strong> <strong>the</strong><br />
'matter' <strong>in</strong> question; and <strong>the</strong> nature <strong>of</strong> <strong>the</strong> remedy sought are <strong>to</strong> be<br />
ascerta<strong>in</strong>ed aliunde. In <strong>the</strong> proceed<strong>in</strong>g <strong>in</strong> <strong>the</strong> <strong>Court</strong> <strong>of</strong> Petty Sessions,<br />
<strong>the</strong> identity <strong>of</strong> <strong>the</strong> ASC as <strong>the</strong> compla<strong>in</strong>ant attracted <strong>the</strong> exercise by<br />
that court <strong>of</strong> federal jurisdiction; <strong>the</strong> liability sought <strong>to</strong> be established<br />
<strong>in</strong> <strong>the</strong> proceed<strong>in</strong>g, and <strong>the</strong> substantive content <strong>of</strong> <strong>the</strong> 'matter' with<strong>in</strong><br />
<strong>the</strong> head <strong>of</strong> s 75(iii) was <strong>the</strong> determ<strong>in</strong>ation <strong>of</strong> liability for contravention<br />
<strong>of</strong> certa<strong>in</strong> laws <strong>of</strong> Western Australia and <strong>the</strong> imposition <strong>of</strong> penalties if<br />
liability was established. It is accepted that, for <strong>the</strong> purposes <strong>of</strong> Ch III<br />
<strong>of</strong> <strong>the</strong> Constitution, <strong>in</strong> particular s 75(iii), <strong>the</strong> ASC is <strong>to</strong> be regarded as<br />
'a party' which is '<strong>the</strong> Commonwealth'."<br />
8.<br />
Two po<strong>in</strong>ts can be made from this passage:<br />
(a)<br />
First, <strong>the</strong> <strong>Court</strong> held a "matter"" under s. 75(iii) <strong>in</strong>cludes <strong>the</strong><br />
determ<strong>in</strong>ation <strong>of</strong> crim<strong>in</strong>al liability for contravention <strong>of</strong> certa<strong>in</strong> laws<br />
<strong>in</strong> Western Australia and <strong>the</strong> imposition <strong>of</strong> penalties if liability was<br />
established.<br />
30<br />
(b)<br />
Secondly, <strong>the</strong> <strong>Court</strong> recognised that it was sufficient <strong>to</strong> attract<br />
federal jurisdiction that <strong>the</strong> Commonwealth, as prosecu<strong>to</strong>r, was a<br />
party <strong>to</strong> <strong>the</strong> proceed<strong>in</strong>gs. The orig<strong>in</strong>al jurisdiction <strong>in</strong> s. 75(iii), like<br />
s. 75(iv), is based on <strong>the</strong> identity <strong>of</strong><strong>the</strong> parties. Iffederal jurisdiction<br />
under s. 75 (iii) is attracted because <strong>the</strong> prosecut<strong>in</strong>g authority is <strong>the</strong><br />
Commonwealth, <strong>the</strong>n by parity <strong>of</strong> reason<strong>in</strong>g, federal jurisdiction<br />
6<br />
7<br />
(1915) 20 CLR425 at 444.<br />
(2002) 211 CLR 287.<br />
(2002) 211 CLR 287 at [6] per Gleeson CJ, Gaudron, McHugh, Gummow, Hayne and<br />
Call<strong>in</strong>an n.