The Syntax of Givenness Ivona Kucerová

The Syntax of Givenness Ivona Kucerová The Syntax of Givenness Ivona Kucerová

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(19) a. What happened? b. Přijel vlak. arrived train ‘A train arrived.’ (20) a. What happened to the train? b. Vlak || přijel. train arrived ‘The train arrived.’ This is basically the story. 14 There are still many questions that need to be addressed – and I will address them in the coming sections and chapters – but the core of the argument is as simple as this: If a given element α G is asymmetrically c-commanded by a non-G element, α G needs to move. If there is no offending c-command relation, G-movement does not take place. Before I approach developing the syntactic system in more detail, I want to shortly address what I mean by given. In the literature on information structure it is agreed, at least since Halliday (1967), that an utterance may be divided into two parts, one of which is more established in the discourse (common ground, context. . . ) than the other. While the terminology and the actual approaches vary widely (see for example Kruijff-Korbayová and Steedman (2003) for a recent overview), there is a strong intuition that the two parts are complementary to each other. Thus, it is a reasonable assumption that a grammar might refer only to one of the parts. The question then is which part is relevant. The approach I take here is based on the idea that the part encoded in the grammar is the given part (on given/new or given/focus scale). For arguments for this type of approach see, for instance, Williams (1997); Schwarzschild (1999); Krifka (2001); Sauerland (2005); Reinhart (2006). As to the question of how exactly given is defined for now I will adopt Schwarzschild’s definition of givenness, stated in (21). The definition is based on the observation that for element α to be given, which in English roughly corresponds to being deaccented, α must be entailed by the previous discourse and α must have a salient antecedent. Since entailment refers to proposition, the definition ensures that entailment can be stated for any α (not only propositional but also referential and predicational), (21-b). (21) Definition of Given (modified from Schwarzschild 1999, p. 151, (25)) α is interpreted as Given in an utterance U iff there is a salient antecedent A such that a. α and A corefer; or 14 There is one crucial piece missing: dependence of G-movement on head movement. I will discuss this property in section 1.3 and 2.3. 16

. A entails (α,U) where (α,U) is an utterance derived by replacing all maximal constituents of U (except for α) by variables existentially quantified over. Any other element is a non-G element. The definition will be more than sufficient for the discussion of the syntax of givenness in chapters 1–3. We will see, however, in chapter 4 that the proposed syntactic mechanism covers only a subset of the relevant cases. For the rest of the Czech empirical pattern we will need to combine the syntactic system with a semantic one. In chapter 4 we will also see that the Schwarzschild definition is too weak for the Czech facts. But all this must wait. Let’s concentrate on the syntax first. 1.2 Basic word order and Focus projection This section shows that only basic word orders are compatible with multiple interpretations. In order to account for this fact, I will argue that the lack of ambiguity for derived orders follows from G-movement being a last resort operation. If a structure is such that there is no new (non-G) element asymmetrically c-commanding given α G , no G-movement is expected. The core idea that I will introduce in this section is that while a structure without any instance of G-movement may be compatible with several interpretations, G-movement always disambiguates. So far I have not established how we define the basic word order. I propose, following Veselovská (1995); Junghanns and Zybatow (1997); Lavine and Freidin (2002); Bailyn (2003), among others, that the basic word order in Czech is the all-new word order. This means that the basic word order is an order that can be used as a felicitous answer to the question What happened?. 15 An example of such an order is given in (22). Notice also that binding, which is sometimes used for determining basic word order, cannot be used as a diagnostic for Czech. The reason is that Slavic languages have A-movement scrambling that can change the basic word order and create new binding configurations. I will comment on binding properties of G-movement in appendix A. (22) Basic word order: A: What happened at the party? B 1 : [Marie dala Pavlovi facku] New . Marie.Nom gave Pavel.Dat slap.Acc B 2 : #Marie dala facku Pavlovi. Marie.Nom gave slap.Acc Pavel.Dat B 3 : #Pavlovi dala Marie facku. Pavel.Dat gave Marie.Nom slap.Acc B 4 : #Facku dala Marie Pavlovi. slap.Acc gave Marie.Nom Pavel.Dat ‘Marie slapped Pavel. [literary: Marie gave Pavel a slap.]’ 15 The cited authors address only Slavic languages, more precisely Czech, Ukrainian, and Russian. 17

. A entails (α,U) where (α,U) is an utterance derived by replacing all maximal<br />

constituents <strong>of</strong> U (except for α) by variables existentially quantified over.<br />

Any other element is a non-G element.<br />

<strong>The</strong> definition will be more than sufficient for the discussion <strong>of</strong> the syntax <strong>of</strong> givenness in<br />

chapters 1–3. We will see, however, in chapter 4 that the proposed syntactic mechanism<br />

covers only a subset <strong>of</strong> the relevant cases. For the rest <strong>of</strong> the Czech empirical pattern we<br />

will need to combine the syntactic system with a semantic one. In chapter 4 we will also<br />

see that the Schwarzschild definition is too weak for the Czech facts. But all this must wait.<br />

Let’s concentrate on the syntax first.<br />

1.2 Basic word order and Focus projection<br />

This section shows that only basic word orders are compatible with multiple interpretations.<br />

In order to account for this fact, I will argue that the lack <strong>of</strong> ambiguity for derived orders<br />

follows from G-movement being a last resort operation. If a structure is such that there<br />

is no new (non-G) element asymmetrically c-commanding given α G , no G-movement is<br />

expected. <strong>The</strong> core idea that I will introduce in this section is that while a structure without<br />

any instance <strong>of</strong> G-movement may be compatible with several interpretations, G-movement<br />

always disambiguates.<br />

So far I have not established how we define the basic word order. I propose, following<br />

Veselovská (1995); Junghanns and Zybatow (1997); Lavine and Freidin (2002); Bailyn<br />

(2003), among others, that the basic word order in Czech is the all-new word order. This<br />

means that the basic word order is an order that can be used as a felicitous answer to the<br />

question What happened?. 15 An example <strong>of</strong> such an order is given in (22). Notice also that<br />

binding, which is sometimes used for determining basic word order, cannot be used as a<br />

diagnostic for Czech. <strong>The</strong> reason is that Slavic languages have A-movement scrambling<br />

that can change the basic word order and create new binding configurations. I will comment<br />

on binding properties <strong>of</strong> G-movement in appendix A.<br />

(22) Basic word order:<br />

A: What happened at the party?<br />

B 1 : [Marie dala Pavlovi facku] New .<br />

Marie.Nom gave Pavel.Dat slap.Acc<br />

B 2 : #Marie dala facku Pavlovi.<br />

Marie.Nom gave slap.Acc Pavel.Dat<br />

B 3 : #Pavlovi dala Marie facku.<br />

Pavel.Dat gave Marie.Nom slap.Acc<br />

B 4 : #Facku dala Marie Pavlovi.<br />

slap.Acc gave Marie.Nom Pavel.Dat<br />

‘Marie slapped Pavel. [literary: Marie gave Pavel a slap.]’<br />

15 <strong>The</strong> cited authors address only Slavic languages, more precisely Czech, Ukrainian, and Russian.<br />

17

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