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The primate cranial base: ontogeny, function and - Harvard University

The primate cranial base: ontogeny, function and - Harvard University

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148 YEARBOOK OF PHYSICAL ANTHROPOLOGY [Vol. 43, 2000<br />

tion, <strong>and</strong> also to study potential interactions<br />

between <strong>cranial</strong> <strong>base</strong> shape <strong>and</strong> facial shape<br />

in <strong>primate</strong>s <strong>and</strong> other mammals.<br />

THE CRANIAL BASE AND POSTURE<br />

Apart from a few recent studies reviewed<br />

here, little is known about the relationship<br />

between basi<strong>cranial</strong> morphology, head <strong>and</strong><br />

neck posture, <strong>and</strong> other aspects of head<br />

morphology related to locomotion. One persistent<br />

hypothesis that is especially relevant<br />

to hominin evolution is that flexion of<br />

the <strong>cranial</strong> <strong>base</strong> is an adaptation for orthograde<br />

posture in hominins because it causes<br />

the foramen magnum to have a relatively<br />

more anterior position <strong>and</strong> ventral orientation<br />

(Bolk, 1909, 1910; Duckworth, 1915;<br />

Weidenreich, 1941; Schultz, 1942, 1955;<br />

Ashton <strong>and</strong> Zuckerman, 1952, 1956; Ashton,<br />

1952; Moore et al., 1973; Adams <strong>and</strong><br />

Moore, 1975; DuBrul, 1977, 1979; Dean <strong>and</strong><br />

Wood, 1981, 1982). Indeed, these features<br />

are often invoked in attempts to reconstruct<br />

head posture in fossil hominins (e.g., White<br />

et al., 1994). All <strong>primate</strong>s have the center of<br />

mass of the head located anterior to the<br />

occipital condyles, such that more anteriorly<br />

positioned occipital condyles relative to<br />

head length reduce the lever arm between<br />

the center of mass <strong>and</strong> the atlanto-occipital<br />

joint. This balancing, in turn, reduces torque<br />

about this joint, thereby reducing the magnitude<br />

of the force required from the nuchal<br />

muscles to hold up the head (Schultz, 1942).<br />

<strong>The</strong> occipital condyles can be moved rostrally<br />

relative to overall head length by flexing<br />

the basicranium <strong>and</strong>/or shortening the<br />

posterior <strong>cranial</strong> <strong>base</strong>. In vitro experiments<br />

by Demes (1985) demonstrated that the<br />

more ventral orientation of rostrally placed<br />

occipital condyles orients the articular surfaces<br />

closer to perpendicular to the compressive<br />

force acting through the center of mass<br />

of the head, potentially reducing shearing<br />

forces acting across the joint that need to be<br />

resisted by muscles or ligaments.<br />

<strong>The</strong>re are some experimental data that<br />

rodents forced to walk bipedally (Moss,<br />

1961; Fenart, 1966; Riesenfeld, 1966) develop<br />

more flexed <strong>cranial</strong> <strong>base</strong>s. However,<br />

the hypothesis that variations in <strong>cranial</strong><br />

<strong>base</strong> angle are adaptations for head posture,<br />

however, is not well supported by comparative<br />

data. Among <strong>primate</strong>s, basi<strong>cranial</strong> flexion<br />

has been shown to be uncorrelated with<br />

either qualitative estimates of body posture<br />

(Ross <strong>and</strong> Ravosa, 1993) or quantitative<br />

measures of head <strong>and</strong> neck orientation<br />

(Strait <strong>and</strong> Ross, 1999). <strong>The</strong> partial correlation<br />

analysis of Strait <strong>and</strong> Ross (1999) confirmed<br />

relative brain size as a more important<br />

determinant of variation in basi<strong>cranial</strong><br />

angle, even when facial orientation <strong>and</strong><br />

head <strong>and</strong> neck posture were taken into account.<br />

Although foramen magnum orientation<br />

relative to anterior <strong>cranial</strong> <strong>base</strong> orientation<br />

(S-FC) has been shown to be related<br />

to relative brain size (Biegert, 1963; Spoor,<br />

1997), the relationship between head <strong>and</strong><br />

neck posture <strong>and</strong> foramen magnum orientation<br />

has not yet been evaluated.<br />

We gathered data on foramen magnum<br />

orientation (FM) from the same radiographs<br />

used by Ross <strong>and</strong> Ravosa (1993) <strong>and</strong> Ravosa<br />

(1991b), <strong>and</strong> combined these data with measures<br />

of hominids reported by Spoor (1993)<br />

<strong>and</strong> with measures of head <strong>and</strong> neck orientation<br />

reported by Strait <strong>and</strong> Ross (1999)<br />

(Fig. 13). <strong>The</strong> head-neck angle is the angle<br />

between neck inclination <strong>and</strong> orbit inclination,<br />

both relative to the substrate (Strait<br />

<strong>and</strong> Ross, 1999). <strong>The</strong> values for FM orientation<br />

relative to the clivus (FM CO) are in<br />

Table 7 <strong>and</strong> are summarized in Figure 14.<br />

<strong>The</strong> values for FM orientation relative to<br />

the orbital axis were calculated from measures<br />

of the orientation of both these planes<br />

relative to the clivus ossis occipitalis (CO) as<br />

180°-AOA-FM CO. <strong>The</strong>se data show that<br />

FM CO is not significantly correlated<br />

with basi<strong>cranial</strong> flexion, orbital axis orientation,<br />

the orientation of the head relative<br />

to the neck, or the size of the cerebellum<br />

relative to the posterior basicranium (Table<br />

8). Nor is foramen magnum orientation relative<br />

to the orbital axis (FM AOA) correlated<br />

with any of these variables, except<br />

AOA (Table 8). Of particular interest is the<br />

lack of correlation between the head-neck<br />

angle of Strait <strong>and</strong> Ross (1999) (Fig. 14),<br />

suggesting that foramen magnum orientation<br />

is not a good indicator of the orientation<br />

of the neck during habitual locomotion. This<br />

calls into question attempts to estimate<br />

head <strong>and</strong> neck posture from data on foramen<br />

magnum orientation in fossils.

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