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Chapter 4: Improv<strong>in</strong>g Forest Quality and Livelihoods <strong>in</strong> Indonesia • 105<br />

Diagnosis Plann<strong>in</strong>g Implementation<br />

Diagnosis<br />

1. Identify problem situations<br />

2. Identify other stakeholders with<br />

stake <strong>in</strong> same problem situation<br />

3. Develop mutual appreciation <strong>of</strong><br />

stakes that others have <strong>in</strong> problem<br />

situation<br />

Plann<strong>in</strong>g<br />

4. Frame problem situation<br />

5. F<strong>in</strong>d strategies to improve problem<br />

situation<br />

Implementation<br />

6. Observe<br />

7. Plan<br />

8. Act<br />

9. Reflect<br />

10. Plan<br />

11. Act<br />

12. Reflect<br />

etc.<br />

Figure 4-2. Three phases <strong>of</strong> ACM <strong>in</strong>tervention<br />

Diagnostic phase<br />

The diagnosis <strong>of</strong> problems makes explicit people’s concern so that they<br />

can communicate about them and take action. This phase was essential: it<br />

laid down the basis for subsequent processes <strong>of</strong> learn<strong>in</strong>g and collaboration.<br />

No strict prescription guided how long this phase should last. In Jambi the<br />

diagnostic stage required about six months, but <strong>in</strong> Pasir it took less than<br />

two months. It comprised three steps, all carried out by the local actors:<br />

• identification <strong>of</strong> problem situations;<br />

• identification <strong>of</strong> other stakeholders; and<br />

• development <strong>of</strong> mutual appreciation about the stakes that others<br />

had <strong>in</strong> a given problem.<br />

In practice the three diagnostic steps were not discrete, <strong>in</strong> neither time<br />

nor substance; rather, they overlapped with one another. Moreover, the<br />

order <strong>of</strong> the three steps was not strictly consecutive; <strong>in</strong>stead, they blended<br />

flexibly <strong>in</strong>to one coherent process.<br />

The identification <strong>of</strong> problem situations aimed at f<strong>in</strong>d<strong>in</strong>g and agree<strong>in</strong>g<br />

on local priorities, which <strong>in</strong> both sites centred on livelihoods. Local<br />

stakeholders expressed their specific priorities as ‘learn<strong>in</strong>g questions’ (Table<br />

4-2) to guide them <strong>in</strong> their action research.

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