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<strong>Towards</strong> a <strong>Trope</strong> <strong>Nominalist</strong><br />

<strong>Theory</strong> <strong>of</strong> <strong>Natural</strong> <strong>Kinds</strong><br />

<strong>Nominalism</strong>: A Reassessment, University <strong>of</strong> Geneva 18/9 2012<br />

Dr Markku Keinänen<br />

University <strong>of</strong> Turku


Introduction<br />

• My aim is present the beginnings <strong>of</strong> a trope nominalist<br />

theory <strong>of</strong> natural kinds.<br />

• Its principal rivals are Neo-Aristotelian (Lowe 1998;<br />

Ellis 2001) and Reductive Realist (Hawley & Bird 2011)<br />

theories.<br />

• The theory is trope nominalist (all entities are<br />

particulars). The only fundamental categories are<br />

property and relation tropes.<br />

• It denies the existence <strong>of</strong> natural kinds as separate<br />

entities. <strong>Natural</strong> kinds are not identified with anything<br />

in the mind-independent reality.<br />

• It identifies natural kinds with natural kind terms with<br />

certain application conditions.


<strong>Trope</strong>s<br />

<strong>Trope</strong>s are fundamental concrete (spatiotemporal)<br />

particulars. They have the following category features.<br />

1.Particular: tropes exist in a single location.<br />

2.Determinate identity conditions: it is determinate<br />

whether or not trope t is identical with some entity e.<br />

3.Countable: it is determinate how many tropes there are<br />

in some location.<br />

4.Categorially simple: all parts <strong>of</strong> tropes are further<br />

tropes.


<strong>Trope</strong>s<br />

5. Identity independent existents: a trope has<br />

determinate identity conditions independently <strong>of</strong> the<br />

identity any other entity (substance, spacetime point).<br />

<strong>Trope</strong>s are particular properties: entities with the<br />

above five category features and a thin particular<br />

nature:<br />

• Thin nature: a trope has a thin particular nature to<br />

determine a single feature <strong>of</strong> the object possessing the<br />

trope (e.g., -e charge <strong>of</strong> an electron).


<strong>Trope</strong>s<br />

●<br />

●<br />

●<br />

Moreover, all trope theories assume that trope t can<br />

exist spatiotemporally co-located with the other<br />

tropes.<br />

The different trope theories (trope bundle theories <strong>of</strong><br />

substance) construct objects (or, substances) as<br />

aggregates <strong>of</strong> tropes that fulfil certain conditions but<br />

differ in the conditions that property tropes must fulfil.<br />

According to independence theorists (Williams 1953;<br />

Campbell 1990), objects are mereological sums <strong>of</strong><br />

mutually spatiotemporally co-located (compresent)<br />

tropes.


The SNT<br />

• The SNT (Strong Nuclear <strong>Theory</strong>) constructs simple<br />

substances as aggregates <strong>of</strong> tropes connected by rigid<br />

dependence.<br />

o Nuclear tropes <strong>of</strong> substance i are either single<br />

trope t, or two or several tropes t 1<br />

, ..., t n<br />

rigidly<br />

dependent on each other.<br />

o If there are more than one nuclear tropes, they are<br />

"qualitatively diverse": they fall under distinct<br />

determinables.<br />

o <strong>Trope</strong> t is a part <strong>of</strong> substance i iff t is rigidly<br />

dependent only on the nuclear tropes <strong>of</strong> i.


Determinate and Determinable<br />

kinds <strong>of</strong> tropes<br />

• According to the SNT, all tropes are properties <strong>of</strong> some<br />

basic physical quantity (mass, electric charge, etc.)<br />

•<br />

Quantity tropes falling under some determinable D are<br />

all mutually connected by:<br />

a. By some relation <strong>of</strong> (positive or negative)<br />

proportion (such as 2 : 1 - proportion)<br />

b. By the relation <strong>of</strong> order (equal or greater than).<br />

•<br />

The tropes falling under a single determinable (e.g.,<br />

all mass tropes) are all connected by some relation <strong>of</strong><br />

proportion, while the tropes falling under distinct<br />

determinables (mass and charge tropes) are not.<br />

•<br />

<strong>Trope</strong>s fall under a single determinable because they<br />

are all connected by some relation <strong>of</strong> proportion.


Determinate and Determinable<br />

kinds <strong>of</strong> tropes<br />

• The relations <strong>of</strong> proportion (and order) are formal<br />

relations:<br />

o they can (in principle) connect any kind <strong>of</strong> entity.<br />

o the existence <strong>of</strong> an entity presupposes that its<br />

place in the network <strong>of</strong> formal relations is fixed.<br />

o they are ungrounded internal relations: given that<br />

-e trope trope t 1<br />

and -e/3 trope t 2<br />

exist, they are in<br />

the relation <strong>of</strong> 3 : 1 proportion to each other.<br />

o<br />

they allow <strong>of</strong> an operational characterization (cf.<br />

Smith & Mulligan 1983).


Determinate and Determinable<br />

kinds <strong>of</strong> tropes<br />

• According to many standard presentations, the trope theory<br />

claims that "property universals" are classes <strong>of</strong> exactly<br />

similar tropes. This has two possible interpretations:<br />

a. universals are sets <strong>of</strong> tropes (abstract individuals)<br />

b. universals are pluralities <strong>of</strong> tropes<br />

• I reject both <strong>of</strong> these accounts:<br />

a. for the reasons <strong>of</strong> economy, it is reasonable to avoid the<br />

postulation <strong>of</strong> sets.<br />

b. we cannot identify a universal, which is one (or, a<br />

unity), with a plurality. Pace WIlliams' (1986) painless<br />

realism, we cannot coherently consider a plurality <strong>of</strong><br />

tropes as one, i.e., a universal.


Determinate and Determinable<br />

kinds <strong>of</strong> tropes<br />

• Moreover, determinate and determinable kinds are<br />

natural kinds <strong>of</strong> tropes. <strong>Trope</strong>s are instances <strong>of</strong><br />

determinate and determinable kinds: e.g., 1 kg trope t<br />

is an instance <strong>of</strong> the determinable kind mass (the kind<br />

<strong>of</strong> mass tropes).<br />

• Prima facie, determinate and determinable kinds are<br />

distinct from their instances and they could have<br />

different numbers <strong>of</strong> instances.


Determinate and determinable<br />

kinds <strong>of</strong> tropes<br />

• I suggest to identify determinate and determinable<br />

kinds with kind terms having certain determinate<br />

application conditions:<br />

o for instance, the kind <strong>of</strong> 1 kg tropes is an<br />

abstractum from the kind terms exactly applying to<br />

a group <strong>of</strong> tropes in the relation <strong>of</strong> 1 : 1 proportion<br />

to each other.<br />

o the determinable kind <strong>of</strong> mass tropes is an<br />

abstractum from the kind terms exactly applying to<br />

a group <strong>of</strong> tropes mutually connected by some<br />

relation <strong>of</strong> proportion and the relation <strong>of</strong> order.


Determinate and Determinable<br />

kinds <strong>of</strong> tropes<br />

• The talk about a "kind term" can refer:<br />

a. to a type <strong>of</strong> interpreted tokens<br />

b. to any token <strong>of</strong> that type: any kind term token with<br />

certain determinate application conditions<br />

•<br />

Here, I identify determinable and determinate kinds<br />

with abstracta the from kind terms in the sense <strong>of</strong> b.<br />

•<br />

For instance, the kind <strong>of</strong> mass tropes is an abstractum<br />

from a group <strong>of</strong> kind terms exactly applying to a group<br />

<strong>of</strong> tropes mutually connected by the some formal<br />

relation <strong>of</strong> proportion and the relation <strong>of</strong> order.<br />

•<br />

A determinable/determinate kind is an abstractum<br />

from a plurality, not itself a unity (it is not a universal<br />

or a proxy universal).


Determinable kinds and<br />

truthmaking<br />

• The determinable kind term is a mass trope exactly<br />

applies to the tropes in some relation <strong>of</strong> proportion<br />

and in the relation <strong>of</strong> order to any particular mass<br />

trope.<br />

• Mass trope t is the truthmaker <strong>of</strong> claim A:<br />

A. t is a mass trope.<br />

• <strong>Trope</strong> t has a thin particular nature (e.g., it is a 1 kg<br />

trope). Because <strong>of</strong> its nature, t is in some formal<br />

relation <strong>of</strong> proportion and the relation <strong>of</strong> order to any<br />

other mass trope. Claim A is is true because t exists.


Determinate kinds and truthmaking<br />

• The determinate kind term is a 1 kg trope exactly<br />

applies to the tropes in the relation 1 : 1 proportion<br />

and in the relation <strong>of</strong> equal in order to any 1 kg trope.<br />

• 1 kg trope t is the sole truthmaker <strong>of</strong> claim B:<br />

B. t is a 1 kg trope.<br />

●<br />

<strong>Trope</strong> t has a thin particular nature <strong>of</strong> a 1 kg trope.<br />

Because <strong>of</strong> its nature, t is in the formal relation <strong>of</strong> 1 :<br />

1 proportion and in the relation <strong>of</strong> equality to any<br />

other 1 kg trope. Claim B is true because t exists.


<strong>Natural</strong> kinds <strong>of</strong> substances<br />

• Since trope theory identifies substances with trope<br />

bundles, natural kinds <strong>of</strong> substances (substantial<br />

natural kinds) are more difficult case for a trope<br />

theorist.<br />

•<br />

Objects divide into natural kinds and the division is<br />

ubiquitous:<br />

o natural kinds <strong>of</strong> fundamental micro-particles<br />

(leptons, quarks, bosons)<br />

o<br />

o<br />

natural kinds <strong>of</strong> complex objects studied by physics<br />

and chemistry (atoms, chemical compounds)<br />

natural kinds <strong>of</strong> still more complex objects (living<br />

organisms, complex natural objects)


<strong>Natural</strong> kinds <strong>of</strong> substances<br />

• The members <strong>of</strong> a natural kind are usually similar in<br />

various distinct respects and behave in similar ways in<br />

the same kind <strong>of</strong> circumstances.


<strong>Natural</strong> kinds <strong>of</strong> substances<br />

The following functions are assigned to natural kinds:<br />

1.[Semantic theory]: <strong>Natural</strong> kinds are referents <strong>of</strong><br />

natural kind terms (cf., e.g., Lowe 2009).<br />

2.[Metaphysics <strong>of</strong> science]: <strong>Natural</strong> kinds instantiate the<br />

basic dispositional properties and the fundamental laws<br />

<strong>of</strong> nature are true <strong>of</strong> each member <strong>of</strong> some kind K (Ellis<br />

2001; Lowe 2009).<br />

3.[Neo-Aristotelian essentialism]: Every substance<br />

necessarily belongs to some (sufficiently general)<br />

natural kind, which determines its identity conditions<br />

and rules out bare particulars (Loux 1978; Lowe 1998,<br />

2009).


Perfectly and less than perfectly<br />

natural kinds<br />

• It is instructive to distinguish between perfectly and<br />

less than perfectly natural kinds (i.e., the naturalness<br />

<strong>of</strong> kinds admits <strong>of</strong> degrees).<br />

•<br />

Perfectly natural kinds must satisfy a set <strong>of</strong> constraints<br />

(cf. Ellis 2001: 21-23):<br />

o [E1]: they have determinate boundaries: it is<br />

determinate whether object i is member <strong>of</strong> kind K.<br />

o<br />

o<br />

[E2]: members <strong>of</strong> a natural kind K share a set <strong>of</strong><br />

intrinsic features, and the members <strong>of</strong> distinct<br />

kinds have distinct intrinsic features.<br />

[E3]: natural kind K has a kind essence: a set <strong>of</strong><br />

intrinsic features necessary to every member <strong>of</strong> K.


Perfectly and less than perfectly<br />

natural kinds<br />

• <strong>Natural</strong> kinds <strong>of</strong> fundamental micro-particles and <strong>of</strong> some<br />

complex objects studied physics and chemistry (e.g.,<br />

electron, d-quark, helium atom, water molecule) are prima<br />

facie examples <strong>of</strong> perfectly natural kinds.<br />

• The kinds <strong>of</strong> organisms (i.e., biological species e.g., polar<br />

bear), and also kinds <strong>of</strong> some chemical compounds are not<br />

perfectly natural.<br />

• Prima facie, the perfectly natural kinds fit roles 2 and 3<br />

assigned to kinds. By contrast, role 1 seems to require a<br />

more liberal conception <strong>of</strong> kinds. A part <strong>of</strong> the motivation <strong>of</strong><br />

the more liberal conceptions is to clarify the role <strong>of</strong><br />

scientific kinds in scientific explanation and as referents <strong>of</strong><br />

kind terms (cf. Boyd 1999, 2010).


A trope nominalist theory <strong>of</strong><br />

substantial kinds<br />

• I suggest "a bottom up approach" based on the SNT.<br />

First, we account for natural kinds <strong>of</strong> simple<br />

substances. The second step is to generalize the theory<br />

to the other perfectly natural kinds (i.e., kinds <strong>of</strong><br />

complex substances). Finally, we take up less than<br />

perfectly natural kinds.<br />

• In each step, we identify natural kinds with kind terms<br />

with certain application conditions.<br />

• However, the application conditions <strong>of</strong> kind terms<br />

differ in different steps.<br />

• Only in the first step (the kinds <strong>of</strong> simple substances),<br />

we make a direct reference to tropes.


<strong>Natural</strong> kinds <strong>of</strong> simple substances<br />

• According to the SNT, simple substances are trope<br />

bundles with nuclear tropes:<br />

o every simple substance has one nuclear trope or<br />

two or more nuclear tropes rigidly dependent on<br />

each other.<br />

o<br />

o<br />

nuclear trope t belongs to determinate kind D<br />

because t is in the relation <strong>of</strong> 1 : 1 proportion to<br />

every D-trope.<br />

if there are several nuclear tropes, they are in the<br />

relations proportion to the tropes falling under<br />

distinct determinables, i.e., fall under distinct<br />

determinables themselves.


<strong>Natural</strong> kinds <strong>of</strong> simple substances<br />

• Let us call natural natural K necessary to substance i<br />

the primary kind <strong>of</strong> i.<br />

• I suggest to identify natural kinds <strong>of</strong> simple substances<br />

with abstracta from the kind terms applying to<br />

substances.<br />

• Substance i belongs to primary kind K (e.g., electron)<br />

iff there is a group <strong>of</strong> kind terms with certain<br />

determinate application conditions and any kind tem K<br />

belonging to that group applies to i.<br />

• The application conditions <strong>of</strong> the kind term <strong>of</strong> a<br />

primary kind K can be specified as follows:


<strong>Natural</strong> kinds <strong>of</strong> simple substances<br />

[P1]: Kind term K applies to any simple substance i that<br />

satisfies the following two conditions:<br />

a. substance i has nuclear tropes t 1<br />

,...,t n<br />

.<br />

b. tropes t 1<br />

,...,t n<br />

belong to determinate kinds<br />

D 1<br />

,...,D n<br />

.<br />

[P2]: <strong>Trope</strong>s t 1<br />

,...,t n<br />

satisfy condition b because they are<br />

the tropes they are. Their existence is also sufficient for<br />

the existence substance i. Consequently, tropes t 1<br />

,...,t n<br />

make jointly true the claim that i belongs to kind K.


<strong>Natural</strong> kinds <strong>of</strong> simple substances<br />

• Condition [P1] lays down the application conditions <strong>of</strong><br />

a natural kind term <strong>of</strong> primary kind K.<br />

o clause [a] claims that certain tropes are naturally<br />

unified by being mutually rigidly dependent. They<br />

determine the necessary features <strong>of</strong> a member <strong>of</strong> K<br />

(the kind essence <strong>of</strong> K).<br />

o<br />

•<br />

in this case, kind essence <strong>of</strong> K is also necessary to i<br />

(K is a primary kind).<br />

It is easy to check that the nuclear tropes <strong>of</strong><br />

substance i are truthmakers <strong>of</strong> the claim that i belongs<br />

to kind K ([P2]).


<strong>Natural</strong> kinds <strong>of</strong> simple substances<br />

• By modifying clause [P1a], we can formulate application<br />

conditions <strong>of</strong> the kind terms <strong>of</strong> other perfectly natural kinds<br />

than just primary kinds.<br />

• For instance, some natural kind K might be contingent to its<br />

members. Still, it has a kind essence (it satisfies [E3]). In<br />

such case, the tropes that make substance i member <strong>of</strong> K<br />

are its nuclear tropes and some mutually rigidly dependent<br />

tropes contingent to i.<br />

• By modifying clause [P1b], we obtain natural kinds which<br />

are not perfectly natural but still have determinate<br />

boundaries (fulfil [E1]): for instance, one might suggest that<br />

due to nuclear tropes that belong to certain determinate<br />

and determinable kinds, substance i is <strong>of</strong> kind K' (e.g., is a<br />

lepton).


Generalisation to complex<br />

substances<br />

• The present approach can be generalized to the<br />

perfectly natural kinds <strong>of</strong> complex substances. [C1]<br />

illustrates how that might happen:<br />

[C1]: Kind term K applies to any complex substance i that<br />

satisfies the following three conditions:<br />

a. substance i has substances i 1<br />

,...,i n<br />

as its proper parts.<br />

b. substances i 1<br />

,...,i n<br />

belong to natural kinds K 1<br />

,...,K n<br />

.<br />

c. i 1<br />

,...,i n<br />

are naturally unified due to their relative<br />

spatial locations and causal powers.


Generalisation to complex<br />

substances<br />

• The basic idea <strong>of</strong> [C1] is: we start with simple (or. simpler)<br />

substances belonging to certain natural kinds that compose<br />

complex substance i.<br />

• Conversely, substance i belongs to kind K because it has<br />

certain kinds substances as its essential/kind essential<br />

proper parts.<br />

• Tentative examples: neutrons, protons, different kinds <strong>of</strong><br />

atoms.<br />

• The natural unification condition [C1c] is crucial and would<br />

deserve more discussion. An adequate formulation <strong>of</strong> the<br />

condition would give a partial anwers to van Inwagen's<br />

(1990) special composition question.


Conclusion<br />

• The present theory denies the existence <strong>of</strong> natural kinds as<br />

constituents <strong>of</strong> the mind-independent reality. They are<br />

identified with kind terms having certain determinate<br />

application conditions.<br />

• However, the truthmakers <strong>of</strong> the attributions <strong>of</strong> perfectly<br />

natural kinds are independent <strong>of</strong> us.<br />

• It builds on the SNT and on the assumption that there are<br />

simple substances that divide into natural kinds with a set<br />

<strong>of</strong> intrinsic properties essential to each kind K.<br />

• Unlike reductive realist theory <strong>of</strong> Hawley & Bird (2011), it<br />

does not introduce complex properties or causal proceses<br />

binding properties. All entities bound by processes are<br />

already trope bundles (substances).


References<br />

Boyd, R. (1999): “Homeostasis, Species and Higher Taxa”, In Robert Wilson (ed.): Species: New<br />

Interdisciplinary Essays, (London: The MIT Press).<br />

Boyd, R. (2010): “ Realism, <strong>Natural</strong> <strong>Kinds</strong>, and Philosophical Methods”, in Beebee, H. &<br />

Sabbarton-Leary, Metaphysics and Semantics <strong>of</strong> <strong>Natural</strong> <strong>Kinds</strong> (London: Routledge), 212-234.<br />

Campbell, K. K. (1990): Abstract Particulars. (Oxford: Basil Blackwell)..<br />

Ellis, B. (2001): Scientific Essentialism, (Cambridge: Cambridge University Press).<br />

Hawley, K. & Bird, A. (2011): “What are <strong>Natural</strong> <strong>Kinds</strong>”, Philosophical Perspectives 25, 205-221.<br />

Keinänen, M. (2011): “<strong>Trope</strong>s – the Basic Constituents <strong>of</strong> Powerful Particulars?”, Dialectica 65: 3,<br />

419-450.<br />

Lowe, E. J. (1998): The Possibility <strong>of</strong> Metaphysics - Substance, Identity and Time, (Oxford:<br />

Clarendon Press).<br />

Lowe, E. J. (2009): More <strong>Kinds</strong> <strong>of</strong> Being, (Oxford: Wiley-Blackwell).<br />

van Inwagen, P. (1990): Material Beings, (Ithaca: Cornell University Press.<br />

Williams, D. C. (1953a): “On the Elements <strong>of</strong> Being I”, Review <strong>of</strong> Metaphysics 7, 3-18.<br />

Williams, D. C. (1986): “Universals and Existents”, Australasian Journal <strong>of</strong> Philosophy 64, 1, 1-18

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