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Chapter 2: <strong>Adaptive</strong> Collaborative Management: A Conceptual Model • 45<br />

have done so by draw<strong>in</strong>g on a range <strong>of</strong> well-established theory. At this<br />

stage, however, we move from theory to practice. We believe that both<br />

the cogency and the plausibility <strong>of</strong> the model are underscored by the rich<br />

<strong>in</strong>sights provided by the participatory action research that took place <strong>in</strong><br />

the CIFOR and partners’ ACM research project. In the next four chapters,<br />

research team members from Indonesia, Nepal and the Philipp<strong>in</strong>es share<br />

their experiences and lessons from research <strong>in</strong> adaptive <strong>collaborative</strong><br />

<strong>management</strong>. In do<strong>in</strong>g so, they illustrate that learn<strong>in</strong>g closes the l<strong>in</strong>k <strong>in</strong> the<br />

cha<strong>in</strong> to successful adaptation—from mental models, through disturbance,<br />

communication, connectivity and communities <strong>of</strong> practice. Sriskandarajah<br />

et al. (1991) suggest that <strong>in</strong>stead <strong>of</strong> view<strong>in</strong>g susta<strong>in</strong>ability as an externally<br />

designed goal to be achieved, it is more appropriately a measure <strong>of</strong> the<br />

relationship between a <strong>community</strong> as learners and their environments. We<br />

suggest that this is an appropriate <strong>in</strong>sight to frame these chapters.<br />

Endnotes<br />

1 The social learn<strong>in</strong>g referred to here has multiple facets. The learn<strong>in</strong>g is not<br />

only <strong>in</strong>dividual but also shared; there is the cocreation <strong>of</strong> understand<strong>in</strong>g and knowledge;<br />

and forest managers are constantly <strong>in</strong>creas<strong>in</strong>g their understand<strong>in</strong>g, knowledge and<br />

skills. Social learn<strong>in</strong>g also <strong>in</strong>cludes the notion that there are several k<strong>in</strong>ds <strong>of</strong> ‘learn<strong>in</strong>g<br />

loops’ <strong>in</strong> action. That is, the forest manager may be learn<strong>in</strong>g about a specific aspect<br />

<strong>of</strong> <strong>forests</strong>, study<strong>in</strong>g cause and effect relationships between a <strong>management</strong> activity and<br />

the forest or social outcome (thus learn<strong>in</strong>g about systems), and/or learn<strong>in</strong>g how to<br />

learn and manage more effectively (see Maarleveld and Danbegnon 1999; see the next<br />

section for more about social learn<strong>in</strong>g).<br />

2 Examples <strong>of</strong> uncerta<strong>in</strong>ty <strong>in</strong>clude <strong>in</strong>formation that can be obta<strong>in</strong>ed somewhere<br />

else or from someone else, knowledge that has yet to be generated, and <strong>in</strong>formation that<br />

can only be speculated about, such as market prices, future demand for a product, the<br />

likelihood <strong>of</strong> drought, or the relationship between certa<strong>in</strong> species and environmental<br />

functions.<br />

3 The model does not suggest the imposition <strong>of</strong> change, however. It beg<strong>in</strong>s by<br />

accept<strong>in</strong>g local people’s goals and motivations as their own, to have and to change <strong>of</strong><br />

their own accord, just as the goals and motivations <strong>of</strong> external agents are theirs to own<br />

and to change.<br />

4 The livelihoods framework (see Carney et al. 1999) used by the UK<br />

Department for International Development (DFID) identifies five k<strong>in</strong>ds <strong>of</strong> capital that<br />

support livelihoods. These are natural capital (such as <strong>forests</strong> or fisheries), f<strong>in</strong>ancial<br />

capital, physical capital (<strong>in</strong>frastructure), human capital (knowledge and skills) and<br />

social capital (such as social organisations or social networks). Any reference to<br />

various forms <strong>of</strong> capital <strong>in</strong> this book follows this usage.<br />

5 Several authors have explored the characteristics <strong>of</strong> successful <strong>in</strong>stitutions<br />

<strong>of</strong> common property <strong>management</strong> with respect to resources such as <strong>forests</strong>. This

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