25.12.2013 Views

Download - The Graduate Institute, Geneva

Download - The Graduate Institute, Geneva

Download - The Graduate Institute, Geneva

SHOW MORE
SHOW LESS

You also want an ePaper? Increase the reach of your titles

YUMPU automatically turns print PDFs into web optimized ePapers that Google loves.

“But we have a chance!” West Germany’s Efforts against International<br />

Terrorism at the UN in the 1970s<br />

Bernhard Blumenau, <strong>Graduate</strong> <strong>Institute</strong>, <strong>Geneva</strong><br />

“[In the fight against international terrorism,<br />

we have to] convince governments that they<br />

should stand together or they will hang separately.”<br />

1 Robert S. Ingersoll, 1975<br />

Introduction<br />

<strong>The</strong> 1970s were marked by an increased number of acts of international terrorism. As the<br />

above -quote shows, it was a concern to the international community and perceived as a serious<br />

threat, at least by Western countries. For West Germany, it was most certainly an important<br />

concern.<br />

Yet, West German foreign policy in the 1970s is most often associated with Ostpolitik,<br />

economic summits, as well as the tensions that had risen since the inauguration of Jimmy<br />

Carter in the US and that manifested themselves on issues such as the neutron bomb and the<br />

NATO missiles. <strong>The</strong> issue of terrorism does not appear in most academic assessments of<br />

Bonn’s foreign policy preoccupations at the time. Yet, terrorism was a major concern for the<br />

federal government and also found its way into foreign policy strategies. This paper will shed<br />

light on this often-neglected concern for the Auswärtiges Amt (AA) and will assess why and<br />

how West Germany attended to this issue on the international level. In order to do so, the Federal<br />

Republic’s encounter with terrorism will first be assessed to understand the importance of<br />

this problem for Bonn. <strong>The</strong>n, the Federal Republic’s strategy in the most significant international<br />

organisation, the United Nations (UN), will be explained and analysed. Finally, the conclusions<br />

will elaborate on the success and shortcoming of Bonn’s anti-terrorism policy at the<br />

UN.<br />

Literature on German foreign policy in the 1970s is bourgeoning. Yet, the aspect of<br />

how West German diplomacy attended to terrorism has not yet been examined aside from a<br />

1 Memorandum From the Acting Secretary of State (Ingersoll) to President Ford, Washington, February 18, 1975;<br />

National Archives, RG 59, Central Foreign Policy Files, P750037–0744, Secret.<br />

1


few topical assessments; and no study has been published thus far in English. 2 Likewise, while<br />

the literature on terrorism has proliferated a truly historical study on the evolution of terrorism<br />

and anti-terrorism is still rather the exception. 3 This paper will hence contribute to closing<br />

these gaps.<br />

As far as sources are concerned, this paper is based mostly on published and unpublished<br />

documents from the West German Auswärtiges Amt, which have only recently become<br />

accessible. Due to rigid classification rules, many documents remain inaccessible today. In order<br />

to overcome this, the paper also draws from documents from US archives and on secondary<br />

sources, such as memoirs and interviews.<br />

Defining terrorism is no simple endeavour. As this paper will show, it was not easy for<br />

politicians and diplomats in the 1970s, and it certainly is not easy for scholars today. A plethora<br />

of different definitions exist. 4 For the purpose of this paper, “terrorism” shall refer to violent<br />

acts deliberately committed against civilians. <strong>The</strong>se acts intend to have psychological effects<br />

beyond the immediate targets and on a broader audience. <strong>The</strong>y are committed in order to<br />

further a political agenda. <strong>The</strong>y are perpetrated by a sub-state actor operating in one state with<br />

the ultimate intention to make a government comply with its demands. 5<br />

West Germany’s Encounter with Terrorism<br />

Like most Western countries, the Federal Republic was hit by an unprecedented wave of protest<br />

in the mid and late 1960s. Towards the end of the decade, more and more of these protests<br />

became violent. 6 But with a new social-democratic government formed and Willy Brandt’s<br />

2 See for instance Matthias Dahlke, Der Anschlag Auf Olympia '72: Die Politischen Reaktionen Auf Den Internationalen<br />

Terrorismus in Deutschland (Munich: Martin Meidenbauer Verlag, 2006); Johannes Hürter and Gian<br />

Enrico Rusconi, eds., Die Bleiernen Jahre. Staat Und Terrorismus in Der Bundesrepublik Deutschland Und Italien<br />

1969-1982 (Munich: Institut für Zeitgeschichte, Oldenbourg, 2010); Michael März, Die Machtprobe 1975 :<br />

Wie RAF Und Bewegung 2. Juni Den Staat Erpressten (Leipzig: Forum Verlag, 2007).<br />

3 In most assessments of terrorism, the history is dealt with rather en passant, see for instance: . An exception that<br />

deals with at least some aspects in the long evolution of terrorism is the book by Gérard Chaliand and Arnaud<br />

Blin, eds., <strong>The</strong> History of Terrorism. From Antiquity to Al Qaeda (Berkeley etc: University of California Press,<br />

2007). Another good, albeit short, historical overview over the past 150 years can be found in David C. Rapoport,<br />

"<strong>The</strong> Four Waves of Modern Terrorism," in Attacking Terrorism: Elements of a Grand Strategy, ed. Audrey<br />

Kurth Cronin and James M. Ludes (Washington: Georgetown University Press, 2004).<br />

4 See for instance this failed attempt from the 1980s to collect all definitions and to merge them into a default<br />

definition: A. P. Alex Schmid, Political Terrorism: A New Guide to Actors, Authors, Concepts, Data Bases,<br />

<strong>The</strong>ories and Literature (Amsterdam ; Oxford: North-Holland Publ. , 1988).<br />

5 This is my working definition. It’s a synthesis of many different definitions that exist in scholarly literature and<br />

comes closest to the understanding of terrorism in the 1970s in the West.<br />

6 For the international character of “1968” see Timothy Brown, ""1968". East and West: Divided Germany as a<br />

Case Study in Transnational History," <strong>The</strong> American Historical Review 114, no. 1 (2009); Martin Klimke and<br />

Joachim Scharloth, eds., 1968 in Europe. A History of Protest and Activism, 1956-1977 (New York, Houndmills:<br />

Palgrave Macmillan, 2008); Jeremi Suri, Power and Protest. Global Revolution and the Rise of Detente (Cambridge,<br />

Mass., London: Harvard University Press, 2003).<br />

2


promise to “risk more democracy”, the majority of the protesters tired of revolution and were<br />

eager to resume a normal life. Yet, some of the more radical members of the protests groups<br />

went underground and continued their fight. This was the case in the United States with the<br />

Weathermen Underground, in Italy with the Red Brigades and also in West Germany. A faction<br />

of the protesters became radical and continued their struggle with violent means. <strong>The</strong> Rote<br />

Armee Fraktion (Red Army Faction, RAF) – or Baader Meinhof Gang named after Andreas<br />

Baader and Ulrike Meinhof – is the most infamous example but there were others too: the Berlin-based<br />

“Bewegung Zweiter Juni” (Second of June Movement) and the “Revolutionäre Zellen”<br />

(Revolutionary Cells). 7<br />

<strong>The</strong> Red Army Faction was founded in 1970 and despite what its other name “Baader<br />

Meinhof Gang” suggests, was not led by Baader and Meinhof but instead by Baader and<br />

Gudrun Ensslin. Meinhof’s task was to provide the broader public with “ideological” justifications<br />

for RAF attacks. Baader was the undisputed commander-in-chief who found a totally devoted<br />

second-in-command in his loyal lover Ensslin. <strong>The</strong>y began their activism with an arson<br />

in a Frankfurt shopping mall in 1968. Following the recommendations in Carlos Marighella’s<br />

Mini-manual of the Urban Guerrilla they then escalated their actions to include bank robberies,<br />

theft and – eventually – attacks against American or West German offices and officials.<br />

Due to modernisation efforts, such as the use of computers and grid searches, at the Federal<br />

Criminal Office by its new president, Horst Herold, all key leaders of this first generation of<br />

the RAF were arrested in 1972. Yet soon after that, a new generation emerged whose preoccupation<br />

was to free their glorified leaders from prison. As far as the ideological basis of the RAF<br />

was concerned, it was practically inexistent. As Audrey Kurth Cronin quite pointedly put it:<br />

“To say that they had an ideology would be an overstatement, as their guiding principles<br />

seemed to be a kind of cafeteria-style reference to ideas from Marxist-Leninism (especially<br />

anti-imperialism), anarchism, and the philosopher Frantz Fanon’s theories about the beneficial,<br />

cleansing role of violence.” 8 This medley of ideological influences had disappeared altogether<br />

when the second generation took over. This new group of terrorist was only fully operational<br />

in 1975 as some of their members had been arrested before which delayed the planning for<br />

new attacks. <strong>The</strong>ir first big action was a raid on the West German embassy in Stockholm in<br />

April 1975.<br />

Some months before, however, members of the Second of June Movement had kidnapped<br />

Peter Lorenz, a Christian-conservative politician running for the office of mayor of<br />

7 For more information on the RAF see for instance the two-volume edition by Wolfgang Kraushaar, ed., Die RAF<br />

Und Der Linke Terrorismus, 2 vols. (Hamburg: Hamburger Edition, 2006).<br />

8 Audrey Kurth Cronin, How Terrorism Ends. Understanding the Decline and Demise of Terrorist Campaigns<br />

(Princeton, Oxford: Princeton University Press, 2009), 97.<br />

3


Berlin. Upon pressure by CDU leader Helmut Kohl – and with Chancellor Schmidt being bedridden<br />

with influenza - the federal government decided to give in to the kidnappers’ demands<br />

and released several terrorists from prison. <strong>The</strong>y were flown to Southern Yemen and each of<br />

them was furnished with a considerable amount of money. 9 According to his own testimony,<br />

Helmut Schmidt always had doubts about giving in to terrorist demands and regretted the federal<br />

government’s decision. In hindsight, the following was maintained regarding the Lorenz<br />

case: “It was my biggest mistake that I backed down during the Lorenz kidnapping.” 10 He<br />

therefore decided that henceforth, the German government would no longer concede to terrorist<br />

demands. <strong>The</strong> litmus test for this new policy of non-negotiation soon came in April 1975,<br />

when RAF terrorists raided Bonn’s embassy in Stockholm and held all diplomats hostage, executing<br />

two of them to show the seriousness of their intentions. <strong>The</strong>y demanded the release of<br />

top level of RAF members from prison. This time, however, Bonn stood firm and Schmidt explained<br />

to a shocked Olof Palme that “we do not negotiate. We are lifting extraterritoriality.” 11<br />

While the Swedish police was preparing to storm the embassy, the explosives that had been<br />

planted by the terrorists suddenly detonated. <strong>The</strong> hostages were saved and the terrorists arrested<br />

and extradited to Germany. 12 As Schmidt explained in hindsight:<br />

Once again, as in the case of the kidnapping of the member of the Berlin parliament<br />

Peter Lorenz, we had to balance two considerations: One the one<br />

hand, to safe directly threatened lives while on the other hand, to counter<br />

threats to the most vital function of every state, to provide secure for the<br />

lives of all its citizens.<br />

And he continued by stressing that had he given in at Stockholm “we could have soon been at<br />

the end of all security.” 13 A new policy line on terrorism had been established and implemented,<br />

one that has been the official guiding German policy until today.<br />

From the RAF’s perspective, the unsuccessful outcome of the Stockholm attack necessitated<br />

some restructuring and new planning. Increasing pressure from Baader and Ensslin<br />

from within their high-security prison Stammheim forced the RAF to commit a new series of<br />

attack in what was to enter history books as the “German Autumn” of 1977. It started with the<br />

assassinations of Federal Prosecutor General Siegfried Buback in early April 1977 and<br />

9 For more information on this see Stefan Aust, Der Baader-Meinhof Komplex (Hamburg: Hoffmann und Campe,<br />

2008), 56; Matthias Dahlke, "Nur Eingeschränkte Krisenbereitschaft. Die Staatliche Reaktion Auf Die Entführung<br />

Des Cdu-Politikers Peter Lorenz 1975," Vierteljahrshefte für Zeitgeschichte 55, no. 4 (2007).<br />

10 Helmut Schmidt quoted in Martin Rupps, Helmut Schmidt: Eine Politische Biographie (Stuttgart: Hohenheim,<br />

2002), 236. My translation.<br />

11 Schmidt cited in Michael Schwelien, Helmut Schmidt: Ein Leben Für Den Frieden (Hamburg: Hoffmann und<br />

Campe, 2003), 290-291. My translation.<br />

12 For more information see März.<br />

13 Rupps, 241. My translation.<br />

4


Dresdner Bank manager Jürgen Ponto in late August and found its climax in the double crisis<br />

of September and October 1977. First, on 5 September Hans-Martin Schleyer, president of the<br />

German Industrialists’ Association was kidnapped. <strong>The</strong> RAF, which claimed responsibility for<br />

this, demanded the release of all key RAF members from prison. As the federal government<br />

did not give in to their demand, Palestinians of the Popular Front for the Liberation of Palestine-Special<br />

Command (PFLP-SC) added pressure on Chancellor Schmidt by hijacking a Lufthansa<br />

jet on 13 October. <strong>The</strong>y rerouted it several times until it was stormed by a special antiterrorist<br />

commando, the GSG 9, of the German border guards in Mogadishu, early on 17 October.<br />

After they got word of the failed operation, Baader, Ensslin and several other imprisoned<br />

terrorists committed suicide. Several days later the dead body of Schleyer was found in Mulhouse.<br />

14 <strong>The</strong> German Autumn had come to an end. At the same time Schmidt’s crisis management<br />

had drastically increased his popularity ratings, which were unmatched by his predecessors<br />

or successors. 15 <strong>The</strong> government had not given in to the terrorists and the Rechtsstaat<br />

had prevailed.<br />

<strong>The</strong> year 1977 consequently marked the peak of terrorism in and against West Germany.<br />

Although the RAF continued to attack representatives of the state until the early 1990s,<br />

the intensity and violence of 1977 was never matched again. In 1992, the Red Army Faction<br />

declared a “truce” and officially dissolved itself in 1998. 16<br />

While the RAF was certainly the most infamous German terrorist group, the Second of<br />

June Movement and the Revolutionary Cells also committed attacks that claimed victims and<br />

contributed to the subjective feeling of insecurity in West Germany in the 1970s. <strong>The</strong> most<br />

mediatised operation by the Second of June Movement was the assassination of the president<br />

of the West Berlin court, Günter von Drenckmann in 1974 and the kidnapping of the Austrian<br />

industrialist Walter Palmers in 1977. <strong>The</strong> story of the Movement ends in the early 1980s, when<br />

it merged with the RAF. 17<br />

14 Bundesregierung der Bundesrepublik Deutschland, Dokumentation Der Bundesregierung Zur Entführung Von<br />

Hanns Martin Schleyer: Ereignisse Und Entscheidungen Im Zusammenhang Mit Der Entführung Von Hanns<br />

Martin Schleyer Und Der Lufthansa-Maschine "Landshut" Nach Mogadishu, ed. Bundespresseamt (Augsburg:<br />

Goldmann, 1977), 133-180. For a detailed account of the odyssey of the ‘Landshut’ aircraft see Tim Geiger, "Die<br />

"Landshut" In Mogadischu. Das Außenpolitische Krisenmanagement Der Bundesregierung Angesichts Der Terroristischen<br />

Herausforderung 1977," Vierteljahreshefte für Zeitgeschichte 57, no. 3 (2009).<br />

15 Rupps, 248.<br />

16 Alexander Straßner, "Die Dritte Generation Der RAF. Terrorismus Und Öffentlichkeit," in Die RAF. Entmythologisierung<br />

Einer Terroristischen Organisation, ed. Wolfgang Kraushaar (Bonn: Bundeszentrale für politische<br />

Bildung, 2008).<br />

17 Literature on the Movement is sparse, see for instance Lutz Korndörfer, "Terroristische Alternative in Der<br />

BRD: Die Bewegung 2. Juni," in Sozialrevolutionärer Terrorismus. <strong>The</strong>orie, Ideologie, Fallbeispiele, Zukunftsszenarien,<br />

ed. Alexander Straßner (Wiesbaden: VS Verlag für Sozialwissenschaften, 2008); Klaus Weinhauer,<br />

"Terrorismus in Der Bundesrepublik Der Siebzigerjahre. Aspekte Einer Sozial- Und Kulturgeschichte Der Inneren<br />

Sicherheit," Archiv für Sozialgeschichte 44 (2004).<br />

5


<strong>The</strong> third terrorist group, the Revolutionary Cells has never officially dissolved itself. 18<br />

Contrary to the RAF and the Second of June Movement, the Cells were marked by a cell structure<br />

that allowed its groups to operate independently which was different from the other two<br />

very hierarchically organised groups. Moreover, the members of the Cells never went entirely<br />

underground. Most of them kept their normal legal existence and were hence sometimes referred<br />

to as “after-work terrorists”. 19 Members of the cells were involved in the OPEC hostage<br />

crisis of 1975 and in the hijacking of an El Al plane that was rerouted to Entebbe in 1976. 20<br />

As the examples above show, terrorism in the 1970s – especially the variant that was<br />

committed by or directed against Germans – was highly international in nature. German terrorist<br />

groups went abroad for training and committed their attacks against West German targets in<br />

foreign countries. Moreover, all terrorist groups closely cooperated with foreign actors, such as<br />

Palestinians, “terrorists for hire” like the infamous Carlos the Jackal, or – at least indirectly –<br />

with foreign countries, such as East Germany. 21 As the field of operation of the terrorist was<br />

the international realm, the West German government could only successfully fight terrorism<br />

by attacking international terrorism and striving for multilateral cooperation against terrorists.<br />

This was a consequence of two factors: First of all, West Germany’s policy of not negotiating<br />

with terrorists made the cooperation of foreign governments essential when it came to the solution<br />

of a terrorist crisis abroad and for the credible punishment of terrorists. Safe havens had to<br />

be abolished and states had to be under legal obligations to assist each other to the best extent<br />

possible. That was of particular importance when it came to Third World countries that had<br />

either shown blatant support for Western terrorists or at least benign indifference to them. Second,<br />

Germany’s Nazi past influenced anti-terrorism policies. Because of Hitler’s aggression<br />

and disrespect for other countries’ sovereignty, the federal government had to be extremely<br />

cautious regarding any intervention of its police abroad – military interventions were practically<br />

impossible for constitutional reasons. <strong>The</strong>y could only take place with the consent of the<br />

18 <strong>The</strong> Revolutionary Cells have not yet been the subject of much research. See for instance Johannes Wörle, "Erdung<br />

Durch Netzwerkstruktur? Revolutionäre Zellen in Deutschland.," in Sozialrevolutionärer Terrorismus. <strong>The</strong>orie,<br />

Ideologie, Fallbeispiele, Zukunftsszenarien, ed. Alexander Straßner (Wiesbaden: VS Verlag für Sozialwissenschaften,<br />

2008).<br />

19 "Findelkind Vor Der Tür," Der Spiegel, no. 38 (1982): 83.<br />

20 On the OPEC and Entebbe crises see for instance Michael Burleigh, Blood and Rage. A Cultural History of<br />

Terrorism (London: Harper Press, 2008), 181-182, 249-250.<br />

21 For the international links of German terrorist organisations see for instance Christopher Daase, "Die RAF Und<br />

Der Internationale Terrorismus. Zur Transnationalen Kooperation Klandestiner Organisationen," in Die RAF :<br />

Entmythologisierung Einer Terroristischen Organisation, ed. Wolfgang Kraushaar (Bonn: Bundeszentrale für<br />

politische Bildung, 2008); Tobias Wunschik, "Baader-Meinhof International?," Aus Politik und Zeitgeschichte,<br />

no. 40-41 (2007).<br />

6


foreign government concerned. 22 As the commander of the GSG 9 anti-terrorist squad, Ulrich<br />

Wegener, put it: “a solution à la Entebbe is not an option for us.” 23<br />

As far as reactions to this challenge of terrorism are concerned, two dimensions have to<br />

be examined. On the domestic level, the federal government had increased the competence of<br />

the federal police institutions such as the Federal Criminal Office or the Federal Border Guards<br />

– to which the GSG 9 belonged. Moreover, several bills of anti-terrorism legislation had been<br />

passed. 24 Yet, on the international level, norms and obligations regarding the cooperation of<br />

states against terrorists hardly existed. <strong>The</strong>refore, overcome this shortcoming, in 1976, West<br />

Germany launched its first big initiative at the UN.<br />

Bonn’s anti-terrorism strategies at the United Nations<br />

By the early 1970s, the United Nations had undergone a remarkable transformation and<br />

had witness a significant shift in power. While the emerging Western and Eastern blocs of the<br />

Cold War had had an absolute majority of votes in the late 1940s – and included the five members<br />

with veto power in the Security Council – the situation had changed over the following 20<br />

years. In the course of decolonisation, more countries in Africa and Asia became independent<br />

from their former mother countries and attempted to organise themselves as a new force globally.<br />

This was also reflected at the UN. By the early 1970s, the Third World had a two-third<br />

majority in the General Assembly (GA). Because of this, the Third World became a player to<br />

reckon with at the UN and pushed increasingly more determinedly for its topics - most importantly<br />

decolonisation and plans for a New International Economic Order - to be on the agenda<br />

of UN debates. 25 Western countries were anything but happy with these changes. President<br />

Richard Nixon found very drastic words to express his dissatisfaction with recent develop-<br />

22 See the assessment of the situation in a contemporary article: ""Kopf Runter, Wo Sind Die Schweine?" Wie Die<br />

Geiseln in Mogadischu Befreit Wurden," Der Spiegel, no. 44 (1977): 20.<br />

23 Wegener as quoted in: Schwelien, 305. My translation.<br />

24 For the domestic responses of the federal government see for instance the study by Victor Mauer, "Germany's<br />

Counterterrorism Policy," in How States Fight Terrorism. Policy Dynamics in the West, ed. Doron Zimmermann<br />

and Andreas Wenger (London: Boulder 2007), 68; Mario Petri, Terrorismus Und Staat. Versuch Einer Definition<br />

Des Terrorismusphänomens Und Analyse Zur Existenz Einer Strategischen Konzeption Staatlicher Gegenmaßnahmen<br />

Am Beispiel Der Roten Armee Fraktion in Der Bundesrepublik Deutschland (Munich: Meidenbauer,<br />

2007).<br />

25 Konrad Seitz, "Die Dominanz der Dritten Welt in den Vereinten Nationen," Europa-Archiv 28, no. 12 (1973):<br />

403-404; Lawrence Ziring, <strong>The</strong> United Nations: International Organization and World Politics, 4th ed. (Belmont:<br />

Thomson Wadsworth, 2005), 105-106.<br />

7


ments and referred to delegates from Third World countries as a “bunch of apes”. 26 It seemed<br />

that Western influence at – or control over – the UN was in decline.<br />

It was against this backdrop that the two German states, the German Democratic Republic<br />

(GDR) and the Federal Republic of Germany (FRG), were admitted o the world organisation<br />

in the autumn of 1973. <strong>The</strong> membership of both Germanys was only made possible because<br />

the two states had finally agreed on the basic relations between each other through the<br />

Basic Treaty of 1972, which ensured that neither the US nor the Soviet Union would veto their<br />

accession to the UN.<br />

Yet, prior to its admission West Germany already had an active observatory mission at<br />

New York that attentively watched – and tried to subtly influence – developments at the UN.<br />

Bonn’s diplomats were also unhappy with the new role of the Third World that was to become<br />

a “Chaosmacht” – or force of chaos - instrumentalising and paralysing the UN at its liking. 27<br />

When it came to the issue of terrorism, stances differed significantly. To begin with, agreeing<br />

on a common definition was an impossible endeavour. For the West, a “terrorist” was a person<br />

that committed political violence against a government or citizens of a state in order to force<br />

the government to concede to specific political demands. <strong>The</strong> perpetrator could be either a foreigner<br />

(in the perception of the 1970s that usually meant a Palestinian) or a national of the<br />

home country. 28 <strong>The</strong> Third World countries had a different understanding of what a “terrorist”<br />

was. Since many of these countries achieved independence only because of the actions of<br />

movements of national liberation, political violence committed in that context would not be<br />

illegal, and hence not terrorism. <strong>The</strong> same applied to movements that were still fighting for independence,<br />

for instance in Palestine and Southern Africa. “Terrorism” as the Third World understood<br />

the term, rather referred to governments depriving those movements of their right to<br />

self-determination. 29 Those governments – especially Israel and South Africa – however, were<br />

mostly close allies of the West. <strong>The</strong>re were hence considerable differences as to the definition<br />

of “terrorists”. It was under these circumstances that West Germany had to pursue its antiterrorism<br />

policies.<br />

26 Conversation Between President Nixon and the President’s Assistant for National Security Affairs (Kissinger),<br />

Washington, February 3, 1973, National Archives, Nixon Presidential Materials, White House Tapes, Oval Office,<br />

Conversation No. 840–12.<br />

27 Konrad Seitz, "Die Dritte Welt Als Neuer Machtfaktor Der Weltpolitik," Europa-Archiv 30, no. 7 (1975): 220.<br />

28 This was a consequence of the acts of terrorism that most Western states such as Italy, Japan, West Germany<br />

and the US were confronted with at the time.<br />

29 For an interesting assessment of this see also Shaloma Gauthier’s paper.<br />

8


<strong>The</strong> 1972 Ad Hoc Committee on International Terrorism<br />

After the attack by the Japanese Red Army on the Israeli airport of Lod in May 1972 and triggered<br />

by the Munich hostage crisis during the Olympics in September 1972, UN Secretary<br />

General, Kurt Waldheim, proposed to the GA to add an urgent item to the agenda. 30 <strong>The</strong> delegates<br />

were to debate “measures to prevent terrorism and other forms of violence which endanger<br />

or take innocent human lives or jeopardise fundamental freedoms”. 31 In response to the<br />

Munich Massacre and the increasing number of US citizens that had become victims of terrorist<br />

attacks, the US government also submitted a proposal to the GA to elaborate a “Draft Convention<br />

on the Prevention and Punishment of Certain Acts of International Terrorism”. Both<br />

suggestions, however, faced immediate objections from the Third World. <strong>The</strong> deep rift between<br />

the Western positions and those of the southern countries became exceedingly obvious.<br />

In order to counter, what they deemed to be Western attempts to sanction interventionism in<br />

the Third World, southern countries pushed for amendments and changes in the text of the<br />

draft convention. 32 Rather than condemning international terrorism altogether, they wanted to<br />

insert exceptions for certain situations, in which terrorist means were used for a “just cause”,<br />

for instance by liberation movements. Due to their majority, the Third World countries succeeded<br />

in producing a draft resolution 33 reiterating the right to self-determination and the legitimacy<br />

of the struggle for it, 34 which in this context could only be read as a justification for<br />

certain terrorist acts. 35 In addition, the Third World managed to have a clause inserted into the<br />

resolution, which condemned state terrorism exercised by racist, colonial and alien regimes.<br />

An amendment was also adopted that called for an examination of the “underlying causes” of<br />

terrorism. 36 Thus, in the course of several weeks, US proposal had experienced a total reorientation:<br />

instead of banning terrorism, it now actually sanctioned certain forms of it. This could<br />

30 For more information on the Lod incident and its consequences for the UN see for instance William A. Farrell,<br />

Blood and Rage. <strong>The</strong> Story of the Japanese Red Army (Washington, DC etc.: Lexington Books, 1990), 129, 138-<br />

147; Yoshihiro Kuriyama, "Terrorism at Tel Aviv Airport and A "New Left" Group in Japan," Asian Survey 13,<br />

no. 3 (1973): 336. And more recently, Peter Romaniuk, Multilateral Counter-Terrorism. <strong>The</strong> Global Politics of<br />

Cooperation and Contestation (Oxon: Routledge, 2010), 37. Mathias Dahlke produced a very well-researched and<br />

interesting book on the Munich crisis, Matthias Dahlke, Der Anschlag auf Olympia '72: Die Politischen Reaktionen<br />

auf den Internationalen Terrorismus in Deutschland (Munich: Martin Meidenbauer Verlag, 2006).<br />

31 Geoffrey M. Levitt, "<strong>The</strong> International Legal Response to Terrorism. A Reevaluation," University of Colorado<br />

Law Review 60, no. 3 (1989): 536-537; Abraham D. Sofaer, "Terrorism and the Law," Foreign Affairs 64, no. 4<br />

(1985-1986): 903.<br />

32 Peter Romaniuk, Multilateral Counter-Terrorism. <strong>The</strong> Global Politics of Cooperation and Contestation (Oxon:<br />

Routledge, 2010), 39.<br />

33 <strong>The</strong>n adopted as General Assembly Resolution 3034 (XXVII).<br />

34 “Reaffirms the inalienable right to self-determination and independence of all peoples under colonial and racist<br />

régimes […] upholds the legitimacy of their struggle […].”<br />

35 Sofaer: 904.<br />

36 “Condemns the continuation of repressive and terrorist acts by colonial, racist and alien regimes in denying<br />

peoples their legitimate right to self-determination […].”<br />

9


only provoke the resistance of the West, which unanimously voted against GA Res. 3034<br />

(XXVII) “On Measures to Prevent International Terrorism” on 18 December 1972, which was<br />

nevertheless adopted due to the majority held by the Third World in the GA. 37 This experience<br />

and the “stone wall front” of the Third World on the issue led most Western states to agree<br />

with the US that anti-terrorism issues at the UN were “sidelined indefinitely” and practically<br />

“buried”. 38 On the basis of Resolution 3034, an ad hoc committee on international terrorism of<br />

the Sixth – or legal – Committee of the GA was established, which was to meet every other<br />

year. 39 Yet the results that stemmed from this committee were marginal. As the New York<br />

Times noted on the UN efforts against terrorism: “Last year, the sum total of General Assembly<br />

action on the matter was to assign it to this year’s agenda for consideration”. 40 That was<br />

the only achievement of the committee throughout the 1970s, to keep it on the agenda and in<br />

session. 41<br />

Although only an observer to the UN until late 1973, West Germany took a supportive<br />

and interested stance on the two proposals by the US and Waldheim from the very beginning.<br />

West German diplomats also expressed their support for the projects at European Political Cooperation<br />

(EPC) meetings. 42 Yet the Germans followed with concern the “deformation” of the<br />

US draft resolution which led to the establishment of the ad hoc committee on terrorism. 43<br />

Nevertheless, with the committee established the question was now what to do with it. Bonn<br />

was not ready to leave this field entirely to the Third World. Just before joining the UN, the<br />

Federal Republic suggested to Waldheim that the committee deal with the elaboration of a<br />

convention that would strengthen international cooperation against terrorism. 44 Bonn thus<br />

marked its ongoing interest in the matter. At the same time though, the federal government was<br />

in a dilemma. Claiming the right to self-determination for the Germans in the GDR, Bonn<br />

37 For an assessment of the Resolution see for instance Romaniuk, 40..<br />

38 Action Memorandum From the Special Assistant to the Secretary of State and Coordinator for Combating Terrorism<br />

(Hoffacker) and the Deputy Legal Adviser (Maw) to Secretary of State Kissinger, Washington, December<br />

29, 1973; National Archives, RG 59, Central Files 1970–73, POL 23–8. Confidential ; and Memorandum From<br />

the President’s Assistant for National Security Affairs (Kissinger) and the Assistant to the President for Domestic<br />

Affairs (Ehrlichman) to President Nixon, Washington, January 17, 1973; National Archives, Nixon Presidential<br />

Materials, NSC Files, Box 310, Subject Files, Cabinet Committee on Terrorism, September 72–July 73, Confidential.<br />

39 Levitt: 537. Draft Report of the Ad Hoc Committee on international terrorism, UN GA document<br />

A/AC.160/L.3, 08.08.1973, B83 825, Politisches Archiv des Auswärtigen Amtes (PA); Airgram A–128 From the<br />

Department of State to All Diplomatic Posts, Washington, January 5, 1973; National Archives, RG 59, Central<br />

Files 1970–73, UN 8 GA, Limited Official Use.<br />

40 Peter Grose, "U.N Accord Sought on Hostage Problem," <strong>The</strong> New York Times (14.09.1976): 32.<br />

41 Abraham D. Sofaer, "Terrorism and the Law," Foreign Affairs 64, no. 4 (1985-1986): 904-905.<br />

42 See for instance Beobachtermission bei den VN an das AA, 16.03.1973, ZA 121069, PA.<br />

43 Protokoll: Bekämpfung des internationalen Terrorismus, 21.03.1973, ZA 121069, PA.<br />

44 Memo: Sachstand attached to Memo Ref. 511 an das Ref. 230: XVIII. Generalversammlung der Vereinten Nationen,<br />

27.08.1973, B83 825, PA; Draft: Entwurf einer Antwortnote an den UN-Generalsekretär zur Resolution<br />

3034 (27) betreffend Terrorismus, Übersetzung, 30.03.1973, ZA 121069, PA. This draft then became the official<br />

response of the German government.<br />

10


could not simply ignore or dismiss the Third World attempts to make exceptions for these<br />

movements. In the above-mentioned letter to Waldheim the federal government thus paid some<br />

lip service to self-determination. <strong>The</strong>re was no doubt that rather than engaging in highly theoretical<br />

debates about the definitions of terrorism or its roots, the West Germans wanted the<br />

committee primarily to come up with practical proposals as to how to fight it.<br />

In the course of the debates in the committee in 1973, the West Germans – and their allies<br />

– came to realise that the probability of any feasible and substantial outcome of the committee<br />

was minimal. No results were likely anytime soon. 45 In late 1973, the AA became increasingly<br />

concerned about spill-over effects from the deadlocked committee on terrorism on<br />

the negotiations about a convention for the protection of diplomats against terrorist attacks. 46<br />

At the same time, opinions were voiced in the Western camp – and within the AA – whether it<br />

would not be better to avoid a renewal of the mandate of the ad hoc committee as this had allegedly<br />

become an instrument for Third World countries and did not serve any useful purpose<br />

for the West anymore. Eventually though, the Germans decided that it would be useful to keep<br />

the committee in session as it would be a good stage on which Third World governments could<br />

appeal to their domestic audiences – without any serious damage. At the same time though,<br />

this would enable them to make silent concessions on other issues, such as the Diplomats Convention,<br />

or the Convention against the Taking of Hostages. 47 Bonn also lobbied for this policy<br />

among its allies and managed to convince them to keep the committee on the agenda. Following<br />

this logic, the West German representative at the UN was therefore instructed to keep a low<br />

profile at the committee and to only repeat the general German positions. 48 That was West<br />

Germany’s stance on the committee throughout the whole decade. 49 Given the circumstances<br />

this was certainly the most useful strategy to pursue: not exposing oneself on these highly politicised<br />

and sensitive issues and to focus one’s energies on more feasible projects, such as the<br />

Diplomat’s Convention and – most importantly – the Hostage Convention.<br />

Due to the fact that it was in deadlock, the ad hoc committee never managed to produce<br />

any feasible results. However, in its last session in 1979 it adopted a statement that not only<br />

upheld the special situation of struggles for national liberation but also condemned terrorism as<br />

45 Memo Referat 511 an die Gruppe 23: VN-Politik nach dem Beitritt, 05.06.1973, B83 824, PA; Memo Referat<br />

511 an das Referat 230, 29.06.1973, ZA 121069, PA.<br />

46 Memo Referat 502 an das Referat 511: ____________________________, 20.03.1973, ZA 121069, PA.<br />

47 Drahtbericht Beobachtermission bei den VN an das AA, 14.08.1973, B83 825, ZA; Drahtbericht Ständige Vertretung<br />

bei den VN an das AA, 11.10.1973, ZA 121069, PA.<br />

48 Drahtbericht Ständige Vertretung bei den VN an das AA, 25.01.1977, ZA 121077, PA.<br />

49 Memo: Haltung der Bundesrepublik Deutschland, attached to Memo Ref. 511 an das Ref. 230: Vorbereitung<br />

der 29. Generalversammlung der Vereinten Nationen, 15.08.1974, B83 825, PA; Brief Referat 511, AA, an den<br />

Bundesminister der Justiz, an dem Bundesminister des Inneren: Vorbereitung der 30. Generalversammlung der<br />

VN, 13.08.1975, B83 983, PA.<br />

11


such. 50 That was a small but remarkable achievement. It demonstrated that at least at the end of<br />

the 1970s, some consensus among all countries on terrorism was possible and that the international<br />

anti-terrorism environment had improved.<br />

<strong>The</strong> 1973 Diplomats Convention<br />

In light of the unexpected outcome of the 1972 initiatives by the US and by Waldheim,<br />

the Western countries realised that reaching a comprehensive solution to the problem of terrorism<br />

would not be feasible at the UN at the moment. Instead they decided to focus their energies<br />

on certain aspects of terrorism and shifted towards a sectoral approach. 51<br />

One of the problems that was becoming increasingly worrisome to the international<br />

community at large was the issue of attacks on diplomats. 52 Two of the hostage crises that<br />

gained a lot of media attention involved the Federal Republic either directly or indirectly. In<br />

March 1970, the West German ambassador to Guatemala, Karl Count von Spreti was kidnapped<br />

by guerrillas who wanted to exchange him for 22 imprisoned rebels. Difficult negotiations<br />

between the Guatemalan government and the West Germans commenced during which<br />

Bonn urged Guatemala to give in to the demands. At several occasions, Foreign Minister Walter<br />

Scheel and Chancellor Brandt personally intervened. Yet, the Guatemalans were afraid that<br />

their government would lose all credibility if it conceded to the rebels and denied the demands.<br />

Still they kept the Germans in the belief that Guatemala would probably give in and would do<br />

everything to save von Spreti’s life. When word spread of the government’s final decision not<br />

to meet the demands, von Spreti was assassinated. Upon learning of von Spreti’s assassination,<br />

the federal government was outraged and heavily criticised the Guatemalan handling of the<br />

affair. <strong>The</strong> AA also set up an internal group to elaborate procedures to afford better protection<br />

to diplomats. 53<br />

50 Robert A. Friedlander, "Terrorism and International Law: Recent Developments," Rutgers Law Journal 13<br />

(1981-1982): 509-510; Geoffrey M. Levitt, "<strong>The</strong> International Legal Response to Terrorism. A Reevaluation,"<br />

University of Colorado Law Review 60, no. 3 (1989): 538.<br />

51 Both, Americans and West Germans agreed on this: Memorandum From Secretary of State Rogers to President<br />

Nixon, Washington, January 8, 1973; National Archives, Nixon Presidential Materials, NSC Files, Box 310, Subject<br />

Files, Cabinet Committee on Terrorism, September 72–July 73, Confidential; Drahtbericht Beobachtermission<br />

bei den VN an das AA, 14.08.1973, B83 825, PA.<br />

52 For an – incomplete – overview over crises involving diplomats see Allen B. Green, "Convention on the Prevention<br />

and Punishment of Crimes against Diplomatic Agents and Other Internationally Protected Persons: An<br />

Analysis," Virginia Journal of International Law 14 (1973-1974): 704 ft.5; For a list of all major assaults on embassies<br />

and diplomats, see also Brian M. Jenkins, Embassies under Siege. A Review of 48 Embassy Takeovers,<br />

1971-1980 (Santa Monica: RAND, 1981).<br />

53 See for instance "Bonn. Graf Spreti. Right or Wrong," Der Spiegel, no. 16 (13.04.1970); "Guatemala Rebuffs<br />

Leftists on Envoy," <strong>The</strong> New York Times (03.04.1970); "Guatemala Says a Captive Is Dead," <strong>The</strong> New York<br />

Times (05.04.1970); "Kidnapped German Envoy Found Slain in Guatemala," <strong>The</strong> New York Times (06.04.1970);<br />

"Kidnappers Raise Price in Guatemala," <strong>The</strong> New York Times (04.04.1970).<br />

12


<strong>The</strong> second important crisis that shook the world and was of some relevance to the<br />

Federal Republic occurred in Khartoum in Sudan in March 1973. During a farewell reception<br />

at the Saudi embassy, several diplomats – among them Americans and Belgians – were taken<br />

hostage by six Palestinians. <strong>The</strong> West German ambassador Michael Ernst Jovy escaped this<br />

fate, as he had had to cancel his attendance on short notice. <strong>The</strong> terrorists demanded the release<br />

of prisoners in Jordan, Israel and West Germany. However, as they failed to get a hold of<br />

Bonn’s ambassador, they dropped the demand regarding the release of the RAF prisoners. As<br />

the governments concerned would not give in to the demands, the terrorists killed the three<br />

Western diplomats in their hands. 54<br />

It is against the backdrop of these two crises that the negotiations at the UN about a<br />

convention for the protection of diplomatic agents took place.<br />

At the UN, the issue of better protection for diplomats against terrorist attacks had already<br />

been on the agenda by the time of the Khartoum crises and negotiations received a new<br />

impetus from this development. Because of the increasing numbers of kidnappings of diplomats,<br />

especially in Latin America, the GA asked the International Law Commission (ILC) in<br />

December 1971 to elaborate a draft convention for the protection of diplomatic agents. Yet, the<br />

busy agenda of the ILC only allowed this topic to be addressed in mid-1972. By July, the ILC<br />

had adopted 12 draft articles and submitted them to the GA for discussion. 55<br />

<strong>The</strong> draft convention was designed on the principle of aut dedere aut iudicare (extradite<br />

or prosecute) so that the terrorists would not be able to escape punishment which would<br />

then – so the theory ran – discourage possible future kidnappers. 56 However, the major bone of<br />

contention was once again the issue of definition and an amendment, pushed for by Third<br />

World countries, inserting a clause exempting situations of national liberation from the scope<br />

of the convention. That was unacceptable to the West as most kidnapping crises had taken<br />

54 "Arab Terrorists Give up in Sudan: Free 2 Hostages," <strong>The</strong> New York Times (04.03.1973); Richard D. Lyons,<br />

"U.S. Ambassador to Sudan and His Aide Reported Seized by Guerrillas at Party," <strong>The</strong> New York Times<br />

(02.03.1973). Drahtbericht Botschaft Karthoum an das AA, 01.03.1973, B83 824, PA; Drahtbericht Botschaft<br />

Karthoum an das AA, 02.03.1973, B83 824, PA; Brief der Botschaft Khartoum an das AA, 08.03.1973 (Ber. Nr.<br />

197), B83 824, PA; Drahtbericht Botschaft Karthoum an das AA, 02.03.1973, B83 824, PA; Brief der Botschaft<br />

Khartoum an das AA, 08.03.1973 (Ber. Nr. 197), B83 824, PA; Brief der Botschaft Khartoum an das AA,<br />

08.03.1973, B83 824, PA.<br />

55 Allen B. Green, "Convention on the Prevention and Punishment of Crimes against Diplomatic Agents and<br />

Other Internationally Protected Persons: An Analysis," Virginia Journal of International Law 14 (1973-1974):<br />

704-706.<br />

56 Sir Michael Wood, "Convention on the Prevention and Punishment of Crimes against Internationally Protected<br />

Persons, Including Diplomatic Agents," United Nations Audiovisual Library of International Law (2008).<br />

http://untreaty.un.org/cod/avl/ha/cppcipp/cppcipp.html [accessed 12.11.2010].<br />

13


place in circumstances which could be considered struggles for national liberation or selfdetermination.<br />

57<br />

This stalemate was the state of affairs when the Federal Republic joined the UN in September<br />

1973. Bonn had a significant interest in the negotiations and had followed them closely<br />

prior to the accession to the UN. Now, as a member, it assumed a key role in the discussions<br />

and became one of the 15 members of the drafting committee. 58 As West German diplomats<br />

were in a prominent position on the target list, Bonn’s interest in the matter was understandable.<br />

As for their strategy, West German diplomats spent a considerable amount of energy on<br />

preventing spill-over effects and negative consequences from the simultaneous debates at the<br />

ad hoc committee on terrorism. In the federal government’s view, the ad hoc committee dealt<br />

with general issues pertaining to terrorism as whole, while the drafting committee was only<br />

concerned with a small fraction – albeit an important one – of the problem of terrorism,<br />

namely, as attacks on diplomats. 59 <strong>The</strong> West Germans were the only ones who were able to<br />

successfully insert a new clause into the convention during the negotiations. That clause<br />

obliges states on the territory of which an incident occurred to provide all available information<br />

to the state whose diplomats have become the victim of an attack. At the same time, a<br />

Franco-German proposal for an additional provision in Art. 6 was also adopted. This amendment<br />

allows states to achieve the release of their diplomats by paying ransom or agreeing to<br />

other measures demanded by the terrorists. 60 This is a particularly interesting stipulation, as<br />

West Germany would oppose endeavours to include such a clause in the Anti-hostage-taking<br />

convention a few years later. Yet, this seeming contradiction can be explained by the shift in<br />

general West German anti-terrorism policies towards a tougher line of not giving in to terrorist<br />

blackmailing, which took place in the aftermath of the Lorenz kidnapping in Berlin in early<br />

1975.<br />

<strong>The</strong> deadlock on the issue of national liberation movements was finally overcome<br />

through a compromise. Such an exception would not be included in the text of the convention<br />

57 Green: 710-714.<br />

58 Memo: TOP Konventionsentwurf zur Verhütung und Ahndung von Verbrechen gegen Diplomaten und andere<br />

unter Schutz stehende Personen, attached to Memo Ref 502 an das Ref. 230: XXVIII. Generalversammlung der<br />

Vereinten Nationen, 27.08.1973, ZA 113974, PA; Michael C. Wood, "<strong>The</strong> Convention on the Prevention and<br />

Punishment of Crimes against Internationally Protected Persons, Including Diplomatic Agents," <strong>The</strong> International<br />

and Comparative Law Quarterly 23, no. 4 (1974): 794.<br />

59 Memo Referat 502 an das Referat 511: ____________________________, 20.03.1973, ZA 121069, PA.<br />

60 Memo Abteilung 5 dem Herrn Staatssekretär: Konvention zur Verhinderung und Bestrafung von Verbrechen<br />

gegen international geschützte Personen einschließlich diplomatischer Vertreter (Diplomatenschutzkonvention),<br />

28.12.1973, ZA 113974, PA.<br />

14


ut would become an integral part of an accompanying resolution that would always have to be<br />

published with the convention. 61<br />

Upon voting in favour of the convention, the West German representative, like most of his<br />

Western colleagues, issued an “explanation of vote” statement. In his speech Bonn’s man in<br />

New York stressed the Federal Republic’s “peaceful interpretation of the right to selfdetermination”.<br />

He also underlined Bonn’s understanding that “[the] prohibition of the use of<br />

force also applies as far as the implementation of the right to self-determination is concerned.”<br />

62 With this statement, West Germany subtly pointed out that it would not consider<br />

acts committed by national liberation movements to be exempted from its scope. This understanding<br />

and the fact that the exception clause was not integral element of the convention allowed<br />

Bonn to agree to it. Actually, the Germans even considered the convention an outright<br />

success of their own diplomacy and a milestone in the fight against international terrorism. 63<br />

While criticising the obstructive role that France played in the negotiations, the Auswärtiges<br />

Amt highlighted the important contribution that West Germany had made to the successful<br />

adoption of an effective convention and this even as a newcomer to the UN. 64<br />

Certainly, the Convention on the Prevention and Punishment of Crimes against Internationally<br />

Protected Persons, including Diplomatic Agents was an important achievement at<br />

the UN. However, it was also a special case. One the one hand, East and West had a common<br />

interest in such an instrument as Eastern diplomats also suffered at the hands of terrorists. On<br />

the other hand, many countries of the Third World were in favour of better protection for diplomats.<br />

As the events at Khartoum showed, their diplomats were not safe from attacks either.<br />

<strong>The</strong> speedy and successful adoption of the Diplomats Convention was hence an exceptional<br />

61 Resolution 3166 (XVIII) stated that the General Assembly “[recognizes] also that the provisions of the annexed<br />

Convention could not in any way prejudice the exercise of the legitimate right to self-determination and independence,<br />

in accordance with the purposes and principles of the Charter of the United Nations and the Declaration<br />

on Principles of International Law concerning Friendly Relations and Cooperation among States in accordance<br />

with the Charta of the United Nations, by peoples struggling against colonialism, alien domination, foreign occupation,<br />

racial discrimination and apartheid.”<br />

62 Anlage 1 attached to Memo Abteilung 5: Die Verhandlungen in den VN über eine Konvention zur Verhinderung<br />

und Bestrafung von Verbrechen gegen international geschützte Personen einschließlich diplomatischer Vertreter<br />

(Diplomatenschutzkonvention), attached to Memo Abteilung 5 dem Herrn Staatssekretär: Konvention zur<br />

Verhinderung und Bestrafung von Verbrechen gegen international geschützte Personen einschließlich diplomatischer<br />

Vertreter (Diplomatenschutzkonvention), 28.12.1973, ZA 113974, PA.<br />

63 Memo Abteilung 5 dem Herrn Staatssekretär: Konvention zur Verhinderung und Bestrafung von Verbrechen<br />

gegen international geschützte Personen einschließlich diplomatischer Vertreter (Diplomatenschutzkonvention),<br />

28.12.1973, ZA 113974, PA.<br />

64 Memo Abteilung 5: Die Verhandlungen in den VN über eine Konvention zur Verhinderung und Bestrafung von<br />

Verbrechen gegen international geschützte Personen einschließlich diplomatischer Vertreter (Diplomatenschutzkonvention),<br />

attached to Memo Abteilung 5 dem Herrn Staatssekretär: Konvention zur Verhinderung und Bestrafung<br />

von Verbrechen gegen international geschützte Personen einschließlich diplomatischer Vertreter (Diplomatenschutzkonvention),<br />

28.12.1973, ZA 113974, PA.<br />

15


development and – as the West Germans realised themselves already in 1973 – would not<br />

serve as a blueprint for future negotiations. 65<br />

<strong>The</strong> 1979 Convention against the Taking of Hostages<br />

In late December 1975, during a raid on a meeting of oil ministers of the Organization of Petroleum<br />

Exporting Countries (OPEC) in Vienna, terrorists led by the infamous Ilich Ramírez<br />

Sánchez - better known as “Carlos the Jackal”- took about 100 people hostage, among them<br />

ministers from several Arab countries. Two Germans were also among the kidnapped. In the<br />

course of the negotiations between the Austrian government and the terrorists, the kidnappers<br />

were granted a plane to leave Austria with some of the hostages. After two additional days of<br />

negotiations, the hostages were finally released and the crisis ended in Algiers. As Austria did<br />

not ask for the extradition of the kidnappers, the Algerian authorities allowed the terrorists to<br />

leave to an unknown destination. 66<br />

At his holiday resort in Greece, Chancellor Helmut Schmidt learnt about the events at<br />

Vienna – which indirectly concerned the Federal Republic because of the German kidnappers<br />

and two German hostages – and immediately instructed Foreign Minister Hans Dietrich Genscher<br />

to see if these events might have improved the international environment for antiterrorism<br />

negotiations. 67 <strong>The</strong> Auswärtiges Amt agreed and considered this to be a window of<br />

opportunity. Encouraged by Schmidt’s enquiry, the diplomats developed plans for an international<br />

convention that would focus on one aspect of terrorism that most countries would be<br />

keen to fight. It soon became evident that hostage-taking was such an aspect. Yet before<br />

launching their initiative at the UN officially, Bonn wanted to get an overview about opinions<br />

of other governments – especially in the Third World – on this issue. 68 <strong>The</strong> results of the survey<br />

were mediocre, no clear support was evident but neither was a total rejection of the project.<br />

Despite this rather unfavourable outcome, the AA was convinced that the time was ripe<br />

and pushed for plans for a UN initiative to be developed. 69 <strong>The</strong> belief was that many Third<br />

World countries would have been alienated by the recent terrorist attacks also on them and<br />

65 Brief Referat 511, AA, an den Bundesminister der Justiz, an dem Bundesminister des Inneren: Vorbereitung der<br />

30. Generalversammlung der VN, 13.08.1975, B83 983, PA.<br />

66 "Curtain Descends in Algiers on OPEC Terrorists' Fate," <strong>The</strong> New York Times (24.12.1975); Robert D.<br />

McFadden, "Terrorist Group and Oil Officials Flown to Mideast," <strong>The</strong> New York Times (23.12.1975); "Terrorists<br />

Who Raided OPEC Reported to Leave Algeria," <strong>The</strong> New York Times (31.12.1975).<br />

67 Schreiben des Bundeskanzleramts an Staatssekretär Gehlhoff, 06.01.1976, ZA 121070, PA.<br />

68 Vermerk: Initiative der Bundesrepublik Deutschland auf dem Gebiet der Bekämpfung des Terrorismus,<br />

08.01.1976, ZA 121070, PA.<br />

69 Memo Unterabteilung 23 an den Herrn Bundesminister: Maßnahmen zur Bekämpfung von Terrorakten,<br />

29.01.1976, ZA 121074, PA.<br />

16


hence support for terrorists would drop significantly, thereby improving the chances for antiterrorism<br />

projects. 70<br />

However, the West Germans soon learnt that they were alone with this enthusiasm. Already<br />

during the EPC consultations in early 1976, it transpired that support from other European<br />

countries would not be great. Although most of the other EC members welcomed the<br />

German plan, all of them expressed severe doubts as to its feasibility and some, such as France,<br />

were openly reserved to it. All of them feared that it might just turn into another project that<br />

the Third World would exploit to sanction acts committed by national liberation movements. 71<br />

Nevertheless, the internal assessment of the Auswärtiges Amt maintained: “But we have a<br />

chance.” 72 <strong>The</strong>refore the preparations continued although Bonn soon had to bury its initial intentions<br />

of submitting the project at the UN as a joint EC initiative. 73 <strong>The</strong> US, however, were<br />

much more supportive and encouraged the West Germans in principle, while also pointing to<br />

the dangers inherent in this initiative. 74<br />

Yet encouraged by the Entebbe hijacking crisis in July 1976, Bonn was eager to pursue<br />

its first big initiative at the UN and proceeded with the submission of the elaboration of a convention<br />

against the taking of hostages to the UN as a new item in the agenda. At the same time,<br />

Genscher officially announced the initiative during his speech to the General Assembly on 28<br />

September 1976. 75 But as the Germans soon learnt, the road to the convention was s thorny<br />

one with numerous detours. At times it even appeared that the path led to a cul-de-sac. Problems<br />

centred around two issues in particular. One was the attempt of certain radical Third<br />

World states such as Algeria and Mali to link the issue of the convention with the debates going<br />

on in the ad hoc committee on terrorism. This, obviously, was not in the interest of the<br />

Germans who did not want to see their project dragged into the general debates about origins,<br />

definitions and possible justifications for terrorism. Would both issues be connected, so the AA<br />

70 Referat 230, Vermerk: Maßnahmen gegen den internationalen Terrorismus, 09.01.1976, ZA 121070, PA;<br />

Runderlass an die deutschen Auslandsvertretungen, 12.01.1976, ZA 121070, PA.<br />

71 Letter Deutsche Botschaft Paris an das AA, 17.02.1976, ZA 121071, PA; Note: Réunion du Groupe d’expert<br />

Nations Unies le 11 février à Luxembourg. Note d’appui sur le terrorisme international, no date, probably 11. or<br />

12.02.1976, ZA 121074, PA ; Vermerk Referat 230: Außenpolitischer Meinungsaustausch über <strong>The</strong>men 31. GV<br />

der VN in der 259. Sitzung des KMB vom 23.6.1976, 25.06.1976, B83 676, PA.<br />

72 Memo Unterabteilung 23 an den Bundesminister: Vorbereitung unserer VN-Initiative zur Bekämpfung der Geiselnahme,<br />

13.08.1976, B83 676, PA.<br />

73 Vermerk Unterabteilung 23 an den Herrn Minister: Übersicht über unsere Anstrengungen zur Stärkung der internationalen<br />

Zusammenarbeit gegen den Terrorismus, 06.07.1976, B83 676, PA. My translation.<br />

74 Drahtbericht Botschaft Washington an das AA, 15.01.1976, ZA 121071, PA; Telegram 220772 From the Department<br />

of State to All Diplomatic Posts, September 6, 1976, National Archives, RG 59, Central Foreign Policy<br />

Files, Confidential, Priority.<br />

75 Memo Referat 230: Terrorismusinitiative in den VN, 22.07.1976, B83 676, PA; <strong>The</strong> letter is attached to Memo<br />

Unterabteilung 23 an den Bundesminister: Unsere Initiative zur Geiselnahme, 19.08.1976, B83 676, PA; "Address<br />

by Hans-Dietrich Genscher to the General Assembly of the United Nations 7th Session, 28 September 1976," in<br />

Assemblé Générale, 31er Session 1976-1977, Séances Plénières 1-4, ed. Nations Unis (1976), 88-89.<br />

17


feared, the convention would never see the light of day. 76 Another issue was equally dangerous.<br />

As in the case of the Diplomats Convention, Third World countries once again insisted<br />

that exceptions should be made for national liberation movements and that, state terrorism,<br />

should explicitly be condemned. This again faced the severe resistance of the West. <strong>The</strong><br />

French in particular were hostile to anything that could remotely be interpreted as an exception<br />

clause for national liberation movements. 77 <strong>The</strong> US and Great Britain were against these<br />

amendments. Moreover, extending its scope to state terrorism would turn the convention into<br />

an instrument that could be used against friendly countries such as South Africa or Israel. 78<br />

Consequently, Bonn’s man in New York, Ambassador Rüdiger von Wechmar had delicate task<br />

of preventing a merger of the terrorism issue with the anti-hostage-taking project and allow for<br />

compromises that both, allies and Third World countries could agree to. This seemed to be impossible<br />

and it appeared that the issue of the convention would soon be voted out by the General<br />

Assembly. 79<br />

Nevertheless, the situation improved slightly in early 1978 when first –and small – success<br />

was achieved during a session of the drafting committee in <strong>Geneva</strong> in early 1978. 80 Yet,<br />

the real breakthrough only occurred one year later at another session in <strong>Geneva</strong>. A compromise<br />

that all countries in the drafting committee could live with was finally achieved, despite some<br />

last minute attempts to backstab the compromise on the part of the Soviet Union. 81 A compromise<br />

was reached that evoked the principle of self-determination in the preamble while Art. 12<br />

of the convention excluded acts committed in armed conflicts – including struggles for selfdetermination<br />

– from the scope of the convention. 82 With this major bone of contention removed,<br />

some minor remaining issues were resolved in the autumn of 1979 and the convention<br />

was finally adopted by the General Assembly in December 1979. Three years later it entered<br />

into force.<br />

76 Memo Abteilung 2 an den Bundesminister: Weiterbehandlung unserer Geiselnahmeinitiative, 28.10.1976, B83<br />

983, PA.<br />

77 A good explanation of why the French took this position is given in Nathaniel Powell’s paper: the French had to<br />

face hostage crisis by alleged national liberation movements in Africa at the time.<br />

78 Runderlass, 12.01.1976, ZA 121072, PA; Letter Ständige Vertretung bei den VN an das AA: Allgemeine Berichterstattung<br />

über die 31. Generalversammlung, 26.01.1977, B83 986, PA.<br />

79 Vermerk: Einige Element für eine Erklärung im 6. Ausschuss für den Fall, dass wir unseren Res.E. zurückziehen,<br />

03.12.1976, ZA 121077, PA.<br />

80 Drahtbericht Ständige Vertretung bei den VN (Genf) an das AA, 24.02.1978, ZA 121078, PA; Ortex nr. 18,<br />

03.03.1978, ZA 121078, PA.<br />

81 Drahtbericht Ständige Vertretung bei den VN (Genf) an das AA, 15.02.1979, ZA 121080, PA; Memo D 5 an<br />

das Ref. 511: 3. Sitzung des ad hoc-Ausschusses Geiselnahme der VN-Generalversammlung in Genf vom 29.01.<br />

bis 16.02.1979, 20.02.1979, ZA 121080, PA.<br />

82 At the time, to Western diplomats, this was not a problem as negotiations were going on about the Additional<br />

Protocols to the <strong>Geneva</strong> Conventions prohibiting hostage-taking not only in cases of conventional interstate war<br />

but also in situations of civil war. For an assessment of the legal implications of the compromise see Wil D. Verwey,<br />

"<strong>The</strong> International Hostages Convention and National Liberation Movements," <strong>The</strong> American Journal of<br />

International Law 75, no. 1 (1981): 71-78, 84-89.<br />

18


Despite the more than unfavourable environment, especially at the beginning of the negotiations,<br />

the convention was adopted. What explains this success? Indeed, the German strategy<br />

was very successful and eventually slightly. First of all, Bonn was very persistent about its<br />

project. It was the recently admitted state’s first big initiative at the UN and hence a failure<br />

would have been a major blow to the Federal Republic’s reputation. Consequently, the West<br />

Germans lobbied hard to keep the issue on the agenda, even though they had no support from<br />

their European allies. Persistence was a key factor. Moreover, Bonn from the very beginning,<br />

tried to assemble as much support behind the initiative as possible, from all over the world,<br />

especially from smaller countries. Like this, the perception of a Western initiative should be<br />

avoided and Third World resistance hence reduced. Besides this, the West Germans wanted to<br />

be seen as an honest broker that would leave aside political issues and focus on the humanitarian<br />

aspects instead; highlighting the suffering that hostage situations would bring over the victims<br />

and emphasising that hostage-taking was prohibited in most national law codes. <strong>The</strong><br />

Germans also managed to keep their group of sponsors together and to give it the impression<br />

of a coordinated and coherent bargaining position. Lastly, Bonn’s diplomat tried to resolve difficult<br />

issues in small groups that would not be under the pressure of public opinion so that<br />

compromises could more easily be achieved. All this together in connection with a three track<br />

diplomacy – West German diplomats at the UN, in Bonn and in the capitals of important coun-<br />

tries were at several stages involved in the negotiations – accounts for the eventual success.<br />

However, to some extent, it was also a matter of chance. <strong>The</strong> intensifying cold war and<br />

the official rejection of terrorist means by Arafat’s Palestinians, as well as the decline in strug-<br />

for national liberation facilitated the negotiations in the late gles 1970s.<br />

Conclusions<br />

In the 1970s, West Germany was a key player in the field of international anti-terrorism negotiations<br />

at the UN. It not only participated in ongoing discussions but also set the agenda by<br />

launching initiatives of its own. Despite being a newcomer to the UN, Bonn’s efforts at the to<br />

fight international terrorism at the organization were a success. Given the highly unfriendly<br />

environment especially in the early and mid 1970s, the successful adoption of the Hostage<br />

Taking Convention testifies to that.<br />

But perhaps more important that the passing of the convention, was the fact that Bonn<br />

kept the issue of international terrorism on the agenda of the UN. This policy contributed to an<br />

19


environment that was eventually more prone to cooperate against international terrorism.<br />

While no consensus whatsoever on defining or combatting terrorism was possible in the early<br />

1970s, the situation changed towards the end of the decade. In the years to follow, more conventions<br />

addressing aspects of international terrorism were adopted by international organisations.<br />

<strong>The</strong>y dealt with the protection of nuclear material and maritime navigation as well as<br />

civil aviation safety. In 1985, the General Assembly even adopted a remarkable resolution that<br />

“[u]nequivocally condemns, as criminal, all acts, methods and practices of terrorism wherever<br />

and by whomever committed”. 83 This straightforward condemnation of all forms of terrorism<br />

independent of their circumstances is partly also the legacy of West German anti-terrorism<br />

policies at the UN in the 1970s.<br />

Certainly, the road there was a thorny one. Resistance not only came from the Third<br />

World or the East but some of the staunchest objectors could be found among Bonn’s most<br />

important allies, for instance France. <strong>The</strong> successful conclusion of anti-terrorism policies at the<br />

UN was hence only possible with well balanced diplomacy, a certain dose of persistence, a<br />

great deal of background negotiation and a high level of coordination. West Germany excelled<br />

at these aspects.<br />

Against all odds and in confirmation of their own assessment, the Germans indeed had<br />

the chance to pursue their own initiative and they used it! It was a risky endeavour, one that<br />

could have easily turned into a major foreign policy disaster. But chance – in the form of general<br />

political changes in the international realm –helped. In the end, Bonn’s success seems to<br />

confirm the saying that sometimes even in international politics, fortune favours the bold indeed.<br />

83 "General Assembly Resolution 40/61," (09.12.1985). http://daccess-ddsny.un.org/doc/RESOLUTION/GEN/NR0/477/68/IMG/NR047768.pdf?OpenElement.<br />

Emphasis added.<br />

20

Hooray! Your file is uploaded and ready to be published.

Saved successfully!

Ooh no, something went wrong!