The Syntax of Givenness Ivona Kucerová
The Syntax of Givenness Ivona Kucerová The Syntax of Givenness Ivona Kucerová
To summarize, we have seen that there are two different strategies to mark a syntactic element in Czech as given. (i) Either an element is in an appropriate configuration (given precedes new), or (ii) it is lexically marked as given. The appropriate configuration can be achieved either by base generation or by G-movement. The relevant environments we have discussed so far are summarized in (13). We have also seen that failing to be in an appropriate configuration is not necessarily a problem. The facts are more subtle, as we have seen in the coordination of adverbs. (13) Summary of environments in which a given element must precede a new element: a. finite clause (may involve cyclic G-movement) b. domain defined by verb movement (may involve local G-movement) c. coordination (no movement) The syntactic mechanisms introduced so far create the right partition when some G-movement takes place. It cannot, however, account for the word order constraint in coordination and it cannot account for the distributional pattern of pronominalized versus non-pronominalized elements because G-movement is the only mechanism that can improve a suboptimal structure. The question is whether we can do better. Let’s first see whether we can do better if we take into account current insights about the syntax of information structure. There are two main approaches to consider: cartographic approaches (Rizzi, 1997, 2004; Cinque, 2002; Belletti, 2004; Aboh, 2004, among others) and interface-driven approaches (Vallduví, 1992; Cinque, 1993; Reinhart, 1995; Erteschik- Shir, 1997; Zubizarreta, 1998; Arregui-Urbina, 2002; Szendrői, 2003, among others). 2 The cartographic approaches cannot deal with the Czech word order data. Such an approach would have problems with ordering within the given part (when should the order be preserved, when should it be reversed?), with ordering within a coordination (if feature checking can be done by Agree, why this option is not available for any given element?), and with the fact that not only given but sometimes also new elements (a finite verb) undergo movement. The interface-driven approaches (more precisely approaches which rely on the syntax-phonology interface) deal with the Czech data much better. For example, if we consider a rather abstract version of the nuclear stress rule, we might be able to account for most of the ordering patterns. But unfortunately, exactly the cases which cannot be captured by G-movement, such as ordering within a coordination and the difference between coordinated DPs and coordinated VPs, would be left aside as well. Furthermore, a phonology driven approach does not provide any insight for deriving the empirical generalization. I argue that the missing part in our understanding of givenness is the syntax-semantics interface. Even though many of the above mentioned authors are concerned with the semantic interpretation of givenness (or focus), the syntax-semantics interface is not understood as the key component. Instead, the syntactic component or the phonological component works in parallel to the semantics. I argue that we indeed do want to put the main burden 2 I do not comment here on optimality theory approaches (Choi, 1999; Downing et al., 2006; Zerbian, 2006, among others) and functionalist approaches (Sgall et al., 1986; Firbas, 1992, among others). 90
on the semantic component, more precisely on the semantics and the pragmatic component. Once we do this, we do not need to refer at all to information structure in syntax and/or in phonology. Notice that we have never defined what it means to be given in Czech. Following Schwarzschild (1999), I argue that a given element in Czech must have a salient antecedent. As we will see in section 4.5, however, this is not a sufficient condition for givenness in Czech. For an element to be given in Czech, the element must be existentially presupposed. (14) For α to be given, a. α must have a salient antecedent (cf. Schwarzschild 1999), and b. α must be presupposed. Consider now the following English example. The relevant utterance is the utterance in (15-c). As we can see in (16) the Czech counterpart of (15-c) is infelicitous, unless the string is reordered as in (16). The crucial question is why (16) is not well-formed. (15) a. Q: Any news about Mary or her sister? b. A: Not much. But I’ve heard that. . . c. the new president fell in love with Mary. (16) #Nový prezident se zamiloval do Marie. new president.Nom REFL loved into Marie.Gen ‘The new president fell in love with Marie.’ (17) Do Marii se zamiloval nový prezident. into Marie.Gen REFL loved new president.Nom ‘The new president fell in love with Mary.’ The answer to this question is in fact far from being trivial. We know that the utterance in (16) is syntactically well-formed. As the semantic interpretation is concerned, the utterance is well formed as well. There is no problem with interpreting the utterance irrespectively of whether or not Marie is presupposed. Furthermore, according to our informal definition of givenness in (14), if Marie is presupposed, Marie is given. To conclude, with our current system, there is no reason for Marie to G-move. We predict that the utterance in (16) should be well formed and felicitous, but this is incorrect. This is true in general: in the system in place there is no reason for an element to G-move. I argue that the problem lies in a peculiarity of Czech that is schematically captured in (18). Roughly, an element cannot be presupposed without structurally higher elements in the same domain being presupposed as well. (18) A peculiarity of Czech: Within a domain [ Dom Y . . . X], if X is presupposed, so is Y. With respect to the utterance in (16), there are two options that can arise. Either (i) Marie is presupposed, or (ii) Marie is not presupposed. Let’s evaluate these two options. (i) If Marie is presupposed, it follows from (18) that ‘new president’ must be presupposed as well. But 91
- Page 39 and 40: (70) a. #Žáky a učitelku to pře
- Page 41 and 42: Chapter 2 G-movement In chapter 1,
- Page 43 and 44: asic word order cases we expect wor
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- Page 47 and 48: . ?P DO vP subject vP v VP V VP IO
- Page 49 and 50: . vP subject vP v VP V ?P DO VP IO
- Page 51 and 52: . Marie [ vP včera dala [ V P rych
- Page 53 and 54: vP Marie vP yesterday vP gave VP qu
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- Page 57 and 58: poskytovat jídlo. provide food.Acc
- Page 59 and 60: a. X X X Z X X α b. X α X X X Z X
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- Page 63 and 64: 2.4 Summary In this chapter, I have
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- Page 69 and 70: e. vP subject vP DO vP v VP v V DO
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- Page 73 and 74: c. TP VP book give to-Peter t book
- Page 75 and 76: (20) a. Marie otevřela zase dveře
- Page 77 and 78: cause she was interrupted by her mo
- Page 79 and 80: . TP T-v-V vP Marie vP again vP t v
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- Page 95 and 96: a. What happens with all the money
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- Page 101 and 102: lexical head. In a way, we want the
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- Page 105 and 106: c. TP VP book give to-Peter t book
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- Page 113 and 114: Mary managed chair G to-burn d. G-o
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- Page 135 and 136: . Svoji kočku má ráda Marie. her
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- Page 139 and 140: Petr’s friends.Acc saw Marie.Nom
To summarize, we have seen that there are two different strategies to mark a syntactic<br />
element in Czech as given. (i) Either an element is in an appropriate configuration (given<br />
precedes new), or (ii) it is lexically marked as given. <strong>The</strong> appropriate configuration can<br />
be achieved either by base generation or by G-movement. <strong>The</strong> relevant environments we<br />
have discussed so far are summarized in (13). We have also seen that failing to be in an<br />
appropriate configuration is not necessarily a problem. <strong>The</strong> facts are more subtle, as we<br />
have seen in the coordination <strong>of</strong> adverbs.<br />
(13) Summary <strong>of</strong> environments in which a given element must precede a new element:<br />
a. finite clause (may involve cyclic G-movement)<br />
b. domain defined by verb movement (may involve local G-movement)<br />
c. coordination (no movement)<br />
<strong>The</strong> syntactic mechanisms introduced so far create the right partition when some G-movement<br />
takes place. It cannot, however, account for the word order constraint in coordination and it<br />
cannot account for the distributional pattern <strong>of</strong> pronominalized versus non-pronominalized<br />
elements because G-movement is the only mechanism that can improve a suboptimal structure.<br />
<strong>The</strong> question is whether we can do better.<br />
Let’s first see whether we can do better if we take into account current insights about the<br />
syntax <strong>of</strong> information structure. <strong>The</strong>re are two main approaches to consider: cartographic<br />
approaches (Rizzi, 1997, 2004; Cinque, 2002; Belletti, 2004; Aboh, 2004, among others)<br />
and interface-driven approaches (Vallduví, 1992; Cinque, 1993; Reinhart, 1995; Erteschik-<br />
Shir, 1997; Zubizarreta, 1998; Arregui-Urbina, 2002; Szendrői, 2003, among others). 2 <strong>The</strong><br />
cartographic approaches cannot deal with the Czech word order data. Such an approach<br />
would have problems with ordering within the given part (when should the order be preserved,<br />
when should it be reversed?), with ordering within a coordination (if feature checking<br />
can be done by Agree, why this option is not available for any given element?), and<br />
with the fact that not only given but sometimes also new elements (a finite verb) undergo<br />
movement. <strong>The</strong> interface-driven approaches (more precisely approaches which rely on the<br />
syntax-phonology interface) deal with the Czech data much better. For example, if we consider<br />
a rather abstract version <strong>of</strong> the nuclear stress rule, we might be able to account for<br />
most <strong>of</strong> the ordering patterns. But unfortunately, exactly the cases which cannot be captured<br />
by G-movement, such as ordering within a coordination and the difference between<br />
coordinated DPs and coordinated VPs, would be left aside as well. Furthermore, a phonology<br />
driven approach does not provide any insight for deriving the empirical generalization.<br />
I argue that the missing part in our understanding <strong>of</strong> givenness is the syntax-semantics<br />
interface. Even though many <strong>of</strong> the above mentioned authors are concerned with the semantic<br />
interpretation <strong>of</strong> givenness (or focus), the syntax-semantics interface is not understood<br />
as the key component. Instead, the syntactic component or the phonological component<br />
works in parallel to the semantics. I argue that we indeed do want to put the main burden<br />
2 I do not comment here on optimality theory approaches (Choi, 1999; Downing et al., 2006; Zerbian,<br />
2006, among others) and functionalist approaches (Sgall et al., 1986; Firbas, 1992, among others).<br />
90