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Faculty of Science<br />

2008<br />

Reproductive aspects of Kattegat cod (Gadus morhua):<br />

implications for stock assessment and management<br />

Francesca Vitale<br />

Doctoral <strong>thesis</strong><br />

Department of Marine Ecology<br />

Swedish Board of Fisheries<br />

University of Gothenburg<br />

Institute of Marine Research<br />

Sven Lovén Centre for Marine Science Turistgatan 5<br />

Kristineberg Marine Research Station<br />

SE-453 21 Lysekil, Sweden<br />

SE-450 34 Fiskebäckskil, Sweden<br />

Akademisk avhandling för filosofie doktorsexamen i Marin Zoologi vid <strong>Göteborgs</strong><br />

Universitet. Avhandlingen försvaras den 5 juni 2008, kl 10.00 på Sven Lovén Centrum<br />

för Marina Vetenskaper - Kristinebergs Marina Forskningsstation, Fiskebäckskil.<br />

Examinator: Prof. Mike Thorndyke<br />

Fakultetsopponent: Dr. Jonna Tomkiewicz, National Institute of Aquatic Resources,<br />

Technical University of Denmark, Kavalergården, 6, DK-2920, Charlottenlund,<br />

Denmark.<br />

1


CONTENTS<br />

ABSTRACT 3<br />

LIST OF PUBLICATIONS 4<br />

INTRODUCTION 5<br />

REPRODUCTIVE CYCLE 8<br />

Ovarian gross morphology 9<br />

Ovarian cellular development 10<br />

Comparisons between the staging systems 13<br />

Potential energetic proxies of maturity status 15<br />

FECUNDITY 17<br />

SPAWNING AGGREGATIONS 21<br />

CONCLUSIONS AND IMPLICATION FOR MANAGEMENT 24<br />

REFERENCES 26<br />

ACKNOWLEDGEMENTS 39<br />

2


Abstract<br />

The Kattegat cod (Gadus morhua) stock has been estimated to be currently at its lowest level since 1971<br />

and the biomass of reproducing fish (spawning stock biomass, SSB) has been reduced by 95%. The whole<br />

stock is compressed to a few age classes and the reproduction is mainly dependent on first spawners.<br />

Despite rigorous catch limitations, there are no signs of recovery and since the year 2000 this stock has<br />

been considered outside safe biological limits. Assessment and management of fish populations currently<br />

rely on estimations of SSB, which in turn are based on the proportion of mature fish within age classes in<br />

the population (i.e. maturity ogives). A proper identification of mature individuals in the population is thus<br />

a crucial step for a precise estimation of SSB, and ultimately for evaluating the status of the stock and<br />

establishing harvest levels. In this study the gonadal development of cod in the Kattegat and Sound was<br />

studied by investigating ovarian histological structure on a temporal scale. Starting from existing maturity<br />

criteria, a modified system based on histological features was developed in order to emphasize crucial<br />

steps in the developmental process. Furthermore alternative indicators of maturity status were identified in<br />

the gonadosomatic index (GSI) and hepatosomatic index (HSI), representing the ratio of gonad and liver<br />

weight to the body weight, respectively. Comparisons between histological and routinely used<br />

macroscopical (visual) maturity judgement evidenced consistent discrepancies. The visual analysis<br />

consistently overestimates the proportion of mature females in all age classes. The overestimation is more<br />

severe for first-time spawners, due to a decreasing error with increasing age. According to present results<br />

the female spawning biomass (FSB) of Kattegat cod may have been overestimated by up to 35% for more<br />

than 20 years.<br />

Fecundity in cod has been shown to be tightly coupled with maternal size, condition and spawning<br />

experience, with first-time spawners having a lower reproductive success. In Kattegat cod, just prior to the<br />

spawning season fish length explains the largest part of fecundity variability. On the other hand, the<br />

maternal condition (HSI and body condition), did not consistently increase the explanatory power<br />

provided by fish size alone. However, in order to determine the maternal influence on egg production, the<br />

condition of the individual fish should be quantified at an earlier stage of the maturation process, when<br />

energy is initially allocated to egg production. SSB, currently used as reproductive potential predictor in<br />

stock assessment models, fails to accurately account for the effect that variation in length composition and<br />

fish condition has on the stock reproductive output. This leads to an overestimation of the reproductive<br />

potential when the stock is dominated by small individuals as is the case of the Kattegat cod stock. Taken<br />

together, the overestimation of the stock reproductive success may have led to the implementation of<br />

regulating measures far above the stock capacity, masking the need of a more drastic catch control.<br />

The use of fishery dependent and independent data shows that cod have been aggregating and spawning in<br />

specific areas in the southern Kattegat for more than 25 years, although in considerably reduced numbers<br />

over time. It was thus indicated that spawning activity may have also ceased in some areas previously<br />

depicted as spawning grounds. These findings were supported by independent samplings of individual<br />

physiological and histologically determined maturity status.<br />

On the whole, a revision of Kattegat cod stock assessment models and a re-evaluation of the reference<br />

points, based on increased stock-specific biological knowledge, is strongly suggested. The use of more<br />

accurate methods for estimating individual maturity may integrate and reinforce the routinely used<br />

methodology during research surveys. However, a monitoring program based on direct measurements of<br />

stock fecundity, and factors influencing it, ought to be considered. The acquired knowledge on the<br />

persistence of the spawning aggregations may facilitate the implementation of a more temporally and<br />

spatially controlled fishing activity. This <strong>thesis</strong> represents an insight into the reproductive biology of<br />

Kattegat cod, aiming to enhance the accuracy and precision in biological data used for stock assessment<br />

and thus assist fishery management decisions.<br />

Keywords: Gadus morhua, fecundity, histology, Kattegat cod, maturity ogives, physiological indices,<br />

spawning grounds, SSB, stock assessment, stock management.<br />

Department of Marine Ecology, University of Gothenburg<br />

Sven Lovén Centre for Marine Science - Kristineberg Marine Research Station<br />

S-450 34 Fiskebäckskil, Sweden<br />

3


LIST OF PUBLICATIONS<br />

I. Vitale, F., Cardinale M. and Svedäng, H., 2005. Evaluation of the temporal<br />

development of the ovaries in Gadus morhua from the Sound and Kattegat, North<br />

Sea. Journal of Fish Biology, 67: 669-683. doi:10.1111/j.0022-1112.2005.00767.x<br />

II.<br />

III.<br />

IV.<br />

Vitale, F., Svedäng, H and Cardinale, M., 2006. Histological analysis invalidates<br />

macroscopically determined maturity ogives of the Kattegat cod (Gadus morhua)<br />

and suggests new proxies for estimating maturity status of individual fish. ICES<br />

Journal of Marine Science, 63: 485-492. doi:10.1016/j.icesjms.2005.09.001<br />

Vitale, F., Thorsen, A. and Kjesbu, O.S. Potential fecundity of Kattegat cod<br />

(Gadus morhua) in relation to pre-spawning body size and condition. Manuscript<br />

Vitale, F., Börjesson P., Svedäng H. and Casini M., 2008. The spatial distribution<br />

of cod (Gadus morhua L.) spawning grounds in the Kattegat, eastern North Sea.<br />

Fisheries Research 90: 36-44. doi: 10.1016/j.fishres.2007.09.023<br />

Publications I, II and IV are reproduced with the permission from the publishers.<br />

4


INTRODUCTION<br />

Cod (Gadus morhua) has since the Middle Ages been one of the most<br />

socioeconomically important fish species, triggering the development of more and more<br />

sophisticated fishing tools for increasing the catches (Kurlansky, 1998). The<br />

consequence has been a decline in cod stocks all over the North Atlantic (Myers et al.,<br />

1996; Cook et al., 1997; Hutchings, 2000) and not least the stock inhabiting the<br />

Kattegat area (Svedäng and Bardon, 2003; Cardinale and Svedäng, 2004).<br />

The International Council for the Exploration of the Sea (ICES) including 20 members<br />

countries was founded in 1902. The main aim was to promote marine research in North<br />

Atlantic (including the adjacent Baltic and North Sea) for evaluating the effects of<br />

fishery activity in comparison to natural fluctuations and carry out an international<br />

coordination research of the sea. ICES is aimed at estimating and determining safe<br />

harvesting limits to prevent the collapse of commercial fish stocks. Scientists must<br />

therefore determine the quantity of fish that can be caught without reducing the<br />

spawning stock to a level where recruitment to the stock is seriously threatened. In other<br />

words, the main goal is to develop harvest control rules for preserving sufficient stock<br />

reproductive potential to allow a sustainable exploitation.<br />

Fish stocks’ abundance and fishing mortality are presently assessed using age-structured<br />

models, such as virtual population analysis (VPA), based on catch, effort and survey<br />

data (Pelletier and Laurec, 1992). The harvest is generally regulated through the<br />

establishment of annual total allowable catches (TAC). The cod stock in the Kattegat<br />

(ICES Subdivision 21) is currently assessed as a separate stock. The assessment relies<br />

on survey data from the International Bottom Trawl Survey (IBTS) carried out in the 1 st<br />

and 3 rd quarters of the year on board of the Swedish R/V Argos, and from the Danish<br />

Kattegat Bottom trawl carried out in the 1 st and 4 th quarters of the year on board of the<br />

Danish R/V Havfisken.<br />

The demersal fishery in the Kattegat, most exclusively Danish (~70%) and Swedish<br />

(~30%), is based on trawling activity and it targets crayfish (Nephrops norvegicus), cod<br />

and flatfishes (in particular plaice-Pleuronectes platessa and sole- Solea solea). Back in<br />

the 1950s and 1960s there was also a developed fishery on other species such as<br />

haddock (Melanogrammus aeglefinus) and pollack (Pollachius pollachius). Due to the<br />

decline of these two stocks, cod and, to a small extent whiting (Merlangius merlangus)<br />

are presently the only gadoid species fished in the area. Cod is mostly fished during the<br />

spawning period in the 1 st quarter of the year by a trawl fishery directed on the<br />

spawning grounds, historically recognized in the central and southern part of the<br />

Kattegat (Pihl and Ulmestrand, 1988; Hagström et al., 1990; Svedäng and Bardon,<br />

2003). In addition, cod are incidentally exploited in the Nephrops fishery, taking place<br />

the whole year around in the deeper parts of the Kattegat. In this fishery cod are<br />

captured as by-catch species and successively discarded if the allowed quota is<br />

surpassed or if the fish is under the allowed catchable size.<br />

The assessment of Kattegat cod has shown a drastic reduction in total biomass and<br />

biomass of reproducing fish (spawning stock biomass, SSB) since 1970s (Figure 1),<br />

mainly attributable to overfishing. This decline occurred in concomitance with the<br />

disappearance of separate spawning aggregations (Svedäng and Bardon, 2003).<br />

5


Consequently the number of recruits (1 year-old individuals), despite the significant<br />

inflow of eggs and larvae from the Skagerrak-North Sea cod stocks (Cardinale and<br />

Svedäng, 2004; Svedäng and Svenson, 2006) is also severely reduced (Figure 1). In<br />

accordance, catches have been limited and commercial landings have steadily declined<br />

from around 15.000 in 1970 to 876 in 2006, which is the lowest value in the time series.<br />

Despite the rigorous catch limitations, the stock has not shown any sign of recovery and<br />

at present is considered as severely depleted. Currently, the spawning stock biomass<br />

remains at historically low levels, and at the present state the fishery is largely<br />

dependent on the strength of incoming year classes (ICES, 2007). The stock has been<br />

considered outside safe biological limits since year 2000, and from 2002 and onwards,<br />

the ICES Advisory Board has recommended zero catches from the area.<br />

a<br />

80000<br />

70000<br />

60000<br />

Recruits<br />

Total Biomass<br />

SSB<br />

50000<br />

40000<br />

30000<br />

20000<br />

10000<br />

0<br />

b<br />

25000<br />

1970<br />

20000<br />

1975<br />

1980<br />

1985<br />

1990<br />

1995<br />

2000<br />

2005<br />

Landings<br />

15000<br />

10000<br />

5000<br />

0<br />

1970<br />

1975<br />

1980<br />

1985<br />

1990<br />

1995<br />

2000<br />

2005<br />

Year<br />

Figure 1: Time series of (a) Number of recruits (1 year-old individuals), Total biomass and<br />

SSB (in tonnes) and (b) commercial landings in Kattegat cod ( in tonnes)(ICES, 2007).<br />

6


Stock-recruitment models are important tools for the management of exploited<br />

populations (Ricker, 1975). These models represent a fundamental link between the<br />

parental population and the number of offspring produced, i.e. recruitment. The<br />

relationship between the SSB and the number of recruits is used to determine to what<br />

extent a stock may be harvested. Furthermore, annual TACs are determined by using<br />

SSB as one of the reference points. Accurate estimates of the SSB thus represent a key<br />

factor for evaluating the status of the stock and establishing harvest levels.<br />

SSB is calculated as the aggregated weight of mature individuals in each age class. The<br />

correct identification of mature individuals in the population is thus the crucial step for a<br />

precise estimation of SSB. Histological analyses of reproductive organs are considered<br />

the most accurate means for evaluating the degree of individual maturation (Murua et<br />

al., 2003; Kjesbu et al., 2003; Tomkiewicz et al., 2003a). However, the assignment of<br />

individual maturity status is conventionally based on macroscopical (visual) inspection<br />

of the reproductive organs. Therefore the accuracy of SSB estimations is mainly<br />

dependent on the ability of the observer to discriminate reproductively active<br />

individuals. The subjectivity of this method entails the risk to introduce an error in the<br />

estimations of the SSB, distorting the relationship between stock and recruitment<br />

(Murawsky et al., 2001).<br />

An additional issue concerns the use, in most stock-recruitment models, of the SSB as a<br />

proxy of stock reproductive potential, assuming that SSB is proportional to the stock<br />

total annual egg production (Marshall et al., 2006 and references therein). This<br />

assumption implies that equal biomass weights generate the same reproductive output.<br />

An increasing number of studies have challenged this assumption, arguing that<br />

demography (Solemdal et al., 1995; Trippel, 1998; Trippel, 1999; Tomkiewicz et al.,<br />

2003b), spawner quality (Jørgensen, 1990; Kjesbu et al., 1991; Solemdal et al., 1995;<br />

Marshall et al., 1998; Trippel, 1998) and environmental variability (Pörtner et al., 2001;<br />

Koops et al., 2003; Lambert et al., 2003) have a strong influence on reproductive<br />

success. Furthermore, the SSB estimates are often derived from combined male and<br />

female maturity data. Growth, maturation and mortality are known to be sexually<br />

dimorphic in many marine fish species, i.e. earlier maturity and shorter lifespan in males<br />

(Tomkiewicz et al., 2003b and references therein). Therefore skewed sex-ratio affects<br />

the composition of the spawning stocks and compromises the reliability of SSB as a<br />

measure of stock reproductive potential. Consequently, concerns about the use of SSB as<br />

a suitable proxy for stock reproductive potential have been increasingly raised<br />

(Jørgensen, 1990; Kjesbu et al., 1991; MacKenzie et al., 1998; Trippel, 1999; Kraus et<br />

al., 2002; Marshall et al., 2003: Köster et al., 2003;). In light of these issues, information<br />

about stock structure, spawners’ size at age, sex ratio, proportion of mature at age,<br />

fecundity, which all in turn influence offspring number, size and viability are<br />

fundamental for accurate estimations of stock reproductive potential.<br />

Stock-specific knowledge about fish reproductive biology is therefore an essential tool<br />

when managing a stock and represents the basis for the establishment of a sustainable<br />

yield. From a management point of view, accurate knowledge about maturity status is<br />

important for determining the size at which maturity is first reached, i.e. when the fish<br />

can be considered as adult. This information can be used for establishing the minimum<br />

size at capture to allow fish to reproduce at least once before being captured.<br />

Furthermore, temporal and spatial information on the maturation pattern are essential for<br />

identifying spawning grounds and determining the timing of area closure to protect the<br />

7


spawning activity. Moreover, understanding the relationships between age/size at<br />

maturity or fecundity, food availability and population size is fundamental for predicting<br />

the vulnerability of the stock to increasing exploitation pattern and/or changing<br />

environmental condition. Therefore investigations of reproductive biology are not only<br />

important for understanding stock dynamics, but represent the basis for a correct stock<br />

assessment upon which effective management strategies have to rely.<br />

In this <strong>thesis</strong>, I investigated the temporal development of the ovaries in cod from<br />

Kattegat and the Sound and explored possible differences in maturity schedule between<br />

the two subpopulations. This led to the development of a histologically based maturity<br />

scale where key events for discriminating maturing individuals are emphasized (I). In<br />

paper II, the new built histological scale is used in an attempt to validate the<br />

conventionally used visual evaluation of ovaries. The detected differences are<br />

successively used to reconstruct the historical (1971-2004) female spawning stock<br />

biomass (FSB) of Kattegat cod. Furthermore, potential proxies of maturity status are<br />

sought among physiological parameters. Paper III examines the potential fecundity in<br />

pre-spawning individuals and explores its relationship with the maternal size and<br />

condition. In addition, the length-specific potential and relative fecundity and oocyte<br />

size are investigated in Kattegat cod and compared to the more healthy Northeast Arctic<br />

cod stock (NEAC). In paper IV combined survey and commercial data, together with<br />

individual histological maturity and physiological status, are used for detecting putative<br />

spawning areas and testing the stability of spawning aggregations. The scope of this<br />

<strong>thesis</strong> was therefore the acquisition of accurate stock-specific information about timing,<br />

location and quality of reproductive performances in Kattegat cod in order to improve<br />

the assessment and assist the implementation of a more realistic management plan<br />

aiming at the recovery of this stock.<br />

REPRODUCTIVE CYCLE<br />

Natural selection favours individuals who efficiently gather energy and matter from the<br />

environment and effectively allocate it in order to maximize its fitness. Ideally, a fish<br />

would mature early at a large size and produce numerous and large offspring over a long<br />

reproductive life span. However, in the real world resources are limited and allocated<br />

according to the physiological trade-offs between metabolic needs, survival and<br />

reproduction. The energy demand related to reproduction also includes the behavioural<br />

aspects linked to it (courtship and migration) beyond the main energy consumption<br />

involved in gonadal development.<br />

Hence each fish species displays a reproductive strategy (Murua and Saborido-Rey,<br />

2003), which is the overall pattern of reproduction typically shown by individuals in a<br />

species, and a reproductive tactic which includes variations in the typical pattern, in<br />

response to the environmental fluctuations (Wootton, 1984; Murua et al., 2003).<br />

Most of the studies on fish reproduction have focused on females, partly because of the<br />

maternal origin of the nourishment in the early life stage and partly because eggs more<br />

than sperms represent a limiting factor for the offspring production (Helfman et al.,<br />

1997).<br />

8


Cod, as all gadoids, is an iteroparous species, which means that spawning occurs more<br />

than once during lifetime, in contrast with semelparous species, such as eel (Anguilla<br />

anguilla) which have only one breading season and successively die. Fecundity is<br />

determinate in cod which implies that the number of eggs that will develop is fixed<br />

before the onset of the maturation process (Kjesbu and Kryvi, 1989; Morrison, 1990).<br />

Species with indeterminate fecundity show continuous oocytes recruitment during the<br />

entire spawning period.<br />

Ovaries are paired elongate hollow organs situated ventrally to the swim bladder and<br />

consist of several transverse ovigerous folds projecting into the lumen where growing<br />

germ cells, i.e. oocytes, originated by meiosis from primordial cells (oogonia), become<br />

eggs (oogenesis). The ovarian development in cod is group synchronous showing<br />

discrete cohorts of developing oocytes co-existing in the gonad, successively recruited<br />

and spawned as discrete groups (i.e. batches) (Kjesbu and Kryvi, 1989). The described<br />

pattern can be observed throughout the whole organ due to the homogeneity<br />

characteristic of cod ovaries (Kjesbu et al., 1990).<br />

The different phases the ovary goes through during the developmental process have been<br />

classified and used for building a large number of maturity scales. Individuals are<br />

assigned to different stages, according to their maturity status. Maturity scales are an<br />

important tool for determining stock specific spawning pattern and for recognising<br />

reproductively active individuals. Their accuracy is a crucial prerequisite for a correct<br />

estimation of the maturity ogives, (i.e. the proportion of mature individuals at age in the<br />

population) and consequently of the SSB.<br />

Ovarian gross morphology<br />

During the maturation process, ovaries undergo different modifications in the gross<br />

morphology showing changes in size, vascularisation, consistency and colour. At the<br />

beginning, ovaries are small, translucent yellow-reddish structures situated in the<br />

posterior part of the abdominal cavity. Following the maturation process, ovaries<br />

become larger, firmer, more opaque dark-red/orange and fill most of the cavity. As<br />

ripening begins oocytes become increasingly evident through the ovarian surface, at first<br />

as opaque granules and successively as transparent eggs as spawning approaches. After<br />

the eggs are released the now reddish-grey ovary appears shrunk and contracted, i.e.<br />

spent stage, and successively enters the recovering stage (Table 1).<br />

The macroscopical (visual) examination of reproductive organs is a low cost and quick<br />

method for assessing maturity, allowing the analysis of a large amount of samples. The<br />

judgement of the reproductive status based on the gross anatomy of the ovary is<br />

therefore ideal for routine monitoring of fish stocks in order to estimate the maturity<br />

ogives. Specimens are assigned to one of the different stages included in the used<br />

maturity scale according to their external appearance. The maturity scales may vary on a<br />

national level as different countries utilize different criteria. The national scale is<br />

successively converted into the international conventionally approved staging system<br />

before reporting to ICES.<br />

The 4-stages maturity scale (ICES, 1999) presented in Table 1, is used during the IBTS<br />

performed annually in Kattegat, Skagerrak and North Sea.<br />

9


VIRGIN<br />

MATURING<br />

SPAWNING<br />

SPENT<br />

Ovaries small, elongated, whitish, translucent. No signs<br />

of development.<br />

Development has obviously started, eggs are becoming<br />

larger and the ovaries are filling more and more of the<br />

body cavity but eggs cannot be extruded with only<br />

moderate pressure.<br />

Will extrude eggs under moderate pressure to advanced<br />

stage of extruding eggs freely with some eggs still in<br />

the gonad.<br />

Ovaries shrunken with few residual eggs and much<br />

slime. Resting condition, firm, not translucent, showing<br />

no development.<br />

Table 1: Macroscopical maturity scale from the manual for the International Bottom Trawl<br />

Surveys (IBTS)<br />

According to the 4-stages scale, only individuals assigned to the first stage are<br />

considered immature (juveniles) and therefore have to be excluded form the spawning<br />

biomass. The second stage should include all the maturing individuals that are going to<br />

finalize their maturation by the forthcoming spawning season. The third stage, i.e.<br />

spawning, includes only individuals which are expelling eggs when captured. The last<br />

stage, i.e. spent, comprises the individuals that have recently released all the eggs, but<br />

also specimens that have already entered a post-spawning condition (resting stage). All<br />

the stages from the second and upwards are therefore considered to contribute to the<br />

annual reproductive potential of the stock and consequently included as mature in the<br />

estimations of the maturity ogives.<br />

Ovarian cellular development<br />

The described modifications of the gross morphology mirror a series of developmental<br />

changes on a cellular level identifiable by the means of histological analyses. The<br />

general cellular cycle, common to all teleosts (Wallace and Selman, 1981; Tyler and<br />

Sumpter, 1996), includes a phase of primary oocyte growth, during which the oocytes<br />

increase slightly in size and cytoplasmatic structures, such as the circumnuclear ring<br />

(CNR), begin to appear. The following phases include a first proliferation of spherical<br />

vesicles (cortical alveoli) followed by a period of yolk accumulation (vitellogenesis).<br />

Finally, after the final maturation, hydrated oocytes (now eggs) are ovulated into the<br />

ovarian lumen. The ruptured follicles (post-ovulatory follicles, POF) remain in the<br />

ovary and persist for a limited time degenerating after spawning. The duration of these<br />

structures is however still under discussion and might be species specific. In flounder<br />

(Platichthys flesus), POFs have been seen up to 1 month after spawning (Janssen et al.,<br />

1995) while in cod, POFs have been recognized up to 9 months after spawning<br />

10


(Saborido-Rey and Junquera, 1998; Rideout, 1999). Vitellogenic oocytes that do not<br />

complete the maturation undergo a degenerative process called atresia and are<br />

successively reabsorbed, while the ovary regenerates.<br />

As mentioned above, oocyte cohorts at different developmental stages co-exist in cod<br />

ovaries although the first appearance of oocytes showing advanced specific features<br />

marks the maturity stage and it is used as stage indicator.<br />

Histological techniques have been increasingly used for investigating the oogenesis of<br />

cod from different areas (Kjesbu and Kryvi 1989; Saborido-Rey and Junquera, 1998;<br />

Tomkiewicz et al., 2003a, I) and a number of histological maturity scales have been<br />

produced. Tomkiewicz and co-workers (2003a) proposed a 10-stages maturity scale for<br />

the Baltic cod, subdividing the general classification scheme and adding also some<br />

important stages, which show potential disease that may reduce fecundity. The<br />

histological analyses of gonadal development in cod from the Kattegat and the Sound<br />

brought to the development of a 7-stages maturity scale (I, Table 2).<br />

IMMATURE<br />

PREVITELLOGENIC<br />

GROWTH<br />

ENDOGENOUS<br />

VITELLOGENESIS<br />

EXOGENOUS<br />

VITELLOGENESIS<br />

FINAL<br />

MATURATION<br />

SPENT<br />

RESTING<br />

Small oocytes with a dense basophilic cytoplasm, a central nucleus<br />

and few large nucleoli around its edge (perinucleolar stage)<br />

Oogonia are always present but they might not be visible<br />

The nucleus increases in size and multiple nucleoli are formed. A weakly<br />

stained area called “circumnuclear ring” (CNR) is also present<br />

The circumnuclear ring moves towards the outer part of the cell and<br />

gradually disintegrates, while the spherical cortical alveoli appear<br />

in the superficial half of the cytoplasm. No yolks granules present yet.<br />

Presence of yolk granules. The nucleus, still centrally located, becomes<br />

irregular. The occurrence of this stage means that the maturation<br />

process is in progress, and under normal conditions, the individual will<br />

develop within the current spawning season<br />

The chorion becomes thicker, the nucleus migrates towards the animal<br />

pole and the hydration process occurs<br />

Post-ovulatory follicles (POFs), after oocytes release into the lumen,<br />

are distinguishable.<br />

Oocytes in stage 1 and 2. Some Post-ovulatory structures<br />

(POF), still present, show signs of previous spawning<br />

Table 2: Maturity scale based on histological inspection of ovaries (I)<br />

The critical point in maturity studies is to detect the threshold beyond which an<br />

individual can be considered as maturing within the present season and unquestionably<br />

going to spawn within the next spawning season. In other words, it is particularly<br />

important to specify the minimum level of oocyte development necessary for a female<br />

11


to be considered mature. According to some studies (Woodhead and Woodhead, 1965;<br />

Shirokova, 1977; Holdway and Beamish, 1985), individuals presenting oocytes in the<br />

CNR stage (Table 2 stage 2) are likely to mature within the following spawning season.<br />

However, ovaries at this stage are always present and the probability of carrying on the<br />

maturation process depends on the degree of development in relation to the time of the<br />

year in which they are observed (Woodhead and Woodhead, 1965; Holdway and<br />

Beamish, 1985; Tomkiewicz et al., 2003a).<br />

Further studies (Saborido-Rey and Junquera, 1998; Tomkiewicz et al., 2003a) have<br />

identified the threshold between mature and immature fish in the cortical alveoli stage<br />

(Table 2, stage 3 and Figure 2a). The content of these alveoli and their role in the<br />

fertilization have been investigated in a number of teleosts and it has been shown that<br />

they mainly contain endogenously (in situ, within the oocyte) synthesized glycoproteins<br />

(Tyler and Sumpter, 1996). This stage is therefore called endogenous vitellogenesis<br />

(Burton et al., 1997, I) in contrast with the true (exogenous) vitellogenesis occurring<br />

when yolk granules are formed using vitellogenin sequestered from the maternal liver<br />

(Tyler and Sumpter, 1996).<br />

yg<br />

a<br />

ca<br />

Figure 2: Histological sections of oocytes at the a) endogenous vitellogenesis stage with<br />

cortical alveoli (ca) and b) exogenous vitellogenesis with cortical alveoli and yolk granules<br />

(yg). Scale bar 100 m.<br />

b<br />

The content of cortical alveoli will serve to harden the membrane (vitelline envelope)<br />

after ovulation and prevent polyspermy (Kitajima et al., 1994). Thus these structures,<br />

often called yolk vesicles, are not to be considered yolk in a strict sense as their contents<br />

do not contribute to the embryonic development (Wallace and Selman, 1981). The<br />

hepatically derived vitellogenin packed in granules during the true vitellogenesis (Table<br />

2, stage 4 and Figure 2b) is the only precursor of yolk proteins (Tyler, 1991).<br />

Furthermore, a number of studies (Burton, 1994; Rideout et al., 2000; Campbell et al.,<br />

2006) have provided evidences that fish in cortical alveoli stage can arrest the<br />

development and remain reproductively inactive. Therefore the maturity scale presented<br />

in paper I aimed to emphasize the passage from the endogenous to the exogenous<br />

vitellogenesis as the threshold between immature and mature individuals. An individual<br />

showing oocytes with cortical alveoli but no yolk granules has to be considered<br />

maturing, but according to the above cited studies, this does not necessarily mean that it<br />

12


will be reproductive in the next spawning season. Only fish from the exogenous<br />

vitellogenic phase, under normal conditions, ought to be considered spawning within<br />

the current spawning season (Burton et al., 1997, Mackie and Lewis, 2001, I) and<br />

consequently included in the spawning stock biomass.<br />

Comparisons between the staging systems<br />

Some of the ovarian features cannot always be discriminated by the naked eye during<br />

certain phases of the developmental process. Therefore the consistency of this visual<br />

method has been increasingly distrusted (Saborido-Rey and Junquera, 1998; Kjesbu et<br />

al., 2003, II). While advanced stages (late vitellogenesis and spawning) are easily<br />

recognizable and therefore properly judged, the incongruence is encountered for<br />

individuals at the beginning of the developmental process. As stated above, the stage 2<br />

in Table 1 should include all the maturing individuals that will eventually spawn during<br />

the upcoming spawning season. However, a consistent part of specimens showing initial<br />

signs of structural modification are erroneously interpreted as maturing and included in<br />

this stage (I). Such a mistake obviously leads to an overestimation of the part of the<br />

population contributing to the stock reproductive potential. The comparison between the<br />

two staging systems (macroscopical and histological) in Kattegat cod shows in fact a<br />

consistent overestimation of the proportion of mature individuals for all age classes but<br />

the entity of the estimated bias decreases with increasing age. Consequently larger<br />

errors are made when judging first spawners (II). It is therefore obvious that the risk is<br />

amplified in stocks such as Kattegat cod, where the SSB is skewed towards younger and<br />

smaller individuals.<br />

A further problem encountered when using the macroscopical scale concerns the resting<br />

stage, which at the present state is not included in the adopted IBTS macroscopical scale<br />

(Table 1). It is important to remark that the term resting may represent a source of<br />

confusion because it is often used to refer both to the individuals immediately after the<br />

spawning (recovering) as well as to individuals that are omitting spawning (skippers). If<br />

the maturity status is observed before the spawning season, these confusions are<br />

avoided due to the unlikelihood to find fish in post-spawning condition.<br />

The spawning omission appears to be fairly common in cod and it has been estimated<br />

that around 30% of cod females tend to skip spawning (Walsh et al., 1986: Rideout et<br />

al., 2000; Jørgensen et al., 2006). This phenomenon may occur either by failing to start<br />

vitellogenesis (resting) or interrupting it (reabsorbing) or by concluding the process<br />

without egg release (retaining). The latter type may occur depending on the conditions<br />

encountered during the spawning season (overcrowding, mate availability, pollution)<br />

while the first two types (resting and readsorbing) have been often ascribed to low<br />

temperature (Woodhead and Woodhead 1965; Federov, 1971) or low condition due to<br />

scarcity of food (Burton and Idler, 1987; Rideout et al., 2000; Rideout et al., 2005) prior<br />

to the spawning season.<br />

The external appearance of the fish may be helpful for identifying females that retain<br />

eggs since overripe eggs and scarce intra-ovarian fluid shape the abdomen giving to it a<br />

berry-like aspect (Rideout et al., 2005). More difficult is instead the identification of<br />

13


females in resting and reabsorbing condition, due to their early stage of development.<br />

Gonads in these conditions may be easily confused with late immature or spent, and in<br />

the second case the estimation of the spawning stock would be affected.<br />

Histology is the most accurate way for identifying non-reproductive individuals, by<br />

detecting signs of previous spawning activity (POF) among oocytes in early maturation<br />

stage (Tomkiewicz et al., 2003a, Rideout et al., 2005, I). The wall thickness may also<br />

be used as criterion for identifying non reproductively active individuals, owing that<br />

immature individuals have thinner ovarian wall than the non-reproductive ones (Rideout<br />

et al., 2000). However, the presence of POF is the unquestionable sign of previous<br />

spawning activity. The occurrence of POFs in non-ripening fish at the time of the year<br />

when adult individuals should be ripening (e.g. in December-January in Kattegat cod)<br />

suggests that the fish has previously spawned but will not spawn in the upcoming<br />

season. The identification of non-reproductive females and their exclusion from the<br />

SSB is fundamental, especially for highly exploited stocks. Therefore the inclusion of<br />

the resting stage in maturity scales both macroscopical and histological (Tomkiewicz et<br />

al., 2003a, I) is crucial and when observed before the onset of spawning, this stage has<br />

to be considered as synonymous to a non-reproductive stage.<br />

The occurrence of the different stages and the reliability of the visual inspection are<br />

dependent on the time of sampling in relation to the spawning season. Therefore<br />

knowledge of the maturation chronology has to be ascertained accurately and on a stock<br />

specific level.<br />

The temporal ovarian development shows no differences in maturity schedules between<br />

cod from Kattegat and the Sound (I). In cod off Newfoundland, females show<br />

significant cellular changes more than 7 months before the spawning (Burton et al.,<br />

1997) In the Kattegat and the Sound maturing females were found at the earliest in<br />

October (i.e. 4 months before the spawning peak), ripening continues until January,<br />

spawning peaks in February, and March marks the end of the spawning season (I).<br />

When comparing the microscopical and macroscopical staging systems, all age classes<br />

showed a convergence towards minimum bias in January, i.e. one month before the<br />

spawning peak (II) when the misjudgement is minimized due to the unmistakable<br />

advanced stage of the maturity process and to the unlikelihood to find fish in spent or<br />

post-spawning condition. Consequently, the reliability of visual judgement is dependent<br />

on the time of sampling. Accurate estimations of maturing fish some months before or<br />

just after the spawning season can only be assured by using microscopical<br />

investigations (Saborido-Rey and Junquera, 1998, Kjesbu et al., 2003, II).<br />

Data on individual maturity status for the estimations of the SSB in the Kattegat are<br />

annually collected during the surveys performed in February, which hence coincides<br />

with the spawning season. A recalculation of the historical female spawning biomass<br />

(FSB) for the period 1991-2004, applying the bias obtained from the comparison<br />

between the two staging methods, showed a consistent overestimation of the proportion<br />

of mature females. The re-estimated FSB was in fact always lower than the historical<br />

FSB, evidencing an overestimation ranging between 21 and 35% (II). Hence the<br />

histological evaluation of ovarian development has the clear advantage of allowing<br />

detailed recording of the maturation development occurring in the ovary. Such<br />

information gives the opportunity to obtain unambiguous interpretation of individual<br />

maturity status. Estimating the spawning fraction by the means of histological analyses<br />

14


is a robust way for obtaining accurate estimates of SSB. Maturity ogives based on<br />

macroscopical evaluation, determined during the spawning season, may instead lead to<br />

the inclusion of non-reproductive individuals in the SSB estimation. The resulting<br />

inflated SSB is prone to mislead the management with serious consequences for the<br />

stock.<br />

Potential energetic proxies of maturity status<br />

The use of histology in maturity studies has gained an increasing and unanimous<br />

approval as considered more consistent and reliable than macroscopical analysis (Murua<br />

et al., 2003; Tomkiewicz et al. 2003a, II). However it is an expensive and time<br />

consuming technique and it restricts the analyses to relative small samples. Furthermore<br />

the collection of ovaries for histological analyses on board of research vessels implies<br />

the handling of harmful substances, i.e. formaldehyde, necessary for the storage.<br />

Despite its attested reliability, histology is thus not routinely used and alternative<br />

indicators of maturity status, mainly linked to the energy resources, have been often<br />

sought. Substantial energy reserves are in fact required for the reproductive process of a<br />

fish and the energy expenditures related to reproduction can represent 10-22% of the<br />

annual energy budget (Jobling, 1982).<br />

In cod, the gonadal maturation, together with all the events associated with<br />

reproduction, is mainly promoted by energy gathered and stored during the feeding<br />

season rather than ingested during the reproduction. In concomitance with the cessation<br />

of feeding during pre-spawning and spawning periods (Kjesbu et al., 1991; Fordham<br />

and Trippel, 1999; Lambert and Dutil, 2000) female cod use the stored resources, in<br />

form of proteins in the muscle (Eliassen and Vahl, 1982) and fat (lipids) in the liver<br />

(Kjesbu et al., 1991), and transfer them to the gonads. Thus the seasonal variations in<br />

physiological condition related to reproduction and, in particular gonadosomatic index<br />

(GSI, ratio of gonad weight to the body weight), hepatosomatic index (HSI, ratio of<br />

liver weight to the body weight) and Fulton’s condition factor (ratio between fish<br />

weight and length cubed), have been monitored in different cod stocks (Schwalme and<br />

Chouinard, 1999; Lambert and Dutil, 1997a; Lambert and Dutil, 2000, Tomkiewicz et<br />

al., 2003a; I; IV). Seasonal pattern of nutrients storage and depletion may differ among<br />

cod living in different geographical areas and experiencing different environmental<br />

conditions, due to the stock–specific variability in feeding periodicity. Cod in<br />

Norwegian coastal fjords (Hop et al., 1992; Hop et al., 1993; Michalsen et al., 2008), in<br />

the North Sea and areas west of Scotland (Rae, 1967; Daan, 1973) continue to feed<br />

actively during winter (Hislop, 1997).<br />

For Kattegat cod, those indices show increasing trends until the spawning starts, when<br />

HSI and Fulton’s K values start to decrease again while GSI clearly declines when the<br />

spawning is concluded (IV; Figure 3). Similar trends in HSI and K have also been<br />

observed in Baltic cod (Tomkiewicz et al., 2003a). However, for some stocks the active<br />

consumption of stored resources may occur at an earlier time (Schwalme and<br />

Chouinard, 1999; Lambert and Dutil, 2000 and references therein; Mello and Rose,<br />

2005 a and b) possibly due to food-limitations (Jangaard et al., 1967; Hawkins et al.,<br />

1985).<br />

15


16<br />

55<br />

GSI (%)<br />

12<br />

8<br />

233<br />

25<br />

4<br />

0<br />

7<br />

41 115<br />

6<br />

Oct<br />

Nov<br />

Dec<br />

Jan<br />

Feb<br />

Mar<br />

5<br />

HSI (%)<br />

4<br />

3<br />

2<br />

Fulton's K (100*g/cm 3 )<br />

1.15<br />

1.10<br />

1.05<br />

1.00<br />

0.95<br />

Oct<br />

Nov<br />

Dec<br />

Jan<br />

Feb<br />

Mar<br />

Oct<br />

Nov<br />

Dec<br />

Jan<br />

Feb<br />

Mar<br />

Figure 3: Monthly trends of bioenergetic indices in Kattegat cod from the period 2002-<br />

2006 (merged years). The sample size is indicated only in the first diagram. Bars<br />

represent standard errors.<br />

In paper II a regression tree-model approach was used for testing different variables, as<br />

predictors of the maturity status in Kattegat cod. In analogy with stepwise procedure,<br />

only variables that significantly contribute to explain the variance are kept in the final<br />

model, and accordingly to the parsimony principle, the model are simplified without<br />

compromising the goodness of fit. Results showed that the best model with the lowest<br />

misclassification rate includes only GSI (which represents the main discriminating<br />

factor) and HSI, making these variables useful for tracking the ongoing maturation<br />

process. Conversely, total length and Fulton’s condition factor were poor predictors and<br />

their use increased the misclassification rate of the model. HSI is thus a more accurate<br />

measure of fish condition in cod than Fulton’s condition factor due to the storage of<br />

energy in the liver (Lambert and Dutil, 1997b; Marshall, 1999).<br />

The proved ability of GSI to reflect the reproductive status is also confirmed in other<br />

16


studies on cod (Burton, 1999; Dahle et al., 2003; Tomkiewicz et al., 2003a) as well as<br />

on riverine fishes (Brewer et al., 2008). Due to the use of liver reserves for producing<br />

vitellogenin, it is not surprising that there is a relationship between liver condition and<br />

maturity (II). Seasonal changes in liver size have been studied in Atlantic cod (Eliassen<br />

and Vahl, 1982; Lambert and Dutil, 1997b; Schwalme and Chouinard, 1999; Hansen et<br />

al., 2001) and a positive effect of liver condition on the probability of spawning has<br />

been demonstrated (Ajiad et al., 1999; Bromley et al., 2000; Morgan, 2004; Morgan<br />

and Lilly, 2006). Additionally fat content in the liver has been related to the progress of<br />

spawning in female cod (Kjesbu et al., 1991). These findings support the idea of the<br />

utility of using HSI in maturity status identification. However, the substantial variation<br />

in HSI observed in Baltic cod, probably due to a longer spawning season and therefore<br />

higher variation between individual fish compared to the cod in Kattegat (I), rendered it<br />

of a little use for maturity status prediction in this stock (Tomkiewicz et al., 2003a).<br />

The condition of the fish, or the quantity of energy stores, may significantly influence<br />

the reproductive investment in cod (Kjesbu et al., 1991; Chambers and Waiwood, 1996;<br />

Marshall et al., 1999; Lambert and Dutil, 2000; Ouellet et al., 2001). Reduced fecundity<br />

(Kjesbu et al., 1991; Marteinsdottir and Steinarsson, 1998; Marshall et al., 1998) or<br />

even skipped spawning (Burton and Idler, 1987; Rideout et al., 2000) have been<br />

increasingly associated to low conditioned fish. However, the use of bioenergetic index<br />

might not be useful for identifying individuals skipping maturity, or more specifically<br />

individuals in reabsorbing phase, due to the weight of the atretic oocytes (Rideout et al.,<br />

2005) that would nonetheless lead to an increased gonadal weight although in absence<br />

of reproduction.<br />

While histology is a more reliable technique than physiological indices, the amount of<br />

time and the economical cost required may diminish its practical advantage and limit its<br />

use. The employ of GSI and HSI, once validated, may be incorporated with other<br />

information, such as minimum length at maturity or macroscopical judgement for<br />

improving the discrimination between mature and immature individuals (Burton, 1999;<br />

Rideout et al., 2005). Hence, considering the modest effort required for the collection of<br />

liver and gonad weight, the recording of those additional parameters should be easily<br />

included in the routine research sampling procedures for supporting the macroscopical<br />

maturity judgement when histological analyses cannot be carried out.<br />

FECUNDITY<br />

Stock assessment models have been traditionally based on the assumption that SSB<br />

adequately represented the stock reproductive potential This assumption underlies<br />

constancy over time of the SSB and of the stock relative fecundity (number of eggs<br />

produced per unity mass), intuitively hard to be valid.<br />

Following the decline in stock size and recruitment level experienced by most of the<br />

commercially exploited fish stocks, several researches have addressed the question of<br />

how changes in population size affect stock-specific reproductive traits. During the past<br />

decades an increasing number of studies have evidenced that SSB is not an accurate<br />

measure of reproductive potential (Jørgensen, 1990; Kjesbu et al., 1991; MacKenzie et<br />

17


al., 1998; Trippel, 1999; Kraus et al., 2002; Marshall et al., 2003; Köster et al., 2003;<br />

Marshall et al., 2006), hence the importance of incorporating reproductive biology in<br />

stock assessment gained credit.<br />

The alternative concept of stock reproductive potential (SRP) was therefore introduced.<br />

SRP represents the annual variation in stock’s ability to produce viable eggs and larvae<br />

that may eventually recruit to the adult population or fishery (Marshall et al., 1998;;<br />

Trippel, 1999; Murawski et al., 2001).<br />

Fundamental parameters affecting SRP such as proportion of mature at age, fecundity<br />

and offspring size and viability (fertilization and hatching success) have shown to vary<br />

with parental age, size, condition and spawning experience (Jørgensen 1990; Kjesbu et<br />

al., 1991; Solemdal et al., 1995; Marshall et al., 1998; Trippel, 1998).<br />

In North Atlantic cod stocks the severe decline in abundance has been accompanied by<br />

substantial reductions in age and size at first sexual maturation (Trippel et al., 1997) and<br />

a disproportionate loss of larger, older repeat-spawner (Trippel, 1995) have occurred.<br />

Laboratory experiments on cod demonstrated that first-time spawners have a lower<br />

reproductive success, breeding for a shorter time and producing fewer and smaller eggs<br />

with lower fertilization and hatchings rates (Solemdal et al., 1995; Trippel, 1998;<br />

Tomkiewicz et al., 2003b). Furthermore, in multiple spawning fishes, older individuals<br />

are likely to produce more batches, within the spawning season, over a longer period<br />

than younger ones (Parrish et al., 1986; Lambert, 1990). In addition, the fertilization<br />

rate is higher when bigger males are involved in the spawning act (Hutchings et al.,<br />

1999). Therefore alterations in the size composition of the breeding stock may<br />

conceivably lead to changes in stocks’ reproductive success.<br />

Fecundity estimates do not give information on offspring viability but provides the<br />

starting number of potential offspring that can be produced. Fecundity data are therefore<br />

essential for assessing an individual’s reproductive potential and consequently<br />

providing more reliable estimate of stock recruitment rather than using spawner<br />

biomass.<br />

Cod, as most of the marine teleosts, produce a large number of small eggs. The<br />

estimation of the realized fecundity, i.e. the total number of egg actually spawned, in<br />

wild fishes is not an easy task. Some studies have estimated realized fecundity by<br />

collecting released eggs from captive fishes reared in tanks (Kjesbu et al., 1991; Trippel<br />

et al., 1998; Fordham and Trippel, 1999; Thorsen et al., 2003), while other studies<br />

counted the number of developing oocytes, and subsequently subtracting the number of<br />

atretic oocytes (Green Walker et al., 1994, Ma et al., 1998; Witthames et al., 2003).<br />

However the latter method needs accurate information on the persistence of the atretic<br />

stage (Murua et al., 2003) and additionally atresia is not routinely examined.<br />

Consequently many studies have concentrated on measurements of potential (i.e. the<br />

number of vitellogenic oocytes in the prespawning ovary) or relative (i.e. the number of<br />

eggs per unity body mass) fecundity and on the ability of biological and/or<br />

environmental factors in explaining their fluctuations.<br />

Relationships between fecundity and female age and/or size have been documented in<br />

many cod populations (Kjesbu et al., 1998, Marshall et al., 1998; Marteinsdottir et al.,<br />

2000, Kraus et al., 2000; Kraus et al., 2002; Marteinsdottir and Begg, 2002; McIntyre<br />

and Hutchings, 2003; Yoneda and Wright, 2004; III). Both fish length and weight are<br />

significantly correlated with fecundity in cod, although fish length has been usually<br />

18


preferred as predictor given the weight large fluctuation during a year cycle (Blanchard<br />

et al., 2003; Thorsen et al., 2006). The strength of this relationship varies considerably<br />

between populations (Marteinsdottir and Begg, 2002; McIntyre and Hutchings, 2003),<br />

geographical areas and years (Lambert et al., 2005), and it becomes weaker when large<br />

fish are not included in the sample (Kjesbu et al., 1998).<br />

Also in the Kattegat cod, potential fecundity is tightly linked to the fish size but length<br />

showed to have a higher predictive power than weight (III). SSB, currently used as<br />

reproductive potential predictor in stock assessment models, fails to accurately account<br />

for the effect that variation in length composition has on the stock reproductive success.<br />

The risk is the overestimation of the reproductive potential when the stock is dominated<br />

by small individuals (Marshall et al., 2006) as in the case of the Kattegat cod stock.<br />

This stresses the importance of a continuous monitoring of fecundity on a stock-specific<br />

level. Despite this awareness and the implementation of easy manageable instruments<br />

for direct fecundity measurements (Thorsen and Kjesbu, 2001; Friedland et al., 2005;<br />

Klibansky and Juanes, 2007), this kind of data is still not collected on a routine basis<br />

(Tomkiewicz et al., 2003b).<br />

Environmental conditions and nutritional status are known to potentially have strong<br />

modifying effects on fecundity. Fish condition (Fulton’s K) and also liver index in fish<br />

like cod that primarily store energy (lipids) in the liver, are considered reliable proxies<br />

for the effect of environmental change on individual energy content and reproductive<br />

potential (Kjesbu et al., 1998; Marshall et al., 1999; Lambert and Dutil, 2000).<br />

Therefore several studies have been investigating both indices reflecting maternal<br />

energy supply as help to predict fecundity variation (Kjesbu et al., 1991; Marshall et al.,<br />

1998; Lambert et al., 2003; III). Some studies have shown that yearly averages of lipid<br />

energy (Marshall et al., 1999) or food availability (Kraus et al., 2002) can significantly<br />

improve predictions of fecundity and egg production. However when the fish condition<br />

and egg production were measured on the same fish, i.e. just before the spawning<br />

season, the correlation between them was weak, although significant (Kjesbu et al.,<br />

1998; Kraus et al., 2000; Marteinsdottir and Begg, 2002; Blanchard et al., 2003; III). In<br />

other words condition measured just prior to the start of the spawning season does not<br />

increase consistently the predictive power provided by the size alone. These results<br />

confirm the existence of a threshold in maturation process where the energy stored can<br />

be representatively used as a measure of egg production (Koops et al., 2004; Skjæraasen<br />

et al., 2006).<br />

In fecundity studies, the timing in relation to the maturation cycle is extremely<br />

important. A too early sampling may lead to biased estimations with loss of oocytes not<br />

yet recruited to the final stock. On the other hand, sampling too late may lead to the loss<br />

of oocytes, as they may have already been released. Late vitellogenesis represents the<br />

optimal phase for studying fecundity, minimizing both sources of error. To detect a<br />

biologically meaningful influence of maternal condition on egg production, condition<br />

should instead be quantified at an earlier stage of the maturation process, when energy<br />

is initially allocated to egg production (Koops et al., 2004; Skjæraasen et al., 2006; III).<br />

This threshold may be represented by the passage from endogenous to exogenous<br />

vitellogenesis during which the lipids stored in the liver are used to build up the yolk<br />

reserves in the developing oocytes (I). During this critical time, depending on the<br />

individual energetic status, investment in sexual maturation could still be reduced or<br />

19


skipped (Skjæraasen et al., 2006). Hence at a later stage, just before the spawning starts,<br />

fish size explains the largest part of fecundity variability (III), while fish condition may<br />

have a stronger effect in determining recruitment through other mechanisms, such as<br />

mate competition, spawning duration, size and number of batches and post-reproductive<br />

survival.<br />

Beyond parental influences, variability in egg size and number can also result from<br />

adaptations to different local environment. According to life history theory, the optimal<br />

trade-off between egg size and number depends on the condition experienced by the<br />

offspring (Parker and Begon, 1986) and the quality of the habitat into which offspring<br />

will emerge may act as a selective force. In cod, comparative studies have in fact<br />

evidenced a decreased size-specific fecundity (Pörtner et al., 2001) with increasing<br />

latitude and decreasing temperature (Koops et al., 2003).<br />

In paper III potential and relative fecundity are compared between Kattegat cod and<br />

Northeast Arctic cod (NEAC) from the main spawning area in Lofoten, caught during<br />

the pre-spawning season. Cod in Kattegat show a higher size-specific potential and<br />

relative fecundity in addition to a better pre-spawning condition. However, the size of<br />

vitellogenic oocytes, which has been shown to represent about 40% of the final egg size<br />

in cod (Tyler and Sumpter, 1996), is smaller in specimens belonging to Kattegat stock.<br />

The large variability in size-specific fecundity observed between cod stocks (Lambert et<br />

al., 2003; Lambert et al., 2005) can be the result of short-term response related to the<br />

nutritional status of the fish, food availability, growth and/or environmental temperature<br />

(Lambert et al., 2003). Differences in fecundity might also be associated with different<br />

life history responses between populations, resulting in different age/size at maturity,<br />

reproductive effort, egg size and survival (Roff, 2002).<br />

However, caution is needed when comparing fecundity data from geographically<br />

separated stocks due to differences in timing of spawning peaks, which may lead to<br />

biased results. The stock of vitellogenic oocytes is reduced as the fish approach<br />

spawning and consequently fish in early maturation may have considerable larger<br />

standing stock of vitellogenic oocytes than fish just prior to spawning (Thorsen et al.,<br />

2006). In this case the oocyte diameter of the sampled Kattegat cod was smaller than<br />

found for the NEAC. This difference in oocyte size may reflect that the sampled NEAC<br />

was closer to spawning than the Kattegat cod. The difference in observed fecundity<br />

between the two stocks may therefore to some degree have been influenced by this<br />

difference in timing.<br />

On the other hand, it cannot be ignored that among the effect of the overexploitation an<br />

increased fecundity is often acknowledged (Lambert et al., 2005; Kjesbu et al., 2007),<br />

either as a density dependent effect following a release in resources competition (i.e.<br />

phenotypic plasticity) or as a selective pressure to maximize reproductive output at an<br />

earlier age. Northeast Arctic cod can be considered a relatively healthy stock, highly<br />

productive and exposed to much less fishing mortality (Ottersen et al., 2006), while<br />

Kattegat cod is suffering a very high fishing pressure and is presently at its lowest<br />

historical level (ICES, 2007). The observed difference may therefore mirror the<br />

different exploitation pattern experienced by the two stocks.<br />

A possible shift towards earlier maturation has previously been evidenced in Kattegat<br />

female cod when compared to the cod in the Sound (I). Those two subpopulations have<br />

shown marked differences in size structure and abundance (Svedäng et al., 2003;<br />

20


Svedäng et al., 2004) likely due to differences in technical regulations, whereas no<br />

genetic differences have hitherto been substantiated. Nevertheless the proportion of<br />

mature individuals per age class showed to be significantly higher in Kattegat cod,<br />

implying an earlier maturation or higher maturation rate. Moreover, in the period 1990-<br />

2006, L50 (length at which 50% of the population is mature) has decreased in the<br />

Kattegat but not in the Sound, although growth (length-at-age) seems not to differ<br />

between the two areas (Svedäng and Vitale, in preparation). These observations seem to<br />

be in contradiction with the expectation that the low cod density in Kattegat should<br />

decrease intra-specific feeding competition, improving growth (Rindorf et al., 2008).<br />

However, these results may suggest that Kattegat cod utilize surplus energy for<br />

reproduction rather than investing in growth. Hence an increase in fecundity, reflected<br />

in the production of smaller and lower quality eggs, may have occurred in the Kattegat<br />

as an effect of the exploitation rate. These outcomes raise therefore concerns about the<br />

reliability of SSB estimations used for the management of Kattegat cod.<br />

Hence as a consequence of overestimations in SSB due to erroneous maturity<br />

judgement (II) and possibly as a consequence of overlooked differences in reproductive<br />

output caused by a changed population structure, the resiliency of Kattegat cod stock<br />

might have been highly overrated and the actual situation of this stock may be much<br />

worse than presently believed.<br />

SPAWNING AGGREGATIONS<br />

Many of the world’s economically important fish species have evolved migratory life<br />

histories, showing ontogenetic (between nursery areas and adult populations) and<br />

seasonal (between spawning and feeding areas) shifts in distribution (Harden Jones,<br />

1968; Metcalfe et al., 2002). Similarly, cod undertake long seasonal migrations to<br />

specific locations forming large short-lived spawning aggregations (Brander, 1975;<br />

Brander, 1994; Rose, 1993; Robinchaud and Rose, 2001). Annual movements to<br />

spawning grounds have been largely described in cod (Templeman, 1974; Bergstad et<br />

al., 1987; Rose, 1993; Bagge et al., 1994; Lawson and Rose, 2000) and a consistent<br />

number of genetic, acoustic and tagging studies have evidenced that cod may regularly<br />

home to the same spawning ground over long distances year after year, following<br />

familiar migratory pathways (Godø, 1984; Green and Wrobleski, 2000; Robinchaud and<br />

Rose, 2001; Windle and Rose, 2005; Svedäng et al., 2007).<br />

Cod populations exhibit a variety of migratory behaviours which have been recently<br />

categorized by Robichaud and Rose (2004) according to degree of migration and<br />

philopatry in four groups: (1)“sedentary resident” exhibiting strong year-around site<br />

fidelity, (2) “accurate homers” returning to spawn in a specific area, (3) “inaccurate<br />

homers” returning to spawn in a much broader area near the original site in subsequent<br />

years and (4) “disperser” presenting a random spawning migration pattern within a large<br />

area. Interestingly this study showed that the most common strategy among the North<br />

Atlantic cod populations is to be sedentary.<br />

According to a recent tagging study (Svedäng et al., 2007) also the cod stock in the<br />

Kattegat has to be included in the first category, showing a high degree of resident<br />

behaviour. Although relying on small scale migratory movements, Kattegat cod seems<br />

to have a strong tendency to home to the same location for reproductive purposes<br />

21


annually. In paper IV, the stability of the Kattegat cod spawning aggregations has been<br />

investigated combining fishery dependent and independent surveys and evidencing that<br />

cod has been aggregating and spawning in specific areas for more than 25 years, albeit<br />

in drastically reduced numbers.<br />

The analyses of data relative to the period 1996-2004 (IV) evidenced two important<br />

spawning areas in the southern part of Kattegat, one close to the entrance to the Sound<br />

and one off the coast of Falkenberg, confirming previous studies for the period 1981-<br />

1990 (Pihl and Ulmestrand, 1988; Hagström et al., 1990) and 1975-1999 (Svedäng and<br />

Bardon, 2003, Figure 4).<br />

Neighbouring areas, i.e. the bights of Skälderviken and Laholmsbukten, formerly<br />

depicted as important spawning areas, did not show any sign of spawning activity<br />

during the studied period, confirming the findings from Svedäng and Bardon (2003)<br />

who reported the disappearance of spawning aggregations from those two areas after<br />

1990. Whether these results reflect a contraction in spatial distribution or a loss in<br />

spawning areas is hard to verify due to the lack of spatial delineation of previous<br />

investigations. Additionally a loss of spawning areas seemingly occurred in the northern<br />

part of the Kattegat, i.e. the bay of Kungsbackafjorden and north of Lasö, where<br />

Hagberg (2005) had identified large spawning aggregations. Only weak signals of<br />

spawning activities in these areas were obtained in this study (IV).<br />

Figure 4: Study area. Dashed lines represent the 20m depth contour<br />

22


The estimations of spawners’ abundance obtained from the Swedish IBTS surveys in<br />

combination with log-book data from the Swedish cod fishery have therefore shown to<br />

be a useful tool for detecting spawning areas, providing persistent and precise<br />

geographical signals. In order to validate these findings, independent samplings of<br />

individual physiological status were carried out in the depicted spawning and nonspawning<br />

areas.<br />

The liver index (HSI) has been shown to be an unreliable measure of eggs production<br />

for individuals in pre-spawning condition (III) while it represents, together with the GSI<br />

(Tomkiewicz et al., 2003a) an accurate tool for tracking the ongoing maturation process<br />

(Morgan and Lilly, 2006; I). The monthly trends in those indices did not show any<br />

significant difference between the assumed spawning and non spawning areas in<br />

November and December, which may highlight that individuals start to aggregate<br />

approximately one month before the spawning season. From January and onwards<br />

individual GSI and HSI values were clearly higher in the assumed spawning areas,<br />

evidencing an ongoing maturation process. The energetic pattern together with the<br />

significant higher proportion of mature females, recognized by accurate ovarian<br />

histological inspection, allowed the precise localization of cod spawning segregation.<br />

Investigations of spawning aggregations and their persistence over time are relevant for<br />

understanding the stock structure and consequently the dynamic of the studied<br />

population. In case of commercially exploited fish species, the derived increased<br />

catchability and vulnerability due to the predictable spatial and temporal associations,<br />

makes this knowledge a concern of fishery science. The highest catch rates in many<br />

commercial fisheries are in fact achieved by mobile fleets targeting spawning<br />

aggregations (Beverton, 1990; Hilborn and Walters, 1992; Hutchings, 1996). The<br />

achieved detection of spawning aggregations by the use of commercial landings (IV)<br />

clearly confirms that those spatial and temporal aggregations represent a cost-effective<br />

way to obtain profits.<br />

The effects of fishing activity in areas where cod spawning takes place at a known time<br />

are multifaceted. Beyond the well known consequences of a size selective fishing<br />

mortality on the stock structure (Jennings et al, 2001), derived from the removal of<br />

larger and more fecund (Solemdal et al., 1995; Trippel, 1998; Tomkiewicz et al.,<br />

2003b) individuals from the population, the complex repertoire of cod reproductive<br />

behaviours is also strongly impacted.<br />

A successful reproduction in cod involves complex mating interactions, including<br />

behavioural and acoustic displays by males and mate choice by females (Brawn, 1961a<br />

and b; Engen and Folstad, 1999; Hutchings et al., 1999; Nordeide and Foldstad, 2000;<br />

Rowe and Hutchings, 2003; Rowe and Hutchings, 2004). The release of gametes is<br />

preceded by a sort of ritual “dance”. A final close physical contact (i.e. ventral mount)<br />

between the mating pair ensures a synchronized release of eggs and sperms.<br />

Reproductive physiology in fish is adversely affected by stress, as for instance the<br />

passage of the trawl, causing alterations in reproductive hormones levels, fecundity<br />

(Billard et al., 1981; Campbell et al., 1994), eggs’ quality (Kjesbu et al., 1990) and<br />

courtship performances, likely disturbing spawning synchronization and eventually<br />

decreasing the fertilization rate (Morgan et al., 1997). The production of abnormal<br />

larvae has also been observed as one of the effect following a stress (Morgan et al.,<br />

23


1999). Furthermore some studies (Morgan and Trippel, 1996; Lawson and Rose, 2000)<br />

suggested that males may arrive at the spawning ground first and that females would<br />

periodically move onto the grounds to release eggs. The different residence time and<br />

activity on the spawning grounds by males and females lead to an unequal distribution<br />

and therefore sex ratio on the spawning areas (Robichaud and Rose, 2003) and<br />

eventually to a possible differentiated fishing pressure on sexes. Altogether, the stock<br />

reproductive potential is both directly and indirectly seriously threatened by the<br />

exploitation of spawning grounds.<br />

Hence in light of the depleted state of most of the cod populations and the consequent<br />

decreased spawning biomass, information on the spatial distribution of the spawning<br />

aggregations are not only crucial for elucidating stocks’ structure but represent an useful<br />

tool for stock management. A successful management of overexploited stocks, as<br />

Kattegat cod, requires an accurate knowledge of location and timing of the spawning<br />

activity in order to minimize disturbances and excessive fishing mortality and ensuring<br />

successful reproduction, vital for rebuilding stocks to sustainable levels.<br />

CONCLUSIONS AND IMPLICATIONS FOR MANAGEMENT<br />

The drastic decline for more than three decades faced by the cod stock in Kattegat is<br />

now undeniable. Although environmental variability is acknowledged among those<br />

factors that can play an important role in shaping stocks’ dynamics, in the case of<br />

Kattegat cod, overfishing still remains the main cause of the present severe depletion<br />

(Cardinale and Svedäng, 2004; ICES, 2007).<br />

The objectives of fishery management are many-sided, embracing biological, economic,<br />

social and political aspects (Jennings et al., 2001). One of the main biological goals of a<br />

management scheme is to promote the recovery of overexploited stocks. This is<br />

basically achieved by allowing the stock to produce enough offspring for replacing the<br />

adult removal due to fishing activity. The implementation of increasingly restrictive<br />

TACs, accordingly to the declining abundance, has had as a main result a decreasing<br />

catch data quality (ICES, 2007). Discarding of marketable fish (high-grading) in the cod<br />

fishery and of undersized fish in the Nephrops fishery, together with misreporting, most<br />

likely contributed to an increased uncontrolled fishing mortality (ICES, 2007), showing<br />

that the present management plan is not effective in regulating catches. The last three<br />

years assessment of this stock has in fact been unable to estimate fishing mortality due<br />

to the uncertainty in catch data.<br />

The situation of Kattegat cod could be more alarming, if possible, than what is generally<br />

believed. The use of erroneous methodologies (I) for calculating the proportion of<br />

mature individuals in the population has led to a consistent overrating of the abundance<br />

of females that actually contributed to the reproductive potential for more than 20 years<br />

(II). Additionally, SSB, which is considered at an historical low level and far below the<br />

safe limit, is at present compressed to a few age classes (2-5 years) and mainly relying<br />

on first-spawners (Hutchings and Myers, 1993; Caddy and Agnew, 2003), which in turn<br />

result in a lower quantitative and qualitative reproductive output (Solemdal et al., 1995;<br />

Trippel, 1998; Tomkiewicz et al., 2003b). The increasing evidence that SSB is not<br />

equivalent in terms of egg production (Jørgensen, 1990; Kjesbu et al., 1991; MacKenzie<br />

24


et al., 1998; Trippel, 1999; Marshall et al., 2003: Kraus et al., 2002; Köster et al., 2003;<br />

Marshall et al., 2006) due to the influence that spawners’ size and condition have on<br />

recruitment success, has most likely been overlooked in the assessment analyses.<br />

Taken together, the overestimation of the stock reproductive potential may have led to<br />

the implementation of regulating measures far above the stock capacity, neglecting<br />

potential risks. The false perception of the stock status has probably masked the need of<br />

a more drastic catch control and this may partly explain the absence of any sign of<br />

recovery.<br />

Consequently a revision of Kattegat cod stock assessment models and a re-evaluation of<br />

the reference points, based on increased stock-specific biological knowledge, is strongly<br />

suggested. The use of more accurate methods, such as histological or bioenergetics<br />

analyses, for estimating the individual maturity status might integrate and reinforce the<br />

routinely used methodology during research surveys, at least in those cases when there<br />

are uncertainties. The observed stock fecundity-length relationship (III) can be used to<br />

scale estimates of spawner abundance to population egg production (Murua et al, 2003)<br />

and greatly assist the attainment of an improved assessment, although a monitoring<br />

program based on direct measurements of stock fecundity, and factors influencing it,<br />

ought to be implemented.<br />

Furthermore, the acquired knowledge on the persistence of the spawning aggregations<br />

(IV) may facilitate the implementation of a more controlled fishing activity during the<br />

spawning season. Since the year 2002 scientists have been advocating a total closure of<br />

the fishery in Kattegat area, yet remained unheard. Stocks that remain resident within a<br />

limited geographic area may be more prone to local extinction but may also be protected<br />

in a more efficient way by closing specific area to fishing (Polunin, 2002). The<br />

introduction of no-takes area has an obvious clear effect on species abundance.<br />

However the results may be comparable to year-around gear restriction, as shown by the<br />

remarkable effects that the trawling ban, applied since 1932, has had in the Sound. A<br />

total fishing ban on a limited temporal and spatial scale, as represented by spawning<br />

closures is also an effective way for protecting a stock. However such a restriction may<br />

be less successful and not lead to a decrease in total fishing mortality if it only results in<br />

an increase of the fishing effort in adjacent areas or shifted in time, as occurred in the<br />

Baltic Sea (Bergström et al., 2007). In the Kattegat as well, the closure during the first<br />

quarter of year of the bights of Skälderviken and Laholmsbukten from 2003 did not<br />

produce encouraging results (Bergström et al., 2007), which could be due to the fact<br />

that the subpopulations in these two areas have yet to recover (IV). Furthermore the<br />

closure of such a small portion of the area might not be sufficient for enhancing a<br />

recovery. On the whole, the present management scheme in the Kattegat is mainly<br />

aimed to improve juvenile survival through supplementary mesh size increase or<br />

minimum landing size, resulting in an increased pressure on the few remaining large<br />

spawners. Restoring age structure and SSB, based on temporal and spatial limitation of<br />

the fishing effort, should instead be opted for, as an appropriate recovery approach in a<br />

long-term perspective, auxiliary to conventional controls on exploitation rate and<br />

technical measures. However the management of exploited fish stock is not only an<br />

ecological but also an economic and social issue of great magnitude. Therefore the<br />

implementation of drastic regulative measures has to follow a unanimous consensus<br />

apparently difficult to achieve.<br />

25


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38


ACKNOWLEDGEMENTS<br />

Gratitude is the mother of all the virtues (Cicero, Roman orator and philosopher, 106-43<br />

BC). I am deeply grateful to Henrik Svedäng because without him I would never have<br />

started (nor concluded) my PhD. Thanks for the leadership, support and for all the great<br />

laughs…you definitively made those years much funnier. I would also like to thank<br />

Håkan Wennhage for his “short but intense” supervising and his precious help with all<br />

the “bureaucratic” aspects. A special thanks goes to Rutger Rosenberg for his valuable<br />

assistance during those years.<br />

Thanks to all the people at the Institute of Marine Research in Lysekil: to those working<br />

on board of Argos and Ancylus for their help in collecting data, despite their<br />

unwillingness in using the “lethal” formaldehyde; to Rajlie Sjöberg for all the cod<br />

otoliths she has been reading for me in those years also on short notice request; to<br />

Joakim Hjelm for his constant understanding and support; to Anne Johansson for her<br />

unlimited willingness to help me whenever I needed…thanks to all of you for your love,<br />

friendship and for letting me feeling at home since the very first day.<br />

I’m also grateful to Merete Fonn, Anders Thorsen and Olav Kjesbu at the Institute of<br />

Marine Research in Bergen (Norway) for their priceless teaching and their great<br />

hospitality.<br />

I would like to express my gratitude to the other members of the “Italienska komplott”,<br />

Michele (alias Mikälä) and Max...you have been like brothers to me, supporting and<br />

helping me in every single way.<br />

There are not enough words for thanking Björn for the joy he brought in my everyday<br />

life and for being always so lovely and supporting also during my last (totally<br />

hysterical) days, when everybody else would have instead run away.<br />

I’m really thankful to Lars Billton from “Brita och Sven Rahmns Stiftelsen” who<br />

financed my studies showing a sincere trust in the project and in my work. Further<br />

funds were supplied by the University of Rome “La Sapienza”, Italienska<br />

Kulturinstitutet “C.M.Lerici”, Kungliga Vetenskaps- och Vitterhetssamhället i Göteborg<br />

and Adlerbertska Hospitiestiftelsen.<br />

I would like to dedicate this <strong>thesis</strong> to my family and friends in Italy because this <strong>thesis</strong><br />

represents one of the reasons why we had to live apart. I want them to know that leaving<br />

them was one of the hardest things I ever had to do.<br />

A last but important clarification for the Scandinavians: my correct name is Francesca<br />

not Fransesca or Franchesca or Franceska or Fransheska…I could list a bunch!<br />

39


Journal of Fish Biology (2005) 67, 669–683<br />

doi:10.1111/j.1095-8649.2005.00767.x,availableonlineathttp://www.blackwell-synergy.com<br />

Evaluation of the temporal development of the ovaries in<br />

Gadus morhua from the Sound and Kattegat, North Sea<br />

F. VITALE*, M. C ARDINALE AND H. SVEDÄNG<br />

National Board of Fisheries, P. O. Box 4-453 21 Lysekil, Sweden<br />

(Received 6 July 2004, Accepted 8 March 2005)<br />

The gonadal development of cod Gadus morhua in the Sound and Kattegat, North Sea, was<br />

studied by investigating their histological structure on a temporal scale by intense sampling from<br />

September 2002 to May 2003. Different age classes were followed and the proportion mature in<br />

each age class within each area was analysed. Based on existing maturity criteria, a modified<br />

system, based on histological features, was developed in order to emphasize the crucial step in the<br />

developmental process, i.e. the passage from endogenous to exogenous vitellogenesis. Only fish<br />

that had attained exogenous vitellogenesis could be considered as being reproductively active in<br />

the forthcoming breeding season (Kjesbu et al., 2003). The histological based maturity scale will<br />

greatly improve the capability of separating mature from immature individuals in the studied<br />

areas, that is fundamental for an accurate and unambiguous estimate of the spawning stock<br />

biomass. Furthermore, the results showed a larger proportion of mature individuals per age class<br />

in the Kattegat stock compared to the Sound stock, which implied an earlier maturity for this<br />

stock. This difference in maturation pattern might have been related to a relaxation of competition,<br />

i.e. enhanced growth rate, as an effect of different levels of exploitation and technical fishing<br />

regulations between the two adjacent areas.<br />

# 2005 The Fisheries Society of the British Isles<br />

Key words: cod; histology; maturation timing; oocyte; vitellogenesis.<br />

INTRODUCTION<br />

Fish stocks are currently assessed using age-structured models such as virtual<br />

population analysis (VPA), which estimates fishing mortality and stock biomass<br />

from catch, effort and survey data (Pelletier & Laurec, 1992). For a given<br />

management option within the International Council for the Exploration of<br />

the Sea (ICES) corresponding annual total allowable catches (TAC) are established<br />

by using estimated spawning stock biomass (SSB) as a reference point.<br />

The SSB is defined as the biomass of both sexes contributing to the reproductive<br />

potential of the stock. Thus, accurate estimation of the proportions of spawning<br />

fishes within each age class is of vital importance for stock assessment (Marshall<br />

et al., 1998; Cardinale & Arrhenius, 2000). These proportions, defined as maturity<br />

ogives, rely on estimates of sexual maturity (Myers & Barrowman, 1996;<br />

Rochet, 2000a).<br />

*Author to whom correspondence should be addressed. Tel.: þ46 0523 18743; fax: þ46 0523 13977;<br />

email: francesca.<strong>vitale</strong>@fiskeriverket.se<br />

# 2005 The Fisheries Society of the British Isles<br />

669


670 F. VITALE ET AL.<br />

At present, the Kattegat cod Gadus morhua L. population is considered as<br />

severely depleted, as an effect of a prolonged period of high fishing pressure<br />

(Svedäng & Bardon, 2003; Cardinale & Svedäng, 2004; ICES, 2004). The stock<br />

decline coincided with a disappearance of large spawning aggregations in the<br />

southern part of the Kattegat and survey data have indicated that abundance of<br />

spawning females have dropped to very low levels in the area (Cardinale &<br />

Svedäng, 2004). Most of the SSB (>95%) is compressed to a few age classes<br />

(2–5 years) (ICES, 2004). In such a critical situation, it is important to follow and<br />

describe the reproductive cycle, as spawning pattern and precise maturity ogives<br />

are essential information for accurate fish stock assessments. It is also important<br />

that maturation patterns are followed and elucidated in commercial fish species<br />

that have faced extreme fishing mortality rates during a considerable long period<br />

of time (Olsen et al., 2004). No such studies on the temporal development and<br />

validation of maturity schedule for the Kattegat cod population, however, have<br />

ever been performed.<br />

Estimation of the proportion of mature fishes is highly dependent on the<br />

actual temporal development of the gonads, which is also known to be stockspecific<br />

(Rochet, 2000b; ICES, 2004). In order to accurately estimate maturity<br />

ogives in fish stocks, the maturity staging used must be accurate and unambiguous.<br />

At present, assessment of cod populations within the ICES framework<br />

relies on macroscopic scales to estimate the proportion of mature individuals<br />

within each age class (ICES, 2004). There is a great concern about the consistency<br />

of macroscopic gonadal evaluation, especially with regard to the prespawning<br />

phase, which is difficult to discriminate macroscopically. Several<br />

studies, in effect, have indicated that the proportion of mature individuals may<br />

be improperly estimated when using macroscopic scales (Dias et al., 1998; ICES,<br />

2004). Imprecision in judgement of maturity stages leads to a biased evaluation<br />

of reproductive status, and consequently, estimated maturity ogives might<br />

become highly inaccurate. Therefore it appears extremely important to determine<br />

at which time of the maturation cycle the discrimination between maturing<br />

and non-maturing individuals can be made. Among the alternatives approaches<br />

to assess maturity, such as oocyte size frequency distributions, the gonadosomatic<br />

index and fat content, histology is considered to be the most reliable<br />

(Kjesbu et al., 2003). Histology has shown a greater reliability than traditional<br />

macroscopic evaluations in separating mature from immature individuals<br />

(Murua & Motos, 1998; Saborido-Rey & Junquera, 1998; Tomkiewicz et al.,<br />

2003), because through histological studies it is possible to identify at what time<br />

the oocytes start to build up the yolk reserves. The presence of particular yolk<br />

proteins (cortical alveoli) within the oocyte has often been considered as the first,<br />

decisive step that enables the individual fish to complete the gonadal development<br />

for the following breeding season. Under normal conditions, individuals at<br />

this stage of gonadal development are therefore considered to be maturing<br />

(Holdway & Beamish, 1985; Saborido-Rey & Junquera, 1998; Murua et al.,<br />

2003). As previous studies have shown, however, interruptions in the spawning<br />

cycle of cod may occur, and it is important to consider that premature, as well as<br />

adult fish, could postpone gonadal development and spawning, (Burton et al.,<br />

1997; Rideout & Burton, 2000). Burton (1994) recorded fish that had been<br />

arrested at this phase of the development (endogenous vitellogenesis). This<br />

# 2005 The Fisheries Society of the British Isles, Journal of Fish Biology 2005, 67, 669–683


DEVELOPMENT OF COD OVARIES 671<br />

kind of phenomenon is well known in other fish species such as Atlantic salmon<br />

Salmo salar L. (Johnston et al., 1987), whose gonadal development has started<br />

but might be interrupted and postponed during the current spawning season,<br />

and sexual maturity is attained at the very earliest in the following spawning<br />

season. Consequently, the presence of reproductively inactive females should be<br />

considered when estimating maturity ogives for a specific fish stock. In addition,<br />

Saborido-Rey & Junquera (1998) have recorded an overestimation of the proportion<br />

of maturing cod individuals in the pre-spawning season in relation to the<br />

estimated proportion of post-spawning fish by the end of the spawning season.<br />

This overestimation of mature and maturing fish could the result of a doubtful<br />

inclusion of individuals at the cortical alveoli stage as being considered maturing<br />

in the forthcoming spawning season.<br />

The principal aim of this study was therefore to develop a histologically based<br />

maturity scale specific for the Kattegat cod. It was recognized that such a<br />

maturity scale must provide information about key events taking place, i.e. to<br />

recognize the significant step in the developmental process when the individual<br />

fish is ‘set in train’ to attain sexual maturity. Therefore only fish that have<br />

attained such a developmental status can be considered as being reproductively<br />

active in the forthcoming breeding season. This will improve the capability of<br />

separating mature from immature individuals and consequently the assessment<br />

and management of this stock.<br />

The second aim of the study was to describe the temporal maturation pattern<br />

for different age classes within two studied cod subpopulations in the Kattegat<br />

and the Sound by analysing the structural events taking place in the ovaries on a<br />

temporal scale. This aspect is considered as crucial for a correct planning of the<br />

timetable of sampling of the maturity ogives to be used for stock assessment<br />

purposes (ICES, 2004).<br />

The cod in the Sound and Kattegat show marked differences in size structure<br />

and abundance, the stock in the Sound being in a less depleted state than the one<br />

in the Kattegat (Svedäng et al., 2003). This divergence in stock status is probably<br />

due to differences in technical fishing regulations, as towed fishing gears have<br />

been forbidden since 1932 in the Sound. Although, there is no evidence of genetic<br />

segregation between the two stocks (Knutsen et al., 2003; C. André, pers. obs.),<br />

the marked differences in size structure (Svedäng et al., 2003), together with<br />

unpublished information from on-going tagging experiments in the area<br />

(H. Sveda¨ng, pers. obs.), supported the view of two separated possibly subpopulations<br />

of cod. Thus, the second aim of the study was to elucidate possible<br />

differences in maturation timing between the two adjacent subpopulations whose<br />

mortality rates and population structure so clearly depart from each other,<br />

whereas no genetic differentiation between the stocks has so far been evidenced<br />

(Knutsen et al., 2003).<br />

MATERIALS AND METHODS<br />

In order to study the timing of gonadal development prior to the next spawning<br />

season, the proportion of mature individuals within each age class was analysed. The<br />

individuals were grouped into three age classes: 2, 3 and 4þ years. The oldest age group<br />

included all individuals aged 4 years.<br />

# 2005 The Fisheries Society of the British Isles, Journal of Fish Biology 2005, 67, 669–683


672 F. VITALE ET AL.<br />

Fish sampling took place on a monthly basis (Table I), from September 2002 to May<br />

2003 in the Kattegat and the Sound (Fig. 1), with the exception of April in both areas.<br />

Cod were collected on both commercial fishing vessels and Swedish research vessels. The<br />

fish were processed immediately after being taken on board. For each fish, total length<br />

(L T )at05 cm below, total wet mass (M T ) at the nearest 01 g and gutted mass were<br />

recorded. The range in L T varied between 25 and 84 cm. Otoliths (sagittae) were removed<br />

from all individuals sampled and transversely sectioned through the centre of the nucleus.<br />

Therefore, individual age was estimated by a single age reader, counting hyaline zones on<br />

sectioned otoliths illuminated from above against a dark background (15).<br />

In order to avoid the tissues from disintegrating, fresh gonads were usually removed<br />

from the fish within an hour after being taken on board. The gonads were weighed and<br />

stored in phosphate buffered formaldehyde 36% for 14 days before histological analysis.<br />

In case of small gonads, the whole gonad was preserved; otherwise a 5 cm long middle<br />

cross section of the right lobe was stored. Fixed sections of ovary were dehydrated<br />

through ascending concentrations of ethanol for a specific duration, embedded through<br />

ascending concentrations of historesin and eventually, polymerized into historesin blocks<br />

at 4 C. Transverse sections of 2–5 mm in thickness, obtained using a Leica RM2165<br />

microtome, were dried at 60 C for a short time before staining with toluidine blue 2%<br />

and 1% borax. This procedure ensured staining of structures such as the nucleus, yolk<br />

granules and chorion with different tones of blue. The slides were inspected at different<br />

magnifications by using a Leica DMR light microscope. Representative stages of oocyte<br />

development (Fig. 2) were photographed using a Leica DC 300 photomicroscope camera.<br />

DATA ANALYSIS<br />

The low sample size per age class did not allow month-by-month comparisons to be<br />

made, and as a consequence, the collected material was merged into 2 month periods.<br />

The proportion of maturing individuals, as determined by the histological analysis, was<br />

estimated within each age class. A generalized linear model (GLM) procedure was used in<br />

order to estimate the effects of age, month and area (i.e. the Kattegat and Sound) on the<br />

proportion of mature individuals. In addition, difference in Fulton’s condition factor (K),<br />

K ¼ M T L 3 T , was tested for the two areas among immature and mature individuals<br />

using a GLM with age as a factor and month as a covariate. Parsimony and model<br />

selection was evaluated using Akaike information criteria (AIC; Chambers & Hastie,<br />

1992). The AIC is computed as: AIC ( p) ¼ nln(S Res p ) þ 2p nln(n), where p is the<br />

number of parameters, S Res is the residual sum of squares of the model and n is the<br />

number of observations. The second term in AIC increases with p and it serves as a<br />

penalty for the increasing number of parameters in the model. The AIC statistic accounts<br />

simultaneously for the d.f. used and the goodness of the fit. More parsimonious models<br />

have a lower AIC. The error was modelled assuming the binomial distribution (immature<br />

TABLE I. Number of analysed samples (females) per age group and area, combined into 2<br />

month periods<br />

Age (years)<br />

September to<br />

October<br />

November to<br />

December<br />

January to<br />

February<br />

March to<br />

May<br />

Kattegat 2 33 25 37 42<br />

3 25 20 31 27<br />

4þ 17 15 36 12<br />

Sound 2 7 26 60 25<br />

3 17 14 14 17<br />

4þ 6 14 0 8<br />

# 2005 The Fisheries Society of the British Isles, Journal of Fish Biology 2005, 67, 669–683


DEVELOPMENT OF COD OVARIES 673<br />

10° 40′ 0″ E<br />

11° 45′ 0″ E<br />

12° 50′ 0″ E<br />

57° 20′ 0″ N<br />

1:860 737<br />

Sweden<br />

57° 20′ 0″ N<br />

Kattegat<br />

56° 15′ 0″ N<br />

56° 15′ 0″ N<br />

Copenhagen<br />

Sound<br />

10° 40′ 0″ E 11° 45′ 0″ E 12° 50′ 0″ E<br />

FIG. 1. Study area (., sampling locations).<br />

against mature individuals). The level of significance was set at 5% for all the statistical<br />

tests used in this study.<br />

# 2005 The Fisheries Society of the British Isles, Journal of Fish Biology 2005, 67, 669–683


674 F. VITALE ET AL.<br />

n cnr<br />

(a)<br />

m<br />

(b)<br />

ca<br />

yg<br />

ho<br />

pof<br />

(c)<br />

(d)<br />

FIG. 2. Transverse sections of cod ovaries showing oocytes at different stages: (a) primary growth, (b)<br />

endogenous vitellogenesis, (c) exogenous vitellogenesis and (d) spent. n, nucleus; m, nucleolus; ca,<br />

cortical alveolus; cnr, circumnuclear ring; yg, yolk granule; ho, hydrated oocyte; pof, postovulatory<br />

follicle. Scale bar: (a) 25 mm; (b), (c) and (d) 100 mm. Toluidine blue staining.<br />

RESULTS<br />

HISTOLOGICAL STAGING SYSTEM<br />

The oocytes were present in various states of development throughout the<br />

folds of both ovaries, moving from the wall towards the centre of the organ<br />

(luminal epithelium). This pattern could be observed throughout the whole<br />

organ. This homogeneity of the ovary, documented in previous studies (Kjesbu<br />

et al., 1990), enabled just one section to be selected from each ovary, namely, in<br />

this study, a middle cross section of the right lobe. The first developmental step<br />

occurring in the ovary is the oogonial proliferation. Oogonia are small in size<br />

and with a single nucleolus. Oogenesis begins with the conversion of oogonia<br />

into oocytes (Kjesbu & Kryvi, 1989). These cells undergo a series of cellular<br />

modifications preceding the ovulation.<br />

According to the histological characteristics observed under light microscopy,<br />

seven discrete stages of the developmental process (oogenesis) were identified.<br />

Stage 1: immature<br />

At this premature stage, the oocytes are small with a dense basophilic (intense<br />

staining) cytoplasm and a central nucleus (germinal vesicle) with few large<br />

# 2005 The Fisheries Society of the British Isles, Journal of Fish Biology 2005, 67, 669–683


DEVELOPMENT OF COD OVARIES 675<br />

nucleoli around its edge (perinucleolar stage). Oogonia are always present<br />

(Selman et al., 1993; Coward et al., 2002) but they might be not visible.<br />

Stage 2: primary (previtellogenic) growth<br />

The size of the oocyte increases. This phase is characterized by the nucleus<br />

undergoing major transformation such as an increase in size and the formation<br />

of multiple nucleoli, which generate large quantity of ribosomal RNA<br />

(Takashima & Hibiya, 1995). The presence of a light area around the nucleus<br />

[Fig. 2(a)] shows that cytoplasmatic changes are occurring. This weakly stained<br />

area is called the ‘circumnuclear ring’ (CNR) (Woodhead & Woodhead, 1965;<br />

Morrison, 1990).<br />

Stage 3: endogenous vitellogenesis (cortical alveoli phase)<br />

At this stage, oocytes growth occurs when triggered by a gonadotropin surge<br />

(Wallace & Selman, 1981). Prior to vitellogenesis, the ‘circumnuclear ring’ moves<br />

towards the outer part of the cell and gradually disintegrates, while the spherical<br />

and transparent vesicles (cortical alveoli) appear in the superficial half of the<br />

cytoplasm, which is now more acidophilic (light staining).<br />

At this stage there are no yolk granules present in the cytoplasm [Fig. 2(b)].<br />

Stage 4: exogenous vitellogenesis<br />

This phase represents the true vitellogenesis, during which the maternal hepatically<br />

derived plasma precursor, vitellogenin (VTG), is packaged into yolk<br />

protein in the form of granules (Wallace, 1978), easily identifiable because of<br />

their strong reaction to the toluidine blue [Fig. 2(c)]. These bodies, intensely<br />

stained, initially appear peripherally, but as they increase in number and size,<br />

they tend to spread out together with the cortical alveoli, throughout the<br />

cytoplasm. The shape of the nucleus becomes irregular. The occurrence of this<br />

stage means that the maturation process is in progress, and under normal<br />

conditions, the individual will develop within the current spawning season. The<br />

nucleus is still centrally located.<br />

Stage 5: final maturation<br />

The final step is marked by thickening of the chorion, the migration of the<br />

nucleus towards the animal pole and by the hydration process. The nucleus,<br />

during the final maturation, moves from the centre to the periphery (Nagahama,<br />

1983), and eventually breaks down when reaching it. The following water influx<br />

(hydrated oocyte) is probably driven by the proteolysis of yolk protein into free<br />

amino acids and consequent osmosis (Craik & Harvey, 1987; Kjesbu & Kryvi,<br />

1989).<br />

Stage 6: spent<br />

At ovulation, oocytes are released into the lumen (Wallace & Selman, 1981)<br />

while the ruptured follicles (post-ovulatory follicle) remain within the lamellae.<br />

Post-ovulatory follicles (POFs) are short-lived but readily distinguishable<br />

[Fig. 2(d)]. At the end of the spawning season, the ovary enters the spent stage<br />

and residual vitellogenic oocytes are reabsorbed (Tomkiewicz et al., 2003).<br />

# 2005 The Fisheries Society of the British Isles, Journal of Fish Biology 2005, 67, 669–683


676 F. VITALE ET AL.<br />

Stage 7: resting<br />

Oocytes are in stages 1 and 2. Some post-ovulatory structures, are still present<br />

and show signs of previous spawning (Tomkiewicz et al., 2003).<br />

TEMPORAL DEVELOPMENT BETWEEN AREAS AND AGE<br />

CLASSES<br />

Reproductively active (i.e. likely to be spawning in the forthcoming season)<br />

females were considered to be in stages 4, 5 and 6 while inactive females were in<br />

stages 1, 2 and 3. The four periods studied showed an increasing percentage of<br />

mature (active) females, with the forthcoming spawning season, in both areas<br />

(Table II). The general tendency was represented by a progression of mostly<br />

immature ovaries in September to October to mostly early developing in<br />

November to December. Ripe females were commonly observed by the end of<br />

January.<br />

In the Kattegat, all 2 year-old females were found immature (i.e. at stage 1 or<br />

2) in September to October, whereas 20% of the females aged 3 years and 29%<br />

of the fish aged 4þ years were considered mature (Fig. 3), i.e. had started<br />

exogenous vitellogenesis, the step that almost always leads to full maturation<br />

in the forthcoming spawning season. In November to December, the percentage<br />

of females aged 2, 3 and 4þ years found with oocytes at stage 4 were 12, 40 and<br />

80%, respectively. From the beginning of January and to the beginning of<br />

February, the proportion of sexual mature fish increased even further: 89% of<br />

the females aged 4þ years or more were ready to release eggs. From February<br />

until the end of March the proportion of sexual mature females remained high.<br />

After having released all the eggs or most of them, the fish progressed into a<br />

spent stage.<br />

In the Sound, the percentage of reproductively active females aged 3 years in<br />

September to October was 6%. In November to December the percentage of<br />

mature individuals had steadily increased in age groups 3 and 4þ years (29 and<br />

43%, respectively). In January to February, the proportion of the studied<br />

females in age groups 2, 3 and 4þ years ready to spawn corresponded to 20,<br />

43 and 75%, respectively.<br />

TABLE II. Percentage of mature cod females per age group and area, merged into 2<br />

month periods<br />

Age (years)<br />

September to<br />

October<br />

November to<br />

December<br />

January to<br />

February<br />

March to<br />

May<br />

Kattegat 2 0 12 24 5<br />

3 20 40 65 56<br />

4þ 29 80 89 67<br />

Sound 2 0 0 20 20<br />

3 6 29 43 29<br />

4þ 0 43 75 50<br />

# 2005 The Fisheries Society of the British Isles, Journal of Fish Biology 2005, 67, 669–683


DEVELOPMENT OF COD OVARIES 677<br />

1·0<br />

(a)<br />

0·8<br />

0·6<br />

0·4<br />

0·2<br />

0·0<br />

1·0<br />

37<br />

60 25<br />

25<br />

7<br />

33 26<br />

42<br />

Sept to Oct Nov to Dec Jan to Feb Mar to May<br />

(b)<br />

0·8<br />

Proportion mature<br />

0·6<br />

0·4<br />

0·2<br />

25<br />

20<br />

14<br />

31<br />

14<br />

27<br />

17<br />

0·0<br />

1·0<br />

0·8<br />

0·6<br />

0·4<br />

0·2<br />

0·0<br />

17<br />

Sept to Oct Nov to Dec Jan to Feb Mar to May<br />

(c)<br />

36<br />

15 3<br />

12<br />

8<br />

14<br />

7<br />

6<br />

Sept to Oct Nov to Dec Jan to Feb Mar to May<br />

Month<br />

FIG. 3. Proportion of mature individuals per area ( , Kattegat; &, The Sound) at ages: (a) 2, (b) 3 and (c)<br />

4þ years. Values are means S.E. The numbers indicate the sample size.<br />

# 2005 The Fisheries Society of the British Isles, Journal of Fish Biology 2005, 67, 669–683


678 F. VITALE ET AL.<br />

DATA ANALYSIS<br />

For both studied areas, the percentages of fish at various developmental stages<br />

were calculated for each age class on a 2 month basis from September<br />

until May (Table II). The initial model was: immature per mature<br />

(response) ¼ (intercept) þ age þ month þ area with L T modelled as covariate.<br />

The interaction factors were not included in the model. The L T (covariate) was<br />

not significant and therefore it was excluded from the final model. Results from<br />

the comparisons between models with different combinations of the predictors<br />

showed that the model including all the predictors was the best to explain the<br />

maturity status of Kattegat cod (Table III). All the analysed predictors (age,<br />

month and area) were found significant in the final GLM model (Table III). Age<br />

was the factor explaining most of the variation in mature status. Noteworthy, in<br />

every studied period of time, was that the percentage of reproductively active<br />

individuals within age group was significantly lower in the Sound area than in<br />

the Kattegat. There was a significant difference in K between the two areas<br />

among immature fish, with Kattegat cod having higher K than the Sound<br />

while no significant differences were found for mature fish. In both cases,<br />

month and age were not significant and therefore excluded from the final model.<br />

DISCUSSION<br />

Cod spawn many times during a single spawning season, i.e. cod females<br />

release eggs in discrete batches (Sorokin, 1957). Consequently, oocytes of varying<br />

developmental stages are present within the ovary at the same time. This<br />

TABLE III. Results from the comparisons between models with different combinations of<br />

the predictors. The information criteria (AIC) were used for generalized linear model<br />

(GLM) model selection, with the error modelled assuming the binomial distribution<br />

(immature against mature individuals). The Wald statistic is the homologous of the F<br />

statistic of GLM based on the binomial distribution<br />

Variables d.f. AIC P<br />

Age Month Area 6 4824


DEVELOPMENT OF COD OVARIES 679<br />

asynchronous development of the ovary (Wallace & Selman, 1981), which brings<br />

to a non-simultaneous ripening of eggs destined for spawning, is common in<br />

other commercial important marine fishes and the staging system described in<br />

this paper may also apply to those species.<br />

Essentially, oocytes in all teleosts undergo the same basic pattern of development:<br />

primary oocyte growth, cortical alveolus stage, vitellogenesis, maturation<br />

and ovulation (Tyler & Sumpter, 1996). The cycle of gonadal development<br />

described in the present study has been reported for cod from many areas, and<br />

a number of different maturity scales, based on histological analyses, have been<br />

produced. Kjesbu & Kryvi (1989) described four main stages (primary growth,<br />

cortical alveoli formation, true vitellogenesis and final maturation). According to<br />

some classification systems, however, some stage has been further subdivided.<br />

Recently, a 10 stage microscopical maturity scale has been proposed for the<br />

Baltic cod (Tomkiewicz et al., 2003), which includes the usual stages as well as<br />

potential gonadal diseases that can reduce fecundity. In the present work,<br />

oogenesis was divided into seven distinct developmental stages, according to<br />

common histological criteria. The classification maturity scale presented in this<br />

study emphasizes the difference between endogenous and exogenous vitellogenesis,<br />

as they are considered as different stages. According to Holdway & Beamish<br />

(1985), all oocytes reaching the second stage (when the CNR appears) are likely<br />

to mature within the subsequent reproductive cycle. Ovaries at this stage are<br />

always present, however the probability to carry on the maturation process<br />

depends on the degree of development in relation to the time of the year in<br />

which they are observed (Woodhead & Woodhead, 1965; Holdway & Beamish,<br />

1985; Tomkiewicz et al., 2003). The first structures to emerge within the oocyte<br />

cytoplasm during the gonadotropin-dependent growth phase are the yolk vesicles;<br />

also known as ‘intravesicular yolk’ (Marza et al., 1937). These oocytes<br />

contain endogenously synthesized glycoproteins, and subsequently they give<br />

rise to cortical alveoli; therefore they are not to be considered as yolk in the<br />

strict sense of the word (Wallace & Selman, 1981). The common use of the term<br />

‘yolk vesicle’ to describe the cortical alveoli seems inappropriate, because the<br />

contents of these structures do not contribute to embryonic development<br />

(Wallace & Selman, 1981).<br />

Burton (1994), however, recorded fish that had been arrested at endogenous<br />

vitellogenesis. This vital observation obviously shows that finding ovaries with<br />

oocytes at stage 3 does not necessarily imply a fish to be in an active reproductive<br />

state in the forthcoming spawning season. Therefore, only fish containing<br />

oocytes which have developed up to the exogenous vitellogenesis phase (stage<br />

4) should be considered as sexually mature (Burton et al., 1997), i.e. they are<br />

likely to spawn in the forthcoming season. The unawareness of this concept can<br />

lead to an overestimation of the SSB with hazardous consequences for overexploited<br />

species such as cod.<br />

Studies on northern cod off the Canadian coast suggest that exogenous<br />

vitellogenesis, leading to ripe gonads and spawning, must have started several<br />

months (c. 7 months) before the spawning period (Burton et al., 1997). This is<br />

clearly not the case in the Kattegat and Sound, where the first individuals in<br />

which exogenous vitellogenesis have begun (stage 4), was at the very earliest<br />

detectable in October, i.e. 4 months before the beginning of the spawning season.<br />

# 2005 The Fisheries Society of the British Isles, Journal of Fish Biology 2005, 67, 669–683


680 F. VITALE ET AL.<br />

A consistent amount of specimens were found to be at stage 4 by November to<br />

December. Consequently the temporal development of ovaries for cod in the<br />

Sound and Kattegat seems to be shorter than in cod stocks off the Canadian<br />

coast.<br />

The spawning season of most of cod populations takes place from December<br />

until July. Along the Norwegian coast, cod spawning mostly takes place between<br />

February and April, while the Baltic Sea cod spawns from April to July (Cohen<br />

et al., 1990). There are no differences in the spawning timing schedule between<br />

the Sound and Kattegat, as in both subpopulations the spawning season starts in<br />

January to February and probably finishes by the end of March. The proportion<br />

of mature individuals of every studied age group, however, was lower in the<br />

Sound than in the Kattegat, implying that cod, on average, become mature at an<br />

older age in the Sound. This difference in the maturation pattern might be<br />

considered as an effect of different levels of exploitation. The cod stock in the<br />

Kattegat, has probably experienced a higher exploitation rate (Svedäng et al.,<br />

2003).<br />

As an effect of fishing pressure, removing older and larger fishes, fishes might<br />

adjust their life-history traits such as reproduction and growth (Rochet &<br />

Trenkel, 2003), either by phenotypic response or by genetic adjustment. Olsen<br />

et al. (2004) and Yoneda & Wright (2004) have given support to the hypo<strong>thesis</strong><br />

that early-maturing genotypes were favoured relative to late-maturing genotypes<br />

during the collapse of northern cod. As no genetic differentiation has been linked<br />

to the two studied sub populations, the higher maturation rate in the Kattegat<br />

Atlantic cod could thus be due to other factors such as changes in growth rate. It<br />

is known that age at sexual maturation is positively correlated to growth rate or<br />

to the accumulation of surplus energy; fishes normally mature at the earliest<br />

opportunity (Policansky, 1983; Rowe et al., 1991; Thorpe, 1994; Sandstro¨m<br />

et al., 1995; Svedäng et al., 1996). The onset, or rather cessation of the inhibition<br />

of the maturation process (Rowe et al., 1991) can act a various stages of<br />

gametogenesis. The division between endogenous and exogenous vitellogenesis<br />

might be such a control at which the energetic status of the fish determines<br />

whether the maturation will proceed or not.<br />

The authors thank O.S. Kjesbu and M. Fonn from the Institute of Marine Research in<br />

Bergen for their precious teaching and advices. The authors are also grateful to the crew<br />

on R/V Ancylus and R/V Argos for assistance in the field. Financial support for this<br />

research was partially provided through grants from ‘Brita och Sven Rahmns Stiftelse’.<br />

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Electronic References<br />

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between the Sound and Kattegat: marked effects on abundance and size<br />

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# 2005 The Fisheries Society of the British Isles, Journal of Fish Biology 2005, 67, 669–683


ICES Journal of Marine Science, 63: 485e492 (2006)<br />

doi:10.1016/j.icesjms.2005.09.001<br />

Histological analysis invalidates macroscopically determined<br />

maturity ogives of the Kattegat cod (Gadus morhua)<br />

and suggests new proxies for estimating maturity<br />

status of individual fish<br />

F. Vitale, H. Svedäng, and M. Cardinale<br />

Vitale, F., Svedäng, H., and Cardinale, M. 2006. Histological analysis invalidates macroscopically<br />

determined maturity ogives of the Kattegat cod (Gadus morhua) and suggests<br />

new proxies for estimating maturity status of individual fish. e ICES Journal of Marine<br />

Science, 63: 485e492.<br />

Assessment and management of fish populations currently rely on correct estimation of the<br />

spawning-stock biomass (SSB), which is based on accurate maturity ogives of the population.<br />

Although maturity ogives are usually calculated through macroscopic evaluation of the<br />

gonads, histology is generally considered to be more accurate. Here we show that the macroscopic<br />

analysis consistently overestimates the proportion of mature females for all age<br />

classes in Kattegat cod. The resulting bias showed minimum values for all age classes about<br />

a month before the spawning season. Consequently, estimation of the incidence of maturation<br />

in females several months before or after the spawning season can only be accurate<br />

using histological techniques. Further, the observed bias was used to reconstruct a historical<br />

data set of maturity ogives of Kattegat cod. The results showed that female spawning biomass<br />

(FSB) might have been overestimated by up to 35%. However, as histological analysis<br />

is considered a laborious procedure, proxies of maturity status were sought. It was indicated<br />

that the gonadosomatic and hepatosomatic indices may serve as robust proxies for discriminating<br />

mature females from immature, thus greatly enhancing the accuracy of the macroscopic<br />

maturity evaluation of cod gonads when histological analysis is lacking.<br />

Ó 2005 International Council for the Exploration of the Sea. Published by Elsevier Ltd. All rights reserved.<br />

Keywords: GSI, HSI, Kattegat cod, maturity ogives, SSB, stock assessment, tree model.<br />

Received 16 March 2005; accepted 14 September 2005.<br />

F. Vitale, H. Svedäng, and M. Cardinale: Swedish Board of Fisheries, PO Box 4, 453 21<br />

Lysekil, Sweden. Correspondence to F. Vitale: tel: C46 0523 18743; fax: C46 0523<br />

13977; e-mail: francesca.<strong>vitale</strong>@fiskeriverket.se.<br />

Introduction<br />

Currently, a total allowable catch (TAC) system is the principal<br />

instrument to control stock exploitation levels for<br />

Northeast Atlantic commercial fish stocks (ICES, 2005a).<br />

In this context, the biomass of reproducing fish (i.e. spawning-stock<br />

biomass, SSB) is used as one of the reference<br />

points (in concert with the level of fishing mortality) to<br />

evaluate the status of an exploited stock and to establish future<br />

harvest levels. In order to establish TACs, fishery biologists<br />

usually use age-structured models to estimate SSB.<br />

These models include landings statistics and catch rates<br />

by age class, fishing effort, survey data, and species-specific<br />

biological parameters such as natural mortality, weight, and<br />

proportion of mature individuals at age (Pelletier and Laurec,<br />

1992). Therefore, the proportion of mature fish of all<br />

assessed age classes, usually defined as maturity ogives,<br />

is a crucial variable in the SSB estimation. Errors in estimating<br />

maturity ogives will lead to spurious SSB estimates,<br />

distorting the relationship between stock and recruitment<br />

(Murawski et al., 2001), and thereby increasing the variability<br />

of assessment results. This is especially problematic<br />

at low levels of SSB, because the precision in assessment<br />

projections is usually reduced at low stock levels.<br />

Cod in the Kattegat are currently assessed as a separate<br />

stock. Based on all the available information on SSB and<br />

fishing mortality, the stock is at present considered severely<br />

depleted (ICES, 2005b), the effect of a prolonged period of<br />

high fishing pressure (Svedäng and Bardon, 2003; Cardinale<br />

and Svedäng, 2004). According to the ICES assessment<br />

in 2005, the Kattegat cod stock has been estimated<br />

to be at its lowest levels since 1971 and around 95% of<br />

1054-3139/$32.00 Ó 2005 International Council for the Exploration of the Sea. Published by Elsevier Ltd. All rights reserved.


486 F. Vitale et al.<br />

the spawning individuals belong to the first four age classes.<br />

Therefore, enhanced accuracy and precision in biological<br />

data used for stock assessment are of crucial<br />

importance.<br />

For Kattegat cod, maturity ogives are estimated using individual<br />

fish data collected during the first quarter International<br />

Bottom Trawl Surveys (IBTS) on board the Swedish<br />

research vessel ‘‘Argos’’. In order to determine the individual<br />

stage of sexual maturation, visual (macroscopic) staging<br />

of reproductive organs is regularly applied. In particular,<br />

maturity stage of cod is currently evaluated using a fourstage<br />

scale (Table 1a), in which each gonad is judged by visual<br />

analysis of external features. However, the subjectivity<br />

and ambiguity of the visual inspection method may lead to<br />

severe misclassifications of fish reproductive status. Several<br />

studies on other cod stocks have shown that histological<br />

analysis of gonadal development is the most accurate methodology<br />

to determine the individual stage of sexual maturation,<br />

exhibiting more consistent results than visual staging<br />

of reproductive organs (Murua and Motos, 1998; Saborido-Rey<br />

and Junquera, 1998; Kjesbu et al., 2003; Tomkiewicz<br />

et al., 2003).<br />

In this study, visual staging of sexual maturation of Kattegat<br />

cod was evaluated in concert with the newly introduced<br />

and validated histological analysis of reproductive<br />

organs (Vitale et al., 2005). By assuming that histological<br />

examinations accurately represent the reproductive status<br />

of individual fish, estimates of the deviation (or error) in using<br />

visual determination of maturity stage were obtained.<br />

Because misclassifications using macroscopic analysis are<br />

even more serious when gonads are sampled several<br />

months prior to spawning (Kjesbu, 1991), we also analysed<br />

the deviation within each age class on a monthly basis. This<br />

result will assist planning of surveys used to estimate maturity<br />

ogives of Kattegat cod.<br />

We also include the results of histological analyses in<br />

cod assessment, to estimate the possible error in SSB determined<br />

through visual inspection of gonads. In order to reconstruct<br />

the time-series of proportion of mature ogives<br />

in each age class and evaluate the effects of the use of incorrect<br />

maturity ogives on SSB estimation in the past, estimates<br />

of deviation in visual staging of reproductive status<br />

were applied to the historical data set of maturity ogives<br />

(ICES, 2005a). In addition, studies on Northeast Arctic<br />

cod showed strong arguments for using female-only spawning<br />

biomass (FSB), rather than SSB, as the independent<br />

variable in stock-recruitment models (ICES, 2004), suggesting<br />

that FSB would give a better index of reproductive<br />

potential than SSB. For these reasons, we considered only<br />

the female contribution to the reproductive potential of<br />

the cod stock. Finally, histological analyses are an expensive,<br />

laborious, and time-consuming procedure and put<br />

a limit on the number of samples that can be analysed.<br />

Therefore, we explored all available variables in searching<br />

for proxies for estimating maturity status of individual fish.<br />

These alternative criteria may be a way to distinguish<br />

mature from immature females when histological analysis<br />

cannot be performed.<br />

Material and methods<br />

Data collection<br />

Cod in the Kattegat start maturing in November, peaking in<br />

FebruaryeMarch, then enter the spent stage (Vitale et al.,<br />

2005). In order to obtain a good temporal resolution, fish<br />

sampling took place on a monthly basis, from September<br />

2002 to May 2003 (with the exception of April 2003)<br />

both in the Kattegat and the Sound (ICES Subdivisions<br />

21 and 23, respectively), and from December 2003 to February<br />

2004 only in the Kattegat. Female cod were caught by<br />

commercial fishing vessels and by the Swedish research<br />

vessel ‘‘Argos’’. Sample locations and sample sizes are<br />

shown in Figure 1 and Table 2, respectively. The fish<br />

were processed immediately after capture. For each fish, total<br />

length (TL) to 0.5 cm below, total wet weight (TW), gonad<br />

(GoW) and liver weight (LW) were measured to the<br />

nearest 0.1 g. The length ranged from 25 cm to 85 cm. Gonads<br />

were weighed and stored in phosphate-buffered formaldehyde<br />

3.6% for 14 days before further preparation for<br />

histological analysis. Fixed sections of ovary were dehydrated<br />

through ascending concentrations of ethanol, embedded<br />

through ascending concentrations of historesin, and<br />

eventually polymerized into historesin blocks at 4(C.<br />

Transverse sections of 2e5 mm thick were dried at 60(C<br />

and stained with toluidine blue.<br />

For each fish, we estimated Fulton’s condition factor<br />

(CF) based on total weight as<br />

CFZTW!TL ÿ3 !100:<br />

Gonadosomatic (GSI) and hepatosomatic (HSI) indices<br />

were calculated according to the following equations:<br />

GSIZGoW!TW ÿ1 !100<br />

HSIZLW!TW ÿ1 !100:<br />

Otoliths (sagittae) were removed from all cod sampled<br />

and transversely sectioned through the centre of the nucleus<br />

for age reading. Fish were grouped into four age classes: 2,<br />

3, 4, and 5C. The oldest age group included all cod aged 5<br />

or more.<br />

Sexual maturity of each cod was classified according to<br />

a four-stage macroscopic scale (Table 1a) used in the<br />

IBTS (ICES, 1999), as well using a microscopic scale,<br />

based on histological analysis (Table 1b; Vitale et al.,<br />

2005). The latter classification scheme is a seven-stage<br />

scale that underlines the importance of the passage from endogenous<br />

to exogenous vitellogenesis, which coincides<br />

with the beginning of yolk production in the oocytes. These


Histological analysis invalidates maturity ogive of the Kattegat cod<br />

487<br />

Table 1. (a) Macroscopic scale from the manual for the International<br />

Bottom Surveys (IBTS) and (b) histological scale from<br />

Vitale et al. (2005).<br />

(a)<br />

Virgin<br />

Maturing<br />

Spawning<br />

Spent<br />

(b)<br />

Immature<br />

Previtellogenic<br />

growth<br />

Endogenous<br />

vitellogenesis<br />

Exogenous<br />

vitellogenesis<br />

Ovaries small, elongated, whitish,<br />

translucent. No sign of development<br />

Development has obviously started, eggs are<br />

becoming larger and the ovaries are filling<br />

more and more of the body cavity, but eggs<br />

cannot be extruded with only moderate<br />

pressure<br />

Will extrude eggs under moderate pressure to<br />

advanced stage of extruding eggs freely with<br />

some eggs still in the gonad<br />

Ovaries shrunken with few residual eggs and<br />

much slime. Resting condition, firm, not<br />

translucent, showing no development<br />

Small oocytes with a dense basophilic<br />

cytoplasm, a central nucleus, and few large<br />

nucleoli around their edge (perinucleolar<br />

stage). Oogonia are always present but they<br />

might not be visible<br />

The nucleus increases in size and multiple<br />

nucleoli are formed. A weakly stained area<br />

called ‘‘circumnuclear ring’’ (CNR) is also<br />

present<br />

The circumnuclear ring moves towards the<br />

outer part of the cell and gradually<br />

disintegrates, while the spherical cortical<br />

alveoli appear in the superficial half of the<br />

cytoplasm. No yolk granules present yet<br />

Presence of yolk granules. The nucleus, still<br />

centrally located, becomes irregular. The<br />

occurrence of this stage means that the<br />

maturation process is in progress, and under<br />

normal conditions, the individual will<br />

develop within the current spawning season<br />

Final maturation The chorion becomes thicker, the nucleus<br />

migrates towards the animal pole and the<br />

hydration process occurs<br />

Spent<br />

Post-ovulatory follicles (POFs), after oocytes<br />

release into the lumen, are distinguishable<br />

Resting Oocytes in stages 1 and 2. Some<br />

post-ovulatory structures, still present, show<br />

signs of previous spawning<br />

two stages are hardly discernible by the naked eye and consequently<br />

the most susceptible to misclassification. Burton<br />

(1994) recorded fish with arrested maturation at endogenous<br />

vitellogenesis. Therefore, finding ovaries with oocytes in<br />

this phase of development (stage 3) does not necessarily imply<br />

that the fish will be active reproductively during the<br />

forthcoming season. Consequently, only fish containing<br />

oocytes which had developed up to the exogenous vitellogenesis<br />

phase (stage 4 and onwards) were considered sexually<br />

mature, i.e. they are likely to spawn in the forthcoming<br />

Latitude ºN<br />

58<br />

57<br />

56<br />

Argos samples<br />

Commercial samples<br />

55<br />

10 11 12 13<br />

Longitude ºE<br />

Figure 1. Sample locations in the Kattegat and Sound.<br />

season. All cod without yolk granules, i.e. from stage 1 to 3,<br />

were classified as immature and judged to remain as such in<br />

the forthcoming spawning season.<br />

Data analysis<br />

Comparison between visual inspection and histological<br />

analysis of female gonads<br />

Fish were classified as either immature or mature both by<br />

visual and histological inspection of the gonads. The maturity<br />

status of each was transformed into a binary form, taking<br />

the value ‘‘0’’ for immature and ‘‘1’’ for mature or<br />

maturing individuals both in the histological and the macroscopic<br />

staging of gonads. Owing to the expected binominal<br />

distribution of data, we used a GLMz (Generalized Linear<br />

Model) with binomial distribution and a logit link function<br />

to test for statistical differences between the proportions of<br />

mature against immature individuals for each age class estimated<br />

by the two methods (i.e. visual inspection and histological<br />

analysis of the gonads). The test was based on the<br />

Wald statistic, which is founded on the binomial distribution<br />

and analogous to the F-statistics of GLM (General Linear<br />

Model).<br />

The deviations in the proportion of mature individuals<br />

per age class, resulting from the comparisons between<br />

visual and histological inspection of the gonads, were


488 F. Vitale et al.<br />

Table 2. (top panel) Number of samples histologically analysed per month in 2003e2004 within each age class and (bottom panel) RV<br />

‘‘Argos’’ samples from IBTS collected in JanuaryeMarch for each age class and used for macroscopic estimation of the maturity ogives<br />

within the Baltic Assessment working group.<br />

Age Sep Oct Nov Dec Jan Feb March May<br />

2 18 22 22 31 31 85 30 24<br />

3 11 31 24 49 76 58 13 10<br />

4 1 11 13 16 23 20 4 6<br />

5C 1 6 3 8 17 2 2<br />

Total 30 65 65 99 138 180 49 42<br />

Age 1990 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 2001 2002 2003 2004<br />

2 69 55 41 68 45 87 100 42 95 55 77 57 47 70 20<br />

3 20 17 96 38 32 67 52 88 32 79 60 75 48 12 74<br />

4 15 10 9 68 11 56 25 18 39 9 34 28 60 7 17<br />

5C 9 7 6 8 25 14 22 15 19 18 10 11 27 7 19<br />

Total 113 89 152 182 113 224 199 163 185 161 181 171 182 96 130<br />

considered as an estimate of the bias or deviation from the<br />

visual inspection method. The relative bias per age class<br />

(RB i) was defined by the following equation:<br />

RB i ZðMVI i ÿ MHA i Þ=MHA i ;<br />

where MVI and MHA are the percentage of mature fish according<br />

to visual inspection and histological analysis,<br />

respectively.<br />

We also estimated the absolute bias resulting from the<br />

comparison between histological analysis and visual inspection<br />

of gonads for each age class on a monthly basis.<br />

The absolute bias was calculated as<br />

AB i ZMVI i ÿ MHA i :<br />

Re-estimation of historical SSB of the Kattegat cod stock<br />

Maturity ogives represent the proportion of mature or maturing<br />

females within each age class and were calculated as:<br />

MO i ZMF i =N i ;<br />

where MO i is the maturity ogive, MF i is the number of mature<br />

or maturing females, and N i is the total number of females<br />

at age i. Because historical maturity ogives (ICES,<br />

2005b) were estimated from cod sampled between January<br />

and March, the RB i per age class to be used for reconstructing<br />

historical maturity ogives was calculated using Januarye<br />

March data only. Between 1971 and 1990, ICES considered<br />

the proportion of mature individuals as constant.<br />

The estimated RB i per age class was applied on the historical<br />

data set of maturity ogives as follows:<br />

CMO i ZHMO i =ð1CRB i Þ;<br />

where CMO i and HMO i are the corrected and the historical<br />

maturity ogives for age i, respectively. RB i for individuals<br />

older than 5 years was assumed equal to those estimated for<br />

5-year-old individuals. The corrected time-series (1971e<br />

2004) of female maturity ogives has been used for reestimating<br />

FSB of the Kattegat cod stock, and this timeseries<br />

on FSB is compared with previous estimation of<br />

FSB (ICES, 2005b).<br />

Alternative methods of assessing maturity: a tree-model<br />

application<br />

Owing to the non-linear nature of the relation between maturity<br />

status of an individual fish with many morphological and<br />

physiological state variables, we used a tree-regression model<br />

(S-PLUS, 2000) for predicting the best combination of variables<br />

to determine the maturity stage of an individual fish in<br />

the absence of histological data. Regression tree models are<br />

based on a recursive partitioning approach, which uses a set<br />

of predictor variables (x i ) to generate a single response variable<br />

( y i ) [see Cardinale and Arrhenius (2004) for an application<br />

of the model in fisheries and for statistical details]. In this<br />

study, the predictors were area (Kattegat, Sound), month<br />

(SeptembereMay), fish length (25e85 cm), fish age<br />

(2e5C), MVI (mature, immature), GSI, HSI, and CF, while<br />

MHA (mature, immature) was the response. In the tree-model<br />

diagram the predicted response (MHA) is at the bottom of the<br />

tree and the predictors come into the system at each node of<br />

the tree. The top node contains the entire samples. Each of the<br />

nodes beneath contains a subset of the sample in the nodes<br />

directly above it. However, a tree model may be more complex<br />

than necessary to describe the data. Therefore, after the<br />

initial tree model has been built, a ‘‘tree-pruning approach’’<br />

(for optimizing the number of correct predictions) and<br />

a ‘‘shrink approach’’ (for optimizing internal deviance) are<br />

performed. Those two functions assess the degree to which<br />

a tree can be simplified (i.e. parsimony) without sacrificing<br />

goodness-of-fit. The pruning function achieves parsimonious


Histological analysis invalidates maturity ogive of the Kattegat cod<br />

489<br />

state of the model by reducing the number of nodes and the<br />

number of variables used in the initial model, whereas the<br />

shrink function contracts each node towards its parents.<br />

This is analogous to a stepwise procedure, where only variables<br />

that are significantly contributing to explain the null variance<br />

are included in the model (S-PLUS, 2000). Pruning can<br />

be carried out as guided by the cost-complexity criterion or<br />

simply by stating the desired number of final classes. For<br />

each specific set of variables, we first constructed a so-called<br />

complex model that used all variables and possible nodes.<br />

This will generate a misclassification diagram where misclassification<br />

(or deviance) rates are indices of the goodness-of-fit<br />

of the model and analogous to the r 2 of<br />

regression models. Misclassification decreases with increasing<br />

number of nodes and then levels off. The number of nodes<br />

where misclassification levelled off was used to establish the<br />

desired number of final classes (i.e. pruning approach) in the<br />

final model, i.e. the degree a tree can be simplified without<br />

sacrificing goodness-of-fit. Misclassification rates were<br />

also used to compare between models.<br />

Two different models were tested. The first model (FDC,<br />

fishery-dependent complex model) used fishery-dependent<br />

individual information (i.e. area and month of catch, fish<br />

length, and age) while the second model (FIC, fishery-independent<br />

complex model) considered fishery-independent<br />

(i.e. survey data) individual information (area and month<br />

of catch, fish length, and age, MVI, GSI, HSI, and CF) as<br />

predictors of maturity stage. The fishery-dependent simplified<br />

model (FDS) and the fishery-independent simplified<br />

model (FIS) are the two simplified models resulting from<br />

the initial FDC and FIC models, respectively. Model validation<br />

was performed using a k-fold cross-validation procedure<br />

(see Efron and Tibshirani, 1995). This consists of<br />

randomly dividing the data set into two parts, training<br />

and test data sets. The proportion of tested individuals vs.<br />

the total number of samples used here was 1:3 (445 individuals<br />

for training and 222 for testing). Hence, the tree models<br />

were fitted to the training data set, and thereafter the<br />

fitted tree model was used to predict maturity stage (immature,<br />

mature) of the individuals included in the test data set.<br />

Results<br />

Comparison between visual inspection<br />

and histological analysis<br />

There were no statistical differences in the specific RB i per<br />

age class between the two years 2003 and 2004 (Generalized<br />

Linear Model with binomial distribution; p Z 0.18;<br />

n Z 668). Therefore, the 2003 and 2004 data were merged<br />

in the successive analysis. The proportion of mature against<br />

immature individuals was statistically different for the two<br />

methods (i.e. visual inspection and histological analysis of<br />

the gonads) (Wald statistic Z 74.7; p ! 0.001). According<br />

to visual inspection of the gonads, the proportions of mature<br />

fish increased from 39% in age class 2 to 100% in<br />

age class 5C (Figure 2). In contrast, the histological<br />

analysis indicated that the proportion of mature fish increased<br />

from 24% to 92% for the same age interval. In<br />

other words, the visual inspection method consistently<br />

overestimated the proportion of mature individuals for all<br />

age classes (Figure 2), with RB i increasing with decreasing<br />

age of the fish.<br />

Older cod showed greater monthly variability in bias<br />

than younger ones (Figure 3). On the other hand, all age<br />

classes showed a convergence towards minimum bias in<br />

January (Figure 3).<br />

Re-estimation of historical FSB of the Kattegat<br />

cod stock<br />

As a result of the overestimation of the proportion of mature<br />

individuals attributable to the inaccuracies of visual<br />

staging, the re-estimated FSB was by definition always lower<br />

than the historical FSB of Kattegat cod (Figure 4a). The<br />

re-estimated FSB showed an overestimation that varied between<br />

21% and 35% of the historical FSB. The difference<br />

between the re-estimated FSB and the historical FSB of<br />

Kattegat cod significantly increases (r 2 Z 0.31; p ! 0.05;<br />

n Z 34) with increasing proportion of first spawners in<br />

the maturity fraction of the population (Figure 4b). This<br />

phenomenon was due to the observed increase in RB i<br />

with decreasing age of the fish (see Figure 2).<br />

Alternative methods in assessing maturity:<br />

a tree-model application<br />

Table 3 shows the results for different regression tree models<br />

considered for classification of maturity stage of an individual<br />

fish. Numbers represent the percentages of<br />

misclassification, i.e. the error in the models in relation to<br />

the histological classification considered as the true gonadal<br />

status. Hereafter, we will only refer to the results relative to<br />

the testing models, i.e. the predictive power of the tree<br />

model for estimating maturity stage of an individual fish after<br />

a k-fold cross-validation procedure.<br />

1.0<br />

0.8<br />

0.6<br />

0.4<br />

0.2<br />

0.0<br />

Macroscopic<br />

Histological<br />

2 3 4 5+<br />

Figure 2. Comparison between histological and visual staging of<br />

the gonads. Bars represent standard errors. RB i is the relative<br />

bias per age class.<br />

RB i<br />

1.0<br />

0.8<br />

0.6<br />

0.4<br />

0.2<br />

0.0<br />

RB i ( )


490 F. Vitale et al.<br />

AB i<br />

1.00<br />

0.75<br />

0.50<br />

0.25<br />

2<br />

3<br />

4<br />

5+<br />

Median (2-5+)<br />

Table 3. Results for different tree models considered. All numbers<br />

are percentages and represent the misclassification rates within<br />

each age class and the total misclassification rate of the model.<br />

Misclassification rate is a proxy of the goodness-of-fit and the<br />

equivalent of r 2 for a regression model. The number of nodes indicate<br />

the complexity of the model and is associated with the number<br />

of variables used by the model. (Acronyms for models are FDC:<br />

fishery-dependent complex; FDS: fishery-dependent simplified;<br />

FIC: fishery-independent complex, and FIS: fishery-independent<br />

simplified.) n is the number of individuals.<br />

In both initial complex models, i.e. FDC and FIC, a reduction<br />

in the number of nodes could be obtained without<br />

significantly reducing the predictability of the model (data<br />

not shown). The total misclassification rate of the model<br />

was higher in FDC and FIC than for the corresponding simplified<br />

models (FDS and FIS). Moreover, while FDC, FDS,<br />

and FIC used all available variables, the only variables included<br />

in the FIS model were GSI and HSI. FIS has the<br />

minimum number of nodes and the lowest misclassification<br />

rate. Hence, the use of GSI and HSI significantly increases<br />

a<br />

b<br />

0.00<br />

20000<br />

18000<br />

16000<br />

14000<br />

12000<br />

10000<br />

8000<br />

6000<br />

4000<br />

2000<br />

0<br />

1.0<br />

0.8<br />

0.6<br />

0.4<br />

0.2<br />

Sept Oct Nov Dec Jan Feb Mar Apr<br />

1971<br />

1973<br />

Month<br />

Figure 3. Monthly trend of the absolute bias (AB i ) within age<br />

classes.<br />

Macroscopical FSB<br />

Histological FSB<br />

RB i<br />

1975<br />

1977<br />

1979<br />

1981<br />

1983<br />

1985<br />

1987<br />

1989<br />

1991<br />

1993<br />

1995<br />

1997<br />

1999<br />

2001<br />

2003<br />

0.0<br />

0 10 20 30 40<br />

RB i ( )<br />

Figure 4. (a) Relative bias (RB i ) between the re-estimated (through<br />

histological analysis) and the historical values of FSB. (b) Relationship<br />

between RB i and the proportion of first spawners in the<br />

stock.<br />

50<br />

40<br />

30<br />

20<br />

10<br />

0<br />

RB i ( )<br />

Age FDC FDS FIC FIS<br />

2 23.3 18.6 1.2 2.3<br />

3 31.9 33.3 16.7 12.5<br />

4 33.3 20.8 12.5 12.5<br />

5C 16.7 50 16.7 16.7<br />

Total 27.3 26.3 9.3 8.2<br />

Nodes 55 11 22 4<br />

n 222 222 222 222<br />

the power to predict maturity stage of an individual fish and<br />

led, by comparison, to the most parsimonious model (i.e.<br />

reduced number of nodes).<br />

Discussion<br />

The purpose of this study was to evaluate both existing maturity<br />

staging methods and the importance of implementing<br />

accurate and objective maturity determinations, as these are<br />

fundamental to estimating spawning-stock biomass (SSB).<br />

This is especially relevant for assessment and management<br />

of overexploited populations such as the Kattegat cod<br />

stock.<br />

The use of the inaccurate visual inspection method for<br />

determining the proportion of mature cod leads to an overestimation<br />

of the size of the reproductive part of the stock,<br />

and, perhaps more important, to an increased and unaccounted<br />

uncertainty in stock assessment. The use of histology<br />

in maturity studies has become more and more<br />

widespread as it is has become more consistent and reliable<br />

(Kjesbu et al., 2003; Murua et al., 2003; Tomkiewicz et al.,<br />

2003). Here we have shown that visual staging of maturation<br />

tends to overestimate the gonad maturity status in Kattegat<br />

female cod. The decreasing trend in relative bias with<br />

increasing age highlights the fact that the overestimation is<br />

more severe for first spawners.<br />

Moreover, the visual staging method puts some constraints<br />

on the time when maturity surveys should be performed.<br />

Some features of the gonads are not easily<br />

discriminated by the naked eye during certain phases of<br />

the developmental process. In particular, visual inspection<br />

of the gonads and interpretation of gonad development<br />

have been considered as complicated and untrustworthy before<br />

the spawning season (Kjesbu, 1991; Saborido-Rey and


Histological analysis invalidates maturity ogive of the Kattegat cod<br />

491<br />

Junquera, 1998). Furthermore, when spent gonads progress<br />

to the spent/recovering phase after the spawning season,<br />

there might be a bias towards classifying them as immature.<br />

This is confirmed by the monthly bias trend, which illustrates<br />

how the risk of misjudgement, when a visual inspection<br />

is used is influenced by the time of year at which<br />

gonads are collected. Hence, the reliability of visual judgement<br />

is dependent on the time of sampling, suggesting that<br />

the best time for performing maturity surveys, in order to<br />

obtain reliable results and to reduce the risk of misjudgement,<br />

is about a month before the spawning season. In<br />

the case of the Kattegat cod, this corresponds to January.<br />

Consequently, identification of mature/maturing females<br />

several months before or after the spawning season can<br />

only be accurately obtained by histological techniques.<br />

The comparison between the FSB estimated according to<br />

histologically corrected maturity ogives, and the historical<br />

FSB derived from macroscopically estimated maturity<br />

ogives (ICES, 2005b), revealed a consistent overestimation<br />

of the FSB. Moreover, the degree of the overestimation was<br />

significantly positively related to the proportion of first<br />

spawners in the population. Considering that the SSB of exploited<br />

stocks continues to decrease, and the proportion of<br />

first spawners usually increases as the fraction of older cod<br />

becomes smaller, it is valuable to minimize the bias in SSB<br />

estimates. Estimating the spawning fraction by histological<br />

analysis is a robust way of obtaining accurate estimates of<br />

the spawning-stock biomass of exploited stocks. Histology<br />

has the clear advantage of allowing detailed recording of<br />

the reproductive development occurring in ovarian cells,<br />

leading to unambiguous interpretation of maturity status<br />

of an individual fish.<br />

Owing to the energetically expensive processes of maturation<br />

and reproduction, considerable energy must be stored<br />

in individual fish before reproduction. In gadoids such as<br />

cod, lipid energy is stored primarily in the liver. Marshall<br />

et al. (1999) found a highly significant, linear relationship<br />

between the total number of eggs produced and total lipid<br />

energy in Barents Sea cod. This makes liver weight, and,<br />

consequently, the hepatosomatic index (HSI) a rapid and<br />

inexpensive measure of spawner quality (Lambert and Dutil,<br />

2000).<br />

According to our results, estimates of GSI and HSI allow<br />

the ongoing maturation process in Kattegat cod to be<br />

tracked. In fact the model considering only GSI and HSI<br />

had a very high classification success (around 95% of the<br />

individuals analysed), making them useful in detailed reproductive<br />

studies. In contrast, models including macroscopic<br />

evaluation criteria (MVI), TL, and CF had larger<br />

misclassification rates, so these variables were excluded<br />

from the final model. These results partially overlap with<br />

those from previous studies on Baltic cod (Tomkiewicz<br />

et al., 2003), in which TL and GSI supported stage definitions,<br />

while CF and HSI were of little use for this purpose.<br />

The contrasting results on the importance of HSI might be<br />

due to different feeding conditions experienced by the two<br />

stocks. Also, the more prolonged spawning season in the<br />

Baltic, continuing for more than six months, naturally leads<br />

to a higher temporal variation in gonad development within<br />

the stock. Maturing Baltic cod that will eventually spawn<br />

during the current spawning season may differ significantly<br />

in energetic status at a certain time during the spawning<br />

season, making indices relating to energetic status inappropriate<br />

for predicting the outcome of the maturation process.<br />

In conclusion, this study was the first attempt to apply<br />

histological analyses to the assessment of a cod stock and<br />

to estimate the possible error in FSB estimation derived<br />

from the use of visual inspection of the gonads. The results<br />

clearly indicate that visual inspection of the gonads consistently<br />

overestimated the reproductive potential of the stock.<br />

This emphasizes the need to find proxies for minimizing the<br />

error in estimating maturity ogives and consequently in assessing<br />

the population when histological analysis is not feasible.<br />

Therefore, HSI and GSI represent potentially reliable<br />

indices of maturity stage useful to increase precision of visual<br />

maturity evaluation of Kattegat cod females. Improving<br />

the capability of separating mature from immature<br />

individuals, in order to obtain a more correct estimate of<br />

SSB, is fundamental to accurate assessment and management<br />

of the stock. Recognition of this concept is important<br />

in the context of attaining a sustainable fishery, and ultimately,<br />

for the recovery of overexploited fish stocks.<br />

References<br />

Burton, M. P. M. 1994. A critical period for nutritional control of<br />

early gametogenesis in female winter flounder Pleuronectes<br />

americanus (Pisces, Teleostei). Journal of Zoology, 33:<br />

405e415.<br />

Cardinale, M., and Arrhenius, F. 2004. Using otolith weight to estimate<br />

the age of haddock (Melanogrammus aeglefinus): a tree<br />

model application. Journal of Applied Ichthyology, 20: 470e475.<br />

Cardinale, M., and Svedäng, H. 2004. Modelling recruitment and<br />

abundance of Atlantic cod, Gadus morhua, in the Kattegat-eastern<br />

Skagerrak (North Sea): evidence of severe depletion due to<br />

a prolonged period of high fishing pressure. Fisheries Research,<br />

69: 263e282.<br />

Efron, B., and Tibshirani, R.J. 1995. Cross-validation and the bootstrap:<br />

estimating the error rate of the predicting rule. Technical<br />

Report, University of Toronto.<br />

ICES. 1999. Manual for International Bottom Trawl Surveys. ICES<br />

CM:1999/D2; Addendum 2.<br />

ICES. 2004. Report of the study group on growth, maturity and<br />

condition in stock projections. ICES CM 2004/D:02.<br />

ICES. 2005a. Report of the ICES Advisory Committee on fishery<br />

management. ICES CM 2005/ACFM:12.<br />

ICES. 2005b. Report of the Baltic fisheries assessment working<br />

group. ICES CM 2004/ACFM:19.<br />

Kjesbu, O. S. 1991. A simple method for determining the maturity<br />

stages of northeast Arctic cod (Gadus morhua L.) by in vitro examinations<br />

of oocytes. Sarsia, 754: 335e338.<br />

Kjesbu, O. S., Hunter, J. R., and Witthames, P. R. 2003. Report of<br />

the working group on modern methods to assess maturity and fecundity<br />

in warm- and cold-water fish and squids. Fisken og<br />

Havet [Fisken Havet], 12: 1e140.


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Lambert, Y., and Dutil, J-D. 2000. Energetic consequences of reproduction<br />

in Atlantic cod in relation to spawning level of somatic<br />

energy reserves. Canadian Journal of Fisheries and<br />

Aquatic Science, 57: 815e825.<br />

Marshall, T., Yaragina, N. A., Lambert, Y., and Kjesbu, O. S. 1999.<br />

Total lipid energy as proxy for total egg production by fish<br />

stocks. Nature, 402: 288e290.<br />

Murawski, S. A., Rago, P. J., and Trippel, E. A. 2001. Impacts of<br />

demographic variation in spawning characteristics on reference<br />

points for fishery management. ICES Journal of Marine Science,<br />

58: 1002e1014.<br />

Murua, H., and Motos, L. 1998. Reproductive modality and batch<br />

fecundity of the European hake (Merluccius merluccius) in the<br />

Bay of Biscay. Reports of California Cooperative Oceanic Fisheries<br />

Investigations, 39: 196e203.<br />

Murua, H., Kraus, G., Saborido-Rey, F., Witthames, P. R., Thorsen,<br />

A., and Junquera, S. 2003. Procedures to estimate fecundity of<br />

marine fish species in relation to their reproductive strategy.<br />

Journal of Northwest Atlantic Fishery Science, 33: 33e54.<br />

Pelletier, D., and Laurec, A. 1992. Management under uncertainty:<br />

defining strategies for reducing overexploitation. ICES Journal<br />

of Marine Science, 49: 389e401.<br />

Saborido-Rey, F., and Junquera, S. 1998. Histological assessment<br />

of variations in sexual maturity of cod (Gadus morhua) at the<br />

Flemish Cap (north-west Atlantic). ICES Journal of Marine<br />

Science, 55: 515e521.<br />

S-PLUS. 2000. Guide to Statistics. Data Analysis Products Division,<br />

vol. 1. MathSoft, Seattle, WA.<br />

Svedäng, H., and Bardon, G. 2003. Spatial and temporal aspects of<br />

the decline in cod (Gadus morhua L.) abundance in the Kattegat<br />

and eastern Skagerrak. ICES Journal of Marine Science, 60:<br />

32e37.<br />

Tomkiewicz, J., Tybjerg, L., and Jespersen, Å. 2003. Micro- and<br />

macroscopic characteristic to stage gonadal maturation of female<br />

Baltic cod. Journal of Fish Biology, 62: 253e275.<br />

Vitale, F., Cardinale, M., and Svedäng, H. 2005. Evaluation of<br />

temporal development of ovaries in cod (Gadus morhua) from<br />

the Sound and Kattegat. Journal of Fish Biology, 67: 669e683.


III


Potential fecundity of Kattegat cod (Gadus morhua) in relation to prespawning<br />

body size and condition<br />

F.Vitale 1 , A. Thorsen 2 and O. S. Kjesbu 2<br />

1 Swedish Board of Fisheries, Institute of Marine Research, PO Box 4, 45321 Lysekil, Sweden<br />

2 Institute of Marine Research, PO Box 1870, Nordnes, 5817 Bergen, Norway<br />

The usefulness of spawning stock biomass (SSB) as a proxy for stock reproductive potential in stockrecruitment<br />

models has been increasingly undermined. Many investigations have focused on<br />

explaining the observed variability in fecundity using fish size and various indices of individual<br />

condition. In this study, the relationship between fish size, maternal condition and fecundity was<br />

investigated for Kattegat cod during the pre-spawning phase. Results show that in Kattegat cod, just<br />

prior the onset of spawning, fish length explains the largest part of fecundity variability. Fulton’s K<br />

and HSI measured just before spawning, did not substantially increase the explained variation in<br />

fecundity. These finding may corroborate the hypo<strong>thesis</strong> that the energy reserves have to be measured<br />

at an earlier stage, i.e. near the start of vitellogenesis, for determining their influence on egg<br />

production. Comparisons between Kattegat and North East Arctic cod stock (NEAC) evidenced that<br />

females in the Kattegat produce more oocytes (higher size-specific fecundity), although smaller in<br />

size, per unit of body mass at a given length than NEAC females. These differences may reflect the<br />

fact that the sampled NEAC was closer to spawning than the Kattegat cod, but the adaptations to<br />

different environmental conditions and different exploitation rate experienced by the two stocks may<br />

also explain the observed divergences. These results emphasize that SSB may fail to accurately<br />

account for the length and condition effects on reproductive potential of the stock. Consequently there<br />

is a risk of overestimating the reproductive potential when the stock is dominated by small individuals<br />

as in the case of Kattegat cod stock. A monitoring program based on direct measurement of Kattegat<br />

cod stock fecundity is therefore strongly suggested in order to improve the assessment of this stock<br />

and ensure a more sounded management.<br />

Introduction<br />

Estimation of individual reproductive investment is central in many types of fish biology<br />

studies. Reproductive features, namely spawners’ biomass, sex ratio, proportion of mature<br />

females at age, fecundity, egg viability and hatching success, have a large influence on the<br />

reproductive potential of a fish stock and vary among species, stocks, geographical areas and<br />

years (Kjesbu et al., 2007; Marshall et al. 1998; Lambert et al., 2005).<br />

Estimates of individual potential fecundity (i.e. the number of vitellogenic oocytes in the prespawning<br />

ovary) are relatively easily obtained in determinate spawners, such as cod (Gadus<br />

morhua), for which the standing stock of oocytes that will develop is fixed prior to the onset<br />

of spawning with no further oocyte recruitment later during the spawning season (Kjesbu et<br />

1


al, 1991). Despite the implementation of manageable methods for direct measurements of<br />

individual fecundity (Thorsen and Kjesbu, 2001; Friedland et al., 2005; Klibansky and<br />

Juanes, 2007) the collection of fecundity data has yet to be formally incorporated into fishery<br />

management.<br />

Nonetheless, most of the stock-recruitment models, currently used in stock assessment,<br />

assume proportionality between the spawning stock biomass (SSB) and the total annual egg<br />

production. Therefore SSB, estimated as the aggregated weight of mature fish in a stock, is<br />

conventionally used as proxy for the stock reproductive potential. This relationship has,<br />

however, been increasingly undermined for many cod stocks (Marshall et al, 1998; Marshall<br />

et al, 1999; Kraus et al., 2002; Köster et al., 2003a; Marshall et al., 2003), as estimates of<br />

SSB neglect the fluctuations in several important reproductive parameters, such as parental<br />

age, condition and spawning experience (MacKenzie et al., 1998; Trippel, 1999; Marshall et<br />

al., 2003; Köster et al., 2003b; Marshall et al., 2006).<br />

Many studies have found a significant relationship between individual egg production and<br />

body size (Kjesbu et al., 1998; Marteinsdottir and Begg, 2002; Lambert et al., 2005).<br />

However the examination of size-specific fecundity in cod has shown a very large variability<br />

between and within stocks (Kjesbu et al., 1991; Lambert et al., 2003; Lambert et al., 2005).<br />

The observed variability can be the result of short-term response related to the nutritional<br />

status of the fish, food availability, growth and/or environmental temperature (Lambert et al.,<br />

2003). Differences in fecundity might also be associated with different life history responses<br />

of population resulting in different age/size at maturity, reproductive effort, egg size and<br />

survival (Roff, 2002).<br />

Several investigations have focussed on explaining the observed variability in fecundity using<br />

various indices of individual condition (Kjesbu et al., 1998; Marshall et al., 1999;<br />

Marteinsdottir and Begg, 2002; Blanchard et al., 2003). Reproduction in fact requires a<br />

substantial energetic investment, which needs to be traded off against growth and metabolic<br />

maintenance. Consequently, the individual energetic state influences egg production and<br />

individuals may skip spawning as a consequence of low condition (Burton and Idler, 1987;<br />

Rideout et al., 2000; Rideout et al., 2005).<br />

Furthermore, stock reproductive potential is affected by the size composition of the stock<br />

owing that large/old spawners produce more and higher quality eggs (Solemdal et al., 1995;<br />

Trippel, 1999; Tomkiewicz et al., 2003) and also that the number of spawning occasions<br />

2


within the spawning season is considerably higher for bigger females than for smaller ones<br />

(Parrish et al., 1986; Lambert, 1990). In addition, the fertilization rate is higher when bigger<br />

males are involved in the spawning act (Hutchings et al., 1999). The Kattegat cod belong to<br />

the cod stocks that have experienced a large decrease in abundance (>90% since 1970) due to<br />

a prolonged exploitation (Cardinale and Svedäng, 2004). As a result the abundance of<br />

spawning cod females in Kattegat has shifted towards fewer and younger age classes (ICES,<br />

2007) and large spawning aggregations in the southern part have disappeared (Svedäng and<br />

Bardon, 2003; Vitale et al., 2008).<br />

This study represents a first attempt to investigate fecundity patterns in the Kattegat stock,<br />

based on measurements of individual potential fecundity (i.e. total egg production) during<br />

three consecutive pre-spawning seasons (2004, 2005 and 2006). The aim is to explore the<br />

relationship between individual body size and potential fecundity and to investigate the ability<br />

of age and energy related indices in describing the observed individual potential fecundity in<br />

Kattegat cod.<br />

Additionally, the size-specific potential and relative fecundity (i.e. number of eggs/unit body<br />

weight) observed in Kattegat cod was compared with the North East Arctic cod (NEAC), two<br />

stocks occurring in different environmental conditions and experiencing two different<br />

exploitation patterns. Results are discussed in terms of different reproductive strategies under<br />

separable ecological, environmental as well as anthropogenic influences.<br />

Material and methods<br />

A total of 233 specimens were caught in Kattegat (ICES SD 21) during the pre-spawning<br />

season in December and January 2004, December and January 2005 and January 2006. For all<br />

collected fish, the total length (L) was recorded to the nearest cm, ranging between 26 and 78<br />

cm. Total wet weight (W), gutted weight (Wgutt), gonad weight (W G ) and liver weight (W L )<br />

were also recorded. Age was determined from otoliths and ranged between 2 and 5 years.<br />

Subsamples of the gonads were stored in 3.6% buffered formaldehyde for a minimum of 14<br />

days for histology and fecundity measurements. Histological analyses (see Vitale et al., 2005)<br />

verified that no hydrated oocytes or ovulated eggs were present in the gonads, confirming the<br />

pre-spawning stage of the gonads.<br />

3


Individual Fulton’s somatic condition factor (K), Gonadosomatic and Hepatosomatic (HSI)<br />

indices were calculated, using the following formula:<br />

K=Wgutt*L (-3) *100 (1)<br />

HSI = W L * 100*W (-1) (2)<br />

GSI = W G * 100*W (-1) (3)<br />

The reliability of the exponent in the K equation was verified through annual linear<br />

regressions.<br />

The fecundity was measured using the auto-diametric fecundity method (Thorsen and Kjesbu,<br />

2001), which is based on the principle that the oocyte density is directly proportional to the<br />

oocyte diameter, linked by a power curve relationship.<br />

Only oocytes that were in cortical alveoli or vitellogenic stage were counted and the oocyte<br />

diameter (OD, defined as the average of ellipse major and minor axis) was measured for 200<br />

oocytes per sample. The potential fecundity (Fp) was calculated according to the formula:<br />

Fp= W G (g) * 2.139*10 11 * OD -2.700 (m) (4)<br />

within the size interval: 300 OD 735 m<br />

The individual relative fecundity (i.e. number of eggs/unit body mass) was calculated as:<br />

Fr= Fp* W (-1) (5)<br />

A generalized linear model (GLMZ), family gamma and log-link function, was used to test if<br />

there were differences in Fp between samples collected in different months and years. Fp was<br />

set as dependent variable, year and month as factors and L as covariate. GLMZs were run<br />

using SPSS software.<br />

To investigate the relationship between Fp and possible predictors a series of generalized<br />

linear models (GLMZs) with gamma response (Fp) distribution and log-link function were<br />

used. The model was defined accordingly:<br />

Fp ~ ß 1 *X 1 + ß 2 *X 2 + ß 3 *X 3 + ß 0<br />

4


where ß 0 is the intercept and ß 1 , ß 2 and ß 3 are the coefficients for each variable included in the<br />

model.<br />

Owing the autocorrelation between the fish size variables, L and W were never included in<br />

the same model. Therefore, for the first two model runs only size variables (either L or W)<br />

were included as predictors. In the subsequent runs, other predictors (K, HSI and age) were<br />

added one at a time to determine whether they explained a significant amount of variation in<br />

fecundity additional to that attributed to body size alone.<br />

The proportion of explained variation (PEV), equivalent to R 2 , for each fitted model was<br />

calculated as:<br />

PEV=(null deviance –residual deviance)/null deviance<br />

where null deviance is the explained variation in the response variable before adding a<br />

predictor while residual deviance is the variation in the response variable still not explained<br />

after the addition of a predictor. The statistical analyses were carried out using the r- software<br />

(freely downloaded at www.r-project .org/).<br />

Additional samples of female cod were caught at Andenes (Lofoten) during the pre-spawning<br />

season in early March 2003 and late February 2004 ( see Thorsen et al., 2006). The specimens<br />

were characterized as belonging to the North East Arctic (NEAC) cod stock by using otolith<br />

morphology as stock discriminating factor (Rollefsen, 1934).<br />

Given the large differences in size range between the Kattegat and NEAC cod samples<br />

(Fig.1), data were filtered and only individuals between 54 and 78 cm (34 and 41 specimens<br />

for the Kattegat and the NEAC stocks, respectively) were retained in order to obtain a<br />

comparable size interval. A GLMZ with Fp (or Fr) as dependent variable, month and year as<br />

factors and length as covariate was used for testing potential differences in samples from<br />

different months or years. No significant differences were found so data from different<br />

months and years in these sub-samples were combined.<br />

The individual potential and relative fecundity at length in the two stocks were thus explored<br />

and compared. Furthermore, the average OD, HSI, GSI and Fulton’s K at length was<br />

examined and comparisons between the stocks were made. The differences were tested using<br />

5


t-Test for independent samples performed using Statistica software. Levene’s test was used<br />

for testing the homogeneity of variances.<br />

Results<br />

The first GLMZs revealed a significant (p0.05) was detected between months. Specimens collected in different months<br />

were hence merged and the results from the GLMZs for different years are shown in table 1.<br />

Overall, fish size was able to explain the major fraction of the observed variance in fecundity<br />

for all the years analysed. No substantial increase in the explanatory power was observed<br />

when adding fish condition indices to the model built with length alone.<br />

Body size, specifically length more than weight (87%, 81% and 78% against 76% 73% and<br />

73% respectively for 2004, 2005 and 2006), was the best predictor of fecundity in all year<br />

examined explaining more variation, in terms of PEV.<br />

Neither somatic Fulton’s K nor HSI increased the explained variation in fecundity<br />

substantially when added to the fecundity-size (either L or W) models, although significant in<br />

some years. Age was not indicated to be significant and therefore excluded from the models.<br />

In 2004, the K was not significant when included in both fecundity-size models while the<br />

inclusion of HSI to the fecundity-length model corresponded to an increase of 2% in the<br />

explained variance. The addition of HSI to weight-fecundity model increased the explained<br />

variation of 6% although the total explained variation was lower than the model with length<br />

alone.<br />

When considering samples from 2005 an increase of the explained variation by 1% could be<br />

observed after the inclusion of both K and HSI (in separate runs) in the length-fecundity<br />

models. The inclusion of K in the weight-fecundity model resulted in no increase of the PEV,<br />

while an increase on PEV by 1% was detected when adding HSI, although non significant. In<br />

the analyses of samples from 2006, neither K nor HSI were significant.<br />

The results from the comparison between specimens from Kattegat and NEAC cod are shown<br />

in Figure 2, including potential and relative fecundity, oocyte diameter and somatic Fulton’s<br />

K values. Size specific Fp (p


lower Fp, Fr and Fulton’s K values and a higher oocyte diameter than Kattegat cod in all<br />

length classes.<br />

Discussions<br />

An increasing number of researches have shown that SSB is a rather biased measure of stock<br />

reproductive potential, because it does not take into account stock-specific features that can<br />

produce different number of recruits at the same spawning biomass level (Saborido-Rey et al.,<br />

2004, Marshall et al., 1998; Marshall et al., 2006).<br />

Many studies have concentrated on correlations between indicators of energy reserves and<br />

potential fecundity and different contributive predictive powers have been found for different<br />

species and stocks of the same species, highlighting that the importance of any factor can<br />

differ between species, stocks and geographical areas (see Lambert et al., 2003 for a review).<br />

In this study, potential fecundity of Kattegat cod was shown to be more tightly coupled with<br />

body length (78-87 % of variance explained), than with weight (73-75%). Fish size is without<br />

doubt the factor which at present time has been distinguished as most closely related to<br />

potential fecundity in cod stocks (Kjesbu et al. 1998; Kraus et al. 2000; Marshall et al. 1998).<br />

Although weight is generally more correlated with fecundity, length has often been preferred<br />

(Blanchard et al., 2003; Thorsen et al., 2006) considered that in cod weight can show large<br />

seasonal variations (Eliassen and Vahl, 1982; Lambert and Dutil, 1997b; Schwalme and<br />

Chouinard, 1999). However, the strength of the relationship between potential fecundity and<br />

length varies significantly between stocks (Marteinsdottir and Begg, 2002, Lambert et al.,<br />

2005) reflecting different environmental conditions and stock characteristics. Furthermore the<br />

relationship becomes weaker when large fish are not present (Kjesbu et al., 1998). This<br />

stresses the importance of stock-specific investigations, especially in stocks which are subject<br />

to heavy size-selective fishery which eventually lead to a change in population’s structure in<br />

concomitance with the disappearance of larger and more fecund individuals (Solemdal et al.,<br />

1995; Trippel, 1999; Tomkiewicz et al., 2003).<br />

In cod, Fulton’s K and HSI, mirroring total energy and lipid content respectively (Lambert<br />

and Dutil, 1997 a and b), are often scrutinized for their explanatory power in the observed<br />

fecundity variability (Marteinsdottir and Begg, 2002; Marshall et al.; 1998; Kraus et al.,<br />

2000). For Kattegat cod, the inclusion of Fulton’s K and HSI measured just before spawning,<br />

showed no substantial increase of the explained variation in fecundity, compared to the<br />

7


variation explained by length alone. This result is in accordance with previous studies (Kjesbu<br />

et al., 1998; Lambert and Dutil, 2000; Kraus et al. 2000; Marteinsdottir and Begg, 2002;<br />

Blanchard et al., 2003) in which, despite the fish condition had a significant effect on<br />

fecundity, the explanatory power was generally low. On the contrary, some studies have<br />

shown that yearly averages of lipid energy (Marshall et al., 1999) or food availability (Kraus<br />

et al., 2002) can significantly improve predictions of fecundity and egg production.<br />

Difference in the relative energy investment per egg between stocks and years can influence<br />

the fecundity-length relationship (Lambert et al., 2005). It is well known that fish in poor<br />

condition, because of low food availability or changes of metabolism caused by adverse<br />

temperature, can have reduced fecundity or they can fail completely the maturation process<br />

(Kjesbu et al., 1991; Burton et al., 1997; Marshall et al. 1998). Hence the well-being of a fish<br />

is definitively important but the critical phase for influencing the egg production occurs after<br />

the feeding period, before the onset of maturation processes and the nutritional status may act<br />

as a control mechanism early in the oogenesis (Kraus et al., 2002; Lambert et al., 2003). The<br />

low contribution of K and HSI on fecundity found in our study in and previous investigations<br />

(Kjesbu et al., 1998; Kraus et al., 2000; Marteinsdottir and Begg, 2002) is therefore likely due<br />

to the fact that physiological measurements were taken at a too advanced stage of the<br />

maturation process. In order to detect the influence of maternal condition on fecundity, the<br />

condition is better quantified several months prior to spawning when the stored energy is<br />

initially reallocated to oocyte production (Koops et al., 2004; Skjæraasen et al., 2006). In our<br />

study we were not able to investigate the influence of maternal condition long before the<br />

onset of spawning but we can certainly conclude that two months before spawning, fish<br />

length is the only factor that biologically matters in the assessment of egg production in<br />

Kattegat cod.<br />

This study showed significant differences in oocyte number and size between the Kattegat<br />

and the NEAC cod stocks within the same length interval. Females in the Kattegat produce<br />

more oocytes (higher size-specific fecundity), although smaller in size, per unit of body mass<br />

at a given length than NEAC females. No differences were detected in the HSI but cod in the<br />

Kattegat were in a significantly better pre-spawning condition in term of Fulton’s K.<br />

The different environmental condition experienced by cod in the Barents Sea may partly<br />

explain the larger oocyte size, lower fecundity and lower condition in comparison with<br />

Kattegat cod, confirming previous studies showing a decreased fecundity with increasing<br />

latitude (Pörtner et al., 2001; Lambert et al., 2005) and decreasing temperature (Koops et al.,<br />

2003). The variability in fecundity within the same species can be a result of adaptations to<br />

8


different environmental conditions (Whittames et al., 1995), and the quality of the habitat into<br />

which offspring will emerge may act as a selective force on propagule size (Parker and<br />

Begon, 1986). Any increase in egg size, results in a decrease in egg numbers (Svärdson,<br />

1949) with the optimal trade-off depending on the conditions experienced by the offspring<br />

(Parker and Begon, 1986).<br />

However the timing in fecundity studies is extremely important in relation to the maturation<br />

cycle. Caution is needed when comparing fecundity data from geographically separated<br />

stocks due to differences in spawning peak, and consequently, shifted maturity stages<br />

occurrence will lead to biased results. The stock of vitellogenic oocytes is reduced as the fish<br />

approach spawning and consequently fish in early maturation may have considerable larger<br />

standing stock of vitellogenic oocytes than fish just prior to spawning (Thorsen et al., 2006).<br />

In this case the oocyte diameter of the sampled Kattegat cod was smaller than found for the<br />

NEAC. This difference in oocyte size may reflect that the sampled NEAC was closer to<br />

spawning than the Kattegat cod. The difference in observed fecundity between the two stocks<br />

may therefore to some degree have been influenced by this.<br />

Moreover increased fecundity is often hypothesized to result from increased exploitation of<br />

stock to compensate higher adult mortality and shorter life span (Lambert et al., 2005).<br />

Therefore the differences in reproductive investment between the two stocks observed in the<br />

present study may also be a result of the different exploitation patterns experienced by those<br />

two stocks (Rijnsdorp, 1994; Trippel, 1995; Rochet, 1998). The lack of historical fecundity<br />

data in the Kattegat does, however, preclude a rigorous test of this hypo<strong>thesis</strong>. North East<br />

Arctic cod can be considered a relatively healthy stock, highly productive and exposed to<br />

much less fishing mortality (Ottersen et al., 2006), while Kattegat cod is suffering a very high<br />

fishing pressure and is presently at its lowest historical level (ICES, 2007). As an effect of<br />

size-selected fishery the age composition in Kattegat, as in most Atlantic cod stocks, is<br />

strongly biased towards young fish, and as a consequence, reproduction in largely dependent<br />

on first spawners (Hutchings and Myers, 1993; Caddy and Agnew, 2003).<br />

It has been shown for many fish stocks that first spawners have a lower reproductive success<br />

than repeat spawners due to their smaller size. They produce relatively fewer and smaller<br />

eggs, which are less costly and have a lower quality, viability, fertilization rate and hatching<br />

success (Tomkiewicz et al., 2003 and references therein). Therefore an excessive removal of<br />

older and larger individuals from a stock may be more important than changes in absolute<br />

spawning biomass (Scott et al., 1999).<br />

9


The SSB, currently used as fecundity predictor in stock assessment models, fails to accurately<br />

account for the effect that variation in length composition has on reproductive potential of the<br />

stock, and consequently leads to an overestimation of the reproductive potential when the<br />

stock is dominated by small individuals (Marshall et al., 2006) as in the case of Kattegat cod<br />

stock. A previous study has already shown that the biomass of spawner females in Kattegat<br />

cod might have been consistently overestimated for a period of more than 20 years because of<br />

erroneous methods in maturity judgement (Vitale et al., 2006). Regarded as a whole the<br />

resiliency to exploitation of Kattegat cod might have been highly overrated, therefore a reexamination<br />

of the stock-recruitment relationship in this stock is strongly suggested. The<br />

fecundity-length relationship found in this study can be used to scale estimates of spawner<br />

abundance to population eggs production (Murua et al., 2003) and greatly assist the<br />

attainment of an improved assessment of the Kattegat cod stock and hence support the<br />

implementation of an improved and more realistic fishery harvesting strategy.<br />

Considering the reducing effect of a size-selective fishing on the size range of spawning fish<br />

(Jennings et al., 2001) and consequent implications on recruitment success, a continuous<br />

monitoring of the specific reproductive potential on a stock-specific base ought to be<br />

enhanced.<br />

10


Year n Model ß0 p ß0 ß1 p X1 ß2 p K ß3 p HSI df PEV<br />

2004 45 Fp~L 8.14


120<br />

100<br />

80<br />

Frequency<br />

60<br />

40<br />

20<br />

0<br />

10 20 30 40 50 60 70 80 90 100 110 120<br />

Length (cm)<br />

130 140<br />

Kattegat<br />

NEAC<br />

Figure 1: Length distributions of the samples showing the overlapping size range.<br />

12


1500<br />

1200<br />

900<br />

600<br />

300<br />

9<br />

3<br />

12<br />

11<br />

8<br />

14<br />

3<br />

11<br />

2<br />

2<br />

8<br />

6<br />

4<br />

2<br />

Kattegat<br />

NEAC<br />

0<br />

800<br />

600<br />

400<br />

200<br />

Mean OD (m)<br />

Fr (n eggs/gram)<br />

0<br />

1<br />

0.8<br />

0.6<br />

Fulton's K (g/cm 3 )<br />

Fp (millions)<br />

54-58<br />

59-63<br />

64-68<br />

69-73<br />

74-78<br />

54-58<br />

59-63<br />

64-68<br />

69-73<br />

74-78<br />

Length (cm)<br />

Length (cm)<br />

Figure 2: Averaged potential (Fp) and relative (Fr) fecundity, oocyte diameter (OD) and Fulton’s K at given length intervals in Kattegat and<br />

NEAC stocks. Bars represent standard errors. The sample size is shown only in the first graph.<br />

13


Reference List<br />

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egg production of eastern Scotian Shelf haddock (Melanogrammus aeglefinus).<br />

Canadian Journal of Fisheries and Aquatic Science 60 (3): 321-332<br />

Burton, M.P.M and Idler, D.R., 1987. An experimental investigation on the non-reproductive,<br />

post-mature state in winter flounder. Journal of Fish Biology 30: 643-650<br />

Burton, M. P. M., Penney, R. M., & Biddiscombe, S., 1997. Time course of gametogenesis in<br />

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Science 54 (Suppl.1), 122-131<br />

Caddy, J.F. and Agnew, D., 2003. A summary of global stock recovery plans for marine<br />

organisms including indicative information on the time to recovery, and associated<br />

regime changes that may effect recruitment and recovery success. International Council<br />

for the Exploration of the Sea ICES CM 2003/U:08<br />

Cardinale, M. and Svedäng, H., 2004. Modelling recruitment and abundance of Atlantic cod,<br />

Gadus morhua, in the Kattegat-Eastern Skagerrak (North Sea): evidence of severe<br />

depletion due to a prolonged period of high fishing pressure, Fisheries Research 69/2:<br />

263-282<br />

Eliassen, J.E. and Vahl, O., 1982. Seasonal variations in biochemical composition and energy<br />

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Friedland, K.D., Ama-Abasi, D., Manning, M, Clarke, L., Kligys, G. and Chambers, R.C.,<br />

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processing and large data volumes for fecundity estimates. Journal of Sea Research 54:<br />

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Hutchings, J. and Myers, R., 1993. Effect of age on the seasonality of maturation and<br />

spawning of Atlantic cod, Gadus morhua, in the Northwest Atlantic. Canadian Journal<br />

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Hutchings, J.A., Bishop, T.D. and McGregorshaw, 1999. Spawning behaviour of Atlantic<br />

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fishing. Canadian Journal of Fisheries and Aquatic Science 56: 97-104<br />

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ICES. (2007). Report of the Baltic Fisheries Assessment Working Group (WGBFAS).<br />

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Jennings, S, Kaiser, M.J. and Reynolds, J.D., 2001. Fishing effects on populations and<br />

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Kjesbu, O.S., Klungsøyr, J., Kryvi, H., Witthames, P.R. and Green Walker, M, 1991.<br />

Fecundity, atresia and egg size of captive Atlantic cod (Gadus morhua) in relation to<br />

proximate body composition. Canadian Journal of Fisheries and Aquatic Science 48:<br />

2333-2343<br />

Kjesbu, O.S., Witthames, P.J., Solemdal, P. and Green Walker, M., 1998. Temporal variation<br />

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19


Available online at www.sciencedirect.com<br />

Fisheries Research 90 (2008) 36–44<br />

The spatial distribution of cod (Gadus morhua L.) spawning<br />

grounds in the Kattegat, eastern North Sea<br />

F. Vitale ∗ ,P.Börjesson, H. Svedäng, M. Casini<br />

Swedish Board of Fisheries, Institute of Marine Research, P.O. Box 4, S-453 21 Lysekil, Sweden<br />

Received 12 April 2007; received in revised form 30 August 2007; accepted 14 September 2007<br />

Abstract<br />

Similar to many other commercial marine fish species, Atlantic cod (Gadus morhua L.) migrate towards specific sites at spawning. These<br />

temporal aggregations are generally the most targeted by the commercial fishery. The Kattegat cod has undergone a substantial reduction over the<br />

past 25 years and both stock size and spawning stock biomass have remained at very low levels since the end of the 1990s. There is, therefore, an<br />

urgent need to map and document spawning grounds still in use. In the present study, spawning sites of Atlantic cod were identified in the Kattegat<br />

using a combination of commercial and fishery independent data from 1996 to 2004. Moreover, putative spawning and non-spawning areas were<br />

also sampled before and during the reproductive season between 2002 and 2006, and the proportion of mature females together with the individual<br />

physiological status were used to validate and strengthen the spatial analyses.<br />

The spatial analyses identified several spawning areas in the region and two areas in the southeastern part of the Kattegat which appeared to<br />

be the most important. The results showed the presence of cod spawning aggregations, although reduced in size, in areas that have been utilized<br />

for more than 25 years according to historical information. Some local spawning grounds may have also disappeared. The proportion of mature<br />

females was higher in putative spawning than in non-spawning areas (p < 0.001) and females from spawning areas had higher gonadosomatic<br />

(p < 0.05) and hepatosomatic (p < 0.001) indices than those from non-spawning areas.<br />

Knowledge of stock spatial and temporal distribution is essential in designing recovery strategies for depleted fish populations. The unambiguous<br />

stability of the locations of spawning aggregations over time, as shown in this study, represents a useful aid in order to efficiently implement a<br />

recovery plan for the collapsing cod stock in this area.<br />

© 2007 Elsevier B.V. All rights reserved.<br />

Keywords: Gadus morhua; Kattegat; Spawning grounds; Physiological indices; Stock management<br />

1. Introduction<br />

Many commercially important fish species are highly migratory,<br />

moving over a life cycle between nursery, feeding and<br />

spawning areas (Harden Jones, 1968; Secor, 2005). Atlantic<br />

cod is among those species that may seasonally cover long<br />

distances. The persistence of spawning activities over time at certain<br />

locations is well documented for many cod stocks: genetic<br />

and large-scale tagging studies have shown pre-spawning fish<br />

to follow established migratory pathways and to return to the<br />

same locations every year (Brander, 1975; Ruzzante et al.,<br />

1999; Green and Wroblewski, 2000; Robichaud and Rose, 2001;<br />

Wright et al., 2006).<br />

Information of the spatial distribution of spawning grounds<br />

is crucial for studies and inference on stock structures, and<br />

∗ Corresponding author. Tel.: +46 523 18792; fax: +46 523 13977.<br />

E-mail address: francesca.<strong>vitale</strong>@fiskeriverket.se (F. Vitale).<br />

therefore also for fisheries management (Frank and Brickman,<br />

2001; Smedbol and Stephenson, 2001). Fishing to a high<br />

degree has traditionally been directed towards various spawning<br />

grounds. The temporal and spatial concentration of adult<br />

fish may thus increase vulnerability of a stock unit to fishing<br />

activities. Considering the fact that the highest catch rates<br />

are commonly achieved by mobile fleets targeting spawning<br />

aggregations (Hutchings et al., 1999), information on spatial<br />

and temporal distribution of spawning grounds is vital, especially<br />

for stocks that suffer from prolonged over-exploitation,<br />

and whose reproductive capacity may have become seriously<br />

hampered.<br />

Similar to many other cod stocks, the Kattegat cod is in a<br />

severely depleted state (Svedäng and Bardon, 2003; Cardinale<br />

and Svedäng, 2004; ICES, 2006). The stock has been considered<br />

outside safe biological limits since 2000, and from 2002<br />

and onwards, the ICES Advisory Committee for Fisheries Management<br />

(ACFM) has recommended a zero take from the area.<br />

0165-7836/$ – see front matter © 2007 Elsevier B.V. All rights reserved.<br />

doi:10.1016/j.fishres.2007.09.023


F. Vitale et al. / Fisheries Research 90 (2008) 36–44 37<br />

The Kattegat cod is thus covered by the EC recovery plan which<br />

nonetheless allows a Total Allowable Catch.<br />

Before the decline, spawning cod could be found throughout<br />

the Kattegat, but the southern part was generally recognized as<br />

the main spawning area, especially the bay of Skälderviken and<br />

Laholmsbukten (Pihl and Ulmestrand, 1988; Hagström et al.,<br />

1990; Svedäng and Bardon, 2003). Historically, large spawning<br />

aggregations were also observed in the bay of Kungsbackafjorden<br />

and north of Läsö (Hagberg, 2005). The stock decline<br />

coincided with the disappearance of large spawning aggregations<br />

and the abundance of adult fish in the area has dropped to<br />

very low levels (Cardinale and Svedäng, 2004). It is therefore an<br />

urgent need to map and document current cod spawning grounds<br />

in the Kattegat.<br />

Information on the location of spawning cod has hitherto<br />

been mainly based on research bottom trawl data (Pihl and<br />

Ulmestrand, 1988; Hagström et al., 1990; Hagberg, 2005). This<br />

information, as well as more recent data collected by the International<br />

Bottom Trawl Survey (IBTS), is limited by low spatial and<br />

temporal coverage. Commercial data on the other hand, can offer<br />

high coverage but generally suffer from poor spatial resolution.<br />

The aim of the present study was to identify putative spawning<br />

grounds for cod in the Kattegat by using a combination of<br />

commercial and research bottom trawl data. The distribution of<br />

reported commercial catches during the spawning season was<br />

used as proxy for adult cod aggregations. It was hence conjectured<br />

that spawning and non-spawning areas could be depicted<br />

by combining the log-book data from the Swedish cod fishery<br />

with abundance estimates of spawning cod obtained from<br />

surveys. In order to strengthen and validate our findings, we compared<br />

maturity status and energetic indices of individual females<br />

before and during the spawning season from the putative spawning<br />

and non-spawning areas. Finally, the findings were discussed<br />

with respect to their relevance for fisheries management.<br />

2. Materials and methods<br />

2.1. Spatial analysis<br />

Data on Swedish commercial landings of cod in Kattegat<br />

(Fig. 1) from 1996 to 2004 were provided by the Swedish Board<br />

Fig. 1. Map showing the study area. Dashed lines represent the 20 m depth<br />

contour.<br />

of Fisheries. Only data from the first quarter of the year were<br />

used for mapping, as the spawning of cod in Kattegat mainly<br />

takes place from January to March (Vitale et al., 2005). Based<br />

on set position, landings of cod (in kg) from the three major bottom<br />

trawl fisheries (two cod bottom trawls and one Nephrops<br />

trawl) were aggregated in a grid of ∼10 by 10 km (5 × 5 nautical<br />

miles). These fisheries were selected because of their wide<br />

spatial coverage and large contribution (80–92%) to the total<br />

landings (Table 1). All squares from which landings had been<br />

reported at least once were included in the analysis. In years<br />

when no landings were reported in a specific square, this square<br />

Table 1<br />

Data on the Swedish cod fishery in the Kattegat (ICES Subdivision 21) during 1996–2004<br />

Year All year Landings during the 1st quarter<br />

Quota (tonnes) Total landings (tonnes) Total landings (tonnes) Three largest fisheries (tonnes) % of total<br />

1996 2850 2334 1355 1150 85<br />

1997 3150 3303 1774 1475 83<br />

1998 2780 2509 1050 843 80<br />

1999 2590 2540 1326 1150 87<br />

2000 2567 1568 663 608 92<br />

2001 2300 1191 603 546 91<br />

2002 987 744 437 373 85<br />

2003 852 603 325 297 91<br />

2004 505 575 389 352 91<br />

Yearly quota and total reported landings obtained from ICES (2006). For the 1st quarter total landings (in tonnes) and landings for the three dominating bottom trawl<br />

fisheries are presented (in tonnes and as percentage of total landings).


38 F. Vitale et al. / Fisheries Research 90 (2008) 36–44<br />

Table 2<br />

Summary of the International Bottom Trawl Survey (IBTS) data used in the study. Catch and Subsample are expressed in number of fish (N)<br />

Year No. hauls Time of year Catch (N) Subsample (N) No. spawning cod/hour (mean ± S.D.)<br />

1996 25 29 January–13 February 4711 565 19.1 ± 27.2<br />

1997 22 27 January–12 February 2853 519 34.2 ± 57.1<br />

1998 22 26 January–09 February 6491 543 34.2 ± 77.7<br />

1999 23 25 January–10 February 4670 553 24.5 ± 37.8<br />

2000 23 24 January–10 February 3616 508 11.4 ± 15<br />

2001 22 22 January–08 February 1354 445 7.1 ± 9.2<br />

2002 22 21 January–07 February 1735 522 19.6 ± 63.3<br />

2003 22 27 January–12 February 650 272 3.2 ± 7.5<br />

2004 22 26 January–09 February 1401 508 21.3 ± 52.2<br />

was assigned the value of zero, hence the analysis relied only<br />

on survey data. Within years, data were standardized to generate<br />

distributions with a mean of zero and a standard deviation of one<br />

(0,1).<br />

The spatial distribution of sexual mature or spawning cod<br />

over the same period of time was based on information gathered<br />

by the International Bottom Trawl Survey (IBTS; Table 2).<br />

To estimate the number of spawning cod caught per hour in<br />

each haul, data on catch per unit effort (CPUE) were combined<br />

with the proportion of sexually mature, running cod ≥30 cm<br />

(obtained from a sub-sample of the catch). Within years, data<br />

were standardized to generate distributions of (0,1).<br />

Spatial interpolation was done using Thiessen polygons<br />

based on the position of the trawling stations and data were<br />

transferred to the same 10 km × 10 km grid used for the commercial<br />

landings, excluding those grid cells that did not have<br />

their centre within a polygon. The shape of the Thiessen polygons<br />

varied somewhat between years because the number and<br />

positions of trawling stations differed between surveys, however<br />

this does not affect the analysis. Putative spawning grounds<br />

were depicted by calculating and mapping the arithmetic mean<br />

of the two standardized grids based on commercial and fishery<br />

independent (IBTS) data, respectively.<br />

For the commercial data set, measures of spatial autocorrelation<br />

based on Queen’s connections were computed using the<br />

GeoDA software (Anselin, 2004). We used univariate Moran’s<br />

I to evaluate if observed data was spatially aggregated within<br />

years, and pair-wise comparisons (multivariate Moran’s I) to<br />

examine whether these areas persisted over time. The significance<br />

of trends found in the data set was evaluated using a<br />

randomisation test. Owing to the small sample size of the IBTS<br />

data, used to generate abundance maps on spawning adults (see<br />

Table 2), no attempt was made to estimate spatial autocorrelation<br />

for this data set or for the combined maps.<br />

2.2. Physiological investigations<br />

Altogether 1089 female cod were collected on board commercial<br />

trawlers and the Swedish research vessels “Argos” and<br />

“Ancylus” between November and January 2002–2006. In 2003<br />

samples were also collected in February and March. Total length<br />

(L T , cm) to the lowest 0.5 cm, whole body mass (M, g), gutted<br />

body mass (GM, g), liver (M L , g) and gonad mass (M G ,g)to<br />

the nearest 0.1 g, were recorded on board. However, gutted body<br />

mass in November–December 2002 and November–December<br />

2004 was not recorded, and was therefore calculated by the linear<br />

regression (GM = 0.8426 × M + 11.676; R 2 = 0.993), obtained<br />

from the data collected in December 2003 and 2005. Gonads and<br />

otoliths (sagittae) were stored and analysed as described in Vitale<br />

et al. (2005). Based on a 7-stage scale for gonadal development<br />

(Table 3), females were classified as either immature (stage 1–3)<br />

or mature (stage 4–7). Individual age was estimated by counting<br />

hyaline zones on sectioned otoliths. All age estimates were<br />

made by a single reader.<br />

Based on haul position, each trawl haul was mapped and classified<br />

as inside (entirely within black areas) or outside (entirely<br />

within white areas) a spawning ground according to the average<br />

map of identified spawning grounds (Fig. 3, upper panel on the<br />

Table 3<br />

Histological maturity scale<br />

1. Immature Small oocytes with a dense basophilic cytoplasm, a central nucleus and few large nucleoli around its edge (perinucleolar<br />

stage). Oogonia are always present but they might be not visible<br />

2. Previtellogenic growth The nucleus increases in size and multiple nucleoli are formed. A weakly stained area called “circumnuclear ring” (CNR) is<br />

also present<br />

3. Endogenous vitellogenesis The circumnuclear ring moves towards the outer part of the cell and gradually disintegrates, while the spherical cortical<br />

alveoli appear in the superficial half of the cytoplasm. No yolks granules present yet<br />

4. Exogenous vitellogenesis Presence of yolk granules. The nucleus, still centrally located, becomes irregular. The occurrence of this stage means that<br />

the maturation process is in progress, and under normal conditions, the individual will develop within the current spawning<br />

season<br />

5. Final maturation The chorion becomes thicker, the nucleus migrates towards the animal pole and by the hydration process occurs<br />

6. Spent Post-ovulatory follicles (POFs), after oocytes release into the lumen, are distinguishable<br />

7. Resting Oocytes in stage 1 and 2. Some post-ovulatory structures, still present, show signs of previous spawning


F. Vitale et al. / Fisheries Research 90 (2008) 36–44 39<br />

right). Trawl hauls including grey areas, were not used in the<br />

study.<br />

The proportion mature per age class, the hepatosomatic<br />

index (HSI = 100 × M L × GM −1 ), the gonadosomatic index<br />

(GSI = 100 × M G × GM −1 ) and the Fulton’s condition factor<br />

(K = 100 × GM × L T −3 ) were explored using Generalized Linear<br />

Models (GLZMs). The GLZM can be used to predict<br />

responses for dependent variables which are non-normally distributed<br />

and non-linearly related to the predictors. Such a model<br />

describes any given model in term of its link function. The test<br />

is based on the Wald-statistic, which is analogous to the F statistic<br />

of General Linear Model (GLM). The proportions of mature<br />

Fig. 2. Spatial distribution of (a) commercial landings of cod (≥30 cm) in kg, in the first quarter of the year (left panel), (b) number of spawning cod (≥30 cm) in the<br />

IBTS February survey (middle panel), and (c) putative spawning grounds in the Kattegat (right panel; the arithmetic mean of the standardized value for commercial<br />

catches and IBTS within each square). White grid cells = no reported landings; light grey 1.5 standard deviations above the mean. Grid size is approximately 10 km × 10 km (i.e. 5 × 5 nautical miles).


40 F. Vitale et al. / Fisheries Research 90 (2008) 36–44<br />

Fig. 2. ( Continued ).


F. Vitale et al. / Fisheries Research 90 (2008) 36–44 41<br />

Fig. 3. Average (upper maps) and standard deviation (lower maps) distribution of (a) commercial landings of cod in the first quarter of the year (left panel) and<br />

(b) putative spawning grounds in the Kattegat 1996–2004. White grid cells = no reported landings; Light grey: 1.5 standard deviations above the mean. Grid size is approximately 10 km × 10 km (i.e. 5 × 5 nautical<br />

miles).<br />

fish were compared between areas (spawning or non-spawning),<br />

using a binomial model with year, month, age and area as categorical<br />

predictors and log as link function. Three GLZMs with<br />

year, month, age and area as categorical predictors were also<br />

employed to explore GSI-, HSI- and K-values in females belonging<br />

to the two areas. The GLZMs, with log as link function, were<br />

gamma distributed for GSI and HSI and normal distributed for<br />

K. The models were expressed as:<br />

Response x,yλ,ϕ (Prop. mature, GSI, HSI, K)<br />

= c + ψ × year + δ × month + σ × age + ∂ × area + ε<br />

where c was the model constant and ψ, δ, σ, ∂ were the predictors’<br />

specific parameters and ε was a random error. The level of<br />

significance for all tests was set at 5%. All the analyses were<br />

performed using Statistica Software (2004).<br />

3. Results<br />

3.1. Spatial analysis<br />

Data from 1996–2004 clearly indicated that cod catches during<br />

the Swedish bottom trawl fishery were made to a large extent<br />

in spatially rather restricted areas in the south eastern part of the<br />

Kattegat, i.e. either close to the entrance to the Sound, or off the<br />

coast at Falkenberg (Figs. 2 and 3, left panel). In some years,<br />

large landings of cod were also reported from Fladen and from<br />

the northern part of the Kattegat, i.e. north off Läsö. Spatial analyses<br />

confirmed that a positive autocorrelation was present both<br />

within years (univariate Moran’s I ranging from 0.20 to 0.48,<br />

p < 0.001 for all comparisons) and between years (multivariate<br />

Moran’s I ranging from 0.17 to 0.43; p < 0.001 for all comparisons)<br />

(Table 4). The CPUE of spawning cod in the IBTS data


42 F. Vitale et al. / Fisheries Research 90 (2008) 36–44<br />

Table 4<br />

Measure of spatial autocorrelation (Moran’s I) computed within and between<br />

years<br />

Year 1996 1997 1998 1999 2000 2001 2002 2003 2004<br />

1996 0.30 0.35 0.29 0.32 0.31 0.25 0.23 0.29 0.27<br />

1997 0.48 0.40 0.43 0.33 0.27 0.25 0.33 0.26<br />

1998 0.31 0.35 0.27 0.22 0.19 0.25 0.20<br />

1999 0.41 0.30 0.22 0.17 0.26 0.24<br />

2000 0.28 0.23 0.24 0.27 0.29<br />

2001 0.20 0.24 0.25 0.24<br />

2002 0.29 0.30 0.25<br />

2003 0.35 0.31<br />

2004 0.32<br />

All within and between year correlations were significant (p < 0.001, based on<br />

randomization test).<br />

1996–2004 varied with a factor of 10 over the study period, ranging<br />

from an average of 34.2 spawning fish per hour in 1998 and<br />

1999 to 3.2 spawning fish per hour in 2003. However, the occurrence<br />

of spawning fish was not evenly distributed throughout<br />

the area, but coincided to a large extent with the areas identified<br />

as hot spots for the commercial landings (Figs. 2 and 3, middle<br />

panel). Put together, these data sources indicate several possible<br />

spawning grounds for cod in the Kattegat (Figs. 2 and 3, right<br />

panel).<br />

3.2. Physiological investigations<br />

Results from the GLZMs showed higher proportions of<br />

mature, GSI- and HSI-values inside than outside potential<br />

spawning areas (Table 5). No significant difference could be<br />

detected for Fulton’s condition factor. Fig. 4 illustrates the<br />

monthly trends of all the investigated variables. The proportion<br />

of mature females and GSI indicated an increasing trend<br />

from December to February, followed by a decrease in March<br />

Table 5<br />

Results from the GMZLs, testing differences in proportion of mature females,<br />

GSI, HIS and K between putative spawning and non-spawning areas<br />

Effect Degr freed Wald statistic p<br />

Proportion of mature Month 4 24.0247


F. Vitale et al. / Fisheries Research 90 (2008) 36–44 43<br />

4. Discussion<br />

This study clearly depicted the location of the major cod<br />

spawning activities in the Kattegat between 1996 and 2004. The<br />

efficacy of combining commercial landings and fishery independent<br />

survey data was demonstrated by the very persistent<br />

and precise geographical signal elicited in the study. These<br />

results were further corroborated by independent sampling of<br />

the physiological status of fish in depicted spawning and nonspawning<br />

areas. The combined methodology used in this study<br />

thus represents an alternative way of mapping and describing<br />

the distribution of spawning localities for commercial fish<br />

species in relation to more expensive and time-consuming egg<br />

surveys. By using commercial landing data and surveys, either<br />

in combination or separately, the former spatial distribution of<br />

spawning localities can be elucidated. This might represent the<br />

only opportunity to reconstruct the historical spatial population<br />

structure.<br />

For the studied period of time, two areas in the southeastern<br />

part of the Kattegat appeared to be most important,<br />

one close to the entrance to the Sound and one off<br />

the coast at Falkenberg (Fig. 1). This observation is in<br />

general agreement with previous information on location<br />

of spawning aggregations in the Kattegat for the periods<br />

1981–1990 (Pihl and Ulmestrand, 1988; Hagström et al.,<br />

1990), and 1975–1999 (Svedäng and Bardon, 2003) and<br />

with the ongoing study on egg distribution (Svedäng et al.,<br />

2004). In addition, based on survey data only, spawning<br />

aggregations were also noted in the deeper parts of the southwestern<br />

Kattegat (Hagström et al., 1990; Fig. 3d, central<br />

panel).<br />

However, the present diversity of spawning localities in the<br />

Kattegat was indicated to be reduced in comparison to what<br />

can be elucidated about the past distribution of spawning activities,<br />

i.e. before 1990. Besides the two areas presently indicated<br />

as the main spawning grounds, only weak signals of spawning<br />

activities were obtained in the central and northern parts of Kattegat.<br />

These areas might no longer be recognized as spawning<br />

grounds, although large spawning aggregations were frequently<br />

encountered by research surveys in the early part of 20th century<br />

(Hagberg, 2005).<br />

Moreover, it was also noted that possibly separate spawning<br />

locations may have been abandoned in the bights of<br />

Skälderviken and Laholmsbukten. Svedäng and Bardon (2003)<br />

depicted rather big spawning aggregations in these areas,<br />

which eventually disappeared in the beginning of the 1990s.<br />

Unfortunately, earlier information on the location of spawning<br />

aggregations in the bights of Laholmsbukten and Skälderviken<br />

did not include any spatial delineation. As these two former<br />

spawning areas were situated rather close to the two major<br />

spawning areas depicted in the present study, it was therefore<br />

not possible to evaluate whether our results reflect a decline in<br />

number of spawning areas or merely a contraction in spatial<br />

distribution.<br />

The inclusion of physiological parameters strengthened the<br />

identification of spawning areas in the study. An unambiguous<br />

difference was found between individuals at the depicted<br />

spawning and non-spawning grounds in the first quarter of the<br />

year. Seasonal patterns of energy accumulation and depletion<br />

in cod, following the cyclic periods of feeding, maturation,<br />

migration, reproduction and overwintering, has been described<br />

in several studies (Lambert and Dutil, 1997 and references<br />

therein). Female cod accumulate mainly energy in the liver in<br />

the form of lipids. Once the maturing is set in train, this energy<br />

reserve is successively transferred to the gonads, i.e. during the<br />

vitellogenesis. Therefore during the spawning season, cod experience<br />

an increase of gonad weight together with a decrease<br />

in liver weight, as stored energy is translocated for reproductive<br />

purposes (Lambert and Dutil, 1997, 2000; Schwalme and<br />

Chouinard, 1999). Consequently, the energy requirements and<br />

utilisation, constitute a good basis for assessing the reproductive<br />

status of individuals, and, ultimately, for discriminating between<br />

spawning and non-spawning grounds. Our results show that the<br />

energetic fluctuation is unequivocally occurring in those individuals<br />

caught in the assumed spawning grounds from January and<br />

onwards, indicating that cod in the Kattegat start to aggregate in<br />

January.<br />

Put together, these results showed that cod has continued<br />

to aggregate and spawn in specific areas for 25 years or<br />

more, albeit in drastically reduced numbers. This is a good<br />

indication of the persistence of the spatial structure in cod populations<br />

over time and that spawning site fidelity in one way or<br />

another must be transferred from generation to generation (cf.<br />

Robichaud and Rose, 2001; Wright et al., 2006; Svedäng et al.,<br />

2007).<br />

Spatial and temporal fish concentrations are obviously attractive<br />

for commercial fishing, as they limit the costs for searching<br />

and harvesting fish shoals. However, in sea areas like the Kattegat,<br />

targeting spawning aggregations may jeopardise the efforts<br />

stipulated in the cod recovery plan as the exploitation of those<br />

areas during the spawning season may represent a considerable<br />

part of the annual fishing mortality (cf. ICES, 2006). Moreover,<br />

in the spawning areas larger individuals, which produce<br />

higher quality and more viable eggs (Trippel et al., 1997) as<br />

well as higher sperm volume (Trippel and Morgan, 1994), are<br />

more common and more easily withdrawn from the population<br />

with serious consequences for the quality of reproductive output.<br />

It is noteworthy that simply performing trawl passages through<br />

the spawning aggregations could put an extra stress on cod mating<br />

behaviour (Brawn, 1961; Hutchings et al., 1999; Nordeide<br />

and Foldstad, 2000) and spawning synchronization may be disturbed,<br />

possibly decreasing the fertilization rates (Morgan et al.,<br />

1997).<br />

In conclusion, in order to successfully implement a recovery<br />

plan for an over-exploited fish population, such as the Kattegat<br />

cod, accurate knowledge on spatial and temporal distribution of<br />

spawning activity might be crucial. The closure of the identified<br />

spawning areas could reduce fishing mortality and enhance the<br />

chances for successful reproduction, if the recovery is intended<br />

to be favoured by a spatial and temporal management of the<br />

overall fishing effort. The clear-cut persistence of the spawning<br />

aggregations over time, as shown in this study, is likely to facilitate<br />

implementation of recovery plans focused on controlling<br />

fishing activity during the spawning season.


44 F. Vitale et al. / Fisheries Research 90 (2008) 36–44<br />

Acknowledgements<br />

The authors wish to thank the crews on R/V Ancylus and R/V<br />

Argos for the assistance in the field, Massimiliano Cardinale<br />

for his useful advices and three anonymous reviewers whose<br />

criticisms greatly improved the manuscript.<br />

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