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The primate cranial base: ontogeny, function and - Harvard University

The primate cranial base: ontogeny, function and - Harvard University

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D.E. Lieberman et al.]<br />

PRIMATE CRANIAL BASE 153<br />

in relative encephalization by expansion of<br />

the brain forward over the top of the orbits.<br />

It has been argued that, as predicted by<br />

Dabelow (1931), by bringing the orbits <strong>and</strong><br />

anterior <strong>cranial</strong> <strong>base</strong> into close continuity,<br />

they became structurally integrated such<br />

that changes in the orientation of one necessarily<br />

affect the other (Ross <strong>and</strong> Ravosa,<br />

1993). Small nocturnal strepsirhines, in<br />

contrast, tend to converge their orbits towards<br />

the top of their head, not compressing<br />

the olfactory apparatus, <strong>and</strong> preventing<br />

brain expansion over the orbits concomitant<br />

with a shift to diurnality. <strong>The</strong> orbits <strong>and</strong><br />

anterior <strong>cranial</strong> <strong>base</strong> in all strepsirhines are<br />

not as unified structurally, <strong>and</strong> thus basi<strong>cranial</strong><br />

flexion <strong>and</strong> orbit orientation do not<br />

covary as greatly.<br />

<strong>The</strong> evidence that all omomyiforms that<br />

are well enough preserved have an interorbital<br />

septum below the olfactory tract, like<br />

that of Tarsius <strong>and</strong> small anthropoids (Ross,<br />

1994), suggests that this integration of anterior<br />

<strong>cranial</strong> <strong>base</strong> <strong>and</strong> upper face may be an<br />

early unique derived feature of the haplorhine<br />

stem lineage. This integration set the<br />

stage for the subsequent evolution of the<br />

haplorhine postorbital septum. Increased<br />

orbital frontation (klinorhynchy) <strong>and</strong> convergence<br />

in early anthropoids caused the<br />

anterior temporal muscles <strong>and</strong> orbit to come<br />

into close proximity, leading to the evolution<br />

of a postorbital septum (Ross, 1995b, 1996).<br />

Exactly why increased frontation occurred<br />

in haplorhines remains unexplained, although<br />

it has been argued that increased<br />

relative brain size might have caused increased<br />

basi<strong>cranial</strong> flexion, producing increased<br />

orbital frontation as a consequence<br />

of the integration of the anterior <strong>cranial</strong><br />

<strong>base</strong> <strong>and</strong> orbits (Ross, 1996; see also Ravosa<br />

et al., 2000a on the effects of small size on<br />

skull form in basal <strong>primate</strong>s). This hypothesis<br />

remains to be evaluated in fossil stem<br />

anthropoids for want of well-preserved specimens,<br />

but is not supported by the fact that<br />

early anthropoids had a postorbital septum<br />

in conjunction with relatively small brains<br />

(Ross, 2000). It remains to be determined<br />

why the haplorhine stem lineage evolved<br />

more frontated orbits, but the findings of<br />

Strait <strong>and</strong> Ross (1999) suggest that the role<br />

of posture should be considered.<br />

Variation in hominin <strong>cranial</strong> <strong>base</strong> angle<br />

How to account for variation in basi<strong>cranial</strong><br />

flexion in hominins has been controversial<br />

<strong>and</strong> remains unresolved. Several recent<br />

studies (e.g., Ross <strong>and</strong> Henneberg, 1995;<br />

Spoor, 1997) have shown that the <strong>cranial</strong><br />

<strong>base</strong> in Australopithecus <strong>and</strong> Homo is generally<br />

more flexed than in Pan or other nonhuman<br />

<strong>primate</strong>s. This difference raises two<br />

questions. First, how much is <strong>cranial</strong> <strong>base</strong><br />

flexion among early hominins related to upright<br />

posture, facial orientation, or brain<br />

size? Second, what factors account for the<br />

observed variation in <strong>cranial</strong> <strong>base</strong> angle<br />

among hominins?<br />

Although <strong>cranial</strong> <strong>base</strong> angles vary substantially<br />

among hominin species, australopithecines<br />

have CBAs generally intermediate<br />

between humans <strong>and</strong> chimpanzees, but<br />

with more flexed <strong>cranial</strong> <strong>base</strong>s among A.<br />

boisei <strong>and</strong> less flexed <strong>cranial</strong> <strong>base</strong>s for A.<br />

aethiopicus (KNM-WT 17000) (F. Spoor,<br />

personal communication). Until now, the<br />

hypothesis that <strong>cranial</strong> <strong>base</strong> flexion in hominins<br />

is an adaptation for increased brain<br />

size relative to basi<strong>cranial</strong> length (Gould,<br />

1977) has received the most support (Ross<br />

<strong>and</strong> Ravosa, 1993; Ross <strong>and</strong> Henneberg,<br />

1995; Spoor, 1997; McCarthy, 2001). In particular,<br />

if one measures IRE5 vs. CBA1<br />

(thereby including the cribriform plate in<br />

measures of both basi<strong>cranial</strong> length <strong>and</strong> the<br />

angle of the <strong>cranial</strong> <strong>base</strong>), then H. sapiens<br />

<strong>and</strong> other hominin taxa such as A. africanus<br />

have exactly the degree of flexion expected<br />

by basi<strong>cranial</strong> length.<br />

However, not all of the variation in hominin<br />

CBA can be explained by relative brain<br />

size. For example, Ne<strong>and</strong>erthals <strong>and</strong> archaic<br />

Homo fossils such as Kabwe have considerably<br />

more extended CBA1s than H. sapiens<br />

(about 15°), even though they are<br />

bipedal <strong>and</strong> similarly encephalized (Ruff et<br />

al., 1997). In addition, other measures of<br />

<strong>cranial</strong> <strong>base</strong> angle <strong>and</strong> relative encephalization,<br />

which do not include the cribriform<br />

plate (CBA4 <strong>and</strong> IRE5), indicate that H.<br />

sapiens have less flexed <strong>cranial</strong> <strong>base</strong>s then<br />

expected for anthropoids of their size (Ross<br />

<strong>and</strong> Henneberg, 1995). This finding highlights<br />

the likelihood that no single explanation<br />

will account for interspecific differences

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