US-Listed ETFs Sorted by Asset Class and Year-to-Date Return
US-Listed ETFs Sorted by Asset Class and Year-to-Date Return
US-Listed ETFs Sorted by Asset Class and Year-to-Date Return
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Average Annual Total <strong>Return</strong> Comparison (as of 3/31/11)<br />
RSP. Beating the cap out<br />
®<br />
of the cap-weighted S&P 500<br />
Index since<br />
April 2003.<br />
25%<br />
20%<br />
15%<br />
10%<br />
5%<br />
Rydex S&P 500 ® Equal Weight<br />
ETF (RSP) has outperformed the<br />
S&P 500 ® cap-weighted Index<br />
since its inception in April 2003.<br />
Should RSP be part of your<br />
clients’ well-allocated portfolio?<br />
Call 800.258.4332. Or visit<br />
www.rydex-sgi.com/equalweight<br />
0%<br />
1 <strong>Year</strong> 3 <strong>Year</strong>s 5 <strong>Year</strong>s<br />
Since Fund Inception<br />
4/24/03<br />
Rydex S&P 500 ® Equal Weight ETF (NAV)<br />
S&P 500 ® Equal Weight Index<br />
Rydex S&P 500 ® Equal Weight ETF (Market Close)<br />
S&P 500 ® Index<br />
Since Fund *Expense Inception<br />
1-<strong>Year</strong> 3-<strong>Year</strong> 5-<strong>Year</strong> Inception Ratio <strong>Date</strong><br />
Rydex S&P 500 ® Equal Weight ETF (NAV) 20.35% 7.36% 4.26% 10.56% 0.40% 4/24/03<br />
Rydex S&P 500 ® Equal Weight ETF (Market Close) 20.39% 7.14% 4.30% 10.56% 0.40% 4/24/03<br />
S&P 500 ® Equal Weight Index 20.98% 8.06% 5.00% 11.19% — —<br />
S&P 500 ® Index 17.31% 2.35% 2.62% 6.95% — —<br />
The intelligent pursuit of wealth.<br />
Performance displayed represents past performance which is not guarantee of future results. Investment return <strong>and</strong><br />
principal value will fluctuate so that when shares are redeemed, they may be worth more or less than original cost.<br />
<strong>Return</strong>s reflect the reinvestment of all dividends. Current performance may be lower or higher than the performance<br />
data quoted. For up-<strong>to</strong>-date fund performance, including performance current <strong>to</strong> the most recent month end, visit<br />
the Rydex|SGI web site at www.rydex-sgi.com. For additional information, see the fund’s prospectus. <strong>ETFs</strong> are subject<br />
<strong>to</strong> third party transaction fees/ commissions. Net asset value (NAV) is calculated <strong>by</strong> subtracting <strong>to</strong>tal liabilities from<br />
<strong>to</strong>tal assets, then dividing <strong>by</strong> the number of shares outst<strong>and</strong>ing. Market close is the last price at which shares are<br />
traded. Funds shares may trade at, above or below NAV.<br />
Rydex S&P 500 ® Equal Weight ETF seeks <strong>to</strong> replicate as closely as possible, before fees <strong>and</strong> expenses, the daily performance of the S&P 500 ® Equal Weight Index. S&P 500 ® Equal<br />
Weight Index is the equal-weight version of the S&P 500 ® Index. The index has the same constituents as the capitalization weighted S&P 500, ® but each company in the equal weight<br />
is allocated equally. Performance shown for the S&P 500 ® Index is for comparative purposes only. Each index is unmanaged <strong>and</strong> not available for direct investment. Index returns do<br />
not reflect any management fees, transaction costs or expenses.<br />
Rydex S&P Equal Weight ETF may not be suitable for all inves<strong>to</strong>rs. • The fund is subject <strong>to</strong> the risk that unanticipated early closings of securities exchanges <strong>and</strong> other financial<br />
markets may result in the fund’s inability <strong>to</strong> buy or sell securities or other financial instruments on that day. • In certain circumstances, it may be diffi cult for the fund <strong>to</strong> purchase<br />
<strong>and</strong> sell particular investments within a reasonable time at a fair price. • Investments in securities <strong>and</strong> derivatives, in general, are subject <strong>to</strong> market risks that may cause their prices<br />
<strong>to</strong> fluctuate over time. An investment in the fund may lose money. • Unlike many investment companies, the fund is not actively “managed.” This means that, based on market <strong>and</strong><br />
economic conditions, the fund’s performance could be lower than other types of funds that may actively shift their portfolio assets <strong>to</strong> take advantage of market opportunities or <strong>to</strong><br />
lessen the impact of a market decline.• Tracking error risk refers <strong>to</strong> the risk that the advisor may not be able <strong>to</strong> cause the fund’s performance <strong>to</strong> match or correlate <strong>to</strong> that of the<br />
fund’s underlying index, either on a daily or aggregate basis. Tracking error risk may cause the fund’s performance <strong>to</strong> be less than you expect. • Shares may trade below their net<br />
asset value (“NAV”). The NAV of shares will fluctuate with changes in the market value of the fund’s holdings. In addition, although the fund’s shares are currently listed on NYSE<br />
Arca, Inc. there can be no assurance that an active trading market for shares will develop or be maintained. • The fund is subject <strong>to</strong> the risk that large-capitalization s<strong>to</strong>cks may underperform<br />
other segments of the equity market or the equity market as a whole. See prospectus for more details.<br />
For more complete information regarding RydexShares, ® call 800.258.4332 or visit www.rydex-sgi.com for a prospectus <strong>and</strong> a summary prospectus (if<br />
available). Inves<strong>to</strong>rs should carefully consider the investment objectives, risks, charges <strong>and</strong> expenses of a fund before investing. The fund’s prospectus <strong>and</strong> its summary prospectus<br />
(if available) contain this <strong>and</strong> other information about the fund. Please read the prospectus <strong>and</strong> summary prospectus (if available) carefully before you invest or send<br />
money.<br />
“St<strong>and</strong>ard & Poor’s, ® ” “S&P, ® ” “S&P 500, ® ” “St<strong>and</strong>ard & Poor’s 500” <strong>and</strong> “500” are trademarks of St<strong>and</strong>ard & Poor’s Financial Services LLC, <strong>and</strong> have been licensed for use <strong>by</strong> Rydex|SGI <strong>and</strong> its affiliates.<br />
The product is not sponsored, endorsed, sold or promoted <strong>by</strong> St<strong>and</strong>ard & Poor’s, <strong>and</strong> St<strong>and</strong>ard & Poor’s makes no representation regarding the advisability of investing in the product.<br />
RydexShares ® are distributed <strong>by</strong> Rydex Distribu<strong>to</strong>rs, LLC (RDL). Security Inves<strong>to</strong>rs, LLC (SI) is a registered investment advisor, <strong>and</strong> does business as Security Global Inves<strong>to</strong>rs SM <strong>and</strong> Rydex Investments. SI <strong>and</strong><br />
RDL are affiliates <strong>and</strong> are subsidiaries of Security Benefit Corporation, which is wholly owned <strong>by</strong> Guggenheim SBC Holdings, LLC, a special purpose entity managed <strong>by</strong> an affiliate of Guggenheim Partners,<br />
LLC, a diversified financial services firm with more than $100 billion in assets under supervision. *The fund has adopted a distribution (12b-1) plan pursuant <strong>to</strong> which the fund may bear an annual<br />
12b-1 fee of up <strong>to</strong> 0.25%. However, no such fee is currently charged <strong>to</strong> the fund <strong>and</strong> no such fees will be charged prior <strong>to</strong> 3/01/2012.