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FAR FROM EVERY STRIFE:<br />

KEPLER’S SEARCH FOR HARMONY IN AN AGE OF DISCORD<br />

Aviva Tova Rothman<br />

A DISSERTATION<br />

PRESENTED TO THE FACULTY<br />

OF PRINCETON UNIVERSITY<br />

IN CANDIDACY FOR THE DEGREE<br />

OF DOCTOR OF PHILOSOPHY<br />

RECOMMENDED FOR ACCEPTANCE<br />

BY THE DEPARTMENT OF HISTORY<br />

Adviser: Anthony Graf<strong>to</strong>n<br />

January 2012


© Copyright by Aviva Tova Rothman, 2011. All rights reserved.


Abstract<br />

This dissert<strong>at</strong>ion focuses on Johannes Kepler‘s all-encompassing notion of harmony. By<br />

exploring Kepler‘s place within different kinds of communities—astronomical, religious, and<br />

political—it highlights his efforts both <strong>to</strong> reveal the harmony in n<strong>at</strong>ure and <strong>to</strong> work <strong>to</strong>ward a<br />

worldly harmony th<strong>at</strong> might follow from it. The project situ<strong>at</strong>es Kepler alongside the varying<br />

ways <strong>to</strong> imagine community in early modern Europe, from religious u<strong>to</strong>pianism <strong>to</strong> irenicism, and<br />

from the scholarly Republic of Letters <strong>to</strong> the nascent scientific society. In so doing, it not only<br />

illumin<strong>at</strong>es Kepler‘s larger context and goals, but also the broad rel<strong>at</strong>ionship between science,<br />

religion, and politics in the sixteenth and seventeenth centuries.<br />

Chapter 1 focuses on Kepler‘s conception of himself as a Lutheran and his rel<strong>at</strong>ionship <strong>to</strong><br />

the Lutheran Church, from his days as a student <strong>at</strong> Tübingen <strong>University</strong> <strong>to</strong> the final st<strong>at</strong>ement of<br />

his excommunic<strong>at</strong>ion in 1619. In particular, I trace Kepler‘s rel<strong>at</strong>ionship with M<strong>at</strong>thias<br />

Hafenreffer, the theology professor who loved Kepler dearly, but who eventually fully concurred<br />

with those who sought <strong>to</strong> excommunic<strong>at</strong>e him. This rel<strong>at</strong>ionship, I argue, illumin<strong>at</strong>es not only<br />

Kepler‘s own conception of the church and his place within it, but also larger sixteenth- and<br />

seventeenth-century deb<strong>at</strong>es about the proper rel<strong>at</strong>ionship between science and religion, the<br />

n<strong>at</strong>ure and scope of the church, and the appropri<strong>at</strong>e disciplinary divisions between m<strong>at</strong>hem<strong>at</strong>ics,<br />

n<strong>at</strong>ural philosophy, and theology.<br />

Chapter 2 considers Kepler‘s rel<strong>at</strong>ionship with the C<strong>at</strong>holic Church, a church which<br />

many of his fellow Lutherans saw as a direct embodiment of the Antichrist. I focus specifically<br />

on Kepler‘s rel<strong>at</strong>ionship with his p<strong>at</strong>ron, Herwart von Hohenburg, with Jesuit Paul Guldin, and<br />

with the larger Jesuit Order. These rel<strong>at</strong>ionships, I argue, highlight Kepler‘s unique approach <strong>to</strong><br />

religious community and his hopes for the future of the church, unders<strong>to</strong>od in very broad terms.<br />

iii


At the same time, they broaden our understanding of the multi-faceted rel<strong>at</strong>ionship between<br />

Kepler‘s astronomical and religious pursuits.<br />

Chapter 3 explores Kepler‘s <strong>at</strong>tempt <strong>to</strong> construct a community of Copernicans, through a<br />

focus on the rel<strong>at</strong>ionship of Kepler and Galileo from 1597 <strong>to</strong> 1610. I highlight in particular<br />

Kepler's use of various rhe<strong>to</strong>rical techniques in his Copernican campaign, and argue th<strong>at</strong> Kepler<br />

conceived his efforts <strong>to</strong>ward a Copernican community in distinctly religious terms. At the same<br />

time, Kepler tried <strong>to</strong> model th<strong>at</strong> community on the ideals of the Republic of Letters, and in so<br />

doing he articul<strong>at</strong>ed a notion of the ideal man of science th<strong>at</strong> differed from th<strong>at</strong> of Galileo and<br />

others.<br />

Chapter 4 further explores Kepler‘s efforts <strong>to</strong> cre<strong>at</strong>e a community of Copernicans by<br />

focusing on the changing target audience of his Epi<strong>to</strong>me of Copernican Astronomy. Though<br />

initially framed as a textbook for schoolchildren, Kepler eventually came <strong>to</strong> describe the Epi<strong>to</strong>me<br />

as a book specifically intended for expert or powerful readers. This change, I argue, was<br />

impelled specifically by two events which occurred in the middle of the printing—the banning of<br />

the first three books of the Epi<strong>to</strong>me and the start of the Thirty Years‘ War. Kepler‘s changing<br />

<strong>at</strong>titude <strong>to</strong>ward the Epi<strong>to</strong>me, I contend, sheds further light on his understanding of wh<strong>at</strong> it meant<br />

<strong>to</strong> be a Copernican, and on how Copernicans might best seek <strong>to</strong> enlarge their communal ranks.<br />

Chapter 5 turns <strong>to</strong> Kepler‘s conception of politics. I first focus Kepler‘s understanding of<br />

the political resonances of astrology and argue th<strong>at</strong> Kepler drew much from the ideas of the neo-<br />

Tacitists, who emphasized political experience and personal discretion. I then consider Kepler‘s<br />

discussions of political harmony in his Harmonice Mundi, focusing in particular on the ―political<br />

digression‖ <strong>at</strong> the center of the book. Kepler, I argue, believed th<strong>at</strong> the m<strong>at</strong>hem<strong>at</strong>ical harmony<br />

of n<strong>at</strong>ure could, and should, provide a general blueprint for political harmony. At the same time,<br />

iv


he emphasized the subjective n<strong>at</strong>ure of politics, a field <strong>to</strong>o complex and subjective <strong>to</strong> be<br />

grounded directly on the certain truths of geometry.<br />

Chapter 6 offers an account of Kepler‘s evolving approach <strong>to</strong> the reform of the Julian<br />

calendar. I focus in particular on an unpublished dialogue Kepler wrote in 1604 which proposed<br />

not the adoption of the Gregorian calendar, but r<strong>at</strong>her a differently reformed Julian calendar. I<br />

argue th<strong>at</strong> Kepler used the issue of calendar reform both <strong>to</strong> suggest the manner in which the<br />

divided church could be reunited, and also <strong>to</strong> offer a specific model for a churchly harmony th<strong>at</strong><br />

embraced diversity. He also used the issue of calendar reform <strong>to</strong> articul<strong>at</strong>e his conception of the<br />

proper political and social role of the m<strong>at</strong>hem<strong>at</strong>ician, portraying him as an ideal media<strong>to</strong>r of the<br />

controversies which led <strong>to</strong> disharmony in church and st<strong>at</strong>e.<br />

v


Table of Contents<br />

Abstract ......................................................................................................................................... iii<br />

Acknowledgements ..................................................................................................................... vii<br />

Introduction: “Far <strong>From</strong> Every Strife” ...................................................................................... 1<br />

Chapter 1: “M<strong>at</strong>ters of Conscience”: Kepler and the Lutheran Church .............................. 24<br />

Chapter 2: “Of God and His Community”: Kepler and the C<strong>at</strong>holic Church ..................... 91<br />

Chapter 3: “An Ally in the Search for Truth”: Kepler and Galileo .................................... 146<br />

Chapter 4: “Your Copernican Book”: The Targets of Kepler’s Epi<strong>to</strong>me .......................... 196<br />

Chapter 5: A “Political Digression”: Kepler and the Politics of Harmony ......................... 244<br />

Chapter 6: “The Christian Resolution of the Calendar”: Kepler and Calendar Reform 297<br />

Bibliography .............................................................................................................................. 354<br />

vi


Acknowledgements<br />

My gre<strong>at</strong>est thanks go <strong>to</strong> my advisor, Anthony Graf<strong>to</strong>n. He encouraged my interest in<br />

Kepler from the start, willingly shared his time, knowledge, encouragement, and advice, and<br />

taught me not only a gre<strong>at</strong> deal about Kepler and the process of dissert<strong>at</strong>ion writing, but also<br />

about wh<strong>at</strong> it really means <strong>to</strong> be a his<strong>to</strong>rian and a humanist.<br />

I have also been extremely lucky <strong>to</strong> have three readers who have each contributed gre<strong>at</strong>ly<br />

<strong>to</strong> my intellectual development. M<strong>at</strong>thew Jones was the very first <strong>to</strong> introduce me <strong>to</strong> the<br />

discipline of his<strong>to</strong>ry of science, with an undergradu<strong>at</strong>e lecture course on the Scientific<br />

Revolution. He encouraged my new-found interest over ten years ago and has continued <strong>to</strong> read<br />

and support my work in the years since. Eileen Reeves has read drafts of all of my chapters<br />

throughout my six years <strong>at</strong> Prince<strong>to</strong>n, and has always offered insightful suggestions and fresh<br />

perspectives which have gre<strong>at</strong>ly benefited this dissert<strong>at</strong>ion. When I served as his precep<strong>to</strong>r, Yair<br />

Mintkzer both guided me through the process of undergradu<strong>at</strong>e teaching and provided me with<br />

an example <strong>to</strong> which I can only aspire.<br />

Michael Mahoney was a wonderful teacher and men<strong>to</strong>r, who provided me with a gre<strong>at</strong><br />

deal of support and guidance during my first years <strong>at</strong> Prince<strong>to</strong>n. He read some of my first work<br />

on this dissert<strong>at</strong>ion, and his vision lies <strong>at</strong> the heart of the finished product in many ways. The<br />

members of Prince<strong>to</strong>n‘s His<strong>to</strong>ry of Science Program have also shaped this dissert<strong>at</strong>ion from the<br />

prospectus through the various chapter drafts, with the many helpful comments and suggestions<br />

they‘ve provided <strong>at</strong> each step of the way. In particular, I‘d like <strong>to</strong> thank Daniel Garber, who<br />

helped me pursue my interest in science and religion even before I began this project, and who<br />

helped steer the project itself in always better directions. The comments of James Byrne, Nick<br />

Popper, Renee Raphael, and Jeff Schwegman have all enriched this dissert<strong>at</strong>ion in important<br />

vii


ways. C<strong>at</strong>herine Abou-Nemeh has been there with me from start <strong>to</strong> finish, and my time <strong>at</strong><br />

Prince<strong>to</strong>n was gre<strong>at</strong>ly enhanced by her support, ideas, and friendship. Margaret Schotte has also<br />

been both friend and insightful reader, and it has been wonderful having someone with whom <strong>to</strong><br />

share the ups and downs of both dissert<strong>at</strong>ion-writing and motherhood.<br />

P<strong>at</strong>rick Boner, fellow Kepler disciple, has shared with me his knowledge, guidance, and<br />

support. Our Kepler ―road trip‖ through southern Germany will always be one of the highlights<br />

of my time as a gradu<strong>at</strong>e student. Daniel Di Liscia welcomed me in<strong>to</strong> the archives of the Kepler<br />

Kommission in Munich, and I am gr<strong>at</strong>eful both for his expert advice and his kindness.<br />

This dissert<strong>at</strong>ion has also benefited from the comments and questions of the participants<br />

<strong>at</strong> various conferences in which I presented early versions of some of my arguments, among<br />

them the His<strong>to</strong>ry of Science Society‘s annual conferences, the Three Societies conference, the<br />

annual Harvard-Prince<strong>to</strong>n Gradu<strong>at</strong>e Conference in Early Modern His<strong>to</strong>ry, and a 2009 conference<br />

<strong>at</strong> Johns Hopkins <strong>University</strong> entitled ―Cosmological Continuity and the Conception of Modern<br />

Science.‖ Finally, sections of this dissert<strong>at</strong>ion have been previously published in both the<br />

Journal for the His<strong>to</strong>ry of Astronomy (40.4, 2009) and Change and Continuity in Early Modern<br />

Cosmology, ed. P<strong>at</strong>rick J. Boner, Archimedes Series, 27 (Springer, 2011).<br />

My parents have always allowed me <strong>to</strong> pursue my own p<strong>at</strong>h and have supported me along<br />

the way. They have shared with me not only their love but also the integrity and selflessness th<strong>at</strong><br />

imbues everything they do; I hope <strong>to</strong> try and follow their examples as I raise my own child over<br />

the coming years.<br />

I have asked myself numerous times over the past ten years how I came <strong>to</strong> deserve a<br />

husband like Elliot Gardner. His love, his friendship, his support, and his devotion <strong>to</strong> our son<br />

Jack have all been unwavering and unparalleled. I dedic<strong>at</strong>e this dissert<strong>at</strong>ion <strong>to</strong> him.<br />

viii


Introduction:<br />

“Far <strong>From</strong> Every Strife”<br />

In a letter of 1610 <strong>to</strong> an anonymous recipient, Johannes Kepler (1571-1630) encapsul<strong>at</strong>ed<br />

his vision of his work and his hopes for the future. He wrote,<br />

If it has pleased the mind <strong>to</strong> contempl<strong>at</strong>e wh<strong>at</strong> God makes, it should also please it <strong>to</strong> do<br />

wh<strong>at</strong> th<strong>at</strong> same God instructs. As soon as this is achieved by all, then there will be<br />

nothing more for humankind <strong>to</strong> desire than for everyone throughout the whole world <strong>to</strong><br />

inhabit one city, and in turn <strong>to</strong> delight in one another, far from every strife, as we hope<br />

will be the case in the future. 1<br />

Kepler believed th<strong>at</strong> the study of the heavens would reveal clear guidelines for proper behavior<br />

on earth. In a war-<strong>to</strong>rn Europe, he hoped th<strong>at</strong> in explic<strong>at</strong>ing the harmonious vision behind God‘s<br />

cre<strong>at</strong>ion, he might point the way <strong>to</strong>ward harmony of church and st<strong>at</strong>e. If people truly recognized<br />

the p<strong>at</strong>terns of harmony th<strong>at</strong> God had imprinted throughout the cosmos, Kepler believed, they<br />

would finally resolve their differences and live <strong>to</strong>gether in peace, ―far from every strife.‖ The<br />

divisions of confession, of political allegiance, and of competing philosophical worldviews<br />

would melt away, in this u<strong>to</strong>pian image, in favor of one large world community whose shared<br />

values stemmed directly from the divine archetypal harmony. This dissert<strong>at</strong>ion explores<br />

Kepler‘s efforts both <strong>to</strong> reveal th<strong>at</strong> harmony in n<strong>at</strong>ure and <strong>to</strong> work <strong>to</strong>ward a worldly harmony<br />

th<strong>at</strong> might follow from it.<br />

There are not many biographies of Kepler available, and none th<strong>at</strong> rivals the masterful<br />

effort of Max Caspar in 1948. This is in part because, like th<strong>at</strong> of Leibniz, Kepler‘s corpus is<br />

vast and its complexity daunting. Kepler wrote on an extensive array of subjects ranging from<br />

1 Kepler Gesammelte Werke [here<strong>to</strong>fore KGW], eds. Max Caspar et al. (Munich: C.H. Beck,<br />

1937-), 16:600: ―Si collibuit animo, quae Deus facit, contemplari, collibuit et quae idem Deus<br />

praecepit facere: quod unum si ab omnibus tam posset impetrari, quam tu ultro praestas: nihil<br />

magis humano generi fuerit optandum, quam ut omnes per <strong>to</strong>tum terrarum orbem, unam urbem<br />

inhabitarent, invicemque etiam in hoc seculo sic fruerentur omni lite remota, uti futurum<br />

speramus in futuro.‖<br />

1


astronomy and astrology <strong>to</strong> optics and m<strong>at</strong>hem<strong>at</strong>ics and from theology and politics <strong>to</strong> music and<br />

chronology. He also exchanged letters with a large range of correspondents throughout Europe<br />

over the course of his lifetime. The critical edition of his collected works, begun by Caspar and<br />

others in the Bavarian Academy of Sciences in 1935, numbers twenty-two enormous volumes,<br />

including six volumes of correspondence. ―Those macaronic monuments, half L<strong>at</strong>in and half<br />

German, half m<strong>at</strong>hem<strong>at</strong>ical and half unintelligible, <strong>to</strong> the folly and grandeur of the German<br />

baroque mind,‖ 2 have proved daunting <strong>to</strong> even the most diligent of readers. Likewise, Kepler<br />

himself seemed <strong>to</strong> straddle so many divides th<strong>at</strong> it has been difficult even <strong>to</strong> place him in a<br />

particular communal context. A committed Lutheran excommunic<strong>at</strong>ed from his own Church, a<br />

friend <strong>to</strong> C<strong>at</strong>holics and Calvinists alike, a layman who called himself a ―priest of God,‖ a<br />

Copernican in a world of where P<strong>to</strong>lemy still reigned, an astronomer who spoke about physical<br />

causes, a teacher who both disdained the masses and strove <strong>to</strong> convert them <strong>to</strong> his worldview, a<br />

consumm<strong>at</strong>e politician and a neutral media<strong>to</strong>r, a man who argued <strong>at</strong> the same time for the<br />

superiority of one truth and for the need for many truths <strong>to</strong> coexist—Kepler does not fit easily<br />

in<strong>to</strong> any box we might construct for him.<br />

Though no recent scholar has <strong>at</strong>tempted <strong>to</strong> tackle Kepler‘s oeuvre as a whole, there have<br />

been a number of recent studies on Kepler th<strong>at</strong> have gre<strong>at</strong>ly enriched our picture of his life and<br />

work, along with a number of recent transl<strong>at</strong>ions th<strong>at</strong> have made his books accessible <strong>to</strong> a much<br />

broader audience. 3<br />

Still, there are areas th<strong>at</strong> have been remarkably understudied, particularly<br />

given their centrality <strong>to</strong> Kepler‘s larger project. One such area is Kepler‘s theology. The best<br />

book on the subject is still Jürgen Hübner‘s Die Theologie Johannes Keplers zwischen<br />

2 Anthony Graf<strong>to</strong>n, ―Kepler as Reader,‖ Journal of the His<strong>to</strong>ry of Ideas 53.4 (1992): 561-572, <strong>at</strong><br />

563.<br />

3 For a summary of this work, see Owen Gingerich, ―Kepler Then and Now,‖ Perspectives on<br />

Science 10.2 (2002): 228-240.<br />

2


Orthodoxie und N<strong>at</strong>urwissenschaft of 1975. Charlotte Methuen‘s study of Kepler‘s years in<br />

Tübingen offers us a window in<strong>to</strong> Kepler‘s early years and theological educ<strong>at</strong>ion, 4 and Peter<br />

Barker‘s articles have helpfully focused our <strong>at</strong>tention on the importance of the Lutheran tradition<br />

<strong>to</strong> Kepler‘s worldview. 5<br />

Yet given the extent <strong>to</strong> which Kepler pursued questions of theology and<br />

the degree <strong>to</strong> which theological disputes affected his own personal life, much work remains <strong>to</strong> be<br />

done, and this dissert<strong>at</strong>ion hopes <strong>to</strong> contribute <strong>to</strong> th<strong>at</strong> larger effort. In particular, aside from<br />

Caspar and Hübner, few scholars have focused on Kepler‘s efforts <strong>to</strong>ward churchly reunific<strong>at</strong>ion,<br />

of central importance <strong>to</strong> him throughout his life. 6<br />

Second, Kepler‘s political role has received<br />

remarkably little <strong>at</strong>tention, particularly in light of the eleven years he spent in Prague as Imperial<br />

m<strong>at</strong>hem<strong>at</strong>ician, while the explicit political discussion he included in his Harmonice Mundi has<br />

received next <strong>to</strong> none. 7<br />

The study of Kepler‘s political role in this dissert<strong>at</strong>ion is consequently<br />

intended both <strong>to</strong> highlight some of the meanings th<strong>at</strong> politics held for Kepler, while underscoring<br />

<strong>at</strong> the same time how much remains <strong>to</strong> be done. Finally, though Kepler‘s Copernican<br />

arguments—particularly in their physical and m<strong>at</strong>hem<strong>at</strong>ical formul<strong>at</strong>ions—have received<br />

extended analysis, his broader Copernican campaign has only recently begun <strong>to</strong> receive sustained<br />

4 Charlotte Methuen, Kepler's Tübingen: Stimulus <strong>to</strong> a Theological M<strong>at</strong>hem<strong>at</strong>ic (Aldershot:<br />

Ashg<strong>at</strong>e,1998).<br />

5 See, for example, Peter Barker, ―The Role of Religion in the Lutheran Response <strong>to</strong><br />

Copernicus,‖ in Margaret Osler, Rethinking the Scientific Revolution (Cambridge: Cambridge<br />

<strong>University</strong> Press, 2000) and Peter Barker and Bernard R. Goldstein, ―Theological Found<strong>at</strong>ions of<br />

Kepler's Astronomy,‖ Osiris 16: Science in Theistic Contexts: Cognitive Dimensions (2001): 88-<br />

113.<br />

6 A noteworthy exception here is Maximilian Lanzinner, ―Johannes Kepler: A Man without<br />

<strong>Confession</strong> in the Age of <strong>Confession</strong>aliz<strong>at</strong>ion?‖ Central European His<strong>to</strong>ry. 36.4 (2003): 531-<br />

545.<br />

7 Notable exceptions once again are Barbara Bauer, ―Die Rolle des Hofastrologen und<br />

Hofm<strong>at</strong>hem<strong>at</strong>icus als fürstlicher Ber<strong>at</strong>er,‖ in Hoefischer Humanismus, ed. A. Buck (Weinheim:<br />

VCH, 1989), pp. 93-117 and August Nitschke, ―Keplers Sta<strong>at</strong>s- und Rechtslehre,‖in<br />

Intern<strong>at</strong>ionales Kepler-Symposium, Band I, Weil der Stadt, 1971, (Hildesheim: HA Gerstenberg,<br />

1973): 409-424.<br />

3


<strong>at</strong>tention. 8<br />

And his Epi<strong>to</strong>me of Copernican Astronomy, in particular, has rarely been studied <strong>at</strong><br />

all. 9<br />

This dissert<strong>at</strong>ion hopes <strong>to</strong> fill some of those lacunae, while offering a more unified<br />

picture of Kepler‘s larger project of harmony—a project which I argue he pursued consistently<br />

throughout his lifetime. Still, I do not intend <strong>to</strong> offer a comprehensive intellectual biography of<br />

Kepler, nor will I focus on the technical details of his work, which have thus far received the<br />

most scholarly <strong>at</strong>tention. R<strong>at</strong>her, I focus on Kepler‘s own conception of different sorts of<br />

communities. I consider both the ways th<strong>at</strong> Kepler sought <strong>to</strong> belong <strong>to</strong> existing communities—<br />

and <strong>to</strong> reshape them in<strong>to</strong> his ideal image—and the visions th<strong>at</strong> he put forward of new ideal<br />

communities. In crafting these communal visions, moreover, Kepler <strong>at</strong> the same time articul<strong>at</strong>ed<br />

his conception of his own identity within them. This dissert<strong>at</strong>ion, then, is in many ways a<br />

simultaneous study of Kepler‘s efforts <strong>at</strong> self- and community-fashioning. 10<br />

Those efforts, as we<br />

shall see, were often far from successful. Though Kepler aimed for a world ―far from every<br />

strife,‖ his own life was indelibly colored by conflict and opposition on both a personal and a<br />

8 Noteworthy here are James Voelkel‘s account of Kepler‘s persuasive tactics in his The<br />

Composition of Kepler‘s Astronomia Nova (Prince<strong>to</strong>n: Prince<strong>to</strong>n <strong>University</strong> Press, 2001), P<strong>at</strong>rick<br />

Boner‘s article on ―Kepler‘s Copernican Campaign and the New Star of 1604,‖ in Change and<br />

Continuity in Early Modern Cosmology, ed. P<strong>at</strong>rick J. Boner, Archimedes Vol. 27 (Dordrecht:<br />

Springer, 2010): 93-114, and the newly released book by Robert Westman on the larger<br />

Copernican Question (Berkeley: The <strong>University</strong> of California Press, 2011).<br />

9 Bruce Stephenson considers the physical theories of the Epi<strong>to</strong>me in Kepler‘s Physical<br />

Astronomy (Prince<strong>to</strong>n: Prince<strong>to</strong>n <strong>University</strong> Press, 1994), and Isabelle Pantin focuses primarily<br />

on the text‘s images in ―Kepler‘s Epi<strong>to</strong>me: New Images for an Innov<strong>at</strong>ive Book,‖ Transmitting<br />

Knowledge: Words, Images, and Instruments in Early Modern Europe, eds. Sachiko Kusukawa<br />

and Ian Maclean (Oxford: Oxford <strong>University</strong> Press, 2006): 217-237.<br />

10 On self-fashioning, see Stephen Greenbl<strong>at</strong>t, Renaissance Self-Fashioning: from More <strong>to</strong><br />

Shakespeare (Chicago: <strong>University</strong> of Chicago Press, 2005). See also Lisa Jardine, Erasmus,<br />

Man of Letters: The Construction of Charisma in Print (Prince<strong>to</strong>n: Prince<strong>to</strong>n <strong>University</strong> Press,<br />

1994) and Mario Biagioli, Galileo, Courtier: The Practice of Science in the Culture of<br />

Absolutism (Chicago, <strong>University</strong> of Chicago Press, 1994).<br />

4


communal level. I focus as well on this discrepancy, between Kepler‘s vision of an ideal world<br />

and the real world th<strong>at</strong> so harshly contradicted th<strong>at</strong> vision.<br />

Of course, the term ―community‖ itself, as Peter Burke has noted, is ―<strong>at</strong> once an<br />

indispensable…and a dangerous one.‖ 11<br />

Kepler himself more often used terms of either<br />

friendship or familial ties, of amicitia or fr<strong>at</strong>ernitas. He spoke this way <strong>to</strong>o of his rel<strong>at</strong>ionship <strong>to</strong><br />

Germany, which he called his v<strong>at</strong>erland. While the term ―harmony‖ could mean many things <strong>to</strong><br />

him, he frequently used it as a substitute for an idealized conception of community, and thus<br />

spoke of his desire <strong>to</strong> cre<strong>at</strong>e a harmonia Ecclesiae in the sense of a new and unified churchly<br />

community. Likewise, he referred <strong>to</strong> the general ―public‖ he hoped <strong>to</strong> reach, and in particular <strong>to</strong><br />

the bonum publicum, the public good. The idea of ―community‖ usefully encompasses all of<br />

these formul<strong>at</strong>ions, particularly given the rich his<strong>to</strong>rical liter<strong>at</strong>ure on the term th<strong>at</strong> helps <strong>to</strong> situ<strong>at</strong>e<br />

Kepler‘s own efforts. David Seabean has emphasized the messiness of early modern communal<br />

definition, and the continual negoti<strong>at</strong>ion between conflict and coherence by which such<br />

communities were constituted. 12<br />

For Kepler, <strong>to</strong>o, wh<strong>at</strong> it really meant <strong>to</strong> be part of a<br />

community—particularly of a religious community—was a contentious m<strong>at</strong>ter, one which he and<br />

M<strong>at</strong>thias Hafenreffer, his theology professor, deb<strong>at</strong>ed <strong>at</strong> length in their letters.<br />

Likewise, the nineteenth-century German sociologist Georg Simmel has argued th<strong>at</strong><br />

communities are best unders<strong>to</strong>od as ―overlapping entities or circles th<strong>at</strong> meet one another <strong>at</strong><br />

points of common interest, dispute, or compromise.‖ 13<br />

It is <strong>at</strong> those moments of intersection, he<br />

11 Peter Burke, Languages and Communities in Early Modern Europe (Cambridge: Cambridge<br />

<strong>University</strong> Press, 2004), 5.<br />

12 David Sabean, Power in the Blood: Popular Culture and Village Discourse in Early Modern<br />

Germany (Cambridge: Cambridge <strong>University</strong> Press, 1984).<br />

13 See the general discussion and cit<strong>at</strong>ion in M. J. Halvorson and K. E. Spierling, Defining<br />

Community in Early Modern Europe, (Aldershot: Ashg<strong>at</strong>e, 2008), 7. See also Georg Simmel,<br />

5


has noted, th<strong>at</strong> community definitions are worked out in clearest relief. Kepler, like so many<br />

others of his time, moved back and forth between multiple kinds of communities which often<br />

came in<strong>to</strong> conflict with one another, and whose competing tensions he struggled <strong>to</strong> resolve. At<br />

the same time, Benedict Anderson has famously described the n<strong>at</strong>ion as an ―imagined<br />

community‖; though most of its members never know one another, they still view their ties ―as a<br />

deep, horizontal comradeship,‖ so much so th<strong>at</strong> they will willingly die for them. 14<br />

The<br />

communities th<strong>at</strong> Kepler struggled <strong>to</strong> cre<strong>at</strong>e were in many ways imagined communities of this<br />

n<strong>at</strong>ure—ideal, though with real consequences <strong>to</strong> which Kepler passion<strong>at</strong>ely devoted his life‘s<br />

work.<br />

Kepler did not, of course, develop his conception of community in a vacuum. Two<br />

specific and very different sorts of polities deeply influenced his worldview. One was the Holy<br />

Roman Empire of the German N<strong>at</strong>ion itself, a polity characterized by either gre<strong>at</strong> diversity or<br />

gre<strong>at</strong> fragment<strong>at</strong>ion, depending on one‘s perspective. 15<br />

By the sixteenth century, the Holy<br />

Roman Empire encompassed a wide range of terri<strong>to</strong>ries and political systems in central Europe,<br />

from the free Imperial cities who owed allegiance only <strong>to</strong> the emperor and the small<br />

principalities eager <strong>to</strong> protect their own privileges <strong>to</strong> the larger terri<strong>to</strong>ries ruled by powerful<br />

princes. At the same time, there were significant regional differences between north and south<br />

and east and west, as well as differences of language and dialect throughout the Empire. Even<br />

more importantly, from the Peace of Augsburg in 1555, the Empire was divided in<strong>to</strong> two legally<br />

Conflict and the Web of Group Affili<strong>at</strong>ions, trans. Kurt H. Wolff and Reinhard Bendix (New<br />

York: Simon and Schuster, 1964).<br />

14 Benedict Anderson, Imagined Communities: Reflections on the Origin and Spread of<br />

N<strong>at</strong>ionalism (London: Verso, 1983), 7.<br />

15 On the Holy Roman Empire <strong>at</strong> this time, see Thomas A. Brady, German His<strong>to</strong>ries in the Age<br />

of Reform<strong>at</strong>ions, 1400-1650 (Berkeley, <strong>University</strong> of California Press, 2009) and Michael<br />

Hughes, Early Modern Germany, 1477-1806 (Philadelphia: <strong>University</strong> of Pennsylvania Press,<br />

1992).<br />

6


ecognized confessions, C<strong>at</strong>holics and Protestants, and a third, unrecognized confession,<br />

Calvinists. Moreover, from 1555 until the start of the Thirty Years‘ War in 1618—wh<strong>at</strong> has<br />

been called the ―confessional age‖—all sides typically grew more entrenched in their own<br />

orthodoxies, and more opposed <strong>to</strong> one another.<br />

The Empire therefore found itself divided culturally, politically, and confessionally, and<br />

these divisions—and the fear th<strong>at</strong> they would only worsen over time—served as an impetus for<br />

many in central Europe <strong>to</strong> pursue projects of unific<strong>at</strong>ion. Many of those projects centered<br />

specifically around the unifying power of the sciences, and of the occult sciences in particular.<br />

Tara Nummedal and Bruce Moran have both described the prominence of alchemy in the Holy<br />

Roman Empire in this context. The alchemical worldview was so powerful, Nummedal writes,<br />

because it posited ―a single, universal, n<strong>at</strong>ural order th<strong>at</strong> linked the entire cosmos without regard<br />

for n<strong>at</strong>ion or confession, offering a worldview strikingly different from the divided European<br />

reality.‖ 16<br />

Likewise, Moran describes ―the occult vision of unity and universality...as an<br />

intellectual balsam for religious and political confusion.‖ 17<br />

Though Kepler did not embrace the<br />

alchemical worldview, his own emphasis on the harmony of n<strong>at</strong>ure stemmed as well from the<br />

fear of ever-growing division in the Empire, and the conflicts with which he was all <strong>to</strong>o familiar<br />

as a Protestant in C<strong>at</strong>holic terri<strong>to</strong>ry on the eve of the Thirty Years‘ War.<br />

If Kepler was motiv<strong>at</strong>ed <strong>to</strong> imagine a unified community in the face of the divided<br />

realities of the Holy Roman Empire, he was motiv<strong>at</strong>ed as well by the vision of another, very<br />

16 Tara Nummedal, Alchemy and Authority in the Holy Roman Empire (Chicago: <strong>University</strong> of<br />

Chicago Press, 2007), 74.<br />

17 Bruce Moran, The Alchemical World of the German Court: Occult Philosophy and Chemical<br />

Medicine in the Circle of Moritz of Hessen, 1572-1632 (Stuttgart, Franz Steiner, 1991).<br />

7


different kind of polity—the Respublica Literarum, or Republic of Letters. 18<br />

The term referred<br />

<strong>to</strong> an imagined republic of scholars, one without the borders and hierarchies th<strong>at</strong> characterized<br />

the real st<strong>at</strong>es in which its members lived. With L<strong>at</strong>in as their main <strong>to</strong>ol of communic<strong>at</strong>ion,<br />

those scholars who spoke of the Republic described a united community where everybody was<br />

equal, and where the divisions of church and st<strong>at</strong>e were subsumed <strong>to</strong> the interests of scholarship<br />

and camaraderie. At least in theory, members of this community would leave their own biases<br />

and preconceptions <strong>at</strong> the door, and would consider one another‘s views with an open and<br />

willing mind. With its members spread across Europe, the Republic was undergirded by an<br />

emphasis on civil communic<strong>at</strong>ion; the writing of letters both allowed members of this<br />

community <strong>to</strong> exchange inform<strong>at</strong>ion and <strong>to</strong> reinforce their communal bonds. And it was<br />

sustained by scholars who were interested in a wide array of subjects and disciplines, and who<br />

viewed their engagement with the work of both their contemporaries and their ancient<br />

predecessors as convers<strong>at</strong>ions th<strong>at</strong> might enable them <strong>to</strong> achieve real communal progress over<br />

time. Kepler‘s own extensive correspondence, his friendships with men of varied political and<br />

confessional allegiances, and his commitment <strong>to</strong> the communal project of scholarly progress<br />

over time all drew much from this ideal. Likewise, his vision of harmony as a kind of unified<br />

diversity was very much tied <strong>to</strong> the notion of a community th<strong>at</strong>, though encompassing many<br />

18 On the Republic of Letters, see, for example Ann Goldgar, Impolite Learning: Conduct and<br />

Community in the Republic of Letters (New Haven: Yale <strong>University</strong> Press, 1995); Hans Bots and<br />

Francoise Waquet, La Republique des Lettres (Paris: Belin De Boeck, 1997); Brian Ogilvie, The<br />

Science of Describing: N<strong>at</strong>ural His<strong>to</strong>ry in Renaissance Europe (Chicago: <strong>University</strong> of Chicago<br />

Press, 2006); and Anthony Graf<strong>to</strong>n, ―A Sketch Map of a Lost Republic: The Republic of<br />

Letters,‖ in Worlds Made by Words: Scholarship and Community in the Modern West<br />

(Cambridge: Harvard <strong>University</strong> Press, 2009): 9-34.<br />

8


allegiances and perspectives, was ―one world, intern<strong>at</strong>ional and nondenomin<strong>at</strong>ional, rising above<br />

the petty concerns of church and st<strong>at</strong>e.‖ 19<br />

While the confessional age in which Kepler lived was beset by division and conflict, the<br />

scholars of the occult and the members of the Republic of Letters were far from the only ones<br />

engaged in unifying projects. Indeed, though the hardening orthodoxies of each of the three<br />

confessions tended <strong>to</strong> reinforce the fractures in the post-Reform<strong>at</strong>ion Church, there were many<br />

men who sought <strong>to</strong> find ways <strong>to</strong> reconcile the competing confessions and reunify the church<br />

once more. The confessional age was thus, as Howard Louthan has argued, characterized not<br />

only by radicaliz<strong>at</strong>ion and dogm<strong>at</strong>ism, but also by a widespread irenicism. 20<br />

This term, which<br />

referred <strong>to</strong> the <strong>at</strong>tempt <strong>to</strong> peacefully reconcile the disputes of the competing confessional parties,<br />

origin<strong>at</strong>ed with the Christian humanism of Erasmus, and allowed its adherents <strong>to</strong> speak above the<br />

particularities of their own orthodoxies and in favor of the commonalities th<strong>at</strong> united all<br />

Christians. Those adherents included emperors like Maximilian II, whose court played host <strong>to</strong> a<br />

number of prominent irenicists like Hugo Blotius (1533-1608), the Calvinist cura<strong>to</strong>r of the<br />

Imperial library, and Johannes Cra<strong>to</strong> von Krafftheim (1519-1585), the Lutheran Imperial<br />

physician. Both men tried <strong>to</strong> cultiv<strong>at</strong>e a deliber<strong>at</strong>e confessional ambiguity and <strong>to</strong> embrace a<br />

vision of the church th<strong>at</strong> was ―profoundly pious but confessionally neutral.‖ 21<br />

Other important<br />

irenicists of the period included Georg Cassander (1513-1566), a C<strong>at</strong>holic theologian who tried<br />

<strong>to</strong> propose methods by which C<strong>at</strong>holics and Protestants might resolve their differences, and<br />

Georg Calixt (1586-1656), a Lutheran theologian who focused on reconciling Lutherans and<br />

Calvinists, but also tried <strong>to</strong> add a reformed C<strong>at</strong>holicism in<strong>to</strong> the mix.<br />

19 Goldgar 3.<br />

20 Howard Louthan, The Quest for Compromise: Peacemakers in Counter-Reform<strong>at</strong>ion Vienna<br />

(Cambridge: Cambridge <strong>University</strong> Press, 1997).<br />

21 Ibid. 65.<br />

9


Kepler himself deeply embraced this irenical vision, and struggled <strong>to</strong> articul<strong>at</strong>e ways in<br />

which the competing confessions might resolve their differences and the larger church might<br />

reunite. In many ways, his efforts dovetailed with irenicists like Blotius, Cra<strong>to</strong>, Cassander, and<br />

Calixt. Yet there were also ways in which Kepler was unique. For as Howard Hotson has<br />

argued, 22 from the l<strong>at</strong>e sixteenth century until the end of the Thirty Years‘ War, very few irenical<br />

efforts focused on unifying C<strong>at</strong>holics and Protestants. With the success of the C<strong>at</strong>holic<br />

Reform<strong>at</strong>ion in the Empire, C<strong>at</strong>holics typically came <strong>to</strong> feel th<strong>at</strong> compromise was unnecessary,<br />

as they could solidify their own ranks without it. Calvinists, due <strong>to</strong> their own uneasy position in<br />

the Empire, did continue <strong>to</strong> propose ideas for a larger Protestant reconcili<strong>at</strong>ion—indeed,<br />

irenicists in this period were almost entirely Calvinists—but those ideas were routinely ignored<br />

by Lutherans, whose position in the Empire was far more secure. Georg Calixt was distinctive<br />

among Lutherans in his wide-ranging irenicism and his vision of a church th<strong>at</strong> embraced<br />

C<strong>at</strong>holics, Lutherans, and Calvinists alike, and Kepler‘s own irenicism most closely resembled<br />

his.<br />

While Kepler may not have drawn directly on a strong Lutheran tradition of<br />

reconcili<strong>at</strong>ion, he did draw on the irenicism th<strong>at</strong> characterized his immedi<strong>at</strong>e environment—the<br />

Imperial court of Rudolf II in Prague. R.J.W. Evans has described how the Rudolfine court<br />

included a cohort of cosmopolitan scholars engaged in the effort <strong>to</strong> ―preserve the mental and<br />

political unity of Christendom, <strong>to</strong> avoid religious schism, uphold peace <strong>at</strong> home, and deliver<br />

22 Howard Hotson, ―Irencisim in the <strong>Confession</strong>al Age: The Holy Roman Empire, 1563-1648,‖<br />

in Concili<strong>at</strong>ion and <strong>Confession</strong>: the Struggle for Unity in the Age of Reform, 1415-1648, eds.<br />

Howard Louthan and Randall C. Zachman (Notre Dame: <strong>University</strong> of Notre Dame Press, 2004):<br />

228-285.<br />

10


Europe from the Ot<strong>to</strong>man menace.‖ 23<br />

These beliefs lent themselves <strong>to</strong> a particular engagement<br />

with the occult arts, as described by Moran and others, but also with the investig<strong>at</strong>ion of art,<br />

music, and n<strong>at</strong>ure more broadly. And this environment provided a haven from which Kepler<br />

could pursue his own investig<strong>at</strong>ions in<strong>to</strong> the mysteries of cosmic harmony and the problems of<br />

confessional divide. While in Prague, Kepler remained rel<strong>at</strong>ively sheltered from the censure of<br />

orthodox theologians who looked harshly on irenicists, men whom, as the theologians accused,<br />

―by hopping from side <strong>to</strong> side, want…<strong>to</strong> teach both parties <strong>to</strong> walk straight.‖ 24<br />

Kepler thus drew on an irenical tradition th<strong>at</strong> flourished in central Europe in the sixteenth<br />

and early seventeenth centuries, and <strong>at</strong> the Imperial courts of Maximilian II in Vienna and l<strong>at</strong>er<br />

Rudolf II in Prague. This tradition was largely a practical one, focused on the question of real<br />

religious reconcili<strong>at</strong>ion, even if only provisional or partial. At the same time, another, more<br />

ambitious tradition flourished alongside it, particularly in Protestant Europe—namely, religious<br />

u<strong>to</strong>pianism. Also in response <strong>to</strong> the many conflicts th<strong>at</strong> characterized early seventeenth-century<br />

Europe—a period which Hugh Trevor-Roper and many others have famously described as one of<br />

―general crisis‖ 25 —many intellectuals articul<strong>at</strong>ed visions of ideal societies, in which reformed<br />

religion and reformed science went hand in hand <strong>to</strong> point the way <strong>to</strong>ward a new Eden on earth.<br />

23 R. J. Evans, Rudolf II and his World: A Study in Intellectual His<strong>to</strong>ry, 1576–1612 (Oxford:<br />

Oxford <strong>University</strong> Press, 1984), 3. On Rudolfine Prague, see also Jaroslava Hausenblasová, Der<br />

Hof Kaiser Rudolfs II.: eine Edition der Hofsta<strong>at</strong>sverzeichnisse, 1576-1612 (Praha: Artefactum,<br />

2002) and Peter Marshall, The Magic Circle of Rudolf II: Alchemy and Astrology in Renaissance<br />

Prague (New York: Bloomsbury Publishing USA, 2006).<br />

24 Said by Calvinist theologian Theodore Beza about the concilia<strong>to</strong>ry work of Jean de Serres, as<br />

cited in Howard Louthan and Randall C. Zachman, ―Introduction,‖ Concili<strong>at</strong>ion and <strong>Confession</strong>,<br />

1.<br />

25 Hugh Trevor-Roper, ―The General Crisis of the 17th Century,‖ Past & Present 16 (1959): 31-<br />

64. See also Crisis in Europe, 1560-1660: Essays from Past and Present. Ed. Trevor Henry<br />

As<strong>to</strong>n (London: Routledge, 1965) ; The General Crisis of the Seventeenth Century. Eds.<br />

Geoffrey Parker and Lesley M. Smith (London: Routledge, 1985); and Theodore K. Rabb, The<br />

Struggle for Stability in Early Modern Europe (Oxford: Oxford <strong>University</strong> Press, 1975).<br />

11


Charles Webster has described Samuel Hartlib‘s millenarian impulse <strong>to</strong> cre<strong>at</strong>e a Protestant<br />

scientific u<strong>to</strong>pia, 26 and Trevor-Roper has linked the u<strong>to</strong>pian visions of Hartlib, Jan Comenius,<br />

and Jon Dury <strong>to</strong> the particular clim<strong>at</strong>e of seventeenth-century England. 27<br />

Yet these efforts were<br />

not limited <strong>to</strong> England; on the contrary, the efforts of Hartlib and his allies emerged directly from<br />

the central European context, and in particular from the work of Johann Valentin Andreae.<br />

Andreae was a product of the very same Tübingen context as Kepler, and th<strong>at</strong> context did much<br />

<strong>to</strong> shape his particular u<strong>to</strong>pian worldview. 28<br />

Like Kepler, he formed a close bond with theology<br />

professor M<strong>at</strong>thias Hafenreffer, whom he referred <strong>to</strong> as a ―second f<strong>at</strong>her.‖ 29<br />

And like Kepler, he<br />

and his peers both strongly identified with the Lutheran Church and <strong>at</strong> the same time criticized<br />

wh<strong>at</strong> they saw as its growing lethargy and rigidity. Moreover, many of them were interested not<br />

only in theology but also in m<strong>at</strong>hem<strong>at</strong>ics, astronomy, and alchemy, and their vision of a second<br />

reform<strong>at</strong>ion, as articul<strong>at</strong>ed in the Rosicrucian texts th<strong>at</strong> Andreae helped author, encompassed<br />

both religion and the sciences. In fact, in his list of the ideal members of his own ideal society,<br />

Christianopolis, Andreae even mentioned Kepler by name. 30<br />

Kepler clearly drew on this u<strong>to</strong>pian tradition; he <strong>to</strong>o advanced a vision of an ideal society,<br />

one in which church and science worked hand in hand <strong>to</strong>ward the betterment of both. Yet in<br />

26 Charles Webster, The Gre<strong>at</strong> Instaur<strong>at</strong>ion: Science, Medicine and Reform, 1626-1660 (New<br />

York: Holmes and Meier Publishers, 1976).<br />

27 Hugh Trevor-Roper, ―Three Foreigners: The Philosophers of the Puritan Revolution,‖ in<br />

Religion, the Reform<strong>at</strong>ion, and Social Change (London: Macmillan, 1976).<br />

28 On u<strong>to</strong>pian brotherhoods generally and Andreae specifically, see Donald R. Dickson, The<br />

Tessera of Antilia: U<strong>to</strong>pian Brotherhoods & Secret Societies in the Early Seventeenth Century<br />

(Leiden: Brill, 1998); Richard van Dülmen, Die U<strong>to</strong>pie einer christlichen Gesellschaft: Johann<br />

Valentin Andreae (1586–1654) (Stuttgart: <strong>From</strong>mann-Holzboog, 1978); and Donald R. Dickson,<br />

―Johann Valentin Andreae's U<strong>to</strong>pian Brotherhoods,‖ Renaissance Quarterly 49 (1996): 760–802.<br />

29 Dickson, Tessera of Antilia, 38.<br />

30 See Johann Valentin Andreae: Gesammelte Schriften, ed. Wilhelm Schmidt-Biggemann<br />

(Stuttgart: <strong>From</strong>mann-holzboog, 1995), 2:474: ―Cui ordini jam Tubingae Wilhelmus<br />

Schiccardus, Argentinae M<strong>at</strong>thias Bernegerus, Linzii, Jo. Kepplerus, Al<strong>to</strong>rphi, Daniel<br />

Schwenterus, alii alibi, meo & Chris<strong>to</strong>phori Besoldi conductu, nomina dedissent….‖<br />

12


some ways Kepler stands apart from Andreae and his followers. For one, Andreae‘s society, like<br />

those of many others who put forth similar plans, was grounded in a particular confessional<br />

context—Andreae‘s was a society of Lutherans, and of German Lutherans <strong>at</strong> th<strong>at</strong>. Kepler‘s view<br />

was clearly broader than this. In fact, though Andreae clearly saw Kepler as someone who<br />

shared his vision, in the list of the ideal members of his society he included not only Kepler but<br />

Daniel Hitzler, the orthodox Lutheran pas<strong>to</strong>r who had—clearly unbeknownst <strong>to</strong> Andreae—<br />

recently excommunic<strong>at</strong>ed Kepler from the Lutheran Church for his unorthodox theological<br />

views. Likewise, while Andreae maintained th<strong>at</strong> a reformed and harmonious religion would lead<br />

<strong>to</strong> a reformed and harmonious science, Kepler often argued th<strong>at</strong> the arrow of reform ran in the<br />

other direction. He voiced his agreement with Pla<strong>to</strong>, who emphasized th<strong>at</strong> geometry led ―from<br />

ambition and other forms of greed, out of which wars and other evils arise, <strong>to</strong> the love of peace<br />

and <strong>to</strong> moder<strong>at</strong>ion in all things,‖ and hoped th<strong>at</strong> ―my m<strong>at</strong>hem<strong>at</strong>ics would always be ready <strong>to</strong><br />

propose…pleasures certainly not unworthy of a Christian man.‖ 31<br />

Kepler‘s science, then—specifically, his astronomical work—fe<strong>at</strong>ured centrally in his<br />

larger harmonic vision. He emphasized th<strong>at</strong> it was in his role as astronomer th<strong>at</strong> he could claim<br />

the clearest access <strong>to</strong> the divine vision: ―as astronomers,‖ he wrote, ―we are priests of the Lord<br />

most high with respect <strong>to</strong> the book of n<strong>at</strong>ure.‖ 32<br />

Indeed, the community <strong>to</strong> which Kepler devoted<br />

perhaps the most of his energies and persuasive talents was the incipient community of<br />

Copernicans. Kepler was, of course, not the first <strong>to</strong> try and craft a community of men of science,<br />

31 See KGW 8:11, 27–35; 12, 3–7: ―Utinam vero etiam nunc…locus super sit illi Pla<strong>to</strong>nis<br />

oraculo…si se ad Geometriam caeteraque, philosophica studia Graeci conuertissent: quia haec<br />

studia animos ab ambitione & reliquis cupidit<strong>at</strong>ibus, ex quibus bella & caetera mala existent, ad<br />

amorem pacis & moder<strong>at</strong>ionem in omnibus rebus adducerent…Quibus votis si Deus annu<strong>at</strong>, non<br />

equidem indignas homine Christiano volupt<strong>at</strong>es…M<strong>at</strong>hem<strong>at</strong>ice mea…proponere p<strong>at</strong>er<strong>at</strong>a<br />

semper erit.‖<br />

32 KGW 13:91: ―Ego vero sic censeo, cum Astronomj, sacerdotes dej altissimj ex parte librj<br />

N<strong>at</strong>urae simus.‖<br />

13


nor was he the last. The s<strong>to</strong>ry of early modern science is, in many ways, the very s<strong>to</strong>ry of the<br />

ways th<strong>at</strong> such communities came in<strong>to</strong> being. The scientific society, the scientific academy, and<br />

the scientific journal were all products of the seventeenth century, and the themes of civility,<br />

sociability, and credibility were central <strong>to</strong> the development of modern science as we know it. 33<br />

Though some of these themes run through Kepler‘s own articul<strong>at</strong>ion of the ideal community of<br />

science, he was not interested in establishing a formal institution, nor did he want <strong>to</strong> name a<br />

select group of men as members. Kepler‘s efforts <strong>to</strong> cre<strong>at</strong>e a community of Copernicans were in<br />

many ways more similar <strong>to</strong> the efforts of Tycho Brahe and the other participants of the sixteenthcentury<br />

astronomical community described by Adam Mosley. 34<br />

Th<strong>at</strong> community, like the<br />

Republic of Letters, was not bound by a particular loc<strong>at</strong>ion, but constituted via letters; it<br />

embraced a variety of n<strong>at</strong>ions and confessions, but focused specifically on specialized questions<br />

of astronomy.<br />

Kepler‘s own efforts <strong>to</strong> cre<strong>at</strong>e an astronomical community were both narrower and<br />

broader than those described by Mosley. On the one hand, he aimed specifically <strong>at</strong> a community<br />

whose members engaged not with astronomy in general, but with Copernican astronomy in<br />

particular. He certainly was a member of the larger astronomical community as well, but he<br />

33 See, for example, Marie Boas Hall, ―Oldenburg and the Art of Scientific Communic<strong>at</strong>ion.,‖<br />

British Journal of the His<strong>to</strong>ry of Science 2 (1965): 277–290; Martha Ornstein, The Role of<br />

Scientific Societies in the Seventeenth Century (New York: N.P., 1913); Harcourt Brown,<br />

Scientific Organiz<strong>at</strong>ions in Seventeenth Century France, 1620-1680 (New York: Russell and<br />

Russel, 1967); Peter Dear, ―Totius in Verba: Rhe<strong>to</strong>ric and Authority in the Early Royal<br />

Society,‖ Isis 76 (1985): 145-161; Roger Hahn, The Ana<strong>to</strong>my of a Scientific Institution: The<br />

Paris Academy of Sciences, 1666-1803 (Berkeley: <strong>University</strong> of California Press, 1971); Alice<br />

Stroup, A Company of Scientists: Botany, P<strong>at</strong>ronage, and Community <strong>at</strong> the Seventeenth-Century<br />

Parisian Royal Academy of Sciences (Berkeley: <strong>University</strong> of California Press, 1990); and<br />

Steven Shapin and Simon Schaffer, Levi<strong>at</strong>han and the Air Pump: Hobbes, Boyle, and the<br />

Experimental Life (Prince<strong>to</strong>n: Prince<strong>to</strong>n <strong>University</strong> Press, 1985).<br />

34 Adam Mosley, Bearing the Heavens: Tycho Brahe and the Astronomical Community of the<br />

L<strong>at</strong>e Sixteenth Century (Cambridge: Cambridge <strong>University</strong> Press, 1997).<br />

14


focused his energies on crafting and strengthening the new Copernican movement, and he<br />

envisioned (and str<strong>at</strong>egized ways th<strong>at</strong> he might help bring about) a time when everybody was a<br />

Copernican. And here he targeted not just astronomical specialists, or those with a moder<strong>at</strong>e<br />

level of astronomical understanding, or even those artisans who supported them, but the world <strong>at</strong><br />

large. Though he spoke disdainfully <strong>at</strong> times of the unlearned crowd, he hoped th<strong>at</strong> even they<br />

would come <strong>to</strong> associ<strong>at</strong>e with the Copernican worldview. And he was not averse <strong>to</strong> using<br />

deceptive techniques in order <strong>to</strong> sway both this vulgus and those moder<strong>at</strong>ely learned men who<br />

did not count themselves as practicing m<strong>at</strong>hem<strong>at</strong>icians and astronomers.<br />

Kepler‘s utter conviction in the truth of Copernican theory was rel<strong>at</strong>ively unique for his<br />

time. Though many scholars—particularly Lutheran scholars of the Wittenberg school—relied<br />

upon heliocentric theory as an important technical <strong>to</strong>ol, there were few who believed th<strong>at</strong> the<br />

earth actually moved around the sun. 35<br />

One person who did believe this was Kepler‘s own<br />

teacher of astronomy and m<strong>at</strong>hem<strong>at</strong>ics, Michael Maestlin. Yet even Maestlin urged Kepler not<br />

<strong>to</strong> mix astronomy and n<strong>at</strong>ural philosophy by discussing the physical causes of Copernican<br />

theory; though a Copernican, Maestlin still hoped <strong>to</strong> leave the disciplinary divisions of the<br />

university intact. Galileo was another Copernican who believed in the truth of the theory, yet <strong>at</strong><br />

the start he was reluctant <strong>to</strong> speak out for the Copernican cause, despite Kepler‘s urging. And<br />

35 See, for example, Robert Westman, ―The Melanchthon Circle, Rheticus, and the Wittenberg<br />

Interpret<strong>at</strong>ion of the Copernican Theory,‖ Isis 66.2 (1975): 165-193 and Peter Barker,<br />

―Constructing Copernicus,‖ Perspectives on Science 10.2 (2002): 208-227. For the early<br />

reception of Copernicus more generally, along with Robert Westman‘s recent Copernican<br />

Question, see Robert S. Westman, ―Three Responses <strong>to</strong> the Copernican Theory: Johannes<br />

Prae<strong>to</strong>rius, Tycho Brahe, and Michael Maestlin,‖ in The Copernican Achievement, ed. Robert S.<br />

Westman (Berkeley: <strong>University</strong> of California Press, 1975): 285-345; Stillman Drake, ―Galileo's<br />

Steps <strong>to</strong> Full Copernicanism and Back,‖ Studies in His<strong>to</strong>ry and Philosophy of Science 18 (1987):<br />

93-105; and Maurice A. Finocchiaro, ―Galileo's Copernicanism and the Acceptability of Guiding<br />

Assumptions,‖ in Scrutinizing Science: Empirical Studies of Scientific Change, ed. Arthur<br />

Donovan, Larry Laudan, and Rachel Laudan (Dordrecht: Kluwer, 1988): 49-67.<br />

15


l<strong>at</strong>er Galileo was as much—perhaps even more—concerned with claiming credit for his<br />

discoveries and guarding his secrets from others as he was in reaching out <strong>to</strong> others who shared<br />

his views. 36<br />

Kepler‘s efforts <strong>to</strong> cre<strong>at</strong>e as broad a community of Copernicans as possible, and his firm<br />

belief in the utter truth of Copernican theory, both stemmed from his larger project of harmony.<br />

To Kepler, the harmony of the heavens would necessarily point the way <strong>to</strong> harmony on earth.<br />

And th<strong>at</strong> harmony was <strong>at</strong> its root a Copernican one. He supported the ideas of Copernicus <strong>at</strong> the<br />

outset, he wrote in his Mysterium Cosmographicum, because they showed just how perfectly<br />

God had structured his universe in accordance with his harmonic blueprint. He explained th<strong>at</strong><br />

―these hypotheses of Copernicus not only do not sin against the N<strong>at</strong>ure of things, but gre<strong>at</strong>ly<br />

assist it. [N<strong>at</strong>ure] loves simplicity, it loves unity.‖ 37<br />

Likewise, Kepler believed th<strong>at</strong> he had<br />

demonstr<strong>at</strong>ed th<strong>at</strong> the ideas of Copernicus could be explained by recourse <strong>to</strong> physical causes,<br />

further proof of their clear claim <strong>to</strong> truth. To be sure, Kepler modified the views in his<br />

Mysterium Cosmographicum over time, particularly when the observ<strong>at</strong>ions proved trickier <strong>to</strong><br />

integr<strong>at</strong>e in<strong>to</strong> the theory than he had initially thought. Yet from the initial idea of the pla<strong>to</strong>nic<br />

solids in his Mysterium Cosmographicum <strong>to</strong> the theories of musical harmony in his Harmonice<br />

Mundi, Kepler continued <strong>to</strong> believe th<strong>at</strong> Copernican theory—as explic<strong>at</strong>ed and clarified by<br />

Kepler himself, of course—provided as a clear a window as possible in<strong>to</strong> the mind of God.<br />

Crafting a community of Copernicans was thus one way <strong>to</strong> craft a community of believers; those<br />

who recognized wh<strong>at</strong> God had done in the heavens would surely be better able <strong>to</strong> find their way<br />

<strong>to</strong> undertaking God‘s will on earth.<br />

36 See Mario Biagioli, Galileo‘s Instruments of Credit (Chicago: <strong>University</strong> of Chicago Press,<br />

2006).<br />

37 KGW 8.32, 41-42: ―Hae Copernici hypotheses non solum in N<strong>at</strong>uram rerum non peccant, sed<br />

illam mul<strong>to</strong> magis iuuant. Am<strong>at</strong> illa simplicit<strong>at</strong>em, am<strong>at</strong> vnit<strong>at</strong>em.‖<br />

16


Kepler‘s Harmonice Mundi, the book he saw as his masterpiece, was the place where he<br />

discussed his notion of harmony in gre<strong>at</strong>est depth. There, he devoted the various sections of the<br />

text <strong>to</strong> harmony unders<strong>to</strong>od m<strong>at</strong>hem<strong>at</strong>ically, musically, astrologically, and astronomically,<br />

ultim<strong>at</strong>ely concluding with a discussion of the harmonies produced by the motions of the planets.<br />

He linked all these ideas <strong>to</strong> the larger unifying theme of harmony because he felt th<strong>at</strong> they were<br />

all specific forms of the one harmonic archetype, which he unders<strong>to</strong>od as the geometrical<br />

rel<strong>at</strong>ions between physical quantities. 38<br />

Yet Kepler intended the musical valences of the<br />

metaphor <strong>to</strong> carry over as well. He knew well th<strong>at</strong> the linkage between music and astronomy had<br />

ancient roots. The Pythagoreans had first articul<strong>at</strong>ed the concept of the ―music of the spheres,‖<br />

and Pla<strong>to</strong>‘s Timaeus had also described a musically and m<strong>at</strong>hem<strong>at</strong>ically ordered cosmos. 39<br />

P<strong>to</strong>lemy, with whom Kepler most closely associ<strong>at</strong>ed his own work, had also discussed music,<br />

astrology, and astronomy as larger expressions of a universal m<strong>at</strong>hem<strong>at</strong>ical harmony. The<br />

linkage between music and m<strong>at</strong>hem<strong>at</strong>ics was so strong in the ancient and medieval world th<strong>at</strong><br />

music was included in the quadrivium of the liberal arts, along with arithmetic, geometry, and<br />

astronomy. Moreover, Kepler was not the first <strong>to</strong> link this cosmic musical metaphor <strong>to</strong> the world<br />

of men; Pla<strong>to</strong>, <strong>to</strong>o, had used the notion of harmony <strong>to</strong> describe worldly peace and concord, as<br />

had a host of thinkers after him, including many in Kepler‘s own time. 40<br />

Kepler clearly drew on the larger discourses of universal harmony in his own work. Yet<br />

when he spoke of the ways th<strong>at</strong> harmony in n<strong>at</strong>ure should lead <strong>to</strong> harmony on earth, he used the<br />

38 See Bruce Stephenson, Music of the Heavens: Kepler‘s Harmonic Astronomy (Prince<strong>to</strong>n:<br />

Prince<strong>to</strong>n <strong>University</strong> Press, 1994).<br />

39 See Christiane L. Joost-Gaugier, Measuring Heaven: Pythagoras and His Influence on<br />

Thought and Art in Antiquity and the Middle Ages (Ithaca: Cornell <strong>University</strong> Press, 2007).<br />

40 See K<strong>at</strong>e van Orden, Music, Discipline, and Arms in Early Modern France (Chicago:<br />

<strong>University</strong> of Chicago Press, 2005). See in particular Chapter 2: ―Juste Proportion: Music as the<br />

Measure of All Things,‖ 37-80.<br />

17


word very deliber<strong>at</strong>ely, with its full musical meaning intact. He explained in his Harmonice<br />

Mundi th<strong>at</strong><br />

just as…individual consonances considered separ<strong>at</strong>ely are pleasing on account of the fact<br />

th<strong>at</strong> they are plainly not identical notes, but in a way figured and different notes…in the<br />

same way…the harmonious singing of parts…without any variety in them ceases <strong>to</strong> be<br />

pleasing al<strong>to</strong>gether. 41<br />

Harmony, <strong>to</strong> Kepler, implied not a one-dimensional unity, but r<strong>at</strong>her a unified diversity. Just as<br />

music was only harmonious if it contained many different notes, so <strong>to</strong>o, Kepler believed, earthly<br />

communities needed <strong>to</strong> cre<strong>at</strong>e a kind of cohesiveness th<strong>at</strong> embraced difference, r<strong>at</strong>her than one<br />

th<strong>at</strong> sought <strong>to</strong> do away with it. Though Kepler identified as a Lutheran throughout his life, the<br />

reunified Christendom he hoped <strong>to</strong> cre<strong>at</strong>e was thus not <strong>to</strong> be identified with any one confession,<br />

even his own. R<strong>at</strong>her, it was <strong>to</strong> embrace them all; <strong>to</strong> offer some common ground on which all<br />

could agree, and then <strong>to</strong> allow for the fact th<strong>at</strong> nobody would be able <strong>to</strong> agree on everything,<br />

particularly when it came <strong>to</strong> questions of theology. After all, Kepler wrote in his 1623<br />

<strong>Confession</strong> of Faith, ―Christ the Lord who spoke this word…neither was nor is Lutheran, nor<br />

Calvinist, nor Papist.‖ 42<br />

Kepler endeavored <strong>to</strong> try and highlight those points of commonality<br />

around which the different confessions might unite, and hoped th<strong>at</strong> his vision of heavenly<br />

harmony might provide the church with a true model <strong>to</strong> follow. But th<strong>at</strong> model was one of unity<br />

within diversity, not without it.<br />

This <strong>at</strong>titude was precisely wh<strong>at</strong> made it so difficult for Kepler <strong>to</strong> find a place for himself<br />

within the existing communities of his time. In the struggle <strong>to</strong> find common ground, Kepler<br />

necessarily placed himself outside the orthodoxies of any one group. For this reason he was<br />

41 The Harmony of the World, trans. and eds. E. J. Ai<strong>to</strong>n et al. (Philadelphia: The American<br />

Philosophical Society, 1997), 252.<br />

42 KGW 12:29.17–19: ―Aber Gott lob das Christus der Herr, welcher diese Wort<br />

aussgesprochen, auff diesen ihren schalg, weder Lutehrisch noch Calvinisch, noch Papistisch<br />

gewest, noch ist.‖<br />

18


accused of arrogance, of pride, and of setting himself apart from others, even while all he wanted<br />

was <strong>to</strong> bring everybody <strong>to</strong>gether. ―I do not like <strong>to</strong> be looked upon as a man apart,‖ he insisted.<br />

―It hurts me in my heart th<strong>at</strong> the three gre<strong>at</strong> factions have amongst them <strong>to</strong>rn the truth so badly<br />

th<strong>at</strong> I must g<strong>at</strong>her it piecemeal where I can find it.‖ 43<br />

Accordingly, he tried <strong>to</strong> align himself not<br />

only with the Lutherans, but also with the C<strong>at</strong>holics or Calvinists when he felt th<strong>at</strong> specific<br />

positions of theirs had merit. And he put forward a larger vision of the m<strong>at</strong>hem<strong>at</strong>ician as a<br />

media<strong>to</strong>r, a man whose interest in the truth made him uniquely suited <strong>to</strong> point the way <strong>to</strong>ward<br />

compromise without bias. In the confessional disputes over the reform of the Julian calendar, in<br />

particular, Kepler offered not only a vision of the m<strong>at</strong>hem<strong>at</strong>ician as an ideal confessional<br />

media<strong>to</strong>r, but also a specific model by which the m<strong>at</strong>hem<strong>at</strong>ician might use his expertise in order<br />

<strong>to</strong> arrive <strong>at</strong> a harmonious solution th<strong>at</strong> embraced diversity, r<strong>at</strong>her than one th<strong>at</strong> excluded it.<br />

In trying <strong>to</strong> position the m<strong>at</strong>hem<strong>at</strong>ician as a medi<strong>at</strong>ing figure, Kepler capitalized on his<br />

own political role as Imperial m<strong>at</strong>hem<strong>at</strong>ician. And while Kepler focused on questions of science<br />

and theology, he unders<strong>to</strong>od himself as well as a politicus, and addressed problems of the st<strong>at</strong>e<br />

alongside problems of the heavens and the church. When it came <strong>to</strong> the political sphere, <strong>to</strong>o,<br />

Kepler was guided by the ideal of harmony, and in particular by the neo-S<strong>to</strong>ic ideal of the<br />

―public good.‖ His science, he argued, might point the way <strong>to</strong> th<strong>at</strong> public good, but only when<br />

wielded carefully and wisely. When it came <strong>to</strong> his own role as Imperial m<strong>at</strong>hem<strong>at</strong>ician, a role<br />

th<strong>at</strong> was fundamentally astrological, Kepler knew well th<strong>at</strong> in the wrong hands astrology could<br />

as easily lead <strong>to</strong> discord as <strong>to</strong> harmony. His larger harmonic vision could therefore as easily<br />

43 KGW 12: ―Aber ich bezeug es mit Gott, das ich mich dessen nicht frewe, noch auch mir<br />

drinner wolgefalle, oder gern gesehn werde, als einer der etwas sonders habe. ES thut mir im<br />

hertzen wehe, dass die drey gorsse factiones die Warheit under sich also elendiglich zurissen<br />

haben, das ich sie stucksweise zusamen suchen muss, wa ich deren ein stuck finde.‖<br />

19


prompt him <strong>to</strong> deemphasize his science when it thre<strong>at</strong>ened the public good as it could encourage<br />

him <strong>to</strong> emphasize it when it supported the public good.<br />

Kepler‘s theological concerns, his astronomical program, and his political vision were all<br />

linked, then, by the larger goal of harmony th<strong>at</strong> was the guiding principle of his life‘s work.<br />

And his efforts <strong>to</strong> craft new communities, or reshape existing ones, stemmed as well from his<br />

desire <strong>to</strong> implement the principle of harmony on a very practical level in the real world. In many<br />

ways, Kepler‘s s<strong>to</strong>ry thus reson<strong>at</strong>es most closely with those of Descartes, Pascal, and Leibniz, as<br />

described recently by M<strong>at</strong>thew Jones. 44<br />

Those men firmly believed th<strong>at</strong> m<strong>at</strong>hem<strong>at</strong>ics and n<strong>at</strong>ural<br />

philosophy pointed the way <strong>to</strong>ward the good life, and they tried <strong>to</strong> popularize their vision and<br />

spread it <strong>to</strong> a larger public whom they hoped <strong>to</strong> perfect. Leibniz, in particular, had much in<br />

common with Kepler. He <strong>to</strong>o articul<strong>at</strong>ed a broad vision of harmony unders<strong>to</strong>od as ―diversity<br />

compens<strong>at</strong>ed by unity,‖ 45 and he worked <strong>to</strong> cre<strong>at</strong>e ―new n<strong>at</strong>ural and metaphysical grounds <strong>to</strong><br />

secure and <strong>to</strong> improve the political, theological, and ecclesiastical order.‖ 46<br />

For Leibniz, the<br />

good life, and the possibility of self-perfection, could never be simply about the individual.<br />

R<strong>at</strong>her, Leibniz believed, ―truly perfecting the self meant becoming impelled <strong>to</strong> help<br />

others….loving God meant truly knowing, and therefore loving, his cre<strong>at</strong>ion.‖ 47<br />

Kepler‘s own<br />

self-fashioning was likewise never just about himself alone, but was always linked <strong>to</strong> his<br />

struggles <strong>to</strong> fashion a community characterized by a harmonious unity.<br />

This dissert<strong>at</strong>ion is divided in<strong>to</strong> six chapters, which roughly break down in<strong>to</strong> three<br />

sections. The first two chapters focus on questions of religion, the next two chapters focus on<br />

44 M<strong>at</strong>thew L. Jones, The Good Life in the Scientific Revolution: Descartes, Pascal, Leibniz and<br />

the Cultiv<strong>at</strong>ion of Virtue (Chicago: <strong>University</strong> of Chicago Press, 2006).<br />

45 Ibid. 177.<br />

46 Ibid. 231.<br />

47 Ibid. 253.<br />

20


questions of astronomy—specifically, of Copernicanism—and the final two focus on questions<br />

of politics. Of course, as should be immedi<strong>at</strong>ely apparent from the discussion above, these three<br />

spheres were inextricably intertwined in Kepler‘s worldview. Consequently each section<br />

necessarily overlaps with the others; Kepler‘s discussions on the Eucharist in Chapter 1 were<br />

colored by his geometrical understanding of the Copernican cosmos, and his Copernican<br />

campaign in Chapter 3 was guided by religious notions of accommod<strong>at</strong>ion and dissimul<strong>at</strong>ion;<br />

likewise, his conception of political harmony was included in a cosmological text, and it<br />

deliber<strong>at</strong>ely embraced not only a diversity of political perspectives but also of confessional ones.<br />

Finally, his role in the deb<strong>at</strong>e over the Gregorian calendar reforms highlighted perhaps best of all<br />

the ways th<strong>at</strong> all three spheres—the religious, the m<strong>at</strong>hem<strong>at</strong>ical, and the political—went hand in<br />

hand in Kepler‘s mind. Only a m<strong>at</strong>hem<strong>at</strong>ician could resolve a thorny confessional question like<br />

the calendar, and he could do so best by embracing his political role.<br />

Kepler‘s <strong>at</strong>tempts <strong>at</strong> community-building were, like those of Leibniz, intended in large<br />

part for the benefit of others. He hoped <strong>to</strong> share the wisdom th<strong>at</strong> his work on harmony had made<br />

so very clear, and <strong>to</strong> help steer Europe away from the course <strong>to</strong> which it seemed so disastrously<br />

inclined. Yet in the end, those <strong>at</strong>tempts were also, very simply, <strong>at</strong>tempts <strong>to</strong> find a place where he<br />

himself might belong. As Kepler wrote <strong>to</strong> Maestlin in 1616, he hoped there might be ―some<br />

consol<strong>at</strong>ion in agreement, in this most quarrelsome time when humankind is divided in<strong>to</strong> so<br />

many opposing pursuits.‖ 48<br />

Despite his best efforts, and despite even the remarkable trajec<strong>to</strong>ry<br />

of his career, which <strong>to</strong>ok him from the small <strong>to</strong>wn of Weil der Stadt <strong>to</strong> the Imperial court itself,<br />

Kepler never did truly find a place where he belonged. In the liter<strong>at</strong>ure, <strong>to</strong>o, he often seems the<br />

odd man out—less celebr<strong>at</strong>ed than Galileo, less familiar than New<strong>to</strong>n, referred <strong>to</strong> either as the<br />

48 KGW 17:750: ―… quod si qua est consol<strong>at</strong>io in consensu, hoc litigiosissimo saeculo, genere<br />

humano in <strong>to</strong>t studia diversissima diviso...‖<br />

21


end of one era or the start of a new one. This dissert<strong>at</strong>ion hopes in part <strong>to</strong> remedy th<strong>at</strong>, by<br />

highlighting the rich context out of which Kepler‘s work emerged, and emphasizing the extent <strong>to</strong><br />

which his project had an internal coherence, a single motiv<strong>at</strong>ing principle th<strong>at</strong> guided it all.<br />

Kepler was not a man who s<strong>to</strong>od outside his time, but r<strong>at</strong>her very much a product of central<br />

Europe during the confessional age. And his theory of universal harmony colored everything in<br />

those twenty-two large volumes th<strong>at</strong> now represent his life‘s work. He knew th<strong>at</strong> the questions<br />

he posed would likely not be answered in his lifetime, and th<strong>at</strong> the solutions he put forward<br />

might not solve the problems th<strong>at</strong> seemed poised <strong>to</strong> overwhelm his world. Yet he hoped th<strong>at</strong> he<br />

might <strong>at</strong> least be one voice in a larger effort devoted <strong>to</strong> achieving world harmony. He thus left<br />

his legacy ―<strong>to</strong> posterity, if, indeed, it should please God <strong>to</strong> vouchsafe the human race a length of<br />

time in this world sufficient <strong>to</strong> work though such remaining questions thoroughly.‖ 49<br />

A Note on Transl<strong>at</strong>ions<br />

In general, I have provided my own transl<strong>at</strong>ions of Kepler‘s original words, and have included<br />

the L<strong>at</strong>in or German originals in the footnotes. The primary exceptions are the Harmonice<br />

Mundi, where I‘ve relied on the transl<strong>at</strong>ion put out by the American Philosophical Society in<br />

1997, and the Astronomia Nova, where I‘ve relied on the transl<strong>at</strong>ion by William H. Donahe of<br />

1992.<br />

49 New Astronomy, trans. William H.Donahue (Cambridge: Cambridge <strong>University</strong> Press, 1992),<br />

p. 640.<br />

22


Chapter 1:<br />

“M<strong>at</strong>ters of Conscience”: Kepler and the Lutheran Church<br />

In a letter of 1598, Johannes Kepler articul<strong>at</strong>ed his own vision of his proper role. ―I truly<br />

believe,‖ he wrote, ―th<strong>at</strong> as astronomers we are priests of the Lord most high with respect <strong>to</strong> the<br />

Book of N<strong>at</strong>ure: it is not fitting [for us] <strong>to</strong> seek praise of our mental prowess, 1 but only the<br />

special glory of the Crea<strong>to</strong>r.‖ 2<br />

By 1619, however, the theologians <strong>at</strong> Tübingen—headed by<br />

M<strong>at</strong>thias Hafenreffer, Kepler‘s old friend and men<strong>to</strong>r—had quite a different view of Kepler.<br />

―Since all your mental prowess was not subordin<strong>at</strong>ed <strong>to</strong> the sacred mysteries of worship,‖<br />

Hafenreffer wrote, ―it has thrown you in<strong>to</strong> a pitiable sort of confusion: for which reason neither I<br />

nor my colleages can approve your absurd and blasphemous fantasies.‖ 3 Along with this<br />

message, Hafenreffer conveyed <strong>to</strong> Kepler the news th<strong>at</strong> his exclusion from the Lutheran<br />

communion, first decreed seven years earlier, could not and would not be revoked.<br />

In this chapter, I focus on Kepler‘s conception of himself as a Lutheran and his<br />

rel<strong>at</strong>ionship <strong>to</strong> the Lutheran Church, from his days as a student <strong>at</strong> Tübingen <strong>University</strong> <strong>to</strong> the<br />

final st<strong>at</strong>ement of his excommunic<strong>at</strong>ion in 1619. In some ways, this is the s<strong>to</strong>ry behind th<strong>at</strong><br />

excommunic<strong>at</strong>ion. 4<br />

But more than th<strong>at</strong>, it is the s<strong>to</strong>ry of Kepler‘s rel<strong>at</strong>ionship with one man:<br />

M<strong>at</strong>thias Hafenreffer, who loved and respected Kepler dearly, but who eventually fully<br />

1 The word Hafenreffer used, ―ingenium,‖ can be transl<strong>at</strong>ed in a variety of ways. In some cases<br />

it can connote the more formal faculties of imagin<strong>at</strong>ion or reason, while in others it can mean<br />

n<strong>at</strong>ural talent or skill, or even wit. I have typically transl<strong>at</strong>ed as ―mental prowess,‖ which seems<br />

<strong>to</strong> be the sense in which Hafenreffer and Kepler refer <strong>to</strong> it.<br />

2 KGW 13:91: ―Ego vero sic censeo, cum Astronomj, sacerdotes dej altissimj ex parte librj<br />

N<strong>at</strong>urae simus: decere non ingenij laudem, sed Crea<strong>to</strong>ris praecipue gloriam spectare.‖<br />

3 KGW 17:847: ―…quae res <strong>to</strong>tum ingenium tuum, rerum sacrarum adorandis mysterijs non<br />

subditum, miserandum in modum perturb<strong>at</strong>: Eam ob causam neque Ego, neque Dominj collegae<br />

et fr<strong>at</strong>res mei, absurdas et blasphemas imagin<strong>at</strong>iones tuas approbare possumus.‖<br />

4 For a far more detailed account of Kepler‘s excommunic<strong>at</strong>ion and the specifics of his<br />

theological views, see Jürgen Hübner, Die Theologie Johannes Keplers Zwischen Orthodoxie<br />

und N<strong>at</strong>urwissenschaft (Tübingen: Mohr, 1975).<br />

24


concurred with those who sought <strong>to</strong> excommunic<strong>at</strong>e him. This rel<strong>at</strong>ionship, I argue, reveals<br />

much not only about Kepler‘s own sense of self and community, but also about the world he<br />

inhabited. In particular, it illumin<strong>at</strong>es larger sixteenth- and seventeenth-century deb<strong>at</strong>es about<br />

the proper rel<strong>at</strong>ionship between science and religion, the n<strong>at</strong>ure and scope of the church, and the<br />

appropri<strong>at</strong>e disciplinary divisions between m<strong>at</strong>hem<strong>at</strong>ics, n<strong>at</strong>ural philosophy, and theology. Over<br />

the course of his dispute with the Lutheran Church, Kepler continued <strong>to</strong> identify as a Lutheran,<br />

yet he came <strong>to</strong> articul<strong>at</strong>e a conception of the church th<strong>at</strong> was far broader than th<strong>at</strong> of Hafenreffer<br />

or his colleagues. God‘s church, Kepler argued, could not be identified with any one confession<br />

alone, and the purpose of those who served it ought <strong>to</strong> be <strong>to</strong> guide it <strong>to</strong>ward gre<strong>at</strong>er unity. At the<br />

start of his career, Kepler hoped <strong>to</strong> use his m<strong>at</strong>hem<strong>at</strong>ical prowess in the service of this unity;<br />

geometry, he felt, might be the means by which disputing parties could come <strong>to</strong> agreement. As<br />

his own disagreements with the Lutheran Church became more pronounced and his vision of its<br />

theologians more cynical, Kepler‘s goals became more modest; if unity could not be achieved,<br />

harmony might still be possible. In both his own life and the life of the church, Kepler came <strong>to</strong><br />

emphasize the importance of personal conscience and the possibility th<strong>at</strong> disagreement might<br />

still have a place in the larger church—harmony need not imply absolute agreement, and faith<br />

need not imply absolute compliance with all the doctrinal positions of one confession.<br />

Haferenreffer, by contrast, insisted th<strong>at</strong> in m<strong>at</strong>ters of conscience absolute adherence <strong>to</strong> the<br />

doctrines of the church was essential; it was unity, not harmony, th<strong>at</strong> guided his conception of<br />

the church and its members, and this unity was limited <strong>to</strong> the Lutheran confession alone.<br />

At the same time th<strong>at</strong> Kepler and Hafenreffer struggled with these questions, they<br />

struggled over the proper distinction between theologians and laymen, and the relevance th<strong>at</strong><br />

m<strong>at</strong>hem<strong>at</strong>ics might have for both. While Hafenreffer urged Kepler <strong>to</strong> embrace his identity as a<br />

25


m<strong>at</strong>hem<strong>at</strong>ician when it came <strong>to</strong> the question of Copernicanism, he insisted th<strong>at</strong> Kepler discard<br />

th<strong>at</strong> identity when it came <strong>to</strong> questions of theology; ―Remember,‖ Hafenreffer often insisted <strong>to</strong><br />

Kepler, ―my Christian distinction between you the m<strong>at</strong>hem<strong>at</strong>ician and you the theologian.‖ 5<br />

Kepler‘s conception of m<strong>at</strong>hem<strong>at</strong>ics, however, was intric<strong>at</strong>ely entwined with his understanding<br />

of God; he could never truly separ<strong>at</strong>e his m<strong>at</strong>hem<strong>at</strong>ical self from his theological one, however<br />

much he tried <strong>at</strong> the end. Similarly, Keplers own struggles <strong>to</strong> assert himself as a layman fell fl<strong>at</strong><br />

against Hafenreffer‘s understanding of the term. Kepler had wanted <strong>to</strong> be a theologian from his<br />

earliest days, and he could never fully s<strong>to</strong>p thinking as one, even when it caused him grief.<br />

Ultim<strong>at</strong>ely, I argue, the guiding ideal throughout Kepler‘s life was th<strong>at</strong> of harmony—among<br />

disciplines, among individuals, among confessions, and in his own life. Yet as Kepler noted<br />

when it came <strong>to</strong> the harmony of the music and the harmony of the cosmos, ―for some sensible<br />

harmony <strong>to</strong> exist and for its essence <strong>to</strong> be possible, there must be, in addition <strong>to</strong> two sensible<br />

terms, a soul as well which compares them.‖ 6<br />

Harmony, in other words, was dependent on<br />

something or someone external <strong>to</strong> appreci<strong>at</strong>e it. For Kepler, sadly, th<strong>at</strong> someone was lacking; he<br />

could never achieve the personal or confessional harmony th<strong>at</strong> he so desper<strong>at</strong>ely sought. In the<br />

end, he hoped his books might achieve wh<strong>at</strong> he in life could not: ―See, I cast the die, and I write<br />

the book,‖ he wrote. ―Whether it is <strong>to</strong> be read by the people of the present or of the future makes<br />

no difference: let it await its reader for a hundred years, if God Himself has s<strong>to</strong>od ready for six<br />

thousand years for one <strong>to</strong> study him.‖ 7<br />

5 KGW 17:829: ―Tu interim sis memor, quod per Christum et salutem tuam te oro, Christinae<br />

meae distinctionis inter M<strong>at</strong>hem<strong>at</strong>icum, et te Theologum.‖<br />

6 The Harmony of the World. Ed. E.J. Ai<strong>to</strong>n, J.V. Field, and A.M. Duncan. (Philadelphia:<br />

American Philosophical Society, 1997), 291.<br />

7 Ibid. 391.<br />

26


Initial Tübingen Responses <strong>to</strong> the Mysterium Cosmographicum<br />

In Oc<strong>to</strong>ber of 1595, Johannes Kepler, teacher of m<strong>at</strong>hem<strong>at</strong>ics and district m<strong>at</strong>hem<strong>at</strong>ician<br />

in the Styrian city of Graz, wrote a jubilant letter <strong>to</strong> Michael Maestlin, his former professor of<br />

m<strong>at</strong>hem<strong>at</strong>ics <strong>at</strong> the university in Tübingen. Kepler had just made a remarkable cosmological<br />

discovery, one which did much <strong>to</strong> brighten the drudgery of the previous months away from his<br />

place of gre<strong>at</strong>est comfort, the university, and his preferred subject of study, theology. He<br />

documented his discovery and sent a copy of the manuscript <strong>to</strong> Maestlin, which he titled<br />

Prodromus Dissert<strong>at</strong>ionum Cosmographicarum continens Mysterium Cosmographicum. 8 ―I truly<br />

desire,‖ Kepler wrote <strong>to</strong> Maestlin,<br />

th<strong>at</strong> these things are published as quickly as possible for the glory of God, who<br />

wants <strong>to</strong> be known from the Book of N<strong>at</strong>ure….I wanted <strong>to</strong> be a theologian; for a<br />

long time I was distressed: behold God is now celebr<strong>at</strong>ed <strong>to</strong>o in my astronomical<br />

work. 9<br />

Unable <strong>to</strong> devote himself <strong>to</strong> the Book of Scripture directly, 10 Kepler had turned his focus <strong>to</strong><br />

God‘s other book—the Book of N<strong>at</strong>ure—which, he believed, also revealed God‘s providential<br />

plan. The astronomer who unfolded and clarified this plan, argued Kepler, performed a task<br />

analogous <strong>to</strong> the theologian—one illumin<strong>at</strong>ed God‘s words, while the other illumin<strong>at</strong>ed God‘s<br />

things. 11<br />

8 Literally, ―Forerunner of a cosmographic discussion containing the secret of the universe.‖<br />

Kepler often refers <strong>to</strong> the text as his Prodromus, but I will henceforth refer <strong>to</strong> it as it is<br />

commonly known <strong>to</strong>day, the Mysterium Cosmographicum.<br />

9 KGW 13:23: ―Ego vero studeo, ut haec ad Dej gloriam, qui vult ex libro N<strong>at</strong>urae agnoscj,<br />

quam m<strong>at</strong>urrime vulgentur…Theologus esse volebam: diu angebar: Deus ecce mea opera etiam<br />

in astronomia celebr<strong>at</strong>ur.‖<br />

10 Though Kepler had hoped th<strong>at</strong> his university years would culmin<strong>at</strong>e in a career in theology, he<br />

was directed instead <strong>to</strong> a post as district m<strong>at</strong>hem<strong>at</strong>ician in Graz. Though his unorthodox<br />

theological views—which we shall discuss in gre<strong>at</strong>er depth below—may have contributed <strong>to</strong> this<br />

decision, it may have been inspired simply by his clear m<strong>at</strong>hem<strong>at</strong>ical aptitude.<br />

11 For a discussion on the trope of ―God‘s two books‖ in early modern science, with a particular<br />

focus on the issue of Copernicanism, see Kenneth J. Howell, God‘s Two Books : Copernican<br />

27


In the Mysterium Cosmographicum, Kepler believed he had done this by demonstr<strong>at</strong>ing the<br />

fundamental geometric structure underpinning the cosmos. A convinced Copernican, Kepler had long<br />

sought the reasons for the precise number of the planets and the distances between them. His<br />

solution, described in the Mysterium Cosmographicum, rested on the five pla<strong>to</strong>nic solids<br />

(dodecahedron, tetrahedron, cube, icosahedron, octahedron). Kepler demonstr<strong>at</strong>ed th<strong>at</strong> by nesting the<br />

pla<strong>to</strong>nic solids one inside the other, and then circumscribing circles around each one <strong>to</strong> represent the<br />

planetary orbits, one could arrive <strong>at</strong> the distances between the planets, ordered according <strong>to</strong><br />

Copernican theory.<br />

And because there were only five pla<strong>to</strong>nic solids, it was clear th<strong>at</strong> there would<br />

be precisely six planets. Kepler further argued th<strong>at</strong> the structuring of the cosmos according <strong>to</strong> the<br />

Pla<strong>to</strong>nic solids made perfect sense, for geometry was the <strong>to</strong>ol with which God had cre<strong>at</strong>ed the<br />

universe and all things in it. To be intelligible was <strong>to</strong> be geometrical, Kepler contended, because<br />

the human mind was imprinted with the very geometrical archetypes th<strong>at</strong> also structured the<br />

cosmos, and was thus uniquely suited <strong>to</strong> understand God‘s cre<strong>at</strong>ions. 12<br />

Michael Maestlin, Kepler‘s m<strong>at</strong>hem<strong>at</strong>ics teacher and a fellow Copernican, responded <strong>to</strong><br />

the Mysterium Cosmographicum with effusive praise. He delighted in the fact th<strong>at</strong> Kepler had<br />

bolstered the theories of Copernicus, and particularly th<strong>at</strong> he had done so by deriving them a<br />

priori, via his deductive reasoning about the geometrical structure of the cosmos, r<strong>at</strong>her than a<br />

posteriori, via observ<strong>at</strong>ions, as Copernicus himself had done. Maestlin not only praised the<br />

book priv<strong>at</strong>ely <strong>to</strong> Kepler, he repe<strong>at</strong>ed his praise in an official endorsement of the manuscript<br />

written <strong>to</strong> M<strong>at</strong>thias Hafenreffer, Professor of Theology and Prorec<strong>to</strong>r of Tübingen. ―I have read<br />

the work of the most learned master teacher Kepler,‖ he wrote,<br />

Cosmology and Biblical Interpret<strong>at</strong>ion in Early Modern Science (Notre Dame: <strong>University</strong> of<br />

Notre Dame Press, 1992). See in particular Chapter 3, ―Kepler, Cosmology, and the Bible.‖<br />

12 See J. V. Field, Kepler‘s Geometrical Cosmology (Chicago: <strong>University</strong> of Chicago Press,<br />

1988).<br />

28


and I ask you <strong>to</strong> accept my judgment of it kindly. For whoever dared <strong>to</strong> think, much less<br />

<strong>to</strong> <strong>at</strong>tempt, <strong>to</strong> teach the number, order, magnitude, and motion of the heavenly spheres,<br />

either according <strong>to</strong> the standard [approach], or according <strong>to</strong> any other hypotheses a priori<br />

<strong>to</strong> explain them, and thus <strong>to</strong> produce them as though from the secret plan of God the<br />

crea<strong>to</strong>r?‖ 13<br />

Maestlin noted two additional positive outcomes of Kepler‘s work. First, by arriving <strong>at</strong> the<br />

Copernican theory a priori, Kepler had challenged the popular approach taken <strong>to</strong> Copernicanism<br />

by Lutheran astronomers. This approach, first expressed in Osiander‗s introduction <strong>to</strong><br />

Copernicus‘s De Revolutionibus and l<strong>at</strong>er articul<strong>at</strong>ed more strongly by Philip Melanchthon and<br />

others, construed all motions in the Copernican theory (particularly the motion of the earth)<br />

strictly hypothetically. Proponents of this approach maintained th<strong>at</strong> although Copernicanism—or<br />

heliocentrism—was a false theory, it was a useful <strong>to</strong>ol for technical astronomy, and true results<br />

about the positions of heavenly bodies could be obtained from it. 14 Maestlin indic<strong>at</strong>ed his<br />

contempt for ―the absurdity of the hypothesis…th<strong>at</strong> the true can follow from the false. For<br />

13 KGW 13:43: ―Scriptum Doctissimi Dominj Magistri Keleri legi. Judicium meum de eo V. M.<br />

beneuole accipias, rogo. M<strong>at</strong>eria et res ipsa ut noua est, et quae nullius unquam mentem subijt:<br />

ita profec<strong>to</strong> ingeniosissima est, et public<strong>at</strong>u, quae in doc<strong>to</strong>rum hominum manus deueni<strong>at</strong>,<br />

dignissima. Quis enim unquam cogitare, nedum tentare ausus fuit, se Sphaerarum Mundi<br />

numerum, ordinem, magnitudinem, motum, siue secundum vsit<strong>at</strong>as, siue alias quascunque<br />

hypotheses, a priore docere, r<strong>at</strong>ionem reddere, adeoque quasi ex arcano Dei crea<strong>to</strong>ris consilio<br />

depromere posse‖<br />

14 This position was dubbed the ―Wittenberg interpret<strong>at</strong>ion‖ in Robert Westman‘s seminal article<br />

―The Melanchthon Circle, Rheticus, and the Wittenberg Interpret<strong>at</strong>ion of the Copernican<br />

Theory,‖ Isis 66.2 (1975): 165-193. It allowed for the study and spread of Copernicanism by<br />

avoiding the physical (Aris<strong>to</strong>telian) and religious (Scriptural) objections <strong>to</strong> Copernican theory,<br />

since it adopted only the technical innov<strong>at</strong>ions while discarding their physical implic<strong>at</strong>ions.<br />

Erasmus Reinhold, professor of m<strong>at</strong>hem<strong>at</strong>ics <strong>at</strong> the <strong>University</strong> of Wittenberg from 1536 <strong>to</strong> 1553,<br />

used Copernicus‘s technical innov<strong>at</strong>ions <strong>to</strong> construct a new set of astronomical tables, the<br />

Prutenic Tables, which were widely used. Yet Reinhold and his successor, Caspar Peucer,<br />

argued against the theory th<strong>at</strong> the earth moved. See also Peter Barker, ―Constructing<br />

Copernicus,‖ Perspectives on Science, 10.2 (2002): 208-227 and Peter Barker, ―The Role of<br />

Religion in the Lutheran Response <strong>to</strong> Copernicus,‖ in Margaret Osler, Rethinking the Scientific<br />

Revolution (Cambridge: Cambridge <strong>University</strong> Press, 2000).<br />

29


although it can happen, it only does so by chance, and rarely <strong>at</strong> th<strong>at</strong>.‖ 15 Yet this aspect of the text<br />

was hardly likely <strong>to</strong> ingr<strong>at</strong>i<strong>at</strong>e it with the majority of the faculty <strong>at</strong> Tübingen, who adhered <strong>to</strong> the<br />

Wittenberg interpret<strong>at</strong>ion along with other Lutheran universities. Therefore Maestlin primarily<br />

emphasized the text‘s utility for the technical practice of astronomy itself. ―There is no doubt th<strong>at</strong><br />

those who collect observ<strong>at</strong>ions are going <strong>to</strong> find these found<strong>at</strong>ions, given a priori, of the gre<strong>at</strong>est<br />

help in the reform<strong>at</strong>ion of the motion of the heavenly bodies.‖ 16<br />

Along with his praise, Maestlin included some suggestions for revision of the text before<br />

its public<strong>at</strong>ion. In particular, he proposed th<strong>at</strong> Kepler make it more clear and accessible <strong>to</strong> the<br />

popular reader. Kepler had assumed th<strong>at</strong> all readers were already familiar with geometry and<br />

with the technical details of Copernicus‘s astronomical theory, but Maestlin wanted it <strong>to</strong> reach an<br />

even wider audience. To accomplish this, he suggested th<strong>at</strong> Kepler devote more space <strong>to</strong> an<br />

explan<strong>at</strong>ion of the properties of the regular geometric solids, the details of the Copernican theory,<br />

and the order and dimensions of the heavenly spheres th<strong>at</strong> follow from it. ―For the <strong>at</strong>tentive<br />

reader,‖ Maestlin wrote, ―must not be s<strong>to</strong>pped short by obscurity and enigmas, but must be<br />

excited and encouraged by clarity and a plain and open discussion.‖ 17<br />

Luckily for Kepler, M<strong>at</strong>thias Hafenreffer, with whom the decision for public<strong>at</strong>ion largely<br />

rested, was a symp<strong>at</strong>hetic friend. Though a professor of theology, he was only ten years older<br />

than Kepler, and had a reput<strong>at</strong>ion as an insightful scholar and an understanding men<strong>to</strong>r, one who<br />

15 KGW 13:43: ―Nec est, ut quis absurdit<strong>at</strong>e hypothesium, de qua Copernicus a multis accus<strong>at</strong>ur,<br />

offend<strong>at</strong>ur, existimans, quod ex falso verum quoque sequi possit, etc. Nam etsi id fi<strong>at</strong>, per<br />

accidens tamen, et raro tantum fit.‖<br />

16 Ibid.: ―Hoc ergo ceu fundamen<strong>to</strong> a priorj da<strong>to</strong>, dubium non est, quin qui Obseru<strong>at</strong>iones<br />

colligunt, voti sui ad reformandos motus corporum coelestium, maximum adiumentum sint<br />

habiturj.‖<br />

17 Ibid.: ―Lec<strong>to</strong>r enim <strong>at</strong>tentus obscurit<strong>at</strong>e et perplexit<strong>at</strong>e non offendendus est, sed perspicuit<strong>at</strong>e<br />

et plana <strong>at</strong>que aperta tract<strong>at</strong>ione, excitandus, et inuitandus est.‖<br />

30


was concilia<strong>to</strong>ry and <strong>to</strong>lerant r<strong>at</strong>her than harsh and doctrinaire. 18<br />

He was also skilled in<br />

m<strong>at</strong>hem<strong>at</strong>ics himself, and thus able <strong>to</strong> appreci<strong>at</strong>e Kepler‘s broader interests and skills. 19<br />

He and<br />

Kepler formed a close bond in Kepler‘s years <strong>at</strong> Tübingen, and they remained in contact long<br />

after Kepler had left the halls of the university. Upon receipt of Maestlin‗s letter, Hafenreffer,<br />

representing the faculty of the university, accepted Maestlin‘s endorsement and praised Kepler‘s<br />

manuscript. The university Sen<strong>at</strong>e, he wrote <strong>to</strong> Kepler, ―finds this discovery of yours <strong>to</strong> be as<br />

admirable as it is useful <strong>to</strong> all readers.‖ 20 He did, however, agree with Maestlin‘s suggestions for<br />

improvement of the text, and relayed <strong>to</strong> Kepler the Sen<strong>at</strong>e‘s order th<strong>at</strong> he ―set out as a preface<br />

both the hypotheses of Copernicus and the dimensions of regular bodies according <strong>to</strong> the<br />

recommend<strong>at</strong>ions of Maestlin…and remove all obscurity when possible.‖ 21<br />

As <strong>to</strong> the means by which Kepler was <strong>to</strong> explain Copernican theory and remove all<br />

obscurity, Maestlin and Hafenreffer disagreed. Maestlin suggested th<strong>at</strong> Kepler preface the<br />

manuscript with the Narr<strong>at</strong>io Prima, the short synopsis of Copernican theory published by<br />

fellow Lutheran Georg Joachim Rheticus in 1540, three years before the public<strong>at</strong>ion of the De<br />

Revolutionibus. As he explained l<strong>at</strong>er, doing this would not only clearly set forth the details of<br />

Copernican theory, it would also situ<strong>at</strong>e the work more appropri<strong>at</strong>ely in the minds of his readers,<br />

providing them with a textual context within which <strong>to</strong> understand Kepler‗s work: ―by this<br />

means,‖ he asserted, ―the interests of the m<strong>at</strong>hem<strong>at</strong>ical republic of letters will be served better.‖ 22<br />

18 See Max Caspar, Kepler. Trans. and Ed. C. Doris Hellman (New York: Dover, 1993), 49-50.<br />

19 See Karin Reich and Eberhard Knobloch, ―Die Kreisquadr<strong>at</strong>ur M<strong>at</strong>thias Hafenreffers,‖ Acta<br />

His<strong>to</strong>rica Astronomiae 17 (2002): 157-183.<br />

20 KGW 13:44: ―Quam admirabile est autem hoc nouum inuentum tuum tamen utile esse<br />

omnibus Lec<strong>to</strong>ribus, idem amplissimus Sen<strong>at</strong>us expot<strong>at</strong>.‖<br />

21 Ibid.: ―Jubet itaque ut secundum admonitiones Maestlini et Copernicj hypotheses et corporum<br />

Regularium dimensiones, quasi praef<strong>at</strong>ionis loco praemittas, et alibi quibuscunque locis opus<br />

fuerit, pro posse, omnem obscurit<strong>at</strong>em <strong>to</strong>llas.‖<br />

22 KGW 13.58 ―Nam crede mihi, hoc modo Literariae M<strong>at</strong>hem<strong>at</strong>icae Reip. melius consulitur.‖<br />

31


By contrast, Hafenreffer requested th<strong>at</strong> Kepler explain both the geometry of the Mysterium and<br />

the ideas of Copernicanism in his own words in a short preface. The Narr<strong>at</strong>io of Rheticus would<br />

be a poor substitute, wrote Hafenreffer, since it ―is lengthier and contains certain things foreign<br />

<strong>to</strong> your Prodromus.‖ 23 Though Hafenreffer did not say so explicitly <strong>at</strong> this juncture, his likely<br />

objection centered on the realist stance of the Narr<strong>at</strong>io. Unlike other prominent Lutherans,<br />

Rheticus openly emphasized the physical reality of Copernicus‘s cosmos, and argued for the<br />

beauty of the Copernican theory as a physical system, one characterized by unity and harmony. 24<br />

So long as Kepler summarized Copernican theory in his own words, it could perhaps be read as a<br />

continu<strong>at</strong>ion of the accepted tradition th<strong>at</strong> Copernicanism was simply hypothetical. Yet the<br />

addition of the Narr<strong>at</strong>io of Rheticus would alert readers even more strongly <strong>to</strong> the fact th<strong>at</strong><br />

something more was intended—possibly the very reason why Maestlin recommended its<br />

inclusion.<br />

The Scriptural Implic<strong>at</strong>ions of the Mysterium Cosmographicum<br />

Like Rheticus and Maestlin, Kepler believed strongly th<strong>at</strong> the Copernican system<br />

represented a true picture of the workings of the heavens. 25 Moreover, he conceived of his work<br />

23 KGW 13:48 ―Coll<strong>at</strong>is Sententijs, placet posterius tuum consilium, ita tamen, ut pro Rheticj<br />

Narr<strong>at</strong>ione (quae et prolixior est, et quaedam ab hoc tuo Prodromo aliena habet, et in<br />

quibusdam deficit) breuissimam Expositionem et proportionem Corporum, cum Schem<strong>at</strong>e<br />

generalj, post praef<strong>at</strong>ionem ad Lec<strong>to</strong>rem interseras: quae tanquam clauis erunt ad Mysterium<br />

Prodromj.‖<br />

24 See Westman, ―The Melanchthon Circle,‖ 181-186.<br />

25 He, <strong>to</strong>o, argued both in letters and in the Mysterium Cosmographicum itself th<strong>at</strong> the true could<br />

not follow from the false. He addresses this issue most fully in his Apologia for Tycho against<br />

Ursus. See Nicholas Jardine, The Birth of His<strong>to</strong>ry and Philosophy of Science: Kepler‘s A<br />

Defence of Tycho against Ursus, with Essays on its Provenance and Significance (Cambridge:<br />

Cambridge <strong>University</strong> Press, 1984). See also Nicholas Jardine, ―The Forging of Modern<br />

Realism: Clavius and Kepler against the Sceptics.‖ Studies in His<strong>to</strong>ry and Philosophy of Science<br />

10 (1979): 141–173.<br />

32


in the Mysterium Cosmographicum in fundamentally religious terms, arguing th<strong>at</strong> through his<br />

discovery he had revealed God‘s hand through the Book of N<strong>at</strong>ure. He felt th<strong>at</strong> it was important<br />

<strong>to</strong> reconcile his belief in the truth of Copernicanism with his belief in the truth of Scripture<br />

(particularly those Scriptural passages which seemed, on the surface, <strong>to</strong> imply the motion of the<br />

sun and the earth‘s immobility). He planned <strong>to</strong> do so explicitly within the Mysterium<br />

Cosmographcum itself. As he wrote <strong>to</strong> Maestlin when he first revealed his plans for the book, ―In<br />

the beginning I work with some theses about the Scriptures: and I show how their authority may<br />

be preserved, and yet Copernicus, if he says things th<strong>at</strong> are proper in other respects, can‘t be<br />

refuted by them.‖ 26<br />

Th<strong>at</strong> is, he intended <strong>to</strong> show Scriptural descriptions of the cosmos could be<br />

reconciled <strong>to</strong> the theories of Copernicus, while <strong>at</strong> the same time arguing th<strong>at</strong> even if the two<br />

appeared <strong>to</strong> be <strong>at</strong> odds, n<strong>at</strong>ural phenomena proven <strong>to</strong> be true could not be disproved merely by<br />

reference <strong>to</strong> Scriptural cit<strong>at</strong>ions. 27<br />

At the start, however, neither Kepler nor Maestlin mentioned Kepler‘s plans for this<br />

section of the book in their correspondence with Hafenreffer and the university Sen<strong>at</strong>e, but<br />

merely outlined the dominant themes of the text, its Copernican premises, and the reasons why<br />

the discovery was a noteworthy one. Kepler evidently feared th<strong>at</strong> the outspoken Copernicanism<br />

26 KGW 13:23: ―Initio aliquot thesibus de Sacris literis ago: et demonstro, quomodo simul et illis<br />

sua authoritas constet, et tamen Copernicus, si aliter consentanea dic<strong>at</strong>, ex illis refutarj non<br />

possit.‖<br />

27 This may seem like a highly unorthodox position, in its preference for demonstr<strong>at</strong>ed scientific<br />

truth over accepted scriptural traditional. Yet in point of fact it is not th<strong>at</strong> different from the<br />

arguments of Cardinal Bellarmine, represent<strong>at</strong>ive of the C<strong>at</strong>holic Church, in his discussion of<br />

Galileo‘s own <strong>at</strong>tempts <strong>to</strong> reconcile scripture and n<strong>at</strong>ure. Bellarmine argued, like proponents of<br />

the Wittenberg interpret<strong>at</strong>ion, th<strong>at</strong> Copernicanism be approached hypothetically. Yet he did<br />

concede th<strong>at</strong> if any principle of science were <strong>to</strong> be demonstr<strong>at</strong>ed with certainty, Scripture would<br />

have <strong>to</strong> be reinterpreted accordingly. He asserted, however, th<strong>at</strong> Copernicanism had not yet<br />

reached th<strong>at</strong> level of certainty. See Richard J. Blackwell, Galileo, Bellarmine, and the Bible<br />

(Notre Dame: <strong>University</strong> of Notre Dame Press, 1991). Kepler here argues th<strong>at</strong> his a priori<br />

deriv<strong>at</strong>ion of Copernican theory has raised it <strong>to</strong> this kind of certainty, where even ostensible<br />

scriptural refut<strong>at</strong>ions would not be enough <strong>to</strong> contradict it.<br />

33


of the text would be enough <strong>to</strong> elicit objections from the Tübingen faculty; when no objections<br />

were raised <strong>at</strong> the outset, and Hafenreffer approved the text for public<strong>at</strong>ion, Kepler wrote <strong>to</strong><br />

Maestlin, relieved th<strong>at</strong> ―no difficulty was put before my little book by the protec<strong>to</strong>rs of the Holy<br />

Scripture, as I had feared.‖ 28<br />

Yet over the next few months, after the book had gone <strong>to</strong> press, it became clear th<strong>at</strong><br />

Kepler‘s relief was a bit prem<strong>at</strong>ure. As Maestlin wrote <strong>to</strong> Kepler, his book<br />

…somewh<strong>at</strong> offends our theologians…Doc<strong>to</strong>r Hafenreffer time and again has assailed<br />

me (<strong>at</strong> least jokingly, although they seem <strong>to</strong> be serious [comments] mixed with jokes). He<br />

wants <strong>to</strong> dispute with me, all the while defending his Bible, etc. Likewise, not long ago <strong>at</strong><br />

a public evening sermon, in the explan<strong>at</strong>ion of 1. Genesis, [he said th<strong>at</strong>] God did not hang<br />

the sun in the middle of the world like a lantern in the middle of a room. Indeed, I am<br />

accus<strong>to</strong>med <strong>to</strong> opposing these jokes with jokes, while they are jokes; if the m<strong>at</strong>ter had <strong>to</strong><br />

be tre<strong>at</strong>ed seriously, I would respond differently. The same Doc<strong>to</strong>r Hafenreffer<br />

acknowledges [the Mysterium Cosmographicum] <strong>to</strong> be an excellent idea and skilled<br />

discovery, but thinks th<strong>at</strong> it is simply and <strong>to</strong>tally opposed <strong>to</strong> sacred Scripture and <strong>to</strong> truth<br />

itself. Indeed, with those who do not sufficiently grasp the principles of these m<strong>at</strong>ters (but<br />

who are otherwise most erudite and gre<strong>at</strong> men) it is preferable <strong>to</strong> act jokingly, as long as<br />

they accept jokes. 29<br />

Clearly, this description represents a shift from Hafenreffer‘s initial response <strong>to</strong> the book, in<br />

which he not only embraced Kepler‘s discovery wholeheartedly but also urged him <strong>to</strong> explain<br />

Copernican theory even more fully. In this description, by contrast, Hafenreffer appears<br />

28 KGW 13:64: ―…nec interea temporis ulla libello meo difficultas a scripturae sacrae<br />

defensoribus, quod metuebam, objecta fuit.‖<br />

29 KGW 13:80: ―Idem (quod tamen tibi hic concreditum velim) nostros Thelogos etiam nonnihil<br />

offendit…D. D. Hafenrefferus semel <strong>at</strong>que iterum (iocose quidem, licet iocis seria etiam<br />

intermixta videantur) me adortus est. Er well mit mir disputieren all die weil sein Bibel weeret,<br />

etc. item haud ita pridem in publica vespertina Concione, in explic<strong>at</strong>ione 1. Cap. Geneseos, Gott<br />

hab die [sun] nit mitten in die Welt, wie ein l<strong>at</strong>ernen, mitten in einen Saal, gehencket, etc. Verum<br />

iocis illis iocosa opponere soleo, dum ioci sunt, si serio res agenda esset, aliter responsurus et<br />

ego essem. Pro egregia Phantasia et erudi<strong>to</strong> inuen<strong>to</strong> idem D. Doc<strong>to</strong>r Hafenrefferus agnoscit, sed<br />

S. Scripturae et ipsi verit<strong>at</strong>i contrariari omnino et simpliciter put<strong>at</strong>. Verum cum istis, qui<br />

principia harum rerum non sufficienter tentent (caeteroquin viris magnis et eruditissimis) s<strong>at</strong>ius<br />

est similiter iocose agere, dum icos accipiunt.‖ This s<strong>to</strong>ry is recounted as well in Thomas<br />

Wilhelmi, Die griechischen Handschriften der Universit tsbibliothek T bingen: Sonderband<br />

Martin Crusius : Handschriftenverzeichnis und Bibliographie (Wiesbaden : O. Harassowitz,<br />

2002), along with the text of Hafenreffer‘s sermon and Martin Crusius‘s Greek summary of it.<br />

34


thre<strong>at</strong>ened by the Copernican contents of the book; he speaks against Copernicanism in public<br />

sermons and argues th<strong>at</strong> it fl<strong>at</strong>ly contradicts the words of Scripture. Wh<strong>at</strong> caused this change of<br />

mindset in Hafenreffer? Why the move from endorsement and encouragement <strong>to</strong> the contention<br />

th<strong>at</strong> the discovery was ―simply and <strong>to</strong>tally opposed <strong>to</strong> sacred scripture and <strong>to</strong> truth itself?‖<br />

Hafenreffer‘s move <strong>to</strong> distance himself from Kepler‘s book was first spurred by a<br />

discussion Kepler appears <strong>to</strong> have had with Hafenreffer when he visited Tübingen <strong>to</strong> set the<br />

stage for the printing of his manuscript. At th<strong>at</strong> point, Kepler had apparently disclosed his plan <strong>to</strong><br />

explicitly reconcile Copernican theory with Scripture within the Mysterium Cosmographicum,<br />

and had asked for Hafenreffer‘s advice. Hafenreffer‘s written reply, composed not in his official<br />

role as Tübingen theologian but instead in his role as Kepler‘s friend and men<strong>to</strong>r, was lengthy<br />

and heartfelt. Hafenfeffer recounted Kepler‘s request for advice and noted th<strong>at</strong> as ―you desire my<br />

brotherly advice…I will clearly and candidly disclose <strong>to</strong> you, a most illustrious man and a most<br />

dear brother, wh<strong>at</strong> I think.‖ 30<br />

He recalled Kepler‘s training <strong>at</strong> Tübingen, where he had surely<br />

been taught th<strong>at</strong> the Copernican ideas were only hypothetical, and ought not <strong>to</strong> be confused with<br />

the true sayings of Scripture. He wrote,<br />

<strong>From</strong> the moment th<strong>at</strong> I first became aware of those hypotheses I have always felt it <strong>to</strong> be<br />

beyond doubt th<strong>at</strong> one must distinguish openly between them and Sacred Scripture,<br />

which you observed when you were with us and even now you can rightly remember. 31<br />

For this reason, Hafenreffer continued, he recommended, in both his own name and th<strong>at</strong> of his<br />

30 KGW 13:92: ―Quod denique subiungis, aliquos tuos illos con<strong>at</strong>us, in nouis demonstr<strong>at</strong>ionibus<br />

mirarj, prouidi te dubium esse, quid hac in parte agendum, utrum sc. silentio res praetereunda,<br />

an vero in id enitendum, ut omnibus p<strong>at</strong>e<strong>at</strong>, tuas illas hypotheses per omnia scripturae sacrae,<br />

consentaneas esse, <strong>at</strong>que ea in parte, ut ego quidem accepj Epis<strong>to</strong>lam tuam, haud obscure,<br />

fr<strong>at</strong>ernum meum consilium expetis. Ea in re, quid sentiam, clarissime vir, et fr<strong>at</strong>er charissime,<br />

candide et aperte tibj aperiam.‖<br />

31 Ibid: ―Inter hypotheses nimirum illas, et sacram Scripturam, aperte distinguendum esse, quod<br />

me constanter sensisse, etiam ab initio conspectarum hypothses[grek] procul dubio, et cum<br />

nobiscum esses animaduertere, et etiamnum probe meminisse potes.‖<br />

35


colleagues th<strong>at</strong> the proposed chapter on the reconcili<strong>at</strong>ion of Scripture and Copernican theory<br />

―must be omitted… except for some brief mention of the m<strong>at</strong>ter which is made immedi<strong>at</strong>ely <strong>at</strong><br />

the beginning.‖ 32<br />

Hafenreffer argued th<strong>at</strong> r<strong>at</strong>her than include the proposed reconcili<strong>at</strong>ion (oper<strong>at</strong>ing from<br />

the standpoint th<strong>at</strong> as Copernicanism was physically true, it had <strong>to</strong> be reconciled <strong>to</strong> Scripture),<br />

Kepler ought <strong>to</strong> adopt the standard Lutheran approach <strong>to</strong> Copernican theory, which firmly<br />

emphasized the Aris<strong>to</strong>telian disciplinary divisions between m<strong>at</strong>hem<strong>at</strong>ics (and astronomy, one of<br />

the mixed m<strong>at</strong>hem<strong>at</strong>ical sciences), physics, or n<strong>at</strong>ural philosophy, and theology. 33<br />

He wrote:<br />

If there is some place for my council (as I firmly hope), you will act as a m<strong>at</strong>hem<strong>at</strong>ician<br />

alone, unconcerned about whether [your objects of study] correspond <strong>to</strong> existing things or<br />

not. For I believe th<strong>at</strong> a m<strong>at</strong>hem<strong>at</strong>ician achieves his goal if he presents hypotheses <strong>to</strong><br />

which the phenomena correspond as accur<strong>at</strong>ely as possible: and I think th<strong>at</strong> you yourself<br />

would yield <strong>to</strong> someone who could offer better [hypotheses]. Nor does it follow th<strong>at</strong> the<br />

truth of things conforms immedi<strong>at</strong>ely <strong>to</strong> the hypotheses devised by each expert. I do not<br />

want <strong>to</strong> mention the irrefutable [proofs] which I could produce from the Sacred<br />

Scriptures. For I think th<strong>at</strong> wh<strong>at</strong> is needed here is not deb<strong>at</strong>e but brotherly advice. And if<br />

you heed it (as I certainly am confident you will) and act as an abstract m<strong>at</strong>hem<strong>at</strong>ician, I<br />

have no doubt th<strong>at</strong> your thoughts will be judged very agreeable by many (as they<br />

certainly are for me). 34<br />

The division between the disciplines of physics and m<strong>at</strong>hem<strong>at</strong>ics would protect Kepler and<br />

32 Ibid.: ―Hinc enim factum est, ut non tam meo, quam DD. Collegarum meorum nomine, Caput<br />

Tract<strong>at</strong>us (pu<strong>to</strong> quintum numero fuisse) quod istam concil<strong>at</strong>ionem <strong>at</strong>tingeb<strong>at</strong>, ommitendum esse<br />

monuj, ne illae ipsae disput<strong>at</strong>iones inde exorirj possint. Quod etiam omissum est, nisi quod ab<br />

initio st<strong>at</strong>im, aliqua, sed breuissima ejus rej fit mentio.‖<br />

33 See James A. Weisheipl, ―The N<strong>at</strong>ure, Scope, and Classific<strong>at</strong>ion of the Sciences,‖ in Science<br />

in the Middle Ages, Ed. David C. Lindberg (Chicago: <strong>University</strong> of Chicago Press, 1978).<br />

34 KGW 13:92: ―Proinde si fr<strong>at</strong>erno meo consilio (vti firmiter spero) locus aliquis est; porro in<br />

ejusmodj demonstrandis Hypothesibus, nudum M<strong>at</strong>hem<strong>at</strong>icum ages, nihil sollicutus vtrum rebus<br />

cre<strong>at</strong>is ita respondeant an secus. M<strong>at</strong>hem<strong>at</strong>icum enim, finem suum consequutum arbitror, si tales<br />

exhibe<strong>at</strong> hypotheses, quibus [greek] quam exactissime respondeant: et teipsum pu<strong>to</strong> cessurum<br />

esse illj, qui proferre posset meliores. Nec tamen consequitur, vuniuscujusque Artificis Medit<strong>at</strong>is<br />

hypothesibus, rerum verit<strong>at</strong>em confestim conformarj. Nolo <strong>at</strong>tingere, quae ex sacris inuicta<br />

possem depromere. Non enim disput<strong>at</strong>ionibus, sed fr<strong>at</strong>ernis monitis opus esse judico. Quibus si<br />

tu (utj cer<strong>to</strong> confido) parueris, et abstractum M<strong>at</strong>hem<strong>at</strong>icum egeris, nihil dubi<strong>to</strong>, quin<br />

cogit<strong>at</strong>iones tuae, plurimis (uti certe mihi quoque sunt) jucundissimae sint futurae.‖<br />

36


prevent him from overstepping the boundaries of orthodoxy, Hafenreffer maintained. Since<br />

n<strong>at</strong>ural philosophers alone could discourse on the true n<strong>at</strong>ure of the heavens, while astronomers,<br />

practitioners of a m<strong>at</strong>hem<strong>at</strong>ical discipline, could only describe the positions of heavenly bodies,<br />

Kepler‘s use of Copernican theory, from the standpoint of a m<strong>at</strong>hem<strong>at</strong>ician, would not be viewed<br />

as dangerous or particularly controversial. Oper<strong>at</strong>ing from the standpoint th<strong>at</strong> the true could<br />

follow from the false, many of Kepler‘s conclusions could be utilized in order <strong>to</strong> improve<br />

astronomical calcul<strong>at</strong>ions, while the basic Copernican premise could be discounted as a useful<br />

fiction. 35<br />

The Theological and Communal Implic<strong>at</strong>ions of the Mysterium Cosmographicum<br />

Though Hafenreffer urged Kepler <strong>to</strong> act as an abstract m<strong>at</strong>hem<strong>at</strong>ician and ignore the<br />

rel<strong>at</strong>ionship between Copernicanism and Scripture, Kepler was strongly committed <strong>to</strong> the<br />

physical truth of the Copernican system. If Hafenreffer‘s appeal had ended here, then, it could<br />

only have worked had Kepler been worried enough about his overstepping of theological bounds.<br />

Hafenreffer, however, went one step further, and argued for the omission of the proposed chapter<br />

on grounds th<strong>at</strong> would have appealed much more strongly <strong>to</strong> Kepler. He urged Kepler <strong>to</strong><br />

consider the cohesive bonds of community, r<strong>at</strong>her than simply the strict bounds of doctrine. His<br />

concern, he wrote, was not merely th<strong>at</strong> Kepler himself would be contravening an accepted truth<br />

of the church, but r<strong>at</strong>her th<strong>at</strong> since many Lutherans would perceive Kepler‘s actions th<strong>at</strong> way,<br />

and since some might even agree with him, Kepler‘s actions could only increase the strife and<br />

35 Hafenreffer‘s description of these disciplinary distinctions was, of course, an overly simplified<br />

one, which did not account for the fact th<strong>at</strong> the st<strong>at</strong>us of these disciplines had already evolved<br />

long before Kepler‘s time. For a more nuanced account of the place of astronomy and its<br />

evolution over the early modern period, see William Donahue, ―Astronomy,‖ The Cambridge<br />

His<strong>to</strong>ry of Science, Volume 3: Early Modern Science, eds. K<strong>at</strong>harine Park and Lorraine Das<strong>to</strong>n<br />

(Cambridge: Cambridge <strong>University</strong> Press, 2006): 562–595.<br />

37


disagreement in an already contentious and fractured Lutheran Church. Hafenreffer implored<br />

Kepler<br />

as a brother, th<strong>at</strong> you not <strong>at</strong>tempt <strong>to</strong> propound or fight for th<strong>at</strong> st<strong>at</strong>ed harmoniz<strong>at</strong>ion<br />

publicly, for thus many good men would be offended, and not unjustly, and the whole<br />

business could either be impeded, or tainted with the grave stain of dissension. 36<br />

With this plea, Hafenreffer appealed not <strong>to</strong> Kepler‘s sense of orthodoxy, but r<strong>at</strong>her <strong>to</strong> Kepler‘s<br />

desire for harmony in the church. Hafenreffer‘s own desire for churchly harmony was so<br />

important <strong>to</strong> him, he wrote, th<strong>at</strong> potential harm <strong>to</strong> the church—by which he meant the Lutheran<br />

Church in particular—would <strong>to</strong>tally invalid<strong>at</strong>e any good th<strong>at</strong> might have come from Kepler‘s<br />

discovery:<br />

But if (and may God, in his gre<strong>at</strong>ness, avert this) you want <strong>to</strong> publicly harmonize those<br />

hypotheses of yours with the sacred Scripture and <strong>to</strong> fight for them, I fear th<strong>at</strong> it is certain<br />

th<strong>at</strong> this m<strong>at</strong>ter of yours may erupt in dissension and b<strong>at</strong>tle. In which case I wish th<strong>at</strong> I<br />

had never seen those thoughts of yours, which in themselves and considered<br />

m<strong>at</strong>hem<strong>at</strong>ically are splendid and noble. As it is, already in the church of God there has<br />

been more contention than is advisable for the weak. 37<br />

Hafenreffer concluded his letter by assuring Kepler of his ―most dear and sincere brotherly love‖<br />

and urging him <strong>to</strong> ―act as a strict m<strong>at</strong>hem<strong>at</strong>ician and constantly foster tranquility in the church, as<br />

I know was agreeable <strong>to</strong> you in the past.‖ 38<br />

36 KGW 13:93: ―Sed rebus sic iam stantibus, fr<strong>at</strong>erne consulo et moneo, ne dictam illam<br />

concili<strong>at</strong>ionem publice uel proponere, et propugnare coneris, sic enim multj bonj, non immeri<strong>to</strong><br />

offensj, et <strong>to</strong>tum negotium uel impedirj, uel graui dissensionum macula adspergj posset.‖<br />

37 Ibid.: ―Sin (quod maximus et optimus auert<strong>at</strong> Deus) publice istas hypotheses cum scriptura<br />

sacra conciliare velles, et propugnare, certum metuo, ut in dissensiones et neruum res isthaec<br />

erump<strong>at</strong>: quo casu velim ego, me istas cogit<strong>at</strong>iones tuas, in se quidem, et M<strong>at</strong>hem<strong>at</strong>ice<br />

consider<strong>at</strong>as, praeclaras et nobiles, nunquam vidisse: Jam dudum enim in Ecclesia Dominj, plus<br />

contentionis est, quam infirmis expedi<strong>at</strong>.‖<br />

38 Ibid.: ―Sed nescio quo me abripi<strong>at</strong> stylus: uel potius fr<strong>at</strong>ernus meus in te amor: qui nisj talis in<br />

te esset, qualis est, ardentissimus nimirum et candidissimus, tam liberam stylo licentiam non<br />

permisissem. Sed hic idem amor, duo abs te postul<strong>at</strong>, ut nimirum, strenuum nobis agas<br />

M<strong>at</strong>hem<strong>at</strong>icum: et quam antea tibj commend<strong>at</strong>am esse scio, Ecclesiae tranquillit<strong>at</strong>em, constanter<br />

foueas.‖<br />

38


Hafenreffer‘s own position makes a gre<strong>at</strong> deal of sense given his post as a theologian <strong>at</strong><br />

Tübingen. The Tübingen theologians had played a central role in shaping the post-Reform<strong>at</strong>ion<br />

theological clim<strong>at</strong>e, and in fashioning the Lutheran movement in<strong>to</strong> a strong and unified<br />

confession. 39<br />

Jakob Andreae, Tübingen Chancellor from 1561 <strong>to</strong> 1590, was a pivotal figure in<br />

the <strong>at</strong>tempt <strong>to</strong> cre<strong>at</strong>e doctrinal accord between the different branches of Lutheranism. As<br />

Württemberg, the province in which Tübingen was loc<strong>at</strong>ed, was straddled by C<strong>at</strong>holic Bavaria<br />

and the Calvinist Pal<strong>at</strong>in<strong>at</strong>e, the need for Lutheran unity was pressing. Andreae had argued th<strong>at</strong><br />

the best way <strong>to</strong> achieve confessional unity was <strong>to</strong> cre<strong>at</strong>e a simple list of articles of faith with<br />

which the majority of theologians could agree. He was instrumental in drafting the Formula of<br />

Concord, which enumer<strong>at</strong>ed these articles and sharply distinguished between Lutherans and their<br />

C<strong>at</strong>holic and Calvinist adversaries. 40 After its completion in 1577, the Formula of Concord was<br />

adopted by two-thirds of Lutheran Germany, including the province of Württemberg, where all<br />

government and clerical officials, as well as all teachers and university professors, were required<br />

<strong>to</strong> sign their assent. 41<br />

39 See Charlotte Methuen, Kepler‘s T bingen: Stimulus <strong>to</strong> a Theological M<strong>at</strong>hem<strong>at</strong>ics<br />

(Aldershot: Ashg<strong>at</strong>e, 1998), 41–46.<br />

40 See Lowell C. Green, The Formula of Concord: An His<strong>to</strong>riographical and Bibliographical<br />

Guide (St. Louis: Center for Reform<strong>at</strong>ion Research, 1977).<br />

41 In summarizing the situ<strong>at</strong>ion for Kepler and his environs, I‘ve simplified a s<strong>to</strong>ry th<strong>at</strong> was<br />

neither this uncomplic<strong>at</strong>ed nor this uniform. First, while the Formula of Concord did take<br />

seriously some concerns of both Philippists and Gnesio-Lutherans (or Flacians), it largely<br />

followed the more uncompromising Gnesio-Lutheran approach. Moreover, while in some areas,<br />

like Württemberg, it received overwhelming support, there were others, like Sweden and<br />

Denmark, where Philippism continued <strong>to</strong> flourish. Finally, there were specific issues in the<br />

39


The Formula of Concord was therefore the symbol of the quest for Lutheran unity, a<br />

quest which eman<strong>at</strong>ed directly out of Württemberg and Tübingen <strong>University</strong> and which drew its<br />

strength from the perceived need for stability and agreement in the face of thre<strong>at</strong>s from C<strong>at</strong>holics<br />

and Calvinists, the enemies of the Lutheran Church. In light of this, it is clear th<strong>at</strong> Hafenreffer‘s<br />

plea th<strong>at</strong> Kepler not disturb Lutheran unity by raising the contentious issue of Scripture and<br />

Copernicanism stemmed directly from a theological environment which prized Lutheran unity—<br />

and the particular doctrinal orthodoxy th<strong>at</strong> undergirded it—above all else. Yet Hafenreffer<br />

focused not on the orthodox doctrines themselves, but r<strong>at</strong>her on the importance of unity, hoping<br />

th<strong>at</strong> this alone would sway Kepler as no doctrinal arguments could.<br />

As it turns out, Hafenreffer was right <strong>to</strong> assume th<strong>at</strong> this plea for unity would appeal <strong>to</strong><br />

Kepler, for whom harmony of both church and n<strong>at</strong>ure was preeminent. Interestingly, however,<br />

Kepler argued for a strong and explicit emphasis on religion and the physical truth of<br />

Copernicanism in his Mysterium cosmographicum, for precisely the reasons th<strong>at</strong> Hafenreffer had<br />

argued for their exclusion—the goal of strengthening a divided church. When Kepler had earlier<br />

described his book <strong>to</strong> Michael Maestlin, he had asserted th<strong>at</strong> he hoped it would serve <strong>to</strong><br />

strengthen its readers‘ faith in God. This strengthening of the faith, he clarified in a letter of<br />

1597, would be achieved by the book‘s emphasis on geometry as the basic <strong>to</strong>ol with which God<br />

had cre<strong>at</strong>ed the universe and all things in it. Kepler argued th<strong>at</strong> his book had illumin<strong>at</strong>ed the way<br />

th<strong>at</strong> God had fashioned humans in his image, by making them uniquely capable of recognizing<br />

and understanding geometrical forms, and in turn the structure of the n<strong>at</strong>ural world. He wrote,<br />

For as the eye was fashioned for understanding colors and the ear for understanding<br />

sounds, thus the mind of man was fashioned not for understanding anything wh<strong>at</strong>soever,<br />

but [specifically] for understanding quantities. And the closer something is <strong>to</strong> bare<br />

Formula of Concord th<strong>at</strong> continue <strong>to</strong> be disputed over time—one of which (the doctrine of<br />

ubiquity) concerned Kepler directly, as we shall see below.<br />

40


quantities—as it were, <strong>to</strong> its own origin—the more properly the mind perceives it; the<br />

farther it recedes from this, the more obscurity and errors there are. For our mind carries<br />

its notions about its own n<strong>at</strong>ure, built upon the c<strong>at</strong>egory of quantity, with it <strong>to</strong>ward the<br />

study of divine things: if it is deprived of them, it is able <strong>to</strong> assert nothing except by mere<br />

neg<strong>at</strong>ions. 42<br />

Kepler here contrasted ―quantities‖ with ―numbers‖—the l<strong>at</strong>ter he unders<strong>to</strong>od <strong>to</strong> be abstract and<br />

m<strong>at</strong>hem<strong>at</strong>ical, while the former were concrete and geometrical. 43<br />

Kepler argued th<strong>at</strong> mankind<br />

was specifically cre<strong>at</strong>ed <strong>to</strong> appreci<strong>at</strong>e and understand geometrical quantities on a very<br />

fundamental level. Thus by demonstr<strong>at</strong>ing th<strong>at</strong> the underlying structure of the universe was<br />

geometrical, Kepler believed he had increased man‘s ability <strong>to</strong> understand and speak about God<br />

and his cre<strong>at</strong>ion. 44<br />

42 KGW 13:64: ―Nam ut oculus ad colores auris ad sonos, ita mens hominis non ad quaevis, sed<br />

ad QUANTA intelligenda condita est, remque quamlibet tan<strong>to</strong> rectius percipit, quan<strong>to</strong> illa<br />

propior est nudis quantit<strong>at</strong>ibus, ceu suae originj: ab his quo longius quidlibet recedit, tan<strong>to</strong> plus<br />

tenebrarum et errorum existit. Affert enim mens nostra suapte n<strong>at</strong>ura secum ad divinarum rerum<br />

studia notiones suas in praedicamen<strong>to</strong> quantit<strong>at</strong>is extructas: quibus si spolietur, nihil nisi meris<br />

neg<strong>at</strong>ionibus definire potest.‖<br />

43 See KGW 13:23: ―We see th<strong>at</strong> God cre<strong>at</strong>ed the worldly bodies in accordance with a fixed<br />

number. Moreover, number is an accident of quantity, meaning worldly number. For before the<br />

world there was no number, except for the trinity, which is God himself. Therefore if the world<br />

was fashioned <strong>to</strong> the measure of numbers, it must have been <strong>to</strong> the measure of quantities. But<br />

neither in a line nor a surface is there number, but only but infinity. Therefore it is in bodies.‖<br />

(Videmus, deum creasse corpora mundana ad certum numerum. Numerus autem est quantit<strong>at</strong>is<br />

accidens, numerus inquam in mundo. Nam ante mundum nullus er<strong>at</strong> numerus, praeter<br />

Trinit<strong>at</strong>em, quae est ipse deus. Quare si ad numerorum mensuram est conditus mundus, ergo ad<br />

quantit<strong>at</strong>um mensuram. At in linea nullus numerus nec in superficie, sed infinitas. In corporibus<br />

igitur.) The importance of the trinity, of course, is itself the starting point for the Mysterium<br />

Cosmographicum: Kepler uses it <strong>to</strong> justify both the centrality of the sphere and the truth of the<br />

Copernican system, since the Son, F<strong>at</strong>her, and Holy Spirit correspond, in Kepler‘s view, <strong>to</strong> the<br />

fixed stars, the sun, and the ether, and <strong>to</strong> the circumference, center, and volume of the sphere<br />

itself. See Rhonda Martens, Kepler‘s Philosophy and the New Astronomy (Prince<strong>to</strong>n: Prince<strong>to</strong>n<br />

<strong>University</strong> Press, 2000), 39-44.<br />

44 Kepler here was also responding directly <strong>to</strong> a tradition of neg<strong>at</strong>ive theology, in which God<br />

could only be defined via neg<strong>at</strong>ion—a tradition espoused by Nicholas of Cusa, whom Kepler<br />

gre<strong>at</strong>ly admired. See for example, Clyde Lee Miller, Reading Cusanus: Metaphor and Dialectic<br />

in a Conjectural Universe (Washing<strong>to</strong>n, D.C.: C<strong>at</strong>holic <strong>University</strong> of America Press, 2002), 12–<br />

67. Kepler‘s suggestion is th<strong>at</strong> quantity, and geometry more broadly, can enable people <strong>to</strong> speak<br />

directly about the divine, not merely through neg<strong>at</strong>ion.<br />

41


But Kepler did not end his argument here. R<strong>at</strong>her, he argued for a much more explicit<br />

continuity between his idea of the heavens and the religious conflicts on earth, one which, he<br />

believed, could have immedi<strong>at</strong>e and wide-ranging effects. Specifically, he believed th<strong>at</strong> the<br />

central motif of the Mysterium cosmographicum clarified an objection of the Calvinists against<br />

the Lutheran doctrine of ―illocal presence,‖ central <strong>to</strong> the Lutheran understanding of the<br />

Eucharist. 45<br />

Luther had argued th<strong>at</strong> Christ‘s st<strong>at</strong>ement ―hoc est corpus meum‖ implied his real<br />

presence in the Eucharist, and th<strong>at</strong> this presence could not be unders<strong>to</strong>od in only a spiritual sense.<br />

Christ‘s body was actually present in the bread and the wine. Yet the presence of Christ‘s body<br />

was not restricted <strong>to</strong> the bread and the wine <strong>at</strong> the moment of Mass. According <strong>to</strong> Luther,<br />

Because we believe th<strong>at</strong> Christ is God and man, and the two n<strong>at</strong>ures are one person, so<br />

th<strong>at</strong> this person cannot be divided in two...it must follow th<strong>at</strong> he…is and can be wherever<br />

God is, and th<strong>at</strong> everything is full of Christ through and through, also according <strong>to</strong> his<br />

humanity—not according <strong>to</strong> the first, corporeal, limited manner, but according <strong>to</strong> the<br />

supern<strong>at</strong>ural, divine manner. 46<br />

This doctrine, known as ubiquity, implied th<strong>at</strong> as God was omnipresent, so <strong>to</strong>o was Christ‘s body<br />

<strong>to</strong> be found everywhere throughout the universe.<br />

By extension, Luther did not assert a miraculous change of the substance of the bread and<br />

the wine in<strong>to</strong> the body and blood, for Christ‘s body and blood were already there, as they were<br />

everywhere. The Mass was a powerful testament th<strong>at</strong> Christ left behind for his followers, not a<br />

particular, localized miracle or transform<strong>at</strong>ion. Moreover, Luther argued th<strong>at</strong> believers needed <strong>to</strong><br />

45 Wh<strong>at</strong> follows is a brief summary of the Lutheran position <strong>at</strong> this time. For a more complete<br />

explan<strong>at</strong>ion of the various deb<strong>at</strong>es about the Eucharist, see Lee Palmer Wandel, The Eucharist in<br />

the Reform<strong>at</strong>ion: Incarn<strong>at</strong>ion and Liturgy (Cambridge: Cambridge <strong>University</strong> Press, 2006).<br />

46 ―Vom Abendmahl Christi Bekenntnis,‖ D. Martin Luthers Werke, Weimarer Ausgabe<br />

(Weimar, 1883–1929), Schriften, 26, 332b: ―Weil unser glaube helt, das Christus Gott und<br />

mensch ist, und die zwo n<strong>at</strong>urn eine person ist, also das die selbige person nicht mag zurtrennet<br />

werden...so mus folgen, das er…sey und sein muege allenthalben, wo Gott ist, und alles durch<br />

und durch vol Christus sey auch nach der menscheit, nicht nach der ersten leiblichen<br />

begreifflichen weise, sondern nach der ubern<strong>at</strong>uerlichen goettlichen weise.‖<br />

42


efine their understanding of Christ‘s body, and wh<strong>at</strong> its presence actually implied. R<strong>at</strong>her than a<br />

kind of pantheism <strong>to</strong> which the doctrine of ubiquity steered dangerously close, Luther maintained<br />

th<strong>at</strong> Christ‘s body was not corporeal in the usual sense, and was not subject <strong>to</strong> any physical or<br />

n<strong>at</strong>ural limit<strong>at</strong>ions. Christ‘s body, according <strong>to</strong> Luther, was really present everywhere, but not<br />

locally so. The Eucharist did not link the body of Christ directly <strong>to</strong> the physical world, for it was<br />

divine, and the presence of Christ‘s body in the Eucharist could only be unders<strong>to</strong>od in a nonm<strong>at</strong>erial<br />

and non-corporeal sense.<br />

Kepler referred the doctrine of ubiquity, and in particular the notion of ―illocal presence‖<br />

in his 1597 letter <strong>to</strong> Maestlin, arguing for the theological value of his Mysterium<br />

Cosmographicum. He maintained th<strong>at</strong> his book made the Calvinist objection <strong>to</strong> the doctrine of<br />

―illocal presence‖ understandable, and indeed, persuasive. The Calvinists argued against the<br />

idea of a physical presence in the Eucharist—though God‘s presence was real, it should be<br />

unders<strong>to</strong>od only spiritually. Kepler had shown in his book, he noted, th<strong>at</strong> everything in the<br />

physical world could only be unders<strong>to</strong>od through geometric quantities—th<strong>at</strong> is, corporeally. The<br />

idea th<strong>at</strong> Christ‘s body was a body in any sense of the word and yet was not subject <strong>to</strong> n<strong>at</strong>ural<br />

and m<strong>at</strong>erial limit<strong>at</strong>ions, as the Lutherans maintained, was therefore meaningless, much as the<br />

Calvinists insisted. To speak of a presence th<strong>at</strong> was both real and illocal was <strong>to</strong> speak<br />

incoherently and obscurely, and ―<strong>to</strong> assert nothing except mere neg<strong>at</strong>ions.‖ As Kepler explained,<br />

<strong>From</strong> here comes th<strong>at</strong> agit<strong>at</strong>ion of the Calvinists <strong>to</strong>ward the phrase ―illocal presence.‖ For<br />

both the expression (presence) and the thing unders<strong>to</strong>od behind the expression were<br />

chosen from the cre<strong>at</strong>ion of this world, which exists in space and time, and they indic<strong>at</strong>e<br />

[the idea of] quantities, even <strong>to</strong> those who are most cautious. If anyone <strong>at</strong> all were <strong>to</strong> take<br />

the opportunity <strong>to</strong> carefully assess these and similar things selected from my little book, I<br />

think th<strong>at</strong> the factions differing in religion would come one step closer <strong>to</strong>gether. 47<br />

47 KGW 13:64, 113-119, 9 April 1597: ―Hinc illa Calvinistarum [greek] ad nomen<br />

PRAESENTIAE ILLOCALIS. Nam et vox (praesentia) et res intellecta sub voce, desumpta est ex<br />

conditione hujus seculj, loco et tempore constantis, digitumque vel cautissimis ad quantit<strong>at</strong>es<br />

43


In other words, by forcefully demonstr<strong>at</strong>ing the centrality of geometry <strong>to</strong> the entire physical<br />

world in his Mysterium cosmographicum, Kepler believed th<strong>at</strong> he was clarifying, and, he hoped,<br />

helping <strong>to</strong> elimin<strong>at</strong>e a point of tension between the Lutherans and the Calvinists. In so doing, he<br />

believed he was helping <strong>to</strong> repair some of the breaches in the church, and uniting the factions<br />

th<strong>at</strong> were <strong>at</strong> war.<br />

Kepler and Hafenreffer, then, each made their cases with the same goal in mind. Kepler<br />

believed th<strong>at</strong> emphasizing the physical and religious aspects of his book would bolster the unity<br />

of the church, by helping the hostile confessions better understand one another, and perhaps<br />

resolve their differences. Hafenreffer argued th<strong>at</strong> those emphases would further divide the<br />

church by cre<strong>at</strong>ing more disagreement, and th<strong>at</strong> elimin<strong>at</strong>ing the chapter on Scripture and<br />

Copernicanism would far better preserve the unity of the church. It is clear, however, th<strong>at</strong><br />

Kepler and Hafenreffer had two separ<strong>at</strong>e notions of ―the church‖ in mind. For Hafenreffer, the<br />

church whose unity he hoped <strong>to</strong> preserve was the Lutheran Church. As a theologian <strong>at</strong><br />

Tübingen, a mainstay of Lutheran orthodoxy, Hafenreffer saw Lutheran unity as preeminent.<br />

The inter-confessional doctrinal deb<strong>at</strong>es among Lutherans, C<strong>at</strong>holics, and Calvinists needed <strong>to</strong><br />

occupy the full energy of the church. The church could not afford <strong>to</strong> worry about deb<strong>at</strong>es within<br />

its ranks, if ultim<strong>at</strong>ely it hoped <strong>to</strong> maintain its integrity in the face of external opposition.<br />

For Kepler, however, the ―divided‖ church th<strong>at</strong> needed repair was the whole of<br />

Christendom, not merely the Lutheran confession. The struggles within the Lutheran Church<br />

were real, but they paled in comparison <strong>to</strong> the deb<strong>at</strong>es dividing the church unders<strong>to</strong>od in a more<br />

universal sense. While some believed th<strong>at</strong> those inter-confessional deb<strong>at</strong>es were irreconcilable,<br />

intendit. Haec et similia si quilibet occasione ex meo libello despumpta secum perpenderet:<br />

opinor, uno gradu propius conventuras partes in religione dissidentes.‖<br />

44


and indeed th<strong>at</strong> such reconcili<strong>at</strong>ion was undesirable (for only one particular confession<br />

represented the true church), Kepler‘s ultim<strong>at</strong>e goal was a united Christendom, and he believed<br />

th<strong>at</strong> reconcili<strong>at</strong>ion of the confessions was indeed possible. Moreover, Kepler not only felt th<strong>at</strong><br />

reconcili<strong>at</strong>ion of the church was a priority, he also felt th<strong>at</strong> his cosmological work was an<br />

important <strong>to</strong>ol in the enterprise of reconcili<strong>at</strong>ion. He argued th<strong>at</strong> the truths of astronomy,<br />

demonstr<strong>at</strong>ed a priori in his book, showed th<strong>at</strong> some of the deb<strong>at</strong>es dividing the confessions, like<br />

the n<strong>at</strong>ure of the Eucharist, could be definitively decided. His m<strong>at</strong>hem<strong>at</strong>ical work, th<strong>at</strong> is, could<br />

be mobilized <strong>to</strong> settle some of the sharpest confessional disputes, in ways th<strong>at</strong> would brook no<br />

dissent. For how could one argue with certain knowledge, demonstr<strong>at</strong>ed a priori, of the very<br />

fabric of the heavens? Of course, Kepler had demonstr<strong>at</strong>ed a truth th<strong>at</strong> contradicted the beliefs<br />

of his own Lutheran Church—one th<strong>at</strong>, as we shall soon see, caused him a gre<strong>at</strong> deal of trouble.<br />

Yet though Kepler considered himself a devout Lutheran, the unified church he envisioned<br />

contained elements of all the confessions—for, as he l<strong>at</strong>er wrote, ―Christ the Lord who spoke this<br />

word…neither was nor is Lutheran, Calvinist, Papist.‖ 48<br />

Despite Kepler‘s belief in the importance of his discovery, Kepler evidently found<br />

Hafenreffer‘s arguments persuasive—or, perhaps, still felt <strong>to</strong>o closely bound <strong>to</strong> his Tübingen<br />

roots <strong>to</strong> defy the advice of his men<strong>to</strong>r, particularly on so contentious an issue. In a letter <strong>to</strong><br />

Maestlin, Kepler reiter<strong>at</strong>ed Hafenreffer‘s request ―th<strong>at</strong> I refrain from mention of the Sacred<br />

Scriptures in public. It would give offense <strong>to</strong> many good men…Meanwhile he orders me <strong>to</strong><br />

48 KGW 12:29.17–19: ―Aber Gott lob das Christus der Herr, welcher diese Wort<br />

aussgesprochen, auff diesen ihren schalg, weder Lutehrisch noch Calvinisch, noch Papistisch<br />

gewest, noch ist.‖<br />

45


proceed actively with these hypotheses, <strong>to</strong> the extent th<strong>at</strong> they are helpful <strong>to</strong> astronomy.‖ 49<br />

Kepler confided <strong>to</strong> Maestlin th<strong>at</strong> he would follow Hafenreffer‘s advice and omit the chapter in<br />

question, because of the possibility of cre<strong>at</strong>ing unnecessary conflict. ―Wh<strong>at</strong> are we <strong>to</strong> do?‖ he<br />

asked. ―The whole of astronomy is not worth one of Christ‘s little ones being offended.‖ 50<br />

Yet<br />

Kepler <strong>to</strong>ok pains <strong>to</strong> note th<strong>at</strong> he did this out of respect for unity, and not because he felt th<strong>at</strong><br />

there was anything objectionable about the m<strong>at</strong>erial he wanted <strong>to</strong> include. Moreover, he argued<br />

<strong>to</strong> Maestlin th<strong>at</strong> the same was true for Hafenreffer himself. Hafenreffer, he noted, had<br />

―eloquently praised the discovery,‖ understanding full well its Copernican import. And though<br />

Hafenreffer pretended <strong>to</strong> find the idea of heliocentrism problem<strong>at</strong>ic, Kepler wrote,<br />

I truly cannot believe th<strong>at</strong> he is averse <strong>to</strong> this opinion. He pretends, in order th<strong>at</strong> he may<br />

reconcile his colleagues, whom perhaps he offends with the promotion of my book. And<br />

this must be conceded <strong>to</strong> him. For peace with his colleagues is more important <strong>to</strong> him<br />

than with me. 51<br />

Kepler could not accept the possibility th<strong>at</strong> a close men<strong>to</strong>r and friend, one whom he so respected,<br />

could have read his book and not been persuaded by the arguments he had so clearly outlined. 52<br />

He reiter<strong>at</strong>ed this point in a l<strong>at</strong>er letter, claiming th<strong>at</strong> Hafenreffer was ―not opposed <strong>to</strong><br />

49 KGW 13:99: ―Quo consilio ad D. Hafenrefferum scripserim, nosti. Respondit, summa<br />

literarum haec est: abstineam a mentione sacrarum literarum in publico. Offensum irj mul<strong>to</strong>s<br />

bonos…Interea jubet me strenue pergere in his hypothesibus, qu<strong>at</strong>enus ad astronmia faciunt.‖<br />

50 Ibid: ―Quid agemus? Tota astronomia tantj non est, ut unus ex pusillis Christj offend<strong>at</strong>ur.‖<br />

51 KGW 13:85: ―Quod si quid harum rerum ad te perfertur, id quaeso ne me celes. D.<br />

Hafenreffero authore mutavi initium operis. Ille est typi promo<strong>to</strong>r, ille copiosus inventj<br />

lauda<strong>to</strong>r…Et vere credere non possum, ipsum ab hac sententia abhorrere. Simul<strong>at</strong>, ut reconciliet<br />

collegas, quos fortasse promotione mei libellj offendit. Et hoc illi concedendum est. Prest<strong>at</strong> enim<br />

ipsi pacem cum collegis esse, quam mecum.‖<br />

52 Kepler‘s conviction in the utter persuasiveness of his argument, and the clarity with which he<br />

believed he had made his points, stands in marked contrast <strong>to</strong> his more cautious approach, and<br />

his <strong>at</strong>tentiveness <strong>to</strong> the possibility of disagreement, in the Astronomia Nova. James Voelkel<br />

describes Kepler‘s keen awareness of ―the neg<strong>at</strong>ive response his physical reform<strong>at</strong>ion of<br />

astronomical theory faced from within the astronomical community‖ and his calcul<strong>at</strong>ed <strong>at</strong>tempts<br />

throughout the book ―<strong>to</strong> convince his readers of the necessity of his approach and <strong>to</strong> lead them<br />

through difficult and contentious m<strong>at</strong>erial.‖ See The Composition of Kepler‘s Astronomia Nova<br />

(Prince<strong>to</strong>n: Prince<strong>to</strong>n <strong>University</strong> Press, 2001), 2.<br />

46


Copernicus, but must necessarily stand among the other theologians for the authority (as they<br />

think) of Scripture. Therefore he does not explain <strong>to</strong> me his genuine opinion.‖ 53<br />

Yet he accepted<br />

Hafenreffer‘s seeming opposition, for peace and unity, he believed, should be the ultim<strong>at</strong>e guides<br />

for the behavior of all those who cared for the church, from the followers of established church<br />

doctrine all the way up <strong>to</strong> those who established it.<br />

This did not mean, however, th<strong>at</strong> Kepler was prepared <strong>to</strong> adopt the explicit position th<strong>at</strong><br />

Copernicanism was hypothetical, or even <strong>to</strong> avoid the issue entirely. R<strong>at</strong>her, he explained <strong>to</strong><br />

Maestlin, he would merely allude <strong>to</strong> his true beliefs obscurely, following the tradition of the<br />

Pythagoreans. Those who were schooled and interested enough could ascertain his true<br />

intentions; others would be happy in their ignorance. He would recommend ―the silence of<br />

Pythagoras and the riddles of Pla<strong>to</strong>.‖ 54<br />

―Priv<strong>at</strong>ely if someone approaches us, let us communic<strong>at</strong>e<br />

<strong>to</strong> him candidly our opinion,‖ he wrote. ―Publicly let us be silent.‖ 55<br />

He conveyed <strong>to</strong> Hafenreffer<br />

his willingness <strong>to</strong> elimin<strong>at</strong>e the offending chapter from the manuscript, and Hafenreffer appeared<br />

s<strong>at</strong>isfied. Kepler‘s letter had filled him with joy, replied Hafenreffer, ―for from it I unders<strong>to</strong>od<br />

th<strong>at</strong> you esteem the tranquility of the church more than any noble and beloved products of your<br />

own mental prowess….[Therefore] let the pious and holy tranquility of the church live and<br />

flourish.‖ 56<br />

53 KGW 13:99: ―Enimivero quod antea censui, jam mul<strong>to</strong> magis credo: non esse alienum a<br />

Copernico hominem, sed inter theologos caeteros necessario standum ipsi pro authorit<strong>at</strong>e (ut<br />

putant) scripturae. Ideoque suam genuinam sententiam mihi non explic<strong>at</strong>.‖<br />

54 KGW 13:85: ―Ipse jam sero incipio laudare silentium Pythagoricum, et aenigm<strong>at</strong>a Pla<strong>to</strong>nica.‖<br />

55 KGW 13:99: ―Cum itaque pars maxima doc<strong>to</strong>rum etiam, ad hanc astronomiae (ut vulgo<br />

videtur) sublimit<strong>at</strong>em intellectu suo non ascend<strong>at</strong>: age Pythagoraeos vel tandem etiam institutis<br />

imitemur. Priv<strong>at</strong>im nos quis adit, communicemus illi candide nostram sententiam. Publice<br />

taceamus.‖<br />

56 KGW 13: 102: ―Quanquam amice et fr<strong>at</strong>er charissime, omnes, quae a te mihj perferuntur<br />

literae, jucundissimae sunt: proximae tamen singularj quadam et cumul<strong>at</strong>a suauit<strong>at</strong>e <strong>to</strong>tum me<br />

repleuerunt. Ex ijs enim intellexj, te pluris facere Ecclesiae tranquillit<strong>at</strong>em, quam quoscunque<br />

47


While Kepler omitted the chapter on Copernicanism and Scripture, as he promised, he<br />

did include a brief discussion of the issue <strong>at</strong> the very opening of the Mysterium Cosmographicum<br />

(which Hafenreffer had indic<strong>at</strong>ed would be acceptable). He opened by sharply distinguishing<br />

between Copernican theory and Scriptural truth, and coming down very strongly on the side of<br />

Scripture. He wrote,<br />

Although it is pious <strong>to</strong> consider immedi<strong>at</strong>ely <strong>at</strong> the start of this discussion of n<strong>at</strong>ure<br />

whether anything is said contrary <strong>to</strong> Sacred Scripture, nevertheless I believe it <strong>to</strong> be<br />

untimely <strong>to</strong> disturb this controversy here, before I am challenged. I promise this<br />

generally, th<strong>at</strong> I will say nothing which might do injury <strong>to</strong> the Sacred Scripture, and th<strong>at</strong><br />

if Copernicus is found guilty with me I will deem him worthless. And this was always<br />

my intention, from when I first became acquainted with the books of Copernicus‘s<br />

Revolutions. 57<br />

Kepler here left open the possibility th<strong>at</strong> n<strong>at</strong>ure and Scripture could, in theory, contradict one<br />

another, and th<strong>at</strong> in this case the faithful Christian would have <strong>to</strong> come down on the side of<br />

Scripture—a possibility th<strong>at</strong> he had denied earlier in priv<strong>at</strong>e letters, and would explicitly deny<br />

years l<strong>at</strong>er. 58<br />

ingeniorum nobilissimos et charissimos foetus. Et quamuis de Thesium verit<strong>at</strong>e adhuc quidem<br />

dissideamus, eo quod uterque nostrum suis fundamentis nititur: quia tamen propter tuam, qua<br />

fruj tibj uideris, sensus abundantiam, non quicquam succenseo: sic mul<strong>to</strong> minus tu mihj poteris<br />

indignarj, qui firmioribus suffultus r<strong>at</strong>ionibus libere dissentio: interim tamen M<strong>at</strong>hem<strong>at</strong>icas<br />

contempl<strong>at</strong>iones, perpetua admir<strong>at</strong>ione venerans. Sed viu<strong>at</strong> et vige<strong>at</strong> Ecclesiae pia sanctaque<br />

tranquillitas.‖<br />

57 KGW 8.31, 1-11: ―Etsi pium est, st<strong>at</strong>im ab initio huius de N<strong>at</strong>ura disput<strong>at</strong>ionis videre, an nihil<br />

Sacris Literis contrarium dic<strong>at</strong>ur: intempestiuum tamen existimo, eam controuersiam hic<br />

mouere, prius <strong>at</strong>que solliciter. Illud in genere promit<strong>to</strong>, nihil me dictirum, quod in Sacras<br />

Literas iniurium sit, et si cuius Copernicus mecum conuinc<strong>at</strong>ur, pro nullo habiturum. Atque ea<br />

mens mihi semper fuit, inde a quo Copernici Revolutionum libros cognoscere coepi.‖<br />

58 Years l<strong>at</strong>er, in 1621, Kepler released the second edition of the Mysterium Cosmographicum,<br />

complete with an extensive set of newly added footnotes. This was after the public<strong>at</strong>ion of the<br />

Astronomia Nova, in which Kepler had published an extensive introduction on the rel<strong>at</strong>ionship<br />

between Copernicanism and Scripture, and after the public<strong>at</strong>ion of the Epi<strong>to</strong>me of Copernican<br />

Astronomy, in which he had also addressed this issue directly. As a footnote <strong>to</strong> this contention<br />

about the primacy of Scripture over n<strong>at</strong>ure, Kepler clarified th<strong>at</strong> n<strong>at</strong>ure and Scripture necessarily<br />

agreed with one another, and th<strong>at</strong> therefore there could never actually be a disagreement between<br />

the theories of Copernicus and the words of Scripture. He explained th<strong>at</strong> ―certainly God has a<br />

48


Though Kepler hewed close <strong>to</strong> orthodoxy when it came <strong>to</strong> the rel<strong>at</strong>ionship between<br />

scripture and science, he was more unequivocal in his challenge <strong>to</strong> the common Lutheran<br />

approach <strong>to</strong> Copernican theory. Hafenreffer had urged Kepler <strong>to</strong> speak only as an abstract<br />

m<strong>at</strong>hem<strong>at</strong>ician, without regard <strong>to</strong> the physical truth of Copernicanism. His discovery would then<br />

be widely hailed as useful <strong>to</strong> astronomy, Hafenreffer claimed, even by those who denied th<strong>at</strong><br />

Copernicanism was true. Kepler argued explicitly against this approach in the book, and asserted<br />

th<strong>at</strong><br />

I could never agree with those who rely on a model of accidental demonstr<strong>at</strong>ion, which<br />

infers something true from false premises by the rule of the syllogism. These men<br />

contend, relying on this model, th<strong>at</strong> it is possible for something <strong>to</strong> be false, as they deem<br />

the Copernican hypotheses, and nevertheless for true phenomena <strong>to</strong> follow from it, as<br />

from geuine principles. But the model does not fit. For th<strong>at</strong> conclusion from false<br />

premises is accidental, and the false n<strong>at</strong>ure of it appears as soon as it is applied <strong>to</strong> some<br />

rel<strong>at</strong>ed m<strong>at</strong>ter: unless you freely permit th<strong>at</strong> arguer <strong>to</strong> take up infinite other false<br />

propositions, and never in this back and forth <strong>to</strong> agree with himself. 59<br />

<strong>to</strong>ngue, but he also has a finger.‖ The finger of God was clearly evident in n<strong>at</strong>ure, which Kepler<br />

believed he had proven <strong>to</strong> oper<strong>at</strong>e according <strong>to</strong> the theories of Copernicus. Scripture, by contrast,<br />

God had adjusted based on the ―common <strong>to</strong>ngue of men‖—a reference hermeneutical principle<br />

of accommod<strong>at</strong>ion. ―Therefore,‖ Kepler concluded, ―in m<strong>at</strong>ters which are quite plain, everyone<br />

with strong religious scruples will take the gre<strong>at</strong>est care not <strong>to</strong> twist the <strong>to</strong>ngue of God so th<strong>at</strong> it<br />

refutes the finger of God in N<strong>at</strong>ure…Let him deb<strong>at</strong>e with himself whether sufficiently sound,<br />

sufficiently prolific reasons have been discovered for reconciling the <strong>to</strong>ngue and the finger of<br />

God; or whether he will repudi<strong>at</strong>e th<strong>at</strong> reconcili<strong>at</strong>ion and hasten <strong>to</strong> suppress with censorship the<br />

renown of the immeasurable splendor of the works of God. Th<strong>at</strong> this renown should come <strong>to</strong> be<br />

known <strong>to</strong> the common people, nay r<strong>at</strong>her, <strong>to</strong> the generality of the even superficially educ<strong>at</strong>ed,<br />

could never be brought about by order. Ignorance refuses <strong>to</strong> respect authority; it resorts<br />

spontaneously <strong>to</strong> comb<strong>at</strong>, relying on numbers and on the shield of habit, which is impenetrable <strong>to</strong><br />

the weapons of truth.‖ Mysterium Cosmographicum (1596, second edition 1621): The Secret of<br />

the Universe, tr. A. M. Duncan (New York: Abaris Books, 1981), 85.<br />

59 KGW 8.31, 24-33: ―Atque hoc loco nunquam assentiri potui illis, qui freti exemplo<br />

accidentariae demonstr<strong>at</strong>ionis, quae ex falsis praemissis necessit<strong>at</strong>e Syllogistica verum aliquid<br />

infert. Qui, inquam, hoc exemplo freti contendebant, fieri posse, vt falsae sint, quae Copernico<br />

placent hypotheses, et tamen ex illis vera phenomena tanquam ex genuinis pricipiis sequantur.<br />

Exemplum enim non quadr<strong>at</strong>. Nam ista sequela ex falsis praemissis fortuita est, et quae falsi<br />

n<strong>at</strong>ura est, primum <strong>at</strong>que alii rei cogn<strong>at</strong>ae accommod<strong>at</strong>ur, seipsam prodit: nisi sponte concedas<br />

argumenta<strong>to</strong>ri illi, vt infinitas alias falsas propositiones assum<strong>at</strong>, nec vnquam in progressu<br />

regressuque sibiipsi constet.‖<br />

49


In addition <strong>to</strong> denying the possibility th<strong>at</strong> the true can follow from the false, Kepler argued in the<br />

Mysterium Cosmographicum for the physical truth of Copernicanism on its own grounds.<br />

P<strong>to</strong>lemaic theory was incomplete, and Copernicanism far superior, for ―the old hypotheses<br />

simply do not account <strong>at</strong> all for a number of outstanding fe<strong>at</strong>ures,‖ such as the number of<br />

spheres, the times of orbit, and the reason for their placement. ―On all these points,‖ Kepler<br />

wrote, ―as a magnificent order is shown by Copernicus, the cause must necessarily be found in<br />

it….Copernicus's postul<strong>at</strong>e cannot be false, when so reliable an explan<strong>at</strong>ion of the appearances—<br />

an explan<strong>at</strong>ion unknown <strong>to</strong> the ancients—is given by them.‖ 60<br />

Kepler appealed <strong>to</strong> the argument th<strong>at</strong> Copernicus himself had made in his preface—th<strong>at</strong><br />

the beauty and symmetry of Copernicanism were themselves grounds for assent. 61 ―These<br />

hypotheses of Copernicus not only do not sin against the N<strong>at</strong>ure of things, but gre<strong>at</strong>ly assist it,‖<br />

he wrote. ―It loves simplicity, it loves unity. Nothing exists in it which is idle or superfluous,<br />

but more often one cause is designed for many effects.‖ 62<br />

Copernicus had united the cosmos in<strong>to</strong><br />

one simple system, and had ―freed n<strong>at</strong>ure from th<strong>at</strong> oppressive and useless paraphernelia of so<br />

many immense orbs.‖ 63 Finally, Kepler argued th<strong>at</strong> his own arrival <strong>at</strong> Copernican theory a priori<br />

was a further truth of its veracity, and was so unassailable th<strong>at</strong> from his discovery Copernican<br />

60 Ibid. 32, 9-11; 30-32: ―Quibus omnibus in rebus, cum apud Copernicum ordo pulcherrimus<br />

appare<strong>at</strong>, causam etiam inesse necesse est… Non posse falsa esse Copernici principia, ex quibus<br />

tam constans plurimorum [greek: phenomena] r<strong>at</strong>io, ignota veteribus, redd<strong>at</strong>ur, qu<strong>at</strong>enus ex illis<br />

redditur.‖<br />

61 See Robert Westman, ―Proof, Poetics, and P<strong>at</strong>ronage: Copernicus's Preface <strong>to</strong> De<br />

Revolutionibus,‖ in Reappraisals of the Scientific Revolution, Eds. David Lindberg and Robert<br />

Westman (Cambridge: Cambridge <strong>University</strong> Press, 1990).<br />

62 KGW 8.32, 42-8.33, 4: ―Hae Coeprnici hypotheses non solum in N<strong>at</strong>uram rerum non peccant,<br />

sed illam mul<strong>to</strong> magis iuuant. Am<strong>at</strong> illa simplicit<strong>at</strong>em, am<strong>at</strong> vnit<strong>at</strong>em. Nunquam in ipsa<br />

quicquam otiosum aut superfluum extitit: <strong>at</strong> saepius vna res multis ab illa destin<strong>at</strong>ur effectibus.‖<br />

63 Ibid. 33, 8-9: ―Atque sic Vir iste non tantum n<strong>at</strong>uram onerosa illa et inutili supellectili <strong>to</strong>t<br />

immensorum orbium liberauit.‖<br />

50


theory iIt could be demonstr<strong>at</strong>ed with no ambiguities for anyone, even Aris<strong>to</strong>tle himself, if he<br />

were alive.‖ 64<br />

It is evident, therefore, th<strong>at</strong> Kepler followed Hafenreffer‘s advice, but only up <strong>to</strong> a point.<br />

He elimin<strong>at</strong>ed the <strong>at</strong>tempt <strong>to</strong> reconcile Scripture and Copernican theory, and did so on the<br />

grounds th<strong>at</strong> it was not worth damaging the integrity of the church. Yet he remained firm in his<br />

explicit belief th<strong>at</strong> Copernican theory was a physically true description of the cosmos. Given this<br />

stance, the elimin<strong>at</strong>ion of the <strong>at</strong>tempted reconcili<strong>at</strong>ion amounted <strong>at</strong> best <strong>to</strong> an evasion of the<br />

issue, not exactly the approach Hafenreffer had recommended. If Copernicanism were true, and<br />

so incontrovertibly true th<strong>at</strong> even Aris<strong>to</strong>tle would agree, then it must, by extension, agree with<br />

Scripture—or Scripture itself was wrong, a position which was unthinkable, even <strong>to</strong> Kepler.<br />

Kepler had claimed th<strong>at</strong> he would dismiss Copernicanism if it were shown <strong>to</strong> disagree with<br />

Scripture, yet it was clear <strong>to</strong> the discerning reader th<strong>at</strong> this was not a position he viewed as<br />

possible.<br />

Maestlin also clearly s<strong>to</strong>od on Kepler‘s side of the fence. Kepler had entrusted him with<br />

the coordin<strong>at</strong>ion of the printing, and—against Hafenreffer‘s advice <strong>to</strong> Kepler, and without<br />

consulting Kepler first—Maestlin prefaced the manuscript with the full text of Rheticus‘s<br />

Narr<strong>at</strong>io, which opposed the traditional Lutheran approach <strong>to</strong> Copernican theory and argued for<br />

its physical truth. Maestlin added a brief letter <strong>to</strong> the beginning of his text, where he urged<br />

readers <strong>to</strong> approach the texts of both Rheticus and Kepler without preconceptions, and <strong>to</strong> keep in<br />

mind th<strong>at</strong> even in the works of the ancients ―the question of the place and lasting rest of the earth<br />

64 Ibid. 33, 12-15: ―Neque dubi<strong>to</strong> affirmare, quicquid a posteriori Copernicus collegit, et visu<br />

demonstrauit, mediantibus Geometricis axiom<strong>at</strong>is, id omne vel ipso Aris<strong>to</strong>tele teste, si viueret<br />

(quod frequenter opt<strong>at</strong> Rheticus) a priori nullis ambagibus demonstrari posse.‖<br />

51


is not <strong>at</strong> all clear.‖ 65 He further noted th<strong>at</strong> Kepler had demonstr<strong>at</strong>ed Copernicus‘s claims ―as<br />

genuinely and particularly drawn out from the n<strong>at</strong>ure of things as from geometry, due <strong>to</strong> which<br />

they cannot be contradicted.‖ 66 Rheticus‗s Narr<strong>at</strong>io, Maestlin‗s own preface, and Kepler‗s<br />

comments all made it clear th<strong>at</strong> Kepler did not speak as an abstract m<strong>at</strong>hem<strong>at</strong>ician. Even though<br />

Kepler removed the section on Scripture and Copernicanism, Hafenreffer could not have been<br />

thrilled with the final product. Still, Maestlin noted th<strong>at</strong> Hafenreffer‗s criticisms were all veiled,<br />

and th<strong>at</strong> he tended <strong>to</strong> address the issue with jokes. And Kepler remained in Hafenreffer‘s good<br />

graces, still a beloved friend and disciple despite their disagreements.<br />

Kepler’s Exclusion from the Lutheran Communion<br />

Kepler‘s Copernicanism, then, was not <strong>at</strong> the root of any real trouble between him and<br />

the Lutheran Church. He conceded <strong>to</strong> Hafenreffer‘s requests, <strong>at</strong> least in large part, before the<br />

public<strong>at</strong>ion of the Mysterium Cosmographicum. And even after the public<strong>at</strong>ion of his<br />

Astronomia Nova in 1609, which did explicitly address some of the scriptural interpret<strong>at</strong>ions he<br />

had agreed <strong>to</strong> leave out of the Mysterium Cosmographicum, Kepler was not subjected <strong>to</strong> any<br />

censure or reprimand by the Tübingen theologians. 67<br />

Instead, Kepler‘s real confront<strong>at</strong>ion with<br />

the Lutheran Church stemmed not from astronomy but from theology more directly—<br />

65 KOO I:26: ―Is quaeso prius rem cognosc<strong>at</strong>, & examinet, quam praecoci praeiudicio<br />

sententiam fer<strong>at</strong>; Is leg<strong>at</strong>, quae Copernicus lib. I. cap. V. & quinq; sequentibus, item quae<br />

Keplerus noster cap. I. sui Prodromi scribit: Nec non quae Rheticus sequente Narr<strong>at</strong>ione habet,<br />

ubi principales r<strong>at</strong>iones enumera, quare a veterum Astronomorum hypothesibus recedendum<br />

fuerit. Et videbit: Questionem de loco & perpetua quiet<strong>at</strong>e Terrae nequaquam liquidam esse.‖<br />

66 Ibid.: ―Atque hanc sententiam ipse non ligicis, nec leuibus aut dubijs, vel anilibus, mul<strong>to</strong> minus<br />

alienis, <strong>at</strong>que ad propositum suum violenter adactis coniecturis, sed genuinis, proprijssimis, tam<br />

ex rerum N<strong>at</strong>ura, quam ex Geometria depromptis, quibus contradici non potest, r<strong>at</strong>iocinijs<br />

confirm<strong>at</strong>.‖<br />

67 This may, in part, have been because he was by then out of their ambit of authority, already<br />

ensconced in Prague as Imperial M<strong>at</strong>hem<strong>at</strong>ician.<br />

52


specifically, from Kepler‘s unorthodox views about the theological doctrine of ubiquity. As<br />

Kepler had made clear as early as 1597, he believed th<strong>at</strong> Christ‘s body was not omnipresent in a<br />

physical sense, and th<strong>at</strong> even the presence of Christ in the Mass should not be unders<strong>to</strong>od<br />

physically—a position th<strong>at</strong> seemed <strong>to</strong> have far more in common with the Calvinist Church than<br />

with Kepler‘s own.<br />

In 1597, he had linked this position closely <strong>to</strong> the arguments of his Mysterium<br />

Cosmographicum—geometry itself, he had then claimed, made it clear th<strong>at</strong> the Lutheran doctrine<br />

of ubiquity was an untenable one. Yet over the years, he began <strong>to</strong> offer instead other, more<br />

traditionally theological reasons for his disagreements with the doctrine, and <strong>to</strong> deemphasize the<br />

geometrical angle. Scripture itself and the ancient church F<strong>at</strong>hers, he emphasized time and<br />

again, were quite clearly opposed <strong>to</strong> the notion; he insisted th<strong>at</strong> he necessarily opposed any<br />

doctrine th<strong>at</strong> was so obviously a modern innov<strong>at</strong>ion. ―I feel the force of antiquity deep within<br />

my heart,‖ he wrote <strong>to</strong> M<strong>at</strong>thias Hafenreffer in 1610, <strong>at</strong>tempting <strong>to</strong> justify his reserv<strong>at</strong>ions about<br />

ubiquity. ―I am wrongly suspected by you of Calvinist belief when it comes <strong>to</strong> the person of<br />

Christ. There is nothing in Calvinism th<strong>at</strong> is agreeable <strong>to</strong> me th<strong>at</strong> is new—[I believe] only th<strong>at</strong> of<br />

which antiquity convinces me.‖ 68<br />

His disagreements with his Lutheran brethren, Kepler claimed,<br />

revolved only around ―th<strong>at</strong> which Luther first invented and Jacob Andreae and others elabor<strong>at</strong>ed<br />

concerning the ubiquity of God and his union with the flesh, [leading <strong>to</strong>ward] the omnipresence<br />

of the flesh.‖ 69<br />

68 KGW 16:586: ―Sensi vim antiquit<strong>at</strong>is intus in pec<strong>to</strong>re. Itaque admonitus inde dico vobis,<br />

frustra vos me circa Personam Christi de studio Calvini suspectum habere (ut audio fieri); nihil<br />

in Calvini, qui novus est, gr<strong>at</strong>iam fieret, nisi antiquitas persuaderet.‖<br />

69 Ibid.: ―Tunc autem persuadet antiquitas, cum vos muss<strong>at</strong>is, erraverit hic et ille P<strong>at</strong>er necne,<br />

cum haec et illa scriberet, et cum verba ejus a communi usu abducitis et scum sensui, qui Jesuitis<br />

et Calvinianis servit, nihil opponitis, nisi illam a Luthero ano 26. primum inventam et a Jacobo<br />

53


Though Kepler‘s position certainly contradicted the Lutheran Church‘s stance on the<br />

presence of Christ in the Eucharist, it was, in fact, less radical than it may seem <strong>at</strong> the outset, for<br />

it was only the Tübingen theologians who so strongly insisted on the physical omnipresence of<br />

Christ‘s body. Indeed, the proper Lutheran approach <strong>to</strong> the doctrine of ubiquity was hotly<br />

deb<strong>at</strong>ed within the ranks of the confession itself, and not even the drafting of the Formula of<br />

Concord conclusively settled this deb<strong>at</strong>e. 70<br />

Even <strong>at</strong> the start of the movement, Melanchthon had<br />

disagreed with Luther and adhered <strong>to</strong> a more Calvinist understanding of the presence of Christ‘s<br />

body, and his views had <strong>at</strong> first domin<strong>at</strong>ed the movement; indeed, in the Consensus Dresdensis<br />

of 1571 the faculty <strong>at</strong> Wittenberg and Leipzig had openly rejected the strict form of the ubiquity<br />

doctrine. Martin Chemnitz, a follower of Melanchthon and one of the foremost Lutheran<br />

theologians of his day, advoc<strong>at</strong>ed a milder form of ―rel<strong>at</strong>ive ubiquity,‖ which stressed the<br />

omnipresence of God‘s will, r<strong>at</strong>her than his body. It was primarily in Württemberg th<strong>at</strong> Luther‘s<br />

strong notion of absolute physical ubiquity held sway, mostly through the influence of Johannes<br />

Brenz, another leading Lutheran theologian—born, by chance, in the same <strong>to</strong>wn as Kepler—who<br />

feared th<strong>at</strong> ―'the devil intended through Calvinism <strong>to</strong> smuggle he<strong>at</strong>henism, Talmudism, and<br />

Mohammedanism in<strong>to</strong> the church.‖ 71<br />

The Württemberg <strong>Confession</strong> of 1559, drawn up by Brenz,<br />

was the first document <strong>to</strong> officially endorse this understanding of ubiquity.<br />

With the Formula of Concord, Lutherans <strong>at</strong>tempted <strong>to</strong> solidify some kind of confessional<br />

unity, as noted earlier. The notion of ubiquity proved a particularly tricky one <strong>to</strong> resolve; in the<br />

Andreae et ceteris amplific<strong>at</strong>am r<strong>at</strong>iocin<strong>at</strong>ionem ab ubiquit<strong>at</strong>e Dei et unione cum carne ad<br />

omnipraesentiam carnis.‖<br />

70 For a more detailed summary of the Lutheran stance on ubiquity, see Philip Schaff,<br />

Bibliotheca Symbolica Ecclesiae Universalis, Volume I (New York: Harper and Brothers, 1878),<br />

from which I‘ve excerpted the above summary. See particularly the section on ―The Formula of<br />

Concord. AD 1577,‖ 258-340, and more specifically, ―Part VII: The Chris<strong>to</strong>logical or<br />

Ubiquitarian Controversy,‖ 285-296.<br />

71 Cited in ibid. 282.<br />

54


end, the document tried <strong>to</strong> effect a compromise between the absolute and rel<strong>at</strong>ive approaches, but<br />

leaned <strong>to</strong>ward the more absolute one, given the prominent role the Württemberg theologians<br />

played in drafting it. Martin Chemnitz, also one of the document‘s drafters, reluctantly signed<br />

the Formula for the sake of peace, despite his reserv<strong>at</strong>ions about the doctrine of ubiquity. Even<br />

so, the controversy continued; it was carried on in particular between the theologians of Giessen,<br />

who adhered <strong>to</strong> Chemnitz‘s rel<strong>at</strong>ive view, and the theologians of Tübingen, who followed the<br />

absolute view of Brenz. M<strong>at</strong>thias Hafenreffer himself was one of the key Tübingen figures in<br />

this controversy. 72<br />

There were, in fact, many Lutherans who shared Kepler‘s reserv<strong>at</strong>ions about<br />

ubiquity, just not in Tübingen. Kepler could not have picked a worse place <strong>to</strong> voice his concerns<br />

and still hope for acceptance.<br />

Though Kepler did express his disagreements with the doctrine of ubiquity from time <strong>to</strong><br />

time over the years, until 1612 he encountered no strong opposition from the guardians of<br />

orthodoxy in Tübingen. After the expulsion of Lutherans from C<strong>at</strong>holic Graz in 1600, Kepler<br />

had made his way <strong>to</strong> Prague, a cosmopolitan city of many beliefs and confessions. This<br />

diversity, along with Kepler‘s own position as Imperial m<strong>at</strong>hem<strong>at</strong>ician <strong>to</strong> Rudolf II, likely<br />

shielded him from the censure of the theologians in the more conserv<strong>at</strong>ive Würrtemberg. Yet as<br />

the political situ<strong>at</strong>ion in Prague became increasingly fraught, Kepler came <strong>to</strong> feel th<strong>at</strong> he would<br />

be better off in Würrtemberg, his ―v<strong>at</strong>erland,‖ as he often referred <strong>to</strong> it. He still saw his old<br />

university, Tübingen, as a place of refuge and tranquility, despite any disagreements he may<br />

have had with some of the faculty there. He thus wrote <strong>to</strong> Duke Johann Friederich of<br />

Würrtemberg in the spring of 1609 requesting a position for himself <strong>at</strong> Tübingen, either as a<br />

professor of m<strong>at</strong>hem<strong>at</strong>ics or of some other discipline which the duke thought worthy of him.<br />

72 The controversy eventually fizzled out over the course of the Thirty Years‘ War, and the<br />

milder form of ubiquity, following Chemnitz, predomin<strong>at</strong>ed.<br />

55


The duke referred the request <strong>to</strong> his council, who noted th<strong>at</strong> Michael Maestlin, the current<br />

professor of m<strong>at</strong>hem<strong>at</strong>ics <strong>at</strong> Tübingen, was getting older, and th<strong>at</strong> Kepler, a famous<br />

m<strong>at</strong>hem<strong>at</strong>ician in his own right, would potentially make a good replacement. However, they<br />

directed him <strong>to</strong> turn down the request <strong>at</strong> present; Tübingen did not yet need <strong>to</strong> replace Maestlin.<br />

As a <strong>to</strong>ken of goodwill, however, the duke sent Kepler a goblet worth 12 <strong>to</strong> 15 florins.<br />

Encouraged by wh<strong>at</strong> he <strong>to</strong>ok as a sign of the duke‘s favor, Kepler quickly replied <strong>to</strong> the<br />

duke, thanking him and reiter<strong>at</strong>ing his interest in the position. Kepler then devoted the rest of his<br />

letter <strong>to</strong> a summary of his position on the issue of the Eucharist and on confessional disputes<br />

more generally. Recognizing, perhaps, th<strong>at</strong> his theological objections <strong>to</strong> the Formula of Concord<br />

might prevent him from obtaining a job <strong>at</strong> Tübingen, Kepler hastened <strong>to</strong> explain those objections<br />

<strong>to</strong> the duke and convince him th<strong>at</strong> they presented no impediment either <strong>to</strong> his own st<strong>at</strong>us as a true<br />

Lutheran or <strong>to</strong> his potential employment <strong>at</strong> the university. Perhaps because the duke himself was<br />

no theologian, Kepler chose not <strong>to</strong> descend in<strong>to</strong> the nitty-gritty of theological minutiae in this<br />

letter, and instead focused on the question of religious unity, an issue always <strong>at</strong> the forefront of<br />

his mind. In his opinion, he wrote, when it came <strong>to</strong> contentious issues like the Lord‘s Supper or<br />

the question of predestin<strong>at</strong>ion, each side ought <strong>to</strong> ―reach out a hand‖ <strong>to</strong> the other and try <strong>to</strong> find<br />

common ground. 73<br />

The Formula of Concord, however, <strong>to</strong>ok the opposite approach, by pointing<br />

an accusa<strong>to</strong>ry finger <strong>at</strong> the Calvinists and only increasing the divide in the church. For this<br />

reason, he would sign the Formula ―only conditionally,‖ 74 and he would continue <strong>to</strong> believe th<strong>at</strong><br />

even someone who adhered <strong>to</strong> the Calvinist doctrines should be deemed ―our brother in<br />

73 KGW 16:528: ―…ich deren gentzlichen mainung bin, wan man etliche articulos, als de coena<br />

Dominj etc beseitz setzete, und biss auff ein andermahl auffsparete, darneben jnen in<br />

vorerwehneten articulis de praedestin<strong>at</strong>ione etc. die hand raichete.‖<br />

74 Ibid.: ―Als hab jch zu mehrer befuerderung einer sollichen hoffnung bey meiner person, mir<br />

einmahl und zwar gewissens halben fuergenommen, der formulae Concordiae nit anderst als<br />

conditionaliter.‖<br />

56


Christ.‖ 75<br />

He hoped th<strong>at</strong> this conditional subscription could still allow him <strong>to</strong> serve <strong>at</strong> the<br />

<strong>University</strong> (which did require a subscription from all its faculty). He added th<strong>at</strong> it could even<br />

lead <strong>to</strong> increased peace in the church, by demonstr<strong>at</strong>ing <strong>to</strong> others with specific objections th<strong>at</strong><br />

there was still a place for them within the Lutheran <strong>Confession</strong>. 76<br />

The duke did not reply, and two years l<strong>at</strong>er, with no offer of a position <strong>at</strong> Tübingen yet<br />

forthcoming, Kepler put pen <strong>to</strong> paper once again and asked the duke if a post might now be<br />

found for him in the province <strong>to</strong> which he so longed <strong>to</strong> return. This time, the duke‘s advisors<br />

seemed inclined <strong>to</strong> grant the request; they once again reported <strong>to</strong> the duke th<strong>at</strong> Kepler was a<br />

reputable m<strong>at</strong>hem<strong>at</strong>ician who himself had studied under Maestlin, and who could clearly fill the<br />

job of m<strong>at</strong>hem<strong>at</strong>ics professor with gre<strong>at</strong> skill. The final word, however, went <strong>to</strong> the theological<br />

consis<strong>to</strong>ry <strong>at</strong> Stuttgart, <strong>to</strong> whom Kepler‘s request was also forwarded. The consis<strong>to</strong>ry responded<br />

a few days letter with a resounding neg<strong>at</strong>ive—Kepler should certainly not be offered a post <strong>at</strong><br />

Tübingen. Reviewing Kepler‘s correspondence, and in particular the letter he had sent <strong>to</strong> the<br />

duke two years earlier explaining his opposition <strong>to</strong> the Formula of Concord, the consis<strong>to</strong>ry<br />

75 Ibid.: ―…ainer der Calvinischen mainung beygethan…von diser ungleichen mainung wegen<br />

nit solte unser Bruder in Chris<strong>to</strong> genennet oder gehalten warden.‖<br />

76 Because of Kepler‘s insistence th<strong>at</strong> he would sign the Formula of Concord ―only<br />

conditionally‖—an insistence th<strong>at</strong> got him in<strong>to</strong> a gre<strong>at</strong> deal of trouble—scholars have<br />

traditionally assumed th<strong>at</strong> he never signed the Formula of Concord <strong>at</strong> all. This assumption has<br />

recently been challenged. In 2009, a manuscript was discovered which contained Kepler‘s<br />

sign<strong>at</strong>ure and his subscription <strong>to</strong> the Formula of Concord in Graz in 1594 (see Volker Schäfer,<br />

18 June 2009, Blätter für Württembergische Kirchengeschichte, 437-438). Though this has only<br />

begun <strong>to</strong> receive analysis, it should not dram<strong>at</strong>ically change our perception of Kepler‘s stance<br />

<strong>to</strong>ward the Formula of Concord. In 1594 Kepler was 23 years old, and had only just left the halls<br />

of Tübingen for a new job in Graz. He was still three years away from publishing his first book,<br />

and had only begun <strong>to</strong> work out his own understanding of his place vis-à-vis the Lutheran<br />

Church. As Kepler himself never mentioned any subscription <strong>to</strong> the Formula of Concord in all<br />

his letters, as his refusal <strong>to</strong> subscribe led <strong>to</strong> his excommunic<strong>at</strong>ion, and as he strove <strong>to</strong> regain the<br />

right <strong>to</strong> take the Communion while still refusing <strong>to</strong> subscribe, we can regard this sign<strong>at</strong>ure from<br />

1594 <strong>at</strong> most as the indiscretion of a youth only recently come <strong>to</strong> a new place and still unsure of<br />

himself or his beliefs.<br />

57


deemed him a ―sly Calvinist‖ who would taint the students with his unorthodox theological<br />

views. Likewise, he had proven himself <strong>to</strong> be an ―opinionist in philosophy,‖ one who would<br />

cause a gre<strong>at</strong> deal of unrest <strong>at</strong> the university. 77<br />

Since the st<strong>at</strong>ues of the university clearly required<br />

unconditional acceptance of the Formula, the duke should deny Kepler‘s request on these<br />

grounds alone, and avoid bringing a troublemaker in<strong>to</strong> the halls of Tübingen.<br />

This is the first clear instance where Kepler‘s unorthodox theological beliefs brought him<br />

in<strong>to</strong> conflict with his own church, though it would not be the last. While <strong>at</strong> first his refusal <strong>to</strong><br />

sign the Formula of Concord prevented his employment <strong>at</strong> Tübingen, it did not affect his<br />

personal rel<strong>at</strong>ionship with his local church in Prague. This changed when Kepler moved <strong>to</strong> Linz<br />

in 1612, shortly after the de<strong>at</strong>h of Rudolf II (though he retained his position as Imperial<br />

m<strong>at</strong>hem<strong>at</strong>ician <strong>to</strong> Rudolf‘s successor, M<strong>at</strong>thias). In Linz, Kepler met Daniel Hitzler, who had<br />

assumed the position of the head of the church there in 1611, shortly before Kepler‘s arrival.<br />

Kepler may have heard of Hitzler even before arriving in Linz; both had studied <strong>at</strong> Tübingen,<br />

though Kepler preceded Hitzler by five years. Though Hitzler had a reput<strong>at</strong>ion as an orthodox<br />

Lutheran, in keeping with his training in Württemberg, he also had a reput<strong>at</strong>ion as a ―welcome<br />

and loving [man, and] a theologian of eloquence and a sincere heart.‖ 78<br />

Moreover, he had wideranging<br />

interests th<strong>at</strong> would have appealed <strong>to</strong> Kepler. A pamphlet of 1660 memorializing Hitzler<br />

spoke of his passion for the study of both music and astronomy; according <strong>to</strong> Tobias Wagner, the<br />

Tübingen theologian who wrote the memorial, Hitzler had not only studied both fields but had<br />

77 KGW 16:610 : ―…auff welcher erclaerung leichtlich abzunemmen, dass er ein verschlagener<br />

Calvinist seyn muoss, und da er zu einer profession verordnet, nit allein solch Calvinische gifft<br />

der Jugendt nach und nach eingiessen, sonder andere mehr er in consequentiam ziehen, undt<br />

ebener massen zu subscribiren sich understehen, auch bey der Universitaet, weiln er in<br />

philosophia ein opinionist, vil Unrueh erwecken moechte.‖<br />

78 See David Cris<strong>to</strong>ph Seybold, Selbstbiographie Joh. Valentin Andrea's 2 (1799), 52.<br />

58


also composed his own musical arrangements and invented his own m<strong>at</strong>hem<strong>at</strong>ical and magnetic<br />

instruments. 79<br />

Given their shared backgrounds and interests, Kepler likely felt fairly comfortable when<br />

he approached Hitzler <strong>to</strong> discuss his theological views, despite Hitzler‘s own reput<strong>at</strong>ion as an<br />

orthodox thinker. After all, Kepler continued <strong>to</strong> self-identify as a Lutheran, and wanted only <strong>to</strong><br />

make clear th<strong>at</strong> he objected <strong>to</strong> one—in his view unsubstanti<strong>at</strong>ed—aspect of the Lutheran<br />

approach <strong>to</strong> the Eucharist. He hoped <strong>to</strong> continue <strong>to</strong> partake in all the church‘s activities, and<br />

would even sign the Formula of Concord so long as his objection on this one point was duly<br />

noted. Hitzler‘s response, however, was certainly far more extreme than Kepler anticip<strong>at</strong>ed. Not<br />

only did Hitzler emph<strong>at</strong>ically disagree with Kepler‘s approach, he insisted th<strong>at</strong> with this<br />

approach Kepler had firmly placed himself outside of the acceptable bounds of Lutheran belief—<br />

and consequently he refused <strong>to</strong> allow Kepler <strong>to</strong> particip<strong>at</strong>e in the Communion.<br />

Stunned and grieving, Kepler immedi<strong>at</strong>ely appealed Hitzler‘s decision <strong>to</strong> the consis<strong>to</strong>ry<br />

in Stuttgart—he did not know, of course, about their neg<strong>at</strong>ive assessment of his theological<br />

views <strong>to</strong> the duke from the previous year. He argued th<strong>at</strong> his disagreement with Hitzler was a<br />

m<strong>at</strong>ter of personal conscience, and th<strong>at</strong> Hitzler had no authority <strong>to</strong> exclude him from the<br />

Communion on th<strong>at</strong> basis. The consis<strong>to</strong>ry replied <strong>to</strong> Kepler‘s petition in September of 1612. ―If<br />

someone,‖ they wrote,<br />

openly expresses in speech th<strong>at</strong> he considers himself a true member of the evangelical<br />

religion, but says th<strong>at</strong> not all of its religious articles are correct, and r<strong>at</strong>her distances<br />

79 Tobias Wagner, ―Memoria Rediviva, Viri admodum Reverendi & Amplissimi, Dn. Danielis<br />

Hitzleri,‖ (Tübingen, 1660), 4 Diss. 575, Sta<strong>at</strong>sbibliothek Muenchen. Interestingly, the only<br />

mention the document makes of Kepler is in reference <strong>to</strong> Hitzler‘s astronomical pursuits;<br />

Wagner writes th<strong>at</strong> it signifies no disrespect <strong>to</strong> Aris<strong>to</strong>tle <strong>to</strong> note th<strong>at</strong> the optical instruments of<br />

modern times have allowed astronomers <strong>to</strong> far outstrip the knowledge of the ancients, and notes<br />

th<strong>at</strong> Kepler, <strong>to</strong>o, discusses this issue in his discussion with the Siderius Nuncius. Wagner either<br />

is unaware of, or chooses not <strong>to</strong> mention, Hitzler‘s role in Kepler‘s excommunic<strong>at</strong>ion.<br />

59


himself from true doctrine, and with uncertain and dubious opinions and outrageous<br />

specul<strong>at</strong>ions obscures true doctrine for himself, or even involves others with him, and<br />

deludes himself with his own thoughts in m<strong>at</strong>ters of faith and divine mysteries, and does<br />

not base himself on any certain form of pure doctrine by subscribing <strong>to</strong> the Formula of<br />

Concord, which is the symbol of public orthodoxy of our times and which is grounded in<br />

the divine holy Scriptures, but r<strong>at</strong>her contradicts it himself, in one or more articles: [in<br />

such a case] a minister of the church, who is a true guardian of the mysteries of God, does<br />

rightly when he does not admit such a one <strong>to</strong> communion…so long as he does not give up<br />

his erroneous opinions and unite himself with our church in agreement with its doctrine. 80<br />

Kepler had clearly distanced himself from the Lutheran Church with his beliefs about the<br />

ubiquity of Christ, they maintained, and they could only affirm the rightness of Hitzler‘s<br />

decision. Kepler‘s problem was th<strong>at</strong> ―in contentious religious m<strong>at</strong>ters he bases his faith and<br />

opinion not on the holy, prophetic and apos<strong>to</strong>lic writings but r<strong>at</strong>her on his own mental<br />

prowess.‖ 81<br />

But the mysteries of Christ were intended not just for those with gre<strong>at</strong> subtlety of<br />

thought, but for everyone, the simple and the wise alike. And in most cases, the simple were far<br />

better able <strong>to</strong> receive those mysteries; Kepler‘s mental prowess had only led him astray. He<br />

ought <strong>to</strong> recognize th<strong>at</strong> ―the mysteries revealed in the Scriptures are immeasurably gre<strong>at</strong>er and<br />

80 KGW 17:638: ―Wenn einer externa professione, und mit dem Mund / Der Wahr-Evangelischen<br />

Religion sich beruemhet /a ber in Articulis Religionis nicht aller ding richtig ist / sondern a sana<br />

doctrina exorbitirt / mit ungewissen zweiffelhafftigen opinionibus, und ungereimten<br />

specul<strong>at</strong>ionibus, die rechte Lehr verdunckelt, sich selbst / oder auch andere neben ihme,<br />

verwirret / nach seinem eigenen Duencken in Glaubens Sachen et Mysteriis Divinis schwermet /<br />

an kein gewisse Form der reinen Lehr gebunden seyn will / auch der Ursachen / Formulae<br />

Concordiae, als publico Orthodoxorum nostri temporis Ecclesiarum Symbolo, so in der heiligen<br />

goettlichen Schrifft gegruendet / zu subscribiren / Bedenckens h<strong>at</strong> / derselben in einem oder<br />

mehrern Artiulis widerspricht: so kan Minister Ecclesiae, welcher ein getreuen hausshalter<br />

ueber die Geheimnuess Gottes sich werweisen will / einen solchen / ihme der Lehr hablen<br />

bekannten Menschen / ad communionem nicht admittiren / so long und viel er seine erroneas<br />

opiniones nicht fallen lassen / noch mit unsern Ecclesiis, in consensu doctrinae, sich vereinigen<br />

will.‖<br />

81 Ibid.: ―Als welcher sein Glauben und Meynung in strittigen Religions Sachen nicht auf die<br />

Heil. Prophetische und Apos<strong>to</strong>lische Schrifften sondern auf Herrn Keppleri gut Ingenium, und<br />

daher gefasstes judicium zu gruenden gedaechte. ―<br />

60


superior <strong>to</strong> the cleverness of Pla<strong>to</strong> and Aris<strong>to</strong>tle, P<strong>to</strong>lemy and Copernicus.‖ 82<br />

The members of<br />

the consis<strong>to</strong>ry reminded Kepler of Paul‘s words in 1 Corinthians 2: ―When I came <strong>to</strong> you, I did<br />

not come with eloquence or human wisdom as I proclaimed <strong>to</strong> you the testimony about God.‖<br />

God‘s cause was not served, they insisted, by new subtleties and questions. If Kepler recognized<br />

this and embraced true doctrine, he could be readmitted <strong>to</strong> the church.<br />

In many ways, the consis<strong>to</strong>ry‘s words against Kepler echoed those of Luther against the<br />

medieval scholastic theologians who had purposefully applied their reason <strong>to</strong> issues of theology.<br />

In his ―Disput<strong>at</strong>ion against Scholastic Theology,‖ Luther argued th<strong>at</strong> scholastic theology<br />

represented the inappropri<strong>at</strong>e use of reason; God and his work could be unders<strong>to</strong>od only through<br />

faith, with the Scriptures as the only guide. ―No syllogistic form holds for divine terms,‖ Luther<br />

wrote. 83<br />

Faith th<strong>at</strong> relied on logic was not true faith, but its opposite. True, Melanchthon had<br />

found a place for n<strong>at</strong>ural philosophy within Luther‘s vision, by this was n<strong>at</strong>ural philosophy<br />

expressly concerned only with the discernment of God‘s providence in the world. 84<br />

And though<br />

Kepler was in many ways a follower of Melanchthon, the consis<strong>to</strong>ry felt th<strong>at</strong> his approach<br />

smacked more of scholasticism than of a proper Lutheran concern with n<strong>at</strong>ure. Kepler, like his<br />

scholastic predecessors, felt th<strong>at</strong> it was possible <strong>to</strong> achieve r<strong>at</strong>ional knowledge about God, and <strong>to</strong><br />

use n<strong>at</strong>ural philosophical or m<strong>at</strong>hem<strong>at</strong>ical arguments <strong>to</strong> demonstr<strong>at</strong>e specific theological<br />

claims—his Mysterium Cosmographicum made th<strong>at</strong> quite clear. Luther, by contrast, denied th<strong>at</strong><br />

82 Ibid.: ―Bedencket aber darneben dass Mysteria in scripturis revel<strong>at</strong>a unvermesslich hoeher<br />

und euerm Verstand wann ihr gleich an Scharffsinnigkeit Pla<strong>to</strong>ni et Aris<strong>to</strong>teli, P<strong>to</strong>lomaeo et<br />

Copernico weit ueberlegen waeren zu begreiffen schlecht unmueglich seyen.‖<br />

83 Martin Luther, ―Disput<strong>at</strong>io contra scholasticam theologiam‖ 1517: ―Nulla forma syllogistica<br />

tenet in terminis divinis.‖ (Weimer, 1883, vol. 1), 47.<br />

84 See Sachiko Kusukawa, The Transform<strong>at</strong>ion of N<strong>at</strong>ural Philospohy: The Case of Philip<br />

Melachthon (Cambridge: Cambridge <strong>University</strong> Press, 1995).<br />

61


there could be any direct p<strong>at</strong>h from human reason <strong>to</strong> theological truth. 85<br />

The consis<strong>to</strong>ry<br />

underscored <strong>to</strong> Kepler th<strong>at</strong> as a good Lutheran, he ought <strong>to</strong> take this <strong>to</strong> heart.<br />

Kepler was not prepared <strong>to</strong> follow the advice of the consis<strong>to</strong>ry and embrace doctrines<br />

with which he so strongly disagreed. Disheartened, he replied <strong>to</strong> them th<strong>at</strong> he would not bother<br />

Hitzler further, nor would he cause further scandal in Linz. He would, however, continue <strong>to</strong> try<br />

and obtain admission <strong>to</strong> the Communion, if not in Linz then elsewhere. And he would continue<br />

<strong>to</strong> try and prove th<strong>at</strong> he was a good Lutheran, despite his reserv<strong>at</strong>ions about specific issues.<br />

Kepler and Hafenreffer Revisited<br />

In 1617, five years after Kepler had received his letter from the Stuttgart consis<strong>to</strong>ry,<br />

Kepler visited Tübingen, in the hopes th<strong>at</strong> his supporters there might intercede with the<br />

consis<strong>to</strong>ry on his behalf and get him readmitted <strong>to</strong> the Communion. In particular, he met with<br />

M<strong>at</strong>thias Hafenreffer. As Hafenreffer was both a dear friend of Kepler‘s and a theologian who<br />

s<strong>to</strong>od high in the ranks <strong>at</strong> Tübingen, Kepler felt th<strong>at</strong> if anybody could help him, Hafenreffer<br />

could. When Kepler left Tübingen, he seemed convinced th<strong>at</strong> Hafenreffer would take up his<br />

cause soon afterward, and was disappointed when no word from Hafenreffer arrived. One year<br />

l<strong>at</strong>er, in November of 1618, he <strong>to</strong>ok the initi<strong>at</strong>ive and wrote directly <strong>to</strong> Hafenreffer, reminding<br />

him of his situ<strong>at</strong>ion and pleading once again for Hafenreffer‘s aid. He assumed, he wrote, th<strong>at</strong><br />

Hafenreffer‘s silence stemmed from the fact th<strong>at</strong> he had no good news, and was worried about<br />

offending a close friend like Kepler with a letter of neg<strong>at</strong>ive tidings. Yet Kepler implored<br />

Hafenreffer <strong>to</strong> revisit his case, and <strong>to</strong> consider setting a new standard in its resolution by valuing<br />

real religious devotion and true belief over an insincere subscription <strong>to</strong> the Formula of Concord.<br />

85 Ibid. 201.<br />

62


Wh<strong>at</strong> many <strong>to</strong>ok <strong>to</strong> be arrogance on his part, Kepler insisted, was simply sincerity, ―because on<br />

this one point I don‘t want <strong>to</strong> turn my speech away from my innermost thoughts <strong>to</strong>wards your<br />

Formula of Concord, and <strong>to</strong> profess something on the outside th<strong>at</strong> is other than wh<strong>at</strong> I feel on the<br />

inside.‖ 86<br />

Kepler dearly loved and respected his fellow Lutherans, and deemed theologians like<br />

Hafenreffer <strong>to</strong> be his ―spiritual f<strong>at</strong>hers in all questions of faith‖—―but as human beings,‖ he<br />

added pointedly. 87<br />

Their words could not overcome the clear words of the Scriptures and the<br />

ancient church F<strong>at</strong>hers.<br />

Though he wouldn‘t use a fabric<strong>at</strong>ed confession <strong>to</strong> end his exclusion from the<br />

Communion, Kepler wrote, he gre<strong>at</strong>ly lamented th<strong>at</strong> exclusion, and endeavored <strong>to</strong> always act<br />

righteously so he would not come <strong>to</strong> actually deserve it. Still more, Kepler emphasized th<strong>at</strong> he<br />

did not want <strong>to</strong> assume the mantle of theologian, deciding on true doctrine for others; ―I am<br />

r<strong>at</strong>her a layman,‖ he insisted, and the question <strong>at</strong> hand was one of ―purely personal<br />

conscience.‖ 88<br />

Moreover, he lamented not only his own personal dispute with the Lutheran<br />

Church, but r<strong>at</strong>her the general disputes among Christian confessions: ―My family and I,‖ he<br />

wrote, ―say daily prayers for the unific<strong>at</strong>ion of the thrice-divided church.‖ 89<br />

He worried th<strong>at</strong><br />

things had progressed so far th<strong>at</strong> the wounds of the church would only heal ―if first the rotten<br />

flesh around them are cut off by the knife of a general German religious war…and burned out<br />

86 KGW 17:808: ―…quod in hoc unico punc<strong>to</strong>, nolo linguam a mea penitissima mente deflectere<br />

ad vestram formulae Concordiae; aliudque, quam intus sentio, foris profiterj.‖<br />

87 Ibid.: ―…omnia Christj membra, vosque inter caetera, et ante omnes, ut spirituales p<strong>at</strong>res in<br />

omnibus Religionis capitibus caeteris (ut homines tamen) complec<strong>to</strong>r.‖<br />

88 Ibid.: ―…sic etiam me comparo, ut in hoc dissensu meo, non judex vester, quippe laicus ipse,<br />

sed conscientiae priv<strong>at</strong>ae mundae cus<strong>to</strong>s inveniar, et ut persecutiones bona conscientia feram.‖<br />

89 Ibid.: ―Pro Ecclesiae vero trifariam divisae adun<strong>at</strong>ione ipse cum familia mea quotidiana vota<br />

facio.‖<br />

63


with the fire of many tribul<strong>at</strong>ions and suffering.‖ 90<br />

The troubles th<strong>at</strong> were already plaguing<br />

much of the Empire might soon come even <strong>to</strong> Württemberg itself, though Kepler would hoped<br />

th<strong>at</strong> this would not occur, and prayed th<strong>at</strong> if it did, the harmony of the church <strong>at</strong> large would<br />

swiftly prevail.<br />

<strong>From</strong> the harmony of the church, Kepler next moved in his letter <strong>to</strong> a discussion of<br />

astronomical harmony. He had included with his letter the title page <strong>to</strong> Book V of his<br />

Harmonice Mundi, which he hoped Hafenreffer would publicize and distribute <strong>to</strong> booksellers in<br />

Tübingen. Like the harmony of the church, the harmony of the cosmos was an issue dear <strong>to</strong> his<br />

heart, and he hoped th<strong>at</strong> Hafenreffer would help him with both. He also emphasized <strong>to</strong><br />

Hafenreffer th<strong>at</strong> he only claimed the mantle of expert when it came <strong>to</strong> the l<strong>at</strong>ter kind of harmony:<br />

―I submit,‖ he wrote, ―<strong>to</strong> the distinction which your reverence has made between me the<br />

m<strong>at</strong>hem<strong>at</strong>ician and me the theologian. I do not claim the l<strong>at</strong>ter title <strong>at</strong> all.‖ 91<br />

Kepler ended his<br />

letter with good wishes for Hafenreffer, and enclosed as well a copy of his ―Unterricht von H.<br />

Sacrament des Leibs Bluts Jesu Christ unders Erlösers,‖ a short pamphlet he had written during<br />

the previous year summarizing his views on the Eucharist. It was intended primarily for his<br />

children, and it was written simply and in question and answer form<strong>at</strong>; Kepler hoped th<strong>at</strong> through<br />

it his family might better understand both the theological basis for Kepler‘s own views on the<br />

body of Christ and the n<strong>at</strong>ure of the conflict in which he was embroiled. By including it in his<br />

letter <strong>to</strong> Hafenreffer, Kepler hoped <strong>to</strong> provide his men<strong>to</strong>r with another clear st<strong>at</strong>ement of his own<br />

theological views. At the same time, by including it alongside the title page from his Harmonice<br />

90 Ibid.: ―…nisj quod caro putrida <strong>to</strong>tum vulnus obsidens, prius recidenda est cultris generalis<br />

alicujus bellj Germanicj super religione, quod nescio an incenderint Bohemj, et igne exurenda<br />

tribul<strong>at</strong>ionum et afflictionum variarum.‖<br />

91 Ibid.: ―…acquiesco in distinctione, quam R. T. fecit inter me M<strong>at</strong>hem<strong>at</strong>icum et me Theologum,<br />

nec hunc titulum mihi vindico.‖<br />

64


Mundi, he emphasized the degree <strong>to</strong> which he believed th<strong>at</strong> both ideas—the harmony of the<br />

church and the harmony of God‘s cre<strong>at</strong>ion—were so closely linked.<br />

With this letter, Kepler endeavored <strong>to</strong> reframe the issues th<strong>at</strong> had led <strong>to</strong> his<br />

excommunic<strong>at</strong>ion; his was not a case of heresy or of boundaries wrongly crossed, he claimed,<br />

but simply a case of a devout believer staying true <strong>to</strong> his convictions. Kepler specifically<br />

emphasized th<strong>at</strong> as he was merely a layman, and not a theologian, he had no interest in deb<strong>at</strong>ing<br />

doctrinal issues with Hafenreffer and his peers, nor did he hope <strong>to</strong> sway others <strong>to</strong> his point of<br />

view by arguing theology with them; his personal qualms would remain personal when it came<br />

<strong>to</strong> theological details. Yet he was an expert m<strong>at</strong>hem<strong>at</strong>ician, and if he hoped <strong>to</strong> convince others of<br />

anything it would be in this regard: in demonstr<strong>at</strong>ing the harmony of the cosmos, a harmony<br />

which could serve the church by providing a model for the church <strong>to</strong> emul<strong>at</strong>e. 92<br />

But unlike in<br />

1597, Kepler made no mention of any more direct ways th<strong>at</strong> his m<strong>at</strong>hem<strong>at</strong>ics might reflect on<br />

doctrinal issues like ubiquity; the implied linkage between his theological beliefs and his<br />

m<strong>at</strong>hem<strong>at</strong>ical ones was now far more indirect.<br />

Hafenreffer‘s reply <strong>to</strong> Kepler, written in February of 1619, was supportive but troubled.<br />

While Kepler had guessed th<strong>at</strong> Hafenreffer hesit<strong>at</strong>ed <strong>to</strong> write <strong>to</strong> him after their Tübingen meeting<br />

out of fear th<strong>at</strong> he might offend a friend, Hafenreffer insisted <strong>at</strong> the start th<strong>at</strong> this was not the<br />

case: ―I have always been most certain,‖ he wrote, ―th<strong>at</strong> it ought <strong>to</strong> be considered no offense, but<br />

r<strong>at</strong>her the gre<strong>at</strong>est kindness, <strong>to</strong> lead a friend—even if he suffers and resists—on the p<strong>at</strong>h of<br />

92 See Chapter 6 of this dissert<strong>at</strong>ion for a more detailed account of how Kepler felt th<strong>at</strong> this<br />

linkage between m<strong>at</strong>hem<strong>at</strong>ics, harmony of n<strong>at</strong>ure, and harmony of Church might be practically<br />

realized.<br />

65


truth.‖ 93<br />

If Hafenreffer had hesit<strong>at</strong>ed, it was because he had thus far seen all his efforts on<br />

Kepler‘s behalf fail, due <strong>to</strong> Kepler‘s own obstinacy. But he would try yet again tried <strong>to</strong> lead<br />

Kepler <strong>to</strong>ward the truth by reminding him of the proper outlet for his inquiring mind. He wrote,<br />

I always esteem and make much of your remarkable and celebr<strong>at</strong>ed thoughts, knowledge,<br />

and work dealing not only with the sublunar world but also the entire upper world, all the<br />

way <strong>to</strong> the outer surface of S<strong>at</strong>urn. But with regard <strong>to</strong> th<strong>at</strong> ―upper‖ world which is<br />

heavenly in a spiritual sense—here, hands off! Here all the sharpness of human intellect<br />

necessarily becomes foolish. 94<br />

Kepler should focus on his m<strong>at</strong>hem<strong>at</strong>ics and astronomy alone, Hafenreffer insisted, and leave<br />

theological mysteries <strong>to</strong> those who better unders<strong>to</strong>od them. If Kepler could not help but apply<br />

his discerning mind <strong>to</strong> questions of theology, Hafenreffer urged him <strong>to</strong> focus on one phrase<br />

alone: ―et verbum caro factum est,‖ ―and the word was made flesh.‖ Hafenreffer implored,<br />

If you love me, if you have ever loved me, forget the passions which you affected in your<br />

last letter and focus on this: There are three words: 1. Verbum, 2. Caro, 3. Factum. Either<br />

I am foolish or crazy, or you will understand how foolish, crazy, and absurd we are when<br />

we <strong>at</strong>tempt <strong>to</strong> investig<strong>at</strong>e the divine mysteries with our r<strong>at</strong>ional method of [human]<br />

stupidity. 95<br />

The clarity of this message from the gospels, Hafenreffer hoped, would help Kepler realize th<strong>at</strong><br />

even his lofty intellect was could not <strong>at</strong>tempt <strong>to</strong> scale the divine mysteries; human reasoning was<br />

simply not up <strong>to</strong> the task, and could only hope <strong>to</strong> appreci<strong>at</strong>e wonders like the incarn<strong>at</strong>ion as God<br />

had intended—as mysteries.<br />

93 KGW 17:829: ―Nam iste mihi semper Animus, eaque constantissima mens fuit, non<br />

offensionem, sed longe maximum beneficium habendum esse, etiam dolentem et resitantem<br />

Amicum, in via ducere verit<strong>at</strong>is.‖<br />

94 Ibid.: ―Medit<strong>at</strong>iones, cognitionem et labores tuos insignes et nobiles, non tantum in<br />

sublunaribus, sed in superioribus omnibus, vsque ad supremam S<strong>at</strong>urni superficiem, semper<br />

veneror, magnifaciamque semper: sed quae superiora, quae spiritualiter coelestia sunt, vno<br />

verbo, quae Theologica sunt, hic manum de Tabula! Hic stultescere oportet omne humani<br />

ingenjj acumen.‖<br />

95 Ibid.: ―Si amas me, si amasti vnquam, obliviscere (quos in hac postrema epis<strong>to</strong>la tua induisti)<br />

affectuum tuorum et tenta rem: Tria verba sunt, 1 verbum, 2 Caro, 3 factum: aut stultus et amens<br />

ego sum, aut Tu deprehendes, quam stulti, amentes et furentes simus in divinis mysterijs, nostra<br />

stultitiae r<strong>at</strong>ione scrutandis.‖<br />

66


As <strong>to</strong> the second harmony Kepler had mentioned—his astronomical Harmonice Mundi—<br />

Hafenreffer noted th<strong>at</strong> he had distributed the title pages as Kepler had asked, and th<strong>at</strong> he wished<br />

the book well. Though Kepler had linked—however indirectly—his astronomical harmony <strong>to</strong><br />

his hopes for religious harmony, Hafenreffer <strong>to</strong>ok the opportunity <strong>to</strong> exhort him yet again <strong>to</strong> steer<br />

clear of theological questions, and <strong>to</strong> remind him of ―my Christian distinction between you the<br />

m<strong>at</strong>hem<strong>at</strong>ician and you the theologian, a title suited only <strong>to</strong> the disciples of the heavenly [i.e.<br />

divine] Word.‖ 96<br />

Kepler‘s Unterricht, the pamphlet th<strong>at</strong> Kepler had written on the Eucharist and<br />

had appended <strong>to</strong> his letter <strong>to</strong> Hafenreffer, Hafenreffer <strong>to</strong>ok <strong>to</strong> be further proof of the problem<strong>at</strong>ic<br />

overlap between reason and theology, for he felt it contradicted the clear words of Scripture on<br />

which he urged Kepler <strong>to</strong> reflect.<br />

In Hafenreffer‘s reply, Kepler sensed a door closing <strong>to</strong> him. If even his close friend and<br />

men<strong>to</strong>r believed him guilty of heresy and refused <strong>to</strong> consider things from his point of view, wh<strong>at</strong><br />

hope was there for him? Unwilling <strong>to</strong> fully give up hope, Kepler replied once more <strong>to</strong><br />

Hafenreffer in a lengthy letter of April 1619, and <strong>at</strong>tempted one last time <strong>to</strong> convince Hafenreffer<br />

of the justice of his position. He began the letter by noting th<strong>at</strong> he had deb<strong>at</strong>ed whether or not <strong>to</strong><br />

write <strong>to</strong> <strong>at</strong> all after his last letter, but decided th<strong>at</strong> he could not leave ―a man who had done me<br />

the utmost good with the wrong opinion of my words and actions; for <strong>to</strong> be condemned by [you]<br />

would truly mean my end.‖ 97<br />

Kepler insisted th<strong>at</strong> he felt no bitterness <strong>to</strong>wards Hafenreffer<br />

himself, but merely sorrow over his exclusion from the communion. Moreover, despite all th<strong>at</strong><br />

96 Ibid.: ―Tu interim sis memor, quod per Christum et salutem tuam te oro, Christianae meae<br />

distinctionis inter M<strong>at</strong>hem<strong>at</strong>icum, et te Theologum, qui titulus in neminem, nisi verbi coelestis<br />

discipulum, quadrare potest.‖<br />

97 KGW 17:835: ―…si Virum benevolentissimum mihi, in sinistra de meis dictis factisque<br />

opinione relinquerem; a quo damnarj, id vero perire est.‖<br />

67


had been said he still retained the hope th<strong>at</strong> Hafenreffer and his fellow theologians might<br />

allevi<strong>at</strong>e th<strong>at</strong> bitterness, by granting him the right <strong>to</strong> rejoin the church and particip<strong>at</strong>e yet again.<br />

To th<strong>at</strong> end, Kepler asked Hafenreffer the following: if the theologians insisted th<strong>at</strong> he<br />

abandon his qualms, leave theological questions aside, and act as a simple layman, then could<br />

they not <strong>at</strong> the very least tre<strong>at</strong> him as a layman when it came <strong>to</strong> questions of communal<br />

particip<strong>at</strong>ion? Why, in other words, should he be forced <strong>to</strong> sign the Formula of Concord <strong>at</strong> all?<br />

He lived in Linz simply as a layman—he was neither a member of the university nor an official<br />

in a Lutheran government. The theologians, he wrote, should<br />

give me the right which is enjoyed by the majority of simple laymen, who are not<br />

commanded <strong>to</strong> subscribe [<strong>to</strong> the Formula of Concord]. In wh<strong>at</strong> way am I more <strong>at</strong> fault<br />

than these men? It is necessary <strong>to</strong> become a fool, you say: I do this as often as I compose<br />

myself for worship, and say goodbye <strong>to</strong> all human sharpness of intellect. Why can I not<br />

be accepted as a simple layman? If the fact th<strong>at</strong> I refuse <strong>to</strong> subscribe makes the<br />

theologians suspicious (which a simple layman does not have <strong>to</strong> do), then the fact th<strong>at</strong> the<br />

theologians ordered me <strong>to</strong> subscribe made me suspicious first, since they would not order<br />

a simple laymen thusly. 98<br />

Here, Kepler tried <strong>to</strong> use Hafenreffer‘s own arguments against him, and <strong>to</strong> move the blame from<br />

his own shoulders <strong>to</strong> those of Hafenreffer and his colleagues. Kepler was not the one who had<br />

tried <strong>to</strong> assume the role of theologian—the consis<strong>to</strong>ry and the faculty <strong>at</strong> Tübingen had done th<strong>at</strong><br />

for him. Though they claimed th<strong>at</strong> they wanted him <strong>to</strong> act as a simple layman, they continued <strong>to</strong><br />

send him mixed messages by insisting th<strong>at</strong> he needed <strong>to</strong> sign the Formula of Concord, something<br />

not required of the simple layman. 99<br />

98 Ibid.: ―…possunt eam ipsi mitigare, concedentes mihi beneficium illud, quo gaudent plerique<br />

laicorum simplicium, qui non jubentur subscribere. Quid pecco prae illis? Stultescere oportet,<br />

inquis. Facio, quoties ad sacra me compono, valedico omni acuminj humanj ingenij. Cur non ut<br />

simplex laicus recipior? Si hoc theologis movet suspicionem, quod recuso subscribere, quod non<br />

facit simplex laicus: Theologj mihi prius suspicionem movent, quod me jubent subscribere, cum<br />

non jubeant laicum simplicem.‖<br />

99 On this point, Hafenreffer noted in the margins of Kepler‘s letter ―magna differentia‖—―there<br />

is a gre<strong>at</strong> difference,‖ both between wh<strong>at</strong> the theologians expected of Kepler and wh<strong>at</strong> he<br />

68


Kepler wrote th<strong>at</strong> he was perfectly willing <strong>to</strong> ―say goodbye <strong>to</strong> all sharpness of intellect‖<br />

and act the layman, but only if he did not have <strong>to</strong> subscribe; the very requirement th<strong>at</strong> he sign the<br />

Formula made it impossible <strong>to</strong> subsume his theological concerns in favor of ―simple‖ faith.<br />

After all, he wrote, ―a sign<strong>at</strong>ure presupposes approval of each and every thing which is written in<br />

the book.‖ 100<br />

While the layman could simply overlook much of the theological details th<strong>at</strong> were<br />

subject <strong>to</strong> deb<strong>at</strong>e and not take a stand one way or another, one who signed the Formula of<br />

Concord necessarily <strong>to</strong>ok a clear stand on everything within it—even the many things, Kepler<br />

pointed out, th<strong>at</strong> were not strictly doctrinal. He had personal reserv<strong>at</strong>ions about the idea of<br />

ubiquity, as he had made clear earlier; he also believed th<strong>at</strong> much of wh<strong>at</strong> the Formula detailed<br />

should not require universal assent <strong>at</strong> all. With these doubts, he felt th<strong>at</strong> he could not subscribe,<br />

for if he did it might seem ―th<strong>at</strong> I subscribe <strong>to</strong> authority r<strong>at</strong>her than <strong>to</strong> truth.‖ 101<br />

This dispute between Kepler and Hafenffer reson<strong>at</strong>es with some of the larger changes<br />

occurring in the Lutheran Church around the turn of the seventeenth century. Luther had initially<br />

called for the supremacy of individual belief and individual faith; in contrast <strong>to</strong> the hierarchy of<br />

the C<strong>at</strong>holic Church and the right of exclusive interpret<strong>at</strong>ion granted <strong>to</strong> its leaders, Luther had<br />

intended <strong>to</strong> place the power of interpret<strong>at</strong>ion directly in the hands of the individual. Those<br />

pas<strong>to</strong>rs who led Lutheran congreg<strong>at</strong>ions were supposed <strong>to</strong> possess gre<strong>at</strong>er educ<strong>at</strong>ion than their<br />

followers, <strong>to</strong> be sure, but were by no means supposed <strong>to</strong> compel belief. Yet it soon became clear<br />

expected of them, and also between Kepler and the ordinary layman. In some ways, of course,<br />

he was right—Kepler had worked as a Lutheran teacher and official in the past, he had tried <strong>to</strong><br />

obtain a post <strong>at</strong> the university, and his role as Imperial M<strong>at</strong>hem<strong>at</strong>ician made him a far cry from<br />

your average layman. Yet Kepler‘s claim was not without merit—had he not brought up his<br />

objections with Pas<strong>to</strong>r Hitzler, he would likely not have been expected <strong>to</strong> sign the Formula of<br />

Concord <strong>at</strong> all in order <strong>to</strong> receive Communion <strong>at</strong> his church in Linz.<br />

100 KGW 17:835: ―Subscriptio praesupponit comprob<strong>at</strong>ionem omnium et singulorum, quae sunt<br />

in libro perscripta.‖<br />

101 Ibid.: ―…<strong>at</strong> impedit me, ut non debeam subscribere, ut ne videar authorit<strong>at</strong>j potius<br />

subscribere quam verit<strong>at</strong>j.‖<br />

69


th<strong>at</strong> a movement could not sustain itself with this <strong>at</strong>titude; a hierarchy and an orthodoxy soon<br />

developed in the post-Luther Lutheran Church. 102<br />

Kepler, in many ways, seems <strong>to</strong> hearken back<br />

<strong>to</strong> the early days of the movement; his arguments rest on the belief th<strong>at</strong> he ought <strong>to</strong> be able <strong>to</strong><br />

interpret Scripture as well as anyone else, and th<strong>at</strong> personal conscience ought <strong>to</strong> preempt<br />

authorit<strong>at</strong>ive hierarchy. When urged <strong>to</strong> avoid theology, Kepler insisted not th<strong>at</strong> he wanted <strong>to</strong> be<br />

a theologian, but quite the opposite—he wanted <strong>to</strong> be a layman, and yet still have the right <strong>to</strong><br />

freely interpret and believe as he saw fit. He emphasized th<strong>at</strong> though he respected the<br />

theologians <strong>at</strong> Tübingen, he did not believe th<strong>at</strong> there was anything divine in their claim <strong>to</strong><br />

authority. Hafenreffer, by contrast, focused on the figure of the theologian as authority—as<br />

Kepler was no theologian, he ought <strong>to</strong> avoid all questions of faith and interpret<strong>at</strong>ion, and leave<br />

those questions <strong>to</strong> those experts who, ensconced in the halls of Tübingen, could answer them<br />

best. The distinction between layman and theologian for Kepler meant th<strong>at</strong> he ought not <strong>to</strong> be<br />

compelled <strong>to</strong> sign anything; for Hafenreffer, it meant th<strong>at</strong> he needed <strong>to</strong> be compelled <strong>to</strong> sign, for<br />

he had no right <strong>to</strong> decide these issues for himself.<br />

Moreover, when Hafenreffer urged Kepler <strong>to</strong> steer clear of theological questions, he<br />

emphasized Kepler‘s astronomical expertise. Kepler should stick <strong>to</strong> those areas he knew well,<br />

Hafenreffer insisted, and not <strong>to</strong> those areas in which he was only a novice. Kepler himself<br />

agreed th<strong>at</strong> he was no expert in theology, and—in reference <strong>to</strong> Hafenreffer‘s seemingly oftremarked<br />

distinction between Kepler as m<strong>at</strong>hem<strong>at</strong>ician and Kepler as theologian—agreed <strong>to</strong><br />

name himself only the former, and not the l<strong>at</strong>ter. Yet in this most recent letter, when Hafenreffer<br />

had asked Kepler <strong>to</strong> remember his distinction between ―you the m<strong>at</strong>hem<strong>at</strong>ician and you the<br />

theologian,‖ he had seemed <strong>to</strong> imply something further—not merely th<strong>at</strong> m<strong>at</strong>hem<strong>at</strong>ics was a<br />

102 See, for example, the selection of essays in Robert Kolb, Luther's Heirs Define His Legacy:<br />

Studies on Lutheran <strong>Confession</strong>aliz<strong>at</strong>ion (London: Variorum, 1996).<br />

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discipline Kepler knew well, and theology one he did not. He had implied th<strong>at</strong> m<strong>at</strong>hem<strong>at</strong>ics and<br />

theology were not only different areas of expertise, but fundamentally different ways of looking<br />

<strong>at</strong> the world, and he had warned Kepler <strong>to</strong> avoid thinking ―m<strong>at</strong>hem<strong>at</strong>ically‖ about theological<br />

questions. In his reply <strong>to</strong> Hafenreffer, Kepler addressed this implic<strong>at</strong>ion directly, and noted th<strong>at</strong><br />

Hafenreffer had praised his astronomical prowess only <strong>to</strong> turn th<strong>at</strong> very praise against him. In<br />

linking Kepler‘s astronomical expertise <strong>to</strong> his theological ideas, Hafenreffer had suggested th<strong>at</strong><br />

Kepler‘s refusal <strong>to</strong> sign the Formula of Concord stemmed from the fact th<strong>at</strong> he was ―looking for<br />

astronomical subtleties in theology.‘‖ 103<br />

Hafenreffer, in other words, had suggested—much as<br />

the Stuttgart consis<strong>to</strong>ry had in 1612—th<strong>at</strong> the kind of thinking th<strong>at</strong> characterized m<strong>at</strong>hem<strong>at</strong>ics<br />

(and astronomy, one of its subfields) had no place in the world of theology.<br />

R<strong>at</strong>her than address this distinction immedi<strong>at</strong>ely, Kepler <strong>at</strong> first only insisted th<strong>at</strong><br />

Hafenreffer‘s suggestion about his motiv<strong>at</strong>ions was wrong. He refused <strong>to</strong> sign the Formula of<br />

Concord, he argued, not due <strong>to</strong> any ―sharpness of intellect, but r<strong>at</strong>her [due <strong>to</strong>] the esteem of<br />

brotherly charity.‖ 104<br />

He would not condemn anyone who based their theological beliefs on the<br />

teachings of the ancient church, particularly as he agreed with them against the Formula of<br />

Concord on the specific issue of the body of Christ. Just as he had argued <strong>to</strong> the Duke of<br />

Würrtemberg years earlier, Kepler here emphasized th<strong>at</strong> aside from any specific theological<br />

qualms, his refusal <strong>to</strong> sign the Formula was linked on a fundamental level <strong>to</strong> the antagonistic<br />

<strong>at</strong>titude th<strong>at</strong> the text and its formula<strong>to</strong>rs <strong>to</strong>ok <strong>to</strong>ward those of other confessions, or those with<br />

103 KGW 17:835: ―Quare non vult subscribere? Nimirum quia astronomicas subtilit<strong>at</strong>es in<br />

Theologia quaerit.‖<br />

104 Ibid.: ―Non subtilitas est ingenij, sed aestim<strong>at</strong>io charit<strong>at</strong>is fr<strong>at</strong>ernae (in qua nulli parcendum<br />

est acuminj); quod eos qui cum Antiquit<strong>at</strong>e loquuntur et argument<strong>at</strong>ntur (quid enim cum<br />

antiquit<strong>at</strong>e senti<strong>at</strong> quisque, deus [Greek] judicet) damnare nolo, sed illos potius loquendo<br />

imitarj, quam formulam Concordiae, sicubi diversitas est, idque in uno articulo de persona<br />

Christj.‖<br />

71


differing opinions. How could he put his sign<strong>at</strong>ure on a document th<strong>at</strong> seemed <strong>to</strong> only further<br />

the divisions in the church, r<strong>at</strong>her than try and heal them? Even if the Calvinist and C<strong>at</strong>holic<br />

opponents of the Lutheran Church did not themselves seem interested in churchly harmony, it<br />

was still incumbent on Kepler and his Lutheran comp<strong>at</strong>riots <strong>to</strong> take the initi<strong>at</strong>ive; citing M<strong>at</strong>thew<br />

5:44, Kepler wrote th<strong>at</strong> ―we have <strong>to</strong> be good <strong>to</strong> our enemy and love those who h<strong>at</strong>e us.‖ 105 The<br />

generally hostile <strong>at</strong>titude of the Formula of Concord, combined with Kepler‘s personal<br />

objections <strong>to</strong> specific elements of the document, were the reasons why Kepler insisted he could<br />

not sign in good conscience. Yet he would willingly be silent about wh<strong>at</strong>ever beliefs of his the<br />

Tübingen theologians found objectionable, so long as allowed him <strong>to</strong> continue priv<strong>at</strong>ely in those<br />

beliefs, and granted him the right, as a layman, <strong>to</strong> particip<strong>at</strong>e in Communion even without<br />

signing the Formula.<br />

Kepler then <strong>to</strong>ok up the challenge from Hafenreffer‘s letter and tried <strong>to</strong> explain the words<br />

―verbum caro factum est,‖ ―the word was made flesh.‖ In the context of this passage, Kepler<br />

explained, Word and flesh were diametrically opposed concepts—the one was so allencompassing<br />

th<strong>at</strong> the other was miniscule by comparison. <strong>From</strong> a m<strong>at</strong>hem<strong>at</strong>ical perspective, he<br />

continued, the former, ―is infinite beyond the circle, the l<strong>at</strong>ter of infinite smallness; neither is<br />

suited <strong>to</strong> my compass‖ 106 —neither was suited, th<strong>at</strong> is, <strong>to</strong> direct geometrical analysis. Yet though<br />

Kepler could not apply his m<strong>at</strong>hem<strong>at</strong>ical aptitude <strong>to</strong> the analysis of the passage, certain logical<br />

conclusions could still be drawn from it, conclusions well supported by the rest of the Scriptures<br />

and the writings of the church F<strong>at</strong>hers. In particular, Kepler argued, the omnipresent Word had<br />

become flesh when it descended in<strong>to</strong> the womb of the virgin, yet this did not make th<strong>at</strong> womb<br />

105 Ibid.: ―Scio quid adversarij vestrj contra pecaverint in charit<strong>at</strong>em, sed id nihil ad me; scio<br />

benefaciendum hostibus, amandos obientes.‖<br />

106 Ibid.: ―Illud infinitum est ultra circulum, hoc infinitae parvit<strong>at</strong>is, neutrum igitur circino meo<br />

aptum.‖<br />

72


omnipresent; Kepler implied th<strong>at</strong> likewise the physical person of Christ need not have become<br />

omnipresent simply due <strong>to</strong> the omnipresent Word.<br />

Here Hafenreffer, displeased with this comparison, wrote in the margins of his copy of<br />

Kepler‘s letter: ―M<strong>at</strong>hem<strong>at</strong>ician, you become stupid.‖ 107<br />

Kepler, as though sensing Hafenreffer‘s<br />

criticism and its expression—the deroga<strong>to</strong>ry ―m<strong>at</strong>hem<strong>at</strong>ician‖—finally <strong>to</strong>ok up the distinction<br />

Hafenreffer had insisted on earlier, between m<strong>at</strong>hem<strong>at</strong>ical and theological ways of thinking.<br />

And in a surprising move, Kepler readily agreed with Hafenreffer—m<strong>at</strong>hem<strong>at</strong>ical modes of<br />

reasoning, he conceded, had no place in the discussion of a theological mystery like the<br />

Eucharist. Given th<strong>at</strong> the infinite Word had descended in<strong>to</strong> finite womb and flesh, he wrote,<br />

something had clearly happened ―beyond my geometrical comprehension, which must be<br />

examined by the eye of faith.‖ 108<br />

<strong>From</strong> a geometrical perspective, Kepler explained, there were<br />

from the start<br />

many contradictions: [for the Word] not <strong>to</strong> give up omnipresence but nevertheless <strong>to</strong><br />

descend whole in<strong>to</strong> the womb; <strong>to</strong> be taken whole in<strong>to</strong> circumscribed flesh; for the whole<br />

Word <strong>to</strong> dwell in us, and nevertheless <strong>to</strong> be in the heavens; and <strong>to</strong> hang on a local cross<br />

for the salv<strong>at</strong>ion of men, which is beyond worldly place; and for the cross, <strong>to</strong> which all of<br />

our sins are <strong>at</strong>tached, <strong>to</strong> be loc<strong>at</strong>ed specifically in Judea. 109<br />

Yet Kepler insisted th<strong>at</strong> he still believed in these ideas despite the geometrical contradictions<br />

they entailed, ―because the clear word of God ordered them, and they are interpreted [thusly] by<br />

the church of God and the F<strong>at</strong>hers from all the orders, excluding neither Luther nor<br />

107 Ibid., ―M<strong>at</strong>hem. Stultescis.‖<br />

108 Ibid.: ―…accedit nempe hic aliquid ultra meum captum Geometricum, quod fidei oculis<br />

intuendum est.‖<br />

109 Ibid.: ―Si r<strong>at</strong>ionem geometricam intueor, videor mihi contradic<strong>to</strong>ria dicere, Non deserere<br />

ubiquepraesentiam, et tamen <strong>to</strong>tum in uterum descendere, <strong>to</strong>tum iniri carni circumscriptae,<br />

<strong>to</strong>tum Verbum habitare in nobis, <strong>to</strong>tum verbum, etiam quod in coelo est, etiam quod in<br />

supermundanis locis est, pendere in una localj cruce pro salute hominum, nec tamen crucem, in<br />

qua suffixa omnium pecc<strong>at</strong>a, alibi nisi in Judeaea defixam.‖<br />

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Hafenreffer.‖ 110<br />

M<strong>at</strong>hem<strong>at</strong>ics, in other words, did not guide his theological beliefs; only<br />

revel<strong>at</strong>ion and tradition did. Kepler argued th<strong>at</strong> his own theological perspectives were all<br />

consistent with Scripture, the church F<strong>at</strong>hers, and even the prevailing Lutheran understanding of<br />

Christ‘s descent from heaven. And he emphasized th<strong>at</strong> these perspectives were often <strong>to</strong>tally <strong>at</strong><br />

odds with anything he could r<strong>at</strong>ionally f<strong>at</strong>hom or explain; he could believe th<strong>at</strong> Christ, as the<br />

human son, both descended from heaven and remained in heaven only because he, ―with eyes<br />

closed <strong>to</strong> geometry, adhere[d] faithfully <strong>to</strong> Scripture.‖ 111<br />

Yet he still insisted th<strong>at</strong> the ubiquity<br />

doctrine of Hafenreffer and his colleagues was false. The relevant scriptural passages did not<br />

imply th<strong>at</strong> Christ was physically omnipresent; instead, it made far more sense <strong>to</strong> understand<br />

Christ‘s omnipresence <strong>to</strong> refer <strong>to</strong> his power and guidance. Kepler spent much of his letter<br />

bolstering this contention with reference <strong>to</strong> Scripture and its interpreters, past and present, who<br />

agreed with his point of view. If the theologians were <strong>to</strong> insert an interpret<strong>at</strong>ion like this one<br />

in<strong>to</strong> the Formula of Concord, Kepelr wrote, he would have no qualms about signing.<br />

Kepler‘s willingness <strong>to</strong> dismiss the relevance of m<strong>at</strong>hem<strong>at</strong>ical thinking <strong>to</strong> theological<br />

problems and <strong>to</strong> argue th<strong>at</strong> geometry was completely <strong>at</strong> odds with theological mysteries is<br />

particularly surprising given th<strong>at</strong> he had argued exactly the opposite—and on this very issue—in<br />

1597. Then, he had emphasized th<strong>at</strong> nothing could be more relevant <strong>to</strong> theology than<br />

geometrical reasoning, for geometry mirrored the mind of God; God had, after all, cre<strong>at</strong>ed the<br />

world with the blueprint of geometry. He had applied these ideas <strong>to</strong> the contentious issue of the<br />

Eucharist, and had dismissed the Lutheran doctrine of ubiquity precisely on the grounds th<strong>at</strong> it<br />

was geometrically incomprehensible. He had, in other words, been guilty of precisely wh<strong>at</strong><br />

110 Ibid.: ―Haec tamen omnia credo quia praescribit clarum Dej verbum, interpret<strong>at</strong>urque Dej<br />

Ecclesia, P<strong>at</strong>res ex ordine omnes, non excluso neque Luthero, neque Hafenreffero.‖<br />

111 Ibid.: ―…et ecce Keplerus Geometra clausis Geometriae oculis, fide adhaeret scripturae,<br />

loquiturque cum illis, qui sancte scripturam sunt interpret<strong>at</strong>j.‖<br />

74


Hafenreffer had accused him—deciding his theological positions on the basis of his<br />

m<strong>at</strong>hem<strong>at</strong>ical expertise, and allowing m<strong>at</strong>hem<strong>at</strong>ical modes of thinking <strong>to</strong> determine his approach<br />

<strong>to</strong> theological mysteries. Wh<strong>at</strong> are we <strong>to</strong> make, then, of Kepler‘s ready agreement with<br />

Haferneffer here th<strong>at</strong> geometry and theology were incomp<strong>at</strong>ible modes of thought?<br />

Of course, there is always the possibility th<strong>at</strong> Kepler simply <strong>to</strong>ld Hafenreffer wh<strong>at</strong> he<br />

thought he wanted <strong>to</strong> hear. It would have done him no good <strong>to</strong> insist on the relevance of<br />

m<strong>at</strong>hem<strong>at</strong>ics <strong>to</strong> this theological dispute; if he had any hope of turning Hafenreffer <strong>to</strong> his point of<br />

view, it likely lay in Scripture and tradition, r<strong>at</strong>her than geometry. This may be part of the s<strong>to</strong>ry,<br />

yet it cannot be the full s<strong>to</strong>ry, for Kepler was never one <strong>to</strong> shy from or alter the truth when it<br />

came <strong>to</strong> his faith. He had argued earlier th<strong>at</strong> ―it is not in me <strong>to</strong> dissimul<strong>at</strong>e in m<strong>at</strong>ters of<br />

conscience,‖ 112 and this is precisely wh<strong>at</strong> had gotten him in trouble in the first place. On the<br />

other hand, though Kepler may not merely have wanted <strong>to</strong> plac<strong>at</strong>e Hafenreffer, his change of<br />

heart may have simply stemmed from a loss of the starry-eyed idealism th<strong>at</strong> characterized him in<br />

his early days. In 1597, Kepler was a thinker deeply committed <strong>to</strong> the absolute truth of his own<br />

ideas, the relevance of those ideas across all domains of knowledge, and the power of those ideas<br />

<strong>to</strong> effect real change in the world around him. As is often the case, this kind of naïve idealism<br />

may have given way, over time, <strong>to</strong> more modest goals, and more modest beliefs about the power<br />

of his intellect and the reach of his theories.<br />

Yet this, <strong>to</strong>o, cannot be the full s<strong>to</strong>ry. For in most cases the Kepler of 1619 did not sound<br />

all th<strong>at</strong> different from the Kepler of 1597—<strong>at</strong> least when it came <strong>to</strong> the certainty of m<strong>at</strong>hem<strong>at</strong>ics<br />

and the broad reach of its relevance. Kepler continued <strong>to</strong> emphasize th<strong>at</strong> geometry origin<strong>at</strong>ed in<br />

the mind of God, th<strong>at</strong> it underpinned all aspects of cre<strong>at</strong>ion, and th<strong>at</strong> God had given man the<br />

112 KGW 17:750: ―At mihi in rebus conscientiae simulare non est integrum.‖<br />

75


power <strong>to</strong> use it <strong>to</strong> interpret the Book of N<strong>at</strong>ure. And because geometry linked God, man, and<br />

N<strong>at</strong>ure, all three, Kepler continued <strong>to</strong> emphasize, could reflect on one another—thinking<br />

geometrically meant thinking about God as much as about his cre<strong>at</strong>ion. He wrote in his<br />

Harmonice Mundi, written the very same year as this letter <strong>to</strong> Hafenreffer, th<strong>at</strong><br />

geometry, which before the origin of things was coeternal with the divine mind and is<br />

God himself (for wh<strong>at</strong> could there be in God which would not be God himself?), supplied<br />

God with p<strong>at</strong>terns for the cre<strong>at</strong>ion of the world, and passed over <strong>to</strong> Man along with the<br />

image of God. 113<br />

But if Kepler‘s views on geometry had not changed substantially between the public<strong>at</strong>ion of the<br />

Mysterium Cosmographicum and the Harmonice Mundi, his views on religion had. By this I<br />

mean not his views on God, but r<strong>at</strong>her on the human side of theology—on the ability of man <strong>to</strong><br />

understand, model, and spread God‘s will and message. And central <strong>to</strong> this change was Kepler‘s<br />

changing conception of the role of the theologian.<br />

In 1597, having only recently left the halls of Tübingen and with little experience of the<br />

real world, Kepler strongly believed not only in the ideas and ideals of theology as a discipline,<br />

but also in the person of the theologian. He himself had wanted <strong>to</strong> be a theologian, he wrote in<br />

1597; he reconciled himself <strong>to</strong> the discipline of astronomy because there, <strong>to</strong>o, he could conceive<br />

of himself as a priest, though with respect <strong>to</strong> the book of n<strong>at</strong>ure, r<strong>at</strong>her than the book of<br />

Scripture. And though he continued <strong>to</strong> speak of his astronomical work in these terms, he came<br />

over time <strong>to</strong> see theologians not as a solution <strong>to</strong> the problems plaguing the church, but as a<br />

primary source of those problems. In a letter <strong>to</strong> Maestlin of 1616, Kepler insisted th<strong>at</strong> he did not<br />

want ―<strong>to</strong> join the fury of the theologians.‖ He linked his own more forgiving behavior <strong>to</strong> his<br />

st<strong>at</strong>us as a layman, and the neg<strong>at</strong>ivity of the theologians <strong>to</strong> their official positions: ―It is better,‖<br />

he wrote, ―if I, who am not a doc<strong>to</strong>r in the church, sin in excusing [the views of others], in<br />

113 Harmony of the World 304.<br />

76


speaking well of them and interpreting them for the better, than in accusing, disparaging, or<br />

perverting them.‖ 114<br />

His insistence <strong>to</strong> Hafenreffer in the letters of 1618 and 1619 th<strong>at</strong> he<br />

considered himself a layman, and not a theologian, may thus have stemmed not only from his<br />

concerns about signing the Formula of Concord, but also from his growing distaste for the<br />

<strong>at</strong>titudes and behaviors of the theologians he saw around him.<br />

Similarly, he <strong>at</strong>tributed ―the beginning of all evil‖ in Styria, the province in which Linz<br />

was loc<strong>at</strong>ed, <strong>to</strong> the behavior of the Lutheran theologians there. In the same letter <strong>to</strong> Hafenreffer<br />

of 1619 in which he argued for his st<strong>at</strong>us as a layman and his right <strong>to</strong> be readmitted <strong>to</strong> the<br />

communion, Kepler argued th<strong>at</strong> the religious crisis in Styria stemmed from the harsh pulpit<br />

sermons of two pas<strong>to</strong>rs, Fischer and Kelling. In particular, in arguing against the C<strong>at</strong>holic<br />

vener<strong>at</strong>ion of the Virgin Mary, Fisher had ―extended his cloak <strong>at</strong> the pulpit and asked whether it<br />

would be decent for women <strong>to</strong> crawl under it‖; it was still more indecent, he had insisted, <strong>to</strong> paint<br />

monks under the cloak of the Virgin as was the common C<strong>at</strong>holic practice. 115<br />

Such a speech<br />

could only have been intended <strong>to</strong> shame and offend the C<strong>at</strong>holics in Styria, Kepler insisted, and<br />

therefore could be blamed for much of the troubles there. He had earlier complained of just the<br />

same thing <strong>to</strong> Georg Friedrich von Baden, noting th<strong>at</strong> the Lutheran theologians of l<strong>at</strong>e tended <strong>to</strong><br />

―confuse teaching and ruling,‖ and <strong>to</strong> rely on the power of their princes <strong>to</strong> strike out <strong>at</strong> anyone<br />

they perceived as an enemy. 116<br />

And in yet another letter, whose recipient is unknown, he wrote<br />

114 KGW 17:750.: ―Irâ Theologorum communicare nolo, fr<strong>at</strong>res non judicabo, qui sive stent sive<br />

cadant, dominj sunt, et fr<strong>at</strong>res mej. Praest<strong>at</strong> me peccare excusando, bene loquendo, in melius<br />

interpretando, cum non sim doc<strong>to</strong>r Ecclesiae, quàm accusando detrahendo pervertendo.‖<br />

115 KGW17:835: ―In Stiria certe omne malj initium est ortume x eo, quod Fischerus et Kellinus<br />

exquisitis acerbit<strong>at</strong>um aculeis usi sunt in suggestu; et Fischerus quandoque pallium suum de<br />

suggestu protendit, rogitans quam hoc decens fuerit, si mulieres sub suum repant pallium, <strong>at</strong>que<br />

longe absurdius monachos pingj sub pallio Mariae.‖<br />

116 KGW 16:451: ―Die Bestelte lehrer etliche confundirn das lehrampt und Regierampt wellen<br />

Bischoeffe sein und haben einen unzeitigen Cuffer damit sie alles ibern hauffen s<strong>to</strong>ssen trotzen<br />

77


th<strong>at</strong> the ―preachers are being <strong>to</strong>o arrogant in their pulpits, and arouse much dispute; they raise<br />

new issues through which devotion is hindered, and often accuse one another falsely …‖ 117<br />

If<br />

this was wh<strong>at</strong> it meant <strong>to</strong> be a theologian, then Kepler wanted none of it. Still more, he no longer<br />

felt th<strong>at</strong> he could trust such people <strong>to</strong> repair the divided church, particularly if such repair<br />

required an absolutely unified opinion on such contentious issues as the Eucharist—regardless of<br />

wh<strong>at</strong> geometry had <strong>to</strong> say about the m<strong>at</strong>ter. Even if Kepler still believed th<strong>at</strong> his geometry<br />

presented some clear solutions <strong>to</strong> those thorny theological issues th<strong>at</strong> divided Christian from<br />

Christian, he no longer still believed th<strong>at</strong> he had the audience necessary <strong>to</strong> implement those<br />

solutions.<br />

This accounts both for some of the change in Kepler‘s articul<strong>at</strong>ion of the rel<strong>at</strong>ionship<br />

between theology and geometry between his 1597 letter <strong>to</strong> Maestlin and his 1619 letter <strong>to</strong><br />

Hafenreffer, and for some of the change in <strong>to</strong>ne between his Mysterium Cosmographicum and<br />

his Harmonice Mundi, particularly as each rel<strong>at</strong>ed <strong>to</strong> theology. In 1597, Kepler hoped th<strong>at</strong> the<br />

Mysterium Cosmographicum would have immedi<strong>at</strong>e and direct effects on the confessional<br />

disputes of his day. Geometry would unambiguously decide the question of the Eucharist, such<br />

th<strong>at</strong> Lutherans would no longer have grounds <strong>to</strong> dispute with Calvinists. In 1619, he still argued<br />

th<strong>at</strong> the Harmonice Mundi had clear theological relevance, yet this relevance was described in<br />

much more general terms—terms which deliber<strong>at</strong>ely avoided the specifics of confessional<br />

disputes. Instead, Kepler argued, quoting Proclus‘s commentary on Euclid, th<strong>at</strong> m<strong>at</strong>hem<strong>at</strong>ics<br />

was ―the prepar<strong>at</strong>ion for theology‖ insofar as it ―it perfects us in moral philosophy, implanting in<br />

auf irer fuersten schutz und gwalt, fuehren dieselbigen offtermahls auf gefehrcliche praecipitia.<br />

Diss h<strong>at</strong> uns in Steyrmarkht von langer hand ins verderben gebracht.‖<br />

117 KGW 17:643: ―Antwort mein disputirn in religionsachen gehet allain dahin, das die Prediger<br />

auff der Cantzel zu hoch fahren, und nit bey der alten ainfalt pleiben, vil disput<strong>at</strong>ion erwecken,<br />

neuee sachen aufbringen, damit die andacht gehindert wuert, einander vil faelschlich<br />

bezuechtigen…‖<br />

78


our behavior order, proriety and harmony in social rel<strong>at</strong>ions.‖ 118<br />

He included his own book in<br />

this c<strong>at</strong>egory; the Harmonice Mundi was theologically instructive only as a general model for<br />

proper personal and communal behavior, and not as a determinant of appropri<strong>at</strong>e confessional<br />

stances on specific issues. Kepler‘s agreement with Hafenreffer th<strong>at</strong> geometry could not speak<br />

<strong>to</strong> theology may best be unders<strong>to</strong>od on this level; Kepler had ceased <strong>to</strong> believe th<strong>at</strong> geometry<br />

could aid in specific theological disputes. And this was primarily due not <strong>to</strong> any change in his<br />

understanding of geometry, but r<strong>at</strong>her <strong>to</strong> his growing disillusionment with theology and<br />

theologians.<br />

Kepler closed his 1619 letter <strong>to</strong> Hafenreffer by pleading yet again for Hafenreffer <strong>to</strong> take<br />

up his cause with the consis<strong>to</strong>ry in Stuttgart. ―My exclusion has now lasted for seven full years,‖<br />

he lamented…and up <strong>to</strong> now I have never received a c<strong>at</strong>egorical decision from the theologians<br />

which would give me <strong>to</strong> understand whether or not I am <strong>to</strong> be excluded forever.‖ 119<br />

Even the<br />

1612 letter from the consis<strong>to</strong>ry, in Kepler‘s view, had not fully decided the m<strong>at</strong>ter—perhaps<br />

because Hafenreffer himself had not taken a definitive stand. For this reason, Kepler begged<br />

Hafenreffer <strong>to</strong> stand by him and help resolve things in his favor; he hoped th<strong>at</strong> because of their<br />

years of close friendship, Hafenreffer would ―take this one step forward, although it is somewh<strong>at</strong><br />

unpleasant, so th<strong>at</strong> I know th<strong>at</strong> I am not lost <strong>to</strong> you.‖ 120<br />

Though Hafenreffer was clearly unconvinced by Kepler‘s arguments, as his many<br />

marginal not<strong>at</strong>ions <strong>to</strong> Kepler‘s letter make clear, he did forward Kepler‘s letter on <strong>to</strong> both the rest<br />

118 Harmony of the World 129.<br />

119 KGW 17:835: ―Et quia jam annj sunt septem integri, per quos dur<strong>at</strong> haec suspensio; cum<br />

semper pretendant hujus locj ministrj, se para<strong>to</strong>s esse me admittere, si a Consis<strong>to</strong>rio vel<br />

Facult<strong>at</strong>e Theologica Wirtembergica hoc impetrem: nec unquam mihi c<strong>at</strong>egoricum responsum a<br />

quoquam Theologorum fuerit d<strong>at</strong>um, ex quo scirem, an finaliter exclusus sim, nec ne.‖<br />

120 Ibid.: ―Vale clarissime Vir, inque amore mej vel unum hunc, licet ingr<strong>at</strong>um aliqu<strong>at</strong>enus,<br />

progressum faci<strong>to</strong>: ut sciam, eo me non excidere.‖<br />

79


of the theological faculty <strong>at</strong> Tübingen and the Stuttagart consis<strong>to</strong>ry. Perhaps he really did try <strong>to</strong><br />

make one final <strong>at</strong>tempt on behalf of his old friend, as Kepler had asked. Yet the consis<strong>to</strong>ry‘s<br />

final reply <strong>to</strong> the question of Kepler‘s f<strong>at</strong>e was uncompromisingly firm. Erasmus Grüniger wrote<br />

on behalf of the consis<strong>to</strong>ry th<strong>at</strong><br />

with regard <strong>to</strong> Kepler, we have long dealt with his craziness, but unsuccessfully…[thus]<br />

we did not want <strong>to</strong> refrain from communic<strong>at</strong>ing with the theologians <strong>at</strong> Tübingen wh<strong>at</strong><br />

the consis<strong>to</strong>ry wrote <strong>to</strong> him several years ago about this m<strong>at</strong>ter…for there can be no other<br />

perspective on his foolishness. 121<br />

The consis<strong>to</strong>ry s<strong>to</strong>od by their initial assessment of him and his situ<strong>at</strong>ion, and under no<br />

circumstances would they readmit him <strong>to</strong> the Communion or the Lutheran Church. With this<br />

final reply on the part of the Consis<strong>to</strong>ry, Hafenreffer wrote back <strong>to</strong> Kepler, and placed himself<br />

fully alongside the theologians of Tübingen and Stuttgart and against his former friend and<br />

student.<br />

Hafenreffer also <strong>to</strong>ok particular issue with Kepler‘s approach <strong>to</strong> the verse he had<br />

suggested: ―et verbum caro factum est.‖ Kepler, he claimed, had approached the verse exactly as<br />

Hafenreffer had urged him not <strong>to</strong>—he had analyzed it, wrote Hafenreffer, not as a theologian<br />

would, but r<strong>at</strong>her as a geometrician. For ―wh<strong>at</strong> theologian would have thought, said, or<br />

written‖ 122 th<strong>at</strong> the womb of the virgin or the cross in Judea could possibly have become<br />

omnipresent? Of course, Kepler had suggested those possibilities only <strong>to</strong> deny both them and the<br />

omnipresence of Christ‘s body, but <strong>to</strong> Hafenreffer‘s mind even the analogy of the two betrayed<br />

121 See KGW 17:843. Betreffend Kepplerum, h<strong>at</strong> man nunmehr mit selbigem Schwindelhirnlin<br />

lang gehandlet, aber vergebenlich, und lasst er iym nit sagen. Wir haben nit underlassen<br />

woellen, den herrn Theolgois Tubing. zu communicirn, was ihme vom Consis<strong>to</strong>rio auss vor<br />

ettlich iaren eben de hac ipsa m<strong>at</strong>eria zugeschriben worden, ob es den herrn belieben moechte,<br />

iyne uff gleichen schlag absufertigen, man kan doch keiner andern meinung umb seines<br />

letzkoefplins willen werden.‖<br />

122 KGW 17:847: ―Quod sane verissimum et aeternum verum esset, si maxime non Damascenus,<br />

sed Keplerus etiam, et quivis Geometra dixisset. Quis enim vnquam Theologurm sensit, scripsit,<br />

virgineum Deiparae vterum factum esse vbique praesentem….‖<br />

80


the fundamental errors of Kepler‘s thought. Kepler had tried <strong>to</strong> <strong>at</strong>tribute his ideas <strong>to</strong> Scripture<br />

and the church F<strong>at</strong>hers, but Hafenreffer instead <strong>at</strong>tributed them ―<strong>to</strong> your hallucin<strong>at</strong>ions th<strong>at</strong> you<br />

imagine most falsely.‖ 123<br />

Kepler ought <strong>to</strong> understand th<strong>at</strong> there was an infinite difference<br />

between the womb or the cross and ―th<strong>at</strong> ineffable mystery‖ of divine hypostasis, in which the<br />

infinite flesh became finite; ―it is gre<strong>at</strong> folly (let me not say madness) <strong>to</strong> infer similarity from<br />

things so infinitely different.‖ 124<br />

This was exactly why Hafenreffer had <strong>to</strong>ld Kepler <strong>to</strong> avoid<br />

theological questions from the start. Kepler failed <strong>to</strong> appreci<strong>at</strong>e the n<strong>at</strong>ure of theological<br />

―mysteries,‖ a word th<strong>at</strong> Hafenreffer used frequently throughout his letter <strong>to</strong> Kepler. The phrase<br />

―verbum caro factum‖ represented one such mystery, and it was folly <strong>to</strong> think about how it might<br />

have occurred or wh<strong>at</strong> physical things might be similar <strong>to</strong> it. Kepler had imagined ―physical and<br />

geometrical things,‖ 125 when he should have focused on the gre<strong>at</strong> mysteries of worship instead.<br />

Kepler‘s mental prowess, asserted Hafenreffer once again, only confused him when it came <strong>to</strong><br />

the ―sacred mysteries of worship.‖ 126<br />

For all these reasons, Hafenreffer concluded th<strong>at</strong> neither he nor the members of the<br />

consis<strong>to</strong>ry or the theological faculty could ―approve your absurd and blasphemous<br />

imaginings.‖ 127<br />

R<strong>at</strong>her, they could only offer him the following advice: ―th<strong>at</strong> you abandon the<br />

imaginings of foolish reason, cling <strong>to</strong> the heavenly truth in true faith and the divine mysteries in<br />

123 Ibid.: ―…tuae hallucin<strong>at</strong>ionj tribuo, quod tu tibj falsissime imaginaris…‖<br />

124 Ibid.: ―…quae igitur Amentia (ne dicam furor) est ex rebus infinitis modis differentibus,<br />

similitudinem concludere!‖<br />

125 Ibid.: ―Physica tibj imaginaris et Geometrica.‖<br />

126 Ibid.: ―…quae res <strong>to</strong>tum ingenium tuum, rerum sacrarum adorandis mysterijs non subditum,<br />

miserandum in modum perturb<strong>at</strong>.‖<br />

127 Ibid.: ―Eam ob causam neque Ego, neque Dominj collegae et fr<strong>at</strong>res mei, absurdas et<br />

blasphemas imagin<strong>at</strong>iones tuas approbare possumus.‖<br />

81


simple faith, which all true Christians do, and worship and honor [God] in pious obedience.‖ 128<br />

If Kepler refused <strong>to</strong> do this, ―we see no remedy for th<strong>at</strong> unfortun<strong>at</strong>e wound inflicted on you by<br />

the sword of foolish human reason.‖ 129 Nor could they see how Kepler could possibly be<br />

readmitted <strong>to</strong> Communion: ―how can he who does not cultiv<strong>at</strong>e or profess the same faith as the<br />

orthodox church enjoy the sacraments with th<strong>at</strong> same church, from whose faith he departs?‖ 130<br />

Kepler needed <strong>to</strong> reject his erroneous beliefs and embrace the truth, ―or shun the community of<br />

our church and confession. For Christ must not be ridiculed, nor does the purest bridegroom of<br />

his church share his love with vain and blasphemous opinions.‖ 131<br />

With a final exhort<strong>at</strong>ion th<strong>at</strong><br />

reason was ―blind and foolish in m<strong>at</strong>ters divine,‖ 132 Hafenreffer urged him <strong>to</strong> instead embrace<br />

the ideals of simplicity and humility. He prayed th<strong>at</strong> Kepler would take his letter in the brotherly<br />

spirit which it was intended, and recommended Kepler‘s soul ―<strong>to</strong> the omnipresent Christ, your<br />

savior.‖ 133<br />

The letter concluded with the sign<strong>at</strong>ures of not only Hafenreffer but his colleagues in<br />

the theological faculty as well, along with a copy of the 1612 letter from the Stuttgart Consis<strong>to</strong>ry,<br />

testifying th<strong>at</strong> the Tübingen theologians agreed with everything it said.<br />

Even as Kepler insisted th<strong>at</strong> he no longer sought <strong>to</strong> link geometry and theology, then,<br />

Hafenreffer insisted th<strong>at</strong> this was precisely wh<strong>at</strong> he continued <strong>to</strong> do. Though in all his writings<br />

128 Ibid.: ―…vt abiectis stultae r<strong>at</strong>ionis imagin<strong>at</strong>ionibus, verit<strong>at</strong>em coelestem vera fide<br />

apprehendas, et divina mysteria simplicj fide; quod omnes verj christianj faciunt, pio obsequio<br />

adores ac venereris.‖<br />

129 Ibid.: ―…sin fr<strong>at</strong>ernis nostris admonitionibus diutius etiam refragabere, nos infelicis istius<br />

uulneris (stultitiae humanae r<strong>at</strong>ionis gladio tibj inflictj) neque medicinam videmus.‖<br />

130 Ibid.: ―Qui enim cum Ecclesia Orthodoxa non eandem Fidem et profitetur et colit, quomodo<br />

ijsdem cum Ecclesia, a cuius Fide dissentit, Sacramentis vt<strong>at</strong>ur.‖<br />

131 Ibid.: ―…aut Consortium nostrae Ecclesiae et <strong>Confession</strong>is vites, fr<strong>at</strong>erne suadent et<br />

exhortantur. Nam Christus non irridetur: neque idem purissimus Ecclesiae suae sponsus cum<br />

vanis et blasphemis opinionibus amorem suum partitur.‖<br />

132 Ibid.: ―…vt R<strong>at</strong>ionj, quae in rebus divinis caeca et stulta est…‖<br />

133 Ibid.: ―Hisce te animamque tuam preciosissimam, Chris<strong>to</strong> omnipraesentissimo tuo Salva<strong>to</strong>rj,<br />

devotissime commendo.‖<br />

82


<strong>to</strong> Hafenreffer Kepler had avoided the explicit linkage between geometry and confession th<strong>at</strong> he<br />

had emphasized in 1597, and had claimed <strong>to</strong> approach the Eucharist issue strictly theologically,<br />

Hafenreffer still saw his primary flaw <strong>to</strong> be his m<strong>at</strong>hem<strong>at</strong>ical thinking, his mental prowess<br />

leading him astray. Once a geometrician, always a geometrician, <strong>to</strong> Hafenreffer—and perhaps<br />

he was right. Kepler‘s firm conviction th<strong>at</strong> God was a geometer who had used the model of<br />

geometry in all he had cre<strong>at</strong>ed made it difficult for him <strong>to</strong> ever firmly separ<strong>at</strong>e the geometrical<br />

from the theological, despite his protest<strong>at</strong>ions <strong>to</strong> Hafenreffer. The Book of N<strong>at</strong>ure and the Book<br />

of Scripture were <strong>to</strong>o closely linked in Kepler‘s mind for him, ―with eyes closed <strong>to</strong> geometry,<br />

[<strong>to</strong>] adhere faithfully <strong>to</strong> Scripture‖ as he had tried <strong>to</strong> argue <strong>to</strong> Hafenreffer. Even the inscription<br />

th<strong>at</strong> was placed on his <strong>to</strong>mb, <strong>at</strong> his request, betrays this. ―I measured the heavens, now I measure<br />

the shadow of earth,‖ Kepler had written. ―My mind was from heaven; the shadow of my body<br />

lies dead.‖ 134<br />

The two heavens, astronomical and spiritual, were always necessarily connected <strong>to</strong><br />

Kepler; his disagreements with theologians and his despair <strong>at</strong> the st<strong>at</strong>e of his church could never<br />

truly shake his belief th<strong>at</strong> geometry, <strong>at</strong> a fundamental level, could ultim<strong>at</strong>ely point the way <strong>to</strong> an<br />

omnipresent truth.<br />

Conclusion<br />

The s<strong>to</strong>ry of Kepler and Hafenreffer is in many ways a s<strong>to</strong>ry of two men <strong>at</strong> odds despite<br />

themselves. Over the course of their dispute, they used many of the same words, yet those words<br />

meant dram<strong>at</strong>ically different things <strong>to</strong> each of them. Perhaps the biggest example of this divide<br />

is their use of the word ―church.‖ When Hafenreffer spoke of the need <strong>to</strong> preserve the strength<br />

and unity of the church, he meant the Lutheran Church in particular—for only the Lutheran<br />

134 ―Mensus eram coelos, nunc terrae metior umbras./Mens coelestis er<strong>at</strong>, corporis umbra<br />

jacet..‖<br />

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Church, in his mind, represented the ―true‖ church. Kepler, by contrast, consistently articul<strong>at</strong>ed<br />

a conception of the church th<strong>at</strong> was far more expansive than many of his contemporaries. The<br />

church th<strong>at</strong> he hoped <strong>to</strong> strengthen was far broader than Hafenreffer imagined, and the union he<br />

sought was not limited <strong>to</strong> the Lutheran confession, but r<strong>at</strong>her encompassed them all. In his mind,<br />

geometry was central <strong>to</strong> this potential union, since it represented common ground, and provided<br />

a <strong>to</strong>ol for understanding God‘s cre<strong>at</strong>ion, and indeed, for understanding the mind of God itself.<br />

This leads us <strong>to</strong> yet another instance in which Kepler and Hafenreffer used the same word<br />

with very different implic<strong>at</strong>ions—in this case, the word ―mystery.‖ In titling his first book the<br />

Mysterium Cosmographicum, Kepler had deliber<strong>at</strong>ely invoked the theological over<strong>to</strong>nes of the<br />

word mysterium, a word which had never before been used with astronomical or n<strong>at</strong>ural<br />

philosophical implic<strong>at</strong>ions. 135<br />

The sacraments, in particular, were often referred <strong>to</strong> as ―divine<br />

mysteries,‖ which typically implied both th<strong>at</strong> they conveyed some spiritual message in a physical<br />

way, and th<strong>at</strong> the means by which this was accomplished was inscrutable <strong>to</strong> man. Hafenreffer<br />

used the word again and again in this way in his letters <strong>to</strong> Kepler; divine mysteries, he insisted,<br />

could not possibly be explained by recourse <strong>to</strong> reason or intellect. Following Luther, Hafenreffer<br />

emphasized th<strong>at</strong> man, in his fallen st<strong>at</strong>e, could not possibly hope <strong>to</strong> access the full heavenly<br />

truth. 136<br />

Mysteries were those truths which specifically beyond the grasp of mere mortals;<br />

simple faith was the only way with which man could access the message of salv<strong>at</strong>ion they<br />

conveyed. Kepler, however, intended something entirely different in his use of the word<br />

―mystery.‖ Mysteries were manifest<strong>at</strong>ions of the divine, <strong>to</strong> be sure, but his book argued th<strong>at</strong><br />

God‘s ways were fundamentally geometrical. In using geometry <strong>to</strong> explain the workings of the<br />

135 Howell 114.<br />

136 James J. Bono, The Word of God and the Langauges of Man: Interpreting N<strong>at</strong>ure in Early<br />

Modern Science and Medicine (Madison: <strong>University</strong> of Wisconsin Press, 1995), 69.<br />

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universe, then, Kepler was explaining precisely th<strong>at</strong> which many believed <strong>to</strong> be inexplicable—he<br />

was demonstr<strong>at</strong>ing the way God‘s mind worked. The theological connot<strong>at</strong>ions of the word<br />

―mystery‖ in the title of his first book were likely intended <strong>to</strong> point <strong>to</strong> just this—<strong>to</strong> the ways th<strong>at</strong><br />

his m<strong>at</strong>hem<strong>at</strong>ical and astronomical text revealed the true divine mysteries for all <strong>to</strong> understand.<br />

And it was ultim<strong>at</strong>ely this divergence th<strong>at</strong> led Hafenreffer <strong>to</strong> confirm Kepler‘s exclusion from the<br />

communion.<br />

Kepler‘s arguments here place him alongside those medieval exegetes who, influenced by<br />

the work of Pla<strong>to</strong>, argued th<strong>at</strong> the secrets of God might be revealed through a study of the n<strong>at</strong>ural<br />

world. Though it was unders<strong>to</strong>od by all th<strong>at</strong> the Fall had alien<strong>at</strong>ed man from God‘s truth, the<br />

study of n<strong>at</strong>ure allowed man <strong>to</strong> reunite with the divine once again; ―<strong>to</strong> know the world,‖ as Peter<br />

Harrison has written, ―[was] not merely <strong>to</strong> come <strong>to</strong> know God…[but] <strong>to</strong> become like God:…<strong>to</strong><br />

res<strong>to</strong>re a likeness which had been lost.‖ 137<br />

Men like Hugh of St. Vic<strong>to</strong>r argued th<strong>at</strong> the study of<br />

n<strong>at</strong>ure allowed man <strong>to</strong> rediscover those divine mysteries which had been lost in the Fall, and <strong>to</strong><br />

reunite th<strong>at</strong> which the Fall had divided. The study of n<strong>at</strong>ure was a religious enterprise, in this<br />

view, because it allowed man <strong>to</strong> regain the godlike Adamic view in which all of n<strong>at</strong>ure was open<br />

and explicable <strong>to</strong> his gaze. By the seventeenth century, this viewpoint had begun <strong>to</strong> change.<br />

Francis Bacon famously argued th<strong>at</strong> man could never truly know the mind of God—Adam‘s very<br />

fault in Eden, according <strong>to</strong> Bacon, was his ―approaching and intruding in<strong>to</strong> God's secrets and<br />

mysteries.‖ 138<br />

Only if men recognized the limits of their reasoning capacities and the proper<br />

boundaries of their inquiries, wrote Bacon, could they begin <strong>to</strong> build up a true found<strong>at</strong>ion of<br />

137 Peter Harrison, The Bible, Protestantism, and the Rise of N<strong>at</strong>ural Science (Cambridge:<br />

Cambridge <strong>University</strong> Press, 2001), 57.<br />

138 Francis Bacon, Valerius Terminus: Of the Interpret<strong>at</strong>ion of N<strong>at</strong>ure, in The Works of Francis<br />

Bacon: Philosophical Works, Eds. James Spedding, Robert Leslie Ellis and Douglas Denon<br />

He<strong>at</strong>h (New York: Hurd and Hough<strong>to</strong>n, 1864), 28.<br />

85


knowledge. 139<br />

Kepler positioned himself alongside the earlier, more optimistic approach; much<br />

as he denied the view of Hafenreffer and Luther before him th<strong>at</strong> man could never truly penetr<strong>at</strong>e<br />

the divine mysteries, he denied <strong>to</strong>o the possibility th<strong>at</strong> man‘s flawed intellect needed <strong>to</strong> be<br />

reigned in. Like the medieval Pla<strong>to</strong>nists, Kepler continued <strong>to</strong> believe th<strong>at</strong> man, a true microcosm<br />

of the heavenly macrocosm, was capable of being like God, and th<strong>at</strong>, as Hugh of St. Vic<strong>to</strong>r had<br />

written, ―every n<strong>at</strong>ure tells of God.‖ 140<br />

Much as Kepler and Hafenreffer differed when it came <strong>to</strong> the question of divine<br />

―mysteries,‖ they differed as well in their understandings of the proper rel<strong>at</strong>ionship between the<br />

realm of geometry and the realm of theology. And this disagreement, as articul<strong>at</strong>ed over the<br />

course of their correspondence, reveals a gre<strong>at</strong> deal about larger sixteenth- and seventeenthcentury<br />

understandings of the rel<strong>at</strong>ionship between science and religion. Much of the liter<strong>at</strong>ure<br />

analyzing this rel<strong>at</strong>ionship in recent years has tended <strong>to</strong> emphasize the importance of early<br />

modern disciplinary divisions. This is particularly true when it comes <strong>to</strong> the s<strong>to</strong>ry of Copernicus<br />

and his reception, and Galileo‘s ultim<strong>at</strong>e confront<strong>at</strong>ion with the C<strong>at</strong>holic Church over the<br />

Copernican question. Robert Westman, in particular, has emphasized th<strong>at</strong> Copernicus‘s ideas<br />

were controversial not primarily because of the heliocentrism th<strong>at</strong> he taught, but r<strong>at</strong>her because<br />

Copernicus overturned the disciplinary boundaries of the universities. 141<br />

N<strong>at</strong>ural philosophy was<br />

the traditional discipline th<strong>at</strong> could speak about the reality of the cosmos, while m<strong>at</strong>hem<strong>at</strong>ics was<br />

only supposed <strong>to</strong> offer a provisional and predictive picture of the celestial motions. In arguing<br />

th<strong>at</strong> his m<strong>at</strong>hem<strong>at</strong>ics was written for m<strong>at</strong>hem<strong>at</strong>icians, Copernicus ―appeal[ed] <strong>to</strong> the au<strong>to</strong>nomy<br />

139 Bono, The Word of God, 218.<br />

140 Harrison, The Bible, Protestantism, 56.<br />

141 Robert Westman, ―The Copernicans and the Churches,‖ in God and N<strong>at</strong>ure: His<strong>to</strong>rical<br />

Essays on the Encounter between Christianity and Science, eds. David C. Lindberg and Ronald<br />

L. Numbers (Berekely:<strong>University</strong> of California Press, 1986): 76-113.<br />

86


and superiority of m<strong>at</strong>hem<strong>at</strong>ical astronomy‖ 142 ; he argued both th<strong>at</strong> m<strong>at</strong>hem<strong>at</strong>ics could offer a<br />

true picture of the cosmos, and th<strong>at</strong> m<strong>at</strong>hem<strong>at</strong>icians were uniquely positioned <strong>to</strong> understand and<br />

interpret the picture—and th<strong>at</strong> n<strong>at</strong>ural philosophers and even theologians ought <strong>to</strong> give way <strong>to</strong><br />

the authority of m<strong>at</strong>hem<strong>at</strong>icians on this subject. The Galileo affair Westman paints as well as a<br />

s<strong>to</strong>ry of disciplinary boundaries overturned. Galileo‘s f<strong>at</strong>al flaw was not his insistence on<br />

Copernicanism, but r<strong>at</strong>her his insistence th<strong>at</strong> he, a n<strong>at</strong>ural philosopher and m<strong>at</strong>hem<strong>at</strong>ician, could<br />

interpret Scripture as well as—or better than—any theologian. 143<br />

The s<strong>to</strong>ries of Copernicus and<br />

Galileo, in this view, support the notion th<strong>at</strong> in the early modern period, disciplinary identities<br />

were both deep-rooted and subjected <strong>to</strong> continual challenge; the s<strong>to</strong>ry of science and religion in<br />

this period is thus a s<strong>to</strong>ry of the ways th<strong>at</strong> these disciplinary identities were contested and<br />

reformed over time.<br />

To Amos Funkenstein, by contrast, the s<strong>to</strong>ry of early modern science and religion is not a<br />

s<strong>to</strong>ry of boundaries and divisions, but r<strong>at</strong>her a s<strong>to</strong>ry of overlap and entanglement. In contrast <strong>to</strong><br />

the earlier separ<strong>at</strong>ion of the two realms, Funkenstein argues, ―<strong>to</strong> many seventeenth-century<br />

thinkers, theology and science merged in<strong>to</strong> one idiom, part of a veritable secular theology such<br />

as never existed before or after.‖ 144<br />

In Funkenstein‘s view, it is nearly impossible in this period<br />

<strong>to</strong> speak separ<strong>at</strong>ely of theologians or n<strong>at</strong>ural philosophers or m<strong>at</strong>hem<strong>at</strong>icians. Men like Galileo,<br />

Descartes, Leibniz, and New<strong>to</strong>n commonly tre<strong>at</strong>ed theological issues in gre<strong>at</strong> depth; they used<br />

n<strong>at</strong>ural philosophical and m<strong>at</strong>hem<strong>at</strong>ical ideas <strong>to</strong> reflect on theology, and theological ideas <strong>to</strong><br />

142 Ibid. 50<br />

143 See also Ernan McMullin, The Church and Galileo (Notre Dame: <strong>University</strong> of Notre Dame<br />

Press, 2005) and the extensive introduction <strong>to</strong> Maurice A. Finocchiaro, The Galileo Affair: A<br />

Documentary His<strong>to</strong>ry (Berkeley: <strong>University</strong> of California Press, 1989).<br />

144 Amos Funkenstein, Theology and the Scientific Imagin<strong>at</strong>ion from the middle ages <strong>to</strong> the<br />

seventeenth century (Prince<strong>to</strong>n: Prince<strong>to</strong>n <strong>University</strong> Press, 1989), ix.<br />

87


eflect back in the other direction. His s<strong>to</strong>ry is not one of boundaries challenged and reformed<br />

along new axes, but r<strong>at</strong>her one of boundaries dissolved entirely.<br />

These s<strong>to</strong>ries are not, of course, mutually exclusive; Westman focuses <strong>at</strong> length on<br />

Galileo‘s <strong>at</strong>tempt <strong>to</strong> dissolve the boundary between astronomy and scriptural interpret<strong>at</strong>ion,<br />

while Funkenstein discusses the extent <strong>to</strong> which ―the separ<strong>at</strong>ion of science from religion may<br />

have been as often demanded as it was viol<strong>at</strong>ed.‖ This chapter, as well, demonstr<strong>at</strong>es the extent<br />

<strong>to</strong> which early modern disciplinary identities were <strong>at</strong> once unders<strong>to</strong>od in fixed and specific ways,<br />

and <strong>at</strong> the same time could be used with multivalent and changing meanings. At the start of the<br />

s<strong>to</strong>ry, Hafenreffer relied on accepted disciplinary boundaries between n<strong>at</strong>ural philosophy and<br />

astronomy in order <strong>to</strong> protect the discipline of theology. ―Act as a m<strong>at</strong>hem<strong>at</strong>ician alone,‖<br />

Hafenreffer urged Kepler; in this way, his words would be unders<strong>to</strong>od only hypothetically, and<br />

would pose no challenge <strong>to</strong> accepted theological beliefs. In 1619, by contrast, Hafenreffer urged<br />

Kepler <strong>to</strong> think theologically, and not m<strong>at</strong>hem<strong>at</strong>ically; m<strong>at</strong>hem<strong>at</strong>ics would only set Kepler astray<br />

when he contempl<strong>at</strong>ed m<strong>at</strong>ters divine. Hafenreffer, it appears, conceived of ―m<strong>at</strong>hem<strong>at</strong>ician‖<br />

both as a fixed professional identity and as a more fluid mode of thought, one way among many<br />

<strong>to</strong> approach any issue. Kepler, likewise, approached m<strong>at</strong>hem<strong>at</strong>ics both as a discipline and as a<br />

way of thinking. <strong>From</strong> the perspective of disciplinary identity, Kepler fits in well with<br />

Westman‘s s<strong>to</strong>ry—he, <strong>to</strong>o, tried <strong>to</strong> challenge and broaden the conventional role of the<br />

m<strong>at</strong>hem<strong>at</strong>ician, and <strong>to</strong> argue th<strong>at</strong> m<strong>at</strong>hem<strong>at</strong>icians were capable of offering a true picture of the<br />

physical world. <strong>From</strong> the perspective of Funkenstein‘s s<strong>to</strong>ry, <strong>to</strong>o, Kepler‘s struggle makes sense.<br />

In contrast <strong>to</strong> Hafenreffer‘s <strong>at</strong>tempt <strong>to</strong> separ<strong>at</strong>e ―m<strong>at</strong>hem<strong>at</strong>ical‖ and ―theological‖ modes of<br />

thought, Kepler sought <strong>to</strong> merge the two; thinking geometrically meant thinking in a clear and<br />

direct way about both God and his cre<strong>at</strong>ion.<br />

88


Kepler and Hafenreffer‘s disagreements rested not only on the question of disciplinary<br />

identities but also on the question of the rel<strong>at</strong>ionship between the individual and his community,<br />

and the rel<strong>at</strong>ionship between the layman and the theologian. Kepler emphasized the importance<br />

of action and particip<strong>at</strong>ion <strong>to</strong> religious life—if he particip<strong>at</strong>ed in his churchly community, <strong>to</strong>ok<br />

the mass, and spoke no public word against the community, wh<strong>at</strong> m<strong>at</strong>ter wh<strong>at</strong> he believed on the<br />

inside? Personal conscience, in his view, ought not <strong>to</strong> impede public communal particip<strong>at</strong>ion.<br />

For Hafenreffer, by contrast, wh<strong>at</strong> m<strong>at</strong>tered was not orthopraxy but orthodoxy—if Kepler did not<br />

believe, he could not particip<strong>at</strong>e. At the same time, Kepler <strong>at</strong>tempted <strong>to</strong> minimize his<br />

disagreements with the church by emphasizing his st<strong>at</strong>us as a layman. He did not want <strong>to</strong> sway<br />

public belief, he argued, nor did he want <strong>to</strong> be forced <strong>to</strong> take a public stand on complex<br />

theological questions; he merely wanted the right <strong>to</strong> worship simply, on the sidelines, as he saw<br />

fit. Hafenreffer, by contrast, saw Kepler as something above the common layman, and argued<br />

th<strong>at</strong> he needed <strong>to</strong> sign the Formula of Concord in order <strong>to</strong> publicly stand with the opinion of his<br />

Lutheran brothers. Likewise, Hafenreffer emphasized th<strong>at</strong> if Kepler wanted <strong>to</strong> consider<br />

questions of Scritpure and doctrine, he needed <strong>to</strong> do so as a theologian would—and not as a<br />

layman m<strong>at</strong>hem<strong>at</strong>ician would. In many ways, wh<strong>at</strong> we see here is the reversal of the Galileo<br />

s<strong>to</strong>ry; Galileo was punished for acting as a theologian r<strong>at</strong>her than a layman, while Kepler was<br />

punished for acting as a layman, r<strong>at</strong>her than a theologian.<br />

In sum, Kepler‘s clash with the Lutheran Church boiled down <strong>to</strong> a disagreement about<br />

those two central words on whose meaning he and Hafenreffer disagreed—―mystery‖ and<br />

―church.‖ The mysteries of God—be they theological or cosmological—were not, in Kepler‘s<br />

view, secrets <strong>to</strong> be hoarded by a select few, nor were they enigmas impervious <strong>to</strong> r<strong>at</strong>ional<br />

inquiry. R<strong>at</strong>her, God had provided a blueprint by which they could be interpreted—geometry—<br />

89


and a model by which th<strong>at</strong> interpret<strong>at</strong>ion might be judged—the model of harmony. Th<strong>at</strong> model<br />

demonstr<strong>at</strong>ed th<strong>at</strong> the church was not simply the specific confession th<strong>at</strong> most closely adhered <strong>to</strong><br />

one narrow perspective on theological truth, but r<strong>at</strong>her all the confessions, united by common<br />

beliefs and the occasional counterpoint of disagreement.<br />

90


Chapter 2:<br />

“Of God and His Community”: Kepler and the C<strong>at</strong>holic Church<br />

In February of 1605, the Italian m<strong>at</strong>hem<strong>at</strong>ician Bar<strong>to</strong>lomeo Cristini had good news <strong>to</strong><br />

report <strong>to</strong> fellow m<strong>at</strong>hem<strong>at</strong>ician and astronomer Giovanni An<strong>to</strong>nio Magini in Bologna. The papal<br />

nuncio <strong>to</strong> the Imperial court in Prague, wrote Cristini, ―declares th<strong>at</strong> he hopes <strong>to</strong> convert master<br />

Kepler <strong>to</strong> the C<strong>at</strong>holic religion within the next few days.‖ 1<br />

This imminent conversion would<br />

fulfill a dearly held hope of many of Kepler‘s C<strong>at</strong>holic friends and colleagues, who had often,<br />

subtly or directly, pressed him <strong>to</strong> consider the religious and professional benefits of becoming a<br />

C<strong>at</strong>holic.<br />

Cristini‘s news was, in point of fact, wide of the mark—Kepler had no intention of<br />

conversion <strong>to</strong> C<strong>at</strong>holicism, and remained committed <strong>to</strong> his Lutheran faith long after 1605—and<br />

indeed, long after his official excommunic<strong>at</strong>ion from the Church <strong>to</strong> which he clung so<br />

tenaciously. Yet Cristini‘s report, though false, was just one of many rumors about Kepler‘s<br />

impending conversion th<strong>at</strong> swirled around Kepler throughout his lifetime. These rumors<br />

stemmed, in part, from Kepler‘s close personal and professional rel<strong>at</strong>ionships with many<br />

influential C<strong>at</strong>holics. These included Bavarian Chancellor Herwart von Hohenburg, lifelong<br />

friend and p<strong>at</strong>ron of Kepler, as well as Jesuit m<strong>at</strong>hem<strong>at</strong>icians like Paul Guldin, Johannes Decker,<br />

and Albert Kurz. These men not only corresponded with Kepler on questions of m<strong>at</strong>hem<strong>at</strong>ics,<br />

astronomy, astrology, and chronology, but also helped Kepler <strong>to</strong> circumvent some of the troubles<br />

th<strong>at</strong> plagued his fellow Lutherans living in C<strong>at</strong>holic terri<strong>to</strong>ries in the Empire. Herwart, for<br />

instance, likely helped Kepler <strong>to</strong> obtain the exemption th<strong>at</strong> allowed him <strong>to</strong> remain temporarily in<br />

1 KGW 15:333: ―Habui ab illustrissimo nuntio S. S. apos<strong>to</strong>licae apud Impera<strong>to</strong>rem, episcopo<br />

vercellensi, observ<strong>at</strong>iones stellae novae factas a Domino Tengnagelio manu propria eius ut<br />

existimo scriptas nigris et rubeis caracteribus, quem idem Illustrissimus nunc c<strong>at</strong>holicam<br />

religionem profiteri et sperare intra paucos dies ad eandem Dominum Keplerum convertere.‖<br />

91


Graz when all other Lutheran teachers and priests were banished by official decree. Guldin<br />

helped Kepler with some of his public<strong>at</strong>ion difficulties, and arranged for a Jesuit telescope maker<br />

<strong>to</strong> provide Kepler with his very own telescope.<br />

The close interest which so many Jesuits <strong>to</strong>ok in Kepler, particularly after he rose <strong>to</strong> the<br />

position of Imperial m<strong>at</strong>hem<strong>at</strong>ician, bolstered the impression th<strong>at</strong> they harbored hopes for the<br />

conversion of so well-respected a figure. Indeed, in letters <strong>to</strong> Kepler his Jesuit correspondents<br />

emphasized both their respect for his m<strong>at</strong>hem<strong>at</strong>ical prowess and their fears for the current st<strong>at</strong>e<br />

of his soul, fears <strong>to</strong> which they believed he would be receptive. As Albert Kurz wrote <strong>to</strong> Kepler,<br />

the very fact th<strong>at</strong> Kepler was willing <strong>to</strong> discuss his theological difficulties implied th<strong>at</strong> he had<br />

doubts about his faith, and those doubts would be resolved if he would only trust in the leaders<br />

and traditions of the C<strong>at</strong>holic Church. Kurz wrote,<br />

In other things I will admire you, in other things I will praise you but in th<strong>at</strong> business of<br />

your salv<strong>at</strong>ion, I ask you <strong>to</strong> rely on the blood which drips from Jesus Christ, r<strong>at</strong>her than<br />

on your mental prowess alone, as though you alone could hope <strong>to</strong> <strong>to</strong>uch on the truth<br />

without a guide or companion; r<strong>at</strong>her, you ought <strong>to</strong> fear going astray amidst the light and<br />

company of so many gre<strong>at</strong> stars. 2<br />

Nearly echoing the Lutheran theologians <strong>at</strong> Tübingen who warned Kepler about the dangers of<br />

using reason <strong>to</strong> navig<strong>at</strong>e the world of faith, Kurz urged Kepler <strong>to</strong> rely on the guidance of others<br />

skilled in the truths of theology, r<strong>at</strong>her than on his own limited understanding of those truths.<br />

The Jesuits believed th<strong>at</strong> were the ones best suited <strong>to</strong> offer Kepler the guidance he needed<br />

in order <strong>to</strong> find his way the truths of Christ and his church, and they made repe<strong>at</strong>ed <strong>at</strong>tempts <strong>to</strong><br />

do so. Kepler‘s own willingness <strong>to</strong> consider Jesuit perspectives on m<strong>at</strong>hem<strong>at</strong>ical issues, and<br />

2 KGW 18:1053: ―…in caeteris admirabor te, in caeteris laudabo in is<strong>to</strong> autem Salutis taue<br />

negotio, per illum ego te stillantem Jesu Christi sanguinem rogo, ne ingenio tuo tantum tribuas,<br />

ut solum te sine duce sine comite uerum tangere posse speres; uel in ista luce et societ<strong>at</strong>e <strong>to</strong>t<br />

tan<strong>to</strong>rumque siderum errare metuas.‖<br />

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even <strong>to</strong> take the Jesuit side in a chronological dispute against the Protestant one, 3 signaled <strong>to</strong> the<br />

Jesuits th<strong>at</strong> he would be receptive <strong>to</strong> their message. Still further, <strong>at</strong> a time when rel<strong>at</strong>ions<br />

between C<strong>at</strong>holics and Protestants were stridently antagonistic, Kepler‘s willingness <strong>to</strong> seriously<br />

consider the C<strong>at</strong>holic position on questions of theology and his repe<strong>at</strong>ed declar<strong>at</strong>ions th<strong>at</strong> he<br />

belonged <strong>to</strong> the ―C<strong>at</strong>holic Church‖ made it seem th<strong>at</strong> his eventual move <strong>to</strong> C<strong>at</strong>holicism was<br />

already well underway.<br />

In this chapter, I consider Kepler‘s rel<strong>at</strong>ionship with both specific C<strong>at</strong>holics and with the<br />

larger C<strong>at</strong>holic Church. I look first <strong>at</strong> Kepler‘s rel<strong>at</strong>ionship with Herwart von Hohenburg,<br />

focusing in particular on a 1607 discussion between the two about the religious significance of<br />

the new star of 1604, and of astrology more generally. Next, I turn <strong>to</strong> Kepler‘s rel<strong>at</strong>ionship with<br />

Jesuit Paul Guldin, moving ahead twenty years in time and focusing on a discussion between the<br />

two about the proper definition of the C<strong>at</strong>holic Church, and the means by which unorthodox<br />

views could be accommod<strong>at</strong>ed within a traditional religious community. I conclude by<br />

considering Kepler‘s conception of the Jesuit Order, and of Jesuit science in particular, drawing<br />

on letters th<strong>at</strong> spanned the range of his life and work. Along the way, I <strong>to</strong>uch on several other<br />

C<strong>at</strong>holics with whom Kepler corresponded, yet this chapter does not provide an exhaustive<br />

survey of Kepler‘s rel<strong>at</strong>ionship with C<strong>at</strong>holics, or even with Jesuits. Instead, the episodes I‘ve<br />

selected are emblem<strong>at</strong>ic ones th<strong>at</strong> help tell a s<strong>to</strong>ry about Kepler‘s unique approach <strong>to</strong> religious<br />

community and his hopes for the future of the Church, unders<strong>to</strong>od in very broad terms.<br />

This s<strong>to</strong>ry is, in many ways, similar <strong>to</strong> the one I <strong>to</strong>ld in Chapter 1; there, I focused on the<br />

process by which Kepler fashioned his own identity as a Lutheran while simultaneously<br />

3 See Anthony Graf<strong>to</strong>n, ―Chronology, Controversy, and Community in the Republic of Letters:<br />

The Case of Kepler,‖ in Worlds Made by Words: Scholarship and Community in the Modern<br />

West (Cambridge: Harvard <strong>University</strong> Press, 2009).<br />

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constructing a new vision of the Lutheran Church and its rel<strong>at</strong>ionship <strong>to</strong> Christendom <strong>at</strong> large. In<br />

this chapter, I also explore questions of religious identity and community, but I do so by focusing<br />

not on Kepler‘s understanding of his own Church, but r<strong>at</strong>her of a Church which many of his<br />

fellow Lutherans saw as a direct embodiment of the Antichrist. In so doing, I hope <strong>to</strong> better<br />

illumin<strong>at</strong>e Kepler‘s understanding of his own religious identity and his vision of his place within<br />

the larger religious community, a vision which centered on the idea of a harmony th<strong>at</strong> Kepler<br />

hoped <strong>to</strong> extend from the realm of the heavens <strong>to</strong> the realm of earthly society.<br />

At the same time, I hope <strong>to</strong> further explore the multi-faceted rel<strong>at</strong>ionship between<br />

Kepler‘s astronomical and religious pursuits. In Chapter 1, I demonstr<strong>at</strong>ed some of the ways in<br />

which Kepler‘s cosmological work figured centrally in his plans for confessional reconcili<strong>at</strong>ion;<br />

At the start of his career, I argued, Kepler believed th<strong>at</strong> cosmological ideals could be directly<br />

mobilized <strong>to</strong> solve specific confessional disputes. Yet I also explored the ways th<strong>at</strong> Kepler‘s<br />

views had changed by the time of his excommunic<strong>at</strong>ion from the Lutheran Church. While he<br />

still believed staunchly in the idea th<strong>at</strong> geometry might point the way <strong>to</strong> a universal truth—even<br />

one th<strong>at</strong> encompassed theology—he no longer trusted in the theologians of his time <strong>to</strong> identify or<br />

implement th<strong>at</strong> truth. In this chapter, I further explore Kepler‘s conception of the rel<strong>at</strong>ionship<br />

between cosmos and confession, by highlighting certain instances in which Kepler did not feel<br />

th<strong>at</strong> a direct linkage between the two was warranted. In the episode with Herwart, I argue th<strong>at</strong><br />

Kepler avoided positing <strong>to</strong>o close a connection between his astrological work and its religious<br />

ramific<strong>at</strong>ions, and maintained th<strong>at</strong> religious claims, specifically ones th<strong>at</strong> rel<strong>at</strong>ed <strong>to</strong> sensitive<br />

confessional issues, ought <strong>to</strong> be made cautiously and humbly. In the episode with Guldin I<br />

emphasize th<strong>at</strong> Kepler‘s irenical approach <strong>to</strong> religious truth—an approach which embraced the<br />

possibility of considering religious questions from multiple perspectives, and arriving <strong>at</strong><br />

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potentially different answers—was, in many ways, directly opposed <strong>to</strong> his realist stance on<br />

astronomical truth, which emphasized th<strong>at</strong> the Copernican and P<strong>to</strong>lemaic systems, though<br />

instrumentally equivalent, were not equally valid accounts of the motions of the heavenly bodies.<br />

In ending with a discussion of Kepler‘s approach <strong>to</strong> Jesuit science, I specul<strong>at</strong>e more broadly on<br />

Kepler‘s understanding of the appropri<strong>at</strong>e rel<strong>at</strong>ionship between the realms of n<strong>at</strong>ural philosophy,<br />

m<strong>at</strong>hem<strong>at</strong>ics, and religion, and on the ways in which Kepler‘s approach rel<strong>at</strong>ed both <strong>to</strong> th<strong>at</strong> of his<br />

fellow Protestants and <strong>to</strong> their Jesuit counterparts.<br />

Kepler, Herwart, and the New Star of 1604<br />

In September of 1604, observers across Europe were enthralled by a dazzling new object<br />

in the sky, often referred <strong>to</strong> as a new star. Porten<strong>to</strong>us in its own right, the new star was made<br />

doubly significant by the place of its emergence: it appeared in close proximity <strong>to</strong> the<br />

conjunction of Mars, Jupiter, and S<strong>at</strong>urn in the sign of Sagittarius—a conjunction which initi<strong>at</strong>ed<br />

the Fiery Trigon, a period of gre<strong>at</strong> astrological significance. These two momen<strong>to</strong>us events, and<br />

their close proximity, resulted in a flood of pamphlets arguing for the new star‘s earthly<br />

significance. Kepler also produced a work th<strong>at</strong> focused on the implic<strong>at</strong>ions of the new star—De<br />

stella nova—though it was not published until two years l<strong>at</strong>er, and it was far more circumspect<br />

than many of the texts th<strong>at</strong> preceded it. 4<br />

The majority of the book was devoted <strong>to</strong> the physical<br />

significance of the new star, while only the final chapters addressed wh<strong>at</strong> future events it might<br />

portend. And though Kepler willingly specul<strong>at</strong>ed on some possibilities for its future<br />

significance—among them the fall of the Ot<strong>to</strong>man empire, the second coming of Christ, and the<br />

4 For a detailed discussion of Kepler‘s approach in De Stella Nova, see P<strong>at</strong>rick Boner‘s 2006<br />

dissert<strong>at</strong>ion, ―Kepler‘s Living <strong>Cosmos</strong>: Bridging the Celestial and Terrestrial Realms,‖ currently<br />

unpublished.<br />

95


conversion of all non-believers <strong>to</strong> Christianity—he did not endorse any option as certain.<br />

Reading detailed significances in<strong>to</strong> the heavens was risky business, he argued, because God had<br />

provided no formula by which heavenly phenomena could be easily interpreted. ―If it had<br />

pleased God <strong>to</strong> openly indic<strong>at</strong>e wh<strong>at</strong> he wished <strong>to</strong> men,‖ he wrote, ―he would have inscribed it in<br />

the heavens with written words; thus men struggle in vain <strong>to</strong> conjecture about the divine will.‖ 5<br />

Though he considered it clear th<strong>at</strong> the new star, appearing precisely where and when it did, was a<br />

sign of divine providence, Kepler hesit<strong>at</strong>ed <strong>to</strong> proclaim wh<strong>at</strong> such providence signified in the<br />

realms of communal politics or religion. Instead, he urged his readers <strong>to</strong> use the new star as an<br />

opportunity <strong>to</strong> examine their own lives, while maintaining a sense of humility about its global<br />

significance. 6<br />

R<strong>at</strong>her than focus on the arguments in De stella nova, I want <strong>to</strong> consider instead an<br />

exchange th<strong>at</strong> <strong>to</strong>ok place shortly after its public<strong>at</strong>ion, between Kepler and Herwart von<br />

Hohenburg, Bavarian Chancellor and friend and p<strong>at</strong>ron of Kepler‘s. Though primarily a<br />

st<strong>at</strong>esman, Herwart also had deep scholarly interests in astronomy, chronology, m<strong>at</strong>hem<strong>at</strong>ics and<br />

philology, and it was Kepler‘s detailed answer <strong>to</strong> a chronological query of Herwart‘s in 1597 th<strong>at</strong><br />

spearheaded a rel<strong>at</strong>ionship th<strong>at</strong> would span fourteen years and more than ninety letters. Over the<br />

course of this rel<strong>at</strong>ionship, Herwart lent Kepler books, supplied him with inform<strong>at</strong>ion about the<br />

work of other scholars in the Republic of Letters, and pushed Kepler <strong>to</strong> refine his own scholarly<br />

views, particularly when it came <strong>to</strong> questions of astrology. 7<br />

Herwart had read Kepler‘s De Stella<br />

5 KGW 1, 346.38–39: ―Ego interdum sic existimo; si Deo placuisset, aperte hominibus, quod<br />

vellet significare: literis caelo exar<strong>at</strong>is scripturum fuisse; frustra itaque homines conjectando<br />

divinae volunt<strong>at</strong>i obniti.‖<br />

6 See also P<strong>at</strong>rick Boner. ―Kepler v. the Epicureans: Causality, Coincidence and the Origins of<br />

the New Star of 1604.‖ Journal for the His<strong>to</strong>ry of Astronomy 38 (2007): 207–221.<br />

7 See P<strong>at</strong>rick Boner. ―A Scholar and a St<strong>at</strong>eman: Hans Georg Herwart von Hohenburg as a Critic<br />

and P<strong>at</strong>ron of Johannes Kepler.‖ Forthcoming.<br />

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Nova with some interest. There, Kepler had suggested—though only as possibilities—some<br />

religious implic<strong>at</strong>ions of the new star, yet he had not considered wh<strong>at</strong> significance the new star<br />

might have when viewed within a specifically confessional context. In March of 1607, Kepler<br />

received a letter from Herwart, asking him <strong>to</strong> push his ideas further and contempl<strong>at</strong>e the<br />

distinctively C<strong>at</strong>holic significances of the heavenly bodies.<br />

Kepler‘s discussion of the new star and the birth year of Christ, Herwart wrote, had<br />

motiv<strong>at</strong>ed him <strong>to</strong> provide Kepler with a brief judicium he had written which considered questions<br />

of astrology and religion, as he was aware th<strong>at</strong> there were many C<strong>at</strong>holic theologians who still<br />

<strong>at</strong>tributed inclin<strong>at</strong>ions or significances <strong>to</strong> the stars. Herwart maintained a degree of skepticism<br />

on the question, noting th<strong>at</strong> he had yet <strong>to</strong> find a firm found<strong>at</strong>ion on which <strong>to</strong> base such<br />

suppositions; he therefore admitted th<strong>at</strong> ―I would well have cause <strong>to</strong> withhold [my judicium], for<br />

perhaps it is not worth the effort of writing or of rebuttal.‖ 8<br />

Yet he had read in Kepler‘s<br />

astrological writings a similar uncertainty on issues of astrological inclin<strong>at</strong>ion or signific<strong>at</strong>ion, he<br />

wrote, and for th<strong>at</strong> reason, he hoped th<strong>at</strong> Kepler would openly communic<strong>at</strong>e his thoughts on the<br />

m<strong>at</strong>ter. He asked th<strong>at</strong> Kepler keep Herwart‘s musings secret, since they were, after all, only<br />

―bare specul<strong>at</strong>ion.‖ 9<br />

Moreover, he emphasized th<strong>at</strong> though his specul<strong>at</strong>ions were ―drawn out<br />

from the tradition of our C<strong>at</strong>holic Church,‖ with which he knew Kepler was not in full<br />

agreement, he hoped th<strong>at</strong> Kepler would take them as nothing less than well intentioned. 10<br />

8 KGW 15:412: ―…ich woll ursach hette, damitt zu hinder halten, weyll es villeicht der muehe<br />

des schreibens, und confutierens nitt wehrd.‖<br />

9 Ibid.: ―Unnd uberschickh dem herrn benuerwart hierueber ein specul<strong>at</strong>ionem, Die ich aber bitt<br />

in vertrawen unnd gehaim, tanquam nudam quandam specul<strong>at</strong>ionem, zu halten.‖<br />

10 Ibid.: ―Videntur quidem haec deprompta ex traditione Ecclesiae nostrae C<strong>at</strong>holicae, ich will<br />

aber in kienen Zweyuell stellen, Er werde Es pro suo candore, etsi eidem non sis addictus,<br />

dannoch anderst nitt alss woll gemaint ausnemmen, unnd mir darueber sein spetial bedenckhen<br />

mittahilen….‖<br />

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Despite the C<strong>at</strong>holic Church‘s formal opposition <strong>to</strong> the practice of judicial astrology,<br />

Herwart‘s contention th<strong>at</strong> many C<strong>at</strong>holic theologians still accepted its basic tenets is well<br />

supported by the his<strong>to</strong>rical liter<strong>at</strong>ure. Ugo Baldini describes the paradox of a society in which,<br />

up until the seventeenth century, ―outright condemn<strong>at</strong>ions of judicial astrology coexisted with its<br />

widespread and public practice…and with its substantial acceptance by social elites, and even by<br />

the ecclesiastical hierarchy.‖ 11<br />

Part of this paradox lies in the church‘s somewh<strong>at</strong> unsystem<strong>at</strong>ic<br />

approach <strong>to</strong> the discipline of astrology, <strong>to</strong> the distinctions between n<strong>at</strong>ural and judicial astrology,<br />

and <strong>to</strong> the enforcement of its own astrological condemn<strong>at</strong>ions. Though Pope Sixtus V‘s bull<br />

―Coeli et terrae crea<strong>to</strong>r Deus‖ of 1586 formally condemned astrology in fairly restrictive terms,<br />

arguing th<strong>at</strong> ―God has reserved certain knowledge of future things only un<strong>to</strong> himself,‖ 12 the bull<br />

focused specifically on the applic<strong>at</strong>ion of judicial astrology <strong>to</strong> the future lives of individuals, and<br />

did not discuss the implic<strong>at</strong>ions of n<strong>at</strong>ural astrology more broadly. And even after the Pope‘s<br />

bull was officially accepted by the C<strong>at</strong>holic world, judicial astrology still had many supporters;<br />

Jesuits still taught priv<strong>at</strong>e classes in astrology, 13 C<strong>at</strong>holic courts still had official judicial<br />

astrologers, 14 and astrological discourses were still addressed even <strong>to</strong> cardinals <strong>at</strong> the papal<br />

11 See Ugo Baldini, ―The Roman Inquisition‘s Condemn<strong>at</strong>ion of Astrology: Antecedents,<br />

Reasons, and Consequences,‖ Church, Censorship and Culture in Early Modern Italy. Ed.<br />

Gigliola Fragni<strong>to</strong>. Trans. Adrian Bel<strong>to</strong> (Cambridge: Cambridge <strong>University</strong> Press, 2001): 79–110,<br />

<strong>at</strong> 87.<br />

12 Ibid. 91; see also Bullarum, Diplom<strong>at</strong>um et Privilegiorum Sanc<strong>to</strong>rum Romanorum Pontificum<br />

Taurinensis Editio, VIII. Turin, 1863. 646–7.<br />

13 See Henrique Leitão, ―Entering Dangerous Ground: Jesuits Teaching Astrology and<br />

Chiromancy in Lisbon,‖ The Jesuits II: Cultures, Sciences, and the Arts, 1540–1773. Eds. John<br />

W. O‘Malley, et al. (Toron<strong>to</strong>: <strong>University</strong> of Toron<strong>to</strong> Press, 2006): 371–404.<br />

14 Giovanni An<strong>to</strong>nio Magini, for instance, served as judicial astrologer in the court of Mantua<br />

beginning in 1599.<br />

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court. 15 Though officially on doctrinally shaky ground, then, Herwart‘s astrological specul<strong>at</strong>ion<br />

was in good company, as he indic<strong>at</strong>ed. In the ―judicium‖ th<strong>at</strong> he appended <strong>to</strong> his letter <strong>to</strong> Kepler,<br />

Herwart began his specul<strong>at</strong>ion by equ<strong>at</strong>ing the three divisions of the heavens with the three<br />

aspects of God—the supreme and invisible heaven, according <strong>to</strong> Herwart, signified the F<strong>at</strong>her;<br />

the intermedi<strong>at</strong>e heaven, or the fixed stars, signified the Son; and the lower heaven, or the seven<br />

plants, signified the Holy Spirit. This kind of associ<strong>at</strong>ion, he would have known both from<br />

Kepler‘s letters and books, was very familiar <strong>to</strong> Kepler, who himself had identified the Trinity in<br />

the configur<strong>at</strong>ion of the heavens. Kepler‘s argument for the Trinity was slightly different, of<br />

course. He first analogized the sphere <strong>to</strong> the Trinity, with the center symbolizing God the<br />

F<strong>at</strong>her, the surface symbolizing the Son, and the intermedi<strong>at</strong>e space symbolizing the Holy Spirit.<br />

He then extended this analogy <strong>to</strong> encompass the entire cosmos, with the sun in the center of the<br />

universe representing the F<strong>at</strong>her, the fixed stars <strong>at</strong> the surface representing the Son, and the<br />

intermedi<strong>at</strong>e ether representing the Holy Spirit. But despite these differences, the Trinity was<br />

essential <strong>to</strong> Kepler‘s own cosmological perspective, and he would have been symp<strong>at</strong>hetic <strong>to</strong><br />

Herwart‘s invoc<strong>at</strong>ion of it in this context.<br />

Herwart then moved on <strong>to</strong> the more exclusively C<strong>at</strong>holic portion of his judicium. Since<br />

the seven planets, in his view, represented the Holy Spirit, they represented more specifically the<br />

gifts of the Holy Spirit, or the seven Sacraments. The moon, because of its connection with<br />

w<strong>at</strong>er, represented baptism. Mercury, wrote a cynical Herwart, represented the sacrament of<br />

marriage, as it was ―somewh<strong>at</strong> obscure, wandering, constantly bene<strong>at</strong>h the sun or needing<br />

15 In The His<strong>to</strong>ry of Magic and Experimental Science (New York: Columbia <strong>University</strong> Press,<br />

1953), 6:171, Lynn Thorndike notes the public<strong>at</strong>ion of an astrological discourse by Gioanni<br />

Bar<strong>to</strong>lini addressed <strong>to</strong> a cardinal <strong>at</strong> the papal court in 1618.<br />

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penance.‖ 16<br />

By extension, Venus, ―clear, lucid, shining, most beautiful of all,‖ represented the<br />

sacrament of Holy Orders. 17<br />

The sun represented penance, as it was the source of all the other<br />

planets, which all inclined themselves <strong>to</strong>ward it and depended on its motion, just as all the other<br />

sacraments depended on penance. Mars, which recurred every two years, corresponded <strong>to</strong><br />

childhood, and hence <strong>to</strong> confirm<strong>at</strong>ion. Jupiter, recurring every twelve years, corresponded <strong>to</strong><br />

puberty, and hence <strong>to</strong> the Eucharist. Finally, S<strong>at</strong>urn‘s thirty year cycle corresponded <strong>to</strong> the<br />

sacrament of extreme unction, as Herwart noted th<strong>at</strong> thirty years ―concludes the age of the<br />

perfect man‖ 18 —likely an allusion <strong>to</strong> Jesus, who began <strong>to</strong> preach <strong>at</strong> the age of thirty, according<br />

<strong>to</strong> Luke.<br />

In his reply <strong>to</strong> Herwart, Kepler first addressed Herwart‘s contention th<strong>at</strong> he hadn‘t clearly<br />

articul<strong>at</strong>ed his own astrological position, and he <strong>to</strong>ok pains <strong>to</strong> emphasize th<strong>at</strong> he generally<br />

considered himself an opponent of the kind of astrology practiced by the majority of its<br />

adherents. ―Wh<strong>at</strong> else is the entire little book,‖ he wrote of De stella nova, ―but a near<br />

crucifixion of all judicial astrology, with the aspects alone enduring as parts of the n<strong>at</strong>ural<br />

order?‖ 19<br />

But he willingly engaged with the linkages th<strong>at</strong> Herwart had posited between the<br />

heavens and the seven sacraments, and included a ―judicium de specul<strong>at</strong>ione‖ of his own <strong>at</strong> the<br />

end of his letter. He first addressed the premise th<strong>at</strong> the heavens represented the church overall,<br />

and deemed this premise ―probable.‖ 20<br />

―Because it is a general belief,‖ he explained, ―th<strong>at</strong> God<br />

sends us signs with reference <strong>to</strong> our earthly circumstances, and sends these signs from the<br />

16 KGW 15:412: ―Mercurius est stella Sacramenti M<strong>at</strong>rimonii, subobscura, vaga, subinde sub<br />

Sole, seu paenitentiâ indigens.‖<br />

17 Ibid.: ―Venus est stella sacri ordinis, clara lucida fulgens omnium pulcherrima….‖<br />

18 Ibid.: ―S<strong>at</strong>urnus denique trigesimo anno demum, qui aet<strong>at</strong>em perfecti hominis claudit,<br />

recurrens…refert nobis Sacramentum extremae unctionis.‖<br />

19 KGW 15:424: ―Et quid aliud est <strong>to</strong>tus libellus, quam solennis άποτσμπάνισις <strong>to</strong>tius fere<br />

Astrologiae judiciariae, solis Aspectibus in n<strong>at</strong>urae partes traductis.‖<br />

20 Ibid.: ―Compar<strong>at</strong>ur hic caelum cum Ecclesia. Probabile.‖<br />

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heavens...[and] the most important of our circumstances are those rel<strong>at</strong>ed <strong>to</strong> the Church.‖ 21<br />

Therefore, he concluded, it was sensible <strong>to</strong> assume th<strong>at</strong> heavenly signs referred <strong>to</strong> churchly<br />

m<strong>at</strong>ters.<br />

Kepler then went one step further, and conceded it likely th<strong>at</strong> heavenly signs referred not<br />

merely <strong>to</strong> churchly m<strong>at</strong>ters, but <strong>to</strong> m<strong>at</strong>ters specifically relevant <strong>to</strong> the C<strong>at</strong>holic Church. His<br />

argument for this assumption was based primarily on practicality. He wrote,<br />

If I conceded it plausible th<strong>at</strong> it is not absurd th<strong>at</strong> God speaks with astrologers, who are<br />

few in number, and forms his words from the particular principles of astrology, although<br />

little certain, it will be much less absurd [<strong>to</strong> believe] th<strong>at</strong> God says something through<br />

celestial signs <strong>to</strong> those who extend the name of Rome through the whole breadth of the<br />

C<strong>at</strong>holic Church—for they are <strong>to</strong>day the most numerous and most powerful part of the<br />

world—and th<strong>at</strong> he speaks <strong>to</strong> them in their principles, and according <strong>to</strong> their<br />

understanding. 22<br />

God wants <strong>to</strong> speak <strong>to</strong> his people, Kepler explained, and <strong>to</strong> do so he will employ wh<strong>at</strong>ever means<br />

necessary for them <strong>to</strong> understand him. In his interpret<strong>at</strong>ion of Scripture, Kepler had employed<br />

the traditional principle of biblical accommod<strong>at</strong>ion, which asserted th<strong>at</strong> scriptura humane<br />

loquitur—Scripture speaks in the language of man. 23<br />

When the Bible spoke of Joshua s<strong>to</strong>pping<br />

21 Ibid.: ―Nam Deus populariter creditur nobis de rebus nostris in Terris signa mittere…Ex rebus<br />

nostris potissimae Ecclesiasticae…‖<br />

22 Ibid.: ―Etenim si hoc prababiliter concessi, non esse absurdum, ut loqu<strong>at</strong>ur Deus cum gente<br />

Astrologorum, minime numerosâ, et formare sua verba ex principijs Astrologiae proprijs, licet<br />

parum certis, mul<strong>to</strong> minus erit absurdum, loqui Deum aliquid per signa caelestia, cum eorum<br />

gente, qui Romae vocabulum per omnem Ecclesiae C<strong>at</strong>holicae amplitudinem extendunt, est enim<br />

hodie numerosissima, adeoque potissima pars orbis Terrarum: et loqui quidem ad eorum captum<br />

ex suis principijs.‖<br />

23 On the idea of accommod<strong>at</strong>ion, see Amos Funkenstein, Theology and the Scientific<br />

Imagin<strong>at</strong>ion from the Middle Ages <strong>to</strong> the Seventeenth Century (Prince<strong>to</strong>n: Prince<strong>to</strong>n <strong>University</strong><br />

Press, 1989): 213–221. See also Ernan McMullin, ―Galileo on Science and Scripture,‖ in The<br />

Cambridge Companion <strong>to</strong> Galileo, ed. Peter K. Machamer (Cambridge: Cambridge <strong>University</strong><br />

Press, 1998): 271–34. Kepler employed this argument in the introduction <strong>to</strong> the Astronomia<br />

nova, noting th<strong>at</strong> ―…the Holy Scriptures…speak with humans in the human manner, in order <strong>to</strong><br />

be unders<strong>to</strong>od by them […]. No wonder, then, if Scripture also speaks in accordance with human<br />

perception when the truth of things is <strong>at</strong> odds with the senses, whether or not humans are aware<br />

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the sun, for instance, it portrayed the event as men would perceive it, not as it had actually<br />

occurred. Along similar lines, Kepler here implied th<strong>at</strong> even if the sacraments of the C<strong>at</strong>holic<br />

Church carried no gre<strong>at</strong> weight from a divine perspective, God might employ them as a means <strong>to</strong><br />

transmit his messages, given their significance for so many people on earth.<br />

Kepler had made a similar argument linking astrology <strong>to</strong> the principle of accommod<strong>at</strong>ion<br />

in the De Stella Nova itself, when he discussed the possible effects of the new star. He expressed<br />

his hopes th<strong>at</strong> the new star might signal the rise of a leader who would quell some of the warfare<br />

plaguing Europe, and he noted th<strong>at</strong> such might have been God‘s purpose in making the star<br />

appear where and when he did. To clarify wh<strong>at</strong> he meant, he provided an example from an<br />

entirely different realm: Jose de Acosta‘s descriptions of his encounters with the n<strong>at</strong>ive peoples<br />

of the New World in his N<strong>at</strong>ural and Moral His<strong>to</strong>ry of the Indies. Kepler focused on Acosta‘s<br />

descriptions of Indian idol<strong>at</strong>ry and the remedies for it, and quoted directly Acosta‘s account of<br />

the ways in which idol<strong>at</strong>ry was an inseparable part of daily life for the Indians. He highlighted in<br />

particular Acosta‘s suggestion for the extirp<strong>at</strong>ion of idol<strong>at</strong>ry. Kepler cited directly Acosta‘s<br />

claim th<strong>at</strong><br />

It is much <strong>to</strong> be desired th<strong>at</strong> salutary rites be introduced in place of noxious ones, and<br />

ceremonies be replaced by ceremonies. Therefore, priests should persuade themselves<br />

how opportune are the uses of holy w<strong>at</strong>er and st<strong>at</strong>ues, and rosaries and beads, and candles<br />

and palms, and all other things which are approved by the holy Church and bring<br />

neophytes around. Moreover, they ought <strong>to</strong> praise these things highly in popular<br />

sermons, so th<strong>at</strong> the old superstitions may be supplanted by new and religious signs.… 24<br />

Kepler focused on Acosta‘s argument th<strong>at</strong>, r<strong>at</strong>her than trying <strong>to</strong> remove all shades of idol<strong>at</strong>ry<br />

entirely, priests should consider the function th<strong>at</strong> idol<strong>at</strong>rous practices served. Idol<strong>at</strong>ry was<br />

of this.‖ See New Astronomy, trans. William H. Donahue (Cambridge: Cambridge <strong>University</strong><br />

Press, 1993), 60.<br />

24 Quoted in M.W. Burke Gaffney, Kepler and the Jesuits (Milwaukee: The Bruce Publishing<br />

Company, 1944), 31.<br />

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essentially about religious ceremony, in his view, and hence the best way <strong>to</strong> remove idol<strong>at</strong>ry<br />

would be <strong>to</strong> substitute religiously appropri<strong>at</strong>e ceremonies for the idol<strong>at</strong>rous ceremonies <strong>to</strong> which<br />

the Indians were accus<strong>to</strong>med. In other words, priests might accommod<strong>at</strong>e the Indians habits,<br />

desires, and ways of thinking by channeling them <strong>to</strong> an appropri<strong>at</strong>e religious end. Still more, the<br />

idol<strong>at</strong>rous practices of the Indians, instead of being a stumbling block, could be used as a means<br />

by which <strong>to</strong> bring them <strong>to</strong> the Church, by showing the Indians the ways th<strong>at</strong> Christian practices<br />

could serve similar purposes.<br />

Kepler implied in De Stella Nova, through quoting this passage, th<strong>at</strong> God‘s use of the<br />

new star might be conceived of in similar terms <strong>to</strong> the priestly use of religious ceremony in the<br />

new world. Many of the astrological beliefs of the common man might well be baseless<br />

superstition, th<strong>at</strong> is, yet th<strong>at</strong> very superstition might serve a purpose. Like the priests who might<br />

l<strong>at</strong>ch on <strong>to</strong> the desire for religious ceremony inherent in the practice of idol<strong>at</strong>ry, God might use<br />

the astrological beliefs of his people, though faulty, as a means <strong>to</strong> turn their <strong>at</strong>tention in<br />

appropri<strong>at</strong>e directions and effect positive change.<br />

Kepler made this kind of argument once again in his 1609 Antwort auff Röslini Discurs, a<br />

reply <strong>to</strong> a work by Helisaeus Röslin which supported the entire discipline of astrology against<br />

some of Kepler's <strong>at</strong>tempts <strong>to</strong> limit it in De Stella Nova. There, Kepler insisted th<strong>at</strong> his arguments<br />

against the n<strong>at</strong>ural found<strong>at</strong>ions of certain astrological principles like the zodiacal signs, or even<br />

his argument th<strong>at</strong> the nova of 1604 signified nothing ―by n<strong>at</strong>ure,‖ need not imply th<strong>at</strong> therefore<br />

they contained no messages for mankind. God might, he averred, employ mistaken but<br />

commonly-held astrological beliefs in order <strong>to</strong> start a convers<strong>at</strong>ion with men and signify<br />

something of future importance. God might, th<strong>at</strong> is, employ the very prejudices of his followers<br />

103


in order <strong>to</strong> lead them <strong>to</strong> truth. 25<br />

Kepler‘s answer <strong>to</strong> Herwart‘s judicium was based on a very<br />

similar premise. The astrological linkage th<strong>at</strong> Herwart had posited between the sacraments and<br />

the planets was warranted, Kepler argued, since it was yet another example of divine<br />

accommod<strong>at</strong>ion. Since sacramental language was the language of a large majority of his<br />

followers—though not, it should be emphasized, of Kepler himself—Kepler believed th<strong>at</strong> it was<br />

sensible th<strong>at</strong> God would embrace th<strong>at</strong> language as a means <strong>to</strong> reach them.<br />

One might suppose th<strong>at</strong> Kepler conceded so much <strong>to</strong> Herwart because of the value of his<br />

p<strong>at</strong>ronage, not because of genuine agreement on Kepler‘s part—Herwart was a courtier with<br />

important connections, and Kepler certainly had no wish <strong>to</strong> alien<strong>at</strong>e him. Yet Kepler, as a<br />

Lutheran, clearly and openly disagreed with his C<strong>at</strong>holic p<strong>at</strong>ron on many questions of religion.<br />

Here, however, he exhibited no such dissent. ―This all seems <strong>to</strong> me entirely believable,‖ he<br />

concluded, so much so th<strong>at</strong> he would be willing <strong>to</strong> deny th<strong>at</strong> it was possible <strong>to</strong> produce a better<br />

comparison of heavenly bodies with churchly things. 26<br />

Given this acknowledgment, Kepler<br />

readily concurred with Herwart‘s particular design<strong>at</strong>ions of each planet with each respective<br />

sacrament, and ventured still further <strong>to</strong> contempl<strong>at</strong>e the meaning of the new star in this context.<br />

The new star, he specul<strong>at</strong>ed, signified a gre<strong>at</strong> new bishop, and its coincidence with the Fiery<br />

Trigon signified a new doctrine or heresy connected with the sacraments of extreme unction, the<br />

Eucharist, or confirm<strong>at</strong>ion. He specul<strong>at</strong>ed still further th<strong>at</strong> because the new star appeared along<br />

the ecliptic, it signified th<strong>at</strong> the new bishop would assume power in the usual way, through<br />

apos<strong>to</strong>lic succession. And as the new star was beautiful, the new bishop would entice people<br />

25 See Miguel A.Granada, ―After the Nova of 1604: Roeslin and Kepler's Discussion on the<br />

Significance of the Celestial Novelties (1607-1613),‖ Journal for the His<strong>to</strong>ry of Astronomy 42.3<br />

(2011): 353-390.<br />

26 KGW 15:424: ―Itaque his d<strong>at</strong>is quae mihi plane sunt verisimilia….‖<br />

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with his words, but would fall from power quickly, as the new star had disappeared in February<br />

or March of 1606.<br />

At this point Kepler r<strong>at</strong>her abruptly backed away, and ceased elabor<strong>at</strong>ing further on the<br />

star‘s significance. Because his specul<strong>at</strong>ion had led him <strong>to</strong> the realm of prophecy, he wrote, he<br />

would end his rumin<strong>at</strong>ions and be content with this short ―prelude,‖ as he called it. He likened<br />

this <strong>to</strong> his <strong>at</strong>titude in De stella nova, in which he had briefly specul<strong>at</strong>ed on the new star‘s future<br />

significance only <strong>at</strong> the end of the book, where, as he wrote, ―I wanted <strong>to</strong> add an ending<br />

appropri<strong>at</strong>e <strong>to</strong> the fabula.‖ 27<br />

―For truly,‖ he explained, ―there is no other method in my<br />

predictions than the one th<strong>at</strong> my specul<strong>at</strong>ion has used here.‖ 28<br />

His astrological predictions, th<strong>at</strong><br />

is, like the specul<strong>at</strong>ion he sent <strong>to</strong> Herwart, were based not on certain truths, but r<strong>at</strong>her on<br />

assumptions th<strong>at</strong> needed <strong>to</strong> be accepted in order for the conclusions <strong>to</strong> seem valid.<br />

This is not the only place where Kepler highlighted the uncertainty th<strong>at</strong> lay <strong>at</strong> the heart of<br />

astrological specul<strong>at</strong>ion. He emphasized precisely this point in De stella nova, when he left the<br />

significance of the new star undecided. There and elsewhere, Kepler compared the practice of<br />

astrology <strong>to</strong> the practice of medicine—both were imprecise arts, based on a posteriori<br />

observ<strong>at</strong>ions and experiences, in striking contrast <strong>to</strong> the certain demonstrability of<br />

m<strong>at</strong>hem<strong>at</strong>ics. 29<br />

Kepler also emphasized the degree <strong>to</strong> which the practice of astrology was tied up<br />

with cultural assumptions—he included here the signs of the zodiac and their associ<strong>at</strong>ions with<br />

27 Ibid.: ―Itaque quia specul<strong>at</strong>io coepit v<strong>at</strong>icinari, quod desijt in ipso exordio, contenta hoc<br />

praeludio. Ego fabulae convenientem subjungere volui epilogum.‖<br />

28 Ibid.: ―Nam profec<strong>to</strong> non est alia mearum praedictionum methodus quam haec ipsa, qua usa<br />

est specul<strong>at</strong>io.‖<br />

29 See Boner, Kepler‘s Living <strong>Cosmos</strong>, 21.<br />

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the earthly elements. 30<br />

Should any of those assumptions be false, predictions based on them<br />

would also be false. Finally, Kepler emphasized the inscrutability of God‘s intentions;<br />

professing certainty about the meanings of obscure divine mysteries could only be a sign of<br />

hubris. 31 Kepler‘s specul<strong>at</strong>ive play with Herwart, then, is revela<strong>to</strong>ry on two levels, both of which<br />

pertain <strong>to</strong> his understanding of religious community and confessional identity. First, it illustr<strong>at</strong>es<br />

Kepler‘s very broad conception of God‘s rel<strong>at</strong>ionship with his people, be they Lutherans,<br />

Calvinists, or C<strong>at</strong>holics. Kepler himself had a complic<strong>at</strong>ed view of his own confessional<br />

identity; as noted in the previous chapter, he disagreed with some of the central tenets of<br />

Lutheran orthodoxy, and aligned himself more closely with the Calvinists when it came <strong>to</strong> the<br />

presence of Christ in the Eucharist. Yet Kepler‘s consider<strong>at</strong>ion of Herwart‘s C<strong>at</strong>holic astrology<br />

is not indic<strong>at</strong>ive, as some have argued, of any close affinities with C<strong>at</strong>holic sacramental<br />

thought. 32<br />

Instead, it reveals Kepler‘s very practical understanding of God‘s communic<strong>at</strong>ions<br />

with His people, as well as his expansive sense of who God‘s people were. Kepler extended the<br />

principle of accommod<strong>at</strong>ion—the belief th<strong>at</strong> God speaks in the languages of man—from the<br />

realm of the scriptural/physical <strong>to</strong> the realm of the physical/theological. Just as God could use<br />

language <strong>to</strong> refer <strong>to</strong> faulty physical theories or perspectives of men in order <strong>to</strong> convey some<br />

30 Ibid. 25. On Kepler‘s criticism of astrology more generally, see Sheila J. Rabin, ―Kepler‘s<br />

Attitude Toward Pico and the Anti-Astrology Polemic,‖ Renaissance Quarterly 50.3 (1997):<br />

750-770.<br />

31 See, for example, KGW 1, 292.1–6: ―…Ipse enim est, cujus similis nemo; qui solus voc<strong>at</strong>, et<br />

quae futura sunt, annunci<strong>at</strong>: Irrita faciens signa divinorum, et ariolos in furorem vertens:<br />

Convertens sapientes retrorsum, et scientiam eorum stultam faciens.‖<br />

32 Jürgen Hübner, for example, cites this interchange with Herwart as an example of the fact th<strong>at</strong><br />

Kepler embraced certain C<strong>at</strong>holic teachings openly and actively (―…er die k<strong>at</strong>holische Lehre<br />

nicht nur mit seinem Willen, sondern auch durch sein Urteil anerkenne‖). See Die Theologie<br />

Johannes Keplers zwischen Orthodoxie und N<strong>at</strong>urwissenschaft (Tübingen: Mohr, 1975), 155.<br />

106


gre<strong>at</strong>er message, Kepler maintained, so <strong>to</strong>o could God utilize the bodies of the heavens <strong>to</strong> refer <strong>to</strong><br />

faulty theological doctrines of men, in order <strong>to</strong> achieve the same purpose.<br />

Though Kepler himself had specific opinions about which positions were theologically<br />

valid and which were not (his was neither a plea for deism nor for theological skepticism) this<br />

did not mean th<strong>at</strong> God was only interested in addressing the privileged few who had succeeded<br />

in divining this religious truth. Unlike many of his time, th<strong>at</strong> is, for whom God‘s people<br />

represented very narrowly their own confessional allies—and for whom members of competing<br />

confessions were not merely misguided, but sinful heretics—Kepler unders<strong>to</strong>od God‘s people in<br />

a very broad sense. God‘s people were all Christians, regardless of confession. Though<br />

C<strong>at</strong>holics had certainly erred in adopting specific theological positions, like the belief in the<br />

seven sacraments, this did not mean th<strong>at</strong> they had forfeited the right <strong>to</strong> their place in the larger<br />

brotherhood of Christendom. And as God undoubtedly intended <strong>to</strong> communic<strong>at</strong>e with all his<br />

people—among whom C<strong>at</strong>holics still encompassed the majority by far—consider<strong>at</strong>ions of the<br />

manner in which he might do so, and the specific religious language th<strong>at</strong> he might employ, were<br />

surely warranted. Indeed, the very fact th<strong>at</strong> Kepler cited Acosta—a Jesuit whom most<br />

Protestants would have been lo<strong>at</strong>he <strong>to</strong> embrace—illustr<strong>at</strong>es his own embrace of this very broad<br />

notion of where truth might be found.<br />

The other noteworthy aspect of Kepler‘s discussion with Herwart lies in the reason why<br />

he hesit<strong>at</strong>ed <strong>to</strong> specul<strong>at</strong>e <strong>to</strong>o closely on any concrete confessional implic<strong>at</strong>ions of the planets. In<br />

marked contrast <strong>to</strong> Kepler‘s earlier insistence th<strong>at</strong> the claims of the Mysterium cosmographicum<br />

were demonstrable via reason alone, and therefore indisputable 33 —as were any religious<br />

33 On Kepler‘s belief in the a priori n<strong>at</strong>ure, and thus the certainty, of cosmology, see Rhonda<br />

Martens, Kepler‘s Philosophy and the New Astronomy (Prince<strong>to</strong>n: Prince<strong>to</strong>n <strong>University</strong> Press,<br />

2000), 48–56. It is noteworthy, however, th<strong>at</strong> by 1607, Kepler already recognized th<strong>at</strong> the<br />

107


conclusions drawn from them—Kepler argued here th<strong>at</strong> his astrological specul<strong>at</strong>ions lacked<br />

method and certainty, as astrology was a discipline characterized by a posteriori observ<strong>at</strong>ions<br />

and experiences collected over time. It would therefore be impractical, he claimed, <strong>to</strong> draw any<br />

strong religious conclusions based on them. Yet given the focus on religious implic<strong>at</strong>ions, it is<br />

likely th<strong>at</strong> Kepler recognized not merely the impracticality of such specul<strong>at</strong>ions, but also the<br />

danger inherent in them. After all, the problems of confessional divide were tearing Europe<br />

apart in direct and deadly ways, ways with which Kepler was already all <strong>to</strong>o familiar. 34<br />

To<br />

<strong>at</strong>tempt <strong>to</strong> speak about the future of an individual was uncertain business, <strong>to</strong> be sure—but <strong>to</strong><br />

<strong>at</strong>tempt <strong>to</strong> do so about religious groups, and in weighted, confessional terms, was a far more<br />

dangerous game <strong>to</strong> play. Kepler was fully aware th<strong>at</strong> his specul<strong>at</strong>ions could easily be mobilized<br />

by opposing groups <strong>to</strong> suit their own agendas, and could be used <strong>to</strong> fan the flames of a fire<br />

already perilously out of control. 35<br />

Moreover, much as he knew th<strong>at</strong> astrological predictions were based on cultural<br />

assumptions, he knew <strong>to</strong>o th<strong>at</strong> religious conflicts were based on assumptions of their own.<br />

Kepler had argued in De stella nova th<strong>at</strong> David Fabricius, a Lutheran theologian and astronomer<br />

who had also observed and interpreted the new star, had allowed his own biases <strong>to</strong> color his<br />

interpret<strong>at</strong>ions. Fabricius‘s predictions, he wrote, were ―nothing other than complaints about his<br />

neighbors, his opinion concerning the condition of the empire, and his desire for vengeance and<br />

polyhedral hypothesis he had outlined in the Mysterium Cosmographicum did not account for the<br />

phenomena as fully as he had once believed.<br />

34 Kepler was expelled from Graz permanently in 1600, and dealt with the ravages of expulsion<br />

and war throughout his life.<br />

35 On the astrologer as a political figure—and the consequent dangers of such a role—see<br />

Anthony Graf<strong>to</strong>n, ―The Astrologer as Political Counselor,‖ in Cardano‘s <strong>Cosmos</strong>: The Worlds<br />

and Works of a Renaissance Astrologer (Cambridge: Harvard <strong>University</strong> Press, 1999): 109–126.<br />

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improvement.‖ 36<br />

Worried th<strong>at</strong> any predictions he might make would either be interpreted<br />

similarly, or still worse, used <strong>to</strong> further the grievances of others, Kepler steered clear of making<br />

claims with obvious confessional implic<strong>at</strong>ions when they were based on so uncertain a<br />

found<strong>at</strong>ion <strong>to</strong> begin with. In other words, if his work was more likely <strong>to</strong> aggrav<strong>at</strong>e disputes<br />

between the confessions, r<strong>at</strong>her than settle them, Kepler sought <strong>to</strong> deemphasize its linkage with<br />

religion. He highlighted wh<strong>at</strong> he perceived <strong>to</strong> be the essential continuity between cosmos and<br />

confession only when he felt th<strong>at</strong> such continuity would help <strong>to</strong> heal the church, r<strong>at</strong>her than add<br />

<strong>to</strong> its troubles.<br />

Kepler, Guldin, and Religious Community<br />

By 1627, Jesuit m<strong>at</strong>hem<strong>at</strong>ician Paul Guldin had already sustained a friendly<br />

correspondence with Kepler for many years. The two had discussed innov<strong>at</strong>ions in m<strong>at</strong>hem<strong>at</strong>ics<br />

and the hardships of daily life, and Guldin had even arranged for Nicholas Zucchi, Jesuit<br />

m<strong>at</strong>hem<strong>at</strong>ician and telescope maker, <strong>to</strong> gift Kepler with one of his reflecting telescopes. In<br />

thanks, Kepler sent Guldin copies of his Harmonice Mundi and the second edition of the<br />

Mysterium Cosmographicum, and he had appended his Somnium with a gr<strong>at</strong>eful letter <strong>to</strong> Guldin.<br />

There, he asserted th<strong>at</strong> ―there is hardly anybody with whom <strong>at</strong> this time I should prefer <strong>to</strong> talk<br />

about astronomical studies face <strong>to</strong> face than with you,‖ 37 and emphasized th<strong>at</strong> he delighted in<br />

both Guldin‘s friendship and his scholarship.<br />

36 KGW 1, 354.25–28: ―…quod et FABRICIO, cujus scriptum de signific<strong>at</strong>ionibus hujus stellae<br />

nihil aliud continent, quam querelas de suis vicinis, opinionem de st<strong>at</strong>u Imperij, et desiderium<br />

vindic<strong>at</strong>e <strong>at</strong>que emend<strong>at</strong>ionis.‖<br />

37 Kepler‘s Somnium: The Dream, or Posthumous Work on Lunar Astronomy, ed. Edward Rosen<br />

(Madison: <strong>University</strong> of Wisconsin Press, 1967), 149.<br />

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When in 1627 Guldin finally broached the <strong>to</strong>pic of religion by asking Kepler whether he<br />

would consider conversion <strong>to</strong> the C<strong>at</strong>holic Church, Kepler‘s answer was likely not wh<strong>at</strong> Guldin<br />

expected. ―My piety <strong>to</strong>ward God must be considered very poor indeed if I began <strong>to</strong> be a<br />

C<strong>at</strong>holic only now,‖ Kepler wrote. ―[After all,] I was baptized in<strong>to</strong> the C<strong>at</strong>holic Church by my<br />

parents immedi<strong>at</strong>ely when I first crossed the threshold in<strong>to</strong> life…nor did I ever leave the church<br />

from th<strong>at</strong> time, nor did I act otherwise than according <strong>to</strong> the church‘s particular doctrines….‖ 38<br />

R<strong>at</strong>her than respond positively or neg<strong>at</strong>ively <strong>to</strong> Guldin‘s question, th<strong>at</strong> is, Kepler insisted th<strong>at</strong> it<br />

was beside the point—why should he convert <strong>to</strong> C<strong>at</strong>holicism when he already considered himself<br />

a true and life-long member of the C<strong>at</strong>holic Church?<br />

Of course, wh<strong>at</strong> Kepler had really done was redefine the question, by redefining the<br />

meaning of the ―C<strong>at</strong>holic Church.‖ Indeed, he proceeded <strong>to</strong> explain <strong>to</strong> Guldin exactly wh<strong>at</strong> the<br />

concept entailed <strong>to</strong> him—and wh<strong>at</strong> it did not. He wrote,<br />

If you say th<strong>at</strong> the church is a congreg<strong>at</strong>ion of men bene<strong>at</strong>h one leader, [directed <strong>to</strong>ward]<br />

the propag<strong>at</strong>ion of abuses rejected by the followers of the Augsburg <strong>Confession</strong> and<br />

[<strong>to</strong>ward] the ruling of consciences, then truly you describe a church distinguished by<br />

exactly the thing which I could never accept, if it were characterized by this alone. 39<br />

In other words, Kepler argued th<strong>at</strong> ―the church‖ could not be defined solely in terms of the<br />

official hierarchy of the C<strong>at</strong>holic Church as it was constituted <strong>at</strong> the time. R<strong>at</strong>her, Kepler went<br />

on <strong>to</strong> clarify—very much in line with the teachings of Luther—th<strong>at</strong> any hierarchy which saw<br />

itself as the promulga<strong>to</strong>r of true doctrine was fundamentally unnecessary. He explained,<br />

38 KGW 18:1072: ―Male vero cum piet<strong>at</strong>e mea in Deum hactenus fuerit actum: si nunc demum<br />

incipere debeam fierj C<strong>at</strong>holicus qui primo st<strong>at</strong>im in vitae limine a parentibus in Ecclesiam<br />

c<strong>at</strong>holicam ill<strong>at</strong>us, sacro lavacro aspersus, et in eo spiritu adoptionis filiorum Dej don<strong>at</strong>us sum:<br />

nec ab eo tempore unquam ex Ecclesia exivj, nec aliter nisi in doctrina Ecclesiae propriA<br />

institutus fui: quam Augustanj conventus glori<strong>at</strong>ionem nemo est qui refutaverit unquam.‖<br />

39 Ibid.: ―Si vero tu hoc dicis Ecclesiam, coetum hominum sub uno capite congrega<strong>to</strong>rum ad<br />

propagandos imperandosque conscientijs abusus, ab Augustanis recusa<strong>to</strong>s: nae tu Ecclesiam<br />

mihi a nota talj describis, a qua Ecclesiam ego, si solam eam haberet, nequaquam agnoscerem.‖<br />

110


If the church teaches me something, then I will willingly obey wh<strong>at</strong>ever does not<br />

contradict its instruction, which it itself shows me, and I will honor the messenger it<br />

sends. But it is absurd th<strong>at</strong> I should trust the interpret<strong>at</strong>ion of its instruction [given] by<br />

the messenger alone…[for] the same spirit th<strong>at</strong> wrote this instruction for him gave it <strong>to</strong><br />

me in baptism. 40<br />

The doctrines of the true Church, Kepler believed, were available directly <strong>to</strong> all individuals<br />

through the grace of the Holy Spirit, conferred via baptism.<br />

Kepler went on <strong>to</strong> explain th<strong>at</strong> the arrogance and ostent<strong>at</strong>ion th<strong>at</strong> characterized most of<br />

the leaders and institutions of the Roman C<strong>at</strong>holic Church made it clear th<strong>at</strong> they had strayed<br />

from the true teachings of the Holy Spirit. Th<strong>at</strong> Spirit also made clear th<strong>at</strong> certain other churchly<br />

practices were in error. Kepler listed variants on the idea of idol<strong>at</strong>ry which he saw in the<br />

C<strong>at</strong>holic Church of his time: the worship of the image of the crucifix, the worship of saints, and<br />

the worship of Christ in the Eucharist, which Kepler thought characterized the idea of<br />

transubstanti<strong>at</strong>ion. He argued th<strong>at</strong> the laity should be allowed <strong>to</strong> take part in the Mass under both<br />

kinds, the bread and the wine, and th<strong>at</strong> their exclusion from it was a modern invention. ―These<br />

are only a few [of the reasons],‖ he continued, ―which inspire me <strong>to</strong> hold back from fully<br />

obeying the church of the Western Metropolitan and P<strong>at</strong>riarchs: which I reject not out of pride,<br />

but because I think th<strong>at</strong> Christ, its head, must be obeyed more.‖ 41<br />

Moreover, Kepler argued th<strong>at</strong><br />

his firm commitment <strong>to</strong> the true C<strong>at</strong>holic Church was so strong, th<strong>at</strong><br />

on behalf of the refusal of those things which I do not recognize as apos<strong>to</strong>lic, and thus<br />

which are not C<strong>at</strong>holic, I am prepared not only <strong>to</strong> abandon the rewards which are now<br />

held out <strong>to</strong> me, and in which his holy majesty [the emperor] most magnificently and<br />

40 Ibid.: ―Ecclesia si quid mihi praecipit, quod non pugnet cum Instructione sua, quam ipsa<br />

ostent<strong>at</strong>, obediam illi lubens, honorabo legantem in lega<strong>to</strong>. Absurdum est ut Lega<strong>to</strong>, naevos<br />

suorum manjorum palliantj, soli credam interpret<strong>at</strong>inem Instructionis suae. Spiritus idem est,<br />

qui et hanc illi conscripsit Instructionem, et jam mihi d<strong>at</strong>us est in Baptismo.‖<br />

41 Ibid.: ―Haec paucula sunt, quae mihi remoram injiciunt, quo minus Ecclesiae nostri<br />

Occidentis Metropolitanae et P<strong>at</strong>riarchali, plenarie possim obedire; quod recuso non ex<br />

superbia, sed quia Chris<strong>to</strong> ejus Capiti plus obediendum esse censeo.‖<br />

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liberally shares, but also the Austrian lands, the whole empire, and even something more<br />

serious than all those things, astronomy itself. 42<br />

This was no mere boast—Kepler had already suffered much on behalf of his religious principles,<br />

and his frequent moves made it increasingly difficult for him <strong>to</strong> devote himself fully <strong>to</strong> his<br />

astronomical pursuits.<br />

Up <strong>to</strong> this point, Kepler‘s answer <strong>to</strong> Guldin was fairly typical of Protestant <strong>at</strong>tempts <strong>to</strong><br />

redefine the idea of the church in the wake of the Reform<strong>at</strong>ion. <strong>From</strong> the start of the<br />

Reform<strong>at</strong>ion, Reformers had based their movement on the idea th<strong>at</strong> the Roman C<strong>at</strong>holic Church<br />

was not the ―true‖ church. At some point in the past, they argued, the C<strong>at</strong>holic Church had<br />

strayed from the truth; r<strong>at</strong>her than cre<strong>at</strong>ing something new, reformers were simply res<strong>to</strong>ring the<br />

true doctrines and practices of the ancient apos<strong>to</strong>lic church th<strong>at</strong> had been lost over time. Though<br />

C<strong>at</strong>holics and Protestants alike agreed th<strong>at</strong> some notion of ―the church‖ needed <strong>to</strong> be continuous<br />

over time—after all, Christ had promised th<strong>at</strong> the Holy Spirit would always be with his<br />

followers—Reformers came <strong>to</strong> identify the true Church not with the institutions of the official<br />

church hierarchy or even with the succession of individuals who made it up. R<strong>at</strong>her, they<br />

identified the true church with true doctrine, and the small continuous body of faithful people<br />

who adhered <strong>to</strong> it while the majority strayed. 43<br />

Kepler‘s answer, <strong>at</strong> least <strong>to</strong> this point, adhered fairly closely <strong>to</strong> this idea. In claiming <strong>to</strong><br />

be a C<strong>at</strong>holic, he essentially redefined ―C<strong>at</strong>holic Church‖ <strong>to</strong> mean ―true church,‖ and the ideas<br />

42 Ibid.: ―Itaque hoc de me habe<strong>to</strong> amicorum optime, me sic manere in Ecclesia Actholica, ut pro<br />

recus<strong>at</strong>ione talium, quae non agnosco pro apos<strong>to</strong>licis, eoque non pro C<strong>at</strong>holicis, par<strong>at</strong>us sim<br />

non tantum praemia, quae mihi nunc ostentantur, et in quibus S. C. M.tas magnificentissime et<br />

liberalissime consensit, sed etiam ditiones Austriacas, <strong>to</strong>tum imperium, et quod omnibus gravius<br />

est, astronomiam ipsam dimittere.‖<br />

43 See Euan Cameron, ―Church His<strong>to</strong>rians‘ Response <strong>to</strong> Change and Diversity,‖ Interpreting<br />

Christian His<strong>to</strong>ry: The Challenge of the Churches‘ Past (Oxford: Blackwell, 2005): 103-166.<br />

112


which he associ<strong>at</strong>ed with it were for the most part Lutheran ones. 44<br />

In beginning <strong>to</strong> answer<br />

Guldin, Kepler essentially responded by saying ―If by C<strong>at</strong>holic you mean true believer, than I am<br />

a C<strong>at</strong>holic,‖ while implying th<strong>at</strong> the Lutheran Church had established itself as the church which<br />

most closely aligned with true belief and practice. Yet in the remainder of his letter, Kepler<br />

departed from the typical Lutheran approach, which both asserted itself as the true church and<br />

also positioned the C<strong>at</strong>holic Church as not only false with respect <strong>to</strong> particular practices and<br />

doctrines, but as false through and through. In this view, the C<strong>at</strong>holic Church was a community<br />

brought <strong>to</strong> its current st<strong>at</strong>e not by weakness or human error, but by the workings of S<strong>at</strong>an and the<br />

Antichrist. The true church was distinguished both by its own adherence <strong>to</strong> truth and by its<br />

active resistance and opposition <strong>to</strong> Rome.<br />

Kepler, by contrast, continued his letter <strong>to</strong> Guldin by clearly distinguishing between the<br />

doctrines and practices of the C<strong>at</strong>holic Church with which he disagreed and the larger communal<br />

structures of the church. Though the C<strong>at</strong>holic Church clearly suffered from problems within, it<br />

was still a community of God, and it ought <strong>to</strong> be recognized as such even by those who disagreed<br />

with it or identified with one of the other confessions. Still further, he explained th<strong>at</strong><br />

I remain firmly in the C<strong>at</strong>holic Church, and I join in the full affection of God and his<br />

community, even when it rages and strikes out, as much as any human who suffers<br />

weakness. And if indeed I am <strong>to</strong>ler<strong>at</strong>ed, with those few reserv<strong>at</strong>ions, I am prepared in<br />

silence and p<strong>at</strong>ience <strong>to</strong> practice and acquit my art among the common men of the<br />

predominant party, while abstaining from all insults, sneers, improper interpret<strong>at</strong>ions,<br />

hyperbolic exagger<strong>at</strong>ions, accus<strong>at</strong>ions, and perversions of all those having good sense.<br />

<strong>From</strong> the sermons I will cull only as much <strong>at</strong> any time as seems filled with divine grace.<br />

I will avoid processions and similar acts lest I cause anyone offense. 45<br />

44 Of course, as we saw in Chapter 1, his emphasis on personal authority and the absence of<br />

hierarchy was more characteristic of the early days of Lutheranism than of the Lutheranism in<br />

seventeenth-century Würrtemberg.<br />

45 KGW 18:1072.: ―Interim ego Ecclesiam C<strong>at</strong>holicam teneo firmiter, ejusque communionj pleno<br />

charit<strong>at</strong>is affectu, etiam cum saevit et ferit, quantum humana p<strong>at</strong>itur infirmitas, consocior: et si<br />

quidem <strong>to</strong>leror, illa paucula recusans, par<strong>at</strong>us sum in silentio et p<strong>at</strong>ientia artem meam inter<br />

medios factionis praedominantis homines excolere et absolvere, abstinens ab omnibus<br />

113


He argued, in other words, th<strong>at</strong> the doctrinal errors of the C<strong>at</strong>holic Church would not necessarily<br />

prevent him aligning himself <strong>to</strong> it and particip<strong>at</strong>ing in communal activities, with his theological<br />

reserv<strong>at</strong>ions duly noted. If he did so, he would act respectfully even <strong>to</strong>wards those activities with<br />

which he disagreed, as befitted any member of a religious community.<br />

Thus far, Kepler described a r<strong>at</strong>her passive particip<strong>at</strong>ion in a C<strong>at</strong>holic community—he<br />

would remain a silent observer, taking wh<strong>at</strong> he could and <strong>at</strong>tempting <strong>to</strong> cause as little offense as<br />

possible. Kepler continued, however, <strong>to</strong> argue for a more active religious particip<strong>at</strong>ion in<br />

C<strong>at</strong>holic communal activities. As he explained,<br />

In fact still more, there is a condition by which both I can take part in the Mass and join<br />

my prayers <strong>to</strong> the prayers of the available church (although it errs about the claim th<strong>at</strong><br />

there is a sacrifice): if it clearly accepts my protest<strong>at</strong>ion and th<strong>at</strong> of all of my [family] th<strong>at</strong><br />

we do not agree <strong>to</strong> those things which we are persuaded <strong>to</strong> be in error, but only <strong>to</strong> the<br />

general and ultim<strong>at</strong>e holy and c<strong>at</strong>holic intention of the mass. 46<br />

If the leaders of his local C<strong>at</strong>holic community acknowledged his right <strong>to</strong> believe th<strong>at</strong> the Mass<br />

was merely a visible commemor<strong>at</strong>ion of the de<strong>at</strong>h and sacrifice of Christ, Kepler argued, then<br />

there was no reason why he could not particip<strong>at</strong>e in the Mass in a C<strong>at</strong>holic Church. His points of<br />

disagreement with C<strong>at</strong>holic doctrine, in other words, were merely m<strong>at</strong>ters of personal<br />

conscience, m<strong>at</strong>ters th<strong>at</strong> should not necessarily rule out particip<strong>at</strong>ion in the Church‘s communal<br />

contumelijs, subsannantionibus, sinistris interpret<strong>at</strong>inibus, hyperbolicis exagger<strong>at</strong>ionibus,<br />

calumnjijs, deprav<strong>at</strong>ionibus bonum sensum habentium; ex sacris concionibus tantum quovis<br />

tempore decerpturus quantum affulserit gr<strong>at</strong>iae divinae: processiones vero et similes actus<br />

vitabo ne cui sim scandalo: non quod damnem eos, qui intersunt, sed quia duo cum faciunt idem,<br />

non est idem.‖<br />

46 Ibid.: ―Quin imo, est aliqua conditio, sub qua et interesse Missae et preces meas precibus<br />

Ecclesiae reliquae (licet erranti circa praetensum sacrificium) jungere possum: si nimirum<br />

recipi<strong>at</strong>ur mea meorumque omnium protest<strong>at</strong>io, quod non consentiamus in id quod errorem esse<br />

persuasi sumus, sed in illud tantum generale et ultimum intentum missae sanctum et c<strong>at</strong>holicum,<br />

offerendi Deo preces nostras et sacrificum laudis et bonorum oeprum in nomine sacrificij illius<br />

unici in ara crucis peractj, illudque verA fide nobis applicandj, et Ecclesiam per actus illos<br />

visibiles instruendj de hac applic<strong>at</strong>ione deque commemor<strong>at</strong>ione Mortis Dominj.‖<br />

114


eligious activities. Kepler argued still further th<strong>at</strong> this was a position with which Guldin ought<br />

<strong>to</strong> agree, because it was one which was rooted in the Bible itself. ―If you love me, I think th<strong>at</strong><br />

even you ought <strong>to</strong> support my candor,‖ he insisted, ―because you know the rule: he who has<br />

doubts is condemned if he e<strong>at</strong>s, because it is not from faith: however, nothing is unclean through<br />

itself, unless there is someone who thinks it unclean.‖ 47<br />

Here, Kepler referred <strong>to</strong> Paul‘s discussion in Romans 14 about e<strong>at</strong>ing me<strong>at</strong> deemed<br />

―unclean‖ by the laws in Leviticus. Those who are strong in faith, Paul had argued, would<br />

recognize th<strong>at</strong> ―nothing is unclean in itself,‖ and therefore th<strong>at</strong> no food could au<strong>to</strong>m<strong>at</strong>ically make<br />

a person impure; those weaker in faith would continue <strong>to</strong> avoid e<strong>at</strong>ing ―unclean‖ me<strong>at</strong> because<br />

they believed it would affect their own purity. Yet Paul insisted th<strong>at</strong> two things ought <strong>to</strong> take<br />

precedence for both the weak and the strong in deciding whether or not <strong>to</strong> e<strong>at</strong> ―unclean‖ me<strong>at</strong>—<br />

one‘s personal convictions along with the larger cohesion of the community. If the weak<br />

believed the me<strong>at</strong> <strong>to</strong> be unclean, Paul wrote, they should not e<strong>at</strong> it—they should be ruled by their<br />

own personal faith and conscience. Yet the strong likewise should not distress the weak by<br />

e<strong>at</strong>ing unclean me<strong>at</strong> in their presence, for, as Paul explained, ―the kingdom of God is not a m<strong>at</strong>ter<br />

of e<strong>at</strong>ing and drinking, but of righteousness, peace and joy in the Holy Spirit.‖<br />

With this discussion, Paul emphasized th<strong>at</strong> even in issues where one approach was<br />

theologically more justified than another, the harmony and peace of the community was more<br />

important than unity in religious practice. This approach was often applied in <strong>at</strong>tempts <strong>to</strong> resolve<br />

confessional differences in the post-Reform<strong>at</strong>ion era, yet it typically centered on adiaphora—<br />

47 Ibid.: ―Equidem decere te pu<strong>to</strong>, siqudem me amas, favere meae ingenuit<strong>at</strong>i, cum scias<br />

regulam. Qui dijudic<strong>at</strong>, si ederit, condemn<strong>at</strong>us est, quoniam non ex fide: etiamsi per se nihil sit<br />

commune, nisi ej qui id commune existim<strong>at</strong>.‖<br />

115


m<strong>at</strong>ters not considered essential <strong>to</strong> faith. 48<br />

Kepler here <strong>to</strong>ok the controversial step of applying it<br />

<strong>to</strong> the central and highly contentious issue of the Mass. Yet r<strong>at</strong>her than argue th<strong>at</strong> the Mass was<br />

not essential <strong>to</strong> the faith, Kepler argued th<strong>at</strong> the question of faith could be accommod<strong>at</strong>ed by a<br />

personal objection—in other words, he claimed th<strong>at</strong> the issue of communal particip<strong>at</strong>ion should<br />

be considered separ<strong>at</strong>ely from questions of personal belief. So long as he did not viol<strong>at</strong>e his own<br />

beliefs, as Paul had argued with regard <strong>to</strong> the unclean me<strong>at</strong>, Kepler insisted th<strong>at</strong> there was no<br />

problem with him, as a Lutheran, particip<strong>at</strong>ing in the C<strong>at</strong>holic Mass. To be sure, this emphasis<br />

on personal conscience over doctrinal consensus did not serve him well with his own Lutheran<br />

Church, and Kepler likely did not expect Guldin <strong>to</strong> take his suggestion seriously. Instead, he<br />

hoped <strong>to</strong> give Guldin some insight in<strong>to</strong> his own religious sensibilities; Guldin‘s binary<br />

opposition between C<strong>at</strong>holic and Lutheran was simply not the way Kepler saw the world.<br />

Kepler ended his letter by emphasizing th<strong>at</strong> though he had taken the opportunity <strong>to</strong> air<br />

some of his innermost thoughts, Guldin need not respond; it would be better, in fact, for them <strong>to</strong><br />

return <strong>to</strong> the less troubling questions of astronomy. Yet Guldin seems <strong>to</strong> have been caught offstride<br />

by Kepler‘s lengthy and unusual response <strong>to</strong> his suggestion of conversion. Though he<br />

decided not <strong>to</strong> respond personally, he felt th<strong>at</strong> some response was warranted, and asked a fellow<br />

Jesuit <strong>to</strong> respond on his behalf, perhaps hoping th<strong>at</strong> colleague would answer more persuasively,<br />

or th<strong>at</strong> a response from someone without as personal a rel<strong>at</strong>ionship with Kepler would be more<br />

effective. Guldin then sent this reply on <strong>to</strong> Kepler. This Jesuit, whose name is never mentioned,<br />

under<strong>to</strong>ok his task with the assumption th<strong>at</strong> Kepler‘s letter showed clear signs th<strong>at</strong> he wavered in<br />

48 See, for example, Bernhard J. Verkamp, ―The Limits upon Adiaphoristic Freedom: Luther and<br />

Melanchthon,‖ Theological Studies 36.1 (1975): 52-76; James L. Jaquette, Discerning wh<strong>at</strong><br />

counts: The Function of the Adiaphora Topos in Paul's Letters (Atlanta: Scholars Press, 1995);<br />

and Claude L. Manschreck, ―The Role of Melanch<strong>to</strong>n in the Adiaphora Controversy,‖ Archive<br />

for Reform<strong>at</strong>ion His<strong>to</strong>ry 48 (1958): 165-87.<br />

116


his Lutheran faith. To refute Kepler‘s arguments would thus be not merely <strong>to</strong> prove him wrong<br />

on specific points, but <strong>to</strong> potentially win him fully over <strong>to</strong> the C<strong>at</strong>holic side. He began his<br />

response by casting aside as foolish the claim th<strong>at</strong> Kepler had somehow always been connected<br />

<strong>to</strong> the C<strong>at</strong>holic Church, ―as if there were a necessary connection between baptism in Christ and<br />

C<strong>at</strong>holic opinions.‖ 49<br />

Indeed, he continued, if someone were baptized <strong>at</strong> infancy but seized on <strong>to</strong><br />

heretical opinions as he reached the age of m<strong>at</strong>urity, and continued <strong>to</strong> believe in those errors<br />

throughout his life, th<strong>at</strong> person could hardly be called a true C<strong>at</strong>holic.<br />

He likewise rejected Kepler‘s claim th<strong>at</strong> the practices of the C<strong>at</strong>holic Church were<br />

riddled with errors and novelties, and argued th<strong>at</strong> by contrast, the essential elements of the<br />

church had remained constant from its origins until the present day. ―Thus <strong>to</strong> condemn all these<br />

things,‖ he wrote, ―<strong>to</strong> reject them as errors and <strong>to</strong> accuse them of abuses, is not <strong>to</strong> be filled with<br />

the divine spirit, but with a malignant and poisonous h<strong>at</strong>red of the church.‖ 50<br />

He emphasized<br />

th<strong>at</strong> Kepler‘s belief th<strong>at</strong> the Holy Spirit alone would allow him <strong>to</strong> distinguish between truth and<br />

falsehood was belied by the short his<strong>to</strong>ry of the Protestant Church, a his<strong>to</strong>ry in which Luther‘s<br />

initial error led <strong>to</strong> the multiplicity of further errors and sects. He elabor<strong>at</strong>ed,<br />

This is wh<strong>at</strong> makes the Calvinists Monstrants, Remonstrants, Arminians, and<br />

Gomorists—or r<strong>at</strong>her let me say Gomorreans. This is how the Anabaptists bring forth<br />

thirty kinds of heresies. This is how Lutherans themselves nurture those who are strict,<br />

those who are lenient, Majorists, Melanch<strong>to</strong>nists, Ubiquitarians, and I don't know how<br />

many dissenting sects. 51<br />

49 KGW 18:1080: ―Quasi uero C<strong>at</strong>holicae opiniones necessariam habeant connexionem cum<br />

Baptismo Christano.‖<br />

50 Ibid.: ―Haec inquam uniuersa damnare, reijcere, erroris et abusuum accusare, non sunt quae<br />

spiritum diuinum redoleant, sed malignam et pestilentem Cacocleriam.‖<br />

51 Ibid.: ―Haec est quae in Caluinianis genuit Monstrantes et Remonstrantes, Arminianos et<br />

Gomorristas, ne dicam Gomorhaeos. Haec est quae in Anabaptistis 30. genera peperit<br />

haeresiarcharum. Haec eadem quae in Lutherana schola enutrijt Rigidos, Molles, Maioristas,<br />

Melanthonicos, Vbiquitarios et nescio quasnam dissectas sectas.‖<br />

117


He argued th<strong>at</strong> as a reliance on one‘s personal interpret<strong>at</strong>ion clearly led the arbitrary<br />

multiplic<strong>at</strong>ion of beliefs, a reliance on the long his<strong>to</strong>ry and traditions of the C<strong>at</strong>holic Church, and<br />

on its leaders throughout the ages, was clearly <strong>to</strong> be preferred. Finally, he responded <strong>to</strong> some of<br />

the specifics of Kepler‘s complaints; he argued, for instance, th<strong>at</strong> pointing out the moral failings<br />

of specific Church leaders did not necessarily imply th<strong>at</strong> Church doctrine was in error; after all,<br />

morality and faith were separ<strong>at</strong>e issues entirely. He also focused on the small number of<br />

Protestants compared <strong>to</strong> C<strong>at</strong>holics, and on the size and power of the C<strong>at</strong>holic Church, as well as<br />

the might of the C<strong>at</strong>holic emperor and the Austrian Empire. The successes of the Church proved<br />

th<strong>at</strong> God must approve of it, for he would not have allowed it <strong>to</strong> thrive for so long had it been in<br />

error.<br />

As Kepler explained in his letter of reply <strong>to</strong> Guldin, he was much troubled by this letter<br />

of rebuttal, and thought long and hard before deciding how <strong>to</strong> respond. He had anticip<strong>at</strong>ed, he<br />

explained, ―th<strong>at</strong> I had mixed an aggrav<strong>at</strong>ing business in<strong>to</strong> our pleasant convers<strong>at</strong>ions: and<br />

therefore I <strong>at</strong>tested in the end th<strong>at</strong> there was no need for a response <strong>to</strong> it. As I see, respect for the<br />

[Jesuit] Order, and concern for its reput<strong>at</strong>ion triumphed [over this request].‖ 52<br />

Upon receiving<br />

the unknown writer‘s letter, he explained, he had first started <strong>to</strong> respond point by point, until his<br />

reply had filled five pages. Yet he eventually s<strong>to</strong>pped, and decided not <strong>to</strong> send these pages. As<br />

he joked,<br />

Starting from two lines of yours I replied with a whole sheet. Your answer <strong>to</strong>ok four<br />

sheets; my reply would be ten. Should I demand th<strong>at</strong> you squander so many words with<br />

52 KGW 18:1083: ―Praevideram Ego, importunum a me misceri negocium coll<strong>at</strong>ionibus<br />

suavisssimis: eoque contest<strong>at</strong>us sum in fine, non opus esse responso ad illud. 355 Vicit ut video,<br />

Ordinis respectus, et existim<strong>at</strong>ionis cura…‖<br />

118


impunity? And should I really have <strong>to</strong> endure your man f<strong>at</strong>ally wounding me with<br />

another fifty pages? Where would the end of the m<strong>at</strong>ter be? 53<br />

But despite his jocular <strong>to</strong>ne, Kepler‘s decision <strong>to</strong> respond briefly was based, as he made clear, in<br />

part on his displeasure th<strong>at</strong> Guldin had shared wh<strong>at</strong> he had viewed as a personal letter between<br />

friends. He was not worried about airing his priv<strong>at</strong>e thoughts <strong>to</strong> Guldin, but he did not know<br />

wh<strong>at</strong> use would be made of the things he wrote by the Jesuit Order.<br />

More significantly, Kepler was troubled both by the <strong>to</strong>ne of the letter he had received and<br />

by the way it appeared <strong>to</strong> misunderstand his central claims. The writer had done as many ―clever<br />

men of our time‖ 54 tended <strong>to</strong> do, wrote Kepler; in order <strong>to</strong> defend himself, he had <strong>at</strong>tacked the<br />

words of another and taken them completely out of context. This was true on a general level<br />

throughout the letter, according <strong>to</strong> Kepler, for ―while I said wh<strong>at</strong> I did for the sake of explaining<br />

my innermost spirit, it was <strong>at</strong>tacked as if it were intended as a public offense against the Roman<br />

religion.‖ 55<br />

This kind of deb<strong>at</strong>e was no true convers<strong>at</strong>ion, Kepler argued, for if he chose <strong>to</strong><br />

respond still further, <strong>at</strong> each step along the way his words would be twisted far beyond their<br />

original intent. As an example, Kepler offered the following: Guldin‘s colleague had argued<br />

th<strong>at</strong> the Church‘s and emperor‘s successes proved th<strong>at</strong> they were correct in their faith, for<br />

otherwise God would not have permitted them <strong>to</strong> succeed. Kepler argued,<br />

If I were <strong>to</strong> insist th<strong>at</strong> the first emperors were clearly infidels and yet they seized the rule<br />

of all the lands, the enraged and hostile deb<strong>at</strong>er would then interject: so you compare the<br />

53 Ibid.: ―Duabus a lineis tuis initio fac<strong>to</strong>, reposuj ego plenum folium; duplica tua qu<strong>at</strong>uor dedit,<br />

quadruplica mea jam daret decem. Egone hoc abs te petam, ut <strong>to</strong>t verba impune profuderim?<br />

neque p<strong>at</strong>iar, ut tuus ille quinquaginta alijs me confodi<strong>at</strong>? Et quis tandem finis erit?‖<br />

54 Ibid.: ―Est aliqua, faeor, instantior causa, mos ingeniosorum hujus temporis pessimus, dicta<br />

juris sui tuendi causa, rapere in crimen laesj juris alienj.‖<br />

55 Ibid.: ―…dum quae ego dixi explicandi causa mej animj penetralia, arripiuntur quasi crimen<br />

intent<strong>at</strong>um publice Religionj Romanae.‖<br />

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emperor <strong>to</strong> an infidel? I would have been ready <strong>to</strong> reply, but it does not follow: but<br />

h<strong>at</strong>red departs from closed up ears…. 56<br />

Accordingly, Kepler argued th<strong>at</strong> he could respond <strong>to</strong> the entirety of the letter by Guldin‘s<br />

colleague simply by asserting th<strong>at</strong> ―my refuter has devi<strong>at</strong>ed from my viewpoint.‖ 57<br />

R<strong>at</strong>her than simply end here, however, Kepler proceeded <strong>to</strong> enumer<strong>at</strong>e very briefly some<br />

of the specifics where his refuter had misunders<strong>to</strong>od him. More broadly, he emphasized th<strong>at</strong> he<br />

had not intended <strong>to</strong> <strong>at</strong>tack the beliefs of his friend, for he conceived of the church in terms th<strong>at</strong><br />

transcended both the time-bound C<strong>at</strong>holic and Lutheran perspectives. ―I acknowledge th<strong>at</strong> the<br />

church is one and the same <strong>at</strong> all times,‖ he wrote, ―but its members are mortal. The church was<br />

[around] before Rome, still more before Wittenberg. Just as quarrels appear among the citizens<br />

or factions of a Republic, so also among members of the church, separ<strong>at</strong>ed by time and place,<br />

errors appear out of human weakness.‖ 58<br />

He insisted th<strong>at</strong> Guldin and his fellow Jesuits need not<br />

argue with him—r<strong>at</strong>her, he wrote, ―dispute with someone who plainly cuts Rome from the<br />

church, and who does not know how <strong>to</strong> distinguish between the temple of God and the one<br />

sitting in it, and thus concludes th<strong>at</strong> the whole church is the Lutheran Church.‖ 59<br />

Kepler here clearly distinguished his own views about the definition of the ―church‖ from<br />

those of many of his fellow Lutherans. While central <strong>to</strong> the Protestant understanding of the<br />

church was the idea th<strong>at</strong> the church had turned down the wrong p<strong>at</strong>h <strong>at</strong> some point in the past,<br />

56 Ibid.: ―Si ego instem (etsi aliter in scrip<strong>to</strong>) primos Impera<strong>to</strong>res fuisse plane infideles et<br />

possedisse omnia regna terrarum. Ergo inferet disputa<strong>to</strong>r infensus et infestus, Caesarem tu cum<br />

infidelibus cmoparas? Promptum mihi esset respondere, non sequi: <strong>at</strong> invidia obtur<strong>at</strong>is auribus<br />

abit…‖<br />

57 Ibid.: ―Est igitur haec summa Responsionis meae: Confuta<strong>to</strong>rem aberrasse a scopo meo.‖<br />

58 Ibid.: ―Ego Ecclesiam unam et eandem omnibus temporibus anosco, ejus membra mortalia.<br />

Er<strong>at</strong> Ecclesia cum Roma ejus pars non esset, nedum Witeberga. Quomodo inter ejusdem Reip:<br />

cives vel factiones, existunt lites, sic inter ejusdem Ecclesiae membra, locis vel temporibus<br />

differentia, existunt ex humana infirmit<strong>at</strong>e errores.‖<br />

59 Ibid.: ―Disput<strong>at</strong>e cum illo, qui Romam plane rescindit ab Ecclesia, qui nescit distinguere inter<br />

templum dej et sedentem in illo, qui Ecclesiam omnem Augustam concludit.‖<br />

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this was directed very pointedly <strong>at</strong> C<strong>at</strong>holics and C<strong>at</strong>holic his<strong>to</strong>ry. The idea th<strong>at</strong> the church was<br />

subject <strong>to</strong> error and decay was true, many Protestants argued, not for ―our‖ church but for ―their‖<br />

church, the C<strong>at</strong>holic Church—―their‖ ances<strong>to</strong>rs had erred, not ―ours.‖ Moreover, error was<br />

typically <strong>at</strong>tributed not <strong>to</strong> human weakness or error, but r<strong>at</strong>her <strong>to</strong> the work of the Antichrist—<strong>to</strong><br />

evil within the part of the church th<strong>at</strong> had gone wrong. Kepler, by contrast, argued th<strong>at</strong> the<br />

church, like any human institution, was fallible on all fronts, and in all its variants. Just as in a<br />

political community, Kepler argued th<strong>at</strong> in a religious community the passage of time necessarily<br />

led <strong>to</strong> the accumul<strong>at</strong>ion of mistakes and wrong turns, ones <strong>to</strong> which Protestants were as<br />

susceptible as C<strong>at</strong>holics. Indeed, as we saw earlier, Kepler found fault with many of the<br />

Lutheran theologians of his day, and emphasized the humanity of even those theologians, like<br />

Hafenreffer, who he gre<strong>at</strong>ly admired. And though he continued <strong>to</strong> self-identify as a Lutheran, he<br />

defined the ―true‖ church not as the Lutheran Church, inscribed backwards in time, but r<strong>at</strong>her as<br />

something th<strong>at</strong> transcended the particularities of confession. The true church existed before<br />

Rome, as it did before Wittenberg; it was not bounded by the beliefs and structures of the<br />

Lutheran Church, nor did it exclude the Roman C<strong>at</strong>holic Church, though it did not correspond<br />

exactly <strong>to</strong> it either.<br />

As a result, Kepler argued th<strong>at</strong> it was necessary ―<strong>to</strong> distinguish between the temple of<br />

God and the one sitting in it‖—between the broader idea of religious community and the<br />

particular leaders or doctrines th<strong>at</strong> happened <strong>to</strong> hold sway in any given time or place. Much as in<br />

his earlier discussion with Herwart, Kepler emphasized th<strong>at</strong> while particular confessional<br />

communities were limited, God‘s community included all of Christendom, C<strong>at</strong>holics and<br />

Protestants alike. And he implied th<strong>at</strong> as no one religious community could have a monopoly on<br />

the truth, confessional disputes and partisan exclusivity were typically only destructive forces.<br />

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Where no one principle could be agreed upon by all the confessions, personal conscience ought<br />

<strong>to</strong> decide the particularities of faith, while the general outlines could be shared by those who<br />

might continue <strong>to</strong> differ on the particulars. Religious community more generally, Kepler<br />

insisted, ought <strong>to</strong> be characterized by harmony and freedom r<strong>at</strong>her than unanimity of practice<br />

and belief.<br />

Kepler‘s position, though certainly unorthodox in its specifics, likely derived in part from<br />

the religious and political environment of the Holy Roman Empire <strong>at</strong> the time. The idea of<br />

freedom of conscience was not itself unusual; in the face of papal pressure against Luther and his<br />

followers, Luther himself had argued for freedom of conscience and against the idea th<strong>at</strong> any<br />

kind of outward force might direct personal faith. Alongside this, with the spread of<br />

Lutheranism throughout the Empire, jurists began <strong>to</strong> develop guidelines in order <strong>to</strong> deal with the<br />

problem of two different religious confessions living side by side under the same rule, sometimes<br />

even in a single city. These jurists—and the Lutheran minority, in particular—argued for the<br />

importance of freedom of conscience and the need <strong>to</strong> allow someone from one confession <strong>to</strong><br />

practice according <strong>to</strong> his own beliefs while living within the jurisdiction of another confession.<br />

The religious compromises thereby cre<strong>at</strong>ed were seen as a way <strong>to</strong> protect religious practices and<br />

beliefs from encroachment by the civil authorities, and as a necessary and practical adjustment <strong>to</strong><br />

the confessional situ<strong>at</strong>ion in the Empire. 60<br />

While Kepler‘s answer <strong>to</strong> Guldin may have been influenced by his immersion in these<br />

kinds of Imperial confessional deb<strong>at</strong>es, it differed from them in a key respect. By and large,<br />

none of the arguments for freedom of conscience presented by either Lutheran or C<strong>at</strong>holics in the<br />

Empire were based on the belief th<strong>at</strong> individuals ought <strong>to</strong> be free <strong>to</strong> decide on their own religious<br />

60 See Robert Von Friedeburg, ―The Juridific<strong>at</strong>ion of N<strong>at</strong>ural Law: Chris<strong>to</strong>ph Besold‘s Claim for<br />

a N<strong>at</strong>ural Right <strong>to</strong> Believe Wh<strong>at</strong> One Wants,‖ The His<strong>to</strong>rical Journal 53 (2010): 1-19.<br />

122


eliefs and practices, or th<strong>at</strong> confessional diversity was the optimal st<strong>at</strong>e of affairs. R<strong>at</strong>her, each<br />

confession was trying <strong>to</strong> protect itself as it deemed necessary given the current political and<br />

religious configur<strong>at</strong>ion of the Empire—all the while hoping for the eventual reunific<strong>at</strong>ion of the<br />

Empire under the one true confession, whichever one it might be. And while those who made<br />

this argument—C<strong>at</strong>holic and Lutheran alike—emphasized th<strong>at</strong> civil authorities could not dict<strong>at</strong>e<br />

religious belief, they still, by and large, adhered <strong>to</strong> the belief th<strong>at</strong> the clergy could and should<br />

dict<strong>at</strong>e th<strong>at</strong> belief for all the laity who identified as members of the confession. Kepler‘s claims<br />

th<strong>at</strong> personal conscience was always <strong>to</strong> be preferred over simple adherence <strong>to</strong> authority and th<strong>at</strong><br />

no one confession held the monopoly on truth were rel<strong>at</strong>ively unique, even in the clim<strong>at</strong>e of the<br />

Empire. 61<br />

Kepler‘s position here—his willingness <strong>to</strong> align himself with the C<strong>at</strong>holic Church and its<br />

religious practices—is also noteworthy when compared <strong>to</strong> his own approach in two other<br />

instances. One is his earlier approach <strong>to</strong> the C<strong>at</strong>holic Church, as articul<strong>at</strong>ed in a letter Kepler<br />

wrote <strong>to</strong> Johannes Pis<strong>to</strong>rius, F<strong>at</strong>her Confessor and advisor <strong>to</strong> Rudolf <strong>at</strong> Prague. Pis<strong>to</strong>rius had<br />

been raised as a Lutheran, and had studied theology, law, and medicine <strong>at</strong> the universities of<br />

Marburg and Wittenberg, eventually earning the degree of Doc<strong>to</strong>r of Medicine. Diss<strong>at</strong>isfied with<br />

Lutheranism, he l<strong>at</strong>er converted <strong>to</strong> Calvinism, and eventually <strong>to</strong> C<strong>at</strong>holicism, in which he studied<br />

for the priesthood and rose through the ranks <strong>to</strong> become Imperial confessor. Kepler and Pis<strong>to</strong>rius<br />

generally respected each other‘s learning; as Imperial m<strong>at</strong>hem<strong>at</strong>ician, Kepler was asked <strong>to</strong> report<br />

his findings <strong>to</strong> Pis<strong>to</strong>rius periodically, and the two carried on a lively and wide-ranging<br />

61 Von Friedeburg, supra, considers Chris<strong>to</strong>ph Besold (1577-1638) as one of the first <strong>to</strong> argue for<br />

personal conscience not merely as a practical compromise but as an ideal, and even a n<strong>at</strong>ural<br />

right. Besold and Kepler were friends and correspondents, and their outlooks on confession were<br />

in many ways quite similar—though unlike Kepler, Besold ultim<strong>at</strong>ely did convert <strong>to</strong><br />

C<strong>at</strong>holicism.<br />

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convers<strong>at</strong>ion during their years <strong>to</strong>gether in Prague. In 1610, two years after Pis<strong>to</strong>rius‘s de<strong>at</strong>h,<br />

Kepler referred back <strong>to</strong> those convers<strong>at</strong>ions, hailing Pis<strong>to</strong>rius as ―th<strong>at</strong> master of all sciences.‖ 62<br />

Yet in 1607, Kepler had harsher words for his colleague. Pis<strong>to</strong>rius, suffering from serious<br />

illness, had written <strong>to</strong> Kepler th<strong>at</strong> he was certain the end was near. He added th<strong>at</strong> this knowledge<br />

did not trouble him, for he rejoiced in the possibility of going <strong>to</strong> heaven and leaving behind the<br />

―inanities‖ of the world.<br />

In response, Kepler expressed his strong symp<strong>at</strong>hies for Pis<strong>to</strong>rius, and noted th<strong>at</strong> though<br />

the thought of Pis<strong>to</strong>rius‘s de<strong>at</strong>h filled him with sadness, he was ―comforted by your upright<br />

courage and your unwavering desire for the eternal life of which your letter bears witness.‖ 63<br />

But he also <strong>to</strong>ok the opportunity—and in particular, Pis<strong>to</strong>rius‘s use of the word ―inanities‖—<strong>to</strong><br />

reflect on wh<strong>at</strong> he considered <strong>to</strong> be one of the primary causes of the world‘s inanities—the<br />

practices of the C<strong>at</strong>holic Church with which Pis<strong>to</strong>rius affili<strong>at</strong>ed. He wrote,<br />

Of the inanities of the world…I think a gre<strong>at</strong> part stems from the fiery zeal of the<br />

factions, who believe th<strong>at</strong> they have a special right <strong>to</strong> blessedness, decide th<strong>at</strong> the only<br />

g<strong>at</strong>es <strong>to</strong> heaven are <strong>at</strong> Rome, and [are filled] with complete contempt for those who<br />

embraced their liberty…. 64<br />

Kepler added th<strong>at</strong> when Pis<strong>to</strong>rius made his way <strong>to</strong> heaven, ―you will bear me witness, on th<strong>at</strong><br />

gre<strong>at</strong> day, th<strong>at</strong> I never had any personal h<strong>at</strong>red against the Pope, bishops, and the priests, but only<br />

zeal for God.‖ 65<br />

Th<strong>at</strong> zeal had forced him <strong>to</strong> recognize th<strong>at</strong> the Roman C<strong>at</strong>holic Church had<br />

62 Kepler‘s Convers<strong>at</strong>ion with Galileo‘s Sidereal Messenger, ed. Edward Rosen (New York:<br />

Johnson Reprint Corp., 1965), 21.<br />

63 KGW 15:431: ―…tamen me consol<strong>at</strong>ur erectus ille Mag: T: animus, et imperturb<strong>at</strong>um illud<br />

immortalit<strong>at</strong>is desiderium, quo de in literis testaris.‖<br />

64 Ibid.: ―…inanit<strong>at</strong>um hujus mundi (quarum ego magnam partem esse pu<strong>to</strong>, studium partium<br />

fervidum, privilegia be<strong>at</strong>itudinis somniantium, Romae coeli portas unicas st<strong>at</strong>uentium, indeque<br />

n<strong>at</strong>um in Reges indirec<strong>to</strong>s Regum, merum obsequium, merum contemptum eorum, qui libert<strong>at</strong>em<br />

amplexi sunt…‖<br />

65 Ibid.: ―…mihique in illo magno die, ad Tribunal Christi comparentj testis eris, me nullo<br />

priva<strong>to</strong> odio in Pontificem, Episcopos, Sacerdotes, sed mero zelo Dej…‖<br />

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completely skewed the teachings of the apostles, leading <strong>to</strong> ―a Roman monarchy or church<br />

tyranny.‖ 66<br />

In this face of this tyranny, Kepler insisted th<strong>at</strong> he remained<br />

in th<strong>at</strong> freedom in which I was born with God's approval, and which insists th<strong>at</strong> I not<br />

voluntarily bend myself <strong>to</strong> the Roman yoke of those who not only force Christians in<strong>to</strong><br />

following indifferent ceremonies [i.e. adiaphora] (similar <strong>to</strong> those from which Paul<br />

explained th<strong>at</strong> the Gal<strong>at</strong>ians were free) but who also interpret the words and commands of<br />

Christ and the apostles in a most dangerous way, and claim the right of interpret<strong>at</strong>ion<br />

only for themselves, and [thus] put human understanding in chains, so th<strong>at</strong> one cannot<br />

judge otherwise but the interpret<strong>at</strong>ion here. 67<br />

Kepler claimed th<strong>at</strong> ―if one admits <strong>to</strong> this strict interpret<strong>at</strong>ion, then in the end the Antichrist will<br />

lack nothing…in order <strong>to</strong> erect his empire in the church and overthrow the dominion of Christ.‖ 68<br />

This letter is nearly always cited by his<strong>to</strong>rians who have considered Kepler‘s approach <strong>to</strong><br />

the C<strong>at</strong>holic Church. Some have viewed it as paradigm<strong>at</strong>ic; for this reason, Burke-Gaffney labels<br />

Kepler generally as ―anti-C<strong>at</strong>holic‖ and notes th<strong>at</strong> his ―anti-C<strong>at</strong>holic views were exposed plain<br />

and unvarnished‖ in his letter <strong>to</strong> Pis<strong>to</strong>rius. 69<br />

Others have simply found the letter puzzling.<br />

Caspar writes th<strong>at</strong> ―Kepler, otherwise so peace-loving in religious m<strong>at</strong>ters,‖ in his letter <strong>to</strong><br />

Pis<strong>to</strong>rius leveled ―such a sharp <strong>at</strong>tack on the C<strong>at</strong>holic Church, as scarcely seems possible from<br />

him and of a kind which he makes nowhere else.‖ 70<br />

Caspar specul<strong>at</strong>es th<strong>at</strong> ―memories of<br />

specific earlier conflicts‖ played a part in the harshness of Kepler‘s response—perhaps his<br />

66 Ibid.: ―…quae proclivit<strong>at</strong>e summa mediocrium ingeniorum in Romanam illam Monarchiam vel<br />

Tyrannidem Ecclesiasticam trahuntur.‖<br />

67 Ibid.: ―…his inquam de causis in illa libert<strong>at</strong>e stetisse, in qua Dei permissu n<strong>at</strong>us sum, neque<br />

jugo Romano mancipari ultro voluisse, eorum qui non tantum ceremonijs indifferentibus, quae<br />

persimiles sunt illis a quibus D. Paulus Gal<strong>at</strong>as asserit, Christianos onerant, sed etiam verba et<br />

mand<strong>at</strong>a Christi et Apos<strong>to</strong>lorum periculosissime interpretantur, 490 jus hoc interpretandj suum<br />

unice facientes, sensusque humanos, quibuscum Deus per suos ministros agere solitus est,<br />

simpliciter captivantes, ut aliter ij judicare non possint, quam interpretamenta verbis alicubj e<br />

diametro esse contraria.‖<br />

68 Ibid.: ―Quo interpretandj stric<strong>to</strong> jure concesso, nihil porro defuerit, ne ipsissimo quidem<br />

Antichris<strong>to</strong> (quem in templo Dei et ipsum sedere dicit scriptura) quo regnum suum in Ecclesia<br />

stabili<strong>at</strong>, Christi evert<strong>at</strong>.‖<br />

69 Burke Gaffney, Kepler and the Jesuits, 38.<br />

70 Max Caspar, Kepler, Trans. and Ed. C. Doris Hellman (New York: Dover, 1993), 163.<br />

125


expulsion from Graz. He also emphasizes th<strong>at</strong> the harsh <strong>at</strong>titude in Kepler‘s letter <strong>to</strong> Pis<strong>to</strong>rius<br />

was likely tempered over time by Kepler‘s experiences with the Lutheran Church, experiences<br />

which made him realize, over time, ―the Württemberg consis<strong>to</strong>ry was more popish than the Pope,<br />

and did not possess th<strong>at</strong> <strong>to</strong>lerance with which Kepler was tre<strong>at</strong>ed by the C<strong>at</strong>holics in Prague and<br />

also l<strong>at</strong>er in the Hapsburg lands.‖ 71<br />

It is certainly true th<strong>at</strong> Kepler‘s approach in the letter <strong>to</strong> Guldin was motiv<strong>at</strong>ed in part by<br />

the personal circumstances in which he found himself in 1628. When Kepler replied <strong>to</strong> Guldin,<br />

it had already been nine years since he had received the final word about his excommunic<strong>at</strong>ion<br />

from the Lutheran consis<strong>to</strong>ry in Stuttgart. Adrift, no longer fully part of any religious<br />

community, and his faith in the principles of his own Church shaken, Kepler was highly<br />

motiv<strong>at</strong>ed <strong>to</strong> find a way <strong>to</strong> particip<strong>at</strong>e in religious communal life in any way he could, while still<br />

preserving his own particular religious beliefs. His views on the C<strong>at</strong>holic Church thus likely did<br />

become somewh<strong>at</strong> milder over time, as his personal motiv<strong>at</strong>ion for <strong>to</strong>lerance increased.<br />

Yet I think it is a mistake <strong>to</strong> view the letter <strong>to</strong> Pis<strong>to</strong>rius as indic<strong>at</strong>ive of his larger <strong>at</strong>titude<br />

<strong>to</strong> the C<strong>at</strong>holic Church in 1607. Instead, the letter <strong>to</strong> Guldin, personal motiv<strong>at</strong>ion<br />

notwithstanding, should be taken as more paradigm<strong>at</strong>ic of Kepler‘s <strong>at</strong>titude throughout his life.<br />

After all, his letter <strong>to</strong> Herwart also written in 1607 evidenced a very broad conception of<br />

religious community, one which included C<strong>at</strong>holics and <strong>to</strong>ok seriously their theological<br />

perspectives. To be sure, twenty years separ<strong>at</strong>ed the letters <strong>to</strong> Herwart and <strong>to</strong> Guldin, and in the<br />

former Kepler‘s openness <strong>to</strong> the C<strong>at</strong>holic faith was largely theoretical; he did not evidence a<br />

willingness <strong>to</strong> personally align himself with a C<strong>at</strong>holic community, but r<strong>at</strong>her a belief th<strong>at</strong> God<br />

included all confessions in his larger communal embrace. As Kepler was forced from his own<br />

71 Ibid.164.<br />

126


Lutheran community, his openness <strong>to</strong> C<strong>at</strong>holicism moved from the realm of the theoretical <strong>to</strong> the<br />

realm of the personal and practical. Yet throughout th<strong>at</strong> time span, he sustained friendly<br />

convers<strong>at</strong>ions with C<strong>at</strong>holics other than Herwart, and with Jesuits other than Guldin, some of<br />

which also openly <strong>to</strong>uched on questions of religion. Likewise, on issues of m<strong>at</strong>hem<strong>at</strong>ics or<br />

n<strong>at</strong>ural philosophy he never aligned himself only with the Protestant position—he supported<br />

Jesuits on chronological issues throughout his career, even when the opposing position was held<br />

by a prominent Protestant like Scaliger.<br />

Hence instead of arguing for the letter <strong>to</strong> Pis<strong>to</strong>rius as represent<strong>at</strong>ive of an earlier, ―anti-<br />

C<strong>at</strong>holic‖ Kepler, and the letter <strong>to</strong> Guldin as represent<strong>at</strong>ive of a l<strong>at</strong>er, more <strong>to</strong>lerant Kepler, I<br />

believe the letter <strong>to</strong> Pis<strong>to</strong>rius should be viewed as a very specific letter directed <strong>to</strong>ward a very<br />

specific person in very specific circumstances. Pis<strong>to</strong>rius was, after all, a master polemicist, and<br />

his polemical writings were notably strident and abrasive. His famous Ana<strong>to</strong>mia Lutheri, for<br />

instance, was a personal <strong>at</strong>tack on the reformer, which argued th<strong>at</strong> Luther was filled with the<br />

seven evil spirits and was an abomin<strong>at</strong>ion. Moreover, Kepler knew well th<strong>at</strong> Pis<strong>to</strong>rius had<br />

moved through the different confessions, and th<strong>at</strong> he had argued strongly, <strong>at</strong> different times of<br />

his life, for all of them. Kepler clearly respected Pis<strong>to</strong>rius, yet he deb<strong>at</strong>ed with him as someone<br />

who knew the details of Lutheranism intim<strong>at</strong>ely, and had chosen not only <strong>to</strong> convert <strong>to</strong><br />

C<strong>at</strong>holicism but <strong>to</strong> become one of its most prominent and belligerent spokesmen. It is likely th<strong>at</strong><br />

their convers<strong>at</strong>ions on <strong>to</strong>pics of religion, despite their friendly personal rel<strong>at</strong>ionship, were always<br />

somewh<strong>at</strong> aggressive; indeed, Kepler ended his letter <strong>to</strong> Pis<strong>to</strong>rius by adding th<strong>at</strong> ―I hope you<br />

receive these thoughts from my writing as you cus<strong>to</strong>marily do when we speak and deb<strong>at</strong>e about<br />

127


the same subject.‖ 72<br />

For his part, Pis<strong>to</strong>rius responded dismissively in his next letter with only<br />

one sentence devoted <strong>to</strong> religion: ―I wish you would avoid theology; clearly you understand<br />

nothing about it.‖ 73 The tenor of their deb<strong>at</strong>es, in other words, likely lent itself <strong>to</strong> the <strong>to</strong>ne of<br />

Kepler‘s letter because of who Pis<strong>to</strong>rius was, not because of who Kepler was.<br />

Kepler‘s position vis-à-vis religious conflict and religious truth, as articul<strong>at</strong>ed in his letter<br />

<strong>to</strong> Guldin, is also noteworthy in the ways th<strong>at</strong> it differed from his own position with regards <strong>to</strong><br />

another realm—th<strong>at</strong> of cosmological conflict, and cosmological truth. In his letter <strong>to</strong> Guldin,<br />

Kepler maintained th<strong>at</strong> religious conflict need not always be settled in favor of one specific<br />

position—he held th<strong>at</strong> a variety of approaches could flourish side by side in the larger religious<br />

community. Yet when it came <strong>to</strong> cosmological conflict—specifically, the conflict between the<br />

P<strong>to</strong>lemaic universe and the Copernican—Kepler insisted, in the face of strong opposition from<br />

most of the astronomers of the time, th<strong>at</strong> only the Copernican approach represented the truth.<br />

Indeed, he insisted th<strong>at</strong> the astronomical counterpart <strong>to</strong> his religious irenicism—the idea th<strong>at</strong> the<br />

P<strong>to</strong>lemaic and Copernican theories were equally valid <strong>to</strong>ols for consider<strong>at</strong>ions of planetary<br />

positions and motions—was uns<strong>at</strong>isfac<strong>to</strong>ry. Astronomical theories ought <strong>to</strong> represent the<br />

physical truth of the universe, Kepler argued, and there was only one such truth—<br />

Copernicanism. 74<br />

He devoted much of his life‘s work <strong>to</strong> proving the truth and superiority of<br />

Copernicanism, and converting as many as possible <strong>to</strong> his way of thinking. Why was Kepler so<br />

insistent on the establishment of an astronomical community th<strong>at</strong> adopted one astronomical<br />

72 KGW 15:431: ―Spero, haec ita excipies a scribente, utj solitus es excipere loquentem et<br />

disputantem de eadem m<strong>at</strong>eria.‖<br />

73 KGW 15:433: ―Theologiam uellem missam faceres: cuius certe nihil intelligis.‖<br />

74 On Kepler‘s astronomical realism, see Nicholas Jardine, The Birth of His<strong>to</strong>ry and Philosophy<br />

of Science: Kepler‘s A Defence of Tycho against Ursus, with Essays on Its Provenance and<br />

Significance (Cambridge: Cambridge <strong>University</strong> Press, 1984), and Nicholas Jardine, ―The<br />

Forging of Modern Realism: Clavius and Kepler against the Sceptics,‖ Studies in His<strong>to</strong>ry and<br />

Philosophy of Science 10 (1979): 141–173.<br />

128


world-view, yet so willing <strong>to</strong> embrace a religious community characterized by multiple<br />

theological perspectives and practices?<br />

One answer <strong>to</strong> this question comes through in both Kepler‘s arguments for the religious<br />

role of his astronomical work, as articul<strong>at</strong>ed both in Chapter 1 and in his discussion with Herwart<br />

<strong>at</strong> the start of this chapter. Kepler believed th<strong>at</strong> certain kinds of m<strong>at</strong>hem<strong>at</strong>ical and cosmological<br />

claims could be demonstr<strong>at</strong>ed a priori, via reason alone, in ways th<strong>at</strong> were certain and could<br />

brook no dissent. In such instances, Kepler felt comfortable emphasizing the certain truth of a<br />

particular cosmological theory, like Copernicanism. He even felt th<strong>at</strong> such certainty justified<br />

taking a clear position on particular religious doctrines like the Eucharist, when such a position<br />

was the inevitable result of his cosmological claims. When it came <strong>to</strong> astrology, by contrast,<br />

Kepler steered clear of similar proclam<strong>at</strong>ions of certainty, and consequently did not make any<br />

religious truth-claims th<strong>at</strong> hinged on astrological arguments. By extension, it seems th<strong>at</strong> Kepler<br />

believed more broadly th<strong>at</strong> while m<strong>at</strong>hem<strong>at</strong>ics and cosmology were realms where certainty (and<br />

hence unanimity) were theoretically possible, theology was a realm where certainty could only<br />

be achieved on specific individual questions, but not on a larger communal basis. And even<br />

when it came <strong>to</strong> those specific questions like the Eucharist, as we saw in Chapter 1, Kepler came<br />

increasingly <strong>to</strong> believe th<strong>at</strong> the theologians around him were unable <strong>to</strong> take his lessons of<br />

certainty <strong>to</strong> heart.<br />

This conclusion was one Kepler drew both from his own investig<strong>at</strong>ions and experiences<br />

and from the very different consequences apparent from the his<strong>to</strong>ry of astronomy and the his<strong>to</strong>ry<br />

of the Church. As Nicholas Jardine has noted, one of the supports for the astronomical<br />

skepticism common <strong>to</strong> the sixteenth and seventeenth centuries was his<strong>to</strong>rical—men like Ursus,<br />

for instance, argued th<strong>at</strong> the abundance and absurdity of competing past astronomical hypotheses<br />

129


proved th<strong>at</strong> astronomers were unlikely <strong>to</strong> ever arrive <strong>at</strong> one true hypothesis. 75<br />

Kepler, by<br />

contrast, relied on the his<strong>to</strong>ry of astronomy <strong>to</strong> argue exactly the opposite. Most famously in his<br />

Apologia for Tycho against Ursus, Kepler recounted a his<strong>to</strong>ry of astronomy which proved th<strong>at</strong><br />

though there were still unanswered questions in the field, many of the old astronomical questions<br />

were now settled beyond any doubt. He argued th<strong>at</strong> clear astronomical progress had been<br />

achieved over time, via improved theories, improved technical procedures, and improved<br />

instruments. And he used this his<strong>to</strong>ry of progress as the basis for his realist approach <strong>to</strong><br />

astronomy—his belief th<strong>at</strong> astronomy could and would discern the truth of the cosmos. Though<br />

astronomy was beset by conflict, in other words, and though it was a human and fallible<br />

enterprise, Kepler argued th<strong>at</strong> the clear his<strong>to</strong>ry of astronomical progress over time indic<strong>at</strong>ed th<strong>at</strong><br />

the discipline moved slowly <strong>to</strong>ward a true and complete picture of the world. 76<br />

The his<strong>to</strong>ry of the Church, by contrast, revealed something else entirely. As confessional<br />

disputes grew only more violent and entrenched, his<strong>to</strong>ry itself became a weapon in the<br />

confessional b<strong>at</strong>tle, with his<strong>to</strong>rical arguments used on all sides <strong>to</strong> show th<strong>at</strong> one confession or the<br />

other had unique access <strong>to</strong> the truth. Yet even as confessional propagandists used church his<strong>to</strong>ry<br />

<strong>to</strong> further their own orthodox dogmas, by projecting their own views back on<strong>to</strong> their vision of the<br />

original, apos<strong>to</strong>lic church, th<strong>at</strong> same his<strong>to</strong>ry, when viewed in its <strong>to</strong>tality, made it increasingly<br />

difficult <strong>to</strong> argue for the possibility of a world united by one religious truth. Doctrinal<br />

disagreements between the three main confessions, as Schmidt-Biggemann has argued, resulted<br />

over time in the ―paralysis of theology‘s claim <strong>to</strong> truth… The polemical deb<strong>at</strong>e which dragged<br />

on for gener<strong>at</strong>ions […] discredited not only the respective opponents but also the entire area of<br />

75 See Jardine, Birth of His<strong>to</strong>ry and Philosophy of Science, Chapter 6: ―Against the sceptics,‖<br />

211-224.<br />

76 See Ibid., Chapter 8, ―His<strong>to</strong>riography and valid<strong>at</strong>ion,‖ 258-286.<br />

130


confessional theology.‖ 77<br />

As Kepler saw it, the his<strong>to</strong>ry of the Church revealed it <strong>to</strong> be not a<br />

timeless and unchanging institution, but r<strong>at</strong>her a human one, susceptible <strong>to</strong> error and decline. He<br />

symp<strong>at</strong>hized with its travails, he wrote, ―as much as any human who suffers weakness‖; he<br />

likened confessional disputes <strong>to</strong> ―quarrels [th<strong>at</strong>] appear among the citizens or factions of a<br />

Republic,‖ and linked both <strong>to</strong> the ―errors [th<strong>at</strong>] appear out of human weakness‖ over the passage<br />

of time. And unlike in the case of astronomy, he was highly skeptical th<strong>at</strong> those errors could<br />

ever be universally resolved in favor of one agreed upon religious truth. Thus in arguing for<br />

churchly unity, Kepler emphasized peace and harmony r<strong>at</strong>her than complete agreement, and<br />

outlined ways in which disagreements could be accommod<strong>at</strong>ed in a united religious community.<br />

Kepler did not privilege cosmological truth over religious truth; r<strong>at</strong>her, he saw the former as<br />

universally <strong>at</strong>tainable on a communal level, and believed th<strong>at</strong> the l<strong>at</strong>ter was in many cases<br />

<strong>at</strong>tainable only <strong>at</strong> the level of the individual. In portraying himself as an astronomer-priest—a<br />

priest of God with respect <strong>to</strong> the book of N<strong>at</strong>ure—he aligned himself with a theology<br />

independent of the confessions, a way <strong>to</strong> reveal God‘s hand in the world th<strong>at</strong> had some hope of<br />

offering universal truth claims <strong>to</strong> which anyone could assent. 78<br />

Kepler, the Jesuits, and Jesuit Science<br />

Protestant <strong>at</strong>titudes <strong>to</strong>ward C<strong>at</strong>holics in the l<strong>at</strong>e sixteenth and early seventeenth centuries,<br />

harsh as they typically were, paled in comparison <strong>to</strong> the vitriol leveled <strong>at</strong> the Jesuit Order in<br />

77 See Wilhelm Schmidt-Biggemann, ―New Structures of Knowledge,‖in A His<strong>to</strong>ry of the<br />

<strong>University</strong> in Europe, Vol. II: Universities in Early Modern Europe. Ed. Hilde De Ridder-<br />

Symoens (Cambridge: Cambridge <strong>University</strong> Press, 1996): 489-530, <strong>at</strong> 507.<br />

78 See also Charlotte Methuen, Science and Theology in the Reform<strong>at</strong>ion: Studies in<br />

Interpret<strong>at</strong>ion of Astronomical Observ<strong>at</strong>ion in Sixteenth Century Germany (London and New<br />

York: T&T Clark Intern<strong>at</strong>ional, 2008), especially Chapter 6: ―<strong>From</strong> sola scriptura <strong>to</strong> astronomia<br />

nova: novelty, authority, and the reform of astronomy in the work of Johannes Kepler.‖<br />

131


particular. Martin Chemnitz, the famed Lutheran theologian and follower of Melanchthon, was<br />

not more strident than many of his fellow Lutherans when he wrote in his 1572 pamphlet<br />

―Concerning the New Order of the Jesuits‖ th<strong>at</strong> the Jesuits were ―no other than perjured,<br />

treacherous, o<strong>at</strong>h-breaking, dishonorable, desper<strong>at</strong>e villains, against whom the German land<br />

ought <strong>to</strong> be well on its guard.‖ 79<br />

The widespread consensus among Protestants was th<strong>at</strong> the<br />

Jesuits were by n<strong>at</strong>ure deceitful and hypocritical; according <strong>to</strong> one common refrain, they were<br />

wolves dressed in sheep‘s clothing. 80<br />

In this view, their missionary work and their focus on<br />

educ<strong>at</strong>ion were merely ways for them <strong>to</strong> insinu<strong>at</strong>e themselves in the minds and hearts of unwary<br />

Protestants and lure them <strong>to</strong>ward the Antichrist in Rome, or <strong>to</strong>ward whichever C<strong>at</strong>holic ruler<br />

they decided <strong>to</strong> support; as everything they did was guided by this motiv<strong>at</strong>ion, their public words<br />

and image could never be trusted. As An<strong>to</strong>ine Arnauld, lawyer and councilor <strong>to</strong> Henry IV,<br />

wrote of the Jesuits in 1594, ―all their thoughts, all their designs, all their actions, all their<br />

sermons, all their confessions have no other aim than <strong>to</strong> subjug<strong>at</strong>e the whole of Europe <strong>to</strong> the<br />

domin<strong>at</strong>ion of Spain.‖ 81<br />

This kind of invective was by and large an extension of the general confessional dispute<br />

between C<strong>at</strong>holics and Protestants—Jesuits were, after all, among the most visible and successful<br />

arms of the C<strong>at</strong>holic Church, and hence an easy target for Protestant <strong>at</strong>tacks. Yet it quickly<br />

spilled over from the realms of theology and politics <strong>to</strong> the realm of scholarship. If the Jesuits<br />

simply could not be trusted, many believed, their scholarship <strong>to</strong>o must be suspect. Joseph Justus<br />

Scaliger and Isaac Casaubon generously shared their scholarly vituper<strong>at</strong>ion with many, <strong>to</strong> be<br />

79 Quoted in Johannes Janssen, His<strong>to</strong>ry of the German People <strong>at</strong> the close of the Middle Ages<br />

(London: K. Paul, Trench, Trübner & Co., 1905), 238-9.<br />

80 See Eric Nelson, ―The Jesuit Legend: superstition and myth-making,‖ in Religion and<br />

Superstition in Reform<strong>at</strong>ion Europe, Eds. Helen L. Parish and William G. Naphy (Manchester:<br />

Manchester <strong>University</strong> Press, 2002), 97.<br />

81 Quoted in ibid. 100.<br />

132


sure, but they leveled their highest scorn <strong>at</strong> Jesuit scholars, in particular. The Jesuit<br />

m<strong>at</strong>hem<strong>at</strong>ician Cris<strong>to</strong>ph Clavius was ―smug and shameless,‖ and even ―rustic and illiter<strong>at</strong>e,‖<br />

wrote Scaliger; his books were ―foul and pedantic,‖ or ―mangy and feverish.‖ 82<br />

Jesuit Martin<br />

Del Rio was the ―stercus diaboli,‖ the filth of the Devil. 83<br />

Casaubon wrote th<strong>at</strong> Cardinal<br />

Bellarmine and his Jesuit colleagues were ―ignorant...untrained and laughable‖ 84 and th<strong>at</strong> Jesuit<br />

Andreas Eudaemon Johannes was one of ―my enemies, wretched heretics, teachings of<br />

assassin<strong>at</strong>ion, Cretan Greeklings, and fuzzy thinkers...most assuredly a servant of S<strong>at</strong>an.‖ 85<br />

Most Protestant members of the Republic of Letters never descended <strong>to</strong> this level of<br />

vituper<strong>at</strong>ion. The Republic of Letters was, after all, a community in which religious beliefs were<br />

supposed <strong>to</strong> be sidelined in favor of the interests of scholarship, and where religious affili<strong>at</strong>ion<br />

was supposedly irrelevant. 86<br />

Yet despite this supposed religious neutrality of the Republic, most<br />

Protestant scholars in the l<strong>at</strong>e sixteenth and seventeenth centuries continued <strong>to</strong> view the scientific<br />

activities of the Jesuit Order with suspicion, and even disdain. This was due in part <strong>to</strong> the<br />

perceived backwardness of certain aspects of the Jesuit approach—their commitment <strong>to</strong><br />

Aris<strong>to</strong>telian n<strong>at</strong>ural philosophy, and their condemn<strong>at</strong>ion of Copernican theory and subsequent<br />

tre<strong>at</strong>ment of Galileo. Yet it stemmed even more from the belief th<strong>at</strong> Jesuit science was itself<br />

polluted by its linkages <strong>to</strong> the religious goals of the Order. While affirming their own ability <strong>to</strong><br />

separ<strong>at</strong>e their religious and scholarly interests, many Protestants thus insisted th<strong>at</strong> the Jesuits<br />

were uninterested in, and indeed incapable of, a similar separ<strong>at</strong>ion; they were filled, writes Ann<br />

82 Quoted in Thomas Conley, ―Vituper<strong>at</strong>ion in Early Seventeenth Century His<strong>to</strong>rical Studies,‖<br />

Rhe<strong>to</strong>rica: A Journal of the His<strong>to</strong>ry of Rhe<strong>to</strong>ric 22.2 (2004):169-182, <strong>at</strong> 171-172.<br />

83 See Mordechai Feingold, ―Jesuits: Savants,‖ in Jesuit Science and the Republic of Letters, ed.<br />

Mordechai Feingold (MIT Press, 2003), 17.<br />

84 Conley, ―Vituper<strong>at</strong>ion,‖ 172.<br />

85 Conley, ―Vituper<strong>at</strong>ion,‖ 173.<br />

86 See Ann Goldgar, Impolite Learning: Conduct and Community in the Republic of Letters,<br />

1680-1750 (Yale <strong>University</strong> Press, 1995).<br />

133


Goldgar, with ―the prejudice…th<strong>at</strong> the Jesuits were unwilling <strong>to</strong> abandon their own<br />

prejudices.‖ 87<br />

Jean Cornand de la Crose merely summed up a belief th<strong>at</strong> had been popular for<br />

many years when he wrote, in 1691, th<strong>at</strong> ―the Character of a Jesuit...doth not well agree with th<strong>at</strong><br />

of a sincere Writer.‖ 88<br />

Samuel Hartlib likewise noted in his 1648 Ephemerides th<strong>at</strong> ―Kircherus, Scheinerus, etc.<br />

apply M<strong>at</strong>hem<strong>at</strong>ics <strong>to</strong> experiments and Mechanicks etc. They are right Ieusuits <strong>to</strong> make a gre<strong>at</strong><br />

blaze of all things etc so as <strong>to</strong> <strong>at</strong>tract more admirers and contribu<strong>to</strong>rs <strong>to</strong> their Order.‖ 89<br />

He<br />

emphasized th<strong>at</strong> the Jesuits had no interest in pursuing m<strong>at</strong>hem<strong>at</strong>ics or experimental science for<br />

their own sake; r<strong>at</strong>her, they did so only in order <strong>to</strong> lure people in<strong>to</strong> their religious snares.<br />

Thomas Spr<strong>at</strong> in 1667 further argued th<strong>at</strong> ―it is likely th<strong>at</strong> [the Jesuits] have cherish'd some<br />

experiments, not out of zeal <strong>to</strong> the continuance of such studies, but th<strong>at</strong> the Protestants might not<br />

carry away all the glory, and thence withal get new strength <strong>to</strong> oppose them.‖ 90<br />

The perceived<br />

theological motiv<strong>at</strong>ion behind the Jesuit pursuit of science—and of scholarship more generally—<br />

indic<strong>at</strong>ed <strong>to</strong> men like Spr<strong>at</strong> th<strong>at</strong> the results of Jesuit scholarship and science were not <strong>to</strong> be<br />

trusted. John Beale emphasized this in a letter <strong>to</strong> Henry Oldenburg, where he noted th<strong>at</strong> the<br />

Jesuits ―are <strong>to</strong> be suspected in point of candor and severe truth.‖ 91<br />

Oldenburg agreed, adding th<strong>at</strong><br />

though the global Jesuit network made the Jesuits seemingly ideal candid<strong>at</strong>es for scientific<br />

correspondence and specimen collection, their reports could not be trusted, ―considering the<br />

87 Ibid. 197.<br />

88 Ibid.<br />

89 See Michael John Gorman, ―<strong>From</strong> ‗The Eyes of All‘ <strong>to</strong> ‗Usefull Quarries in philosophy and<br />

good liter<strong>at</strong>ure‘: Consuming Jesuit Science, 1600-1665,‖ in The Jesuits: Cultures, Sciences, and<br />

the Arts, 1540-1773, Vol. 1, Ed. John. W. O‘Malley et al. (Toron<strong>to</strong>: <strong>University</strong> of Toron<strong>to</strong> Press,<br />

1999), 174.<br />

90 See Martha Baldwin, ―Pious Ambition: N<strong>at</strong>ural Philosophy and the Jesuit Quest for the<br />

P<strong>at</strong>ronage of Printed Books in the Seventeenth Century,‖ in Feingold, Jesuit Science, 304.<br />

91 See Mordechai Feingold, ―Jesuits: Savants,‖ in Feingold, Jesuit Science, 3.<br />

134


principal end of such men‘s voyages, which is, <strong>to</strong> propag<strong>at</strong>e their faith, and <strong>to</strong> gre<strong>at</strong>en and enrich<br />

themselves by their craft.‖ 92<br />

The new forms of scientific associ<strong>at</strong>ion th<strong>at</strong> arose over the course of the seventeenth<br />

century—and the st<strong>at</strong>ed purposes of those associ<strong>at</strong>ions—accentu<strong>at</strong>ed this suspicion of the close<br />

linkages between Jesuit scientific and religious pursuits. Like the supposedly nonsectarian<br />

Republic of Letters before them, many of the new academies and societies of the seventeenth<br />

century were established in order <strong>to</strong> deliber<strong>at</strong>ely segreg<strong>at</strong>e the realm of n<strong>at</strong>ural philosophy from<br />

the realms of politics and religion—and least in theory. These spaces would provide, it was<br />

hoped, an impartial, apolitical forum where religious disputes could be sidelined and in which<br />

―reasonable men from a wide range of ideological positions…could collabor<strong>at</strong>e in g<strong>at</strong>hering<br />

inform<strong>at</strong>ion which they hoped th<strong>at</strong> all would be able <strong>to</strong> accept as undeniably true.‖ 93<br />

Rhe<strong>to</strong>ric<br />

and reality often parted ways, of course, and much like the Republic of Letters, the academies<br />

and societies of the seventeenth century were never truly free of political or religious over<strong>to</strong>nes.<br />

Still further, this same disjunction between official rhe<strong>to</strong>ric and reality characterized the Jesuit<br />

pursuit of science as well. Though Ign<strong>at</strong>ius of Loyola had maintained th<strong>at</strong> the official aim of all<br />

the activities of his Order was ―<strong>to</strong> aid our fellowmen <strong>to</strong> the knowledge and love of God and <strong>to</strong><br />

the salv<strong>at</strong>ion of their souls,‖ 94 many Jesuits were drawn <strong>to</strong> the Order specifically because it<br />

allowed them <strong>to</strong> pursue their own n<strong>at</strong>ural philosophical and m<strong>at</strong>hem<strong>at</strong>ical interests, without<br />

thought <strong>to</strong> any religious applic<strong>at</strong>ions of such pursuits. Moreover, Mordechai Feingold has<br />

emphasized in his study of Jesuit science th<strong>at</strong> ―while scholarship often served partisan goals in<br />

92 Baldwin, in Feingold, Jesuit Science, 320.<br />

93 Michael Hunter, Establishing the New Science: The Experience of the Early Royal Society<br />

(Woodbridge: Boydell Press, 1995), 10.<br />

94 See Ign<strong>at</strong>ius of Loyola, ―Constitutions of the Society of Jesus,‖ Chapter 12 in Ign<strong>at</strong>ius of<br />

Loyola: The Spiritual Exercises and Selected Works, ed. George E. Ganss (New York: Paulist<br />

Press, 1991), 297.<br />

135


the charged religious <strong>at</strong>mosphere of the early modern period, Jesuit scientific practitioners as a<br />

group seem <strong>to</strong> have resisted the tempt<strong>at</strong>ion <strong>to</strong> yoke science <strong>to</strong> other ends as well as did<br />

practitioners of any other religious denomin<strong>at</strong>ion.‖ 95<br />

In practice, th<strong>at</strong> is, the members<br />

seventeenth-century scientific academies and societies were often as likely <strong>to</strong> invoke political or<br />

religious concerns as the Jesuits were <strong>to</strong> avoid them. Yet the official positions of these different<br />

groups highlight why many members of both the Republic of Letters and the new scientific<br />

societies, so invested in the formal separ<strong>at</strong>ion of scholarship from partisan interests, would view<br />

the Jesuit linkage of science and religion with suspicion and concern.<br />

Given the common Protestant perspective on Jesuit science, Kepler‘s own views make<br />

him something of an outlier. As noted earlier, he had some close rel<strong>at</strong>ionships with his Jesuit<br />

correspondents, whose scientific prowess he clearly respected. This, of course, was also true of<br />

other members of the Republic of Letters; despite the institutional constraints faced by Jesuits<br />

and the reserv<strong>at</strong>ions of many Protestants about Jesuit ―prejudices,‖ many Jesuits both desired and<br />

<strong>at</strong>tained respected places in th<strong>at</strong> community of scholars. Yet in addition <strong>to</strong> his personal<br />

rel<strong>at</strong>ionships with specific Jesuits, Kepler differed from many of his fellow Protestants in his<br />

vocal opposition <strong>to</strong> all those who spoke dismissively of Jesuit science, and who rejected any<br />

particular scientific endeavor simply because it origin<strong>at</strong>ed with the Jesuits. He supported the<br />

chronological work of some of his Jesuit correspondents against the work of Scaliger, a fellow<br />

Protestant, and bemoaned the fact th<strong>at</strong> both sides—and he excori<strong>at</strong>ed the Protestants, in<br />

particular—allowed their religious affili<strong>at</strong>ion <strong>to</strong> color their evalu<strong>at</strong>ion of each other‘s work.<br />

―Everyone is preoccupied with prejudices and h<strong>at</strong>red,‖ he wrote. ―If a Jesuit writes, it is<br />

95 Feingold, Jesuit Science, 2.<br />

136


considered as though not written by those among whom [Scaliger] reigns.‖ 96<br />

When Thomas<br />

Lydi<strong>at</strong> scornfully <strong>at</strong>tacked Kepler‘s chronology as ―th<strong>at</strong> of the Jesuits,‖ Kepler criticized the<br />

basis of Lydi<strong>at</strong>‘s <strong>at</strong>tack. ―Judging by the way Jesuits are tre<strong>at</strong>ed in England,‖ he wrote, ―it must<br />

be a gre<strong>at</strong> crime <strong>to</strong> hold Jesuit doctrine; but if Lydi<strong>at</strong> has no more serious charge against the<br />

Jesuits than th<strong>at</strong> they approve the Keplerian chronology, by th<strong>at</strong> very charge the conduct of his<br />

country stands condemned.‖ 97<br />

Why was Kepler so open willing <strong>to</strong> openly and favorably consider the work of the<br />

Jesuits, <strong>at</strong> times even supporting them against his fellow Protestants? The answer rel<strong>at</strong>es in part<br />

<strong>to</strong> Kepler‘s irenical stance more generally—his refusal <strong>to</strong> limit the larger community of<br />

Christians <strong>to</strong> merely one confession, and his lifelong pursuit of churchly unity and harmony. Yet<br />

in this case, I believe th<strong>at</strong> something still more underpinned Kepler‘s <strong>at</strong>titude. Kepler‘s fellow<br />

Protestants were troubled not merely by the religious beliefs and goals of the Jesuits, but more<br />

broadly by the close alliance between their scientific and religious pursuits. Though surely<br />

influenced by religious agendas of their own, many Protestant n<strong>at</strong>ural philosophers of the early<br />

modern period increasingly tended <strong>to</strong> argue th<strong>at</strong> n<strong>at</strong>ural philosophy or experimental science<br />

ought <strong>to</strong> occupy a realm separ<strong>at</strong>e from all partisan interests—and here they included both politics<br />

and confessional theology. This was in marked contrast <strong>to</strong> the explicit structuring of knowledge<br />

96 KGW 15:398: ―Omnia parejudicijs, omnia odijs praeoccup<strong>at</strong>a vides. Si Jesuita scrib<strong>at</strong>: apud<br />

illos penes quos regn<strong>at</strong>, pro non scrip<strong>to</strong> habetur.‖<br />

97 Cited in Burke-Gaffney, Kepler and the Jesuits, 38; see KGW 15:398: ―Lidi<strong>at</strong>i Angli libellum<br />

de Annorum formis inter primos emi…Itaque in tanta praesertim Astronomiae ignorantia, tanta<br />

praeterea trabis magnitudine in oculo proprio jure modestiam hominis desidero in eruenda<br />

festuca ex oculo Scaligeri. Quicunque hanc provinciam, iis conditionibus, quas dixi, suscipit.‖<br />

Lydi<strong>at</strong> was chronologer and cosmographer <strong>to</strong> Henry, Prince of Wales, a close friend and<br />

colleague of James Ussher, and eventual rec<strong>to</strong>r <strong>at</strong> Alker<strong>to</strong>n. Though he opposed the Jesuit<br />

chronologers, he was also a strong opponent of Scaliger‘s work. Scaliger referred <strong>to</strong> him as ―the<br />

gre<strong>at</strong>est monster th<strong>at</strong> ever England produced‖ and ―the veryest fool in the whole world.‖ See<br />

Peter Sherlock, ―Lydi<strong>at</strong>, Thomas (1572-1646)‖ in Oxford Dictionary of N<strong>at</strong>ional Biography<br />

(Oxford: Oxford <strong>University</strong> Press, 2004).<br />

137


in the medieval university, in which n<strong>at</strong>ural philosophy, along with the other branches of<br />

university learning, was considered instrumental <strong>to</strong> the study of theology in all its particulars.<br />

N<strong>at</strong>ural philosophy was unders<strong>to</strong>od <strong>to</strong> be knowledge of God‘s cre<strong>at</strong>ion, and its arguments were<br />

often directly marshaled in discussions about God and his Church, discussions which considered<br />

<strong>to</strong>pics as varied as the physical implic<strong>at</strong>ions of transubstanti<strong>at</strong>ion and the possibilities of<br />

―measuring‖ the rel<strong>at</strong>ionship between God and his cre<strong>at</strong>ion. 98<br />

This was a view th<strong>at</strong> continued, as<br />

Sachiko Kusukawa has argued, down through <strong>to</strong> Melanchthon, for whom n<strong>at</strong>ural philosophy was<br />

significant because it offered confirm<strong>at</strong>ion of God‘s providential design. 99<br />

Yet over the course<br />

of the seventeenth century, as religious tensions escal<strong>at</strong>ed and confessional disagreements grew<br />

more he<strong>at</strong>ed, this linkage—not between n<strong>at</strong>ural philosophy and a more general understanding of<br />

―providence,‖ but between n<strong>at</strong>ural philosophy and the specifics of confessional theology—was<br />

increasingly dissolved, as scholars argued th<strong>at</strong> it s<strong>to</strong>od in tension with the need for civility and<br />

community th<strong>at</strong> the new science demanded. Jesuits, who upheld the old linkage, were therefore<br />

viewed with an increasing degree of distrust.<br />

Yet as many began <strong>to</strong> argue th<strong>at</strong> the new science ought <strong>to</strong> be theologically neutral, Kepler<br />

continued <strong>to</strong> openly proclaim, in both his letters and his published books, th<strong>at</strong> he viewed his<br />

astronomy as a means <strong>to</strong> bring people closer <strong>to</strong> God. Like his medieval predecessors, he<br />

intended this <strong>to</strong> apply not simply <strong>to</strong> the broader outlines of a religious worldview which any<br />

Christian would necessarily accept, but more specifically <strong>to</strong> the linkages between his<br />

cosmological theories and the very religious issues th<strong>at</strong> were being hotly deb<strong>at</strong>ed by the<br />

competing confessions. At the very start of his career, he emphasized th<strong>at</strong> his astronomy served<br />

98 See Sachiko Kusukawa, The Transform<strong>at</strong>ion of N<strong>at</strong>ural Philosophy: the case of Philip<br />

Melanch<strong>to</strong>n (Cambridge <strong>University</strong> Press, 1995), 9.<br />

99 Ibid.<br />

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a theological purpose and th<strong>at</strong> he saw himself as an interpreter of the messages th<strong>at</strong> God had<br />

built in<strong>to</strong> his Cre<strong>at</strong>ion. ―I wanted <strong>to</strong> be a theologian,‖ he emphasized then. ―For a long time I<br />

was distressed: behold God is celebr<strong>at</strong>ed now <strong>to</strong>o in my astronomical work.‖ 100<br />

He continued <strong>to</strong><br />

emphasize throughout this career th<strong>at</strong> he saw himself as a ―priest of God with respect <strong>to</strong> the<br />

Book of N<strong>at</strong>ure,‖ 101 and th<strong>at</strong> he linked his scientific and religious pursuits in very direct ways.<br />

In many ways, th<strong>at</strong> is, Kepler conceived of his own scholarly pursuits along similar lines<br />

<strong>to</strong> his Jesuit counterparts—though of course their religious beliefs differed dram<strong>at</strong>ically. Indeed,<br />

he explicitly connected his own <strong>at</strong>titude with th<strong>at</strong> of the Jesuits, in an analogy which <strong>at</strong> first<br />

seems merely a rhe<strong>to</strong>rical flourish, but betrays something deeper. In a letter <strong>to</strong> Maestlin, in<br />

which he discussed his goal of reforming astrology, Kepler argued:<br />

Do I not act rightly if I dedic<strong>at</strong>e this work <strong>to</strong> persuading learned men and philosophers<br />

about the distinct oper<strong>at</strong>ion of the heavens? And thus I act as the Jesuits do: who<br />

improve many things in order <strong>to</strong> make men C<strong>at</strong>holics. Or on the contrary, I do not act [as<br />

the Jesuits do]: for those who defend all the nonsense are like the Jesuits. I am a<br />

Lutheran astrologer, who rejects the chaff and retains the kernel. 102<br />

On a simple level, Kepler invoked the Jesuits because of their skill <strong>at</strong> persuasion; much as they<br />

used their learning <strong>to</strong> persuade men <strong>to</strong> become C<strong>at</strong>holics, Kepler argued, he used his learning <strong>to</strong><br />

persuade men about the true workings of the heavenly bodies. Still further, he invoked the<br />

Jesuits as a trope <strong>to</strong> represent the old, traditional approach, while his description of himself as a<br />

―Lutheran‖ astrologer alluded <strong>to</strong> his new, reformed approach <strong>to</strong> the discipline of astrology. This<br />

accounts for Kepler‘s associ<strong>at</strong>ion of Jesuit learning and ―nonsense,‖ a linkage which he surely<br />

100 KGW 13:23: ―Theologus esse volebam: diu angebar: Deus ecce mea opera etiam in<br />

astronomia celebr<strong>at</strong>ur.‖<br />

101 KGW 13:91: ―Ego vero sic censeo, cum Astronomj, sacerdotes dej altissimj ex parte librj<br />

N<strong>at</strong>urae simus.‖<br />

102 KGW 13:89: ―Optime praecep<strong>to</strong>r, an non recte ago, si operam do, ut doctis et philosophis<br />

etiam oper<strong>at</strong>ionem caelj persuadeam distinctam? Ago itaque ut Jesuitae: qui multa emendant ut<br />

hominess c<strong>at</strong>holicos faciant. Imo non ita ago, nam qui omnes nugas defendunt sunt Jesuitis<br />

similes, Ego sum Lutheranus astrologus, qui nugis abjectis retineo nucleum.‖<br />

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did not believe when applied beyond this analogy. Yet the choice of this analogy—and Kepler‘s<br />

claim th<strong>at</strong> ―I act as the Jesuits do‖—was not merely happenstance. Kepler implied, through this<br />

comparison, th<strong>at</strong> his work was in many ways as closely tied <strong>to</strong> a religious agenda as th<strong>at</strong> of the<br />

Jesuits. He was a Lutheran astrologer, both in the sense th<strong>at</strong> he hoped <strong>to</strong> reform astrology as<br />

well as in the ways th<strong>at</strong> his astrology—and his cosmological work more broadly—served a<br />

religious, and <strong>at</strong> times a specifically confessional, purpose. Though his work, he elucid<strong>at</strong>ed the<br />

p<strong>at</strong>terns of Cre<strong>at</strong>ion, brought people closer <strong>to</strong> God, helped resolve some of the issues dividing<br />

the confessions, and pointed the way <strong>to</strong> a reunified Church.<br />

Though <strong>at</strong> first it may seem paradoxical, Kepler‘s willingness <strong>to</strong> openly link his own<br />

religious and astronomical pursuits made him far more willing <strong>to</strong> consider the religious and<br />

scientific claims of his Jesuit colleagues apart from one another. When men like Oldenberg<br />

argued th<strong>at</strong> n<strong>at</strong>ural philosophy or experimental science occupied a realm separ<strong>at</strong>e from religion<br />

or politics, and consequently condemned any explicit linkages between them, they au<strong>to</strong>m<strong>at</strong>ically<br />

found any science which was tinged with religious over<strong>to</strong>nes <strong>to</strong> be suspect, especially if the<br />

religious source it came from was suspect. In other words, in the instance of Jesuit science, they<br />

furthered the very linkage they sought <strong>to</strong> avoid, by condemning the science on religious grounds.<br />

By contrast, because Kepler argued for no such separ<strong>at</strong>ion, and believed th<strong>at</strong> religious motiv<strong>at</strong>ion<br />

did not au<strong>to</strong>m<strong>at</strong>ically invalid<strong>at</strong>e scientific pursuits, he was willing <strong>to</strong> consider the two—the<br />

specifics of the religious motiv<strong>at</strong>ion, and the specifics of the science in question—apart from one<br />

another. He knew th<strong>at</strong> his own religious beliefs should not invalid<strong>at</strong>e his astronomical claims; on<br />

the contrary, he tried <strong>to</strong> be more rigorous in his demands for accuracy and precision than many<br />

of his contemporaries.<br />

140


Kepler‘s own religiously inflected science, in other words, seems <strong>to</strong> have resulted in his<br />

gre<strong>at</strong>er ability <strong>to</strong> separ<strong>at</strong>ely evalu<strong>at</strong>e the religious and scientific claims of others than those who<br />

openly argued for the necessity of such a separ<strong>at</strong>ion. Thus he emphasized th<strong>at</strong> calling something<br />

―Jesuit science‖ should not necessarily invalid<strong>at</strong>e the science in question. Similarly, he<br />

counseled one of his Jesuit correspondents not <strong>to</strong> dismiss the work of Scaliger simply because<br />

Scaliger was a Protestant. ―Perhaps he is a heretic, an innova<strong>to</strong>r, a disparager of the Holy<br />

F<strong>at</strong>hers; perhaps he even falsified his lineage. Wh<strong>at</strong> do all these things have <strong>to</strong> do with the<br />

present question? Why can‘t it be handled without disparaging him?‖ 103<br />

In questions of<br />

scholarship, as in questions of theology and religious community, Kepler struggled against the<br />

divisiveness he saw around him, and argued for an approach characterized instead by<br />

inclusiveness and harmony.<br />

Conclusion<br />

In many ways this chapter, like the previous one, focuses on the importance of harmony<br />

<strong>to</strong> all of Kepler‘s endeavors. Yet in closing I want <strong>to</strong> focus on a rel<strong>at</strong>ed theme th<strong>at</strong> was, for<br />

Kepler, also quite central <strong>to</strong> every aspect of his life: the theme of accommod<strong>at</strong>ion. Kepler, like<br />

many of his fellow Protestants, relied on the hermeneutical principle of accommod<strong>at</strong>ion <strong>to</strong><br />

emphasize th<strong>at</strong> Scripture was primarily concerned with the question of salv<strong>at</strong>ion; accordingly, he<br />

argued th<strong>at</strong> God had no intention of using the Bible <strong>to</strong> demonstr<strong>at</strong>e principles of astronomy or<br />

physics. Moreover, Kepler used the principle of accommod<strong>at</strong>ion <strong>to</strong> argue—following a long<br />

tradition reaching back <strong>to</strong> the Church F<strong>at</strong>hers—th<strong>at</strong> God generally accommod<strong>at</strong>ed his words in<br />

103 Kepler <strong>to</strong> Johannes Deckers, in Eclogae Chronicae, V:XVII: ―Es<strong>to</strong> sit haereticus, sit nova<strong>to</strong>r,<br />

sit SS. P<strong>at</strong>rum obtrecta<strong>to</strong>r, es<strong>to</strong> etiam, ut stirpem sit ementitus; quid haec quaeso omnia ad<br />

praesentem quaestionem, ut tractari non possit nisi per obtrect<strong>at</strong>ionem ejus?‖<br />

141


the Bible <strong>to</strong> the limited understanding of human beings. Kenneth Howell has aptly demonstr<strong>at</strong>ed<br />

the ways th<strong>at</strong> the principle of accommod<strong>at</strong>ion extended, for Kepler, beyond the simple language<br />

of the Bible <strong>to</strong> the broad oper<strong>at</strong>ions of God in the cre<strong>at</strong>ion of the universe. 104<br />

God had<br />

deliber<strong>at</strong>ely constructed the universe so th<strong>at</strong> the number, distances, and motions of the planetary<br />

bodies were ―accommod<strong>at</strong>ed‖ <strong>to</strong> one another, and <strong>to</strong> man‘s perceptions, Kepler argued in the<br />

Mysterium Cosmographicum. Likewise, in the Harmonice Mundi, Kepler emphasized th<strong>at</strong> God<br />

had ―accommod<strong>at</strong>ed‖ each planet‘s speed <strong>to</strong> the harmonic proportions. Howell has emphasized<br />

th<strong>at</strong> for Kepler these two kinds of accommod<strong>at</strong>ion—scriptural and physical/cosmological—were<br />

closely linked: ―in both cases, God has adapted his cre<strong>at</strong>ive acts (or words) <strong>to</strong> the capacities of<br />

human minds.‖ 105<br />

In this chapter, we have seen numerous other instances in which accommod<strong>at</strong>ion fe<strong>at</strong>ured<br />

centrally in Kepler‘s worldview. On the one hand, Kepler argued for astrology itself as a kind of<br />

divine accommod<strong>at</strong>ion—yet another means by which God might reach out and speak <strong>to</strong> his<br />

people in ways they could understand. This went hand in hand with a kind of theological<br />

accommod<strong>at</strong>ion on God‘s part as well; though the C<strong>at</strong>holic sacraments might not have any real<br />

significance, Kepler argued, God might use astrological signs <strong>to</strong> denote them, accommod<strong>at</strong>ing<br />

his message <strong>to</strong> his people by using the theological ideas th<strong>at</strong> most of his worshippers embraced.<br />

In support of this position, Kepler referenced Acosta‘s theory of priestly accommod<strong>at</strong>ion when it<br />

came <strong>to</strong> the idol<strong>at</strong>rous practices of the New World. Much as priests might rely on the ideas of<br />

the n<strong>at</strong>ive peoples about their own gods in order spread the word of the one God, God himself<br />

might rely on C<strong>at</strong>holic ideas in order <strong>to</strong> spread his true message. This linkage—between idol<strong>at</strong>ry<br />

and issues of confession—was in fact invoked quite often during the sixteenth and seventeenth<br />

104 Howell, God‘s Two Books, 131.<br />

105 Ibid.<br />

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centuries, usually <strong>to</strong> the opposite effect. 106<br />

Idol<strong>at</strong>ry was often invoked as a synonym for false<br />

belief, or heresy, and concerns about idol<strong>at</strong>ry in the New World were often linked <strong>to</strong> the<br />

polemics of confessional disputes in Europe itself. All those who believed differently than one‘s<br />

own confession, in this view, were idol<strong>at</strong>ers worthy of punishment. Kepler <strong>to</strong>ok the opposite<br />

approach, and relied upon the idea of idol<strong>at</strong>ry in order <strong>to</strong> urge more inclusiveness, r<strong>at</strong>her than<br />

more in<strong>to</strong>lerance.<br />

Kepler not only pointed <strong>to</strong> God‘s own theological accommod<strong>at</strong>ion of his people, but<br />

sought as well <strong>to</strong> achieve a rel<strong>at</strong>ed communal or social accommod<strong>at</strong>ion for himself and his own<br />

theological perspectives. In arguing th<strong>at</strong> he be allowed <strong>to</strong> particip<strong>at</strong>e in the Mass in a C<strong>at</strong>holic<br />

Church, with his particular theological objections duly noted—much as he had argued for his<br />

particip<strong>at</strong>ion in a Lutheran Church <strong>to</strong> Pas<strong>to</strong>r Hitzler years earlier—Kepler argued th<strong>at</strong> God‘s<br />

accommod<strong>at</strong>ion ought <strong>to</strong> be imit<strong>at</strong>ed in very practical ways by those congreg<strong>at</strong>ions th<strong>at</strong> sought <strong>to</strong><br />

serve him. This meant reaching out not <strong>to</strong> the limited audience of those who agreed with one<br />

another on every particular, but <strong>to</strong> the broad audience of all those who called themselves<br />

Christians. The fabric of the religious community, Kepler argued, ought <strong>to</strong> accommod<strong>at</strong>e itself<br />

<strong>to</strong> multiple perspectives and beliefs for the good of the whole. Though some positions were truer<br />

than others, division did not serve the community nearly as well as concord. If such concord<br />

could not be achieved by a unified position on all the doctrinal particulars, then accommod<strong>at</strong>ion<br />

of difference was the only way <strong>to</strong> reach any kind of harmony.<br />

Finally, there is one other way th<strong>at</strong> Kepler embraced an ideal of accommod<strong>at</strong>ion—and<br />

this represents one final linkage between his ideas and those of the Jesuits of his time. Jesuits<br />

106 See Carina L. Johnson, ―S<strong>to</strong>ne Gods and Counter-Reform<strong>at</strong>ion Knowledges,‖ in Making<br />

Knowledge in Early Modern Europe : Practices, Objects, and Texts, 1400-1800, eds. Pamela<br />

Smith and Benjamin Schmidt (Chicago: <strong>University</strong> of Chicago Press, 2007).<br />

143


were often distrusted in the sixteenth and seventeenth centuries because of the ways th<strong>at</strong> their<br />

religious agenda colored their other activities, and by extension, as we saw earlier, because it was<br />

believed th<strong>at</strong> they would willingly dis<strong>to</strong>rt the truth in the service of th<strong>at</strong> agenda. And there was<br />

some legitimacy <strong>to</strong> this belief; many Jesuits argued th<strong>at</strong> the Bible itself justified a degree of<br />

dissimul<strong>at</strong>ion when it served a religious purpose. After all, they noted th<strong>at</strong> in 1 Corinthians 9:22,<br />

Paul had described the ways th<strong>at</strong> he became ―all things <strong>to</strong> all men, th<strong>at</strong> I might by all means save<br />

some,‖ and th<strong>at</strong> God had openly accommod<strong>at</strong>ed himself in language <strong>to</strong> the faulty understanding<br />

of his people in the Bible. The Jesuits, much like Kepler, adopted a broad understanding of the<br />

theory of accommod<strong>at</strong>ion, in this case one th<strong>at</strong> applied both <strong>to</strong> God and language as well as <strong>to</strong><br />

their own behavior. They emphasized th<strong>at</strong> missionaries might accommod<strong>at</strong>e their speech and<br />

behavior <strong>to</strong> the false beliefs of others in order <strong>to</strong> ultim<strong>at</strong>ely lead people <strong>to</strong> the truth of the<br />

gospel—much as Acosta had argued about the New World. Some, in particular, argued th<strong>at</strong> this<br />

meant th<strong>at</strong> missionaries were justified in dissimul<strong>at</strong>ing <strong>to</strong> those they hoped <strong>to</strong> convert, for in<br />

doing so they ultim<strong>at</strong>ely won their audience over <strong>to</strong> the truth of Christ. 107<br />

Kepler, wary of the ways th<strong>at</strong> religion was being increasingly exploited <strong>to</strong> justify further<br />

violence and discord, and unsure th<strong>at</strong> unanimity on religious issues could ever be achieved in his<br />

time, would have frowned on such religious dissimul<strong>at</strong>ion. Indeed, he emphasized th<strong>at</strong> ―I have<br />

not learned <strong>to</strong> dissimul<strong>at</strong>e: I deal seriously with religions m<strong>at</strong>ters.‖ 108<br />

Yet Kepler‘s belief th<strong>at</strong> his<br />

astronomical work did supply certain and incontrovertible truth, truth th<strong>at</strong> revealed both the<br />

evidence of heavenly harmony and a model for harmony on earth, convinced him th<strong>at</strong><br />

107 See, for example, Adriano Prosperi, ―The missionary,‖ in Rosario Villari (ed.), Baroque<br />

personae (Chicago: <strong>University</strong> of Chicago Press, 1995), 160–94. See also O‘Malley, The Jesuits,<br />

in particular ―Part Four: Encounters with the other: Between assimil<strong>at</strong>ion and domin<strong>at</strong>ion‖, and<br />

―Part Five: Tradition, innov<strong>at</strong>ion, and accommod<strong>at</strong>ion‖.<br />

108 KGW 13:107: ―…simulare non didicj, seria in religionibus trac<strong>to</strong>.‖<br />

144


dissimul<strong>at</strong>ion was warranted if it could be used <strong>to</strong> bring people closer <strong>to</strong> th<strong>at</strong> truth—<strong>to</strong> the truth<br />

of cosmology, and in particular of Copernicus. His Copernican campaign, in other words,<br />

exhibited some close parallels <strong>to</strong> the religious campaign of the Jesuits. It is <strong>to</strong> this Copernican<br />

campaign th<strong>at</strong> I turn in Chapter 3.<br />

145


Chapter 3:<br />

“An Ally in the Search for Truth”: Kepler and Galileo<br />

―O telescope, much-knowing and more precious than any scepter wh<strong>at</strong>soever!‖ wrote<br />

Kepler in his Dioptrics of 1611. ―Is not he who holds you in his right hand made king and lord<br />

of the works of God?‖ 1<br />

Kepler rejoiced in the telescope of Galileo, not only because it revealed<br />

the wondrous secrets of the heavens for all <strong>to</strong> see, but also because it further supported the<br />

Copernican cause <strong>to</strong> which Kepler was so devoted. Even before Galileo‘s remarkable telescopic<br />

fe<strong>at</strong>s, Kepler had learned of Galileo‘s Copernicanism and had eagerly welcomed Galileo in<strong>to</strong> the<br />

Copernican community th<strong>at</strong> he struggled <strong>to</strong> cre<strong>at</strong>e. This chapter seeks <strong>to</strong> consider Kepler‘s<br />

conception and construction of th<strong>at</strong> community, through a focus on the rel<strong>at</strong>ionship of Kepler<br />

and Galileo from their initial correspondence of 1597 <strong>to</strong> the afterm<strong>at</strong>h of Galileo‘s telescopic<br />

discoveries of 1610.<br />

The idea of a community of Copernicans was so important <strong>to</strong> Kepler not simply because<br />

he felt th<strong>at</strong> the Copernican system most closely mirrored God‘s harmonically constructed<br />

universe. It was also the only community <strong>to</strong> which Kepler could fully and wholeheartedly<br />

belong. As we saw in the previous two chapters, Kepler‘s hopes for a harmonious religious<br />

community were repe<strong>at</strong>edly dashed; the Lutherans were unwilling <strong>to</strong> accept his unorthodox<br />

views on the Eucharist, while the C<strong>at</strong>holics would also not allow him <strong>to</strong> particip<strong>at</strong>e in their own<br />

communal activities without his full doctrinal agreement. With few religious allies, Kepler‘s<br />

allies in the enterprise of understanding the Book of N<strong>at</strong>ure were all the more important <strong>to</strong> him.<br />

Upon hearing from Galileo, Kepler therefore immedi<strong>at</strong>ely sought <strong>to</strong> support him and gain his<br />

assistance in bolstering the larger community of Copernicans. Galileo, as it turned out, was not<br />

1 Kepler, Dioptrice (1611), 14: ―O multiscium & quovis sceptro preciosius Perspicillium: an, qui<br />

te dextra tenet, ille non Rex, non Dominus constitu<strong>at</strong>ur operum Dei?‖<br />

146


the ideal ally Kepler had in mind, and Kepler‘s Copernican campaign not as fool-proof as he<br />

hoped. Yet over the course of the interactions between these two men, we see Kepler struggle<br />

once again with questions of community; this time not the struggle of adhering <strong>to</strong> the norms of<br />

an established community, but r<strong>at</strong>her the struggle <strong>to</strong> cre<strong>at</strong>e a viable new community th<strong>at</strong> adhered<br />

<strong>to</strong> his own standards.<br />

Throughout the chapter, I focus on Kepler‘s emphasis on rhe<strong>to</strong>ric as a means by which<br />

this community might be constructed. I highlight the particular rhe<strong>to</strong>rical techniques th<strong>at</strong> Kepler<br />

marshaled, among them the idea of ethos and authorit<strong>at</strong>ive agreement and the idea of fides, or the<br />

power of legal testimony. In so doing, I have built on the work of recent authors on forms of<br />

proof and persuasion, on the importance of testimony and credibility in early modern science,<br />

and on the construction of c<strong>at</strong>egories like authority and expertise. Richard Serjeantson, in<br />

particular, highlights the early modern process by which rhe<strong>to</strong>ric was increasingly emphasized<br />

not only in the human and moral disciplines, but also in the n<strong>at</strong>ural sciences, where certain proof<br />

came <strong>to</strong> be seen as an elusive possibility and credible testimony a more accessible <strong>to</strong>ol for the<br />

discovery of n<strong>at</strong>ural truths. 2<br />

Along similar lines, Barbara Shapiro notes th<strong>at</strong> n<strong>at</strong>ural philosophers<br />

of early modern England adopted the ideas of credibility, evidence, and testimony from the legal<br />

arena, with men like Robert Boyle emphasizing moral certainty as the only standard truly<br />

<strong>at</strong>tainable when it came <strong>to</strong> the physical world. 3<br />

Mario Biagioli focuses as well on credit and<br />

trust, but also on the early modern construction of authority; in describing the ways th<strong>at</strong> Galileo<br />

2 See Richard W. Serjeantson, ―Proof and Persuasion,‖ Eds. K<strong>at</strong>herine Park and Lorraine Das<strong>to</strong>n,<br />

The Cambridge His<strong>to</strong>ry of Science, iii: Early Modern Science (Cambridge: Cambridge<br />

<strong>University</strong> Press, 2006): 132–75.<br />

3 Barbara J. Shapiro, A Culture of Fact: England, 1550–1720 (Ithaca: Cornell <strong>University</strong> Press,<br />

2000). See also Steven Shapin, A Social His<strong>to</strong>ry of Truth: Civility and Science in Seventeenth-<br />

Century England (Chicago: <strong>University</strong> of Chicago Press, 1994).<br />

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deployed ―techniques for constructing an authorit<strong>at</strong>ive persona,‖ 4 he emphasizes th<strong>at</strong> Galileo‘s<br />

authority was a resource for the production and dissemin<strong>at</strong>ion of his work, r<strong>at</strong>her than an a<br />

posteriori result of th<strong>at</strong> work.<br />

Following the lead of these scholars, I argue not only th<strong>at</strong> rhe<strong>to</strong>ric was an important <strong>to</strong>ol<br />

in Kepler‘s arsenal, but also th<strong>at</strong> the rhe<strong>to</strong>rical techniques on which Kepler drew varied gre<strong>at</strong>ly<br />

depending on his audience and purpose. 5<br />

I do not claim th<strong>at</strong> Kepler neg<strong>at</strong>ed the possibility of<br />

certain knowledge or th<strong>at</strong> he emphasized credibility and moral certainty <strong>at</strong> the expense of logic<br />

and demonstr<strong>at</strong>ion. R<strong>at</strong>her, I underscore the fact th<strong>at</strong> the early modern scholar had a broad range<br />

of techniques of rhe<strong>to</strong>rical persuasion <strong>at</strong> his disposal; in reading Kepler‘s correspondence with<br />

Galileo, I argue, we see Kepler suggest and then deploy these techniques, with the ultim<strong>at</strong>e goal<br />

of supporting and promulg<strong>at</strong>ing Copernican theory. The theories of Copernicus, Kepler‘s own<br />

discoveries about the n<strong>at</strong>ure of the planetary motions, and Galileo‘s telescopic discoveries were<br />

all proof, in Kepler‘s mind, th<strong>at</strong> the world was slowly advancing <strong>to</strong>ward a complete<br />

understanding of the mysteries of God‘s cre<strong>at</strong>ion. ―Does God the crea<strong>to</strong>r,‖ he wondered in his<br />

Dissert<strong>at</strong>io with Galileo‘s Sidereus Nuncius, ―lead mankind, like some growing youngster<br />

gradually approaching m<strong>at</strong>urity, step by step from one stage of knowledge <strong>to</strong> another?...How far<br />

has the knowledge of n<strong>at</strong>ure progressed, how much is left, and wh<strong>at</strong> may the men of the future<br />

4 Mario Biagioli, Galileo‘s Instruments of Credit: Telescopes, Images, Secrecy (Chicago:<br />

<strong>University</strong> of Chicago Press, 2006), 1.<br />

5 For other analyses of Kepler‘s use of rhe<strong>to</strong>rical techniques, see the discussion of the form of<br />

Kepler‘s Apologia in Nicholas Jardine, The Birth of His<strong>to</strong>ry and Philosophy of Science<br />

(Cambridge: Cambridge <strong>University</strong> Press, 1984); see also the analysis of the rhe<strong>to</strong>rical n<strong>at</strong>ure of<br />

the Astronomia nova in James R. Voelkel, The Composition of Kepler‘s Astronomia Nova<br />

(Prince<strong>to</strong>n: Prince<strong>to</strong>n <strong>University</strong> Press, 2001); finally, see the investig<strong>at</strong>ion of Kepler as<br />

humanist in Anthony Graf<strong>to</strong>n, ―Humanism and Science in Rudolfine Prague: Kepler in Context‖,<br />

in Defenders of the Text: The Traditions of Scholarship in an age of Science, 1450–1800<br />

(Cambridge: Harvard <strong>University</strong> Press, 1991): 178–203.<br />

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expect?‖ 6<br />

Kepler believed th<strong>at</strong> only the mutual efforts of a community of Copernicans might<br />

bring the world <strong>to</strong> truly understand the Book of N<strong>at</strong>ure th<strong>at</strong> God had written for them. And in<br />

order <strong>to</strong> reach th<strong>at</strong> point, he and Galileo would have <strong>to</strong> be <strong>at</strong> once allies working <strong>to</strong>ward th<strong>at</strong><br />

truth, and missionaries, striving <strong>to</strong> bring th<strong>at</strong> truth <strong>to</strong> as broad an audience as possible.<br />

Kepler and Galileo: First Contacts<br />

After completing his first book, the Mysterium Cosmographicum of 1596, Kepler eagerly<br />

sought <strong>to</strong> publish it as quickly as possible. 7<br />

He sought an audience for the text among both his<br />

own friends and p<strong>at</strong>rons and the broader community of scholars throughout Europe with an<br />

interest in astronomy—among the ―m<strong>at</strong>hem<strong>at</strong>ical Republic of Letters,‖ 8 as his professor Michael<br />

Maestlin described it. He strongly believed th<strong>at</strong> the book offered a more powerful defense of the<br />

Copernican system than any th<strong>at</strong> had been offered previously—more powerful, indeed, than<br />

Copernicus‘s own, as Kepler had constructed an a priori argument from geometry, r<strong>at</strong>her than an<br />

a posteriori argument from the observ<strong>at</strong>ions alone. 9<br />

By constructing an archetypal explan<strong>at</strong>ion<br />

of the structure of the heavens, one th<strong>at</strong> was both m<strong>at</strong>hem<strong>at</strong>ical and aesthetic and th<strong>at</strong> had<br />

resonances in both astrology and music, Kepler felt th<strong>at</strong> he might truly persuade those who<br />

hesit<strong>at</strong>ed <strong>to</strong> abandon the idea of a geocentric universe. Indeed, he felt his ideas <strong>to</strong> be so<br />

obviously true th<strong>at</strong> the effort he had expended <strong>to</strong> uncover might be easily overlooked; he likened<br />

6 Kepler‘s Convers<strong>at</strong>ion with Galileo‘s Sidereal Messenger, ed. Edward Rosen (New York:<br />

Johnson Reprint Corp., 1965), 39.<br />

7 KGW 13:40: ―…semper in occasiones ejus publicandj intentus fui.‖<br />

8 KGW 13:58: ―Nam crede mihi, hoc modo Literariae M<strong>at</strong>hem<strong>at</strong>icae Reip. melius consulitur.‖<br />

9 See Rhonda Martens, Kepler‘s Philosophy and the New Astronomy (Prince<strong>to</strong>n <strong>University</strong> Press,<br />

2000).<br />

149


his discovery in the Mysterium Cosmographicum <strong>to</strong> the ―egg of Chris<strong>to</strong>pher Columbus,‖ 10<br />

a<br />

s<strong>to</strong>ry which proved th<strong>at</strong> something th<strong>at</strong> seemed so obvious in retrospect might seem impossible<br />

<strong>at</strong> the start. It had taken ―the aid of divine inspir<strong>at</strong>ion‖ 11 for Kepler <strong>to</strong> arrive <strong>at</strong> the ideas of his<br />

Mysterium Cosmographicum, and was eager <strong>to</strong> swiftly share those ideas with others who might<br />

benefit from them.<br />

Kepler arranged with his printer <strong>to</strong> send copies of his book along <strong>to</strong> the Frankfurt Book<br />

Fair, while he himself distributed copies <strong>to</strong> friends and acquaintances. In particular, he sent two<br />

copies of the book <strong>to</strong> Italy with friends traveling in th<strong>at</strong> direction. One of these copies came in<strong>to</strong><br />

the hands of Galileo in Padua, though Kepler had not sent it <strong>to</strong> him specifically; indeed, it is<br />

likely th<strong>at</strong> Kepler had not heard of Galileo until this point. 12<br />

Upon receiving the text, Galileo<br />

10 KGW 13:64: ―Recordor illius tuij ovj Chris<strong>to</strong>phoro columbanij.‖ In the probably apocryphal<br />

s<strong>to</strong>ry, as narr<strong>at</strong>ed by Girolamo Benzoni in his 1565 His<strong>to</strong>ry of the New World, when Columbus<br />

was <strong>to</strong>ld th<strong>at</strong> the discovery of the New World was <strong>to</strong>o obvious and inevitable <strong>to</strong> be a true<br />

achievement, he responded by asking those with him <strong>to</strong> make an egg stand on its end without any<br />

external support. Flummoxed, they returned the egg <strong>to</strong> Columbus, who simply fl<strong>at</strong>tened the<br />

bot<strong>to</strong>m by tapping it on the table, allowing it <strong>to</strong> stand upright. This is not the only time th<strong>at</strong><br />

Kepler likened his discovery of the Mysterium Cosmographicum <strong>to</strong> the discovery of the new<br />

world. In the second edition of the book, published in 1621, Kepler described the rel<strong>at</strong>ionship<br />

between the Mysterium Cosmographicum and his l<strong>at</strong>er books as follows: ―the forerunner was<br />

like the first voyage of Amerigo Vespucci; the successors are like <strong>to</strong>day's annual voyages <strong>to</strong><br />

America.‖ (―Talis fuit Prodromus, navig<strong>at</strong>io prima Americi Vespucij, tales Epidromi<br />

navig<strong>at</strong>iones hodiernae annuae in Americam.‖ See Mysterium Cosmographicum, 51)<br />

11 KGW 13:40: ―Cum superiorj Julio, Divina aspirante gr<strong>at</strong>iâ, Astronomicum sive<br />

Cosmographicum quoddam ζήτημα invenissem; quod non tantum ad Dej ex N<strong>at</strong>ura cognitionem<br />

plurimum facit, sed etiam Professionem meam orn<strong>at</strong>.‖<br />

12 Although Edward Rosen argues th<strong>at</strong> ―Kepler sent Galileo a book because he had heard about<br />

him‖ (see―Galileo and Kepler: Their First Two Contacts‖, Isis 57 (1966): 262–4, <strong>at</strong> 264),<br />

Stillman Drake‘s assertion th<strong>at</strong> ―th<strong>at</strong> up <strong>to</strong> this time, Kepler had no more heard of Galileo than<br />

Galileo of Kepler‖ fits better with the textual evidence (see ―Galileo, Kepler, and their<br />

Intermediaries‖, in Galileo Studies: Personality, Tradition, and Revolution (Ann Arbor:<br />

<strong>University</strong> of Michigan Press, 1970), 123)—in particular, with Kepler‘s description of Galileo‘s<br />

letter <strong>to</strong> Maestlin, in which he described ―a Paduan m<strong>at</strong>hem<strong>at</strong>ician, by the name of Galileo<br />

Galilei‖ (13:75). Although Rosen argues th<strong>at</strong> Kepler was merely struck by the repetition of<br />

Galileo‘s full name in its L<strong>at</strong>in form (Galileus Galileus), it seems more likely th<strong>at</strong> Kepler had<br />

simply not heard of Galileo before receiving his letter. Moreover, as Drake points out, Kepler‘s<br />

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immedi<strong>at</strong>ely wrote a quick letter <strong>to</strong> Kepler, praising him for his achievement. ―I received your<br />

book, most learned man, sent <strong>to</strong> me by Paul Homberger not days but mere hours ago,‖ he<br />

wrote. 13<br />

Since Homberger was set <strong>to</strong> return <strong>to</strong> Germany immedi<strong>at</strong>ely, Galileo had decided <strong>to</strong><br />

write <strong>to</strong> Kepler on the spot, having only read the preface of the book. <strong>From</strong> the preface alone, he<br />

wrote, he could discern the general argument of the book, and he thanked Kepler for th<strong>at</strong><br />

argument: ―I am extremely gr<strong>at</strong>eful,‖ he wrote, ―th<strong>at</strong> I have an ally in the search for truth, and<br />

indeed a friend of th<strong>at</strong> same truth.‖ 14<br />

He gre<strong>at</strong>ly lamented th<strong>at</strong> ―those who are devoted <strong>to</strong> truth<br />

are rare, and th<strong>at</strong> those who are not pursue a perverse method of philosophizing.‖ 15<br />

Galileo went<br />

on <strong>to</strong> clarify th<strong>at</strong> the specific truth <strong>to</strong> which he referred was the truth of Copernicanism, a truth<br />

which much of his gener<strong>at</strong>ion was still unwilling <strong>to</strong> accept. He himself, he explained, ―came <strong>to</strong><br />

the Copernican belief many years ago, and on the basis of this set of propositions I discovered<br />

the causes of many n<strong>at</strong>ural effects, which certainly could not be explained through the common<br />

hypotheses.‖ 16<br />

comment th<strong>at</strong> he sent his books ―in Italiam‖ seems <strong>to</strong> indic<strong>at</strong>e th<strong>at</strong> he sent them generally <strong>to</strong> Italy<br />

r<strong>at</strong>her than <strong>to</strong> a specific loc<strong>at</strong>ion (Padua) or person (Galileo).<br />

13 KGW 13:73: ―Librum tuum doctissime uir Paulo Ambergero ad me missum accepi, non<br />

quidem diebus, sed paucis abhinc horis.‖<br />

14 Ibid.: ―…summopere gr<strong>at</strong>ulor tantum me in indaganda uerit<strong>at</strong>e socium habere, adeoque ipsius<br />

uerit<strong>at</strong>is amicum.‖ Galileo here refers <strong>to</strong> the old saying, ―amicus Pla<strong>to</strong>, magis amica veritas,‖<br />

implying th<strong>at</strong> the scholars who do not agree with him prefer <strong>to</strong> follow the old authorities r<strong>at</strong>her<br />

than the truth.<br />

15 Ibid.: ―…miserabile enim est adeo raros esse uerit<strong>at</strong>is studiosos, et qui non peruersam<br />

Phylosophandi r<strong>at</strong>ionem prosequantur.‖<br />

16 Ibid.: ―… id autem eo libentius faciam quod in Copernici sententiam multis abhinc annis<br />

uenerim, ac ex tali positione mul<strong>to</strong>rum etiam n<strong>at</strong>uralium effectuum causae sint a me adinuentae,<br />

quae dubio procul per commune hypothesin inexplicabiles sunt.‖ Although Galileo did not<br />

specify the particular n<strong>at</strong>ural effects whose causes he had used Copernican theory <strong>to</strong> determine,<br />

Kepler guessed th<strong>at</strong> he referred <strong>to</strong> the theory of the tides — and noted in a letter <strong>to</strong> Herwart von<br />

Hohenburg th<strong>at</strong> if this was the case, he believed th<strong>at</strong> Galileo was wrong: ―… cum nuper<br />

Galilaeus P<strong>at</strong>avinus M<strong>at</strong>hem<strong>at</strong>icus in literis ad me scriptis test<strong>at</strong>us esset, se plurimarum rerum<br />

n<strong>at</strong>uralium causas ex hypothesibus Copernici rectissime deduxisse, quas alii reddere ex usit<strong>at</strong>is<br />

non possint, neque tamen in specie quicquam commemoraret, ego hoc de maris fluxu suspic<strong>at</strong>us<br />

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Galileo added th<strong>at</strong> though he had assembled many proofs for Copernicanism and<br />

refut<strong>at</strong>ions of its detrac<strong>to</strong>rs, ―thus far I have not dared <strong>to</strong> bring them <strong>to</strong> light, having been<br />

frightened because of the f<strong>at</strong>e of Copernicus, our teacher, who was given immortal fame among<br />

some, but was nevertheless ridiculed and rejected by an infinite many others (for such is the<br />

number of fools).‖ 17 If he truly believed th<strong>at</strong> there were others of the same opinion as he and<br />

Kepler, he continued, he might disclose his true beliefs, but ―since there are not, I will refrain<br />

from business of this kind.‖ 18<br />

Kepler was thrilled <strong>to</strong> receive Galileo‘s letter; both ―on account of the friendship begun<br />

with you, an Italian, [and also] on account of our consensus in the Copernican cosmography.‖ 19<br />

He hoped th<strong>at</strong> Galileo might have since had the time <strong>to</strong> finish reading his book, for he eagerly<br />

awaited Galileo‘s opinion. ―I prefer the censure of one judicious man, however harsh,‖ he wrote,<br />

―<strong>to</strong> the thoughtless applause of all the masses.‖ 20<br />

Still further, in response <strong>to</strong> Galileo‘s more<br />

subdued initial letter of support, Kepler argued impassionedly for the vocal defense of<br />

Copernicanism by its adherents, claiming th<strong>at</strong> only if all Copernicans banded <strong>to</strong>gether could the<br />

rest of the world be swayed. He acknowledged th<strong>at</strong> Galileo had the noble precedents of Pla<strong>to</strong> and<br />

Pythagoras behind his belief th<strong>at</strong> ―we must yield <strong>to</strong> universal ignorance, nor must we rashly<br />

sum. Sed tamen ubi rem diligentius perpendo, non videmur a Luna discedere debere, quoad<br />

r<strong>at</strong>iones fluxuum ex illa deducere quimus: quod quidem fieri posse existimo …‖ (KGW 13:91).<br />

17 Ibid.: ―… multas conscripsi r<strong>at</strong>iones et argumen<strong>to</strong>rum in contrarium euersiones, quas tamen<br />

in lucem hucusque proferre non sum ausus fortuna ipsius Copernici praecep<strong>to</strong>ris nostri<br />

perterritus, qui licet sibi apud aliquos immortalem famam parauerit apud infini<strong>to</strong>s tamen (tantus<br />

enim est stul<strong>to</strong>rum numerus) ridendus et explodendus<br />

prodijt.‖<br />

18 Ibid.: ―…auderem profec<strong>to</strong> meas cogit<strong>at</strong>iones promere si plures, qualis tu es, extarent: <strong>at</strong> cum<br />

non sint, huiusmodi negocio supersedebo.‖<br />

19 KGW 13:76: ―Literas tuas, vir humanissime, 4 Augusti scriptas, 1 Septembris accepi, quae<br />

quidem gemino me affecere gaudio: primum, propter amicitiam tecum Italo initam; post, propter<br />

consensum nostrum in cosmographia Copernicana. ―<br />

20 Ibid.: ―mihi credas velim, malo unius cord<strong>at</strong>i censuram, quamvis acrem, quam <strong>to</strong>tius vulgi<br />

inconsidera<strong>to</strong>s applausus.‖<br />

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throw ourselves before or oppose the rages of the learned masses.‖ 21<br />

Indeed, Galileo was not<br />

alone in this approach—many early modern scholars emphasized the importance of secrecy as a<br />

means <strong>to</strong> safeguard the ideas of the wise from foolish <strong>at</strong>tacks. 22<br />

Yet Kepler insisted th<strong>at</strong> the<br />

opposition th<strong>at</strong> Galileo feared was no longer universal, and th<strong>at</strong> theirs would not be the first<br />

voices <strong>to</strong> argue for a new way of conceptualizing the cosmos. With Copernicus and several<br />

others having already paved the way, wrote Kepler, ―moving the Earth should not be a new thing<br />

anymore.‖ 23 Kepler argued still further th<strong>at</strong> since the ideas of Copernicus were not well<br />

unders<strong>to</strong>od, learned Copernicans like Galileo and Kepler needed <strong>to</strong> guide the world <strong>to</strong> the correct<br />

views cautiously and deliber<strong>at</strong>ely, r<strong>at</strong>her than letting the opponents of Copernicanism gain the<br />

upper hand and w<strong>at</strong>ching from the sidelines as things spiraled out of control. 24<br />

Kepler then outlined an ambitious plan with which he and Galileo, and with them other<br />

Copernicans, could set about actively changing the minds of the public, bringing the world<br />

slowly around <strong>to</strong> the Copernican cause. His picture of the gradual dissemin<strong>at</strong>ion of<br />

Copernicanism involved a strong emphasis on authority and the use of small deceptions,<br />

justifiable because they led the public <strong>to</strong> the ultim<strong>at</strong>e larger truth of Copernicanism. The<br />

vulgus—the ignorant masses—reasoned poorly and needed guidance, Kepler argued, and it was<br />

incapable of judging arguments on their merits. The only way for Kepler and Galileo <strong>to</strong> convince<br />

the public of the truth of Copernicanism, then, was <strong>to</strong> rely on the idea of authority, overpowering<br />

21 Ibid.: ―sapienter tu et occulte, proposi<strong>to</strong> exemplari tuae personae, mones cedendum universali<br />

ignorantiae, nec sese temere ingerendum vel opponendum vulgi doc<strong>to</strong>rum furoribus, qua in re<br />

Pla<strong>to</strong>nem et Pythagoram, nostros genuinos magis<strong>to</strong>rs, sequeris.‖<br />

22 See, for example, James Hankins, Pla<strong>to</strong> in the Italian Renaissance (Leiden: Brill, 1990).<br />

23 KGW 13:76: ―… cum hoc saeculo, primum a Copernico, deinde a compluribus, et doctissimo<br />

quoque m<strong>at</strong>hem<strong>at</strong>icorum, immanis operis initium sit factum, neque hoc iam porro novum sit,<br />

terram movere.‖<br />

24 Ibid.: ―… praestiterit fortasse, communibus suffragiis semel impulsum hunc currum<br />

continenter ad metam rapere.‖<br />

153


the public with the supposed number of experts who came down on the side of the Copernican<br />

system. ―Let us begin <strong>to</strong> overwhelm the public more and more with authority,‖ he wrote, ―if,<br />

perhaps, we can guide it <strong>to</strong> the same knowledge of truth through deception.‖ 25<br />

This would serve<br />

two purposes. On the one hand, those who already believed in the ideas of Copernicus but, like<br />

Galileo, were frightened <strong>to</strong> publicly st<strong>at</strong>e their opinions would receive comfort in hearing of<br />

others who shared their views. Coming forward, Kepler urged, ―would help all allies laboring<br />

against unfair judgments, long enough for them <strong>to</strong> either take solace from your agreement, or<br />

protection from your authority.‖ 26<br />

Indeed, though he still insisted th<strong>at</strong> the Copernican question<br />

had already been broached by others before, he acknowledged th<strong>at</strong> ―it is not only you Italians<br />

who are not able <strong>to</strong> believe th<strong>at</strong> they move unless they feel it, but also we here in Germany do<br />

not find ourselves in the best favor with our enemies because of this dogma.‖ 27<br />

While the vocal support of committed Copernicans would help all those who already<br />

believed in the ideas of heliocentrism, th<strong>at</strong> support was also important, Kepler argued, in order <strong>to</strong><br />

counter the cries of the ignorant masses who opposed it. Those disagreed with the ideas of<br />

Copernicus would be far less likely <strong>to</strong> voice th<strong>at</strong> opposition when overwhelmed by the presence<br />

of experts who supported those ideas with the voice of authority. The vulgus would be forced <strong>to</strong><br />

concede <strong>to</strong> the authorit<strong>at</strong>ive voices of Kepler, Galileo, and all those who s<strong>to</strong>od with them, or<br />

would be <strong>to</strong>o overwhelmed <strong>to</strong> say anything <strong>to</strong> the contrary. Yet Kepler hoped <strong>to</strong> convince not<br />

merely an unskilled and ignorant vulgus; in fact, on many occasions he seemed ready <strong>to</strong> discount<br />

the vulgus entirely. R<strong>at</strong>her, he hoped <strong>to</strong> focus most of his energies on the docti mediocriter,<br />

25 Ibid.: ―… quia r<strong>at</strong>ionum pondera vulgus minus libr<strong>at</strong>, authorit<strong>at</strong>ibus illud magis magisque<br />

obruere incipiamus, si forte per fraudem ipsum in cognitionem verit<strong>at</strong>is perducere queamus.‖<br />

26 Ibid.: ―…qua r<strong>at</strong>ione simul laborantes <strong>to</strong>t iniquis iudiciis socios adiutares, dum illi vel<br />

sol<strong>at</strong>ium caperent ex tuo consensu, vel praesidium ab authorit<strong>at</strong>e.‖<br />

27 Ibid.: ―Non enim tui solum Itali sunt, qui se moveri, nisi sentiant, credere non possunt; sed<br />

etiam nos hic in Germania non optimam dogm<strong>at</strong>e is<strong>to</strong> gr<strong>at</strong>iam inimus.‖<br />

154


those moder<strong>at</strong>ely learned men who dabbled in the scholarly deb<strong>at</strong>es of many fields—erudite<br />

p<strong>at</strong>rons, perhaps, or scholars not well acquainted with the rudiments of m<strong>at</strong>hem<strong>at</strong>ical<br />

astronomy. 28 To convince such men of the truth of Copernicanism, Kepler argued for a rhe<strong>to</strong>rical<br />

campaign of persuasion, anchored in the idea of scholarly expertise and dependent upon the<br />

structures of the Republic of Letters itself.<br />

Kepler himself was well <strong>at</strong>tuned <strong>to</strong> rhe<strong>to</strong>rical traditions and techniques, having studied<br />

rhe<strong>to</strong>ric <strong>at</strong> Tübingen with Martin Crusius and then having taught rhe<strong>to</strong>ric himself in Graz. He<br />

knew well th<strong>at</strong> rhe<strong>to</strong>ric, a central fe<strong>at</strong>ure of the classical curriculum, was <strong>at</strong> its core a legal <strong>to</strong>ol<br />

th<strong>at</strong> focused on the art of persuasion. Ancient rhe<strong>to</strong>ricians like Aris<strong>to</strong>tle, Quintilian, and Cicero<br />

had noted th<strong>at</strong> while legal arguments based on logic were preferable, it was necessary always <strong>to</strong><br />

try and sway the opinions of the judicial audience through other means, particularly when the<br />

audience could not be trusted <strong>to</strong> judge the case on its merits. One such means was a focus on<br />

ethos—on the person conveying the message (whose authority and character were emphasized)<br />

r<strong>at</strong>her than on the message itself. The advoc<strong>at</strong>e needed <strong>to</strong> convince the audience th<strong>at</strong> he<br />

himself—or his client—was trustworthy and possessed a character th<strong>at</strong> couldn‘t be doubted.<br />

And it was less important <strong>to</strong> theorists like Aris<strong>to</strong>tle and his successors th<strong>at</strong> he actually possess<br />

these characteristics than th<strong>at</strong> he project them. 29 Ethos was not necessarily an inherent<br />

characteristic, but an aura acquired deliber<strong>at</strong>ely through skilled manipul<strong>at</strong>ion. To project this<br />

ethos the advoc<strong>at</strong>e might need <strong>to</strong> disguise his true intentions or rely on some deliber<strong>at</strong>e<br />

28 Ibid.: ―… qui mihi sunt proximi, vulgus hominum est, qui cum haec abstruse, ut aiunt, non<br />

capiant, mirantur tamen, nec, credere velint an non, unquam secum ipsi cogitant. Docti<br />

mediocriter, quo sunt prudentiores, hoc cautious sese immiscent hisce m<strong>at</strong>hem<strong>at</strong>icorum<br />

litibus….‖ These might be men like Herwart von Hohenburg, the p<strong>at</strong>ron with whom Kepler<br />

discussed astrology, m<strong>at</strong>hem<strong>at</strong>ics, and chronology, or Duke Frederick of Würrtemberg, as we<br />

shall soon see below.<br />

29 See, for example, Michael H. Frost, Introduction <strong>to</strong> Classical Legal Rhe<strong>to</strong>ric: A Lost Heritage<br />

(Burling<strong>to</strong>n: Ashg<strong>at</strong>e, 2005), 67.<br />

155


deceptiveness, justifiable so long as such deception went undetected and led <strong>to</strong> the ultim<strong>at</strong>e<br />

success of the case. 30<br />

Kepler drew directly on this rhe<strong>to</strong>rical tradition—a tradition still flourishing in the<br />

sixteenth century—when he outlined <strong>to</strong> Galileo the method by which they might convince their<br />

audience of moder<strong>at</strong>ely learned men <strong>to</strong> judge their case favorably. By providing examples of<br />

reliable and authorit<strong>at</strong>ive sources on whom their readers could rely, Kepler argued, he and<br />

Galileo would be providing them with persuasive grounds for assent. Yet there remained a<br />

problem: there were, in fact, few Copernicans whom Kepler and Galileo could legitim<strong>at</strong>ely hold<br />

up as authorit<strong>at</strong>ive witnesses <strong>to</strong> support their cause. This was where the ―deception‖ <strong>to</strong> which<br />

Kepler referred came in. Kepler and Galileo, and other Copernicans along with them, needed <strong>to</strong><br />

marshal their own authority in the absence of external support, and project an image of such<br />

unquestionable expertise as <strong>to</strong> make it appear th<strong>at</strong> the weight of all authority was on their side.<br />

The moder<strong>at</strong>ely learned would thus be ―bewitched by the authority—I speak from experience—<br />

of those with m<strong>at</strong>hem<strong>at</strong>ical expertise.‖ 31<br />

How would this be accomplished? First, Kepler emphasized the production of<br />

astronomical tables by Copernicans. When people, he wrote, ―hear wh<strong>at</strong> ephemerides we already<br />

have, constructed from the hypotheses of Copernicus, [they will hear th<strong>at</strong>] all those who write<br />

ephemerides <strong>to</strong>day follow Copernicus.‖ 32 When, moreover, they are provided with m<strong>at</strong>hem<strong>at</strong>ical<br />

demonstr<strong>at</strong>ions of the phenomena from a Copernican perspective, he said, it will seem <strong>to</strong> them<br />

30 Ibid. 70; see also Richard W. Serjeantson, ―Proof and Persuasion,‖ 145–9.<br />

31 KGW 13:76: ――Docti mediocriter, quo sunt prudentiores, hoc cautius sese immiscent hisce<br />

m<strong>at</strong>hem<strong>at</strong>icorum litibus; quinimo fascinari possunt, quod expertus loquor, authorit<strong>at</strong>e m<strong>at</strong>heseos<br />

peri<strong>to</strong>rum.‖ It is, perhaps, no coincidence th<strong>at</strong> in his emphasis on deceptive persuasion Kepler<br />

invoked the verb fascinare, the technical term for<br />

the means by which witches could capture the souls of their victims.<br />

32 Ibid.: ―… cum audiunt, quas iam habeamus ephemerides, ex Copernici hypothesibus<br />

extructas; quicunque hodie scribant ephemerides, Copernicum omnes sequi.‖<br />

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th<strong>at</strong> ―the phenomena cannot be established without the motion of the Earth.‖ 33<br />

Neither<br />

conclusion, of course, was justified—ephemerides were often constructed based on the older,<br />

P<strong>to</strong>lemaic system, and m<strong>at</strong>hem<strong>at</strong>ical demonstr<strong>at</strong>ions could bolster P<strong>to</strong>lemaic as well as<br />

Copernican theory. Yet Kepler argued th<strong>at</strong> this deceptive str<strong>at</strong>egy was justifiable because of the<br />

ultim<strong>at</strong>e truth of Copernicanism: ―since [the claims of Copernican theory] are true,‖ he wrote,<br />

―why should they not be forced upon [others] as irrefutable?‖ 34<br />

In addition, Kepler emphasized th<strong>at</strong> Copernican m<strong>at</strong>hem<strong>at</strong>icians like himself and Galileo<br />

should write frequently and supportively <strong>to</strong> one another. Most university m<strong>at</strong>hem<strong>at</strong>icians, he<br />

noted dismissively, were lost causes, who demanded certain proofs and were hostile <strong>to</strong> the<br />

Copernican cause. If Copernicans isol<strong>at</strong>ed themselves from other m<strong>at</strong>hem<strong>at</strong>icians, and then<br />

wrote supportively <strong>to</strong> one another, they could then show these letters <strong>to</strong> the public, a practice th<strong>at</strong><br />

would make people think th<strong>at</strong> Copernicanism was the accepted norm in scholarly, m<strong>at</strong>hem<strong>at</strong>ical<br />

circles—th<strong>at</strong>, as Kepler wrote, ―all professors of m<strong>at</strong>hem<strong>at</strong>ics everywhere agree.‖ 35<br />

The sharing<br />

of letters, according <strong>to</strong> this str<strong>at</strong>egy, would cre<strong>at</strong>e not only a bond between like-minded<br />

individuals, but also the illusion of universal assent. And this illusion would make the claims of<br />

individual Copernicans much more readily accepted by an audience easily swayed by the specter<br />

of authority. 36<br />

After outlining this ambitious plan, Kepler ended his letter by backtracking. ―Is there<br />

truly need of this deception?‖ he asked. ―Be confident, Galileo, and go forth. If I conjecture well,<br />

33 Ibid.: ―… et cum ab ipsis postul<strong>at</strong>ur ut concedant quod non nisi in m<strong>at</strong>hesi institutis<br />

demonstrari possit, phaenomena sine motu terrae consistere non posse.‖<br />

34 Ibid.: ―…cumque sint vera, cur non pro irrefutabilibus obtruderentur?‖<br />

35 Ibid.: ―qua r<strong>at</strong>ione, monstr<strong>at</strong>is literis (quorsum etiam mihi tuae prosunt), opinionem hanc in<br />

animis doc<strong>to</strong>rum excitare potest, quasi omnes ubique professores m<strong>at</strong>hem<strong>at</strong>um consentirent.‖<br />

36 Along similar lines, Biagioli argues th<strong>at</strong> Galileo relied upon distance as a crucial device by<br />

which his authority could be constructed; he posits ―knowledge as constituted through a range of<br />

distance-based partial perceptions‖. See Biagioli, Galileo‘s Instruments of Credit, 26.<br />

157


few of the distinguished m<strong>at</strong>hem<strong>at</strong>icians of Europe will want <strong>to</strong> separ<strong>at</strong>e from us: such is the<br />

force of truth.‖ 37 Having only just heard from Galileo, one of the few fellow Copernicans with<br />

whom Kepler was familiar, Kepler could not have intended this st<strong>at</strong>ement as anything more than<br />

a rhe<strong>to</strong>rical flourish. Or perhaps th<strong>at</strong> was precisely the point—in ending with a forceful st<strong>at</strong>ement<br />

about the power of truth <strong>to</strong> unite all learned experts, Kepler was demonstr<strong>at</strong>ing the way he hoped<br />

<strong>to</strong> marshal rhe<strong>to</strong>ric <strong>to</strong> achieve, with effort and skill, the very goal th<strong>at</strong> he presented as artless and<br />

inevitable.<br />

Kepler’s Str<strong>at</strong>egy Enacted with Duke Frederick of Würrtemberg<br />

The str<strong>at</strong>egy th<strong>at</strong> Kepler articul<strong>at</strong>ed <strong>to</strong> Galileo was not simply a hypothetical suggestion.<br />

Even before Kepler‘s Mysterium cosmographicum ever made its way <strong>to</strong> Galileo, Kepler had<br />

already enacted some of his own suggestions in his <strong>at</strong>tempt <strong>to</strong> solicit princely p<strong>at</strong>ronage for the<br />

book, in the person of Frederick, the Duke of Würrtemberg. Kepler recognized th<strong>at</strong> Frederick<br />

would have little reason <strong>to</strong> support an unknown m<strong>at</strong>hem<strong>at</strong>ician who advanced hypotheses th<strong>at</strong><br />

seemed <strong>to</strong> contradict accepted scholarly wisdom. He pursued a two-pronged str<strong>at</strong>egy in his<br />

<strong>at</strong>tempts <strong>to</strong> convince the duke th<strong>at</strong> his discovery was worth supporting—on the one hand, he<br />

argued th<strong>at</strong> his discovery was novel and unprecedented, sure <strong>to</strong> set its readers alight with<br />

wonder; <strong>at</strong> the same time, he argued th<strong>at</strong> Copernican theory, which formed the found<strong>at</strong>ion of his<br />

text, was accepted by all those with real expertise, and hence was neither dangerous nor<br />

controversial. Moreover, not only was Copernicanism accepted by modern astronomers, but it<br />

had an ancient pedigree, which harked back <strong>to</strong> Pla<strong>to</strong> and Pythagoras. He thus provided a context<br />

37 KGW 13:76: ―Verum quid fraude opus est? Confide, Galilaee, et progredere. Si bene coniec<strong>to</strong>,<br />

pauci de praecipuis Europae m<strong>at</strong>hem<strong>at</strong>icis a nobis secedere volent: tanta vis est verit<strong>at</strong>is.‖<br />

158


out of which his work emerged, while highlighting the ways th<strong>at</strong> it advanced beyond th<strong>at</strong> context<br />

and provided a valuable contribution.<br />

Positing Copernicus as the theorist ―whom all the famous astronomers of our time follow,<br />

instead of P<strong>to</strong>lemy and Alfonso,‖ 38 Kepler briefly summarized Copernican theory, and noted th<strong>at</strong><br />

no one had yet ascertained why things were as Copernicus had described them. He then<br />

described his own theory, in which he had proven geometrically th<strong>at</strong> the universe was structured<br />

around the five Pla<strong>to</strong>nic solids. Kepler was right <strong>to</strong> stress the novelty of his own contribution, yet<br />

his contention th<strong>at</strong> Copernicanism was accepted by all experts—indeed, by ―all the famous<br />

astronomers of our time‖—was dubious <strong>at</strong> best. Kepler had not yet received Galileo‘s letter, and<br />

aside from himself and Michael Maestlin, his teacher of m<strong>at</strong>hem<strong>at</strong>ics and astronomy, there were<br />

few astronomers th<strong>at</strong> he could legitim<strong>at</strong>ely claim for the Copernican cause.<br />

Kepler also proposed <strong>to</strong> cre<strong>at</strong>e a unique and tangible m<strong>at</strong>erializ<strong>at</strong>ion of ideas of the<br />

Mysterium Cosmographicum for the duke‘s kunstkammer. As he explained, he would cre<strong>at</strong>e ―a<br />

credenza-goblet…with a real and actual image of the world and a model of the cre<strong>at</strong>ion, up so far<br />

as human reason can reach, and the likes of which has previously neither been seen nor heard by<br />

anyone.‖ 39<br />

Here, he appealed both <strong>to</strong> Frederick‘s respect for the authority of expert astronomers<br />

as well as <strong>to</strong> traditions of p<strong>at</strong>ronage and courtly culture, which placed gre<strong>at</strong> value on novelty and<br />

38 KGW 13:30: ―Copernicus (welchem alle berhuembte Astronomi unserer Zeit, an P<strong>to</strong>lemaei<br />

und Alphonsi<br />

st<strong>at</strong>t, nachfolgen)….‖<br />

39 KGW 13:28: ―Auch das gantze Werck und die Demonstr<strong>at</strong>ion des fuernehmisten intenti<br />

fueeglich und zierlich in einen Credentzbecher, dessen diameter einen werckhschuch hieltte,<br />

moechte gebracht werden: Woelliches dan ein recht eigentlich Ebenbild der Weltt, und Muster<br />

der Erschaffung, so weitt Menschliche Vernunfft reichen mag, und dergleichen zuvor nie von<br />

kheinem menschen gesehen noch gehoertt worden, sein und heissen moechte.‖ For a more<br />

detailed description of the goblet and Kepler‗s plans for it, see Adam Mosley, ―Objects of<br />

Knowledge: M<strong>at</strong>hem<strong>at</strong>ics and Models in Sixteenth-Century Cosmology and Astronomy,‖ in<br />

Transmitting Knowledge: Words, Images, and Instruments in Early Modern Europe, Eds.<br />

Sachiko Kusukawa and Ian Maclean (Oxford: Oxford <strong>University</strong> Press, 2006).<br />

159


collectability. According <strong>to</strong> these traditions, the prestige of a p<strong>at</strong>ron was demonstr<strong>at</strong>ed not<br />

merely by political conquests and by the men who popul<strong>at</strong>ed his court, but also by the value and<br />

uniqueness of the objects he assembled <strong>to</strong> fill his cabinet of curiosities. By acquiring objects<br />

which embodied learning and beauty, p<strong>at</strong>rons confirmed themselves as erudite and cultured. 40<br />

Kepler sought <strong>to</strong> entice the duke <strong>to</strong> support both his own career and the ideas of Copernicus by<br />

embodying his discoveries in the credenza-goblet, something concrete and collectible.<br />

At Kepler‘s request, Maestlin also wrote <strong>to</strong> Frederick, adding his own authorit<strong>at</strong>ive voice<br />

<strong>to</strong> Kepler‘s. Like Kepler, Maestlin argued th<strong>at</strong> Copernican theory had an ancient pedigree and<br />

was the standard from which all expert astronomers oper<strong>at</strong>ed, although he was a bit more<br />

circumspect in his language. ―Kepler follows the new or newly revived hypotheses of<br />

Copernicus‖, wrote Maestlin, ―which some time ago Aristarchus and other very wise<br />

philosophers taught: th<strong>at</strong> the Sun sits <strong>at</strong> the centre of the world, immobile, but the Earth moves,<br />

etc.‖ 41 Maestlin noted th<strong>at</strong> Copernican theory had not yet been perfectly formul<strong>at</strong>ed and was<br />

more complic<strong>at</strong>ed than P<strong>to</strong>lemaic theory; for this reason ―the common and ancient hypotheses<br />

[here, P<strong>to</strong>lemaic theory] are kept for the youth, and since they are easier <strong>to</strong> understand (as is only<br />

fair), they are taught: but all practitioners remain convinced by the demonstr<strong>at</strong>ions of<br />

40 See Paula Findlen, Possessing N<strong>at</strong>ure : Museums, Collecting, and Scientific Culture in Early<br />

Modern Italy (Berkeley: <strong>University</strong> of California Press, 1994). For collec<strong>to</strong>rs within the<br />

Empire—particularly Emperor Rudolf II himself—see R.J.W. Evans, Rudolf II and his World: A<br />

study in Intellectual His<strong>to</strong>ry, 1576-1612 (Oxford: Oxford <strong>University</strong> Press, 1973) and Thomas<br />

DaCosta Kaufmann, ―Remarks on the Collections of Rudolf II: The Kunstkammer as a Form of<br />

Represent<strong>at</strong>io,‖ Art Journal 38.1 (1978): 22-28.<br />

41 KGW 13:31: ―M. Johann Kepler den newen oder von newem auf die ban wider gebrachten<br />

hypothesibus Copernici, nachgeht, welcher, wie vor zeiten Aristarchus und andere<br />

hochverstendige philosophi, lehrt, das<br />

die Sonn sehe centrum mundi immobilis, die Erd aber bewege sich etc.‖<br />

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Copernicus.‖ 42 Though it is possible th<strong>at</strong> Maestlin referred <strong>to</strong> the technical use of Copernican<br />

theory for the production of tables (such as the Prutenic Tables), his language was ambiguous,<br />

and most likely conveyed <strong>to</strong> the duke the impression th<strong>at</strong> Copernicanism in its entirety was<br />

adopted by all experts.<br />

Duke Frederick, reassured by Maestlin‘s letter and intrigued by the idea of the goblet in<br />

the form of the cosmos, agreed <strong>to</strong> accept the goblet and p<strong>at</strong>ronize Kepler‘s book. In addition <strong>to</strong><br />

setting <strong>to</strong> work on the construction of the goblet, Kepler acknowledged Frederick‘s support by<br />

dedic<strong>at</strong>ing the opening diagram of the book—a depiction of the goblet—<strong>to</strong> him. Unfortun<strong>at</strong>ely,<br />

the credenza-goblet was never finished; the project was a difficult one, and Kepler ran in<strong>to</strong><br />

trouble dealing with the artisan responsible for its construction, particularly from a distance.<br />

Likewise, Kepler did not immedi<strong>at</strong>ely receive any monetary gifts for his work—he had <strong>to</strong> wait<br />

until several years l<strong>at</strong>er for his 250 gulden reward from the est<strong>at</strong>es of Styria. Still, Kepler did<br />

benefit from the dedic<strong>at</strong>ion <strong>to</strong> the duke, and in ways he had not fully anticip<strong>at</strong>ed. As the<br />

Tübingen theologians began <strong>to</strong> express their reserv<strong>at</strong>ions about Kepler‘s book, they were<br />

restrained by the power of the important p<strong>at</strong>ron Kepler had secured for himself. Indeed, when<br />

Masetlin wrote <strong>to</strong> Kepler describing the complaints of the theologians, he noted th<strong>at</strong> ―the book<br />

somewh<strong>at</strong> offends our theologians, though moved by the authority of our prince (<strong>to</strong> whom the<br />

principle diagram is dedic<strong>at</strong>ed), they leave it undecided.‖ 43<br />

Likewise, Kepler himself<br />

acknowledged th<strong>at</strong> his book likely could not have been printed in the first place had he not<br />

secured Duke Frederick‘s support. He was pleased, he wrote <strong>to</strong> Maestlin, th<strong>at</strong><br />

42 Ibid.: ―… werden zwar in allen Schulen die communes et antiquae hypotheses bey der Jugent<br />

behalten, und als leichter zu verstehen, wie billich, gelehert: Aber alle Artifices bleiben doch<br />

samentlich ben des Copernici demonstr<strong>at</strong>ionibus.‖<br />

43 KGW 13:80: ―Idem (quod tamen tibi hic concreditum velim) nostros Thelogos etiam nonnihil<br />

offendit, authorit<strong>at</strong>e tamen Principis nostri, cui principale Schema dedic<strong>at</strong>um est, moti, in medio<br />

relinquunt.‖<br />

161


…with the authority of the prince having been indirectly won over, the book was able <strong>to</strong><br />

be printed <strong>at</strong> Tübingen, which certainly could not have been done if the court had not<br />

fortified me against the hidden thoughts of many people. They perhaps thought they<br />

would have gotten in the way of the prince‘s pleasures if they had impeded my little<br />

book. At any r<strong>at</strong>e, I truly did not consider this when I first approached the prince. 44<br />

Though he may not have turned the duke in<strong>to</strong> a Copernican, in other words, Kepler realized th<strong>at</strong><br />

the support of the duke had been crucial <strong>to</strong> the spread of his Copernican message. By impressing<br />

on the duke th<strong>at</strong> his theories were both novel and authorit<strong>at</strong>ive, and then by making those<br />

theories the concrete property of the duke in the form of the credenza-goblet, Kepler had secured<br />

himself against some of the ―rages of the masses‖ th<strong>at</strong> Galileo had so worried about.<br />

In their dealings with Duke Frederick, Kepler and Maestlin thus performed the very<br />

rhe<strong>to</strong>rical maneuvers th<strong>at</strong> Kepler outlined <strong>to</strong> Galileo shortly thereafter. Kepler contended th<strong>at</strong><br />

Copernicanism was a theory <strong>to</strong> which all experts gave their ready consent, and he provided the<br />

Mysterium cosmographicum as an example of a gre<strong>at</strong> achievement made possible by the ideas of<br />

Copernicus. He then had Maestlin send a supporting letter, emphasizing precisely these points<br />

and reinforcing Kepler‘s contention th<strong>at</strong> the weight of authority was on his side. And he<br />

imagined an object which the duke could hold up as a m<strong>at</strong>erial embodiment of th<strong>at</strong> authority. As<br />

Kepler would l<strong>at</strong>er emphasize <strong>to</strong> Galileo, the slight deceptions involved in this campaign were<br />

justifiable, for Frederick‘s support would do wonders for the spread of Kepler‘s book, and hence<br />

the Copernican cause more broadly. 45<br />

44 KGW 13:85: ―Sufficit tamen mihi, negocium hoc tantum mihi profuisse, ut sub oblique<br />

concili<strong>at</strong>a principis authorit<strong>at</strong>e, liber Tubingae excudj potuerit, quod fieri procul dubio non<br />

potuisset, nisj me aula contra mul<strong>to</strong>rum occultas cogit<strong>at</strong>iones munivissem. Videbantur sibj forte<br />

Principis delicias impedire, si meum libellum impedissent. Ego vero hoc certe non spectavj, cum<br />

Principem primum adirem.‖<br />

45 Interestingly, Galileo may not have been averse <strong>to</strong> Kepler‘s str<strong>at</strong>egy of ―deceptive‖ persuasion.<br />

Paul Feyerabend argues th<strong>at</strong> in the Dialogue, ―Galileo uses propaganda. He uses psychological<br />

tricks in addition <strong>to</strong> wh<strong>at</strong>ever intellectual reasons he has <strong>to</strong> offer. These tricks are very<br />

successful: they lead him <strong>to</strong> vic<strong>to</strong>ry. But they obscure the new <strong>at</strong>titude <strong>to</strong>wards experience th<strong>at</strong> is<br />

162


Kepler’s Str<strong>at</strong>egy Enacted: The Dissert<strong>at</strong>io cum Sidereo Nuncio<br />

Despite Kepler‘s best wishes, Galileo never replied <strong>to</strong> Kepler‘s letter of encouragement.<br />

But thirteen years l<strong>at</strong>er, Galileo published his famous Sidereus nuncius, which contained reports<br />

of his telescopic observ<strong>at</strong>ions of the moon and stars, and of his discovery of the moons of<br />

Jupiter, which he called the ―Medicean stars‖ in honor of his Medici p<strong>at</strong>rons. After publishing<br />

the book, Galileo renewed his contacts with Kepler, writing <strong>to</strong> the Tuscan ambassador in Prague<br />

with a request for Kepler‘s opinion of the work. Though Kepler had no telescope with which <strong>to</strong><br />

verify Galileo‘s claims, he responded with a long letter of support, published with few changes<br />

under the title Dissert<strong>at</strong>io cum Nuncio Sidereo, or A convers<strong>at</strong>ion with Galileo‘s Sidereal<br />

Messenger. 46<br />

When we consider Kepler‘s Dissert<strong>at</strong>io in light of his 1597 letter <strong>to</strong> Galileo, his quick<br />

show of support makes perfect sense. 47<br />

Not only was Kepler excited about the telescope with<br />

in the making…they obscure the fact th<strong>at</strong> the experience on which Galileo wants <strong>to</strong> base the<br />

Copernican view is nothing but the result of his own fertile imagin<strong>at</strong>ion, and th<strong>at</strong> it has been<br />

invented. They obscure this fact by insinu<strong>at</strong>ing th<strong>at</strong> the new results which emerge are known and<br />

conceded by all, and need only be called <strong>to</strong> our <strong>at</strong>tention <strong>to</strong> appear as the most obvious<br />

expression of the truth‖. See his Against Method (London: Verso, 1993), 65. Maurice<br />

Finocchiaro likewise examines the rhe<strong>to</strong>rical and propagandistic elements of the Dialogue,<br />

which he sees as ―an <strong>at</strong>tempt by verbal means and techniques <strong>to</strong> induce or increase adherence <strong>to</strong><br />

Copernicanism‖. See his Galileo and the Art of Reasoning: Rhe<strong>to</strong>rical Found<strong>at</strong>ions of Logic and<br />

Scientific Method (Dordrecht: Springer, 1980), 22.<br />

46 Shortly thereafter, Kepler obtained a telescope and published his verific<strong>at</strong>ion of Galileo‘s<br />

results, titled Narr<strong>at</strong>io de Jovis s<strong>at</strong>ellitibus (1611). For a transl<strong>at</strong>ion and detailed analysis of the<br />

two texts, see Isabelle Pantin, Discussion avec Le Messager Céleste: Rapport sur l‘observ<strong>at</strong>ion<br />

des s<strong>at</strong>ellites de Jupiter (Paris: Les Belles Lettres, 1993). For an English transl<strong>at</strong>ion of the<br />

Dissert<strong>at</strong>io, with detailed notes, see Edward Rosen, Kepler‘s Convers<strong>at</strong>ion with Galileo‘s<br />

Sidereal Messenger, ed. Edward Rosen (New York: Johnson Reprint Corp., 1965).<br />

47 For a different interpret<strong>at</strong>ion of Kepler‘s rel<strong>at</strong>ionship with Galileo, and in particular of<br />

Kepler‘s support of Galileo‘s Sidereus nuncius, see Biagioli, Galileo‘s Instruments of Credit. My<br />

approach follows Biagoli‘s general depiction of Galileo by emphasizing Kepler‘s construction of<br />

authority. My disagreement with Biagioli‘s specific interpret<strong>at</strong>ion of Kepler‘s response <strong>to</strong> the<br />

Sidereus nuncius rests primarily on its emphasis on Galileo‘s prestige <strong>at</strong> the expense of Kepler‘s.<br />

According <strong>to</strong> Biagioli, Kepler supported Galileo because by <strong>at</strong>taching himself <strong>to</strong> Galileo he<br />

163


which Galileo made his observ<strong>at</strong>ions in the Sidereus nuncius, but he also could not have failed <strong>to</strong><br />

note th<strong>at</strong> in the Sidereus nuncius Galileo had, for the first time, publicly supported the<br />

Copernican system, when he remarked, almost as an aside, th<strong>at</strong> the four Medicean stars<br />

―execut[e] with one harmonious accord mighty revolutions every dozen years about the centre of<br />

the universe; th<strong>at</strong> is, the Sun.‖ 48<br />

When Kepler received the request <strong>to</strong> evalu<strong>at</strong>e Galileo‘s<br />

telescopic work, he saw it as a prime opportunity <strong>to</strong> support a fellow Copernican. Indeed, when<br />

asked for his opinion of Galileo by Giovanni Magini, he responded <strong>at</strong> the outset th<strong>at</strong> ―we are<br />

both Copernicans,‖ and noted, echoing Erasmus, th<strong>at</strong> ―like rejoices with like.‖ 49<br />

Moreover, the str<strong>at</strong>egy th<strong>at</strong> Kepler marshalled within his Dissert<strong>at</strong>io has much in<br />

common with the outline for the dissemin<strong>at</strong>ion of Copernicanism th<strong>at</strong> he had first laid out in the<br />

letter of 1597—both in the emphasis on expertise and authority as grounds for assent, and in the<br />

idea of communic<strong>at</strong>ion as a means <strong>to</strong> convey the impression of a community of believers. First,<br />

Kepler wrote of his support in a quick letter <strong>to</strong> Galileo, which he published thereafter as the text<br />

of the Dissert<strong>at</strong>io, with very few changes. He emphasized <strong>at</strong> the opening of the text th<strong>at</strong> the<br />

Dissert<strong>at</strong>io represented a priv<strong>at</strong>e convers<strong>at</strong>ion between two like-minded experts, one which he<br />

was sharing only <strong>to</strong> make clear <strong>to</strong> everyone his agreement with Galileo. In his dedic<strong>at</strong>ion <strong>to</strong><br />

Giuliano de Medici he described the book as a text which had been ―priv<strong>at</strong>e and particular <strong>to</strong><br />

would advance his own credit and prestige. Yet as Imperial M<strong>at</strong>hem<strong>at</strong>ician, Kepler‘s prestige<br />

was <strong>at</strong> this point far gre<strong>at</strong>er than th<strong>at</strong> of Galileo. Moreover, Kepler viewed Italian science, and in<br />

particular Italian astronomy, as less advanced than the astronomy of Germany; he noted <strong>to</strong><br />

Galileo, for instance, th<strong>at</strong> he should not be surprised <strong>at</strong> opposition in Italy, a place ―in qua rei<br />

tritissimae et apud omnes Astronomos contest<strong>at</strong>issimae, Parallaxium scilicet, extant<br />

oppugna<strong>to</strong>res loco eminentissimi, eruditionis fama celeberrimi‖ (KGW 16:584).<br />

48 Stillman Drake (ed.), Discoveries and opinions of Galileo (Garden City: Anchor Books, 1957),<br />

23.<br />

49 KGW 16:573: ―Copernicani sumus uterque; similis simili gaudet.‖<br />

164


Galileo‖ and was only now being made public in printed form, 50 and he remarked in his notice <strong>to</strong><br />

the reader th<strong>at</strong> in cre<strong>at</strong>ing the Dissert<strong>at</strong>io he had simply adopted ―this short cut: I have had<br />

printed the letter th<strong>at</strong> I sent <strong>to</strong> Galileo (which was composed with gre<strong>at</strong> speed, within the<br />

prescribed time, among other urgent occup<strong>at</strong>ions).‖ 51<br />

The public<strong>at</strong>ion of the Dissert<strong>at</strong>io, literally<br />

―convers<strong>at</strong>ion,‖ was, for Kepler, equivalent <strong>to</strong> the supportive sharing of letters which he outlined<br />

so many years earlier.<br />

Within the Dissert<strong>at</strong>io, Kepler emphasized Galileo‘s expertise—and the expertise of<br />

those who transmitted his message—as a reason why his claims must be accepted, also a theme<br />

of the 1597 letter. Kepler noted th<strong>at</strong> Wackher, who had first brought him the news of Galileo‘s<br />

discovery, had <strong>to</strong>ld him th<strong>at</strong> ―very illustrious men, exalted by their educ<strong>at</strong>ion, dignity, and<br />

constancy far above the foolishness of common people, report these things about Galileo.‖ 52<br />

The<br />

authority of these reports influenced Kepler, he wrote, as did ―the authority of Galileo …<br />

acquired by the rectitude of his judgement and by his skilled n<strong>at</strong>ure.‖ 53 In explaining his<br />

immedi<strong>at</strong>e concurrence with Galileo‘s writings, he wrote, ―perhaps I shall seem reckless, since I<br />

trust your assertions so willingly, bolstered by no personal experience. But why should I not trust<br />

50 KGW 4:285.26–27: ―Accipe igitur ex priv<strong>at</strong>a et Galilaei propria, publicam descriptione<br />

factam,<br />

publica dic<strong>at</strong>ione iam Tuam.‖<br />

51 Ibid., 286.2–4: ―Cum multi sententiam meam super Galilaei nuncio siderio expeterent;<br />

s<strong>at</strong>isfacere placuit omnibus hoc operae compendio; ut Epis<strong>to</strong>lam ad Galilaeum missam<br />

(magnam quidem festin<strong>at</strong>ione inter occup<strong>at</strong>ions necessarias, intra praescriptum diem fusam)<br />

publicis typis excriberem.‖<br />

52 Ibid., 286.28–30: ―… viros esse clarissimos, doctrina, gravit<strong>at</strong>e, Constantia, supra popularem<br />

vanit<strong>at</strong>em<br />

longissime evec<strong>to</strong>s, qui haec de Galilaeo perscribant.‖<br />

53 Ibid., 286.32–33: ―Me … Galilaei potissimum movit authoritas, iudicii rectitudine, ingeniique<br />

solertia parta.‖<br />

165


a most learned m<strong>at</strong>hem<strong>at</strong>ician…?‖ 54<br />

He emphasized Galileo‘s expertise as a user of the<br />

telescope in contrast <strong>to</strong> his own inexperience: ―Should I, dim-sighted, disparage someone with<br />

keen sight? Or someone equipped with optical instruments, while I myself, bare, lack this<br />

equipment?‖ 55 Kepler presented Galileo‘s expertise as incontrovertible, and implied th<strong>at</strong> his<br />

claims were similarly unassailable.<br />

Kepler also noted external fac<strong>to</strong>rs th<strong>at</strong> bolstered the credibility of Galileo‘s testimony.<br />

Galileo had publicly made his views available, so th<strong>at</strong> they could be verified by others. He was,<br />

moreover, a ―Florentine noble,‖ 56 one who was backed by one of the most respected families in<br />

Tuscany, the Medici. ―Would it have been a small thing‖, wrote Kepler, ―for him <strong>to</strong> trifle with<br />

the family of the Grand Dukes of Tuscany, and <strong>to</strong> affix the Medicean name <strong>to</strong> his own<br />

inventions, while on the other hand promising planets?‖ 57<br />

Kepler also pointed out th<strong>at</strong> if Galileo<br />

had wanted <strong>to</strong> perpetr<strong>at</strong>e a fraud, he would have done so in a way th<strong>at</strong> was more logical and<br />

intuitive, one th<strong>at</strong> would more easily gain the assent of his victims. Why, asked Kepler, would<br />

Galileo have invented planets only around Jupiter and not around any of the other planets? And<br />

why would he have chosen four planets specifically, a number not paralleled elsewhere in<br />

n<strong>at</strong>ure? With this line of reasoning, Kepler argued th<strong>at</strong> Galileo‘s claims were credible precisely<br />

54 Ibid., 290.13–15: ―Temerarius forte videri possim, qui tuis assertionibus, nulla propria<br />

experientia<br />

suffultus tam facile credam: At qui non credam M<strong>at</strong>hem<strong>at</strong>ico doctissimo….‖<br />

55 Ibid., 290.20–22: ―Egone ut P<strong>at</strong>ricio Florentino fidem derogem de iis quae vidit? perspicaci<br />

lusciosus?<br />

instrumentis ocularibus instruc<strong>to</strong>, ipse nudus et ab hac supellectili inops?‖ Kepler here<br />

referenced<br />

not only Galileo‘s telescope but also his own myopia.<br />

56 Ibid., 290.20–22.<br />

57 Ibid., 290.25–27: ―An parum hoc fuerit, Magnorum Hetruriae Ducum familiam ludificari,<br />

Mediceumque<br />

nomen figmentis suis praefigere, planetas interim verso pollicentem?‖<br />

166


ecause they were unusual, and even illogical, of the sort th<strong>at</strong> no one would deliber<strong>at</strong>ely<br />

fabric<strong>at</strong>e.<br />

Finally, a key element of Kepler‘s str<strong>at</strong>egy of persuasion, as outlined in his 1597 letter,<br />

involved his conveying the illusion of wide-ranging assent. To this end, Kepler devoted much of<br />

the Dissert<strong>at</strong>io <strong>to</strong> an illustr<strong>at</strong>ion of the many people who anticip<strong>at</strong>ed Galileo, or whose ideas and<br />

discoveries coincided with those of Galileo. 58<br />

Kepler first noted th<strong>at</strong> although the idea of so<br />

powerful a telescope may have seemed unbelievable, ―it is by no means impossible or new.‖ 59<br />

In<br />

fact, not only had it been produced recently by the Dutch, but it had been discussed even earlier,<br />

when ―already many years ago it was revealed by Io. Baptista Porta in his book of n<strong>at</strong>ural<br />

magic.‖ 60 Likewise, Kepler himself had anticip<strong>at</strong>ed the telescope in his Optical part of<br />

astronomy. 61<br />

58 Kepler likely also had personal reasons for emphasizing Galileo‘s scholarly precedents. He<br />

was not pleased th<strong>at</strong> Galileo had neglected <strong>to</strong> mention any of his own achievements th<strong>at</strong> had<br />

contributed <strong>to</strong> Galileo‘s work, and wrote <strong>to</strong> Magini th<strong>at</strong> though he approved of Galileo‘s book<br />

and rejoiced in its claims, ―pu<strong>to</strong> tamen (si legas <strong>at</strong>tente) me s<strong>at</strong>is mihi cavisse; et ubi potui ad<br />

sua ipsum principia revocasse‖ (KGW 16:573). Likewise, Martin Hasdale noted th<strong>at</strong> while<br />

Kepler endorsed Galileo‘s book, ―se medesimo, professando di havere accenna<strong>to</strong> simili cose …<br />

et haveva porta<strong>to</strong> seco il suo libro, per mostrar allo Ambascia<strong>to</strong>re Sassone il luogo‖ (KGW<br />

16:564). Finally, Kepler always felt it <strong>to</strong> be his duty, like any good humanist, <strong>to</strong> document his<br />

sources fully and precisely, and Galileo‘s failure <strong>to</strong> give credit where credit was due would have<br />

been seen as an omission on his part. Thus Isabelle Pantin notes th<strong>at</strong> Kepler‘s cit<strong>at</strong>ion of<br />

Galileo‘s sources was intended <strong>to</strong> add back <strong>to</strong> the work the crucial element of dialogue with a<br />

textual tradition [Pantin, Discussion avec Le Messager Céleste, cv]. Yet wh<strong>at</strong>ever critique Kepler<br />

hoped <strong>to</strong> convey in his cit<strong>at</strong>ion of Galileo‘s sources, he meant it <strong>to</strong> be mild, and subsumed <strong>to</strong> his<br />

larger goal of supporting Galileo‘s work and the Copernicanism th<strong>at</strong> underpinned it. This is<br />

evident in his distress when his book was misunders<strong>to</strong>od, as we shall see below, and in the<br />

lengths he <strong>to</strong>ok <strong>to</strong> correct the misunderstanding.<br />

59 KGW 4:291.36–37: ―Incredibile multis videtur epichirema tam efficacis perspicilli, <strong>at</strong><br />

impossibile<br />

aut novum nequaquam est.‖<br />

60 Ibid., 291.37–38: ―…nec nuper a Belgis prodiit, sed <strong>to</strong>t iam annis antea proditum a Io.<br />

Baptista Porta, Magiae n<strong>at</strong>uralis libro.‖<br />

61 Ibid., 292.28–35.<br />

167


Kepler also cited authorit<strong>at</strong>ive predecessors who agreed with Galileo‘s claims about the<br />

n<strong>at</strong>ure of the Moon‘s surface, the possibility of additional planets, and the mass of stars in the<br />

Milky Way—predecessors who included Pythagoras, Plutarch, Bruno, Maestlin, and of course,<br />

Kepler himself. ―You confirm those who previously asserted the very same thing as you‖, Kepler<br />

wrote. 62<br />

Galileo, in Kepler‘s telling, followed in the tradition of many innova<strong>to</strong>rs who<br />

progressed by walking in the footsteps of illustrious predecessors: ―th<strong>at</strong> which you say you<br />

recently discovered with your own eyes, they had predicted long before you, as is required.‖ 63<br />

In<br />

citing the members of a preexisting community of believers, Kepler hoped <strong>to</strong> bolster Galileo‘s<br />

claims, if not <strong>to</strong> present them as foregone conclusions, then <strong>at</strong> the very least depicting them as<br />

commonly held beliefs, r<strong>at</strong>her than novelties. 64<br />

The weight of authority, he hoped <strong>to</strong> show, was<br />

on Galileo‘s side.<br />

Kepler’s Str<strong>at</strong>egy Backfires: The Dangers of an Ethos-based Campaign<br />

Before Kepler published his Dissert<strong>at</strong>io, a number of interested friends and fellow<br />

scholars wrote <strong>to</strong> him requesting his opinion of Galileo‘s new discoveries. Martin Horky, a<br />

young Bohemian living in Bologna, was one such friend. ―It is a wondrous thing, and an<br />

as<strong>to</strong>unding thing,‖ wrote Horky <strong>to</strong> Kepler of Galileo‘s s<strong>to</strong>ry of the moons of Jupiter in l<strong>at</strong>e<br />

March, 1610. ―Whether it is true or false I do not know.‖ 65<br />

He wrote two more letters in the<br />

62 Ibid., 303.34–35: ―… confirm<strong>at</strong>is iis, qui pridem hoc idem tecum asseverabant….‖<br />

63 Ibid., 305.6–7: ―… quod nuperrime tuis oculus deprehendisse ais, sic esse oportere tibi tan<strong>to</strong><br />

ante praedixerant.‖<br />

64 As Elizabeth Spiller notes, ―Kepler‘s emphasis on established textual evidence clearly works<br />

<strong>to</strong> cre<strong>at</strong>e a more recognizable scholarly context for Galileo‘s remarkable claims. If Galileo is<br />

anticip<strong>at</strong>ed by Pythagoras or supported by Maestlin, he is less likely <strong>to</strong> be wrong‖. See her<br />

Science, Reading, and Renaissance Liter<strong>at</strong>ure: The Art of Making knowledge, 1580–1670<br />

(Cambridge: Cambridge <strong>University</strong> Press, 2004), 119.<br />

65 KGW 16:562: ―Est res miranda: est res stupenda. Vera an falsa, ignoro.‖<br />

168


next two weeks again asking for Kepler‘s opinion of the Galilean discoveries, though by last he<br />

was starting <strong>to</strong> doubt Galileo, and wondered whether they might be simply a fabula, a tall tale. 66<br />

Finally, by April 27, he had decided th<strong>at</strong> Galileo was simply not <strong>to</strong> be trusted. Indeed, he wrote<br />

<strong>to</strong> Kepler, Galileo had visited him and his men<strong>to</strong>r, the m<strong>at</strong>hem<strong>at</strong>ician and astronomer Giovanni<br />

An<strong>to</strong>nio Magini, in Bologna only recently, and had brought his telescope with him in order <strong>to</strong><br />

show them ―those made-up planets.‖ 67<br />

At night, they had tested the telescope out, with very<br />

disappointing results. ―On earth it works miracles,‖ he wrote, but ―in the heavens it deceives.‖ 68<br />

In particular, he noted th<strong>at</strong> while he was able <strong>to</strong> see four very small stars around Jupiter, as<br />

Galileo had claimed, as had those with him, ―all acknowledged th<strong>at</strong> the instrument deceived.‖ 69<br />

According <strong>to</strong> Horky,<br />

Galileo became silent, and on the twenty-sixth, a Monday, he sorrowfully departed from<br />

from our most illustrious master Magini very early in the morning. And he gave no<br />

thanks for infinite kindnesses and reflections [he had received], because he sold a tall<br />

tale. 70<br />

Horky added, in a German post-script <strong>at</strong> the very bot<strong>to</strong>m of the otherwise L<strong>at</strong>in letter, th<strong>at</strong> he had<br />

surreptitiously ―made an impression of the spyglass in wax,‖ 71 so th<strong>at</strong> he might construct one<br />

better than Galileo‘s upon his return home. R<strong>at</strong>her than immedi<strong>at</strong>ely replying <strong>to</strong> Horky, Kepler<br />

wrote his Dissert<strong>at</strong>io <strong>to</strong> Galileo as an open letter for all <strong>to</strong> see. He hoped th<strong>at</strong> Horky and others<br />

might read his letter and see in it his clear support of Galileo, and alter their own views<br />

66 KGW 16:565: ―Ephemerides quas T.E. cum Magino secundum fundamenta Tychonica edere<br />

vult, opus est ut 11 Planetas habeant, si d<strong>at</strong>ur fabula illa Galilei esse vera.‖<br />

67 KGW 16:570: ―Galileus Galileus M<strong>at</strong>hem<strong>at</strong>icus P<strong>at</strong>auiensis venit ad nos Bononiam et<br />

perspicillum illud per quod 4 fic<strong>to</strong>s Planetas vidit <strong>at</strong>tulit.‖<br />

68 Ibid.: ―In inferioribus facit mirabilia, in coelo fallit.‖<br />

69 Ibid.: ―Sed omnes instrumentum fallere sunt confessi.‖<br />

70 Ibid.: ―At Galileus obmutuit et 26 die lunae tristis ab Illustrissimo Domino Magino discessit<br />

summo mane et pro beneficiis cogit<strong>at</strong>ionibus infinitis quia fabulam vendidit repletus gr<strong>at</strong>ias non<br />

egit.‖<br />

71 Ibid.: ―Ich hab das Perspicillum als in Wachs abges<strong>to</strong>chen das niemandt weiss.‖<br />

169


accordingly. In June of 1610, after publishing the Dissert<strong>at</strong>io, he finally wrote back <strong>to</strong> Horky<br />

and held up the Dissert<strong>at</strong>io as both his response <strong>to</strong> Horky and his true opinion of Galileo. ―You<br />

are still caught up in your original doubts about the stars of Galileo,‖ he wrote <strong>to</strong> Horky. ―I do<br />

not marvel, nor do I blame you: it is proper for the opinions of philosophers <strong>to</strong> be free.‖ 72<br />

Yet<br />

Kepler hoped th<strong>at</strong> if Horky truly respected his opinion, as he had claimed, he might read<br />

Kepler‘s Dissert<strong>at</strong>io with an open mind, and his doubts might be resolved. Horky had<br />

mentioned <strong>to</strong> Kepler th<strong>at</strong> he hoped <strong>to</strong> write a book <strong>at</strong>tacking Galileo, and Kepler hoped th<strong>at</strong> he<br />

had not yet done so; if he had, Kepler asked, ―please, <strong>to</strong> gr<strong>at</strong>ify me, who loves both you and<br />

truth: free me from concern, and wrote <strong>to</strong> Galileo th<strong>at</strong>, having read my Dissert<strong>at</strong>io, you began <strong>to</strong><br />

believe th<strong>at</strong> which previously seemed untrue <strong>to</strong> you.‖ 73<br />

While Horky had managed <strong>to</strong> read Kepler‘s Dissert<strong>at</strong>io, he unfortun<strong>at</strong>ely did not receive<br />

Kepler‘s June letter before going ahead and publishing his own book, the Brevissima<br />

peregrin<strong>at</strong>io contra Nuncium Sidereum (―Brief Foray Against the Sidereal Messenger‖). And<br />

while Kepler had hoped th<strong>at</strong> Horky might read his Dissert<strong>at</strong>io and decide <strong>to</strong> judge Galileo more<br />

favorable, Horky learned exactly the opposite lesson from Kepler‘s published letter. He believed<br />

th<strong>at</strong> Kepler had intended his Dissert<strong>at</strong>io as a critique—not an endorsement—of Galileo‘s text.<br />

Kepler‘s Dissert<strong>at</strong>io, <strong>to</strong> Horky‘s mind, had only bolstered his initial impressions of Galileo‘s<br />

deceit. Indeed, Horky specifically cited the Dissert<strong>at</strong>io of Kepler in his Peregrin<strong>at</strong>io as<br />

supporting evidence for his claims of Galileo‘s trickery. So convinced was Horky th<strong>at</strong> he had<br />

read Kepler correctly th<strong>at</strong> in May of 1610 he sent Kepler a copy of his own book<br />

72 KGW 16:580: ―Haeres tu quidem adhuc in pristina dubit<strong>at</strong>ione super Galilei syderibus: non<br />

miror nec culpo: philosophantium sententias oportet esse liberas.‖<br />

73 Ibid.: ―…age, mihi gr<strong>at</strong>ificare, qui verit<strong>at</strong>em, qui te, amo; sollicitudine me libera, et ad<br />

Galileum perscribe, quid, lecta mea Dissert<strong>at</strong>ione, credere incipias, quod antea tibi veri<br />

dissonum videb<strong>at</strong>ur.‖<br />

170


in which he wrote th<strong>at</strong> he owed Kepler a gre<strong>at</strong> debt, for ―I know where the deception comes<br />

from, as you most learnedly discovered in your Dissert<strong>at</strong>io.‖ 74<br />

(This letter evidently <strong>to</strong>ok some<br />

time <strong>to</strong> reach Kepler, for Kepler‘s June letter <strong>to</strong> Horky, asking him <strong>to</strong> read the Dissert<strong>at</strong>io and<br />

write positively <strong>to</strong> Galileo, betrays no knowledge of Horky‘s use of the Dissert<strong>at</strong>io in his<br />

Peregrin<strong>at</strong>io.)<br />

While Horky may have simply been a poor reader, he was not the only one <strong>to</strong> understand<br />

Kepler‘s Dissert<strong>at</strong>io as a critique of Galileo, r<strong>at</strong>her than an endorsement. Michael Maestlin—<br />

himself already a Copernican, and not someone who would rashly and unthinkingly oppose<br />

Galileo‘s new discoveries—also praised Kepler for taking Galileo down a notch: ―You have<br />

deplumed Galileo,‖ 75 he wrote, alluding <strong>to</strong> Aesop‘s s<strong>to</strong>ry of the jackdaw th<strong>at</strong> dressed itself in the<br />

borrowed fe<strong>at</strong>hers of other birds. Georg Fugger, the Imperial ambassador in Venice, used this<br />

reference yet again. He praised Kepler for his trenchant critique of Galileo, and wrote th<strong>at</strong><br />

Galileo was ―accus<strong>to</strong>med <strong>to</strong> collecting … the fe<strong>at</strong>hers of others, in order <strong>to</strong> decor<strong>at</strong>e himself as<br />

Aesop‘s crow.‖ 76<br />

Why was Kepler‘s Dissert<strong>at</strong>io so drastically misunders<strong>to</strong>od? 77 It seems th<strong>at</strong> while Kepler<br />

had noted all those who had anticip<strong>at</strong>ed Galileo‘s claims in order <strong>to</strong> highlight them as supporting<br />

74 KGW 16:575: ―Scio deceptio unde veni<strong>at</strong>, hanc tu vir doctissime in dissert<strong>at</strong>ione … invenisti.‖<br />

75 KGW 16:592: ―Galileum deplumasti.‖<br />

76 KGW 16:566: ―Nouit et solet homo ille aliorum pennis hinc inde collectis, uti coruus apud<br />

Aesopum se decorare.‖<br />

77 As noted earlier, the misunderstanding may have had some basis in fact, as Kepler was<br />

certainly frustr<strong>at</strong>ed by Galileo‘s failure <strong>to</strong> cite his sources. Yet he expressed all his allusions <strong>to</strong><br />

Galileo‘s predecessors in ways th<strong>at</strong> he hoped would serve <strong>to</strong> bolster Galileo‘s credibility, r<strong>at</strong>her<br />

than the reverse. Galileo certainly unders<strong>to</strong>od Kepler‘s text as praise, r<strong>at</strong>her than reproach. He<br />

wrote <strong>to</strong> Vinta, the Tuscan minister, th<strong>at</strong> Kepler had ―scrit<strong>to</strong> in approbazione di tutte le particole<br />

contenute nel mio libro, senza pur contradire o dubitare in una sola minima cosa‖ (KGW<br />

16:572). Modern scholars have also overwhelmingly read Kepler‘s Dissert<strong>at</strong>io as a favourable<br />

document of support for Galileo. See, for instance, Rosen, ―Galileo and Kepler,‖ 264; Judith V.<br />

Field, ―Cosmology in the Work of Kepler and Galileo‖, in Ed. Paolo Galluzzi, Novità Celesti e<br />

171


authorities and <strong>to</strong> cre<strong>at</strong>e the impression of a community of experts all in agreement, others<br />

interpreted Kepler‘s work as a neg<strong>at</strong>ive st<strong>at</strong>ement about Galileo‘s character. Kepler had intended<br />

<strong>to</strong> convince people <strong>to</strong> believe him and his fellow Copernicans through a rhe<strong>to</strong>rical campaign<br />

based on the idea of ethos, focusing on their perceived characters alone; and, in a way he had not<br />

foreseen, he did just th<strong>at</strong>. In highlighting the many thinkers who had anticip<strong>at</strong>ed Galileo, Kepler<br />

unwittingly cre<strong>at</strong>ed the impression th<strong>at</strong> Galileo had claimed credit for the discoveries of others—<br />

hence the two references <strong>to</strong> Galileo as Aesop‘s crow. And if Galileo could not be trusted <strong>to</strong><br />

name those individuals whose ideas had led <strong>to</strong> his own, perhaps his new claims should be<br />

distrusted as well.<br />

Maestlin clearly articul<strong>at</strong>ed this sentiment. ―You have deplumed Galileo‖, he wrote, ―by<br />

showing th<strong>at</strong> he was not the first author of this new telescope, nor the first <strong>to</strong> notice th<strong>at</strong> the<br />

Moon has a rough surface, nor the first in the world <strong>to</strong> show more stars in the heavens than we<br />

have up <strong>to</strong> now found listed in the writings of the ancients.‖ 78<br />

And on this basis, Maestlin<br />

argued, should not Kepler be pleased th<strong>at</strong> Martin Horky had taken the final, logical step, showing<br />

th<strong>at</strong> not only was Galileo not credible as a person, but also th<strong>at</strong> his claims themselves—<br />

Crisi del Sapere: Atti del Convegno Intern<strong>at</strong>ionale di Studi Galileiani (Florence: Giunti Barb ra,<br />

1984): 207–15, <strong>at</strong> 207; and, in the same collection, C<strong>at</strong>herine Chevalley, ―Kepler et Galilee dans<br />

la B<strong>at</strong>aille du ‗Sidereus Nuncius‘‖, 167–75, p. 167, who writes th<strong>at</strong> ―it seems certain‖ th<strong>at</strong> Kepler<br />

immedi<strong>at</strong>ely and whole-heartedly agreed with Galileo‘s claims, and argues th<strong>at</strong> interpreting the<br />

Dissert<strong>at</strong>io in any other way merely gives credence <strong>to</strong> the claims of Horky and Magini. Michele<br />

Camerota, by contrast, notes the many conflicting threads in Kepler‘s Dissert<strong>at</strong>io, among them<br />

the desire <strong>to</strong> write a ―philosophical his<strong>to</strong>ry‖ of the Nuncius, <strong>to</strong> link it <strong>to</strong> past work, and <strong>to</strong> defend<br />

Kepler‘s own work—and concludes th<strong>at</strong> Kepler‘s true motiv<strong>at</strong>ions and intentions in the<br />

Dissert<strong>at</strong>io are difficult <strong>to</strong> discern. See his Galileo Galilei e la Cultura Scientifica nell‘età della<br />

Controriforma (Rome: Salerno, 2004), 177–8.<br />

78 KGW 16:592: ―Egregie sane Tu in tuo scrip<strong>to</strong> (cuius Exemplar a te mihi missum lectu<br />

iucundissimum est, pro quo etiam ingentes tibi ago gr<strong>at</strong>ias) Galileum deplumasti, videlicet quod<br />

non ipse novi huius Perspicilli primus fuerit Au<strong>to</strong>r: quod ipse non primus in Luna animadverterit<br />

impolitam superficiem: quod non primus Mundo ostend<strong>at</strong>, plures in coelo stellas, quam quas<br />

hactenus in veterum scriptis annot<strong>at</strong>as habemus: et quae caetera sunt.‖<br />

172


specifically, the s<strong>at</strong>ellites of Jupiter—were false? Horky, according <strong>to</strong> Maestlin, had completed<br />

Kepler‘s work, when he had ―noticed the deception … in the telescope of Galileo himself, and<br />

thus slain [Galileo] with his own sword.‖ 79<br />

Kepler was far from pleased—he was furious with Horky‘s public misuse of his text. On<br />

the same day, he quickly wrote <strong>to</strong> both Horky and Galileo, struggling <strong>to</strong> undo the damage. In<br />

his letter <strong>to</strong> Galileo, Kepler tried both <strong>to</strong> distance himself from Horky, and <strong>to</strong> show th<strong>at</strong> unlike<br />

both himself and Galileo, Horky had incorrectly assumed the mantle of expert. He had only<br />

recently received the work of Horky, Kepler wrote, and he marveled ―<strong>at</strong> the temerity of this<br />

youth—with the n<strong>at</strong>ive scholars only murmuring, he, foreign and ignorant, [alone] contradicts,<br />

with the m<strong>at</strong>ter not yet proven.‖ 80<br />

Perhaps, Kepler guessed, it was his very youth, foreignness,<br />

and inexperience th<strong>at</strong> made him speak so boldly—they served, Kepler wrote, ―like the mask of<br />

an ac<strong>to</strong>r,‖ 81 allowing him <strong>to</strong> avoid true responsibility for his words. Though Kepler believed th<strong>at</strong><br />

Horky‘s words were so worthless as <strong>to</strong> be a waste of Galileo‘s worry or time, he decided <strong>to</strong> write<br />

<strong>to</strong> Galileo immedi<strong>at</strong>ely in order <strong>to</strong> explain the specific ways th<strong>at</strong> Horky had ―abused‖ his letter. 82<br />

As soon as he had learned, Kepler explained, th<strong>at</strong> Horky was one of Galileo‘s critics and<br />

th<strong>at</strong> he ―followed the passion of the vulgus,‖ he decided <strong>to</strong> take action immedi<strong>at</strong>ely—not merely<br />

because Kepler himself was a supporter of Galileo personally, but because ―I knew how [these<br />

79 Ibid: ―Verum hic Martinus Horky nos hac solicitudine liber<strong>at</strong>. Qui deceptionem visus<br />

animadvertit, non in alio simili, sed in ipsius Galilei perspicillo, ipsumque Au<strong>to</strong>rem suo proprio<br />

gladio sic iugulavit.‖<br />

80 KGW 16:584: ―Miram adolescentis temerit<strong>at</strong>em; qui mussantibus omnibus indigenis doctis,<br />

ipse peregrinus et imperitus, solus obloquitur, re nondum comperta. ―<br />

81 Ibid.: ―Credo ut histrionibus Persona, sic ei novitas et obscuritas Nominis audaciam addidit. ―<br />

82 Ibid.: ―Indignae paginae in quibus tempus teras: sed tamen, quia mea epis<strong>to</strong>la abutitur, st<strong>at</strong>ui<br />

r<strong>at</strong>ionem tibi quodammodo reddere facti alieni.‖<br />

173


sorts of people] oppose all new discoveries, [and hoped] <strong>to</strong> forestall it on this occasion.‖ 83<br />

In<br />

other words, Kepler had interpreted Horky‘s dismissal of Galileo‘s claims as a dismissal of<br />

novelty in astronomy more generally—and of Copernicanism in particular. He had hastened <strong>to</strong><br />

convince Horky <strong>to</strong> change his mind, in keeping with his plans from years before <strong>to</strong> remain a<br />

vocal and committed supporter of Copernicus and his adherents. For th<strong>at</strong> reason, he had sent<br />

Horky a copy of his own Dissert<strong>at</strong>io so th<strong>at</strong> Horky might learn from it either <strong>to</strong> think more<br />

wisely, or <strong>at</strong> the very least <strong>to</strong> restrain his overly hasty <strong>at</strong>tack. Much <strong>to</strong> Kepler‘s chagrin, Horky<br />

had learned neither lesson—instead, he had ―strangled my friendship most slanderously.‖ 84<br />

Though Kepler had claimed earlier th<strong>at</strong> expert arguments would easily sway an<br />

inexperienced public, he conceded now th<strong>at</strong> the idea of expertise was itself problem<strong>at</strong>ic, as the<br />

public was incapable of judging accur<strong>at</strong>ely who was an expert and who was not, so long as one<br />

invoked the general idioms of science. Horky had taken advantage of the ignorance of the<br />

vulgus, which ―unskilled in optical methods, listens freely <strong>to</strong> critics speaking of optical things. It<br />

cannot distinguish between a blind man and a seeing one, and rejoices in any spokesperson of its<br />

ignorance wh<strong>at</strong>soever.‖ 85<br />

To remedy this, Kepler suggested th<strong>at</strong> actual experts in optics address<br />

the questions behind the telescope, so th<strong>at</strong> Horky could be revealed as a fraud. Of course, one<br />

could suggest <strong>to</strong> the vulgus th<strong>at</strong> they study optical writings themselves, in order <strong>to</strong> rebut Horky‘s<br />

83 Ibid.: ―Ut primum intellexi ex eius literis, esse tibi Obtrecta<strong>to</strong>res, ipsum vero sequi studia<br />

vulgi: gnarus, quam ea novis obstent inventis, properavi ad te scribere: si forte praeriperem<br />

occasiones.‖<br />

84 Ibid.: ―Quid vero is ea fecerit, vides. Amicitiam hanc, inquam, vix dum spirare visam<br />

obscurissime, nece famosissima jugulavit.‖<br />

85 Ibid.: ―Vulgus enim opticarum r<strong>at</strong>ionum imperitum, aures libenter accommod<strong>at</strong> obtrecta<strong>to</strong>ri,<br />

ex Opticis loquenti: quia inter coecum et videntem nescit distinguere, gaudetque qualibuscunque<br />

imperitiae suae tribunis.‖<br />

174


―thoroughly stupid little book‖ on their own, yet this was not their way. 86<br />

―They prefer <strong>to</strong> follow<br />

this author when he says th<strong>at</strong> a curved line is straight, in order <strong>to</strong> be able <strong>to</strong> run riot against<br />

philosophy, r<strong>at</strong>her than <strong>to</strong> take up the work themselves.‖ 87<br />

Would they perhaps, he wondered, be<br />

swayed from their ignorance if ―a scholar knowledgeable in this science could take up pen <strong>to</strong><br />

paper in order <strong>to</strong> contradict such nonsense?‖ 88<br />

He hoped th<strong>at</strong> this might be the case, and when<br />

neither Galileo nor any other such scholar was forthcoming, Kepler did just this himself in<br />

1611—his Dioptrics addressed the optics behind the telescope specifically in order <strong>to</strong> explain<br />

and bolster Galileo‘s claims. Simple st<strong>at</strong>ements of support and general allusions <strong>to</strong> expertise<br />

would not be enough, it seemed, <strong>to</strong> draw an impressionable public <strong>to</strong> the side of truth.<br />

Kepler then paused <strong>to</strong> ponder why it was th<strong>at</strong> so many people denied the actual objects<br />

th<strong>at</strong> the telescope revealed, even those, like Horky, who had actually had the chance <strong>to</strong> use a<br />

telescope. He <strong>at</strong>tributed this <strong>to</strong> the fact th<strong>at</strong> vision in general could be deceptive and could vary<br />

person <strong>to</strong> person; ―I see it is not impossible,‖ he wrote, ―th<strong>at</strong> one person sees wh<strong>at</strong> thousands of<br />

others do not.‖ 89<br />

Kepler himself had found, he wrote, th<strong>at</strong> sometimes the telescopes he used<br />

were problem<strong>at</strong>ic for others, while the ones praised by others were blurry for him. Yet certainly,<br />

he insisted, there were others who could bolster Galileo‘s account of wh<strong>at</strong> he had seen. Kepler‘s<br />

<strong>at</strong>tempt <strong>to</strong> cite as witnesses those who had anticip<strong>at</strong>ed Galileo had backfired in dram<strong>at</strong>ic fashion,<br />

so he asked instead for witnesses who could verify Galileo‘s claims using the telescope itself.<br />

―Though I no longer have any doubts‖, wrote Kepler, ―nevertheless it has pained me th<strong>at</strong> all this<br />

86 Ibid.: ―Quos si jubeas adire scrip<strong>to</strong>res optics, in rem praesentem venire, libellum stultissimum<br />

ex seipso refellere…‖<br />

87 Ibid.: ―…experieris eos malle hoc authore curvum dicere rectum, ut lascivire contra<br />

philosophiam possint; quam ut id laboris sibi sumant.‖<br />

88 Ibid.: ―Et imperabit sibi doctus aliquis, huius scientiae gnarus, ut papyrum perd<strong>at</strong> in<br />

refutandis his nugis?‖<br />

89 Ibid.: ―…video, non esse impossibile, ut unus vide<strong>at</strong>, quod non vident mille alii.‖<br />

175


time I have lacked other witnesses who would confirm the belief of others.‖ 90<br />

Since Galileo had<br />

written th<strong>at</strong> he had witnesses who could testify on his behalf, Kepler asked him <strong>to</strong> name them; <strong>at</strong><br />

present, wrote Kepler, ―I can produce no one other than you … by which I may defend the<br />

reput<strong>at</strong>ion of my letter: in you alone rests all the authority of the observ<strong>at</strong>ion.‖ 91<br />

His own<br />

reput<strong>at</strong>ion was now entangled with the reput<strong>at</strong>ion of Galileo, and it would take credible<br />

witnesses beyond the two of them <strong>to</strong> repair the misreading of their texts and convince their<br />

readers <strong>to</strong> judge them—and more importantly, their claims—favorably.<br />

Kepler‘s request for additional witnesses, and his post-Dissert<strong>at</strong>io letter <strong>to</strong> Galileo more<br />

generally, are evidence of a shift in the focus of Kepler‘s rhe<strong>to</strong>rical techniques—a shift th<strong>at</strong> can<br />

be implicitly detected, <strong>at</strong> times, in the Dissert<strong>at</strong>io itself, and which Kepler made explicit only<br />

afterwards, in light of the Dissert<strong>at</strong>io‘s misreading. Kepler had focused his Dissert<strong>at</strong>io—much as<br />

he had planned in the 1597 letter <strong>to</strong> Galileo—on the ideas of authority, expertise, and a scholarly<br />

community all in agreement. He had cited all those who had anticip<strong>at</strong>ed Galileo in order <strong>to</strong><br />

overwhelm his readers with the weight of authority, blinding them with the image of a group of<br />

m<strong>at</strong>hem<strong>at</strong>ical experts who all held <strong>to</strong> the same irrefutable views. At the same time, however, he<br />

emphasized th<strong>at</strong> his audience should accept Galileo‘s discoveries based on the credibility of<br />

Galileo as a person, r<strong>at</strong>her than simply the credibility of his claims. To this end, for example, he<br />

highlighted Galileo‘s st<strong>at</strong>us as a gentleman with princely p<strong>at</strong>rons. This l<strong>at</strong>ter, more legal<br />

standard, which focused on credible testimony and trustworthiness, was one th<strong>at</strong> Kepler adopted<br />

more unambiguously when his initial Dissert<strong>at</strong>io failed <strong>to</strong> achieve its purpose.<br />

90 Ibid.: ―Igitur etsi mecum nondum, quicquam dubi<strong>to</strong>: dolet tamen me tamdiu destitui testimoniis<br />

aliorum, ad fidem caeteris faciendam.‖<br />

91 Ibid.: ―…sed neminem praeter te hoc jactantem producere possum, quo famam Epis<strong>to</strong>lae meae<br />

defendam: In te uno recumbit <strong>to</strong>ta observ<strong>at</strong>ionis authoritas.‖<br />

176


In explaining the ways in which his Dissert<strong>at</strong>io had been misunders<strong>to</strong>od, Kepler<br />

emphasized in his l<strong>at</strong>er letter <strong>to</strong> Galileo th<strong>at</strong> his goal in citing the work of others had been not <strong>to</strong><br />

criticize Galileo, but the opposite—<strong>to</strong> support him. ―I did not enumer<strong>at</strong>e th<strong>at</strong> earlier similar<br />

things had been observed in order th<strong>at</strong> he might disparage you, but r<strong>at</strong>her so th<strong>at</strong> others might<br />

believe the testimony of many.‖ 92<br />

The mere fact th<strong>at</strong> others had said things similar <strong>to</strong> Galileo in<br />

the past should in no way imply th<strong>at</strong> Galileo had copied from them, as Horky and others had<br />

suggested; indeed, Kepler insisted, ―often people come <strong>to</strong>gether <strong>to</strong> the same target in different<br />

ways.‖ 93<br />

Moreover, if he had wanted <strong>to</strong> make th<strong>at</strong> kind of accus<strong>at</strong>ion, he would have said so<br />

clearly and direct, r<strong>at</strong>her than insult a fellow scholar in an underhanded way. Horky should not<br />

―think th<strong>at</strong> I am so sleepy th<strong>at</strong> I do not know how <strong>to</strong> speak openly. He should let me [speak for]<br />

myself.‖ 94<br />

In bringing the testimony of additional witnesses <strong>to</strong> support the claims of Galileo, then,<br />

Kepler had never intended <strong>to</strong> accuse Galileo of deception or of borrowing the ideas of others;<br />

instead, he had hoped <strong>to</strong> ―add <strong>to</strong> the fides of the Nuncius.‖ 95<br />

Fides, altern<strong>at</strong>ively transl<strong>at</strong>ed as<br />

credit, faith, or belief, was the method by which ancient rhe<strong>to</strong>ricians evalu<strong>at</strong>ed the credibility of<br />

witnesses and their testimony. 96<br />

It was also a standard applied in a number of early modern<br />

92 Ibid.: ―At non ideo recensui, quid simile antea fuerit observ<strong>at</strong>um, ut ipse obtrectaret, sed ut<br />

caeteri crederent plurium testimonio.‖<br />

93 Ibid.: ―…saepe diversis ad eundem scopum convenitur viis.‖<br />

94 Ibid.: ―Si me credit obiter aliquid innuere voluisse, ne quaeso oscitasse putet, qui neglexerim<br />

id aperte dicere. Me mihi relinqu<strong>at</strong>.‖<br />

95 Ibid.: ―Ego fidem Nuncio astruo.‖ Galileo appeared <strong>to</strong> see Kepler‘s efforts in this light as well.<br />

In his response <strong>to</strong> Kepler‘s letter, he noted th<strong>at</strong> Kepler was ―primus, ac fere solus, re minime<br />

inspecta, quae tua est ingenuitas, <strong>at</strong>que ingenii sublimitas, meis assertionibus integram fidem<br />

praebueris‖ (KGW 16:587).<br />

96 See Serjeantson, ―Proof and Persuasion,‖ 147–8.<br />

177


disciplines, among them the artes his<strong>to</strong>ricae, 97 but also the discipline of law. Kepler relied on<br />

this l<strong>at</strong>ter linkage, and in the face of opposition <strong>to</strong> Galileo‘s discoveries, and of the misreading of<br />

his own text, he explicitly reframed the entire deb<strong>at</strong>e as a legal one. ―Truly‖, he wrote, ―this is<br />

not a philosophical problem, but a juridical question of fact: whether Galileo deliber<strong>at</strong>ely<br />

deceived the world.‖ 98<br />

He emphasized here th<strong>at</strong> despite their philosophical implic<strong>at</strong>ions,<br />

Galileo‘s claims were not themselves philosophical, and could not be refuted using philosophical<br />

reasoning. R<strong>at</strong>her, they had the st<strong>at</strong>us of legal questions of fact—a phrase th<strong>at</strong> anticip<strong>at</strong>es the<br />

―m<strong>at</strong>ter of fact‖ th<strong>at</strong> underpinned the program of the Royal Society years l<strong>at</strong>er.<br />

Kepler named himself as witness, testifying <strong>to</strong> the character and credibility of Galileo as<br />

author. ―This is a contest between virtue and vice‖, he wrote. ―I, as an honest person considering<br />

Galileo‘s claims, judge th<strong>at</strong> such evil does not lie within him.‖ 99<br />

At the same time, he sought <strong>to</strong><br />

discredit Horky, by alluding <strong>to</strong> his general dishonesty: Horky was someone ―who has no sense of<br />

honesty, and since he therefore does not deem it important, he probably judged others according<br />

<strong>to</strong> his own character.‖ 100<br />

Kepler acknowledged the possibility th<strong>at</strong> he was wrong in his positive<br />

assessment of Galileo. In this case, Kepler would be pitiable but still honest, while Horky, who<br />

would have been right only coincidentally, would still be a scoundrel who had twisted the facts<br />

of the m<strong>at</strong>ter. Moreover, Kepler insisted th<strong>at</strong> there was no way <strong>to</strong> avoid the possibility of his<br />

being wrong in his support of Galileo, ―for this is the way of the law, th<strong>at</strong> anyone is presumed <strong>to</strong><br />

97 See Anthony Graf<strong>to</strong>n, Wh<strong>at</strong> Was His<strong>to</strong>ry? The Art of His<strong>to</strong>ry in Early Modern Europe<br />

(Cambridge: Harvard <strong>University</strong> Press, 2007), 96–122.<br />

98 KGW 16:584: ―Et vero, non problema philosophicum, sed quaestio juridica facti est, an studio<br />

Galilaeus orbem deluserit.‖<br />

99 Ibid.: ―Certamen hoc virtutis est cum vitio: ego ut bonus vir, de Galilaei affirm<strong>at</strong>is judico, non<br />

cadere in illum tantam nequitiam.‖<br />

100 Ibid.: ―… ille nullo adhuc gustu honest<strong>at</strong>is, eoque illam susque deque habens, cadere<br />

affirm<strong>at</strong>, ex suo forte ingenio caeteros aestimans.‖<br />

178


e good until the contrary is proven—how much more so if the circumstances have cre<strong>at</strong>ed<br />

fides?‖ 101<br />

Kepler concluded by noting th<strong>at</strong> he hoped th<strong>at</strong> this letter, unlike his earlier Dissert<strong>at</strong>io,<br />

might speak clearly for itself, and clearly convey his opinions about the st<strong>at</strong>us of Galileo‘s<br />

claims. He was pained, he wrote, only by the way his own words had been twisted, not by the<br />

general scorn of the vulgus. He emphasized th<strong>at</strong> ―I am not so stupid th<strong>at</strong> I am swayed by the<br />

neg<strong>at</strong>ive <strong>at</strong>titude of the crowd, or by their listlessness and inability <strong>to</strong> argue against the<br />

experience and skill of an astronomer.‖ 102<br />

Though he had earlier urged Galileo <strong>to</strong> set aside the<br />

Pythagorean model of scholarly silence, he now acknowledged th<strong>at</strong> such an approach clearly had<br />

its merits. Yet he was still very pleased th<strong>at</strong> Galileo had seen fit <strong>to</strong> ―cast the die…[and] open the<br />

sanctuary of heaven.‖ 103<br />

All those who refused <strong>to</strong> look <strong>at</strong> the wonders Galileo had revealed<br />

could only be pitied; the vulgus ―is punished for its contempt for philosophy with everlasting<br />

ignorance.‖ 104<br />

Kepler added finally th<strong>at</strong> this letter, like his Dissert<strong>at</strong>io earlier, was written<br />

directly <strong>to</strong> Galileo but intended for public consumption. Galileo should feel free <strong>to</strong> share it<br />

widely—not, as he had indic<strong>at</strong>ed earlier, <strong>to</strong> convey the sense of a shared community of believers,<br />

but r<strong>at</strong>her <strong>to</strong> establish it as an epis<strong>to</strong>la publici juris. 105<br />

Although this phrase could simply imply<br />

public<strong>at</strong>ion, Kepler likely intended it <strong>to</strong> bear some legal over<strong>to</strong>nes as well, following the focus<br />

on law throughout his letter.<br />

101 Ibid.: ―Quia haec via juris est; ut quilibet praesum<strong>at</strong>ur bonus, dum contrarium non probetur:<br />

quan<strong>to</strong> magis si circumstantiae fidem fecerint?‖<br />

102 Ibid.: ―Nec sum adeo stupidus, ut movear authorit<strong>at</strong>e vulgi neg<strong>at</strong>iva; aut a vulgi oscitantia et<br />

ineptitudine contra astronomi experientiam et dexterit<strong>at</strong>em r<strong>at</strong>iociner.‖<br />

103 Ibid.: ―Nunc quia jecisti aleam Galilaee, vulgoque propalasti haec coelorum adyta…‖<br />

104 Ibid.: ―Quippe vulgus contemptum Philosophiae in seipso ulciscitur perpetua ignnorantia.‖<br />

105 Ibid.: ―Licebit tibi tamen hanc epis<strong>to</strong>lam publici juris facere, si tua interesse putaveris.‖<br />

179


Kepler and Horky revisited<br />

On the same day th<strong>at</strong> Kepler sent his letter off <strong>to</strong> Galileo, Kepler drafted a second letter<br />

and sent it <strong>to</strong> Horky. Here, Kepler made clear th<strong>at</strong> he was gre<strong>at</strong>ly displeased with Horky‘s<br />

misuse of his Dissert<strong>at</strong>io. While he knew, he wrote, th<strong>at</strong> his harsh words might well cause<br />

Horky <strong>to</strong> end their friendship, he hoped <strong>at</strong> the very least not <strong>to</strong> make an enemy of Horky, largely<br />

out of respect for Horky‘s f<strong>at</strong>her, a diplom<strong>at</strong> <strong>at</strong> the court in Prague and a friend of Kepler‘s. He<br />

thus warned Horky th<strong>at</strong> he had written a letter <strong>to</strong> Galileo (―a letter of the sort you can imagine,‖<br />

he added), and th<strong>at</strong> he had granted Galileo the authority <strong>to</strong> print it <strong>at</strong> his own discretion. 106<br />

He<br />

also th<strong>at</strong> Horky‘s f<strong>at</strong>her worried about him, and would be still more worried ―if he knew about<br />

your Peregrin<strong>at</strong>io and my foray against you.‖ 107<br />

Kepler advised Horky <strong>to</strong> avoid the public stage<br />

and leave Italy soon, if possible.<br />

As it happened, Horky did leave Italy—but he did so before Kepler‘s letters <strong>to</strong> him<br />

arrived. Consequently, he left with no idea th<strong>at</strong> Kepler opposed his criticism of Galileo and his<br />

reliance on the Dissert<strong>at</strong>io. In fact, on his journey home he specifically s<strong>to</strong>pped <strong>at</strong> the home of<br />

Kepler, in order <strong>to</strong> further discuss their supposed mutual disapproval of Galileo‘s ―deceptions.‖<br />

Kepler, <strong>at</strong> the same time, had no idea th<strong>at</strong> Horky had not received his letter, and thus assumed<br />

th<strong>at</strong> Horky knew of his disapproval. As Kepler rel<strong>at</strong>ed <strong>to</strong> Galileo afterward,<br />

It was a strange and remarkable meeting, when he with an exultant expression and as if<br />

triumphant over Galileo spoke <strong>to</strong> me as though I agreed, while I responded as I had done<br />

in my letter, in which I had renounced my friendship with him. It threw each of us in<strong>to</strong> a<br />

gre<strong>at</strong> confusion, because he did not know about my renunci<strong>at</strong>ion (since my letter was<br />

106 KGW 16:585: ―Primust est, quod epis<strong>to</strong>lam ad Galilaeum scripsi, qualem te meruisse<br />

aestimare potes: eique postest<strong>at</strong>em feci, si velit, publice imprimendi.‖<br />

107 Ibid.: ―P<strong>at</strong>er non minus quam ego, imo mul<strong>to</strong> maxime pro te est sollicitus. Quan<strong>to</strong> magis si<br />

sciret de tua Peregrin<strong>at</strong>ione, et mea invectiva?‖<br />

180


delivered after his departure from Bologna), nor did I think otherwise than th<strong>at</strong> he had<br />

read the letter in which I had explained myself. 108<br />

After a gre<strong>at</strong> deal of awkwardness and confusion, the two finally realized their mistake, and<br />

Horky immedi<strong>at</strong>ely endeavored <strong>to</strong> regain the favor of Kepler, whom he gre<strong>at</strong>ly respected. He<br />

clarified <strong>to</strong> Kepler the reasons for his suspicion of Galileo, while Kepler relayed <strong>to</strong> him his own<br />

observ<strong>at</strong>ions, ones which refuted Horky‘s claims. ―It hurt him badly,‖ Kepler wrote <strong>to</strong> Galileo,<br />

―when I recounted <strong>to</strong> him wh<strong>at</strong> I had written <strong>to</strong> you.‖ 109<br />

Horky was particularly distraught th<strong>at</strong><br />

Kepler had accused him of treachery; even if he had misrepresented Kepler‘s views, he insisted,<br />

he had done so with only the best intentions, fully convinced th<strong>at</strong> he had accur<strong>at</strong>ely represented<br />

Kepler‘s own point of view.<br />

Horky not only tried <strong>to</strong> prove his good intentions <strong>to</strong> Kepler, but <strong>to</strong> make clear <strong>to</strong> Kepler<br />

why he still opposed Galileo‘s discovery of the moons of Jupiter, even as Kepler held up his own<br />

observ<strong>at</strong>ions, as reported in his Narr<strong>at</strong>io, as proof. To bolster his own position, Horky argued<br />

th<strong>at</strong> ―he had followed the public opinion of many of the most learned professors <strong>at</strong> the <strong>University</strong><br />

of Bologna and others throughout Italy.‖ 110<br />

He argued th<strong>at</strong> the absence of any rebuttal by<br />

Galileo <strong>to</strong> the claims of these university professors proved th<strong>at</strong> his conjectures were unsound, for<br />

if he had real proof of his claims, would he not, as a man of honor, have immedi<strong>at</strong>ely taken it<br />

upon himself <strong>to</strong> supply it? Indeed, Horky added, many scholars in Italy had wanted <strong>to</strong> publicly<br />

deb<strong>at</strong>e the m<strong>at</strong>ter with Galileo, but Galileo had deliber<strong>at</strong>ely avoided them, and had even changed<br />

108 KGW 16:597: ―Miram et spectabilem occurs<strong>at</strong>ionem; cum ille exsultanti vultu, et veluti<br />

triumpha<strong>to</strong> Galilaeo me ut consentientem alloqueretur, ego vero responderem ex formula<br />

Epis<strong>to</strong>lii, quo ipsi amicitiam renunciaveram. Id tan<strong>to</strong> utrumque magis perturbavit; quod nec ille<br />

de mea renunci<strong>at</strong>ione scieb<strong>at</strong> (quippe literae meae Bononiam perl<strong>at</strong>ae sunt post ipsius<br />

discessum) neque ego aliter, quam lectum ipsi Epis<strong>to</strong>lium, animum indixeram.‖<br />

109 Ibid.: ―Caeterum doluit pessime, cum ipsi recenserem, quid ad te scripsissem.‖<br />

110 Ibid.: ―…sic respondeb<strong>at</strong>: obsecund<strong>at</strong>am se hic publicae famae, doctissimis in Academia<br />

Bononiensi professoribus non paucis, aliisque per Italiam: de quorum consensu fidem mihi fecit<br />

documentis manifestissimis.‖<br />

181


his residence because he feared the confront<strong>at</strong>ion, allowing the authority of his prince <strong>to</strong> protect<br />

him from even the deserving queries of fellow scholars.<br />

Horky had argued th<strong>at</strong> it was therefore only a m<strong>at</strong>ter of time before someone came forth<br />

with a book like his—he had only happened <strong>to</strong> be the first. In the end, Kepler confessed <strong>to</strong><br />

Galileo, Horky had convinced him—not th<strong>at</strong> Galileo‘s claims were flawed or problem<strong>at</strong>ic, but<br />

r<strong>at</strong>her th<strong>at</strong> Horky‘s own behavior had not been entirely unjustified. Horky had ―persuaded me,‖<br />

he wrote; ―I recognized the allure of rash behavior, and I forgave him; we became friends once<br />

again.‖ 111 They ended their meeting cordially, but Horky promised th<strong>at</strong> ―as soon as he, with me<br />

demonstr<strong>at</strong>ing, has seen and recognized the s<strong>at</strong>ellites of Jupiter, he will change his mind.‖ 112<br />

As<br />

Horky needed <strong>to</strong> leave <strong>to</strong> travel <strong>to</strong> his f<strong>at</strong>her, this joint telescopic adventure would take place the<br />

next time th<strong>at</strong> Horky returned <strong>to</strong> Prague.<br />

Because of Kepler‘s newly reached understanding with Horky, Kepler also asked Galileo<br />

<strong>to</strong> refrain from publishing the letter denouncing Horky th<strong>at</strong> he had sent <strong>to</strong> Galileo earlier, and<br />

th<strong>at</strong> he had given Galileo permission <strong>to</strong> broadcast widely. If Galileo felt th<strong>at</strong> he could improve<br />

his reput<strong>at</strong>ion and counter the <strong>at</strong>tacks against him by publishing Kepler‘s letter, Kepler assured<br />

him th<strong>at</strong> ―they glory of your triumph will be gre<strong>at</strong>er, if, as I hope, I send <strong>to</strong> you a voluntary<br />

confession of your enemy.‖ 113<br />

Moreover, since sending Galileo th<strong>at</strong> letter, Kepler had also<br />

published his Narr<strong>at</strong>io, recounting his own personal experiences with the telescope which had<br />

procured in the interim, and he noted th<strong>at</strong> this might be the best way for Galileo <strong>to</strong> refute those<br />

who denied his discoveries. Regardless, Kepler urged Galileo <strong>to</strong> have some compassion for poor<br />

111 Ibid.: ―…expugnavit me, agnovi temerit<strong>at</strong>is illecebras, ignovi; rediimus in gr<strong>at</strong>iam.‖<br />

112 Ibid.: ―…ut ille primum <strong>at</strong>que me monstrante visurus et agniturus sit Joviales s<strong>at</strong>ellites,<br />

sententia sua cessurum profiteretur.‖<br />

113 Ibid.: ―Major erit gloria triumphi, si tibi, uti spero, hostis tui confessionem ultroneam<br />

transmisero.‖<br />

182


Horky, and <strong>to</strong> avoid addressing Horky‘s work directly. ―Consider his youth,‖ he wrote.<br />

―Nothing is more common <strong>at</strong> this age than <strong>to</strong> agree passion<strong>at</strong>ely with one‘s teacher‘s ideas, and<br />

from them <strong>to</strong> dash ahead in a fit of rash courage as if from some rampart, in order <strong>to</strong> engage in<br />

b<strong>at</strong>tle with an enemy.‖ 114<br />

With this in mind, Kepler argued, Horky‘s antics should be dismissed<br />

as the excesses of youth, nothing more—and certainly nothing worth openly comb<strong>at</strong>ing. Not<br />

only would it be bene<strong>at</strong>h Galileo‘s dignity <strong>to</strong> address the intemper<strong>at</strong>e claims of someone so far<br />

bene<strong>at</strong>h him both intellectual and professionally, but it would only make others pay more<br />

credence <strong>to</strong> those claims. Moreover, it would open the floodg<strong>at</strong>es for other similarly<br />

meaningless <strong>at</strong>tacks, by making it clear th<strong>at</strong> Galileo deemed them worthy of reply. While<br />

Galileo ought <strong>to</strong> support those truly interested in understanding and verifying his discoveries,<br />

Kepler argued, baseless condemn<strong>at</strong>ions were best ignored. Kepler noted th<strong>at</strong> having left the<br />

university, Galileo had thankfully left behind the world of the disput<strong>at</strong>ion, and need reply only <strong>to</strong><br />

the questions th<strong>at</strong> had merit, not <strong>to</strong> every meritless critique. ―Leave their manners <strong>to</strong> the schools<br />

th<strong>at</strong> you have left,‖ he wrote. 115<br />

As Galileo may have noted from the earlier part of Kepler‘s letter, Kepler no longer felt<br />

th<strong>at</strong> Horky‘s behavior had been truly baseless. Indeed, Horky had persuaded him <strong>to</strong> change his<br />

mind by citing the very fact th<strong>at</strong> Galileo had ignored the calls of all those Italian scholars<br />

interested in deb<strong>at</strong>ing his discoveries with him. Kepler was thus not advoc<strong>at</strong>ing th<strong>at</strong> Galileo<br />

ignore all those who questioned his claims, but merely th<strong>at</strong> he respond only <strong>to</strong> those genuinely<br />

interested in deb<strong>at</strong>e, and only <strong>to</strong> those whose <strong>to</strong>ne was properly scholarly and respectful. Horky,<br />

young, brash, and not yet a real scholar, would not be the best choice of a target, Kepler insisted.<br />

114 Ibid.: ―Si adolscentiam ipsius respicis; nihil est in hac aet<strong>at</strong>e familiarius, quam in placita<br />

praecep<strong>to</strong>rum fervide transire, exque iis veluti ex aliquo propugnaculo temerario ausu<br />

procurrere, et manus cum hoste conserere.‖<br />

115 Ibid.: ―…relinque igitur scholae, qua de exiisti, mores suos.‖<br />

183


If Galileo did decide <strong>to</strong> respond personally <strong>to</strong> Horky anyway, Kepler asked th<strong>at</strong> his own letter be<br />

left out of the public sphere. And finally, if Galileo felt th<strong>at</strong> it was absolutely necessary <strong>to</strong> refer<br />

<strong>to</strong> Kepler‘s letter in some way given th<strong>at</strong> Horky had cited Kepler in his <strong>at</strong>tack, Kepler asked th<strong>at</strong><br />

he refer only generally <strong>to</strong> the theme of the letter, while leaving out the particulars. In this case,<br />

Kepler wrote, Galileo should,<br />

remove the personal names and insulting words….[such as] when I <strong>at</strong>tributed petulance<br />

<strong>to</strong> him, called him a sputum of a man, accused him of destruction, called him a sycophant<br />

and a buffoon…[or spoke of] ignorance, temerity, stupidity, and other most unfortun<strong>at</strong>e<br />

turns of phrase. 116<br />

Kepler noted th<strong>at</strong> the other terms he had used were more acceptable; these extreme words had<br />

been appropri<strong>at</strong>e only given Horky‘s seeming exploit<strong>at</strong>ion of his own words. Yet once Kepler<br />

realized th<strong>at</strong> Horky had meant no harm and had thought himself true <strong>to</strong> Kepler‘s intentions,<br />

Kepler felt th<strong>at</strong> his own insults were no longer appropri<strong>at</strong>e. The Republic of Letters ought <strong>to</strong> be<br />

characterized by civility, after all. If Horky had truly twisted Kepler‘s words on the public stage,<br />

he had placed himself outside the boundaries of the Republic of Letters, and Kepler would have<br />

been justified in responding in kind. 117<br />

But Kepler had come <strong>to</strong> realize th<strong>at</strong> Horky‘s words<br />

stemmed not from ―vice or the disgraces of life, but r<strong>at</strong>her the faults of character or age.‖ 118<br />

Kepler‘s change in <strong>at</strong>titude <strong>to</strong>ward Horky stemmed in large part, it is clear, from his<br />

realiz<strong>at</strong>ion th<strong>at</strong> Horky was simply a well-intentioned and injudicious youth, r<strong>at</strong>her than someone<br />

116 Ibid.: ―Denique si ne hoc quidem obtineo, saltem titulos personales, et probra verborum,<br />

justissima quidem sed jam remissa, expungas: cuiusmodi sunt, quod aio, nondum ipsum famae<br />

suae curam habere (contra quod ipse <strong>to</strong>tam vitam suam ad eximanandum proposuit) quod<br />

petulantiam illi tribuo, quod sputum hominis voci<strong>to</strong>, quod perditionem incuso, quod<br />

sycophantem, quod scurram appello. Imperitiam, temerit<strong>at</strong>em, stupidit<strong>at</strong>em, infoelicissimum<br />

meorum verborum intellectum, et quae alia huius classis, <strong>to</strong>lerabiliora existimo.‖<br />

117 For examples of the ways th<strong>at</strong> ―impolite‖ or other unruly behavior altered the landscape of the<br />

otherwise civil Republic of Letters, see Martin Mulsow, Die Unanständige Gelehrtenrepublik<br />

(Stuttgart: Metzlersche J.b. Verlagsb, 2007).<br />

118 KGW 16:597: ―…quia non Animi morbi, non vitae probra, sed vel N<strong>at</strong>urae vel aet<strong>at</strong>is vitia.‖<br />

184


who had deliber<strong>at</strong>ely set out <strong>to</strong> wrong Kepler or Galileo. At the same time, it stemmed from his<br />

growing frustr<strong>at</strong>ion with Galileo himself. After the initial letter th<strong>at</strong> Kepler had received from<br />

Galileo in 1597, in which he learned of Galileo‘s Copernicanism, Kepler had rejoiced <strong>to</strong> meet a<br />

fellow scholar with whom he might share his honest ideas and opinions. Yet while Galileo had<br />

ultim<strong>at</strong>ely not disappointed him when it came <strong>to</strong> supports for the Copernican enterprise, he had<br />

disappointed him as a fellow member of the scholarly community. After the first letter, there had<br />

been no word from Galileo <strong>at</strong> all for thirteen years. When Galileo had finally reached out <strong>to</strong><br />

Kepler once again, it was with thrilling news—a new instrument th<strong>at</strong> revealed new bodies in the<br />

heavens, bodies th<strong>at</strong> themselves seemed <strong>to</strong> support the theories of Copernicus. Kepler, once<br />

again, wrote <strong>to</strong> Galileo in full support, immedi<strong>at</strong>ely publishing his thoughts for all <strong>to</strong> see. Yet<br />

Galileo continued <strong>to</strong> be less than forthcoming. Kepler repe<strong>at</strong>edly begged Galileo for a copy of<br />

his telescope. ―You have inflamed me with a gre<strong>at</strong> desire <strong>to</strong> see your instrument,‖ he wrote in<br />

one letter <strong>to</strong> Galileo. 119<br />

The telescopes available in Prague were far inferior <strong>to</strong> Galileo‘s, and<br />

made it impossible <strong>to</strong> verify Galileo‘s discoveries. The Tuscan ambassador <strong>to</strong> Prague himself<br />

asked Galileo <strong>to</strong> make a telescope available <strong>to</strong> Kepler, but Galileo claimed th<strong>at</strong> none was <strong>to</strong> be<br />

had. He wrote <strong>to</strong> Kepler th<strong>at</strong> he had already given some <strong>to</strong> his p<strong>at</strong>rons, and th<strong>at</strong> the construction<br />

of others was ―very laborious,‖ 120 and simply not possible <strong>at</strong> the present time. Kepler waited<br />

until the next time he planned <strong>to</strong> write <strong>to</strong> Galileo, and asked in a post-script th<strong>at</strong> Galileo ―free us<br />

<strong>at</strong> the first possible moment from the desire for your new discovery.‖ 121<br />

Sensing th<strong>at</strong> Galileo<br />

hesit<strong>at</strong>ed <strong>to</strong> reveal his secrets <strong>to</strong> others—indeed, aware th<strong>at</strong> this was the very reason th<strong>at</strong> so many<br />

had challenged Galileo‘s results <strong>to</strong> begin with—Kepler emphasized th<strong>at</strong> ―there is no one whom<br />

119 KGW 16:584: ―Magno me desiderio incendisti videndi tui instrumenti.‖<br />

120 KGW 16:587: ―…paris excellentiae nullum aliud construxi, praxis enim est valde<br />

laboriosa…‖<br />

121 KGW 16:597: ―…nos primo quoque tempore desiderio tuae novae inventionis leva.‖<br />

185


you should fear as a rival.‖ 122<br />

Even so, Kepler‘s telescope was <strong>to</strong> come not from Galileo, but<br />

from the Elec<strong>to</strong>r of Cologne; he was one of the noble p<strong>at</strong>rons <strong>to</strong> whom Galileo had given a<br />

telescope, and he temporarily loaned it <strong>to</strong> the court in Prague during a visit there.<br />

Similarly, even when Galileo made new discoveries with his telescope, he did not share<br />

them immedi<strong>at</strong>ely. Twice he sent <strong>to</strong> Kepler anagrams which contained hidden within them the<br />

n<strong>at</strong>ure of his discoveries—one about the triple-form of S<strong>at</strong>urn, and one about the phases of<br />

Venus—which Kepler tried desper<strong>at</strong>ely <strong>to</strong> solve. To the second anagram, Kepler sent Galileo<br />

back a full eight guesses, none of which hit the mark. ―I implore you,‖ he wrote in his letter,<br />

―do not keep the m<strong>at</strong>ter hidden from us any longer. See th<strong>at</strong> you are dealing with real Germans.<br />

I come away imp<strong>at</strong>ient from your various literary secrets. Do you see the misery in which you<br />

cast me with your silence?‖ 123 Kepler continued <strong>to</strong> speak highly of Galileo in all his writings—<br />

particularly in the Dioptrics which he published the same year, and which contained the<br />

solutions <strong>to</strong> the anagrams th<strong>at</strong> Galileo had finally revealed <strong>to</strong> him. Yet he never felt comfortable<br />

with the secretiveness of Galileo. He surely recognized th<strong>at</strong> Galileo had crafted his work ―<strong>to</strong><br />

maximize the credit [he] could expect from readers while minimizing the inform<strong>at</strong>ion given out<br />

<strong>to</strong> potential competi<strong>to</strong>rs,‖ 124 and knew th<strong>at</strong> Galileo put all his fellow scholars in<strong>to</strong> this class.<br />

Kepler, by contrast, viewed his own ideas and innov<strong>at</strong>ions not as personal products <strong>to</strong> be<br />

guarded secretively, but r<strong>at</strong>her as contributions <strong>to</strong> the general s<strong>to</strong>re of public knowledge. If<br />

Galileo saw himself writing not <strong>to</strong> any coherent community but r<strong>at</strong>her <strong>to</strong> a diverse and<br />

122 Ibid.: ―…neminem habes, quem metuas aemulum.‖<br />

123 KGW 16:604: ―Obsecro id ne nos diu celes quicquid est: vides tibi rem esse cum Germanis<br />

germanis. Ego imp<strong>at</strong>ientia occulti literas varie digessi. Videre in quas me conjicias miserias<br />

tua reticentia? Itaque desinam de his: ad tuarum literarum reliqua venio.‖<br />

124 Bialgioli, Galileo‘s Instruments of Credit, 81.<br />

186


disconnected field, 125 Kepler‘s goal was the deliber<strong>at</strong>e construction of just such a community.<br />

This perhaps explains Kepler‘s insistence in 1597 th<strong>at</strong> Galileo share his thoughts <strong>to</strong> a much<br />

broader audience, alongside Galileo‘s own silence after th<strong>at</strong> lone initial letter. Indeed, until the<br />

public<strong>at</strong>ion of the Sidereus Nuncius in 1610, ―Galileo seemed content <strong>to</strong> limit his audience <strong>to</strong><br />

small groups of Paduan academics, Venetian p<strong>at</strong>ricians, and Florentine courtiers with whom he<br />

discussed philosophy, music, m<strong>at</strong>hem<strong>at</strong>ics, and liter<strong>at</strong>ure.‖ 126<br />

And when he did reach <strong>to</strong> a<br />

broader audience, it was in order <strong>to</strong> secure his st<strong>at</strong>us an inven<strong>to</strong>r, not because he had agreed <strong>to</strong><br />

join the community th<strong>at</strong> Kepler struggled <strong>to</strong> cre<strong>at</strong>e. Indeed, part of the reason th<strong>at</strong> Kepler‘s<br />

Dissert<strong>at</strong>io was seen as an <strong>at</strong>tack on Galileo lay precisely in the fact th<strong>at</strong> Kepler strove <strong>to</strong> draw<br />

<strong>at</strong>tention <strong>to</strong> th<strong>at</strong> broader community, and <strong>to</strong> highlight the larger efforts amidst which Galileo had<br />

made his own discoveries.<br />

Kepler believed th<strong>at</strong> the open exchange of inform<strong>at</strong>ion and discoveries was the only way<br />

th<strong>at</strong> a community of scholars might succeed; if he shared freely, he hoped others would share<br />

freely with him. As he once wrote <strong>to</strong> Magini (l<strong>at</strong>er <strong>to</strong> be Horky‘s host in Italy, as it happened),<br />

―I am so passion<strong>at</strong>e for the astronomical arts th<strong>at</strong> I cannot refrain from communic<strong>at</strong>ing my ideas<br />

<strong>to</strong> expert practitioners, so th<strong>at</strong> through their advice I may make subsequent achievements in this<br />

divine art.‖ 127<br />

The question of priority and personal credit had already been raised for Kepler<br />

years before with regard <strong>to</strong> Galileo himself. When, in 1603, Kepler‘s friend Edmund Bruce<br />

125 See Ibid. 97-98.<br />

126 Ibid. 119.<br />

127 KGW 14:190: ―Sum artis astronomiae cupidissimus et temperare mihi non possum, quin<br />

artificibus consilia mea communicem, ut illorum admonitionibus subinde in hac divine arte<br />

proficiam.‖<br />

187


wrote <strong>to</strong> him th<strong>at</strong> Galileo was supposedly claiming Kepler‘s ideas as his own, 128 Kepler urged<br />

Bruce not simply let it go. ―I am not worried th<strong>at</strong> Galileo claims my ideas,‖ wrote Kepler.<br />

…There are those who emphasize truth and the glory of God the crea<strong>to</strong>r r<strong>at</strong>her than their<br />

own reput<strong>at</strong>ions. Let the Garamantes and Indians hear these and other mysteries of God,<br />

let my enemies make them known, let my name also perish in the meantime, so long as<br />

the name of God, the F<strong>at</strong>her of minds, is thus promoted. 129<br />

Kepler knew how <strong>to</strong> act the courtier, <strong>to</strong> be sure—he fashioned his ideas in<strong>to</strong> products tailored <strong>to</strong><br />

his p<strong>at</strong>rons, as we saw earlier with Duke Frederick, as surely as Galileo fashioned the moons of<br />

Jupiter in<strong>to</strong> emblems of the power of the Medici. 130<br />

Yet like his deceptions of the vulgus, he<br />

reserved this behavior for those outside the Republic of Letters. Fellow scholars, he felt, should<br />

be tre<strong>at</strong>ed with openness and candor, not subterfuge or cunning. Likewise, the kind of insults he<br />

had leveled <strong>at</strong> Horky were appropri<strong>at</strong>e only for those who had deliber<strong>at</strong>ely placed themselves<br />

outside the Republic and its guiding precepts—for those who adhered <strong>to</strong> the norms of scholarly<br />

decorum and civility, only civility could be returned in kind. Both Horky‘s earnest <strong>at</strong>tempt <strong>to</strong><br />

justify his own behavior and Galileo‘s continued evasiveness moved Kepler <strong>to</strong> reevalu<strong>at</strong>e his<br />

condemn<strong>at</strong>ion of Horky‘s behavior <strong>to</strong>ward Galileo. Though he continued <strong>to</strong> approve of Galileo<br />

the Copernican, his evalu<strong>at</strong>ion of Galileo the courtier was less positive.<br />

128 Though it is unclear <strong>to</strong> wh<strong>at</strong> exactly Bruce alluded, Stillman Drake has specul<strong>at</strong>ed th<strong>at</strong> it was<br />

likely Galileo's own discussion of the rel<strong>at</strong>ionship between planetary periods and orbital<br />

distances, which he made on the basis of the table from Kepler's Mysterium Cosmographicum.<br />

See ―Galileo‘s ‗Pla<strong>to</strong>nic‘ Cosmogony and Kepler‘s Prodromus,‖ pp. 364-379, in Essays on<br />

Galileo and the His<strong>to</strong>ry and Philosophy of Science, Volume 1, eds. Noel M. Swerdlow and<br />

Trevor Harvey Levere (Toron<strong>to</strong>: <strong>University</strong> of Toron<strong>to</strong> Press, 199), p. 367-374.<br />

129 KGW 14:268: ―Galilaeum nihil moror, mea sibi vindicare…illi praesertim, cui veritas deique<br />

condi<strong>to</strong>ris gloria potius, quam sua fama proposita est. Audiant haec et alia dei Mysteria<br />

Garamantes et Indi; praedicent vel hostes mei, pere<strong>at</strong> interim et nomen meum: tantum ut Deo et<br />

P<strong>at</strong>ri mentium suum inde nomen cresc<strong>at</strong>.‖<br />

130 See Mario Biagioli, Galileo, Courtier: The Practice of Science in the Culture of Absolutism<br />

(Chicago: <strong>University</strong> of Chicago Press, 1994).<br />

188


Conclusion<br />

The s<strong>to</strong>ry of Kepler and Galileo thus provides us with a window on<strong>to</strong> Kepler‘s <strong>at</strong>tempts<br />

<strong>to</strong> construct an astronomical community centered on the theories of Copernicus. In many ways,<br />

th<strong>at</strong> community was modeled on the larger Republic of Letters. Kepler reached out <strong>to</strong> Galileo as<br />

a fellow scholar, one whom he hoped would welcome his ideas, criticize them honestly, offer his<br />

own ideas in kind, and contribute <strong>to</strong> his <strong>at</strong>tempts <strong>to</strong> strengthen their communal enterprise.<br />

Though he was thrilled <strong>to</strong> have Galileo join the ranks of Copernicans, and delighted th<strong>at</strong><br />

Galileo‘s telescopic discoveries further supported the truth of heliocentrism, he found himself<br />

troubled by Galileo‘s secretive behavior. For Kepler, who labeled his very first book with the<br />

word ―mystery,‖ or ―secret,‖ n<strong>at</strong>ure‘s secrets meant its inner workings. These were <strong>to</strong> be<br />

plumbed and then shared, not kept hidden; n<strong>at</strong>ure‘s surface secrecy did not correspond with any<br />

kind of secrecy or concealment on the part of its investiga<strong>to</strong>rs. Kepler, th<strong>at</strong> is, firmly believed in<br />

the ideal of public knowledge th<strong>at</strong> was <strong>to</strong> characterize many early modern scholars of his time, in<br />

contrast with the hermetic exclusivity of many of his predecessors. 131<br />

While Galileo, <strong>to</strong>o, had no interest in limiting his discoveries <strong>to</strong> a select few initi<strong>at</strong>es, he<br />

emphasized secrecy in the sense of privacy and priority. Always concerned th<strong>at</strong> others might<br />

take advantage of him and claim credit for his discoveries, Galileo‘s refusal <strong>to</strong> share his<br />

telescopes or his plans for their construction gre<strong>at</strong>ly frustr<strong>at</strong>ed Kepler, as did his sending of<br />

ciphers r<strong>at</strong>her than clear and immedi<strong>at</strong>e news of his discoveries. Indeed, in the end Galileo‘s<br />

secretiveness was among the reasons Kepler withdrew his condemn<strong>at</strong>ion of Horky. Though<br />

Kepler continued <strong>to</strong> support Galileo and <strong>to</strong> argue on his behalf, he also believed th<strong>at</strong> since<br />

131 On the evolving connot<strong>at</strong>ions of the ―secrets of n<strong>at</strong>ure,‖ see William Eamon, Science and the<br />

Secrets of N<strong>at</strong>ure: Books of Secrets in Medieval and Early Modern Culture (Prince<strong>to</strong>n: Prince<strong>to</strong>n<br />

<strong>University</strong> Press, 1996).<br />

189


Galileo had not been truly open about spreading or defending his ideas, he could not expect his<br />

work <strong>to</strong> go unchallenged. Likewise, Kepler tried <strong>to</strong> model his behavior <strong>to</strong>ward Horky in<br />

accordance with the guidelines of civil behavior th<strong>at</strong> characterized both the larger Republic of<br />

Letters and the m<strong>at</strong>hem<strong>at</strong>ical Republic within it. When Horky‘s own behavior placed himself<br />

outside those guidelines, Kepler‘s response was harsh and his break with Horky decisive. Yet<br />

when Horky convinced Kepler th<strong>at</strong> his own behavior had been justified, Kepler immedi<strong>at</strong>ely<br />

retracted his neg<strong>at</strong>ive words about Horky and sought <strong>to</strong> ensure th<strong>at</strong> they would not be publicized,<br />

despite his continued disagreement with Horky‘s stance. In other words, while the ideas of<br />

Copernicanism th<strong>at</strong> were <strong>to</strong> undergird Kepler‘s conception of scientific community were very<br />

important <strong>to</strong> him, the ideals of civility and shared knowledge were critical as well.<br />

The interactions between Kepler and Horky also reveal th<strong>at</strong> those ideals could be difficult<br />

<strong>to</strong> uphold in the face of the practical constraints of an imagined Republic spread across<br />

geographic boundaries. If scholars were <strong>to</strong> be united across Europe, the communic<strong>at</strong>ions th<strong>at</strong><br />

undergirded their union might be slow in coming and easily misunders<strong>to</strong>od. The situ<strong>at</strong>ion in<br />

which Kepler and Horky found themselves was due as much <strong>to</strong> the fact th<strong>at</strong> their letters kept<br />

crossing p<strong>at</strong>hs as it was <strong>to</strong> their intellectual disagreement. Horky‘s neg<strong>at</strong>ive letters <strong>to</strong> Kepler<br />

about Galileo were not answered quickly enough <strong>to</strong> prevent his misconstruing Kepler‘s own<br />

feelings on the subject. And Kepler‘s angry condemn<strong>at</strong>ion of Horky‘s work completely missed<br />

Horky, who arrived <strong>at</strong> Kepler‘s home eager <strong>to</strong> revel in their mutual disapproval of Galileo.<br />

Likewise Kepler‘s own efforts <strong>to</strong> support Galileo through his Dissert<strong>at</strong>io were complic<strong>at</strong>ed by<br />

the fact th<strong>at</strong> readers often completely misunders<strong>to</strong>od his <strong>to</strong>ne. The problems of communic<strong>at</strong>ion<br />

<strong>at</strong> a distance—delay, crossed p<strong>at</strong>hs, and misconstrued <strong>to</strong>ne—were as much a challenge <strong>to</strong><br />

Kepler‘s <strong>at</strong>tempts <strong>at</strong> establishing community as Galileo‘s emphasis on secrecy and priority.<br />

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Additionally, though Kepler certainly argued for public knowledge, we need <strong>to</strong> clarify<br />

wh<strong>at</strong> kind of ―public‖ he meant. Among scholars, <strong>to</strong> be sure, Kepler advoc<strong>at</strong>ed for openness and<br />

honesty. Yet when it came <strong>to</strong> the unlearned or moder<strong>at</strong>ely learned public, Kepler was willing <strong>to</strong><br />

be less forthcoming. In her analysis of the Republic of Letters, Ann Goldgar has written th<strong>at</strong><br />

―the ‗public‘ my scholars cared about was each other.‖ 132<br />

For Kepler, this was not strictly the<br />

case—he certainly cared wh<strong>at</strong> the larger public thought, and his Copernican campaign was aimed<br />

as much <strong>at</strong> this larger public as <strong>at</strong> the more limited Republic of scholars. Yet when it came <strong>to</strong><br />

addressing this public, Kepler was willing <strong>to</strong> be less than open. This larger public, Kepler felt,<br />

would not be swayed by the open sharing of knowledge—other methods would have <strong>to</strong> suffice,<br />

methods th<strong>at</strong> might be secretive, or even deceptive.<br />

Kepler, like Galileo, could be the consumm<strong>at</strong>e courtier if he so chose. He was certainly<br />

equipped with the right <strong>to</strong>ols <strong>to</strong> act the part; as a trained humanist, Kepler relied on a long his<strong>to</strong>ry<br />

of rhe<strong>to</strong>rical techniques first described by the ancient Greeks and taught in the universities of his<br />

own time as well. 133<br />

Those techniques could be used alongside traditional logical or<br />

m<strong>at</strong>hem<strong>at</strong>ical arguments <strong>to</strong> further bolster one‘s argument, and they could be targeted <strong>at</strong> scholars<br />

and non-scholars alike. Even the letters of the theoretically open and transparent Republic of<br />

Letters were themselves crafted with gre<strong>at</strong> care and <strong>at</strong>tention <strong>to</strong> rhe<strong>to</strong>ric; letters were, after all, as<br />

much self-conscious <strong>at</strong>tempts <strong>at</strong> the fashioning of one‘s persona as they were methods of<br />

communic<strong>at</strong>ion. 134<br />

Kepler‘s Astronomia Nova was likewise targeted specifically <strong>to</strong>ward the<br />

132 Ann Goldgar, Impolite Learning: Conduct and Community in the Republic of Letters (New<br />

Haven: Yale <strong>University</strong> Press, 1995), 6.<br />

133 See, for example, Carlo Ginzburg, His<strong>to</strong>ry, Rhe<strong>to</strong>ric, and Proof (Hanover: <strong>University</strong> of New<br />

England Press, 1999).<br />

134 See, for example, Adam Mosley, Nicholas Jardine, and Karin Tybjerg, ―Epis<strong>to</strong>lary Culture,<br />

Edi<strong>to</strong>rial Practices, and the Propriety of Tycho‘s Astronomical Letters,‖ Journal for the His<strong>to</strong>ry<br />

191


scholarly reader, and was itself a masterpiece of rhe<strong>to</strong>rical persuasion. 135<br />

Yet the very specific<br />

str<strong>at</strong>egies th<strong>at</strong> Kepler labeled as deliber<strong>at</strong>ely deceptive were aimed <strong>at</strong> a non-scholarly audience in<br />

particular, and relied heavily on the manipul<strong>at</strong>ion of opinion through an emphasis on authority.<br />

These deceptions were only appropri<strong>at</strong>e, in Kepler‘s view, because they were addressed <strong>to</strong><br />

outsiders; he faulted Galileo for playing the courtier even <strong>to</strong> his intellectual colleagues.<br />

Of course, these deceptive str<strong>at</strong>egies were not always successful, nor did they always<br />

reach the appropri<strong>at</strong>e targets. As the reception of Kepler‘s Dissert<strong>at</strong>io demonstr<strong>at</strong>ed, his<br />

<strong>at</strong>tempts <strong>to</strong> use the weight of authority <strong>to</strong> bolster Galileo‘s arguments were completely<br />

misunders<strong>to</strong>od. And the people who misunders<strong>to</strong>od them were the very scholars whom Kepler<br />

hoped would be convinced without the need for such deceptions. In the face of such<br />

misunderstanding—and in light of the fact th<strong>at</strong> Galileo‘s discoveries could not be proven via<br />

deduction nor experienced by the majority of readers who did not possess a telescope—Kepler<br />

began <strong>to</strong> employ a different sort of rhe<strong>to</strong>rical str<strong>at</strong>egy. <strong>From</strong> an emphasis on the weight of<br />

authority he moved instead <strong>to</strong> an emphasis on the weight of the law. He argued, in the afterm<strong>at</strong>h<br />

of the Dissert<strong>at</strong>io, th<strong>at</strong> the proper standards for credible testimony and the legal idea of fides<br />

meant th<strong>at</strong> Galileo‘s claims had <strong>to</strong> be accepted, and he targeted these arguments <strong>at</strong> the scholar<br />

and non-scholar alike.<br />

This l<strong>at</strong>ter rhe<strong>to</strong>ric of law seems more immedi<strong>at</strong>ely understandable <strong>to</strong> the modern reader<br />

as a buttress for the scientific enterprise; the idea of deceptive rhe<strong>to</strong>ric, by contrast, seems less<br />

consonant both with our typical understanding of the ideals of science and also with the persona<br />

of Kepler himself, who characteristically argued for candor and truthfulness. Indeed, his very<br />

of Astronomy 34 (2003): 419-51. See also Lisa Jardine, Erasmus, Man of Letters: The<br />

Construction of Charisma in Print (Prince<strong>to</strong>n: Prince<strong>to</strong>n <strong>University</strong> Press, 1993).<br />

135 See the discussion in Voelkel, The Composition of Kepler‘s Astronomia Nova.<br />

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efusal <strong>to</strong> dissimul<strong>at</strong>e when it came <strong>to</strong> m<strong>at</strong>ters of religion led directly, as we saw in the previous<br />

chapters, <strong>to</strong> his exclusion from the Lutheran communion and his refusal <strong>to</strong> go along with the<br />

Jesuits who continually urged him <strong>to</strong> convert <strong>to</strong> C<strong>at</strong>holicism. Why, then, did Kepler specifically<br />

advoc<strong>at</strong>e a str<strong>at</strong>egy of dissimul<strong>at</strong>ion when it came <strong>to</strong> the spread of Copernicanism? And wh<strong>at</strong><br />

did dissimul<strong>at</strong>ion mean <strong>to</strong> him?<br />

To answer this question, we need <strong>to</strong> remind ourselves th<strong>at</strong> although dissimul<strong>at</strong>ion has<br />

overwhelmingly neg<strong>at</strong>ive valences <strong>to</strong>day, it was a prominent and often accepted fe<strong>at</strong>ure of early<br />

modern life. Rosario Villari, for instance, has highlighted the ways th<strong>at</strong> dissimul<strong>at</strong>ion in early<br />

modern Italy was used as an important form of political resistance and innov<strong>at</strong>ion. 136<br />

Likewise,<br />

although Calvin railed against the Nicodemites—a term he coined <strong>to</strong> refer <strong>to</strong> those who, while<br />

accepting a new faith in their hearts, did not alter their public professions of religious belief—the<br />

practice was widespread and the dissimul<strong>at</strong>ion th<strong>at</strong> underpinned it widely recognized. 137<br />

Selffashioning,<br />

as well, relied upon deception, and the supposedly artless sprezz<strong>at</strong>ura <strong>to</strong> which<br />

Castiglione‘s courtier aspired was, of course, a laboriously acquired façade. 138<br />

Also ubiqui<strong>to</strong>us<br />

was the early modern belief—and the allegorical style of reading th<strong>at</strong> sustained it—th<strong>at</strong> God had<br />

disguised the truth in densely complex texts in order <strong>to</strong> protect it from the foolish ignorant, and<br />

th<strong>at</strong> the pagan ancients had likewise deceptively hidden the truth under layers of myth such th<strong>at</strong><br />

136 Rosario Villari, Elogio della Dissimulazione: La Lotta Politica nel Seicen<strong>to</strong> (Rome, 1987).<br />

137 Though there is some deb<strong>at</strong>e as <strong>to</strong> its true n<strong>at</strong>ure; Carlo Ginzburg portrays it as a unified<br />

movement (see his Il Nicodemismo: Simulazione e Dissimulazione Religiosa nell‘Europa del<br />

‘500 (Turin: Guilio Einaudi, 1970) while Carlos Eire describes it as a large-scale and<br />

heterogeneous <strong>at</strong>titude (see his ―Calvin and Nicodemism: A reappraisal,‖The Sixteenth Century<br />

Journal 10 (1979): 45–69).<br />

138 Baldassare Castiglione, Il Cortegiano (Venice, 1524).<br />

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only the truly wise could decipher it. 139<br />

Kepler was immersed in and drew on all these modes of<br />

thought; his campaign of deception, th<strong>at</strong> is, while rooted in ancient rhe<strong>to</strong>rical traditions, was also<br />

a str<strong>at</strong>egy of its time.<br />

Yet many of the forms of deception noted above were ways of hiding wh<strong>at</strong> one truly<br />

thought, not of deliber<strong>at</strong>ely dissemin<strong>at</strong>ing falsehood in order <strong>to</strong> eventually further a larger truth.<br />

Hence a closer analogue <strong>to</strong> Kepler‘s approach lies not in allegorical modes of reading or in the<br />

masking of religious belief, but in religious approaches <strong>to</strong> the spreading of true doctrine among<br />

the uniniti<strong>at</strong>ed. As I noted in the previous chapter, Kepler was well acquainted with Jesuit<br />

str<strong>at</strong>egies for propag<strong>at</strong>ing the C<strong>at</strong>holic faith, and <strong>at</strong> times deliber<strong>at</strong>ely likened his own<br />

Copernican campaign <strong>to</strong> their religious campaigns. The Jesuits hoped <strong>to</strong> win their audiences<br />

over <strong>to</strong> the truths of the C<strong>at</strong>holic faith, and were willing <strong>to</strong> ―accommod<strong>at</strong>e‖ false beliefs in order<br />

<strong>to</strong> do so; many felt th<strong>at</strong> any deception required was ultim<strong>at</strong>ely justified by the winning of new<br />

souls <strong>to</strong> worship in the community of the true Church. 140 Kepler‘s <strong>at</strong>titude nicely mirrors this<br />

approach; by dissimul<strong>at</strong>ing and projecting the illusion of authority, he hoped <strong>to</strong> win his audience<br />

over <strong>to</strong> the truth of Copernicanism and cre<strong>at</strong>e his own kind of community of believers. Kepler<br />

thought of Copernicanism not merely as a scientific truth, but as an all-encompassing one, a<br />

paramount truth <strong>to</strong> which he needed <strong>to</strong> devote the full-strength of his persuasive energies.<br />

―Because I am completely persuaded by the opinion of Copernicus,‖ he wrote, ―I am religiously<br />

prevented from proposing anything different…This glory suffices, th<strong>at</strong> with my discovery I can<br />

139 See Hankins, Pla<strong>to</strong> in the Italian Renaissance, and Don Cameron Allen, Mysteriously Meant:<br />

The Rediscovery of Pagan Symbolism and Allegorical Interpret<strong>at</strong>ion in the Renaissance<br />

(Baltimore: Johns Hopkins <strong>University</strong> Press, 1970).<br />

140 See, for example, Adriano Prosperi, ―The Missionary‖, in Ed. Rosario Villari, Baroque<br />

Personae (Chicago: <strong>University</strong> of Chicago Press 1995), 160–94. See also John W. O‘Malley et<br />

al. (eds), The Jesuits: Cultures, sciences, and the arts, 1540–1773 (Toron<strong>to</strong>: <strong>University</strong> of<br />

Toron<strong>to</strong> Press, 1999), in particular ―Part Four: Encounters with the other: Between assimil<strong>at</strong>ion<br />

and domin<strong>at</strong>ion‖, and ―Part Five: Tradition, innov<strong>at</strong>ion, and accommod<strong>at</strong>ion.‖<br />

194


guard the g<strong>at</strong>e of the temple in which Copernicus celebr<strong>at</strong>es <strong>at</strong> the high altar.‖ 141<br />

The words<br />

Kepler used <strong>to</strong> describe Copernican theory were rife with theological over<strong>to</strong>nes. And though<br />

Kepler could never bring himself <strong>to</strong> dissimul<strong>at</strong>e when it came <strong>to</strong> questions of confession, as we<br />

saw in the earlier two chapters, this was in part because he felt th<strong>at</strong> those questions would never<br />

be settled in with any degree of unanimity in his lifetime. If the only way <strong>to</strong> achieve churchly<br />

harmony was through negoti<strong>at</strong>ion and compromise, dissimul<strong>at</strong>ion was counterproductive—it<br />

would only make things more difficult. By contrast, as we‘ve seen, Kepler felt th<strong>at</strong> the<br />

Copernican question could be conclusively settled, via deductive reason and in ways th<strong>at</strong> were<br />

inarguably evident. Indeed, all his books—from his Mysterium Cosmographicum <strong>to</strong> his<br />

Harmonice Mundi—were <strong>at</strong>tempts <strong>to</strong> do just this. The evidence provided in the books<br />

themselves, he hoped, would convince all scholars capable of truly reasoned thought. For the<br />

rest, if dissimul<strong>at</strong>ion was required <strong>to</strong> bring them around, then it was surely warranted in his view.<br />

If God‘s Church could not be aligned with any one confession, so be it—after all, as Kepler had<br />

written, ―Christ the Lord, who spoke this word, neither was nor is Lutheran, nor Calvinist, nor<br />

C<strong>at</strong>holic.‖ 142<br />

Yet God‘s Church might still be a Church of Copernicans, and Kepler did his best<br />

<strong>to</strong> see th<strong>at</strong> it would be. For God had imprinted the world with his harmonic blueprint, clear for<br />

all <strong>to</strong> see—and God was a Copernican. 143<br />

141 KGW 13:91: ―Atque etiam mihi, cui persuasissima est Copernicj sententia religio est aliud<br />

proponere, vel in laudem ingenij, vel ad gr<strong>at</strong>iam hominum, qui absurdit<strong>at</strong>e sententiae plurimj<br />

offenduntur: sufficit haec gloria, posse Copernico ad magnam aram sacra facientj portas templj<br />

mea inventione cus<strong>to</strong>dire.‖<br />

142 KGW 12.26: ―Aber Gott lob das Christus der Herr, welcher diese Wort aussgesprochen, auff<br />

diesen ihren schalg, weder Lutehrisch noch Calvinisch, noch Papistisch gewest, noch ist.‖<br />

143 See Peter Barker, ―The Role of Religion in the Lutheran Response <strong>to</strong> Copernicus,‖ in<br />

Rethinking the Scientific Revolution, Ed. Margaret J. Osler (Cambridge: Cambridge <strong>University</strong><br />

Press, 2000): 59-88. Barker also ends his essay with the phrase ―God was a Copernican.‖<br />

195


Chapter 4:<br />

“Your Copernican Book”:<br />

The Targets of Kepler’s Epi<strong>to</strong>me<br />

Kepler‘s interactions with Galileo, as I argued in the previous chapter, reveal the ways<br />

th<strong>at</strong> Kepler aimed his Copernican campaign both <strong>at</strong> the scholarly public of astronomers and<br />

m<strong>at</strong>hem<strong>at</strong>icians as well as <strong>at</strong> the unlearned or moder<strong>at</strong>ely learned public. With the public<strong>at</strong>ion of<br />

his Epi<strong>to</strong>me of Copernican Astronomy, Kepler hoped <strong>to</strong> further th<strong>at</strong> effort. The rhe<strong>to</strong>rical tactics<br />

th<strong>at</strong> he had described <strong>to</strong> Galileo and enacted in his Dissert<strong>at</strong>io with the Sidereus Nuncius were<br />

ways <strong>to</strong> try and sway a public who did not have the skills or capacities <strong>to</strong> be won over with true<br />

knowledge and m<strong>at</strong>hem<strong>at</strong>ical demonstr<strong>at</strong>ions. Yet with the Epi<strong>to</strong>me, Kepler tried another tactic,<br />

and one th<strong>at</strong> he clearly preferred. The Epi<strong>to</strong>me was <strong>to</strong> be a textbook, a way for the young and<br />

ignorant <strong>to</strong> acquaint themselves with the rudiments of Copernican astronomy when they were<br />

still receptive and malleable. In this way, Kepler hoped <strong>to</strong> reach th<strong>at</strong> crowd of unlearned men<br />

before they had gotten <strong>to</strong> such a st<strong>at</strong>e, and <strong>to</strong> craft them in<strong>to</strong> the kind of public who might<br />

appreci<strong>at</strong>e his arguments. He hoped <strong>to</strong> provide young students with the found<strong>at</strong>ional knowledge<br />

and skills <strong>to</strong> become true members of the community of Copernicans in the future, able <strong>to</strong><br />

appreci<strong>at</strong>e the arguments he offered in favor of Copernicus without the need for subterfuge or<br />

deception.<br />

This idea would not be as easy <strong>to</strong> implement as Kepler had hoped, however, and not just<br />

because Copernican astronomy was no easy subject <strong>to</strong> master. R<strong>at</strong>her, Kepler‘s efforts <strong>to</strong> target<br />

his Epi<strong>to</strong>me <strong>to</strong> the young and unlearned were frustr<strong>at</strong>ed by two external events: the banning of<br />

the first three books of his Epi<strong>to</strong>me in Italy, and the outbreak of the Thirty Years‘ war. Both<br />

these events, I argue in this chapter, caused Kepler <strong>to</strong> dram<strong>at</strong>ically reconceptualize his Epi<strong>to</strong>me<br />

and reframe its target audience. By the time he published the l<strong>at</strong>er books of the Epi<strong>to</strong>me, th<strong>at</strong> is,<br />

196


Kepler argued th<strong>at</strong> he had targeted the book specifically not for students, but r<strong>at</strong>her for expert or<br />

powerful readers alone. In this chapter, I will tell the s<strong>to</strong>ry of how these changes came about,<br />

and of the ways th<strong>at</strong> both the banning of the Epi<strong>to</strong>me and the outbreak of war altered Kepler‘s<br />

conception of his work and its purpose. Much like Kepler‘s interaction with the work of Galileo<br />

discussed in the previous chapter, I argue, Kepler‘s changing <strong>at</strong>titude <strong>to</strong>ward the Epi<strong>to</strong>me sheds<br />

light on his understanding of wh<strong>at</strong> it meant <strong>to</strong> be a Copernican, and on how Copernicans might<br />

best seek <strong>to</strong> enlarge their communal ranks.<br />

Kepler’s Epi<strong>to</strong>me as Copernican Primer<br />

Kepler‘s Epi<strong>to</strong>me of Copernican Astronomy was a dense and lengthy exposition of<br />

Copernican theory, written in question-and-answer form<strong>at</strong>, and published in three octavo<br />

volumes between 1618 and 1621. Scholars typically tend <strong>to</strong> see the book as an elementary<br />

Copernican textbook targeted <strong>to</strong>ward the unschooled student reader. 1<br />

Many recognize, however,<br />

th<strong>at</strong> the book sits uneasily in this genre, and thus descriptions of the book are often qualified—it<br />

is, one scholar notes, an ―idiosyncr<strong>at</strong>ic textbook.‖ 2<br />

Caspar, the preeminent biographer of Kepler,<br />

goes so far as <strong>to</strong> say ―it is not doing justice <strong>to</strong> it <strong>to</strong> design<strong>at</strong>e it as a textbook, even though it is in<br />

the form of one; it is not <strong>to</strong> be compared with the other textbooks of astronomy then in use.‖ 3<br />

One problem in c<strong>at</strong>egorizing the book as a Copernican textbook is th<strong>at</strong> it is not, in point of fact,<br />

1 For example, Rhonda Martens writes th<strong>at</strong> ―it was written for a more general audience [than<br />

Kepler‘s other books],‖ (Kepler‘s Philosophy and the New Astronomy [Prince<strong>to</strong>n: Prince<strong>to</strong>n<br />

Prince<strong>to</strong>n <strong>University</strong> Press, 2000], 142); Judith Field describes it as an ―elementary textbook of<br />

Copernican astronomy,‖ (―Renaissance M<strong>at</strong>hem<strong>at</strong>ics: Diagrams for Geometry, Astronomy and<br />

Music,‖Interdisciplinary Science Reviews 29.3 [2004]: 259-277, <strong>at</strong> 275); and Bruce Stephenson<br />

writes th<strong>at</strong> it was ―intended for the student‖ (see Kepler‘s Physical Astronomy [Dordrecht:<br />

Springer, 1994], 138).<br />

2 Stephenson, 138.<br />

3 Kepler, Trans. and Ed. Doris Hellman (New York: Dover, 1993), 297.<br />

197


strictly Copernican—it is more an epi<strong>to</strong>me of Keplerian astronomy, or of Copernican astronomy<br />

as interpreted and made physical by Kepler. Yet still more problem<strong>at</strong>ic is the Epi<strong>to</strong>me‘s<br />

incredible complexity. It is a detailed and m<strong>at</strong>hem<strong>at</strong>ically sophistic<strong>at</strong>ed account of Kepler‘s<br />

physical system—it is, in fact, the most detailed exposition of th<strong>at</strong> system th<strong>at</strong> Kepler produced.<br />

It is difficult <strong>to</strong> imagine the average student—or even, for th<strong>at</strong> m<strong>at</strong>ter, the advanced student—<br />

using such a book <strong>to</strong> learn the basics of theoretical astronomy. Indeed, we have evidence th<strong>at</strong><br />

even university m<strong>at</strong>hem<strong>at</strong>ics professors struggled with the text. Peter Crüger, Professor of<br />

M<strong>at</strong>hem<strong>at</strong>ics <strong>at</strong> Danzig, read Book IV of the Epi<strong>to</strong>me and reported th<strong>at</strong> ―the Poet says th<strong>at</strong> a<br />

reading repe<strong>at</strong>ed ten times should be pleasing. But I still don‘t understand this after one hundred<br />

repetitions. The author seems <strong>to</strong> deliber<strong>at</strong>ely obscure the m<strong>at</strong>ter, as is his cus<strong>to</strong>m.‖ 4<br />

Of course, a book‘s complexity does not necessarily discourage its use as a textbook.<br />

Early modern textbooks came in many shapes and sizes, and ―wh<strong>at</strong> look <strong>to</strong> us like massive,<br />

erudite reference works sometimes functioned, thanks <strong>to</strong> the practices of readers, as elementary<br />

textbooks.‖ 5<br />

Although his<strong>to</strong>rians previously assumed, for example, th<strong>at</strong> nobody read<br />

Copernicus‘s De Revolutionibus due <strong>to</strong> its complexity, Owen Gingerich‘s detective work has<br />

revealed th<strong>at</strong> it was a remarkably successful textbook. 6<br />

Some scholars claim similar prominence<br />

for Kepler‘s Epi<strong>to</strong>me, noting th<strong>at</strong> it ―<strong>at</strong>tained a rel<strong>at</strong>ively wide readership‖ 7 among a general<br />

4 KGW 18:937: ―Librum Astronomiae Kepplerianae quartum accepi...Legi, nec semel, quae de<br />

proportione Orbium et Corporum Planetariorum Kepplerus cit<strong>at</strong>is a te locis infert. Lectio decies<br />

repetita placebit, ait Poeta. Sed haec vel centies repetita nondum intelligo. Et videtur au<strong>to</strong>r<br />

more suo rem obscurare de industria.‖<br />

5 Anthony Graf<strong>to</strong>n, ―Textbooks and the Disciplines,‖ in Scholarly Knowledge: Textbooks in<br />

Early Modern Europe, Eds. Emidio Campi, Simone De Angelis ,Anja-Silvia Goeing and<br />

Anthony T. Graf<strong>to</strong>n (Geneva: Librairie Droz S. A., 2008), 28.<br />

6 The Book Nobody Read: Chasing the Revolutions of Nicolaus Copernicus (New York: Walker<br />

and Company, 2004).<br />

7 Martens, 142<br />

198


audience or th<strong>at</strong> it ―acquired considerable popularity as a textbook.‖ 8<br />

Yet the his<strong>to</strong>rian who<br />

resurrected Copernicus as a textbook does not do the same for Kepler; Gingerich rightly notes<br />

th<strong>at</strong> since the Epi<strong>to</strong>me only went through two printings in the seventeenth century, it is unlikely<br />

th<strong>at</strong> it was a very popular university text—the Epi<strong>to</strong>me Astronomiae of Kepler‘s teacher Michael<br />

Maestlin, by contrast, went through seven editions. 9<br />

And so we have a picture of a textbook which even university professors struggled <strong>to</strong><br />

comprehend, a book seemingly targeted <strong>to</strong>ward students which appears not <strong>to</strong> have been taught<br />

<strong>at</strong> universities. Could Kepler have simply drastically overestim<strong>at</strong>ed his audience, intending <strong>to</strong><br />

teach beginners but presenting them with a book impossible for them <strong>to</strong> understand? This is<br />

indeed a possibility, yet Kepler was a skilled rhe<strong>to</strong>rician who possessed a keen sense of his<br />

potential readers and a remarkable ability <strong>to</strong> adapt his books <strong>to</strong> a variety of audiences. 10<br />

This<br />

was the man, after all, who wrote yearly popular astrology almanacs, a fantastical account of a<br />

voyage <strong>to</strong> the moon, and letters <strong>to</strong> experts and am<strong>at</strong>eurs, nobles and commoners alike.<br />

Perhaps, then, the problem is not th<strong>at</strong> Kepler missed the mark with his textbook, but th<strong>at</strong><br />

the Epi<strong>to</strong>me should not be read as a textbook <strong>at</strong> all, or <strong>at</strong> least not a textbook for the beginner.<br />

8 Stephenson,138. As evidence, Stephenson cites J. L. Russell, ―Kepler's Laws of Planetary<br />

Motion: 1609-1666,‖ The British Journal for the His<strong>to</strong>ry of Science 2.1 (1964): 1-24, <strong>at</strong> 8. Yet<br />

though Russell does demonstr<strong>at</strong>e increasing interest in the Epi<strong>to</strong>me in the l<strong>at</strong>ter half of the<br />

seventeenth century, this is interest on the part of other expert practitioners—m<strong>at</strong>hem<strong>at</strong>icians and<br />

astronomers. Russell does not address the popularity of the Epi<strong>to</strong>me as a textbook for students.<br />

9 ―Five Centuries of Astronomical Textbooks and Their Role in Teaching,‖ in The Teaching of<br />

Astronomy: Proceedings of IAU Colloq. 105, Eds. J.M. Pasachoff and J.R. Percy (Cambridge:<br />

Cambridge <strong>University</strong> Press, 1990), 192. To quote Gingerich, ―Kepler himself ultim<strong>at</strong>ely<br />

produced a squ<strong>at</strong>, f<strong>at</strong> textbook containing more words than any of his other writings. Called The<br />

Epi<strong>to</strong>me of Copernican Astronomy, it is generally believed by his<strong>to</strong>rians of science <strong>to</strong> have been<br />

one of the most widely used texts of the early seventeenth century, but they are wrong. Just<br />

because a his<strong>to</strong>rian of astronomy once said so does not make it true.‖<br />

10 See Anthony Graf<strong>to</strong>n, ―Humanism and Science in Rudolfine Prague: Kepler in Context,‖ in<br />

Defenders of the Text: The Traditions of Scholarship in an Age of Science, 1450-1800<br />

(Cambridge: Harvard <strong>University</strong> Press, 1991).<br />

199


Why, after all, have scholars begun by assuming the book <strong>to</strong> be an elementary textbook when its<br />

content is so much more advanced than one would expect of such a book? The fact th<strong>at</strong> Kepler<br />

called the book an ―Epi<strong>to</strong>me‖ is not itself indic<strong>at</strong>ive of its target audience. Possibly the most<br />

famous astronomical Epi<strong>to</strong>me of the period, Peurbach and Regiomontanus‘s Epi<strong>to</strong>me of the<br />

Almagest, did purport <strong>to</strong> summarize P<strong>to</strong>lemaic astronomy, but it did far more than th<strong>at</strong>—it <strong>to</strong>ok a<br />

critical look <strong>at</strong> P<strong>to</strong>lemy‘s work and considered theoretical and observ<strong>at</strong>ional developments in<br />

astronomy since P<strong>to</strong>lemy, and was a primary resource for all practicing astronomers of the<br />

period. 11<br />

Peurbach‘s and Regionmontanus‘s Epi<strong>to</strong>me was still used in university classrooms of<br />

the sixteenth century, as it was easier <strong>to</strong> follow than the Almagest itself. Yet it was a resource for<br />

more advanced astronomy students, as opposed <strong>to</strong> the simpler elementary astronomical texts<br />

widely used for beginning students, like Sacrobosco‘s Sphere or Peter Apian‘s Cosmographia.<br />

By contrast, another famous astronomical Epi<strong>to</strong>me, the Epi<strong>to</strong>me astronomiae of Kepler‘s<br />

teacher, Michael Maestlin, was intended not for practicing astronomers or advanced students but<br />

specifically for non-specialists. Maestlin dedic<strong>at</strong>ed the book <strong>to</strong> Duke Ludwig of Würrtemberg,<br />

and explained in the preface th<strong>at</strong> he intended it for beginning students in the arts—all of whom<br />

were required <strong>to</strong> study some astronomy, a subject of the traditional quadrivium—and particularly<br />

for those unskilled in m<strong>at</strong>hem<strong>at</strong>ics. He strove <strong>to</strong> use only simple methods and accepted theories,<br />

leaving out anything of interest <strong>to</strong> experts alone. This is likely the reason th<strong>at</strong> Maestlin‘s<br />

Epi<strong>to</strong>me did not adopt the Copernican system, though Maestlin himself was a Copernican—this<br />

new theory would be of interest <strong>to</strong> the more advanced student of astronomy, not the beginner<br />

11 See Noel Swerdlow, ―Astronomy in the Renaissance,‖ in Astronomy before the Telescope, Ed.<br />

C. Walker (London: British Museum Press, 1996): 187-230, <strong>at</strong> 190.<br />

200


who would soon leave the study of astronomy behind. 12<br />

By the end of the sixteenth century,<br />

Maestlin‘s Epi<strong>to</strong>me was among the most popular of astronomical textbooks, along with<br />

Chris<strong>to</strong>ph Clavius‘s commentary on Sacrobosco‘s Sphere.<br />

When he began working on his own Epi<strong>to</strong>me, Kepler described it as a book of<br />

astronomical principles th<strong>at</strong> he had crafted ―in imit<strong>at</strong>ion of the first book on the spheres by<br />

Maestlin.‖ 13<br />

Indeed, on the surface Kepler‘s Epi<strong>to</strong>me seems much more an imit<strong>at</strong>ion of the work<br />

of his teacher than of Peurbach and Regiomontanus. The title of Kepler‘s book, the Epi<strong>to</strong>me of<br />

Copernican Astronomy, is a clear reference <strong>to</strong> Maestlin‘s own textbook, with the simple addition<br />

of the word ―Copernican.‖ Maestlin had written his Epi<strong>to</strong>me as a series of questions and<br />

answers, a form<strong>at</strong> rel<strong>at</strong>ively unique for astronomical textbooks of the time, and one which Kepler<br />

adopted for his Epi<strong>to</strong>me as well. Also, like Maestlin‘s Epi<strong>to</strong>me but unlike the Epi<strong>to</strong>me of<br />

Peurbach and Regiomontanus, Kepler‘s book was published in cheap, octavo form. Finally,<br />

unlike many of the other textbooks widely used in the classroom, Maestlin had structured his<br />

book as a comprehensive survey of astronomy, which included both m<strong>at</strong>erial on the sphere and<br />

on planetary theory, and Kepler followed this model for the content of his book as well.<br />

Kepler‘s adoption of Maestlin‘s Epi<strong>to</strong>me as a model for his own book suggests th<strong>at</strong>, like<br />

Maestlin, Kepler intended his book for the beginning student in astronomy. Indeed, like<br />

Maestlin, Kepler made this clear <strong>at</strong> the very start of his book. In his dedic<strong>at</strong>ion <strong>to</strong> the first three<br />

12 See Charlotte Methuen, ―Maestlin's Teaching of Copernicus: The Evidence of His <strong>University</strong><br />

Textbook and Disput<strong>at</strong>ions,‖ Isis 87.2 (1996): 230-247.<br />

13 KGW 16:619,‖Vellem igitur Marius refut<strong>at</strong>ionis suae m<strong>at</strong>eriam habere posset ex libello meo<br />

de principijs astronomiae, quem ad imit<strong>at</strong>ionem libri primi Sphaericorum Maestlini concinnavi.‖<br />

201


ooks of the Epi<strong>to</strong>me, he explained th<strong>at</strong> he conceived of the book as a summary of the new<br />

astronomy adapted for ―children <strong>at</strong> the school-bench.‖ 14<br />

Since, he wrote,<br />

this science cannot be successfully learned unless those who want <strong>to</strong> reap the fruit of it as<br />

adults can sow a seed in it as children, they should be aided by its ease of comprehension,<br />

its low price, and the proper abundance of examples. 15<br />

He explained his use of the question and answer form<strong>at</strong> along similar lines—the style, he wrote,<br />

was one which elimin<strong>at</strong>ed tedium, by diverting the reader and making the argument easier for the<br />

beginner <strong>to</strong> follow. Books I-III of the Epi<strong>to</strong>me focused on the doctrine of the sphere, something<br />

he noted th<strong>at</strong> any beginning student in astronomy would expect <strong>to</strong> learn.<br />

Kepler admitted th<strong>at</strong> there were many other books th<strong>at</strong> focused on this m<strong>at</strong>erial—<br />

particularly the immensely popular textbook of Sacrobosco, and the textbook of his own teacher,<br />

Maestlin. He was adding his own contribution, he explained, since ―there are varied styles of<br />

learning, and all students are not suited <strong>to</strong> the same teacher.‖ 16<br />

More importantly, he emphasized<br />

th<strong>at</strong> the doctrine of the sphere needed serious revision if one adopted the theories of Copernicus.<br />

And unlike Maestlin, who left Copernican theory out of his Epi<strong>to</strong>me because it was unsuited <strong>to</strong><br />

the beginner, Kepler maintained th<strong>at</strong> Copernicanism was particularly appropri<strong>at</strong>e for a beginner<br />

text, since it made astronomical theory easier <strong>to</strong> grasp, by elimin<strong>at</strong>ing needless embellishments<br />

like epicycles and eccentrics. Indeed, he argued th<strong>at</strong> the reader would be inspired <strong>to</strong> adopt the<br />

theory of Copernicus purely because of the ways in which it simplified astronomical theory.<br />

14 KGW 7.7, 4-8: ―Quod jamdudum post edita mea de motibus stellae Martis commentaria,<br />

suadentibus amicis, Astronomiae peritis, factitare coepi, vt novam illam Astronomiae sub<br />

RVDOLPHO Caesare restaur<strong>at</strong>ae formam compendio complecterer, et minoribus quasi<br />

subselliis accommodarem.‖<br />

15 Ibid., 8-11: ―…vt quia non foelicius discitur haec scientia, quàm si qui fructum eius adulti<br />

percipere cupiunt, in eâ sementem pueri faciant; simul illi et facilit<strong>at</strong>e comprehensionis, et pretij<br />

diminutione, copiâque iustâ exemplarium iuvarentur.‖<br />

16 Ibid., 39-42: ―Nam primò etsi nihil accessisset novi ad doctrinam Veterum, tamen illam ipsam<br />

expedit à variis authoribus tradi, cùm sint ingenia discentium varia, nec eidem omnes magistro<br />

apti discipuli, nec idem omnibus discentibus stilus, nec eadem methodus commoda…‖<br />

202


Kepler thus not only envisioned his book as a primer due <strong>to</strong> its form<strong>at</strong> and price, he saw its<br />

content, as well, as suited <strong>to</strong>ward the beginning student.<br />

Though Maestlin had crafted a traditional, non-Copernican Epi<strong>to</strong>me, he responded<br />

positively <strong>to</strong> Kepler‘s idea of a Copernican textbook in a letter of 1616, urging Kepler only <strong>to</strong><br />

tread carefully, since Copernicanism had many opponents. He found more problem<strong>at</strong>ic Kepler‘s<br />

contention th<strong>at</strong> the book would focus on the physical causes of astronomical phenomena, like the<br />

vari<strong>at</strong>ions of the moon. He wrote,<br />

I don‘t fully understand wh<strong>at</strong> you wrote about the moon—th<strong>at</strong> you had converted all its<br />

vari<strong>at</strong>ions <strong>to</strong> physical causes. Moreover, I think, in the present circumstances, th<strong>at</strong> one<br />

must avoid physical causes, and th<strong>at</strong> astronomical things must be handled astronomically,<br />

through astronomical causes and hypotheses, not physical ones. For, as is clear <strong>to</strong><br />

everybody, the calcul<strong>at</strong>ions demand for their support astronomical found<strong>at</strong>ions from<br />

geometry and arithmetic, not physical conjectures, which confuse the reader r<strong>at</strong>her than<br />

informing him. 17<br />

Maestlin, it appears, unders<strong>to</strong>od Kepler <strong>to</strong> be aiming for a teaching text, and worried th<strong>at</strong> the<br />

novel idea of ―physical astronomy‖ would confuse Kepler‘s target readers and in this way<br />

undermine the purpose of the book. Kepler was unwilling <strong>to</strong> abandon an idea so central <strong>to</strong> his<br />

own conception of astronomy, yet he emphasized th<strong>at</strong> the idea of physical astronomy need not<br />

affect the st<strong>at</strong>us of his book as a teaching text. His approach should not confuse readers, he<br />

contended, since he would tre<strong>at</strong> astronomical things both physically and astronomically, by<br />

clearly explaining how <strong>to</strong> compute all the motions from the hypotheses.<br />

A surface look <strong>at</strong> the opening pages of Kepler‘s the Epi<strong>to</strong>me also indic<strong>at</strong>es th<strong>at</strong> the book<br />

was intended <strong>to</strong> be read by those first beginning <strong>to</strong> study the discipline of astronomy. Maestlin<br />

17 KGW 17:744: ―De Luna quod scribis, te omnes eius variet<strong>at</strong>es ad causas Physicas traduxisse:<br />

hoc non plane intelligo. Existimo autem hîc a causis physicis abstinendum esse, et Astronomica<br />

astronmice, per causas et hypotheses astronomicas, non physicas esse tractanda. Calculus enim<br />

fundamenta Astronomica ex Geometria et Arithmetica, suis videlicet alis, postul<strong>at</strong>, non<br />

coniecturas physicas, quae lec<strong>to</strong>rem magis perturbant, quam informant.‖<br />

203


had opened his Epi<strong>to</strong>me with a definition of astronomy and a description of its goals; Kepler‘s<br />

book, as well, begins with the simple question ―wh<strong>at</strong> is astronomy?‖ and the explan<strong>at</strong>ion th<strong>at</strong> ―it<br />

is a science which rel<strong>at</strong>es the causes of those things which appear from the heavens and the stars<br />

<strong>to</strong> us who dwell on earth, and which produce the changes of the seasons….‖ 18<br />

other basic questions like ―Wh<strong>at</strong> is the rel<strong>at</strong>ion of this science with others?‖ 19<br />

It then raises<br />

(In answer, Kepler<br />

describes its rel<strong>at</strong>ionship <strong>to</strong> physics, geography and hydrography, chronology, meteorology,<br />

optics, geometry, and arithmetic.) The n<strong>at</strong>ure of astronomical observ<strong>at</strong>ions, hypotheses, tables,<br />

and instruments are addressed in turn. The book is filled with images, some of which are printed<br />

multiple times, when relevant. The images often serve <strong>to</strong> further simplify the text, and though<br />

some are sophistic<strong>at</strong>ed geometrical diagrams, many others are quite rough, with a whimsical<br />

character th<strong>at</strong> reinforces the idea of the Epi<strong>to</strong>me as a textbook for young readers. 20<br />

Maestlin‘s approach in his Epi<strong>to</strong>me astronomiae seems <strong>to</strong> have worked; his ideas were<br />

presented in a rel<strong>at</strong>ively simple manner, and his textbook was indeed popular in its time. While<br />

the first three books of Kepler‘s textbook were the simplest and most relevant <strong>to</strong> beginners, even<br />

here Kepler received word th<strong>at</strong> his arguments, particularly the ones rel<strong>at</strong>ing <strong>to</strong> the diurnal motion<br />

of the earth, were <strong>to</strong>o wide-ranging <strong>to</strong> fit properly in a beginner‘s Epi<strong>to</strong>me. 21<br />

By the l<strong>at</strong>er books,<br />

Kepler‘s textbook clearly required a sophistic<strong>at</strong>ed understanding of m<strong>at</strong>hem<strong>at</strong>ics and astronomy<br />

and seemed particularly unsuited <strong>to</strong> the beginner. This is evident, for instance, in Kepler‘s<br />

18 KGW 7, 23, 6-8: ―Quid est Astronomia? Est scientia, causas tradens eorum, quae nobis in<br />

Terra versantibus de coelo et stellis apparent, Temporumque vicissitudines pariunt…‖<br />

19 Ibid., 14: ―Quae est cogn<strong>at</strong>io hujus Scientiae cum caeteris?‖<br />

20 For a discussion of the images in the Epi<strong>to</strong>me, see Pantin, Isabelle, ―Kepler‘s Epi<strong>to</strong>me: New<br />

Images for an Innov<strong>at</strong>ive Book,‖ in Transmitting Knowledge: Words, Images, and Instruments in<br />

Early Modern Europe, Eds. Sachiko Kusukawa and Ian Maclean (Oxford: Oxford <strong>University</strong><br />

Press, 2006): 217-237.<br />

21 KGW 7, 252, 12-13: ―…diffusior visus sum, in disput<strong>at</strong>ione de motu vel quiete Terrae diurna,<br />

quam pro r<strong>at</strong>ione Epi<strong>to</strong>mes.‖<br />

204


discussion of the thorny issue of lunar theory, with which he had struggled for years before<br />

explic<strong>at</strong>ing it for the first time in the Epi<strong>to</strong>me. In addition <strong>to</strong> explaining how the earth, and not<br />

just the sun, could also take on the role of a central body in a planetary system, Kepler also had<br />

<strong>to</strong> explain the lunar inequalities, not present in other planetary motions. 22<br />

In describing the<br />

effects of sunlight on the motion of the moon, Kepler noted th<strong>at</strong> ―no part of celestial physics was<br />

more difficult than this <strong>to</strong> explain.‖ 23<br />

Notably, these issues would be of interest <strong>to</strong> practicing<br />

astronomers, but were far <strong>to</strong>o complex and specialized <strong>to</strong> be included in a typical course of<br />

astronomy for beginning students. Indeed, Kepler‘s Epi<strong>to</strong>me did <strong>at</strong>tract a gre<strong>at</strong> deal of notice<br />

among advanced astronomers and m<strong>at</strong>hem<strong>at</strong>icians, who cited it often, particularly after the<br />

public<strong>at</strong>ion of the Rudolfine Tables. 24<br />

We might simply conclude th<strong>at</strong> Kepler‘s book missed its intended mark, but had an<br />

important impact nonetheless. This may very well be part of the s<strong>to</strong>ry, but it is not the full s<strong>to</strong>ry.<br />

For Kepler‘s comments framing the book as a teaching text for the unlearned student were all<br />

made early on, either while he worked on the first sections of the Epi<strong>to</strong>me, or surrounding the<br />

public<strong>at</strong>ion of Books I-III in 1618. By contrast, Kepler himself portrayed the texts quite<br />

differently with the public<strong>at</strong>ion of the l<strong>at</strong>er Books in 1620 and 1621. This suggests th<strong>at</strong><br />

something happened <strong>to</strong> alter his conception of the text between the first and the last stages of the<br />

public<strong>at</strong>ion. Indeed, two highly significant events th<strong>at</strong> directly affected Kepler‘s work on and<br />

conception of the Epi<strong>to</strong>me occurred in just those years. The first was banning of the book by the<br />

22 For a detailed description of some of the more complic<strong>at</strong>ed issues in the l<strong>at</strong>er books of the<br />

Epi<strong>to</strong>me, and for a step-by-step explan<strong>at</strong>ion of his account of lunar theory in particular, see<br />

Stephenson, 173-201.<br />

23 KGW 7, 322, 33<br />

24 See Russell, ―Kepler‘s Laws of Planetary Motion.‖<br />

205


Congreg<strong>at</strong>ion of the Index in Italy, an occurrence which seemed <strong>to</strong> take Kepler completely by<br />

surprise.<br />

Kepler, Ingoli, and the Banning of the Epi<strong>to</strong>me 25<br />

<strong>From</strong> his home in Linz, Austria, Kepler struggled <strong>to</strong> keep abreast of developments in the<br />

Republic of Letters. He was interested particularly in developments in Italy, and he solicited his<br />

friends for news, noting th<strong>at</strong> ―we Germans lack letters rel<strong>at</strong>ing <strong>to</strong> Italy.‖ 26 In September of 1617,<br />

Kepler wrote <strong>to</strong> Thomas Mingonius, chief physician for the Imperial court in Prague, asking for<br />

news of a rumored Church decree against Copernicanism. Though Mingonius had extensive<br />

contacts in Italy, he responded th<strong>at</strong> he knew ―nothing about the pope having made a new decree<br />

against philosophical teachings and the liberty of philosophers.‖ 27<br />

He promised <strong>to</strong> send more<br />

news if he heard anything further, and urged Kepler <strong>to</strong> send him an opinion on the question of<br />

the motion of the earth in the meantime. Two months l<strong>at</strong>er, another letter from Mingonius<br />

finally clarified the situ<strong>at</strong>ion in Italy. Mingonius wrote of a friend in Padua who was interested<br />

in selling copies of Kepler‘s l<strong>at</strong>est ephemerides on the Italian market. However, before doing so<br />

he had asked <strong>to</strong> see wh<strong>at</strong>ever parts of the ephemerides referred <strong>to</strong> philosophical m<strong>at</strong>ters, ―lest the<br />

theologians introduce some impediment <strong>to</strong> selling it, and harm <strong>to</strong> the seller.‖ ―For in Italy,‖<br />

25 Much of the correspondence detailed in this section is also described by Massimo Bucciantini<br />

in Contro Galileo : Alle Origini Dell‘Affaire (Florence: Leo S. Olschki, 1995). Bucciantini also<br />

provides a transcription and an Italian transl<strong>at</strong>ion of Ingoli‘s Replic<strong>at</strong>iones.<br />

26 KGW 17:810: ―Literae enim apud nos Germanos…carent Italico.‖ The problem was mutual,<br />

for Kepler‘s works were very difficult <strong>to</strong> obtain in Italy. As Vincenzo Bianchi wrote <strong>to</strong> him in<br />

1619, ―your works cannot be found without gre<strong>at</strong> labor in either Venice or in Rome, or in the<br />

other flourishing cities of Italy. For my part, if I wanted your Ephemerides, I would have <strong>to</strong><br />

write <strong>to</strong> Frankfort.‖ (―Mirum dictu, nec Venetijs, nec Romae, nec florentibus alijs in urbibus<br />

Italiae, Opera tua nisi maximo labore, uel casu reperiri. Mihi, tuas si ego uolui Ephemerides,<br />

fuit necesse scribere Francfordiam.‖ KGW 17:825.)<br />

27 KGW 17:768: ―Nihil scio quod summus Pontifex decreuerit aliquid de nouo contra<br />

Philosophica dogm<strong>at</strong>a, et libert<strong>at</strong>em philosophorum.‖<br />

206


explained Mingonius, ―certain limits have been established for philosophers, beyond which a<br />

C<strong>at</strong>holic is not able <strong>to</strong> wander by law.‖ 28<br />

Though the Church‘s formal condemn<strong>at</strong>ion of the<br />

Copernican system had been issued in March of 1616, this was the first real confirm<strong>at</strong>ion th<strong>at</strong><br />

Kepler received of it.<br />

In his letter, Mingonius requested once again th<strong>at</strong> Kepler send him an opinion on the<br />

Copernican doctrine. In particular, he sent Kepler a tract against the motion of the earth written<br />

by ―an Italian m<strong>at</strong>hem<strong>at</strong>ician and theologian,‖ and he asked Kepler <strong>to</strong> tailor his response directly<br />

<strong>to</strong> the objections made there. The document in question was Francesco Ingoli‘s Disput<strong>at</strong>io de<br />

situ et quiete terrae contra Copernici systema, which sought <strong>to</strong> counter the Copernicanism of<br />

Galileo by arguing for the rest and centrality of the earth. Ingoli was a consultant <strong>to</strong> the<br />

Congreg<strong>at</strong>ion of the Index in Rome, and he composed his Disput<strong>at</strong>io after Galileo‘s visit <strong>to</strong><br />

Rome, in which Galileo had argued forcefully for the Copernican system. 29<br />

Ingoli framed this<br />

Disput<strong>at</strong>io as an open letter <strong>to</strong> Galileo, a continu<strong>at</strong>ion of the oral convers<strong>at</strong>ions th<strong>at</strong> <strong>to</strong>ok place in<br />

Rome; he asked Galileo <strong>to</strong> respond <strong>to</strong> the text ―for the investig<strong>at</strong>ion of the truth‖ and prove him<br />

wrong by refuting the anti-Copernican arguments he has offered. 30<br />

Galileo responded <strong>to</strong> Ingoli<br />

in a brief letter of 1624, but did not fully take up the challenge until the public<strong>at</strong>ion of his 1632<br />

Dialogi. By contrast, Kepler, upon reading the Disput<strong>at</strong>io, decided <strong>to</strong> act the role of Copernican<br />

defender himself. He composed a Responsio ad Ingoli Disput<strong>at</strong>ionem de System<strong>at</strong>e, which he<br />

returned <strong>to</strong> Mingonius along with several copies of the newly printed first three books of the<br />

28 KGW 17:772: ―…vellet libenter eam partem Ephemeridum uidere quae discursus et res<br />

philosophicas continet ne fortasse a Theologis aliquod impedimentum et damnum emp<strong>to</strong>ri<br />

infer<strong>at</strong>ur. Nam in Italia sunt quidam limites philosophis conclusi, extra quos c<strong>at</strong>holicus non<br />

potest iure exp<strong>at</strong>iari et iustissimas ob causas.‖<br />

29 On Galileo‘s deb<strong>at</strong>es in Rome, see William Shea, Galileo in Rome: The Rise and Fall of a<br />

Troublesome Genius (Oxford: Oxford <strong>University</strong> Press, 2003).<br />

30 See Bucciantini 97.<br />

207


Epi<strong>to</strong>me of Copernican Astronomy. 31<br />

In the Responsio Kepler adopted Ingoli‘s division of his<br />

criticism in<strong>to</strong> m<strong>at</strong>hem<strong>at</strong>ical, physical, and theological problems and responded <strong>to</strong> each in kind. 32<br />

He made frequent reference <strong>to</strong> the arguments of the Epi<strong>to</strong>me, often pointing directly <strong>to</strong> page<br />

numbers in the Epi<strong>to</strong>me where he felt he had definitively settled some of the challenges <strong>to</strong><br />

Copernicanism posed by Ingoli‘s Disput<strong>at</strong>io. Upon receiving Kepler‘s response, Mingonius<br />

promptly forwarded the Responsio and a copy of the Epi<strong>to</strong>me itself both <strong>to</strong> Padua and <strong>to</strong> Rome,<br />

<strong>to</strong> be read by Ingoli. 33<br />

At the same time, Kepler wrote directly <strong>to</strong> Vincenzo Bianchi, one of his Venetian<br />

correspondents, asking for more inform<strong>at</strong>ion on the Church‘s position. Kepler worried for his<br />

newly printed Epi<strong>to</strong>me and still more for his forthcoming Harmonice Mundi, a book which he<br />

saw as the culmin<strong>at</strong>ion of all his efforts thus far. He wanted <strong>to</strong> know whether the Harmonice<br />

Mundi could be printed in Italy, for though it didn‘t have a special ecclesiastical license, it was<br />

printed with the Imperial privilege. Moreover, he explained, there was nothing in it which was<br />

contrary <strong>to</strong> C<strong>at</strong>holicism. In fact, he had asked some of the C<strong>at</strong>holic advisors <strong>at</strong> the Imperial court<br />

<strong>to</strong> review the book, and they had concluded th<strong>at</strong> there was nothing theologically problem<strong>at</strong>ic<br />

about it. He added th<strong>at</strong> they had reached this conclusion despite the fact th<strong>at</strong>—as he had heard—<br />

elsewhere opposition <strong>to</strong> Copernicanism had been registered in a churchly censure, though th<strong>at</strong><br />

censure was ―still priv<strong>at</strong>e.‖ 34<br />

Kepler, it seems, still did not fully comprehend the n<strong>at</strong>ure of the<br />

31 For the text of the Responsio, see KGW 20.1, 168-180.<br />

32 By contrast, Galileo in the Dialogi only responded <strong>to</strong> the m<strong>at</strong>hem<strong>at</strong>ical and physical<br />

arguments, claiming th<strong>at</strong> the theological ones ―are not subject <strong>to</strong> refut<strong>at</strong>ions but are liable only <strong>to</strong><br />

interpret<strong>at</strong>ions.‖ See Maurice Finocchairo, The Galileo Affair: A Documentary His<strong>to</strong>ry<br />

(Berkeley: <strong>University</strong> of California Press, 1989), 155.<br />

33 See KGW 17:792.<br />

34 KGW 17:810: ―Verum rog<strong>at</strong>i super hoc Consiliarii Aulici Caesarei C<strong>at</strong>holici negarunt videri<br />

contra C<strong>at</strong>holicam quod n<strong>at</strong>uralibus r<strong>at</strong>ionibus salvis superioribus et supern<strong>at</strong>uralibus<br />

208


church ban on the Copernican doctrine, and viewed it as a priv<strong>at</strong>e m<strong>at</strong>ter still being deliber<strong>at</strong>ed.<br />

He also noted th<strong>at</strong> the Harmonice Mundi was not the only book of his th<strong>at</strong> made Copernican<br />

arguments—the same could be said of the Astronomia Nova, the Optics, the De Stella Nova, and<br />

the Epi<strong>to</strong>me. Yet these books had not <strong>at</strong>tracted any neg<strong>at</strong>ive <strong>at</strong>tention on the part of Italian<br />

theologians, so perhaps there was no need <strong>to</strong> worry for the Harmonice Mundi either.<br />

Bianchi replied with both bad and good news. The bad news, he explained, was th<strong>at</strong> the<br />

church was very serious in its opposition <strong>to</strong> Copernicanism. Since the office of the censor was<br />

―in a fury,‖ he advised Kepler <strong>to</strong> omit any further mention of the Copernican system, lest his<br />

books be <strong>at</strong>tacked by those in Rome. 35<br />

Yet he also reassured him th<strong>at</strong> though books of<br />

―illustrious German authors‖ like Kepler had been banned, they were ―nevertheless secretly sold,<br />

and read <strong>at</strong>tentively.‖ 36<br />

A future ban on Kepler‘s books, th<strong>at</strong> is, might actually increase interest<br />

in them and cause them <strong>to</strong> circul<strong>at</strong>e more widely, though secretly. This news did little <strong>to</strong> comfort<br />

Kepler. Bianchi‘s letter had finally conveyed <strong>to</strong> him the gravity of the Copernican situ<strong>at</strong>ion in<br />

Italy. ―I see th<strong>at</strong> you, from whom nothing can remain secret, also mention th<strong>at</strong> the decree of the<br />

censor is edited and published,‖ he wrote, ―and otherwise I had believed until now th<strong>at</strong> it was in<br />

deliber<strong>at</strong>ion, and had not yet been reinforced by the authority of the Pope.‖ 37<br />

He was in a<br />

quandary as <strong>to</strong> the best course of action <strong>at</strong> this point. Should he, he wondered, actively take up<br />

the Copernican crusade, acting ―as an advoc<strong>at</strong>e of Copernicus <strong>to</strong> the censors, and moreover an<br />

disput<strong>at</strong>ur de motu terrae, licet haec sententia nuper not<strong>at</strong>a fuerit aliqua censura, sed quae sit<br />

adhuc priv<strong>at</strong>a.‖<br />

35 KGW 17:825: ―Quoniam recens est in Copernicum animaduersio, et feruescente adhuc<br />

censura, ne libri mutilarentur Romae, praetermitterem hanc quaestionem.‖<br />

36 Ibid.: ―Illustrium tamen Authorum Germanorum libri, etsi quandoque uetantur, clam<br />

nihilominus uenduntur, et <strong>at</strong>tentius leguntur.‖<br />

37 KGW 17:827: ―De motu Terrae maior difficultas, cum videam censuram editam et public<strong>at</strong>am<br />

etiam a te ipso perhiberi, quem nihil horum l<strong>at</strong>ere potest. Atqui secus ego credideram adhuc<br />

illam in deliber<strong>at</strong>ione esse, necdum Summi Pontificis authorit<strong>at</strong>e robor<strong>at</strong>am.‖<br />

209


advoc<strong>at</strong>e of his disciples, not even for myself or for Germans, who do not follow the Roman<br />

Church, but for Italians, are subject <strong>to</strong> another Roman one‖? 38<br />

Or should he remain silent, lest he<br />

<strong>at</strong>tract the <strong>at</strong>tention of the censors <strong>to</strong> his own books, which had so far escaped their notice?<br />

This question was posed a bit l<strong>at</strong>e, however. He soon received yet another letter from<br />

Italy, this one from Johannes Remus Quietanus, a German physician and astronomer who had<br />

studied in Padua and then moved <strong>to</strong> Rome. Remus wrote with the news th<strong>at</strong> ― your Copernican<br />

book‖ had been placed on the Index of Forbidden Books, and th<strong>at</strong> as a result Galileo had been<br />

unable <strong>to</strong> obtain a copy <strong>to</strong> read. 39<br />

Kepler responded first <strong>to</strong> Remus‘s description of the book. ―I<br />

don‘t completely understand which Copernican book you speak of,‖ he wrote, ―for all of my<br />

books are Copernican, even the prologues of the ephemerides. Moreover, the Harmonica is not<br />

yet published…I therefore suspect th<strong>at</strong> your discussion was about the Epi<strong>to</strong>me of Copernican<br />

Astronomy.‖ 40<br />

Kepler begged Remus for the exact wording of the censure, and wondered<br />

whether the ban might be applied in Austria as well, making it extremely difficult for him both <strong>to</strong><br />

earn a living and <strong>to</strong> practice the kind of astronomy th<strong>at</strong> depended on ―the freedom of<br />

philosophy.‖ 41<br />

38 Ibid.: ―…quid si advoc<strong>at</strong>um agerem Copernici ad censores, aduoc<strong>at</strong>um etiam eius<br />

discipulorum; non meum quidem aut Germanorum, qui Romanam Ecclesiam non sequuntur, sed<br />

Italorum, qui alii Romanae subsunt….‖<br />

39 KGW 17:845: ―Desider<strong>at</strong> Galilaeus habere librum tuum Copernicanum quia est prohibitus et<br />

Florentiae non haberi potest, unde petijt a Serenissimo nostro eundem librum, se enim facile<br />

habiturum licentiam asserit.‖<br />

40 KGW 17:846: ―…nec s<strong>at</strong>is capio, quem tu librum Copernicanum dicas; omnes enim mei sunt<br />

Copernicani, etiam Ephemeridum Prolegomena. Harmonica quidem nondum sunt<br />

edita….Suspicor igitur, de Epi<strong>to</strong>ma Astronomiae Copernicae tibi sermonem esse.‖<br />

41 Ibid.: ―Quin imo dabitur mihi intelligendum, renunciandum mihi professioni Astronomicae,<br />

postquam jam fere consenui in hujus dogm<strong>at</strong>is doctrina, nemine tamdiu contradicente<br />

tandemque renunciandum ipsi provinciae Austriae, si in ea non sit futurus locus libert<strong>at</strong>i<br />

philosophicae.‖<br />

210


Kepler‘s suspicion th<strong>at</strong> the ―Copernican book‖ of Remus‘s letter was his Epi<strong>to</strong>me was<br />

accur<strong>at</strong>e. The Epi<strong>to</strong>me had been recently reviewed for the Congreg<strong>at</strong>ion of the Index by<br />

Francesco Ingoli, who wrote up the official formula of censure in 1619. It is highly likely th<strong>at</strong><br />

Kepler inadvertently set the ban in motion by responding <strong>to</strong> Ingoli‘s Disput<strong>at</strong>io with a heavy<br />

reliance on the Epi<strong>to</strong>me, and indeed, by sending along a copy of the Epi<strong>to</strong>me itself <strong>to</strong> further the<br />

argument. Once he received both the Responsio and the Epi<strong>to</strong>me, Ingoli wrote a response of his<br />

own, the Replic<strong>at</strong>iones de situ et motu terrae. The Replic<strong>at</strong>iones made frequent reference <strong>to</strong> the<br />

arguments of the Epi<strong>to</strong>me, and was the precursor <strong>to</strong> the formal ban on the text. Ingoli was not<br />

wholly unsymp<strong>at</strong>hetic <strong>to</strong> Kepler; he began his censure by noting th<strong>at</strong> the Epi<strong>to</strong>me‘s author<br />

seemed an upstanding sort of fellow, who ―although of the highest integrity in character, has<br />

unfortun<strong>at</strong>ely been deceived by the ministers of Luther and is held prisoner in the heresy of<br />

Luther.‖ 42<br />

Ingoli seemed somewh<strong>at</strong> well-disposed not only <strong>to</strong> Kepler himself but <strong>to</strong> the Epi<strong>to</strong>me as<br />

well, which he described as ―most curious and beautiful.‖ 43<br />

He summarized the content of the<br />

Epi<strong>to</strong>me, both the first three books, already published, and the promised books <strong>to</strong> come. He then<br />

noted th<strong>at</strong> the reason for the book‘s prohibition lay in two errors which it put forth. The first was<br />

its Copernicanism—Kepler, wrote Ingoli, not only ―believes and defends as very true the system<br />

of Copernicus concerning the position and motion of the earth, against the sacred scriptures and<br />

42 ―Author ut audivi, licet summa quoad mores viv<strong>at</strong> integrit<strong>at</strong>e, miserabiliter a Ministris<br />

Lutheranis deceptus in haeresi Lutheri detinetur.‖ Quoted in Pierre-No l Mayaud, La<br />

Condamn<strong>at</strong>ion des Livres Coperniciens et sa Révoc<strong>at</strong>ion à la Lumi re de Documents Inédits des<br />

Congrég<strong>at</strong>ions de l'Index et de l'Inquisition (Rome: Editrice pontificia Universit<strong>at</strong>a Gregoriana,<br />

1997), 64-67. Ingoli‘s <strong>at</strong>titude <strong>to</strong>ward Kepler here is similar <strong>to</strong> th<strong>at</strong> of many of Kepler‘s other<br />

C<strong>at</strong>holic acquaintances, who often gre<strong>at</strong>ly admired him despite their disagreements and struggled<br />

repe<strong>at</strong>edly <strong>to</strong> convert him <strong>to</strong> C<strong>at</strong>holicism. See, Chapter 2 of this dissert<strong>at</strong>ion, as well as M. W.<br />

Burke-Gaffney, S. J., Kepler and the Jesuits (Milwaukee: The Bruce Publishing Company,<br />

1944).<br />

43 Ibid.: ―Liber curiosissimus et pulcherrimus est.‖<br />

211


the determin<strong>at</strong>ion made by this sacred congreg<strong>at</strong>ion,‖ 44 but did so likely with the full knowledge<br />

of the Church‘s prohibition, since the book was published two years after the 1616 condemn<strong>at</strong>ion<br />

of Copernicus. (Ingoli was wrong here; as we saw earlier, Kepler did not become aware of the<br />

Church‘s prohibition until after he had published the first books of the Epi<strong>to</strong>me.) Ingoli<br />

described how Kepler had <strong>at</strong>tempted <strong>to</strong> avoid the scriptural problems with Copernicanism by<br />

arguing th<strong>at</strong> Scripture spoke according <strong>to</strong> the appearances of things <strong>to</strong> humans, r<strong>at</strong>her than<br />

according <strong>to</strong> the truth of things, and how Kepler had not only defied the Church, but ―with<br />

obscure words insults theologians and all those scholars who condemn the theory of Copernicus<br />

as false.‖ 45<br />

The second error pointed <strong>to</strong> by Ingoli was the fact th<strong>at</strong> Kepler had adopted one of the<br />

ancient errors of Origen, condemned by the fifth general council of Constantinople—namely, ―he<br />

asserts th<strong>at</strong> the sun is anim<strong>at</strong>e.‖ 46 This error, Ingoli emphasized, had cropped up with increasing<br />

frequency in recent years, and Ingoli himself had ―several times had the opportunity of deb<strong>at</strong>ing<br />

against those who hold th<strong>at</strong> the heavens and the heavenly bodies are anim<strong>at</strong>ed by a soul and<br />

intelligence.‖ 47<br />

Ingoli therefore emphasized th<strong>at</strong> the Church ought <strong>to</strong> deal with the m<strong>at</strong>ter<br />

44 Ibid.: ―…systema Copernici de situ et motu terrae ut verissimum credit et defendit contra<br />

scripturas sacras et determin<strong>at</strong>ionem factam ab hac Sacra Congreg<strong>at</strong>ione de qua verisimile est<br />

quod notitiam habuerit, quia liber est impressus post prohibitionem Copernici anno secundo ut<br />

ego existimo.‖<br />

45 Ibid.: ―…obscuris verbis suggill<strong>at</strong> theologos, et quoscumque litera<strong>to</strong>s damnantes dogma<br />

copernici, ut falsum.‖<br />

46 Ibid.: ―Secundus error, quod solem asserit esse anim<strong>at</strong>um pag. 126, quod se prob<strong>at</strong>urum in<br />

theoricis pollicetur.‖<br />

47 Ibid.: ―Quem errorem apud aliquos etiam 67 adhuc pullulare scio, cum non semel mihi<br />

occasio evenerit disputandi contra tenentes coelos et corpora colestia anim<strong>at</strong>a esse anima et<br />

intelligentia.‖<br />

212


expeditiously, ―so th<strong>at</strong> innov<strong>at</strong>ing n<strong>at</strong>ural philosophers, of whom <strong>to</strong>day there are many, are<br />

prevented from progressing further.‖ 48<br />

It seems, from the wording of Ingoli‘s censure, th<strong>at</strong> he was most concerned with the<br />

second error. 49<br />

After all, Ingoli was aware of the merits of Copernicanism as an astronomical<br />

theory, though he disagreed with it as a true description of the heavens. He had personally<br />

emphasized <strong>to</strong> the Congreg<strong>at</strong>ion of the Index th<strong>at</strong> the book of Copernicus ―was very useful and<br />

necessary <strong>to</strong> astronomy and on account of this sought after by all,‖ and for this reason he had<br />

proposed ―th<strong>at</strong> it could be corrected and emended, in order th<strong>at</strong> thus emended and corrected it<br />

could afterward be permitted.‖ 50<br />

The fact th<strong>at</strong> he urged the outright banning of Kepler‘s book,<br />

r<strong>at</strong>her than its suspension donec corrig<strong>at</strong>ur, as was the case with the De revolutionibus, likely<br />

owed much <strong>to</strong> Kepler‘s belief in the ensouled sun, an error which Ingoli believed was gaining in<br />

prominence.<br />

Remus seems not <strong>to</strong> have read the specific formula of censure, however, and he<br />

confirmed Kepler‘s suspicions th<strong>at</strong> the book would only be prohibited<br />

because of the fact th<strong>at</strong> it may speak against a decree of the Holy Office from two years<br />

ago, whose cause was a certain devout Neapolitan [Foscarini] 51 who was spreading this<br />

48 Ibid.: ―…unde non esset fortasse extra propositum de hac m<strong>at</strong>ure deliberare, ut praeclud<strong>at</strong>ur<br />

via nova<strong>to</strong>ribus physicis quorum magna hodie est copia, ulterius progrediendi.‖<br />

49 See Mayaud, 68-69, who also emphasizes the significance of this second error <strong>to</strong> the specific<br />

banning of the Epi<strong>to</strong>me.<br />

50 Notes from the meeting of the Congreg<strong>at</strong>ion of the Index of April 2, 1618: ―…in qua facta<br />

prius rel<strong>at</strong>ione per Illustrissimum Dominum Franciscum Ingolum, qualiter liber Copernici jam<br />

prohibitus (eo quod falso asser<strong>at</strong> terram mobilem et coelum immobilem) valde utilis et<br />

necessarius ad Astronomiam er<strong>at</strong> <strong>at</strong>que ob id ab omnibus desider<strong>at</strong>us, ob idque proposuit ipse<br />

modum aliquem ab eo excogit<strong>at</strong>um quomodo corrigi <strong>at</strong>que emendari posset, ut sic emend<strong>at</strong>us et<br />

correctus permitti postmodum vale<strong>at</strong>.‖ Cited in Mayaud, 56.<br />

51 Paolo An<strong>to</strong>nio Foscarini (1565-1616), provincial head of the Carmelites in Calabria, had<br />

published a work in Italian entitled ―Letter concerning the Opinion of the Pythagoreans and<br />

Copernicus about the Mobility of the Earth and Stability of the Sun, and about the New<br />

Pythagorean System of the World,‖ intended as a theological defense of Copernicanism. When<br />

Copernicanism was banned in 1616, Foscarini‘s book was immedi<strong>at</strong>ely placed on the Index. See<br />

213


opinion among the public through vernacular writing, which gave rise <strong>to</strong> dangerous<br />

consequences and opinions, while <strong>at</strong> the same time Galileo was urging his cause <strong>at</strong> Rome<br />

with <strong>to</strong>o much inflexibility. And in this manner Copernicus was corrected, <strong>at</strong> least in the<br />

beginning of his first book for a few lines. 52<br />

Remus emphasized here th<strong>at</strong> the Holy Office decided <strong>to</strong> ban Copernicus not only for the content<br />

of his books but also for the manner in which his ideas were propag<strong>at</strong>ed by his followers. Remus<br />

highlighted the fact th<strong>at</strong> Foscarini had chosen <strong>to</strong> advoc<strong>at</strong>e for Copernicus by writing in Italian,<br />

clearly targeting a broad public audience, not simply learned men who would be used <strong>to</strong> reading<br />

their books in L<strong>at</strong>in. The fact th<strong>at</strong> Foscarini sought <strong>to</strong> publicize Copernican theories more<br />

broadly had led <strong>to</strong> ―dangerous consequences and opinions‖ among the unlearned masses.<br />

Likewise, with his claim th<strong>at</strong> Galileo argued for Copernicanism ―with <strong>to</strong>o much inflexibility,‖<br />

Remus blamed Galileo primarily for his uncompromising and fractious <strong>at</strong>titude—he implied th<strong>at</strong><br />

had Galileo proceeded more modestly, both in his personal <strong>at</strong>titude <strong>to</strong>ward his opponents and in<br />

his <strong>at</strong>titude <strong>to</strong> Copernican theory more generally, things may have gone differently. 53<br />

Remus was right <strong>to</strong> emphasize the significance of Foscarini‘s vernacular defense of<br />

Copernicanism. The censors of the Index generally tried <strong>to</strong> effect a clear demarc<strong>at</strong>ion between<br />

high and low culture, and popular or scholarly audiences. Worried th<strong>at</strong> the unlearned layman<br />

might be easily corrupted by problem<strong>at</strong>ic vernacular content, for instance, the Index was willing<br />

Richard J. Blackwell, Galileo, Bellarmine, and the Bible (Notre Dame: <strong>University</strong> of Notre<br />

Dame Press, 1991), 217-251 and Maurice Finocchiaro, Defending Copernicus and Galileo:<br />

Critical Reasoning in the Two Affairs (Dordrecht: Springer, 2010), 76-79.<br />

52 KGW 17:848: ―…nec alio modo ut credo prohibitus erit iste liber quam quod Contra Diploma<br />

Sancti Officij ante biennium affixum loqu<strong>at</strong>ur (In causa er<strong>at</strong> quidam Religiosus Neopolitanus qui<br />

Italice spargeb<strong>at</strong> in vulgus hanc opinionem publico scrip<strong>to</strong> unde periculosae consequentiae et<br />

opinones nascebantur, tum Galilaeus etiam nimis rigorose causam suam pertractab<strong>at</strong> eodem<br />

tempore Romae). Eodem modo et Copernicus correctus est saltem in principio primi libri per<br />

aliquot lineas.‖<br />

53 Giucciardini, the Tuscan ambassador <strong>to</strong> Rome, also emphasized the neg<strong>at</strong>ive effects of<br />

Galileo‘s <strong>at</strong>titude, and wrote <strong>to</strong> the Secretary of St<strong>at</strong>e Curzio Picchena in Florence asking him <strong>to</strong><br />

recall Galileo <strong>to</strong> Florence and end ―his determin<strong>at</strong>ion <strong>to</strong> castr<strong>at</strong>e the friars.‖ See Shea, 92-93.<br />

214


<strong>to</strong> allow Ovid‘s Metamorphoses <strong>to</strong> be printed in L<strong>at</strong>in, but not in Italian—who was <strong>to</strong> know how<br />

the simple reader might be confused by its messages? 54<br />

It was not the idea of the vernacular<br />

itself th<strong>at</strong> troubled the censors, but the kinds of men who might be reading the vernacular<br />

editions of texts. Scholars typically read in L<strong>at</strong>in, and their manner of reading was sophistic<strong>at</strong>ed;<br />

they could be trusted <strong>to</strong> take from Ovid his important stylistic contributions, and <strong>to</strong> reject his<br />

pagan lessons. The uneduc<strong>at</strong>ed reader could not necessarily be trusted <strong>to</strong> make this kind of<br />

distinction. Likewise, censor Francisco Pena allowed an expurg<strong>at</strong>ed version of Jean Bodin‘s<br />

1580 Denonomanie des Sorciers <strong>to</strong> be printed, but refused <strong>to</strong> allow the vernacular version of the<br />

text any such leniency. Such a version might fall in<strong>to</strong> the hands of the unlearned, and of women,<br />

in particular, who could easily fall prey <strong>to</strong> the appeal of the forbidden ideas described by Bodin.<br />

At the same time, however, the censors of the Index were well aware th<strong>at</strong> vernacular<br />

editions were typically more limited in their reach than L<strong>at</strong>in editions of the same text. Though a<br />

vernacular text might reach a larger group of people within a particular region, it was usually<br />

unable <strong>to</strong> travel beyond th<strong>at</strong> region. L<strong>at</strong>in, by contrast, was an intern<strong>at</strong>ional language with a far<br />

reach; though only scholars could typically understand it, it could be read by scholars in England<br />

and France, the Holy Roman Empire and Italy alike. Even such educ<strong>at</strong>ed men would likely not<br />

know the vernacular <strong>to</strong>ngues of other lands—there simply was no need for them <strong>to</strong> do so. For<br />

this reason, in some instances the censors might deem a L<strong>at</strong>in version of a text more dangerous<br />

than its vernacular counterpart, if it was clear th<strong>at</strong> the vernacular would reach few readers. In<br />

this case, they might simply ignore the vernacular text or ban it without much enforcement,<br />

while taking gre<strong>at</strong> care <strong>to</strong> either correct the L<strong>at</strong>in version or ensure th<strong>at</strong> the ban on it was<br />

54 Peter Godman, The Saint as Censor: Robert Bellarmine between Inquisition and Index<br />

(Leiden: Brill, 200), 157.<br />

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enforced. 55<br />

In all cases, the Church censors responsible for evalu<strong>at</strong>ing texts were guided by a<br />

keen sense of audience. They tried <strong>at</strong> once <strong>to</strong> ensure th<strong>at</strong> dangerous ideas would stay away from<br />

unwary and vulnerable lay audiences, and th<strong>at</strong> L<strong>at</strong>in texts with intern<strong>at</strong>ional reach would convey<br />

only the ideas th<strong>at</strong> the Church deemed appropri<strong>at</strong>e for mass consumption.<br />

Finally, the Church had an additional way th<strong>at</strong> it distinguished between high and low<br />

culture, and lay and scholarly audiences. While books with dangerous ideas were generally<br />

prohibited, the Church was willing <strong>to</strong> grant reading licenses for specific prohibited books <strong>to</strong><br />

scholars and experts, so long as they were ―respectable men, renowned for their piety and<br />

scholarship.‖ 56<br />

Such people, even more than the general L<strong>at</strong>in-reading public, might be trusted<br />

<strong>to</strong> take from those books ideas th<strong>at</strong> were relevant <strong>to</strong> their own studies, while rejecting the ideas<br />

th<strong>at</strong> the Church had deemed problem<strong>at</strong>ic. After noting th<strong>at</strong> the ban on Copernicanism had<br />

initially been linked <strong>to</strong> the problem of the vernacular, Remus referred <strong>to</strong> this policy in particular<br />

and tried <strong>to</strong> reassure Kepler about the future of his Epi<strong>to</strong>me. Despite the official prohibition of<br />

all things Copernican, Remus noted, Copernican books continued <strong>to</strong> circul<strong>at</strong>e, as could Kepler‘s<br />

own book. He explained th<strong>at</strong> Copernican books,<br />

and your book the Epi<strong>to</strong>me also, I think, can be read with a license by scholars and<br />

experts in this science, in Rome and throughout Italy. Therefore there is no reason why<br />

you should be afraid, either about Italy or Austria. Only keep yourself within your limits,<br />

and control your emotions. 57<br />

Kepler could avoid the pitfalls of Foscarini if he directed his book <strong>to</strong>ward these sorts of men,<br />

r<strong>at</strong>her than a public who might read his ideas with ―dangerous consequences.‖ Though the book<br />

55 Ibid.. 226.<br />

56 Frangni<strong>to</strong> Gigliola, ―The Central and Peripheral Organiz<strong>at</strong>ion of Censorship,‖ 46, in Church,<br />

Censorship and Culture in Early Modern Italy, ed. Gigliola Fragni<strong>to</strong>, trans. Adrian Bel<strong>to</strong>n<br />

(Cambridge: Cambridge <strong>University</strong> Press, 2001).<br />

57 Ibid.: ―…possunt tamen ijdem et hic quoque liber (uti pu<strong>to</strong>) Epi<strong>to</strong>me scilicet legi cum licentia<br />

a doctis et peritis in hac arte Romae et per <strong>to</strong>tam Italiam. Vnde non est quod tibi timeas nec in<br />

Italia nec Austria modo intra tuos limites te contineas, et affectibus proprijs imperes.‖<br />

216


might not be permitted <strong>to</strong> beginning students without the real power of discernment, scholars and<br />

experts in astronomy might be trusted <strong>to</strong> use it wisely. Finally, Remus reminded Kepler of the<br />

advice of the S<strong>to</strong>ics—all would be well, he claimed, if Kepler would only stay within his limits<br />

and control his emotions, in contrast <strong>to</strong> the behavior of Galileo th<strong>at</strong> had started the trouble <strong>to</strong><br />

begin with.<br />

The New Italian Targets of the Harmonice Mundi and the Epi<strong>to</strong>me<br />

The news from Bianchi about the severity of the Copernican ban in Italy, and the news<br />

from Remus about the banning of the first three books of the Epi<strong>to</strong>me, both coincided with the<br />

impending public<strong>at</strong>ion of Kepler‘s Harmonice Mundi, the culmin<strong>at</strong>ion of his life‘s work. Kepler<br />

worried th<strong>at</strong> the book, which also contained many arguments for the theories of Copernicus,<br />

might raise the ire of the censors in Italy. In a letter <strong>to</strong> Bianchi, Kepler discussed ways th<strong>at</strong> he<br />

might forestall this possibility. He considered addressing the Copernican ban directly <strong>at</strong> the end<br />

of the Harmonice Mundi, or perhaps printing a separ<strong>at</strong>e letter addressing the ban. 58<br />

Bianchi<br />

urged him not <strong>to</strong> address the ban in the book itself, as this would only raise the interest of the<br />

censors and open the book <strong>to</strong> further criticism. R<strong>at</strong>her, Bianchi advised Kepler <strong>to</strong> restrict his<br />

defense of Copernicanism <strong>to</strong> isol<strong>at</strong>ed individuals, and noted th<strong>at</strong> as a general rule, ―I would<br />

ignore in silence th<strong>at</strong> which has been done with so much noise in Rome.‖ 59<br />

Taking the advice of Bianchi and adopting the more circumspect approach, Kepler left<br />

the issue unaddressed in the Harmonice Mundi itself, and composed a short letter directly <strong>to</strong> the<br />

booksellers of Italy, labeled an Admonitio ad Bibliopolas exteros, praesertim Italos drucken zu<br />

58 See KGW 17:827.<br />

59 KGW 17.834: ―Dissimularem silentio quae tan<strong>to</strong> Romae sunt acta rumore. S<strong>at</strong>is est,<br />

superque, caussam suam coac<strong>to</strong>s sustinere.‖<br />

217


lassen und auszusenden. He printed the letter on a sheet of paper, which was <strong>to</strong> be inserted<br />

directly in<strong>to</strong> the copies of the Harmonice Mundi. In the letter, Kepler appealed <strong>to</strong> the booksellers<br />

as fellow Christians and lovers of philosophy. He began the letter by describing himself as ―a<br />

German man, [writing] with typical German outspokenness.‖ 60<br />

Yet despite this, he argued, he<br />

was still ―a Christian, a son of the church; and I not only willingly embrace C<strong>at</strong>holic doctrine<br />

insofar as I am able <strong>to</strong> understand it <strong>at</strong> this point in my life, but I also judge it <strong>to</strong> be true.‖ 61<br />

The<br />

booksellers should rest assured, therefore, th<strong>at</strong> his books would not contain anything which<br />

would provoke the anger or censure of the church—anything, th<strong>at</strong> is, beyond the argument about<br />

the motion of the earth.<br />

Addressing this contentious issue directly, Kepler noted th<strong>at</strong> the Church had deemed<br />

Copernicus unproblem<strong>at</strong>ic <strong>at</strong> the start—the book was, after all, dedic<strong>at</strong>ed <strong>to</strong> Pope Paul III—and<br />

th<strong>at</strong> he, a disciple of Copernicus from the age of 26, had only recently learned of the Church‘s<br />

decision <strong>to</strong> ban the book ―donec emendetur.‖ He wrote, alluding <strong>to</strong> Remus‘s letter, th<strong>at</strong> the door<br />

had not been permanently barred against Copernicus—there were ―men from the most illustrious<br />

orders, political and ecclesiastical, who direct astronomers <strong>to</strong> hope well: they insist th<strong>at</strong> this<br />

censure is neither enforced, nor does it seek <strong>to</strong> oppose the freedom <strong>to</strong> deb<strong>at</strong>e concerning purely<br />

n<strong>at</strong>ural things and <strong>to</strong> illustr<strong>at</strong>e the works of God.‖ 62<br />

Indeed, wrote Kepler—abandoning his<br />

typical modesty—the ban on Copernicanism may well have been partly his own fault, for he had<br />

delayed <strong>to</strong>o long in the production of his own books, in this way depriving Copernicus of a<br />

60 KGW 6, Nachbericht, #296, 543-544: ―Scripsi haec homo Germanus, more et liber<strong>at</strong>e<br />

Germanicâ.‖<br />

61 Ibid.: ―Christianus tamen sum, Ecclesiae filius, et doctrinam C<strong>at</strong>holicam, quantum ejus ad<br />

hanc usque meam aet<strong>at</strong>em capere potuj, non volunt<strong>at</strong>e tantum amplec<strong>to</strong>r, sed et judicio<br />

comprobo.‖<br />

62 Ibid.: ―Quanquam non desunt virj ex clarissimis ordinibus, politicis et Ecclesiasticis, qui<br />

Astronomos bene sperare jubeant: eo quòd nec perl<strong>at</strong>am hanc censuram, nec libert<strong>at</strong>j disputandj<br />

de rebus mere n<strong>at</strong>uralibus illustrandique Dei opera oppositam pro repagulo dictitent.‖<br />

218


suitable defense. 63<br />

For if those who opposed Copernicus would read Kepler‘s books, and<br />

particularly if they unders<strong>to</strong>od the full harmonic argument laid out in his Harmonice Mundi, they<br />

would undoubtedly recognize the true majesty of the sun-centered heavens, and realize th<strong>at</strong><br />

―Copernicus could by no means sufficiently be unders<strong>to</strong>od before the promulg<strong>at</strong>ion of this<br />

work.‖ 64<br />

Copernicus thus required a new judgment, one which <strong>to</strong>ok in<strong>to</strong> account the<br />

explan<strong>at</strong>ions which Kepler himself had provided <strong>to</strong>o l<strong>at</strong>e.<br />

Kepler entre<strong>at</strong>ed the booksellers <strong>to</strong> aid him in his task because of their own dedic<strong>at</strong>ion <strong>to</strong><br />

true philosophy. He reassured them th<strong>at</strong> they would not need <strong>to</strong> contravene the ban by the<br />

Church by selling his books <strong>to</strong> just anybody. Instead, he urged, ―sell copies <strong>to</strong> no one except the<br />

highest theologians, the most famous of philosophers, the most practiced of m<strong>at</strong>hem<strong>at</strong>icians, the<br />

most profound of metaphysicians.‖ 65<br />

The l<strong>at</strong>ter c<strong>at</strong>egories, wrote Kepler, would be able <strong>to</strong> use<br />

his books <strong>to</strong> consider whether the ideas of Copernicus were mere fictions or were drawn out<br />

from n<strong>at</strong>ure itself; the theologians would use them <strong>to</strong> decide whether the glory of God revealed<br />

through Copernican theory would be best served spread among the public or suppressed by<br />

decrees of censorship. Indeed, the church had already handed over the m<strong>at</strong>ter of Copernicus <strong>to</strong><br />

its m<strong>at</strong>hem<strong>at</strong>icians, asking them <strong>to</strong> emend it appropri<strong>at</strong>ely. Kepler was certain, he wrote, th<strong>at</strong><br />

after reading his books it would be clear even <strong>to</strong> the Church‘s m<strong>at</strong>hem<strong>at</strong>icians th<strong>at</strong> the<br />

miraculous harmony he had described could not be maintained if one substituted the motion of<br />

the earth for the motion of the sun.<br />

63 Ibid.: ―…culpam ego meam ingenue f<strong>at</strong>eor, qui cunct<strong>at</strong>ione nimia meorum operum<br />

Philosphiam defensione suâ destitutam praeveniri sum passus.‖<br />

64 Ibid.: ―…tantam esse majest<strong>at</strong>em, tantam sublimit<strong>at</strong>em hujus Operum divinorum dispositionis<br />

Harmonicae ut Copernicus ante promulg<strong>at</strong>ionem hujus operis sufficienter audiri nequaquam<br />

potuerit.‖<br />

65 Ibid.: ―…itaque vendetis exemplaria non nisj Theologis summis, non nisj philosophorum<br />

clarissimis, M<strong>at</strong>hem<strong>at</strong>icorum exercit<strong>at</strong>issimis, Methaphysicorum profundissimis.‖<br />

219


In his Admonitio <strong>to</strong> the Italian booksellers, we see Kepler forcefully advancing the notion<br />

th<strong>at</strong> his books were targeted <strong>to</strong>ward expert r<strong>at</strong>her than lay readers. Kepler argued th<strong>at</strong> his books<br />

should only be sold <strong>to</strong> those with the skill and learning <strong>to</strong> appreci<strong>at</strong>e them—<strong>to</strong> scholars skilled in<br />

their respective disciplines, who could properly evalu<strong>at</strong>e how those disciplines were addressed in<br />

his books. This emphasis on expert readers was clear <strong>to</strong> Bianchi, <strong>to</strong> whom Kepler forwarded a<br />

copy of the Admonitio. Like Ingoli, Bianchi noted the two issues in Kepler‘s works which might<br />

raise the ire of the Church—the motion of the earth and the idea th<strong>at</strong> the heavenly bodies were<br />

anim<strong>at</strong>e. Bianchi, who enthusiastically agreed with both ideas, worried th<strong>at</strong> Kepler would be<br />

prevented from promulg<strong>at</strong>ing them because of the foolish reaction of unlearned readers, and<br />

urged Kepler <strong>to</strong> avoid th<strong>at</strong> scenario. ―Wh<strong>at</strong>?‖ he asked rhe<strong>to</strong>rically, ―because the rough and<br />

unlearned do not easily grasp your lessons, you may not teach the wise either?‖ 66<br />

Kepler ought<br />

<strong>to</strong> follow the example of Aris<strong>to</strong>tle, who ―wrote the books of Physics not for the dull Greek<br />

public, but for the special philosophers of Athens.‖ 67<br />

He was pleased <strong>to</strong> see, he noted, th<strong>at</strong><br />

Kepler already intended <strong>to</strong> target his Harmonice ―not <strong>to</strong>ward the common men, but <strong>to</strong>ward the<br />

best among them, which…you indic<strong>at</strong>ed in your admonition <strong>to</strong> the booksellers, full of eloquence,<br />

dignity, and religion.‖ 68<br />

Though Bianchi approved of Kepler‘s target readers as articul<strong>at</strong>ed in the Admonitio, it is<br />

doubtful th<strong>at</strong> Kepler himself really wanted <strong>to</strong> reach only so narrow an audience. It was r<strong>at</strong>her<br />

Kepler‘s habit <strong>to</strong> cast a very wide net in his Copernican campaign, targeting experts and general<br />

66 KGW 17:834: ―Quod, quia documenta non facile capient tua rudes, et indocti, tu propterea<br />

sapientes non magis edoceas?‖<br />

67 Ibid.: ―Aris<strong>to</strong>teles Physicorum libros non ad s<strong>to</strong>lidum Graeciae uulgus, sed ad praecipuos<br />

Athenarum Philosophos scripsit.‖<br />

68 Ibid.: ―Sic tu, non uulgaribus hominibus, sed summis uiris Harmonicorum uolumina<br />

mandabis. Quod iam uideo te ipsum annuisse in tua Admonitione ad Bibliopolas, plena<br />

eloquentiae, plena grauit<strong>at</strong>is et religionis.‖<br />

220


eaders alike. As we saw in the previous chapter, Kepler openly specul<strong>at</strong>ed on the best ways <strong>to</strong><br />

convert the lay public <strong>to</strong> the Copernican worldview, and fashioned specific str<strong>at</strong>egies <strong>to</strong> not only<br />

the scholarly elite but also the vulgus and the moder<strong>at</strong>ely learned <strong>to</strong> the side of Copernicus. He<br />

included Copernican specul<strong>at</strong>ions in the prefaces <strong>to</strong> his annual Ephemerides, books clearly<br />

targeted <strong>to</strong>ward a general, r<strong>at</strong>her than a scholarly audience—a decision for which he was<br />

criticized by Michael Maestlin, who believed th<strong>at</strong> such m<strong>at</strong>erial should be reserved for the<br />

learned. 69<br />

As the Harmonice Mundi was the culmin<strong>at</strong>ion of his efforts <strong>to</strong> explain and promulg<strong>at</strong>e<br />

Copernican theory, it is unlikely th<strong>at</strong> Kepler would have wished <strong>to</strong> restrict the book only <strong>to</strong><br />

expert practitioners. On the contrary, in the Harmonice Mundi itself he explicitly addressed a<br />

general audience. ―I wish I could have made my discussion still more popular,‖ he wrote,<br />

―provided th<strong>at</strong> it was also clearer and more accessible…I rel<strong>at</strong>e geometrical m<strong>at</strong>erials in a<br />

popular way.‖ 70 He encouraged his readers <strong>to</strong> continue on with the book even if they had no<br />

expertise in the m<strong>at</strong>erials; they should not, he exhorted, ―be frightened off by the difficulty of the<br />

geometrical arguments and deprive themselves of the very gre<strong>at</strong> enjoyment of harmonic<br />

studies.‖ 71<br />

Only in the Admonitio <strong>to</strong> the booksellers of Italy did Kepler specifically emphasize<br />

th<strong>at</strong> his book was intended for experts alone.<br />

Unlike Copernicus‘s dictum th<strong>at</strong> ―m<strong>at</strong>hem<strong>at</strong>a m<strong>at</strong>hem<strong>at</strong>icis scribuntur,‖ therefore,<br />

Kepler‘s emphasis on expert readers did not stem from any deeply held belief. R<strong>at</strong>her, his<br />

articul<strong>at</strong>ion of his target audience was a specific response <strong>to</strong> a difficult situ<strong>at</strong>ion. Faced with the<br />

banning of Copernican books in Italy, Kepler was in a quandary. How could he assure th<strong>at</strong> his<br />

books would reach their targets, and not incur the wr<strong>at</strong>h of the Church? Kepler, it appears, <strong>to</strong>ok<br />

69 See KGW 13:210.<br />

70 The Harmony of the World, Ed. E.J. Ai<strong>to</strong>n, J.V. Field, and A.M. Duncan (Philadelphia:<br />

American Philosophical Society, 1997), pp. 14-15.<br />

71 Harmony of the World, 15.<br />

221


the advice of Remus <strong>to</strong> heart. Remus had urged him <strong>to</strong> keep himself within bounds, and had<br />

noted th<strong>at</strong> the Church willingly granted licenses for prohibited books <strong>to</strong> scholarly readers. In<br />

reaching out <strong>to</strong> an audience in Italy, then, Kepler made the practical decision <strong>to</strong> target not<br />

beginners and students but r<strong>at</strong>her specialists. He performed his own act of censorship, in other<br />

words, not on the text itself but r<strong>at</strong>her on the text‘s framing, reorienting it <strong>to</strong>ward a far more<br />

limited public. 72<br />

This reorient<strong>at</strong>ion would serve two purposes: first, very simply, these were the<br />

only individuals who could conceivably obtain licenses <strong>to</strong> read the book in the first place. Better<br />

a limited number of readers, in other words, than no readers <strong>at</strong> all. But equally important, Kepler<br />

hoped th<strong>at</strong> by reaching out <strong>to</strong> those <strong>at</strong> the <strong>to</strong>p and explaining the true meaning of Copernican<br />

theory, he could convert his readers <strong>to</strong> the Copernican view, or <strong>at</strong> least allevi<strong>at</strong>e some of their<br />

concerns about it. He would, as he had mentioned earlier in his letter <strong>to</strong> Bianchi, act as<br />

Copernicus‘s advoc<strong>at</strong>e for the censors in Italy. His hope was th<strong>at</strong> this would result in the<br />

eventual lifting of the ban on Copernican texts.<br />

Th<strong>at</strong> Kepler‘s targeting of expert readers was a conscious response <strong>to</strong> the situ<strong>at</strong>ion in<br />

Italy comes through even more clearly when one considers the Epi<strong>to</strong>me. The Admonitio <strong>to</strong> the<br />

Italian booksellers, focusing on the Harmonice Mundi, was written after Kepler learned of the<br />

Copernican ban. Yet the first books of the Epi<strong>to</strong>me were written before Kepler worried about the<br />

reception of his books in Italy, while the l<strong>at</strong>er books were published after he had learned of the<br />

72 As Amnon Raz-Krakotzkin has noted in his discussion of early modern censorship more<br />

generally, ―Various kinds of rel<strong>at</strong>ions existed among the various agents—the author, the edi<strong>to</strong>r,<br />

the bookseller, the censor, and the reader—which <strong>to</strong>gether determined the boundaries of<br />

readings. These rel<strong>at</strong>ions also gener<strong>at</strong>ed str<strong>at</strong>egies of writing and a series of ‗subterfuges‘<br />

designed <strong>to</strong> cre<strong>at</strong>e ambiguity while reshaping the codes of the reader. The dialectics of<br />

censorship is based on the mutual rel<strong>at</strong>ionship between all of these ac<strong>to</strong>rs—the various agents<br />

shaping the text and the different readings possible in a particular context.‖ See The Censor, the<br />

Edi<strong>to</strong>r, and the Text: the C<strong>at</strong>holic Church and the Shaping of the Jewish Canon in the Sixteenth<br />

Century (Philadelphia: The <strong>University</strong> of Pennsylvania Press, 2007), 9-10.<br />

222


Copernican ban, and in particular, after he had learned of the banning of the Epi<strong>to</strong>me‘s first<br />

books. Crucially, we see a clear about-face in Kepler‘s description of the target readers of the<br />

Epi<strong>to</strong>me between the first three books and the l<strong>at</strong>er books, with the first books framed as sections<br />

of a textbook for young and unschooled readers, and the l<strong>at</strong>er ones framed as texts intended<br />

specifically for experts.<br />

As noted above, Kepler made it clear in the opening of the first books of the Epi<strong>to</strong>me th<strong>at</strong><br />

he intended the book as a teaching text for beginning students. There, he further emphasized his<br />

desire <strong>to</strong> reach a general audience, specifically so th<strong>at</strong> he might convince them of the truth of<br />

Copernican theory. ―I understand with certainty th<strong>at</strong> I have this duty…<strong>to</strong> defend [Copernicus]<br />

openly <strong>to</strong> my readers with all the powers of my talent,‖ he wrote in the preface <strong>to</strong> Book I of the<br />

Epi<strong>to</strong>me. 73<br />

possible.‖ 74<br />

―…Therefore I dedic<strong>at</strong>e the work <strong>to</strong> this: th<strong>at</strong> I might persuade as many people as<br />

Kepler viewed all his books, as we have seen in the previous chapters, as persuasive<br />

arguments for the truths of Copernicanism. The Mysterium Cosmographicum, his first book,<br />

furthered the Copernican cause by rel<strong>at</strong>ing Kepler‘s own discovery, while his Dissert<strong>at</strong>io with<br />

Galileo‘s Siderius Nuncius and his subsequent Narr<strong>at</strong>io and Dioptrice did the same by providing<br />

support for the discoveries of Galileo. In writing these books, Kepler had endeavored <strong>to</strong> reach<br />

both a lay and a scholarly audience; indeed, he had discussed with Galileo as early as 1597 the<br />

best ways th<strong>at</strong> a lay audience might be swayed <strong>to</strong> the Copernican cause, and he had fashioned his<br />

Dissert<strong>at</strong>io as a text th<strong>at</strong> might begin <strong>to</strong> do so. Yet he recognized th<strong>at</strong> there was no book th<strong>at</strong> the<br />

non-expert reader might turn <strong>to</strong> for a general introduction <strong>to</strong> the principles of Copernican<br />

astronomy, aside from Copernicus‘s own De revolutionibus, which itself was quite unwieldy.<br />

73 KGW 7.8, 26-29: ―ego certe hoc illi officii me debere intelligo…eandem etiam foras ad<br />

lec<strong>to</strong>res omnibus ingenii viribus defendam.‖<br />

74 Ibid., 43-44: ―…eoque id operam do, ut quod in re inest, quamplurimis persuadeam..‖<br />

223


He envisioned his Epi<strong>to</strong>me of Copernican Astronomy <strong>at</strong> the start as just such a book; through it,<br />

he might acquaint the beginning student with the rudiments of Copernican astronomy. In so<br />

doing, he would not only begin the project of converting the larger lay public <strong>to</strong> the Copernican<br />

cause, but also potentially transform some of th<strong>at</strong> public in<strong>to</strong> an audience better positioned <strong>to</strong><br />

judge the Copernican claims on their merits. Through the Epi<strong>to</strong>me, th<strong>at</strong> is, he might reach<br />

members of the vulgus or the moder<strong>at</strong>ely learned <strong>at</strong> an early stage, and transform them in<strong>to</strong> truly<br />

learned readers.<br />

A very different picture of Kepler‘s imagined readers comes through immedi<strong>at</strong>ely in the<br />

l<strong>at</strong>er books of the Epi<strong>to</strong>me, published in 1620. In the preface <strong>to</strong> Book IV, Kepler described the<br />

his<strong>to</strong>ry of the first three books of the Epi<strong>to</strong>me, published two years earlier. He had begun writing<br />

the Epi<strong>to</strong>me, he explained, after the public<strong>at</strong>ion of his New Astronomy, a complic<strong>at</strong>ed text which<br />

had ―concealed the doctrine of celestial causes among thickets of numbers and further<br />

astronomical trappings, and scared off the poorer [readers] by the price of the book.‖ 75<br />

Friends<br />

had urged him <strong>to</strong> write a summary of the new astronomy ―in plain and simple speech, with the<br />

boredom of the demonstr<strong>at</strong>ions cut back.‖ 76<br />

Kepler had tried <strong>to</strong> do just th<strong>at</strong>, yet even so he had<br />

received reports th<strong>at</strong> he seemed ―<strong>to</strong> be more expansive in the deb<strong>at</strong>e about the diurnal motion or<br />

rest of the earth than is appropri<strong>at</strong>e <strong>to</strong> the n<strong>at</strong>ure of an Epi<strong>to</strong>me.‖ 77<br />

If this was the case for the<br />

first books, which were rel<strong>at</strong>ively simple and contained m<strong>at</strong>erial found in most epi<strong>to</strong>mes of<br />

astronomy, then Book IV, ―which unfurls so many new and unforeseen things concerning the<br />

75 KGW 7.251, 3-5: ―Qui liber…doctrinamque de causis coelestium inter spineta numerorum et<br />

reliqui appar<strong>at</strong>us Astronomici velut abscondisset; cum et pretio libri tenuiores absterrerentur…‖<br />

76 Ibid, 6-8: ―…visum est amicis, recte me et ex officio facturum, si Epi<strong>to</strong>men conscriberem, in<br />

qua summa doctrinae tam physicae de coelo, quam astronomicae, resectis demonstr<strong>at</strong>ionum<br />

taediis, or<strong>at</strong>ione simplici et plana proponerentur.‖<br />

77 Ibid, 12-13: ―…diffusior visus sum, in disput<strong>at</strong>ione de motu vel quiete Terrae diurna, quam<br />

pro r<strong>at</strong>ione Epi<strong>to</strong>mes.‖<br />

224


whole n<strong>at</strong>ure of the heavens,‖ 78 would seem especially difficult and strange. Therefore,<br />

explained Kepler, he had decided <strong>to</strong> publish the l<strong>at</strong>er books separ<strong>at</strong>ely, so th<strong>at</strong> ―according <strong>to</strong> the<br />

decision of the astronomer-purchaser, they could be omitted, or inserted in<strong>to</strong> the rest of the<br />

Epi<strong>to</strong>me.‖ 79<br />

Not only did Kepler emphasize the difficulty of the m<strong>at</strong>erial in the l<strong>at</strong>er books, he<br />

emphasized as well th<strong>at</strong> the imagined purchaser was an ―astronomer‖—not a student, in other<br />

words—and th<strong>at</strong> even this astronomer might choose <strong>to</strong> bypass the books because of their<br />

complexity.<br />

Kepler then went on <strong>to</strong> counter the theoretical objection th<strong>at</strong> the philosophy expressed in<br />

the Epi<strong>to</strong>me was so obscure and novel as <strong>to</strong> be useless; he hoped, he wrote, <strong>to</strong> ―vindic<strong>at</strong>e [it]<br />

from the trite accus<strong>at</strong>ions of excess curiosity and novelty.‖ 80<br />

Kepler employed a number of<br />

str<strong>at</strong>egies <strong>to</strong> justify his book from these charges; for our purposes, the notable one is his claim<br />

th<strong>at</strong> though a book may seem obscure and challenging <strong>to</strong> beginners, it serves an important<br />

purpose when it reaches its proper expert readers. ―If some subtle and difficult <strong>to</strong> grasp things<br />

should not be rel<strong>at</strong>ed <strong>to</strong> beginners, or should not be preferred <strong>to</strong> accepted and necessary things,‖<br />

he argued, ―it does not mean th<strong>at</strong> therefore those things should not be written or read<br />

priv<strong>at</strong>ely.‖ 81<br />

He likened his Epi<strong>to</strong>me <strong>to</strong> Aris<strong>to</strong>tle‘s Metaphysics; though few universities would<br />

find it appropri<strong>at</strong>e <strong>to</strong> teach the Metaphysics <strong>to</strong> beginners, no one would discount its value. On<br />

the contrary, the Metaphysics was typically considered ―most useful by professors on all the<br />

78 Ibid, 15-16: ―…libellus iste Quartus, qui tam multa de omni coelorum N<strong>at</strong>ura nova et<br />

inopin<strong>at</strong>a ventil<strong>at</strong>….‖<br />

79 Ibid, 31-32: ―…ut pro arbitrio emp<strong>to</strong>ris Astronomi, vel omitti, vel inseri possit in reliquam<br />

epi<strong>to</strong>me.‖<br />

80 Ibid, 38-39: ―…vel Philosophia a curiosit<strong>at</strong>is et nov<strong>at</strong>ionis protritis crimin<strong>at</strong>ionibus<br />

vindica<strong>to</strong>r.‖<br />

81 Ibid. 253, 13-15: ―Non igitur si subtilia nonnulla et captu difficilia proponi non debent<br />

incipientibus, aut si non praeferenda receptis et necessariis, illa propterea neque scribi, neque<br />

priv<strong>at</strong>im legi debent.‖<br />

225


faculties who judged it.‖ 82<br />

The Epi<strong>to</strong>me should be viewed through this lens. It was not as a text<br />

intended <strong>to</strong> be taught <strong>to</strong> just anybody, but as a book for experts, professors, and the like—for<br />

people who might understand and appreci<strong>at</strong>e it.<br />

This l<strong>at</strong>er framing of the Epi<strong>to</strong>me, as a text targeted <strong>to</strong>ward practicing m<strong>at</strong>hem<strong>at</strong>icians<br />

and astronomers, is thus exactly opposed <strong>to</strong> the earlier framing of the first three books, which<br />

explicitly addressed the beginning student. The m<strong>at</strong>erial Kepler intended <strong>to</strong> tackle was surely<br />

more complic<strong>at</strong>ed in the l<strong>at</strong>er books, yet he had planned his proposed <strong>to</strong>pics when he first began<br />

the book, and he could have endeavored <strong>to</strong> rel<strong>at</strong>e his findings throughout in plain and simple<br />

speech, with minimal calcul<strong>at</strong>ions and demonstr<strong>at</strong>ions. Instead, Kepler chose <strong>to</strong> downplay the<br />

work as a beginner‘s textbook, and <strong>to</strong> reach out <strong>to</strong> a different audience entirely. This shift<br />

becomes more understandable when one considers the immedi<strong>at</strong>e context of the Epi<strong>to</strong>me—the<br />

letters <strong>to</strong> Remus and Bianchi, the banning of the first three books of the work, and the Admonitio<br />

<strong>to</strong> the booksellers of Italy. Kepler‘s l<strong>at</strong>e framing of the Epi<strong>to</strong>me as a book for experts—and the<br />

consequently complic<strong>at</strong>ed present<strong>at</strong>ion of the m<strong>at</strong>erial in the l<strong>at</strong>er books, so much so th<strong>at</strong> even<br />

experts struggled with the text—were linked not only <strong>to</strong> the more complic<strong>at</strong>ed subject m<strong>at</strong>ter of<br />

the l<strong>at</strong>er books, but also with Kepler‘s desire <strong>to</strong> get around the censure of the book by the<br />

Congreg<strong>at</strong>ion of the Index, a censure which contained loopholes for expert readers. If he made it<br />

clear th<strong>at</strong> his book had this expert audience in mind, Kepler hoped, the censors might allow his<br />

book <strong>to</strong> be printed, or <strong>at</strong> least <strong>to</strong> be read by a more limited audience.<br />

Moreover, Kepler hoped not only <strong>to</strong> ensure th<strong>at</strong> his book would be read despite its<br />

Copernican content, but also <strong>to</strong> use it as a means by which the Copernican ban might eventually<br />

be lifted. His goal in reaching expert readers, and in explaining Copernican theory in all its<br />

82 Ibid., 17-18: ―scripsit tamen et Metaphysicam Aris<strong>to</strong>teles; eamque, judicibus omnium<br />

facult<strong>at</strong>um Doc<strong>to</strong>ribus, utilissimam.‖<br />

226


complexity, was in part <strong>to</strong> reveal how wrongly Copernicanism had been banned by the C<strong>at</strong>holic<br />

Church. Kepler ended his preface <strong>to</strong> Book IV by making this very point. He argued forcefully<br />

th<strong>at</strong> ―the boundary posts of investig<strong>at</strong>ion should not be set up in the narrow minds of a few<br />

men…the boundary posts of true specul<strong>at</strong>ion are the same as those of the fabric of the world.‖ 83<br />

Kepler lamented the Church‘s cre<strong>at</strong>ion of false ―boundary posts,‖ and noted th<strong>at</strong> ―antiquity<br />

teaches us by examples how vainly man sets up boundary posts where God has not set them<br />

up.‖ 84<br />

He cited Eusebius‘s example of an astronomer who chose <strong>to</strong> abandon Christianity r<strong>at</strong>her<br />

than his astronomy, since the two were <strong>at</strong> odds, and the examples of Augustine and Tertullian,<br />

who opposed the existence of the antipodes. ―Yet <strong>to</strong>day,‖ he wrote, ―we set up academies<br />

everywhere: we order th<strong>at</strong> philosophy be taught, th<strong>at</strong> astronomy be taught, th<strong>at</strong> the antipodes be<br />

taught.‖ 85<br />

Banning Copernicanism would only be repe<strong>at</strong>ing the errors of old, argued Kepler; his<br />

books were an <strong>at</strong>tempt <strong>to</strong> forestall the Church from this disastrous p<strong>at</strong>h, by providing them with<br />

unassailable arguments for lifting the ban. The Church itself, as he had noted earlier, had<br />

recognized th<strong>at</strong> the question of Copernicanism could be decided only by the experts, and<br />

therefore had asked its m<strong>at</strong>hem<strong>at</strong>icians <strong>to</strong> decide the issue. Though those m<strong>at</strong>hem<strong>at</strong>icians had<br />

decided against heliocentrism <strong>at</strong> present, Kepler hoped th<strong>at</strong> he might change their mind—in<br />

many ways, these were the most important of his new target readers.<br />

Kepler had recognized th<strong>at</strong> his Copernican campaign was in danger of stalling—with no<br />

possibility of publishing his works, how was he <strong>to</strong> convince others of the truths th<strong>at</strong> Copernicus<br />

had revealed? Though the idea of working from the bot<strong>to</strong>m up had been an <strong>at</strong>tractive one—wh<strong>at</strong><br />

83 Ibid. 254, 22-25: ―Nec enim figendae sunt indag<strong>at</strong>ioni metae in paucorum hominum angustis<br />

ingeniis…Verae quidem specul<strong>at</strong>ionis metae sunt eaedem, quae et operis Mundani…‖<br />

84 Ibid. 27-28: ―Docuit nos exemplo Antiquitas, quam frustra metas homo fig<strong>at</strong>, ubi Deus non<br />

fixit.‖<br />

85 Ibid., 35-37: ―Nos tamen hodie Academias ubique constituimus, Philosophiam doceri,<br />

Astronomiam doceri, Antipodas doceri, jubemus.‖<br />

227


etter way <strong>to</strong> convince readers <strong>to</strong> accept the evidence for Copernicanism than <strong>to</strong> equip them <strong>at</strong> a<br />

young age with the <strong>to</strong>ols <strong>to</strong> do so?—this no longer seemed like a viable option. Instead, Kepler<br />

would work from the <strong>to</strong>p down, first convincing those with power <strong>to</strong> overturn the Copernican<br />

ban, and only l<strong>at</strong>er addressing other, non-expert readers. He emphasized this yet again in the<br />

second edition of the Mysterium Cosmographicum, published in 1621. Referencing the ban on<br />

Copernicus, he described his <strong>at</strong>tempts <strong>to</strong> see it overturned. ―I have explained Copernicus‘s<br />

words more clearly <strong>at</strong> the end of Book I of the Epi<strong>to</strong>me of Astronomy,‖ he wrote.<br />

In those places I hope th<strong>at</strong> I have sastisfied the devout, provided th<strong>at</strong> they bring <strong>to</strong> their<br />

judgement of this enough mental prowess and knowledge of astronomy for the glory of<br />

God's visible works <strong>to</strong> be able <strong>to</strong> be entrusted <strong>to</strong> their safe protection....Certainly God has<br />

some kind of <strong>to</strong>ngue, but he also has some kind of finger...Therefore, in m<strong>at</strong>ters which<br />

are most evident, the very devout should take gre<strong>at</strong>est care th<strong>at</strong> they do not twist the<br />

<strong>to</strong>ngue of God so th<strong>at</strong> it refutes the finger of God in n<strong>at</strong>ure. 86<br />

Kepler hoped th<strong>at</strong> the m<strong>at</strong>hem<strong>at</strong>icians of the C<strong>at</strong>holic Church would use his explan<strong>at</strong>ions in the<br />

Epi<strong>to</strong>me <strong>to</strong> make a new and informed decision about Copernican theory, one which <strong>to</strong>ok care <strong>to</strong><br />

support both the Book of Scripture and the Book of N<strong>at</strong>ure.<br />

The Thirty Years’ War and the Purpose of the Epi<strong>to</strong>me<br />

Though the banning of the Epi<strong>to</strong>me in Italy was very distressing <strong>to</strong> Kepler, a far more<br />

destructive event also separ<strong>at</strong>ed the public<strong>at</strong>ion of Books I-III in 1618 from the public<strong>at</strong>ion of<br />

Books IV-VII in 1620 and 1621. The year 1619 marked the start of the Thirty Years‘ War, a<br />

civil war of unprecedented brutality and suffering, which saw <strong>to</strong>wns destroyed, communities<br />

86 KGW 8.39, 29-35: ―Psius etiam Copernici verba explicaui dilucidius in fine libri I. Epi<strong>to</strong>mes<br />

Astronomiae: quibus locis spero religiosis s<strong>at</strong>isfactum iri: dummodo et ingenium et<br />

cognititionem Astronomiae talem ad hoc iudicium afferant, vt gloria diuinorum operum<br />

visibilium ipsorum p<strong>at</strong>rocinio tu<strong>to</strong> credit possit. Est sane aliqua lingua Dei, sed est etiam aliquis<br />

digitus Dei....In rebus igitur euidentissimis <strong>to</strong>rquere Dei linguam, vt illa digitum Dei in n<strong>at</strong>ura<br />

refutet, id religiosissimus quisque maxime cauebit.‖<br />

228


uprooted, and scores of people devast<strong>at</strong>ed by the effects of violence and disease. The years<br />

leading up <strong>to</strong> the war, <strong>to</strong>o, were far from peaceful—in 1616, one of Kepler‘s correspondents<br />

already fretted th<strong>at</strong> ―there is no corner of the world where the seeds of war are not dispersed and<br />

growing.‖ 87<br />

Yet after 1619 the ravages of war seemed ever-present. ―The fires of civil war are<br />

raging in Germany,‖ wrote Kepler in 1621. ―…Everything in my neighborhood seems<br />

abandoned <strong>to</strong> flame and destruction.‖ 88<br />

So staggering were the effects of war th<strong>at</strong> many believed<br />

th<strong>at</strong> the end of the world was near—or <strong>at</strong> least, the end of the world as they knew it. ―Europe is<br />

our Europe no more,‖ lamented a friend <strong>to</strong> Kepler in 1622. 89<br />

Kepler focused heavily on the war and its effects in the dedic<strong>at</strong>ion <strong>to</strong> Book V of the<br />

Epi<strong>to</strong>me. There, he noted the way th<strong>at</strong> the war had disrupted his life and the lives of those<br />

around him, delaying the public<strong>at</strong>ion of the l<strong>at</strong>er books of the Epi<strong>to</strong>me. ―Alas!‖ he wrote,<br />

If I consider the circumstances of time, this edition is exceedingly l<strong>at</strong>e, on account of the<br />

suffering caused by the start of a very destructive war, and after the groups of students for<br />

whom these things were written have either been sc<strong>at</strong>tered by the military turmoil or<br />

diminished and destroyed by the expect<strong>at</strong>ion of war: after Austria, thus far my nourisher<br />

and benefac<strong>to</strong>r, has been crushed against a very hard rock, and seems <strong>to</strong> be called away<br />

from the guardianship of these beautiful things <strong>to</strong> the serious care of its own safety: and<br />

after I myself, on account of the cruelty of a priv<strong>at</strong>e enemy of mine, hav been away from<br />

my home in Linz for almost a year. 90<br />

The ―cruelty of a priv<strong>at</strong>e enemy‖ <strong>to</strong> which Kepler referred was the witch trial of his mother,<br />

which culmin<strong>at</strong>ed in 1620. Kepler acted as her legal defense, and eventually succeeded in<br />

87 KGW 17:747: ―…nec angulum esse in orbe pu<strong>to</strong>, ubi non bellorum semina dispersa sint et<br />

excrescent.‖<br />

88 KGw 18:909: ―Flagrare vides incendium belli civilis in Germania…corripi proxima, grassari<br />

flammam.‖<br />

89 KGW 18:941: ―Europa enim nostra Europa amplius non est.‖<br />

90 KGW 7.359, 11-17: ―Si temporis circumstantias respicio, sera est oppido proh dolor editio<br />

ista postquam bello coor<strong>to</strong> perniciosissimo coetus discentium quibus ista scribuntur, vel dissip<strong>at</strong>i<br />

sunt turbis bellicis, vel <strong>at</strong>tenu<strong>at</strong>i emact<strong>at</strong>ique belli expect<strong>at</strong>ione: postquam Austria, hactenus<br />

altrix et benefactrix mea, durissimum in scopulum illisa, a decorum is<strong>to</strong>rum tutela, ad seriam<br />

salutis suae curam auocari videtur: postquam ipse quoque priu<strong>at</strong>i meorum hostis <strong>at</strong>rocit<strong>at</strong>e,<br />

domicilio meo Linciano excitus annum pene <strong>to</strong>tum foris discursi<strong>to</strong>.‖<br />

229


obtaining her acquittal. The trial forced him <strong>to</strong> travel from Linz <strong>to</strong> Würrtemberg, and made a<br />

sustained focus on the public<strong>at</strong>ion of the Epi<strong>to</strong>me very difficult. Yet Kepler presented this<br />

personal hardship as secondary <strong>to</strong> the hardships suffered by all those dealing with the effects of<br />

war, from the students for whom he had initially written the Epi<strong>to</strong>me <strong>to</strong> the p<strong>at</strong>rons who had<br />

initially supported it. He described his own efforts <strong>to</strong> publish the l<strong>at</strong>er books of the Epi<strong>to</strong>me ―in<br />

the middle of the Bavarian armies, and the constant disease and de<strong>at</strong>h of as many soliders as<br />

civilians.‖ 91<br />

War, in Kepler‘s portrayal, formed a relentless backdrop <strong>to</strong> the completion of the<br />

Epi<strong>to</strong>me, one which could not but color his conception of the book.<br />

Though this situ<strong>at</strong>ion was far from ideal, Kepler noted th<strong>at</strong> it did have some positive side<br />

effects. He highlighted the fact th<strong>at</strong> delayed public<strong>at</strong>ion of the l<strong>at</strong>er books, both due <strong>to</strong> the trial<br />

of his mother and the difficulties of the war, gave him time <strong>to</strong> reconsider some of the ideas in<br />

those books. ―The fact th<strong>at</strong> this public<strong>at</strong>ion has been prevented till now calls for thanks, not<br />

blame,‖ he asserted.<br />

Certainly the comput<strong>at</strong>ion of the Ephemeride and the public<strong>at</strong>ion of the many books of<br />

the Harmonies, the work of the intermedi<strong>at</strong>e time, warned me th<strong>at</strong> although much of wh<strong>at</strong><br />

pertained <strong>to</strong> the six planetas had either been established or <strong>at</strong> least aimed <strong>at</strong> twelve years<br />

earlier in the Commentaries on Mars; and althogh they had been taken up from there and<br />

arranged in<strong>to</strong> the form of an instructional [book], they clung <strong>to</strong> my desk for seven years,<br />

in anticip<strong>at</strong>ion of the work of the supervisor and printer. Nevertheless, as often as I<br />

reread them, either because of additions or explan<strong>at</strong>ions or textual transpositions, it was<br />

clear th<strong>at</strong> I needed a new plan. This was so much the case th<strong>at</strong> not a trace remained of<br />

the original in the copy finally presented <strong>to</strong> the printer. 92<br />

91 Ibid. 360, 9: ―…media inter arma Bauarica, crebrosque morbos et mortes tam militum quam<br />

ciuium.‖<br />

92 Ibid. 359, 20-37: ―…beneficium est non culpa, quod hactenus impedita fuit haec editio...Multa<br />

scilicet me monuit comput<strong>at</strong>io Ephemiridum, multa editio librorum harmonicorum, intermedii<br />

temporis opera: vt quamuis pleraque quae ad sex planetas pertinent, jam ante annos duodecim<br />

in Commentariis martis vel constituta, vel saltem affecta essent; quamuis inde transsumpta,<br />

inque formam institutionis composita jam a septem annis haererent in scriniis meis, operas<br />

expectantia Cura<strong>to</strong>ris et Chalcographi: quotiescunque tamen illa relegebam, vel<br />

augment<strong>at</strong>ionibus, vel dilucid<strong>at</strong>ionibus, vel transpositionibus textus, necessitas imponeretur<br />

230


Had the public<strong>at</strong>ion of the l<strong>at</strong>er books not been delayed, explained Kepler, they would likely<br />

have recapitul<strong>at</strong>ed much of the m<strong>at</strong>erial from his New Astronomy, published in 1609. Yet in the<br />

intervening period—and specifically, after the public<strong>at</strong>ion of Books I-III in 1618—he had<br />

completed both his masterpiece, the Harmonice Mundi of 1619, and a series of Ephemerides for<br />

the years 1617-1620. Both these works, he argued, caused him <strong>to</strong> rethink the m<strong>at</strong>erial th<strong>at</strong> he<br />

had compiled for his textbook, and eventually forced him <strong>to</strong> rework it, <strong>to</strong> such a degree th<strong>at</strong> ―not<br />

a trace remained of the original‖ in the final copy.<br />

Along a similar vein, Kepler described how his frequent travels, particularly after the<br />

public<strong>at</strong>ion of Book IV of the Epi<strong>to</strong>me in 1620, actually gave him additional leisure time <strong>to</strong> work<br />

on the final books of the text, since he could not fulfill his official duties as district<br />

m<strong>at</strong>hem<strong>at</strong>ician in Linz. ―Although since the public<strong>at</strong>ion of Book IV I am away from home, and<br />

spend a gre<strong>at</strong> deal of time traveling and dealing with the courts,‖ he wrote, ―nevertheless it has<br />

been permitted <strong>to</strong> me <strong>to</strong> rest awhile for the better part of my time, and I have devoted all of th<strong>at</strong><br />

time <strong>to</strong> the care of this public<strong>at</strong>ion.‖ 93<br />

In particular, along his travels he was able <strong>to</strong> s<strong>to</strong>p in<br />

Tübingen <strong>at</strong> the end of 1620, where he spoke with Maestlin about his new lunar theories. In<br />

preparing for his talk with Maestlin, he wrote down questions about the rel<strong>at</strong>ionship of his lunar<br />

theory <strong>to</strong> the theories of the other planets, and about the physical causes of planetary motions<br />

more generally. When he returned home, he reread his questions and then reread the m<strong>at</strong>erial he<br />

had prepared for Book VI, in order <strong>to</strong> finish preparing it for public<strong>at</strong>ion. He had hoped such<br />

prepar<strong>at</strong>ion would be simple, but instead, he wrote, ―I discovered it <strong>to</strong> be laborious, not so much<br />

nouae descriptionis. Ita factum, vt de primo exemplari, ne vestigium quidem superesset in eo,<br />

quod exhibitum est Chalcographo.‖<br />

93 Ibid. 360, 16-18: ―…etsi post editum librum IV. Domo absum, nec parum temporis itineribus,<br />

curisque forensibus insumo: potiori tamen temporis parte mihi licuit interquiescere: <strong>at</strong>que illam<br />

omnem ego in curam hujus editionis impendi.‖<br />

231


ecause of difficulty as because of the multitude and variety of the questions, and the concern for<br />

method.‖ 94<br />

He mulled over the m<strong>at</strong>erial still further, and ―immedi<strong>at</strong>ely when I returned <strong>to</strong><br />

Tübingen, I saw th<strong>at</strong> the fourth part of Book VI, on the moon, would have <strong>to</strong> be furbished with<br />

repe<strong>at</strong>ed work, on account of the fact th<strong>at</strong> the definitions derived in words did not exactly<br />

represent the force of my physical hypotheses.‖ 95<br />

The extra time he devoted <strong>to</strong> thinking about<br />

the m<strong>at</strong>erial, his additional convers<strong>at</strong>ions with Maestlin, and his ability <strong>to</strong> peruse additional<br />

books <strong>at</strong> Tübingen which he could not obtain <strong>at</strong> Linz all resulted in a transform<strong>at</strong>ion of the<br />

m<strong>at</strong>erial in the l<strong>at</strong>er books. In this way, the many hindrances <strong>to</strong> public<strong>at</strong>ion had a positive<br />

result—for ―if the printing had not been delayed until now, these things would necessarily have<br />

been omitted.‖ 96<br />

The difference between the earlier and the l<strong>at</strong>er books of the Epi<strong>to</strong>me thus stemmed from<br />

many sources. On the one hand, Kepler consciously reframes the l<strong>at</strong>er books following the<br />

banning of the initial books in Italy, targeting them <strong>to</strong> experts r<strong>at</strong>her than beginners. At the same<br />

time, the many delays in publishing the l<strong>at</strong>er books, delays brought on by the exigencies of the<br />

Thirty Years‘ War and the witch trial of Kepler‘s own mother, caused Kepler <strong>to</strong> reconsider not<br />

merely the framing of the books, but also the content. He read more widely than he had done<br />

before, and incorpor<strong>at</strong>ed m<strong>at</strong>erial in<strong>to</strong> the l<strong>at</strong>er books of the Epi<strong>to</strong>me from his Harmonice Mundi<br />

94 Ibid. 22-25: ―…et ipsam deprehendi laboriosam, non tam difficult<strong>at</strong>e, quam multitudine et<br />

variet<strong>at</strong>e quaestionum, et cura methodi.‖<br />

95 Ibid. 27-30: ―St<strong>at</strong>imque, vt Tubingam redii, etiam partem libri VI quartam, de Luna, repeti<strong>to</strong><br />

labore interpolandam vidi; propterea, quod definitiones verbis conceptae, vim Hypotheseos<br />

meae physicae nondum exacte repraesentarent.‖<br />

96 Ibid. 36-39: ―Multa tamen, occasione conuers<strong>at</strong>ionis cum Maestlini, veteri duce meo ad<br />

cepssendum hoc iter Astronomiae Copernicanae, multa per lectionem libroru, quos hactenus in<br />

Austria nancisci non poteram, inciderunt; quae nisi hucusque dil<strong>at</strong>a fuisset editio, necessario<br />

praetermittenda fuerunt.‖<br />

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and Ephemerides, along with the results of his extensive convers<strong>at</strong>ions with Maestlin. All this,<br />

as he made clear, resulted in a dram<strong>at</strong>ically different text than he had initially envisioned, one<br />

whose ideas had been refined and perfected over time. Kepler used the l<strong>at</strong>er books of the<br />

Epi<strong>to</strong>me, th<strong>at</strong> is, both <strong>to</strong> review m<strong>at</strong>erial th<strong>at</strong> was already available and <strong>to</strong> articul<strong>at</strong>e his l<strong>at</strong>est<br />

conceptions of his own physical theories, in ways th<strong>at</strong> he had not done before. The first books,<br />

which were intended more as summary than as innov<strong>at</strong>ion, fit more cleanly in<strong>to</strong> the form of a<br />

textbook; the l<strong>at</strong>er books, which Kepler used <strong>to</strong> fully work out his own physical theories and <strong>to</strong><br />

advance new arguments, were consequently far more complic<strong>at</strong>ed. This helps <strong>to</strong> explain the<br />

disjunction we noted <strong>at</strong> the start of the chapter, between Kepler‘s initial present<strong>at</strong>ion of the<br />

Epi<strong>to</strong>me as a textbook for beginners, and the l<strong>at</strong>er present<strong>at</strong>ion of the book as a text for experts.<br />

It also explains the discrepancy between Kepler‘s initial assertion th<strong>at</strong> he would present the<br />

m<strong>at</strong>erial in the text as simply as possible, and the struggles of even his expert readers <strong>to</strong><br />

understand the m<strong>at</strong>erial in the l<strong>at</strong>er books of the Epi<strong>to</strong>me.<br />

Yet something still more is <strong>at</strong> play beyond the changes <strong>to</strong> the content of the l<strong>at</strong>er books.<br />

If Kepler consciously reframed the Epi<strong>to</strong>me in light of its banning in Italy, he did so as well in<br />

light of the changes wrought by the start of the Thirty Years‘ War. As he noted <strong>at</strong> the start of<br />

Book V‘s dedic<strong>at</strong>ion, the war had led <strong>to</strong> the dispersal of the ―students for whom these things are<br />

written.‖ Indeed, the Thirty Years‘ War put a halt <strong>to</strong> the normal workings of universities<br />

throughout the Empire, as libraries were depleted, teachers dismissed, and students forced <strong>to</strong> flee<br />

for their lives. 97<br />

With the disruption <strong>to</strong> both Kepler‘s own teaching and <strong>to</strong> scholarly life in<br />

97 See C.V. Wedgewood, The Thirty Years War (New York: New York Review of Books, 2005).<br />

Wedgewood recounts, for example, th<strong>at</strong> with the C<strong>at</strong>holic capture of Heidelberg in 1622, "the<br />

Protestant churches of Heidelberg itself had been closed, the <strong>University</strong> dissolved, and the<br />

superb library packed in<strong>to</strong> boxes and trundled in wagon loads over the Alps <strong>to</strong> Rome,<br />

Maximilian's thankoffering <strong>to</strong> the V<strong>at</strong>ican." 156.<br />

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general, the idea of the Epi<strong>to</strong>me as a teaching text began <strong>to</strong> seem far less relevant. With no<br />

students <strong>to</strong> teach, and no one <strong>to</strong> do the teaching, the necessity of yet another beginner‘s Epi<strong>to</strong>me<br />

of astronomy was dubious, <strong>at</strong> best.<br />

At the same time, all those in the Empire who had previously supported Kepler‘s work,<br />

and on n<strong>at</strong>ural philosophy more generally, were forced <strong>to</strong> focus on more pressing m<strong>at</strong>ters<br />

instead—were called, as Kepler wrote, ―from the guardianship of these beautiful things <strong>to</strong> the<br />

serious care of its own safety.‖ Indeed, many people argued th<strong>at</strong> esoteric discussions of the<br />

heavens had no place in a world ravaged by war. Kepler had heard such arguments before. As<br />

far back as 1599, when Kepler lived in a Graz beset by escal<strong>at</strong>ing religious tensions, he had been<br />

scolded angrily for his <strong>at</strong>tention <strong>to</strong> obscure astronomical questions by the city authorities.<br />

―Those men,‖ he had written then <strong>to</strong> Michael Maestlin, ―as people did once in Florence against<br />

Philelphus, shout against me <strong>to</strong>day (or certainly mutter) th<strong>at</strong> now is not a time for learning, but<br />

for waging war.‖ 98<br />

Indeed, they had urged him <strong>to</strong> focus instead on a field th<strong>at</strong> might be<br />

potentially useful in a time of war: ―They urged,‖ he wrote l<strong>at</strong>er <strong>to</strong> Herwart von Hohenberg, ―but<br />

really ordered under the thre<strong>at</strong> of dismissal, th<strong>at</strong> I put aside astronomy for the present, and<br />

embrace medicine, and th<strong>at</strong> I transfer my interest from specul<strong>at</strong>ions which were more lovely than<br />

useful in this difficult time, <strong>to</strong> seeing <strong>to</strong> the public utility.‖ 99<br />

Kepler had not had <strong>to</strong> make th<strong>at</strong> kind of decision <strong>at</strong> the time; ultim<strong>at</strong>ely banished from<br />

Graz with his fellow Protestants in 1600, he had made his way <strong>to</strong> Tycho Brahe and continued his<br />

98 KGW 14:132: ‖Penes quos cum sit rej summa, nescio quam diu me tut<strong>at</strong>ura sit Inspec<strong>to</strong>rum<br />

authoritas contra illorum invidiam, qui, ut olim Florentinj contra Phielphum sic hodie contra me<br />

clamitant, vel certe mussitant, non jam tempus esse discendj, sed belligerandj.‖‖<br />

99 KGW 14:168: ―Domo discessi cum venia Magistr<strong>at</strong>us mej: reditum meum ubi illis significavj,<br />

diligentiam quidem collaudarunt, caeterum verbotenus suaserunt, reipsâ sub dimissionis<br />

intermin<strong>at</strong>ione imperarunt, ut sepositâ in praesens Astronomiâ, Medicinam amplecterer,<br />

animumque a specul<strong>at</strong>ionibus pulchris magis, quam hoc difficili tempore salutaribus, ad curam<br />

utilit<strong>at</strong>is publicae traducerem.‖<br />

234


astronomical studies. Now, however, with the war full-blown and raging, Kepler anticip<strong>at</strong>ed a<br />

similar objection <strong>to</strong> his work, and <strong>to</strong>ok care <strong>to</strong> opposite it directly in his work. Hence he argued<br />

both in the preface <strong>to</strong> the l<strong>at</strong>er books of the Epi<strong>to</strong>me and in the Harmonice Mundi th<strong>at</strong> quite the<br />

opposite was true. In a world characterized by chaos and disharmony, Kepler believed,<br />

discussions of heavenly order and harmony were not only important, but necessary. Earthly life<br />

was merely a microcosm of the heavenly macrocosm; in understanding the harmony th<strong>at</strong><br />

characterized the heavenly sphere, Kepler believed, people could better act harmoniously in their<br />

own lives, using the heavenly harmony as a model for harmony on earth. He had therefore<br />

opened his Harmonice Mundi with an illusion <strong>to</strong> the start of the Thirty Years‘ War, ―this slightly<br />

<strong>to</strong>o harsh discord,‖ 100 and with the hope th<strong>at</strong> ―the examples of concord in the visible works of<br />

God [would]…strengthen and stir up the zeal for concord and for peace in church and st<strong>at</strong>e.‖ 101<br />

In a similar vein, Kepler used the preface <strong>to</strong> Book V of the Epi<strong>to</strong>me <strong>to</strong> argue for the<br />

book‘s relevance during a time of war. He had persevered in ―pursuing the footsteps of divine<br />

providence in an indef<strong>at</strong>igable chase,‖ he wrote, and he had done so with his p<strong>at</strong>rons in mind; ―I<br />

am not frightened by your adversities, Princes, which have meanwhile assailed you and your<br />

wretched province, or which seem <strong>to</strong> thre<strong>at</strong>en in the distance, so as <strong>to</strong> not fulfill my plan and my<br />

promise <strong>to</strong> you.‖ 102<br />

The completion of his book, he explained, was the payment of a debt <strong>to</strong> all<br />

those who had supported him and his work in the past. This was not merely because the book<br />

100 Harmony of the World 2<br />

101 Ibid. 5<br />

102 KGW 7.361, 6-12: ―Atque ipse quoque, vestigia diuinae prouidentiae, cui equidem artes istas<br />

(diuinorum scilicet Operum praeconia) curae esse credo, indefessa prosecutus indagine,<br />

postquam, quid utliit<strong>at</strong>is hauserit libellus ex mora ista temporis ad mentem reuoco; non terreor<br />

aduersit<strong>at</strong>ibus vestris, Proceres, quae interea vos et prouiniciam miseram vel sunt adortae, vel<br />

imminere porro videntur quo minus et pensum meum absoluam et promissum vobis…‖<br />

235


itself was an embodiment of princely honor and erudition, but because it contained much which<br />

Kepler believed could help his p<strong>at</strong>rons in a time of adversity. Kepler continued,<br />

For I hope th<strong>at</strong> so much divine mercy remains in the treasure chamber th<strong>at</strong> he wants this<br />

horrible s<strong>to</strong>rm <strong>to</strong> be calmed, the clouds <strong>to</strong> be dissip<strong>at</strong>ed, and the sun <strong>to</strong> shine earnestly<br />

again on those who have repented, peace <strong>to</strong> be res<strong>to</strong>red, and some place remain in Austria<br />

<strong>to</strong>o for these peaceful arts, whose elabor<strong>at</strong>ion He does not s<strong>to</strong>p caring for, and for some<br />

number of people <strong>to</strong> g<strong>at</strong>her there who learn <strong>to</strong> obtain from these arts of praises of God the<br />

Crea<strong>to</strong>r. I hope th<strong>at</strong> this little book will be useful <strong>to</strong> them. 103<br />

Kepler prayed th<strong>at</strong> God would bring peace <strong>to</strong> a war-<strong>to</strong>rn Europe, but he believed th<strong>at</strong> this would<br />

happen far more speedily if people used his books as a model of peace, and ―learn[ed] <strong>to</strong> obtain<br />

from these arts the praises of God the Crea<strong>to</strong>r.‖ His book, he argued, ―will be useful‖ <strong>to</strong> all those<br />

people who hoped <strong>to</strong> put a s<strong>to</strong>p <strong>to</strong> the conflicts th<strong>at</strong> surrounded them and return <strong>to</strong> an era of<br />

peace. M<strong>at</strong>hem<strong>at</strong>ics, right religion, and peaceful living went hand in hand, in Kepler‘s view. He<br />

therefore ended his preface with the entre<strong>at</strong>y each reader who both valued m<strong>at</strong>hem<strong>at</strong>ics and<br />

devoted himself <strong>to</strong> God ―very frequently join his prayers <strong>to</strong> the most merciful God with mine:<br />

th<strong>at</strong> with the tumults of war calmed, the desol<strong>at</strong>ion res<strong>to</strong>red, the h<strong>at</strong>red quenched, and golden<br />

peace returned, he might revive [these lands] with the fertile shower of his grace.‖ 104<br />

If the<br />

readers of the Epi<strong>to</strong>me—like the readers of the Harmonice Mundi, and indeed, of all of Kepler‘s<br />

books—truly <strong>to</strong>ok its lessons <strong>to</strong> heart, Kepler believed th<strong>at</strong> they would be impelled <strong>to</strong> seek a<br />

peace on earth th<strong>at</strong> followed the model of the harmony of the heavens.<br />

103 Ibid. 13-18: ―Spero namque superesse tantum de misericordiae diuinae thesauris; vt sed<strong>at</strong>a<br />

hac horribili procella, dissip<strong>at</strong>is nubibus, Solem serio poenitentibus iterum lucere, pacem<br />

reducere, locumque aliquem his pacis artibus vt quarum elabori<strong>at</strong>ionem procurare non desinit,<br />

in Austria quoque superesse, et in illa numerum aliquem eorum qui ex his artibus laudes Dei<br />

Crea<strong>to</strong>ris sui addiscant colligi porro quoque velit: quibus libellum hunc profuturum spero.‖<br />

104 Ibid. 27-33: ―…ita frequentissime vota sua ad Deum misericordissimum cum meis coniunget:<br />

vt sed<strong>at</strong>is bellorum tumultibus, resarcita vastit<strong>at</strong>e, extinctis odiis, pax aurea reuersa, Serenissimi<br />

Potentissimique D. Ferdinandi II Roman. Impera<strong>to</strong>ris Augusti Domini nostri, Imperium serenet,<br />

prouinicias Maiest. S. omnes, imprimis Austriam supr-Anisanam, foecundo Gr<strong>at</strong>iae suae imbre<br />

refocillet…‖<br />

236


This idea—of the Epi<strong>to</strong>me as a model for earthly peace—provides us with another<br />

explan<strong>at</strong>ion for Kepler‘s l<strong>at</strong>er reframing of the text, and his targeting of a different sort of reader.<br />

Initially, Kepler hoped <strong>to</strong> spread the Copernican message as broadly as possible, and crafted his<br />

Epi<strong>to</strong>me as a book for the beginning student. Yet with university life disrupted and war<br />

continuing <strong>to</strong> rage with no apparent end in sight, Kepler began <strong>to</strong> target readers <strong>at</strong> the <strong>to</strong>p of the<br />

social and political hierarchy, r<strong>at</strong>her than the bot<strong>to</strong>m. Instead of reaching out <strong>to</strong> students, as he<br />

had done in the earlier prefaces, Kepler used his l<strong>at</strong>er prefaces <strong>to</strong> reach out <strong>to</strong> his princely p<strong>at</strong>rons<br />

and others of similar standing. With his hope th<strong>at</strong> one day ―there be g<strong>at</strong>hered <strong>to</strong>gether in Austria<br />

once again some number of those who learn from these arts the praises of God their Crea<strong>to</strong>r,‖ he<br />

painted a picture of a more select group of readers—not all those with a passing interest in<br />

astronomy, but r<strong>at</strong>her all those with both the desire and, crucially, with the ability <strong>to</strong> apply the<br />

very deep lessons contained in Kepler‘s text. Since Kepler saw his Epi<strong>to</strong>me, like his other<br />

books, as a model for earthly harmony, he used his l<strong>at</strong>er prefaces <strong>to</strong> reach out <strong>to</strong> those readers<br />

with the potential <strong>to</strong> take such a model <strong>to</strong> heart and affect the course of the war <strong>to</strong> some degree.<br />

Not students, then, but princes, generals, and diplom<strong>at</strong>s, who might directly harness his model <strong>to</strong><br />

real action, and theologians and m<strong>at</strong>hem<strong>at</strong>icians, who might supply additional m<strong>at</strong>erial <strong>to</strong> aid in<br />

the quest for peace. This was the very reason why Kepler had dedic<strong>at</strong>ed his Harmonice Mundi<br />

<strong>to</strong> King James I of England; seeing how James had taken England and Scotland and ―from the<br />

combin<strong>at</strong>ion of both provinces…produced one kingdom and one harmony,‖ Kepler hoped th<strong>at</strong><br />

James would read his book and use it as a model <strong>to</strong> pursue harmony and peace on a more global<br />

scale, so th<strong>at</strong> ―abroad also, as a king among kings…[James] would perform some gre<strong>at</strong>er and<br />

more excellent, and also more lasting work.‖ 105<br />

105 Harmony of the World 3<br />

237


At the start of his career, in his Mysterium Cosmographicum, Kepler had also tried <strong>to</strong><br />

<strong>at</strong>tract p<strong>at</strong>rons <strong>to</strong> his work. Then, in answer <strong>to</strong> the objection th<strong>at</strong> astronomy had little value,<br />

Kepler had emphasized precisely its lack of utility as the reason for its <strong>at</strong>traction <strong>to</strong> noble<br />

readers. ―Why must one value the advantage of divine things in cash, like food?‖ he had written<br />

then.<br />

For how is knowledge of n<strong>at</strong>ural things useful <strong>to</strong> a hungry s<strong>to</strong>mach, how is the whole rest<br />

of astronomy useful? Nevertheless wise men do not listen <strong>to</strong> the barbarity th<strong>at</strong> shouts<br />

th<strong>at</strong> these studies must therefore be abandoned. We receive painters, who delight our<br />

eyes; orchestras, which delight our ears, although they bring no benefit <strong>to</strong> our affairs.<br />

And the pleasure received from either of these works is deemed not only civilized but<br />

also honorable. Wh<strong>at</strong> incivility, wh<strong>at</strong> stupidity, therefore, <strong>to</strong> begrudge the mind its<br />

honorable delight, but not the eyes and ears! 106<br />

Then, he had likened his work <strong>to</strong> art or music, emphasizing the pleasure it provided, pleasure<br />

which was not base and barbaric but r<strong>at</strong>her civilized, even honorable. Still further, he had argued<br />

th<strong>at</strong> it was lack of utility th<strong>at</strong> made his work particularly suited <strong>to</strong> a princely p<strong>at</strong>ron. Common<br />

people focused on the useful and the commonplace, while nobles were interested in the rare, the<br />

beautiful, and the pleasurable. According <strong>to</strong> Kepler, the book‗s merit was inversely proportional<br />

<strong>to</strong> the number of ―common‖ people who praised it. True knowledge be appreci<strong>at</strong>ed best by those<br />

with discrimin<strong>at</strong>ing tastes, and the less linked a subject was <strong>to</strong> common, earthly concerns, the<br />

more noble and pure it was. By contrast, in a time of violence and upheaval, Kepler emphasized<br />

th<strong>at</strong> his book did have utility. Yet th<strong>at</strong> very utility was of a high and noble character—for while<br />

106 KGW 8.17, 14-22: ―Quanquam quid necesset est, diuinarum rerum vsus instar obsonij<br />

nummo aestimare? Nam quid quaeso prodest ventri faemlico cognitio rerum n<strong>at</strong>uralim, quid<br />

<strong>to</strong>ta reliqua Astronomia? Neque tamen audiunt cord<strong>at</strong>i homines illam barbariem, quae<br />

deserenda proterea ista studia clamit<strong>at</strong>. Pic<strong>to</strong>res ferimus, qui oculos, Symphoniacos, qui aures<br />

oblectant: quamuis nullum rebus nostris emolumentum afferant. Et non tantum humana sed<br />

etiam honesta conesetur voluptas, quae ex vtrorumque operibus capitur. Quae igitur<br />

inhumanitas, qua stultitia, menti suum inuidere honestum gaudium, oculis et auribus non<br />

inuidere?‖<br />

238


the weapons of war seemed <strong>to</strong> offer no end <strong>to</strong> the troubles plaguing Europe, Kepler insisted th<strong>at</strong><br />

the weapons of astronomy had the power <strong>to</strong> point the way <strong>to</strong> peace.<br />

Conclusion<br />

Kepler‘s changing <strong>at</strong>titude <strong>to</strong>ward the Epi<strong>to</strong>me and its readership underscores the fact th<strong>at</strong><br />

Kepler was no ivory <strong>to</strong>wer scholar, producing obscure academic texts with little regard for the<br />

world around him. He responded quickly and decisively <strong>to</strong> new political and religious<br />

developments, molding his work in response <strong>to</strong> the changing world around him. And more<br />

importantly, Kepler‘s approach <strong>to</strong> the Epi<strong>to</strong>me helps us understand how he saw himself with<br />

respect <strong>to</strong> th<strong>at</strong> world, and wh<strong>at</strong> it meant <strong>to</strong> be a Copernican in Kepler‘s view, and how a true<br />

community of Copernicans ought <strong>to</strong> look. Kepler, a Copernican but also a Lutheran and a<br />

German, reshaped the Epi<strong>to</strong>me specifically so th<strong>at</strong> it would reach C<strong>at</strong>holics in Italy. He could<br />

easily have given up on such readers, targeting instead symp<strong>at</strong>hetic Lutherans and fellow<br />

Germans. The Copernican ban, after all, would be unlikely <strong>to</strong> affect his work outside of Italy,<br />

and his books could still be taught <strong>at</strong> Lutheran universities, which adopted a very practical<br />

approach <strong>to</strong> Copernican theory. 107<br />

Yet Kepler specifically <strong>to</strong>ok on the mantle of Copernican<br />

advoc<strong>at</strong>e for Italians and C<strong>at</strong>holics, bringing himself and his work <strong>to</strong> the <strong>at</strong>tention of the<br />

Congreg<strong>at</strong>ion of the Index in the process. Such a role was important <strong>to</strong> him because the<br />

Copernican community, in his view, was not restricted by n<strong>at</strong>ionality or confession. It included<br />

all those who studied the n<strong>at</strong>ural world and recognized it for wh<strong>at</strong> it was—a system characterized<br />

by divine harmony. It was incumbent on members of the community <strong>to</strong> act as allies in the search<br />

for truth, as Kepler had written <strong>to</strong> Galileo years earlier, and <strong>to</strong> vocally further the Copernican<br />

107 See Robert Westman, ―The Melanchthon Circle, Rheticus, and the Wittenberg Interpret<strong>at</strong>ion<br />

of the Copernican Theory,‖ Isis 66 (1975): 165–193, and the discussion in Chapter 1.<br />

239


cause, setting themselves and their work up as examples <strong>to</strong> follow. Still further, the community<br />

of Copernicans not only transcended the limit<strong>at</strong>ions of religion and st<strong>at</strong>e, but served as a means<br />

by which the enmity engendered by those limit<strong>at</strong>ions could be healed. Thus Kepler also<br />

repositioned the Epi<strong>to</strong>me in the wake of the start of the Thirty Years‘ War, reaching out in<br />

particular <strong>to</strong> those <strong>at</strong> the <strong>to</strong>p of the religious and political hierarchy—those, th<strong>at</strong> is, whose<br />

decisions could directly affect the outcome of the war. Reading his explan<strong>at</strong>ions of heavenly<br />

harmony would provide them with a model for earthly harmony, and learning the details of<br />

m<strong>at</strong>hem<strong>at</strong>ical astronomy would provide them with a means by which they might foster concord<br />

and virtue. For m<strong>at</strong>hem<strong>at</strong>ics, as Kepler explained in the Harmonice Mundi, ―perfects us in moral<br />

philosophy, implanting in our behavior order, propriety, and harmony in social rel<strong>at</strong>ions.‖ 108<br />

Kepler‘s decision <strong>to</strong> act as Copernican advoc<strong>at</strong>e for Italians and C<strong>at</strong>holics likewise<br />

reveals how deeply he <strong>to</strong>ok his identity as Copernican <strong>to</strong> heart. He lived his life <strong>at</strong> odds with the<br />

community of Lutherans and as a wanderer from one place <strong>to</strong> another, but this existence on the<br />

margins was not by choice. ―I have been denounced as unprincipled, agreeing with all…I have<br />

been called a godless scorner of the word of God…I have been denounced as a doubter…I have<br />

been denounced as unstable,‖ he wrote. ―But I bear witness before God th<strong>at</strong> I am neither pleased<br />

nor s<strong>at</strong>isfied in this role, nor do I like <strong>to</strong> be considered as a man apart.‖ 109<br />

Though his fellow<br />

Lutherans doubted his devotion, and though he was never permitted <strong>to</strong> return <strong>to</strong> his home<br />

province of Würrtemberg, his dedic<strong>at</strong>ion <strong>to</strong> the Copernican cause was clear for all <strong>to</strong> see. In<br />

108 Harmony of the World, 129, cited from Proclus, Commentary on Book I of Euclid. See also<br />

Chapter 5 of this dissert<strong>at</strong>ion, and M<strong>at</strong>thew Jones, The Good Life in the Scientific Revolution:<br />

Descartes, Pascal, Leibniz, and the Cultiv<strong>at</strong>ion of Virtue (Chicago: <strong>University</strong> of Chicago Press,<br />

2006).<br />

109 Glaubensbekkentnis, KGW 12, 27.<br />

240


eaching out <strong>to</strong> fellow Copernicans and in struggling <strong>to</strong> convert others <strong>to</strong> the Copernican cause,<br />

Kepler was seeking, once again, <strong>to</strong> strengthen the one community <strong>to</strong> which he truly belonged.<br />

Of course, despite his dedic<strong>at</strong>ion <strong>to</strong> Copernicus, Kepler did not simply parrot the ideas of<br />

his predecessor. He reshaped Copernican astronomy, gave it a physical basis, and, with his<br />

description of planetary orbits as ellipses, transformed it in<strong>to</strong> something else entirely. All this<br />

comes through quite clearly in the Epi<strong>to</strong>me, so much so th<strong>at</strong> its title presents something of a<br />

puzzle, for the book is less a description of Copernican astronomy than of Keplerian astronomy.<br />

Kepler himself was aware of this problem, and he addressed the issue directly in Book V of the<br />

Epi<strong>to</strong>me. He posed the question as follows: ―By wh<strong>at</strong> right do you make this also a part of<br />

Copernican astronomy, when nevertheless th<strong>at</strong> author continued in the opinion of the ancients<br />

concerning perfect circles?‖ 110<br />

His answer reveals a gre<strong>at</strong> deal about his conception of himself<br />

and his work with respect <strong>to</strong> th<strong>at</strong> of Copernicus. He wrote,<br />

I admit th<strong>at</strong> this form of the hypotheses is not Copernican. But because th<strong>at</strong> part<br />

concerning the eccentric is secondary <strong>to</strong> the general hypothesis which uses the annual<br />

motion of the Earth and the rest of the sun; therefore the name [Copernican] comes from<br />

the more important [aspect]. Add the fact th<strong>at</strong> this small part of the hypothesis is bound<br />

<strong>to</strong> the Copernican doctrines with necessary physical arguments [which come] from the<br />

rest of the sun and motion of the Earth. Thus these things can be referred <strong>to</strong> with good<br />

merit as Copernican. 111<br />

According <strong>to</strong> Kepler, all of his work was ―bound <strong>to</strong> the Copernican doctrines with necessary<br />

physical arguments‖—he had merely taken Copernicus <strong>to</strong> his logical conclusion, allowing the<br />

110 KGW 7.364, 36-37: ―Quo iure hanc quoque partem facis Copernicanae Astronomiae; cum<br />

tamen is author manserit in sentential veterum, de perfectis circulis?‖<br />

111 Ibid., 38-40; 365, 1-3: ―F<strong>at</strong>eor formam hanc hypothesium non esse Copernicanam. At quia<br />

pars ista de Eccentrico seruit Hypothesi vniuersali, quae motu Telluris annuo, et quiete Solis<br />

vtitur: fit igitur a potiori denomin<strong>at</strong>io. Adde quod ista particula Hypotheseos, necessariis<br />

argumentis physicis ex illa quiete Solis et motu terrae, dogm<strong>at</strong>ibus Copernicanis, nectitur; itaque<br />

bono titulo etiam haec ad COPERNICVM referri possunt.‖<br />

241


seed planted by Copernicus <strong>to</strong> germin<strong>at</strong>e. He saw himself, th<strong>at</strong> is, as clarifying and interpreting<br />

the work of the master, r<strong>at</strong>her than fundamentally changing it.<br />

With this in mind, another genre suggests itself <strong>to</strong> which we might fruitfully assign<br />

Kepler‘s Epi<strong>to</strong>me—r<strong>at</strong>her than a Copernican textbook, it is perhaps best seen as a Copernican<br />

commentary, or exegesis. Peurbach‘s and Regionmontanus‘s Epi<strong>to</strong>me of the Almagest was itself<br />

as much a commentary on P<strong>to</strong>lemy than a textbook, and Kepler likely had this model as much as<br />

Maestlin‘s own Epi<strong>to</strong>me in mind as he crafted his own book. Still further, as a former theology<br />

student <strong>at</strong> Tübingen, Kepler was well acquainted with the exegeses of the Church F<strong>at</strong>hers. And<br />

along with theological commentaries, during the sixteenth century some of the philosophical<br />

commentaries of the ancients were newly available; Proclus's commentary on the first book of<br />

Euclid's Elements, <strong>to</strong> which Kepler referred throughout his Harmonice Mundi, was first printed<br />

in its Greek edition in 1533, and in L<strong>at</strong>in transl<strong>at</strong>ion in 1560. Moreover, the commentary<br />

tradition continued <strong>to</strong> flourish in sixteenth- and seventeenth-century Europe; Aris<strong>to</strong>telian<br />

commentaries were still the primary s<strong>to</strong>ck of university teaching, and commentaries on the Bible<br />

were still produced in remarkable profusion. Those biblical commentaries were themselves a<br />

highly vers<strong>at</strong>ile genre, which could cover an enormous range of subjects under the auspices of a<br />

gloss on the scriptural text. And they were rare among theological texts in th<strong>at</strong> they traveled<br />

rel<strong>at</strong>ively freely between C<strong>at</strong>holics and Protestants, given th<strong>at</strong> their subject m<strong>at</strong>ter was typically<br />

not doctrinal or confessional in n<strong>at</strong>ure. 112<br />

Kepler was well acquainted with both the philosophical and the theological commentary<br />

traditions, and he clearly linked the two. Along these lines, he argued in his Harmonice Mundi<br />

th<strong>at</strong> Pla<strong>to</strong>‘s Timaeus should be unders<strong>to</strong>od as ―a kind of commentary on the first chapter of<br />

112 See Kevin Killeen, Biblical Scholarship, Science and Politics in Early Modern England:<br />

Thomas Browne and the thorny place of knowledge (Burling<strong>to</strong>n: Ashg<strong>at</strong>e, 2009), 74.<br />

242


Genesis, converting it <strong>to</strong> the Pythagorean philosophy, as is readily apparent <strong>to</strong> the <strong>at</strong>tentive<br />

reader, who compares the actual words of Moses in detail.‖ 113<br />

Likewise, Kepler‘s theological<br />

outlook perme<strong>at</strong>ed his own study of the heavens; he described himself, as astronomer, as ―a<br />

priest of God with respect <strong>to</strong> the book of n<strong>at</strong>ure.‖ 114<br />

Because of this, some scholars have<br />

fruitfully employed the exegesis genre as a way <strong>to</strong> better understand Kepler‘s books, arguing th<strong>at</strong><br />

much of his work can be read as an exegesis of the book of n<strong>at</strong>ure. 115<br />

Yet if Kepler assumed the<br />

mantle of astronomer-priest, he cast Copernicus in the role of high priest. ―This glory is<br />

sufficient,‖ he asserted, ―th<strong>at</strong> I can wield my discovery <strong>to</strong> guard the g<strong>at</strong>es of the temple where<br />

Copernicus offers sacrifices <strong>at</strong> the high altar.‖ 116<br />

For Kepler, Copernicus had first revealed the<br />

true meaning of God‘s cre<strong>at</strong>ion; he himself had then further explained and elabor<strong>at</strong>ed th<strong>at</strong><br />

meaning. Thus if some of Kepler‘s work are exegeses of God‘s book, the Epi<strong>to</strong>me is an exegesis<br />

of the book of Copernicus—an explan<strong>at</strong>ion of wh<strong>at</strong> Copernicus really meant, conveyed so<br />

forcefully and clearly th<strong>at</strong> all who read it, even the Italian clergy who seemed so set against<br />

Copernicanism, would be compelled <strong>to</strong> worship <strong>at</strong> the same altar as Kepler did.<br />

113 Harmony of the World, marginal note <strong>to</strong> 301.<br />

114 KGW 13:89, ―Ego vero sic censeo, cum Astronomj, sacerdotes dej altissimj ex parte librj<br />

N<strong>at</strong>urae simus.‖<br />

115 See Kenneth Howell, God's two books: Copernican cosmology and biblical interpret<strong>at</strong>ion in<br />

early modern science (Notre Dame: <strong>University</strong> of Notre Dame Press, 2002), p. 115.<br />

116 KGW 13:91: ―…sufficit haec gloria, posse Copernico ad magnam aram sacra facientj portas<br />

templj mea inventione cus<strong>to</strong>dire.‖<br />

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Chapter 5:<br />

A “Political Digression”: Kepler and the Politics of Harmony<br />

In 1623, Kepler argued th<strong>at</strong> the prudent man should eschew politics in favor of<br />

philosophy. Referencing the recent popularity of u<strong>to</strong>pian texts, which encased their political<br />

messages in allegory, Kepler mused about the possibility of turning his Somnium—a description<br />

of the earth as viewed from the moon—in<strong>to</strong> a u<strong>to</strong>pia. ―Campanella wrote a City of the Sun,‖ he<br />

wrote <strong>to</strong> M<strong>at</strong>thias Bernegger. ―Wh<strong>at</strong> if I wrote one of the moon? Would it not be a wonderful<br />

deed <strong>to</strong> paint the barbarous habits of this time in vivid colors, but for the sake of caution <strong>to</strong> leave<br />

the earth with such a work and <strong>to</strong> withdraw <strong>to</strong> the moon?‖ Yet Kepler decided against such an<br />

approach. Politics was contentious enough, he believed, th<strong>at</strong> even the writing of a political<br />

allegory could be a dangerous undertaking. ―How would it help <strong>to</strong> hold back in this way?‖ he<br />

continued. ―Neither More in his U<strong>to</strong>pia nor Erasmus in his Praise of Folly were safe, but each<br />

needed <strong>to</strong> defend themselves. Therefore let leave the vicissitudes of politics alone and remain in<br />

the pleasant greenery of philosophy.‖ 1<br />

While Kepler may have been able <strong>to</strong> leave any overtly political discussions out of his<br />

Sominum, he certainly could not avoid the political sphere entirely. He knew well th<strong>at</strong> his post<br />

as Imperial m<strong>at</strong>hem<strong>at</strong>ician and advisor <strong>to</strong> the Holy Roman Emperor was a highly political one,<br />

and he referred <strong>to</strong> himself altern<strong>at</strong>ely as both a m<strong>at</strong>hem<strong>at</strong>icus and a politicus. He discussed<br />

political questions in his published astrological works, in letters <strong>to</strong> friends and p<strong>at</strong>rons, in<br />

n<strong>at</strong>ivities which he was commissioned <strong>to</strong> produce, in reports which the emperor requested of<br />

1 KGW 18: 963: ―Scripsit Campanella civit<strong>at</strong>em Solis, quid si nos Lunae? Anne egregium<br />

facinus Cyclopicos hujus temporis mores vivis coloribus depingere, sed cautionis causa terris<br />

cum tali scriptione ecedere, inque Lunam secedere? Quanquam quid tergiversari juvabit? cum<br />

nec Morus in U<strong>to</strong>pia nec Erasmus in encomio Moriae, tuti fuerint, quin utrisque fuit apologia<br />

opus. Missam igitur penitus faciamus picem hanc politicam, nosque in amoenis Philosophiae<br />

viretis plane contineamus.‖<br />

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him, in the prefaces and dedic<strong>at</strong>ions <strong>to</strong> many of his astronomical or cosmological books, and<br />

even in a ―political digression‖ <strong>to</strong> his masterpiece, the Harmonice Mundi. In the previous two<br />

chapters, I focused most closely on Kepler‘s conception of himself as a m<strong>at</strong>hem<strong>at</strong>icus, and as a<br />

Copernican in particular. In this chapter, I will turn <strong>to</strong> Kepler‘s conception of politics, of himself<br />

as a homo politicus, and of the rel<strong>at</strong>ionship between his political thought and his (n<strong>at</strong>ural)<br />

philosophical beliefs more broadly. I will first focus on the tradition of astrology as an art with<br />

gre<strong>at</strong> political resonance, and consider how Kepler modified this tradition in his own conception<br />

of the field. Kepler drew much, I will argue, from the political ideas of the neo-Tacitists of his<br />

time, and argued th<strong>at</strong> while astrologers often offered political predictions, these only had a hope<br />

of accuracy if they were grounded on political experience and personal discretion. He<br />

emphasized th<strong>at</strong> his own astrological reports often drew on his political awareness as much as his<br />

knowledge of the motions of the heavens, and argued th<strong>at</strong> such political awareness often dict<strong>at</strong>ed<br />

th<strong>at</strong> he hide or alter the message of the stars if th<strong>at</strong> message seemed politically dangerous. When<br />

it came <strong>to</strong> questions of astrology, I will demonstr<strong>at</strong>e, Kepler played the role of the consumm<strong>at</strong>e<br />

politician.<br />

Next, I will move from astrology <strong>to</strong> m<strong>at</strong>hem<strong>at</strong>ics and cosmology, and focus on Kepler‘s<br />

discussions of politics and political harmony in his Harmonice Mundi. I will examine the<br />

reasons why Kepler dedic<strong>at</strong>ed the book <strong>to</strong> King James I of England, and focus <strong>at</strong> length on the<br />

―political digression‖ which Kepler placed <strong>at</strong> its midpoint and based on the ideas of Jean Bodin.<br />

Kepler, I will argue, believed th<strong>at</strong> the m<strong>at</strong>hem<strong>at</strong>ical harmony of n<strong>at</strong>ure which he had explic<strong>at</strong>ed<br />

in his book could, and should, provide a blueprint for political harmony, particularly in a world<br />

as characterized by political discord as his own. He saw in King James someone with the desire<br />

and the power <strong>to</strong> take such a model <strong>to</strong> heart and implement it on the ground. Yet while he<br />

245


elieved th<strong>at</strong> the m<strong>at</strong>hem<strong>at</strong>ics of harmony might lead <strong>to</strong> a politics of harmony, he did not provide<br />

a specific formula for political organiz<strong>at</strong>ion, and avoided the model of Bodin, which tried <strong>to</strong><br />

bolster a particular form of government with the claim of m<strong>at</strong>hem<strong>at</strong>ical certainty. Much as in his<br />

discussions of astrology, Kepler emphasized the subjective n<strong>at</strong>ure of politics and of political<br />

harmony. Though there were certain broad principles upon which he insisted—in particular, the<br />

preeminence of the public good and the welfare of the st<strong>at</strong>e—Kepler implied th<strong>at</strong> multiple kinds<br />

of political configur<strong>at</strong>ions were equally valid, so long as they agreed on these principles. While<br />

the harmony of n<strong>at</strong>ure could point the way <strong>to</strong> political harmony on earth, it needed <strong>to</strong> do so<br />

indirectly, for politics was <strong>to</strong>o complex and subjective an art <strong>to</strong> be grounded on the certain truths<br />

of geometry.<br />

The Astrologer as Politician<br />

The close linkages between astrology and politics with which Kepler struggled were not<br />

new <strong>to</strong> the Holy Roman Empire of the early modern period. On the contrary, astrology had long<br />

been ―profoundly involved with action and power in the world.‖ 2<br />

The emperors in ancient Rome<br />

had relied on the advice of astrologers, and French and English rulers of the l<strong>at</strong>e Middle Ages<br />

had paid astrologers for their genitures. 3<br />

Yet the value th<strong>at</strong> rulers assigned <strong>to</strong> astrological advice<br />

and the potential for advancement th<strong>at</strong> astrological expertise afforded its practitioners were both<br />

particularly gre<strong>at</strong> in sixteenth- and seventeenth-century Germany. 4<br />

Kepler‘s own employer,<br />

2 See ―Astrology‖ in The Classical Tradition, Eds. Anthony Graf<strong>to</strong>n, Glenn W. Most, and<br />

Salva<strong>to</strong>re Settis (Cambridge: Harvard <strong>University</strong> Press, 2010), 86.<br />

3 See Anthony Graf<strong>to</strong>n, Cardano‘s <strong>Cosmos</strong>: the worlds and works of a Renaissance astrologer<br />

(Cambridge: Harvard <strong>University</strong> Press, 1999), p. 118.<br />

4 See Darin Hay<strong>to</strong>n, ―Astrology as Political Propaganda: Humanist Responses <strong>to</strong> the Turkish<br />

Thre<strong>at</strong> in Early Sixteenth Century Vienna,‖ Austrian His<strong>to</strong>ry Yearbook 38 (2007): 61-91. See<br />

also Graf<strong>to</strong>n, Cardano‘s <strong>Cosmos</strong>, 110.<br />

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Rudolf II, placed a high premium on astrology and astrological advice because of the tense<br />

political clim<strong>at</strong>e th<strong>at</strong> characterized his reign. The empire was divided, both by faith and by<br />

increasing political disputes; Rudolf felt increasingly thre<strong>at</strong>ened by his brother M<strong>at</strong>thias, who<br />

gained the crowns of Austria, Hungary, and Moravia in 1608—and who would force Rudolf‘s<br />

abdic<strong>at</strong>ion in 1611. The papacy had begun an <strong>at</strong>tempt <strong>to</strong> regain some of its old positions in the<br />

Empire, while Spain started <strong>to</strong> reassert its own Imperial interests, particularly in Bohemia. In<br />

1591, the Ot<strong>to</strong>man Empire had also begun a prolonged assault on the Hungarian front, which<br />

lasted well in<strong>to</strong> Rudolf‘s reign. Faced with both the internal political rivalries of the empire and<br />

the outside thre<strong>at</strong> from European and Turkish forces alike, Rudolf increasingly relied on advisors<br />

who were independent, without ties <strong>to</strong> any rival power. 5<br />

Astrology, in particular, seemed <strong>to</strong> offer<br />

an objective and more certain source of advice and guidance, and Rudolf, following in the<br />

footsteps of Imperial rulers before him, turned <strong>to</strong> astrology with high hopes, and often relied on<br />

astrologers <strong>to</strong> assist him in the difficult political decisions he faced.<br />

While for Rudolf, as for his Imperial predecessors, astrology had an important place <strong>at</strong><br />

court, the astrologer could occupy a range of positions. Some astrologers, like Kepler, held<br />

permanent official positions <strong>at</strong> court, while others with distinguished reput<strong>at</strong>ions, like Cardano,<br />

were consulted as outside experts, or given temporary appointments <strong>at</strong> court. These men did<br />

not merely provide abstract theoretical explan<strong>at</strong>ions of the heavenly bodies which might be used<br />

by the rulers <strong>to</strong> infer their own political conclusions. R<strong>at</strong>her, astrologers typically offered<br />

detailed and specific advice, and often even propaganda, <strong>to</strong> support an individual ruler‘s claim <strong>to</strong><br />

5 See R. J. Evans, Rudolf II and his World: A Study in Intellectual His<strong>to</strong>ry, 1576–1612 (Oxford:<br />

Oxford <strong>University</strong> Press, 1984), Chapter 2: ―The Politics of Rudolf.‖ See also Jaroslava<br />

Hausenblasová, Der Hof Kaiser Rudolfs II.: eine Edition der Hofsta<strong>at</strong>sverzeichnisse, 1576-1612<br />

(Praha: Artefactum, 2002) and Peter Marshall, The Magic Circle of Rudolf II: Alchemy and<br />

Astrology in Renaissance Prague (New York: Bloomsbury Publishing USA, 2006).<br />

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the throne, <strong>to</strong> ascertain the result of a forthcoming b<strong>at</strong>tle, or <strong>to</strong> advance a particular political<br />

agenda. 6 Astrology thus had ―an immedi<strong>at</strong>e and almost palpable role in politics.‖ 7<br />

When Rudolf II design<strong>at</strong>ed Kepler his Imperial m<strong>at</strong>hem<strong>at</strong>ician, he expected him <strong>to</strong><br />

provide astrological advice th<strong>at</strong> was specifically political in n<strong>at</strong>ure. He expected this advice <strong>to</strong><br />

take full account not only of the positions of the heavenly bodies but also of the earthly situ<strong>at</strong>ion<br />

both in the Empire and abroad, and <strong>to</strong> include tangible conclusions about the best course of<br />

action. Kepler therefore wrote reports for Rudolf on subjects ranging from the dispute between<br />

Venice and Rome in 1605, the political situ<strong>at</strong>ion in Hungary, and the pressing Turkish thre<strong>at</strong>. He<br />

provided horoscopes and astrological advice <strong>to</strong> Rudolf as well as <strong>to</strong> other powerful figures who<br />

sought his expertise, including Rudolf‘s rival and eventual successor, Archduke M<strong>at</strong>thias; Count<br />

Wallenstein, both before and after he became a general; and Bavarian Chancellor Herwart von<br />

Hohenburg. Likewise, even before his promotion <strong>to</strong> Imperial m<strong>at</strong>hem<strong>at</strong>ician, Kepler composed<br />

annual predictions as part of his calendars, which often included political components. 8<br />

Kepler knew well, in other words, th<strong>at</strong> the astrologus was in many ways a politicus as<br />

well. In fact, in his tre<strong>at</strong>ise ―On the More Certain Found<strong>at</strong>ions of Astrology‖ of 1601, he argued<br />

explicitly th<strong>at</strong> ―in m<strong>at</strong>ters of politics and war, the astrologer clearly has an opinion <strong>to</strong> express.‖ 9<br />

Yet he quickly limited this st<strong>at</strong>ement, and explained th<strong>at</strong><br />

it is really the height of folly <strong>to</strong> look for predictions about specific m<strong>at</strong>ters….Nothing can<br />

be looked for from Astrology except the prediction of some excess in the inclin<strong>at</strong>ion of<br />

souls. Wh<strong>at</strong> this inclin<strong>at</strong>ion will lead <strong>to</strong> in future realities is determined by man‘s choices<br />

6 See Graf<strong>to</strong>n, Cardano‘s <strong>Cosmos</strong>, Chapter 7: ―The Astrologer as Political Counselor.‖<br />

7 Hay<strong>to</strong>n, ―Astrology as Political Propaganda,‖ 63<br />

8 See H. Darrel Rutkin, ―Various Uses of Horoscopes: Astrological Practices in Early Modern<br />

Europe,‖ in Horoscopes and Public Spheres: Essays on the His<strong>to</strong>ry of Astrology (Berlin: Walter<br />

de Gruyter, 2005): 167-182, especially 170.<br />

9 I have used J.V. Field‘s transl<strong>at</strong>ion of ―On the More Certain Found<strong>at</strong>ions of Astrology‖<br />

included in ―A Lutheran Astrologer: Johannes Kepler,‖ Archive for His<strong>to</strong>ry of Exact Sciences,<br />

31.3 (1983): 189-272, section LXVIII.<br />

248


in political m<strong>at</strong>ters—for man is the image of God, not merely the offspring of N<strong>at</strong>ure—as<br />

well as by other causes. Thus whether there will be peace or war in some particular<br />

region is a m<strong>at</strong>ter for the judgment of those who are experienced in politics, for their<br />

power of prediction is no less than th<strong>at</strong> of the Astrologer. 10<br />

Kepler himself had <strong>to</strong> offer the very predictions th<strong>at</strong> <strong>at</strong> first dismissed as ―the height of folly,‖<br />

and hence he argued not th<strong>at</strong> such predictions should be avoided, but instead th<strong>at</strong> they should be<br />

based as much as possible on political knowledge and experience. Though the astrologer did<br />

have some special insight in<strong>to</strong> political affairs, Kepler maintained, th<strong>at</strong> insight was limited—as<br />

was astrology itself. The advice of a true politicus ought <strong>to</strong> be based on his understanding of<br />

war, peace, and political affairs, r<strong>at</strong>her than in the study of the heavens alone.<br />

Kepler tried <strong>to</strong> take his own advice, and his astrological reports <strong>to</strong> the emperor were often<br />

based on his personal political assessments of current events, r<strong>at</strong>her than on the heavenly<br />

positions and trajec<strong>to</strong>ries alone. When Rudolf requested th<strong>at</strong> his Imperial m<strong>at</strong>hem<strong>at</strong>ician supply<br />

him with a report on the situ<strong>at</strong>ion in Hungary, Kepler emphasized in the official report th<strong>at</strong><br />

…since I was asked about the particularities of Hungary, I cannot do otherwise but focus<br />

on earthly causes, with as much knowledge as I have of them. For I have often made<br />

clear <strong>to</strong> the emperor my opinion th<strong>at</strong> is a bad and groundless thing <strong>to</strong> judge by the<br />

heavenly signs alone wh<strong>at</strong> will happen <strong>to</strong> the condition of his lands—r<strong>at</strong>her, heavenly<br />

signs should be subservient <strong>to</strong> common perception. 11<br />

Though Kepler‘s own position hinged on both his astrological expertise and his ability <strong>to</strong> offer<br />

sound political counsel, Kepler sought <strong>to</strong> emphasize his political skills and give them precedence<br />

over his astrological expertise. Astrology was often unsuited <strong>to</strong> interpreting the specifics of a<br />

10 Ibid., LXI.<br />

11 Judicium astrologicum de Hungaria, in Johannes Kepler Opera Omnia, ed. Christian Frisch<br />

(Frankfurt: 1858-1871), VIII.2, 335-338 <strong>at</strong> 335: ―Weil aber E. Mt. in sonderhaitt von Ungaru<br />

fragen, kan Ich nit umb, sondern muss die Irdische Ursachen darzuziehen, sovil Ich darvon<br />

wissenschafft habe. Dann E. K. M. Ich nun zum offtermahl meine mainung entdeckht, das es<br />

einen sehr schlechten vnd nichtigen grund habe, wan man nur allain auss den Zaichen wil<br />

vrtheilen, was es mit denen lendern fuer einen Zustand haben werde, die den Zaichen nach dem<br />

gmainen Wahn vnderworffen sein sollen.‖<br />

249


messy political situ<strong>at</strong>ion, particularly one with so many unknowns. Along similar lines, Kepler<br />

emphasized in the same report th<strong>at</strong> as he lacked the n<strong>at</strong>ivity of the Turkish emperor, he would<br />

have <strong>to</strong> rely on political causes in his analysis of the Turkish thre<strong>at</strong> as well. A good astrologus,<br />

Kepler made clear in this report, did not au<strong>to</strong>m<strong>at</strong>ically make a good politicus. If an astrologer<br />

wanted <strong>to</strong> provide good counsel for his sovereign, he would have <strong>to</strong> broaden his perspective, and<br />

take account of the local political forces in any given situ<strong>at</strong>ion.<br />

In a l<strong>at</strong>er ―Discourse on the Gre<strong>at</strong> Conjunction of 1623,‖ Kepler again argued th<strong>at</strong> ―ein<br />

gueter Politicus‖ should acquire a detailed knowledge of earthly circumstances, and th<strong>at</strong> such<br />

knowledge provided far more accur<strong>at</strong>e predictions about ―particularfragen‖ than the motions of<br />

the heavens. He further specified th<strong>at</strong><br />

the more expert a politicus is, the more he will keep secret his suspicions—not only<br />

because even he cannot offer a determin<strong>at</strong>e truth about future contingencies, but also<br />

because he knows th<strong>at</strong> it does no service <strong>to</strong> the butcher for someone <strong>to</strong> tell the ox when it<br />

will be slaughtered. 12<br />

With this, Kepler went beyond his earlier assertion th<strong>at</strong> astrologers should base their claims on<br />

political knowledge. To be a good politicus, Kepler argued here, an astrologer who hoped <strong>to</strong><br />

offer helpful political counsel might need <strong>to</strong> conceal his astrological knowledge when th<strong>at</strong><br />

knowledge was potentially damaging <strong>to</strong> his sovereign. Astrology, in this view, was not simply<br />

an uncertain art when it came <strong>to</strong> the political sphere, but also a potentially dangerous one. Since<br />

it seemed <strong>to</strong> offer independent guidance th<strong>at</strong> stemmed directly from the heavens, it had the<br />

power <strong>to</strong> do more serious damage than political advice from more mundane sources.<br />

12 Discurs von der grossen conjunction, 1623, KOO VII, 685-713, <strong>at</strong> 708. ―Je besser aber ein<br />

solcher in Politicis beritten vnd practiciert ist, je mehr er seine vermutungen verschweigen wirdt,<br />

nicht nur darumb, weil de futuris contingenitibus ne apud illum quidem est determin<strong>at</strong>a veritas,<br />

sondern auch weil er weiss, dass dem Fleischhaker in dem kein dienst geschehe, wann einer dem<br />

Ochsen sagte, zu welcher stunde er solte geschlachtet werden, dann ob jener schon dem Ochsen<br />

gescheid genug, so gibt es doch weniger muehe, wanns dieser nicht weiss.‖<br />

250


This claim echoes one th<strong>at</strong> Kepler made <strong>at</strong> far gre<strong>at</strong>er length in a priv<strong>at</strong>e letter earlier in<br />

his career. In 1611, Kepler wrote worriedly <strong>to</strong> an anonymous nobleman—whom Barbara Bauer<br />

tent<strong>at</strong>ively identified as Johann An<strong>to</strong>n Barwitz, secretary and close confidant of the emperor 13 —<br />

about the dangers th<strong>at</strong> astrology posed in the fraught political times leading up <strong>to</strong> Rudolf‘s<br />

abdic<strong>at</strong>ion. Kepler began the letter with the belief th<strong>at</strong> like him, the recipient was a man loyal <strong>to</strong><br />

the German empire and the emperor, r<strong>at</strong>her than <strong>to</strong> the Austrian or Bohemian factions who<br />

opposed him. He then boldly st<strong>at</strong>ed the main purpose of his letter: <strong>to</strong> convince its recipient th<strong>at</strong><br />

―astrology could do gre<strong>at</strong> harm <strong>to</strong> a monarch if some clever astrologer wanted <strong>to</strong> dupe him based<br />

on his gullibility.‖ 14<br />

Kepler hoped <strong>to</strong> join forces with the recipient of his letter so th<strong>at</strong> ―this does<br />

not happen <strong>to</strong> our emperor, [since]…the emperor is gullible.‖ 15<br />

Kepler continued <strong>to</strong> explain th<strong>at</strong> he referred not simply <strong>to</strong> popular astrology, of the sort<br />

which he felt had little basis in n<strong>at</strong>ure, and which could easily be twisted <strong>to</strong> please either party in<br />

a dispute. R<strong>at</strong>her, he felt th<strong>at</strong> even the astrology which he had placed on more certain n<strong>at</strong>ural<br />

found<strong>at</strong>ions in his own work could cause political damage. People placed <strong>to</strong>o much s<strong>to</strong>ck in the<br />

word of astrologers, Kepler believed. While malicious astrologers might twist an astrological<br />

report <strong>to</strong> suit their own purposes, even the report of an honest astrologer could lead <strong>to</strong><br />

undesirable political outcomes. Kepler clarified wh<strong>at</strong> he meant by referring <strong>to</strong> his own recent<br />

experience—he had been asked by both the supporters of M<strong>at</strong>thias and the supporters of Rudolf<br />

for an astrological analysis of the political situ<strong>at</strong>ion and their respective fortunes. In reply <strong>to</strong> the<br />

supporters of M<strong>at</strong>thias, whom he <strong>to</strong>ok <strong>to</strong> be enemies of the emperor, Kepler explained th<strong>at</strong> he<br />

13 See Barbara Bauer, ―Die Rolle des Hofastrologen und Hofm<strong>at</strong>hem<strong>at</strong>icus als fürstlicher<br />

Ber<strong>at</strong>er,‖ in Hoefischer Humanismus, ed. A. Buck (Weinheim: VCH, 1989): 93-117. Much of<br />

my discussion in this section and the next takes Bauer‘s article as its starting point.<br />

14 KGW 16:612: ―Inter caetera hesterni colloquii, dixi uno verbo Astrologiam ingentia damna<br />

afferre Monarchis, si c<strong>at</strong>us aliquis astrologus illudere velit hominum credulit<strong>at</strong>i.‖<br />

15 Ibid.: ―Id ne Caesari nostro eveni<strong>at</strong>, operam mihi dandam pu<strong>to</strong>. Caesar credulus est.‖<br />

251


had deliber<strong>at</strong>ely altered his astrological interpret<strong>at</strong>ion, since he felt th<strong>at</strong> the real astrological<br />

forecast would only cause damage <strong>to</strong> the emperor‘s cause and inspire his enemies. Instead, he<br />

had given them a report which supported the emperor‘s position and undermined their own, in<br />

the hopes th<strong>at</strong> it might forestall an imminent escal<strong>at</strong>ion of the political conflict. As he wrote,<br />

When asked about the decrees of the stars by those whom I know <strong>to</strong> be enemies of the<br />

emperor, I did not respond with th<strong>at</strong> which I assessed <strong>to</strong> be of some importance, but<br />

r<strong>at</strong>her with th<strong>at</strong> which would demoralize the credulous: I said th<strong>at</strong> the emperor would live<br />

a long time, and th<strong>at</strong> there were no bad directions....On the other hand, for M<strong>at</strong>thias I<br />

predicted imminent unrest...I said this <strong>to</strong> the enemies of the emperor, because even if it<br />

does not instill fear in them, certainly it will not inspire confidence either. 16<br />

Likewise, he explained th<strong>at</strong> he preferred <strong>to</strong> give the emperor no report <strong>at</strong> all on the question,<br />

since the actual astrological indic<strong>at</strong>ions were ―not of such importance th<strong>at</strong> one ought <strong>to</strong> place<br />

faith in them,‖ and th<strong>at</strong> they might cause the emperor <strong>to</strong> ignore the ordinary means by which he<br />

might improve his situ<strong>at</strong>ion. Thus ―astrology would put him in<strong>to</strong> a much worse situ<strong>at</strong>ion than he<br />

is in now.‖ 17<br />

Kepler summarized the actual astrological prognosis for his correspondent, so he would<br />

have all the inform<strong>at</strong>ion <strong>at</strong> hand. He emphasized th<strong>at</strong> though he felt it was insignificant, most<br />

astrologers would interpret it by placing their confidence in M<strong>at</strong>thias and deeming the position of<br />

the emperor <strong>to</strong> be very alarming. Accordingly, he insisted,<br />

16 Ibid.: ―Ego rog<strong>at</strong>us a partibus, quas Caesari scio adversas, super astrorum decretis, respondi,<br />

non quae per se alicujus momenti esse censeam, sed quae credulos percellant: nimirum<br />

longaevam Caesaris aet<strong>at</strong>em, directiones malas nullas, Revolutiones quidem malas et Eclipses,<br />

sed illas jam praeteritas ante annum biennium et triennium: Contra M<strong>at</strong>thiae turbas imminentes,<br />

quia S<strong>at</strong>urnus ad Solem ipsius accedit, et quia fiet oppositio magna S<strong>at</strong>urni et Jovis, in loco Solis<br />

ipsius. Haec dico hostibus Caesaris, quia si metum illis non incutiunt, certe confidentes non<br />

reddunt.‖<br />

17 Ibid.: ―Caesari ipsi nolim ista dicere quia non tanti sunt momenti, ut iis fidendum putem: et<br />

vero metuo ut Caesarem praeter r<strong>at</strong>ionem obfirment, ut neglig<strong>at</strong> media mediocria, quae<br />

Principum fidelium intercessionibus habere fortasse potest: quo pac<strong>to</strong> Astrologia illum in mul<strong>to</strong><br />

majus malum conjiceret, <strong>at</strong>que nunc est. ―<br />

252


I believe th<strong>at</strong> astrology ought <strong>to</strong> be banished entirely, not only from the Sen<strong>at</strong>e, but also<br />

from the minds of those who want <strong>to</strong> daily advise Caesar of wh<strong>at</strong> is best for him: indeed,<br />

it must be fully hidden from the emperor‘s sight. 18<br />

Even those who have the emperor‘s best interests <strong>at</strong> heart might be neg<strong>at</strong>ively influenced by<br />

astrological rumors and conjectures, Kepler believed. The only way <strong>to</strong> safeguard the emperor<br />

and ensure th<strong>at</strong> his best interests were served would be <strong>to</strong> elimin<strong>at</strong>e astrology from the political<br />

sphere entirely.<br />

In his emphasis on the benefits of political dissimul<strong>at</strong>ion, of course, Kepler was<br />

embracing his role as politicus, r<strong>at</strong>her than discounting it. The simple astrologer would offer his<br />

interpret<strong>at</strong>ion of the heavens without worry of—or perhaps without knowledge of—its potential<br />

consequences. Th<strong>at</strong> astrologer, however, would be doing a political disservice <strong>to</strong> his rulers.<br />

Likewise, the simple astrologer who based his predictions on the heavens alone would miss<br />

much of the political texture of the times and thus offer predictions th<strong>at</strong> were incomplete or<br />

simply wrong. Kepler did not deny th<strong>at</strong> astrology could offer some political guidance, though he<br />

did emphasize th<strong>at</strong> th<strong>at</strong> guidance was general <strong>at</strong> best, on the level of ―inclin<strong>at</strong>ions‖ r<strong>at</strong>her than<br />

necessities. Moreover, he emphasized th<strong>at</strong> the guidance afforded by astrology needed <strong>to</strong> be<br />

weighed heavily against the potential damage it could cause. In all this, Kepler emphasized th<strong>at</strong><br />

the successful court astrologer needed <strong>to</strong> be more of a politician, r<strong>at</strong>her than less of one. And in<br />

hic conception of the scope and possibilities of politics, Kepler drew on a political tradition th<strong>at</strong><br />

had become particularly popular in the decades before he assumed his post as Imperial<br />

m<strong>at</strong>hem<strong>at</strong>ician—the tradition of Tacitism.<br />

18 Ibid.: ―Breviter, censeo Astrologiam exire debere non tantum e sen<strong>at</strong>u, sed etiam ex animis<br />

ipsis eorum, qui hodie Caesari optima suadere volunt, adeoque arcendam penitus a conspectu<br />

Caesaris.‖<br />

253


Kepler, Tacitus, and Tacitism<br />

Throughout the sixteenth and much of the seventeenth centuries, commentaries on<br />

Tacitus formed ―the common currency of political discourse.‖ 19<br />

The writings of Tacitus seemed<br />

<strong>to</strong> speak with particular relevancy <strong>to</strong> the men of early modern Europe—they <strong>to</strong>o, navig<strong>at</strong>ed a<br />

world th<strong>at</strong> seemed characterized by violent conflict and th<strong>at</strong> demanded a gre<strong>at</strong> deal of skillful<br />

maneuvering from the successful courtier. Moreover, since Tacitus had kept his own political<br />

views ambiguous, his writings could be mobilized <strong>to</strong> bolster multiple political perspectives in the<br />

early modern period, including both the supporters and opponents of absolute monarchy. The<br />

sheer number of books published on Tacitus in the sixteenth and seventeenth centuries bears<br />

witness <strong>to</strong> his popularity for rulers, courtiers, and political theorists: more than 100<br />

commentaries—mostly political—appeared between 1580 and 1700, along with sixty-seven<br />

editions of the Annals and the His<strong>to</strong>ries between 1600 and 1649. 20<br />

Part of Tacitus‘s popularity lay in the fact th<strong>at</strong> his writings were easily assimil<strong>at</strong>ed in<strong>to</strong><br />

the reason-of-st<strong>at</strong>e (r<strong>at</strong>io st<strong>at</strong>us) tradition, an approach <strong>to</strong> politics which had become popular in<br />

the sixteenth century, and in which Machiavelli could be appropri<strong>at</strong>ed. This tradition posited<br />

th<strong>at</strong> the ruler should be above the law, in certain instances, and able <strong>to</strong> override it. There were<br />

typically deemed ―good‖ and ―bad‖ reasons-of-st<strong>at</strong>e: good reason of st<strong>at</strong>e allowed the ruler <strong>to</strong><br />

serve the public good, while bad reason of st<strong>at</strong>e served self-interest alone. Alongside this focus<br />

on the power of the ruler <strong>to</strong> serve the common good, theorists also emphasized the idea of<br />

political prudence, which applied both <strong>to</strong> rulers and their courtiers and demanded a degree of<br />

19 See ―Commentary,‖ in The Classical Tradition, Eds. Anthony Graf<strong>to</strong>n, Glenn W. Most, and<br />

Salva<strong>to</strong>re Settis (Harvard <strong>University</strong> Press, 2010), 231.<br />

20 Peter Burke, ―Tacitism, Skepticism and Reason of St<strong>at</strong>e,‖ in The Cambridge His<strong>to</strong>ry of<br />

Political Thought, 1450-1700, ed. J.H. Burns (Cambridge: Cambridge <strong>University</strong> Press, 1994):<br />

479-498, <strong>at</strong> 484.<br />

254


(warranted) dissimul<strong>at</strong>ion and st<strong>at</strong>e secrets (arcana imperii). Additionally, adherents <strong>to</strong> the<br />

reason-of-st<strong>at</strong>e tradition argued th<strong>at</strong> politics was a learned skill, or art, which could be acquired<br />

via experience, whether gleaned personally or through a careful study of his<strong>to</strong>ry. Particularly<br />

since Machiavelli was often deemed <strong>to</strong>o problem<strong>at</strong>ic <strong>to</strong> rely upon, Tacitus‘s work was used <strong>to</strong><br />

buttress this tradition. In this manner, Justus Lipsius, one of the most prominent early modern<br />

Taciteans, devoted the fourth book of his Six Books of Politics <strong>to</strong> a discussion of how <strong>to</strong> best<br />

promote the good of a kingdom, and the different kinds of dissimul<strong>at</strong>ion necessary <strong>to</strong> do so. 21<br />

Several of Kepler‘s frequent correspondents—among them Chris<strong>to</strong>ph Besold and<br />

M<strong>at</strong>thias Bernegger—were noted Tacitists of their time. Like them, Kepler <strong>to</strong>o read Tacitus<br />

politically. While serving in Prague as Imperial m<strong>at</strong>hem<strong>at</strong>ician, he produced his own German<br />

transl<strong>at</strong>ion of the first book of Tacitus‘s His<strong>to</strong>ries. Like most of his work, Kepler probably<br />

intended this for eventual public<strong>at</strong>ion, but he first used it as a <strong>to</strong>ol in the L<strong>at</strong>in instruction of his<br />

son, Ludwig. Every week for three years, from when he was six years old, Ludwig read through<br />

sections of Kepler‘s German text and transl<strong>at</strong>ed them back in<strong>to</strong> L<strong>at</strong>in. He and Kepler then<br />

compared his L<strong>at</strong>in transl<strong>at</strong>ion with Tacitus‘s original. 22<br />

At the age of eighteen, Ludwig lent a<br />

copy of Kepler‘s transl<strong>at</strong>ion <strong>to</strong> Duchess Herbers<strong>to</strong>rff, who—evidently finding much th<strong>at</strong> was<br />

useful in it—asked him for a copy for her son, Gottfried Heinrich von Pappenheim, who l<strong>at</strong>er<br />

became an officer in Wallenstein‘s army. Instead of simply lending her a copy, Ludwig<br />

decided—with Kepler‘s agreement—<strong>to</strong> publish the transl<strong>at</strong>ion in 1625, with a dedic<strong>at</strong>ion <strong>to</strong> the<br />

Duchess. He described it much as Kepler seemed <strong>to</strong> understand it—as a book ―full of admirable<br />

21 Ibid. esp. 482-483.<br />

22 See the commentary by Friederike Boockmann on the ―Tacitus Uebersetztung‖ in KGW XII,<br />

pp. 367-383.<br />

255


discussions of regiments and wars, which are no less useful for the present time <strong>to</strong> read as the<br />

general comparison of the old word <strong>to</strong> the new.‖ 23<br />

In a letter <strong>to</strong> an anonymous woman, Kepler had once described himself as a<br />

―m<strong>at</strong>hem<strong>at</strong>icus, philosophicus, and his<strong>to</strong>ricus.‖ His<strong>to</strong>ria, he explained there, ―concerns itself<br />

with old his<strong>to</strong>ries and church his<strong>to</strong>ries, and also with providing instruction <strong>to</strong> people of all<br />

times‖—instruction which, he continued, ―<strong>to</strong>day‘s preachers take <strong>to</strong> heart less than is fitting, else<br />

there would be fewer conflicts.‖ 24<br />

Kepler clearly felt th<strong>at</strong> his<strong>to</strong>ry could provide lessons for his<br />

own time—lessons which would demonstr<strong>at</strong>e ways <strong>to</strong> elimin<strong>at</strong>e conflict, and which were<br />

consequently particularly useful in the realms of politics and religion. He intended his Tacitus<br />

transl<strong>at</strong>ion <strong>to</strong> be read <strong>at</strong> court, by those with an interest in modern day governance. Though<br />

Kepler approached Tacitus with the sophistic<strong>at</strong>ed and contextualizing eye of a humanist scholar,<br />

and though he ―warned the reader not <strong>to</strong> look for simple, schoolboy lessons about political<br />

prudence,‖ 25 his highly political focus on Tacitus—much like his astrological reports for the<br />

emperor—marked him as a politicus, one interested in and conversant with the political trends of<br />

his day.<br />

Barbara Bauer has astutely noted, however, th<strong>at</strong> Kepler focused on Tacitus both in his<br />

transl<strong>at</strong>ion of Book I of the His<strong>to</strong>ries and in his Tertius Interveniens—and th<strong>at</strong> the l<strong>at</strong>ter<br />

23 Title page of Tacitus Ubersetzung, KGW XII, p. 103: ―…Voller trefflicher Regiments- und<br />

Kriegs Discursen, Diser Zeit nit weniger nutzlich als von Vergleichung wegen der alten und<br />

newen Welt annemblich zulesen.<br />

24 KGW 17:643: ―Nu wolan Ich bin ein M<strong>at</strong>hem<strong>at</strong>icus Philosophus und His<strong>to</strong>ricus….die<br />

His<strong>to</strong>rica gehet auff alte geschichten und Kirchenhis<strong>to</strong>ri, auch was man Jeder zeitt fuer lehren<br />

gefuehrt habe, darumben die Prediger heuettiges tags sich weniger annemen dan guett ist, sonst<br />

waeren nit sovil streitte.‖<br />

25 Anthony Graf<strong>to</strong>n, ―Kepler as Reader,‖ in Journal of the His<strong>to</strong>ry of Ideas 53.4 (1992): 561-<br />

572, <strong>at</strong> 567.<br />

256


discussion may reveal even more about Kepler‘s conception of himself as politicus. 26<br />

In Tertius<br />

Interveniens, Kepler responded <strong>to</strong> a wholesale repudi<strong>at</strong>ion of astrology by Philip Feselius,<br />

physician <strong>to</strong> Margrave Georg Friedrich von Baden. Kepler, who had previously argued <strong>at</strong> length<br />

against the wholesale adoption of astrology by Helisaeus Roeslin, here positioned himself as a<br />

medi<strong>at</strong>ing figure who rejected both astrology‘s complete embrace and its complete rejection. In<br />

the book, he argued th<strong>at</strong> while much of astrology was foolish, much of it still had value—th<strong>at</strong><br />

―no one should consider unbelievable th<strong>at</strong> out of astrological foolishness and godlessness can be<br />

found also useful wit and holiness.‖ 27<br />

Toward the end of Tertius Interveniens, Kepler reflected on the prohibition in Leviticus<br />

against consulting magi and arioli, or seers and astrologers, and asked wh<strong>at</strong> kind of astrology<br />

this biblical prohibition encompassed. In answer, he referred broadly <strong>to</strong> the central role of the<br />

astrologer in the Roman Empire—for instance, the fact th<strong>at</strong> astrology guided every step of the<br />

army. This, Kepler argued, was the sort of thing th<strong>at</strong> the Bible forbade. He then referred<br />

specifically <strong>to</strong> the s<strong>to</strong>ry of Otho and Galba, as relayed by Tacitus in his His<strong>to</strong>ries. According <strong>to</strong><br />

Tacitus, astrologers had inspired Otho <strong>to</strong> murder Galba and seek the throne of the Empire<br />

himself, by telling him th<strong>at</strong> his future fore<strong>to</strong>ld glory in the coming year. Tacitus had therefore<br />

labeled astrologers, whom he called ―m<strong>at</strong>hem<strong>at</strong>ici,‖ ―a group of men disloyal <strong>to</strong> those in power<br />

and treacherous <strong>to</strong> those who aspire <strong>to</strong> it‖ 28 —a sentiment on which, Kepler noted, Feselius had<br />

based his own anti-astrology tract.<br />

26 See Bauer, ―Die Rolle des Hofastrologen.‖<br />

27 Tertius Interveniens, KGW IV, 145-258 <strong>at</strong> 161: ―niemandt fuer unglaeublich halten / dass<br />

auss der Astrologischen Narrheit und Gottlosigkeit / nicht auch eine nuetzliche Witz und<br />

Heyligthumb…gefunden werden koendte.‖<br />

28 KGW 12.238, 25-30: ―Welcher His<strong>to</strong>rien Beschreibung dem Cornelio Taci<strong>to</strong> zu dem jenigen<br />

Spruch Ursach geben, den Feselius fornen auffs Buch gesetzt: Dass nemlich die<br />

M<strong>at</strong>hem<strong>at</strong>ici…seyen ‗genus hominum, potentibus infidum sperantibus fallax.‘‖<br />

257


Kepler, however, wanted his book <strong>to</strong> distinguish between good and bad uses of astrology,<br />

and thus he paused <strong>to</strong> consider wh<strong>at</strong> broader implic<strong>at</strong>ions this Tacitean s<strong>to</strong>ry truly had. He<br />

concluded th<strong>at</strong> if someone were <strong>to</strong> approach him with specific yes or no questions about the<br />

coming year, such as whether a friend lived or died abroad or whether he would recover or die<br />

from an illness, and if he were <strong>to</strong> respond by using a n<strong>at</strong>ivity <strong>to</strong> offer specific answers <strong>to</strong> those<br />

questions, ―then I would be an ariolus, and a viola<strong>to</strong>r of God‘s law.‖ The entire process here,<br />

Kepler argued—the decision of specific future actions on the basis of a n<strong>at</strong>ivity—was groundless<br />

and unn<strong>at</strong>ural. If, however, argued Kepler—taking up Tacitus‘s s<strong>to</strong>ry—Otho had approached<br />

him and simply asked how his n<strong>at</strong>ivity currently looked—without asking any specific questions,<br />

and without revealing anything of his future plans—then Kepler, or any astrologer, could have<br />

<strong>to</strong>ld him of the same ―good revolution‖ and lucky tidings th<strong>at</strong> his astrologers had without any<br />

neg<strong>at</strong>ive compunctions. In this instance, Kepler wrote, ―I would not be guilty in [his plans],<br />

because I had only <strong>to</strong>ld him th<strong>at</strong> which was n<strong>at</strong>ural, with as good a conscience, as if he had<br />

brought me the urine of Galba‖ 29 and asked for a medical prognosis on its basis.<br />

On the one hand, Kepler‘s reflections here are significant for his differenti<strong>at</strong>ion between<br />

the kind of astrology th<strong>at</strong> was ―n<strong>at</strong>ural‖ and the kind th<strong>at</strong> was groundless. He highlighted the<br />

fact th<strong>at</strong> astrologers who tried <strong>to</strong> predict specific events in the future based on the positions and<br />

motions of the heavenly bodies were not practicing an art based in n<strong>at</strong>ure, but were instead<br />

cre<strong>at</strong>ing foolish fantasies—or worse, viol<strong>at</strong>ing the word of God. By contrast, he insisted th<strong>at</strong> the<br />

positions of the heavenly bodies, and n<strong>at</strong>ivities in particular, did have more limited uses, and<br />

29 Ibid. 239, 2-4 : ―Ich aber were an demselben unschlutig, dann ich ihme nur das gesagt hette,<br />

was n<strong>at</strong>uerlich, mit so gutem Gewissen, als hetter er mir urinam Galbae gebracht, fragendt, ob<br />

er nicht kranck, und bald sterben wuerde.‖ Of course, critics of uroscopy <strong>to</strong>ok it as a primary<br />

example of a theoretically inconsistent and empirically invalid procedure, as Kepler no doubt<br />

knew. See M. S<strong>to</strong>lberg, ―The decline of uroscopy in early modern learned medicine (1500-<br />

1650),‖ Early Sci Med. 2007;12 (3):313-36.<br />

258


could reveal general p<strong>at</strong>terns for the coming year. More importantly, however, Kepler‘s<br />

reflections reveal a gre<strong>at</strong> deal about his conception of the role of the astrologer as politician. As<br />

Barbara Bauer notes, Kepler invoked Tacitus‘s irresponsible ―ariolus‖ as a means for him <strong>to</strong><br />

relay his own sense of professional ethics. It was clear <strong>to</strong> Kepler th<strong>at</strong> astrologers had the power<br />

<strong>to</strong> cause gre<strong>at</strong> political upheaval, as in the case of Otho and Galba. The ethical astrologer, who<br />

wanted <strong>to</strong> avoid Tacitus‘s charges of disloyalty and treachery, had two choices. On the one<br />

hand, he could opt for the p<strong>at</strong>h th<strong>at</strong> Kepler outlined in the Tertius Interveniens: he could,<br />

essentially, opt out of politics entirely. As Kepler argued, if the astrologer were <strong>to</strong> base his<br />

words solely on th<strong>at</strong> which was n<strong>at</strong>urally warranted, and if he were fully unaware of their<br />

potential political ramific<strong>at</strong>ions, he could not be held accountable for wh<strong>at</strong>ever followed. He<br />

could insist not only on his political neutrality, but also on his political naiveté, and in this way<br />

absolve himself of all political responsibility.<br />

Yet this choice was clearly uns<strong>at</strong>isfac<strong>to</strong>ry <strong>to</strong> Kepler. He wanted not just <strong>to</strong> avoid the<br />

charge of irresponsibility, but <strong>to</strong> effect positive change; not merely <strong>to</strong> w<strong>at</strong>ch from the sidelines as<br />

the political situ<strong>at</strong>ion deterior<strong>at</strong>ed on its own, but also <strong>to</strong> try and help improve it. He wanted <strong>to</strong><br />

be a better politicus, not <strong>to</strong> deny his political role. In this case, the ethical astrologer, fully aware<br />

of the political situ<strong>at</strong>ion and the potential ramific<strong>at</strong>ions of his words, needed <strong>to</strong> think carefully<br />

about wh<strong>at</strong> he said, and <strong>to</strong> whom he said it. If telling Otho of his good revolution might lead him<br />

<strong>to</strong> murder Galba, perhaps it would be better <strong>to</strong> tell him something different. Kepler <strong>to</strong>ok this<br />

approach in his 1611 letter <strong>to</strong> the anonymous advisor <strong>to</strong> Rudolf. There, aware of the tense<br />

situ<strong>at</strong>ion between M<strong>at</strong>thias and Rudolf, he knew th<strong>at</strong> a good astrological report <strong>to</strong> M<strong>at</strong>thias and a<br />

bad report <strong>to</strong> Rudolf could lead <strong>to</strong> disastrous results. In order <strong>to</strong> avoid exacerb<strong>at</strong>ing the conflict,<br />

Kepler felt th<strong>at</strong> it was most appropri<strong>at</strong>e <strong>to</strong> conceal his astrological knowledge and dissimul<strong>at</strong>e <strong>to</strong><br />

259


M<strong>at</strong>thias, while trying <strong>to</strong> convince Rudolf <strong>to</strong> avoid astrology entirely. Moreover, in order <strong>to</strong><br />

make the right decision about when <strong>to</strong> dissimul<strong>at</strong>e and when <strong>to</strong> speak the truth, the responsible<br />

astrologer needed not <strong>to</strong> lessen his political involvement, but <strong>to</strong> broaden it—<strong>to</strong> learn as much as<br />

possible about the political situ<strong>at</strong>ion, and <strong>to</strong> g<strong>at</strong>her experience, whether personal or his<strong>to</strong>rical,<br />

th<strong>at</strong> would enable him <strong>to</strong> act wisely and appropri<strong>at</strong>ely, for the good of both the ruler and the<br />

st<strong>at</strong>e.<br />

Kepler‘s Tacitism thus manifested itself on two levels. On the one hand, like many<br />

others of his time, Kepler found in Tacitus a font of wisdom relevant <strong>to</strong> modern times, and<br />

particularly <strong>to</strong> the troubled Empire of the early seventeenth century. Like other Tacitists, and<br />

other adherents of the reason-of-st<strong>at</strong>e philosophy more generally, Kepler conceived of politics as<br />

an art grounded in a rich context of personal and his<strong>to</strong>rical experience. Generals tended <strong>to</strong> make<br />

better politicians than astrologers, Kepler believed, because their experiences on the ground<br />

made them experts; absent this kind of experience, Kepler relied on his interactions <strong>at</strong> court, and<br />

the his<strong>to</strong>rical insights and experiences of Tacitus. At the same time, like many other Tacitists,<br />

Kepler believed th<strong>at</strong> politics had an ethics th<strong>at</strong> underpinned it. Th<strong>at</strong> ethics privileged the public<br />

good over personal interest, and held th<strong>at</strong> the public good could not be pinned down by prewritten<br />

laws, but needed <strong>to</strong> be judged on a case by case basis. Moreover, it admitted—even<br />

required—deception, if such deception furthered the public good.<br />

The idea of the public good was not incidental <strong>to</strong> Kepler‘s political worldview—it was an<br />

essential component of it. More than his political work for Rudolf, more than his astrology,<br />

more even th<strong>at</strong> his astronomy, Kepler valued his work on harmony. As he wrote <strong>to</strong> Chris<strong>to</strong>pher<br />

Heydon in London in 1605, ―May God free me from astronomy, so th<strong>at</strong> I might turn <strong>to</strong> the care<br />

260


of my work on the harmony of the world.‖ 30<br />

Th<strong>at</strong> work, he believed, had ramific<strong>at</strong>ions for all<br />

aspects of life, including the political sphere. Indeed, in his Harmonice Mundi, Kepler included<br />

his only lengthy theoretical examin<strong>at</strong>ion of politics—an examin<strong>at</strong>ion which also drew on his<br />

knowledge of Tacitism, and particularly on the idea of the public good.<br />

Kepler, King James I, and the Politics of the Harmonice Mundi<br />

As Kepler wrote <strong>to</strong> Chris<strong>to</strong>per Heydon, the Harmonice Mundi represented his own<br />

personal passion. In th<strong>at</strong> work, he planned <strong>to</strong> demonstr<strong>at</strong>e the way th<strong>at</strong> harmony underpinned<br />

everything in n<strong>at</strong>ure, from the realm of music <strong>to</strong> the found<strong>at</strong>ions of astrology and the motions of<br />

the heavens. Moreover, he knew from the start <strong>to</strong> whom he would dedic<strong>at</strong>e the book: King<br />

James I of England. He continued <strong>to</strong> write <strong>to</strong> Heydon th<strong>at</strong> ―already some time ago I silently<br />

determined th<strong>at</strong> [the Harmonice Mundi] would be for your king, not so much out of a desire <strong>to</strong><br />

become known <strong>to</strong> him, as for my ardent prayer th<strong>at</strong> he might help <strong>to</strong> establish the harmony of the<br />

church.‖ 31<br />

King James, Kepler believed, had already proven his interest in harmony by his own<br />

writings and deeds, and for this reason Kepler‘s dedic<strong>at</strong>ion and his hopes th<strong>at</strong> James might help<br />

bring about churchly harmony seemed <strong>to</strong> Kepler ―not unsuited or disharmonious.‖ 32<br />

The<br />

Harmoncie Mundi was therefore conceived from the start as work with important religious and<br />

political implic<strong>at</strong>ions.<br />

Kepler was not alone in his belief th<strong>at</strong> James was uniquely positioned <strong>to</strong> help repair the<br />

breaches in Christendom th<strong>at</strong> had already led <strong>to</strong> so much violence and bloodshed. James had<br />

30 KGW 15:357: ―Deus me ex Astronomia expedi<strong>at</strong>, vt ad curam operis mei de harmonia mundi<br />

conuertar.‖<br />

31 Ibid.: ―Equidem illud opus iam pridem tacite Regi vestro destinaui, non tam studio ei<br />

innotescendi, quam vo<strong>to</strong> ardentissimo, vt in ipso coalesc<strong>at</strong> harmonia Ecclesiae.‖<br />

32 Ibid.: ―Is enim talia scripsit, talia facit, vt non inconueniens aut άνάρμοστος vide<strong>at</strong>ur<br />

huiusmodi, vel dedic<strong>at</strong>io vel estistim<strong>at</strong>io.‖<br />

261


personally witnessed the havoc th<strong>at</strong> religious divisions could wreak on his own country, and<br />

already in his speech <strong>to</strong> the first Parliament of his reign in March of 1604, he had made clear his<br />

commitment <strong>to</strong> religious unific<strong>at</strong>ion and harmony. ―I could wish from my heart,‖ he said, ―th<strong>at</strong><br />

it would please God <strong>to</strong> make me one of the members of such a generall Christian vnion in<br />

Religion, as laying wilfulnesse aside on both hands, wee might meete in the middest, which is<br />

the Center and perfection of all things.‖ 33<br />

L<strong>at</strong>er, in his Premonition of 1609, the preface <strong>to</strong> a<br />

reissue of his Apologie for the O<strong>at</strong>h of Allegiance of 1609, James had argued more specifically<br />

th<strong>at</strong> Christian princes should take it upon themselves <strong>to</strong> reunify their faith by calling for a general<br />

council, in which a certain baseline of common beliefs could be identified, and all points of<br />

division discussed and resolved.<br />

Given James‘s clear interest in resolving a situ<strong>at</strong>ion th<strong>at</strong> seemed dangerously explosive,<br />

others with similar interests in churchly unity or religious peace flocked <strong>to</strong> his court. Among<br />

them were Isaac Casaubon, Georg Calixtus, and Hugo Grotius, all of whom argued for some<br />

form of religious irenicism or concili<strong>at</strong>ion. Casaubon stayed in England from 1610 <strong>to</strong> 1614,<br />

during which time Calixtus and Grotius also visited; like James‘s own words and the letters, the<br />

books of these three men ―helped <strong>to</strong> make England a center of irenic activity…and kept the idea<br />

of a religious concord before a European audience.‖ 34<br />

Moreover, James did not confine his<br />

irenic ideals <strong>to</strong> words alone; the Jacobean Church reached out <strong>to</strong> Protestant Churches on the<br />

continent and tried <strong>to</strong> establish contacts with the Eastern Orthodox Church as well. At the start<br />

of the Thirty Years‘ War, James sent emissaries <strong>to</strong> the Empire <strong>to</strong> help the Protestants in Bohemia<br />

and the Austrian Hapsburgs arrive <strong>at</strong> a peaceful resolution <strong>to</strong> their conflict. James did not hope<br />

33 W. B. P<strong>at</strong>terson, King James VI and I and the Reunion of Christendom (Cambridge:<br />

Cambridge <strong>University</strong> Press, 1997), 36.<br />

34 Ibid. 152<br />

262


for a universal Church in which everyone agreed an all points; r<strong>at</strong>her, he envisioned ―a series of<br />

n<strong>at</strong>ional or particular churches, most of them directed by temporal authorities; some of them<br />

recognized the spiritual jurisdiction of Rome while others did not.‖ 35<br />

He believed th<strong>at</strong> only by<br />

this kind of compromise, with a baseline of agreement set by the ancient Church and room for<br />

some divergence on the particulars, could there ever be a lasting European peace on both<br />

religious and political fronts.<br />

Kepler had reached out <strong>to</strong> James I even before he published his Harmonice Mundi. In<br />

1607, he presented a special copy of his De Stella Nova, a book on the new star of 1604, <strong>to</strong> the<br />

English king. He personally inscribed the copy of De Stella Nova, which he sent <strong>to</strong> James via his<br />

Imperial ambassador, with the words ―To a philosopher king a servant philosopher/ To a Pla<strong>to</strong> a<br />

Diogenes/ To the master of Britain one who <strong>at</strong> Prague begs for a small offering from Alexander/<br />

<strong>From</strong> his hired tub sends and recommends this, his philosophical demonstr<strong>at</strong>ion.‖ 36<br />

He also<br />

wrote a letter <strong>to</strong> James, where he included a prayer for James‘s success in seeking both personal<br />

and communal harmony:<br />

May God bring it about th<strong>at</strong> your Majesty govern Britain with such good fortune th<strong>at</strong> you<br />

are never forced <strong>to</strong> bid philosophy farewell because of the heavy weight of business.<br />

May the thoughts and plans you undertake for the peace and improvement of the Church<br />

be led <strong>to</strong> the safety of Christendom and the prosperity of the kingdom. 37<br />

James had already, Kepler believed, shown his commitment <strong>to</strong> the principle of harmony as<br />

35 Ibid. 362<br />

36 ―Regi philosophanti, philosophus serviens, Pla<strong>to</strong>ni Diogenes, Britannias tententi, Pragae<br />

stipem mendicans ab Alexandro, e dolio conductitio, hoc suum philosophema misit et<br />

commendavit.‖ The copy <strong>to</strong> King James, with this inscription, is currently housed <strong>at</strong> the British<br />

Library.<br />

37 KGW 16:470: ―Faxit Deus Opt: Max: ut S. M. V. ea faelicit<strong>at</strong>e Britanniam gubernet, ne<br />

unquam negociorum mole oppressa, philosophiae valedicere cog<strong>at</strong>ur. Idem S. M. V. studia<br />

incepta, imperia cogit<strong>at</strong>ionesque ad Ecclesiae suae difficilime renascentis tranquillit<strong>at</strong>em<br />

emend<strong>at</strong>ionemque, ad Reip: christianae incolumit<strong>at</strong>em, et subdi<strong>to</strong>rum regnorum salutem<br />

dirig<strong>at</strong>.‖<br />

263


applied <strong>to</strong> church and st<strong>at</strong>e. Philosophy, hoped Kepler—including the kind th<strong>at</strong> he wrote in his<br />

own books—would help James further understand and implement God‘s harmonic model. The<br />

harmony of n<strong>at</strong>ure, in other words, could help provide James with model for harmony on earth,<br />

and equip him with the <strong>to</strong>ols necessary <strong>to</strong> achieve his harmonic vision.<br />

When Kepler finally did complete his Harmonice Mundi, he wrote <strong>to</strong> Chris<strong>to</strong>ph Besold of<br />

his plans <strong>to</strong> dedic<strong>at</strong>e the book <strong>to</strong> King James. Besold agreed with Kepler‘s vision of the<br />

monarch, and heartily endorsed the planned dedic<strong>at</strong>ion. He <strong>to</strong>o believed, he wrote, th<strong>at</strong> James<br />

was ―special among rulers and among scholars, and alone in our gener<strong>at</strong>ion is one who most<br />

happily joins <strong>to</strong>gether and harmonizes letters of every kind and expertise in ruling: thus this new<br />

work of harmonies is owed <strong>to</strong> him.‖ 38<br />

James was, of course, a Calvinist and the son of a<br />

C<strong>at</strong>holic, yet the Lutheran Besold, like Kepler clearly felt him <strong>to</strong> be an ally in the cause of<br />

religious peace. Moreover, Besold endorsed Kepler‘s planned dedic<strong>at</strong>ion despite the fact th<strong>at</strong> it<br />

may have seemed politically risky, given Kepler‘s own position as a servant <strong>to</strong> the emperor. In<br />

1613, James‘s daughter had married Frederick, ruler of the Pal<strong>at</strong>ine and leader of the German<br />

Protestants. Just as Kepler‘s Harmonice Mundi was set <strong>to</strong> appear in print in 1619, Frederick<br />

joined the cause of the Bohemians against the emperor by accepting their crown. Dedic<strong>at</strong>ing his<br />

book openly <strong>to</strong> a monarch with close ties <strong>to</strong> the emperor‘s enemies was a political gamble for<br />

Kepler, yet one both he and Besold clearly felt was worth taking.<br />

In the dedic<strong>at</strong>ion <strong>to</strong> the Harmonice Mundi, Kepler once again expounded on his reasons<br />

for linking James <strong>to</strong> the cause of world harmony. He first clarified why it was not inappropri<strong>at</strong>e<br />

for him <strong>to</strong> dedic<strong>at</strong>e the book <strong>to</strong> a foreign monarch, ―away from the court of the most august<br />

38 KGW 17:799: ―Dedic<strong>at</strong>ionem ad Angliae Regem, suadeo omnino: argumentum sumerem ego<br />

ex eo, quod is praecipuus inter magn<strong>at</strong>es, praecipuus inter Litteras, et unicus seculi nostri, qui<br />

felicissime litteras omnigenas et peritiam imperandi conjunxerit, et concordArit: cui itaque<br />

novum hoc harmonicorum opus, debe<strong>at</strong>ur.‖<br />

264


emperor, my lord, from his kingdoms and hereditary Austrian provinces, and in fact away from<br />

Germany.‖ 39<br />

On the one hand, he argued th<strong>at</strong> it would only benefit the Holy Roman Emperor if<br />

his Kepler demonstr<strong>at</strong>ed <strong>to</strong> world outside the empire th<strong>at</strong> the emperor had wisely alloc<strong>at</strong>ed his<br />

resources for the ―divine study‖ of m<strong>at</strong>hem<strong>at</strong>ics, and had therefore directly supported the work<br />

th<strong>at</strong> Kepler published here. It would also be clear <strong>to</strong> the world ―from the uninterrupted progress<br />

of the ornaments of peace throughout these provinces‖ th<strong>at</strong> the rumors of civil war would surely<br />

soon give way <strong>to</strong> peace in the Empire, and th<strong>at</strong> ―th<strong>at</strong> this slightly <strong>to</strong>o harsh discord, as in an<br />

emotional melody, is on the very point of resolution in<strong>to</strong> a pleasing cadence.‖ 40<br />

Given th<strong>at</strong> the<br />

Thirty Years‘ War had only just begun, and Rudolf had just abdic<strong>at</strong>ed the throne <strong>to</strong> his brother<br />

M<strong>at</strong>thias, it is likely th<strong>at</strong> Kepler‘s gesture <strong>to</strong>ward a peaceful resolution of the conflict was<br />

rhe<strong>to</strong>rical in the short term. In the long term, however, he did believe th<strong>at</strong> his Harmonice Mundi<br />

supplied a true blueprint for harmony on earth, and consequently th<strong>at</strong> its public<strong>at</strong>ion could<br />

indeed help lead <strong>to</strong> a resolution of the political and religious troubles plaguing the Empire.<br />

Kepler also argued th<strong>at</strong> it was appropri<strong>at</strong>e <strong>to</strong> select James as the dedic<strong>at</strong>ee of the book on<br />

his own merits as well. James himself obviously appreci<strong>at</strong>ed philosophical studies, as his own<br />

writings and the opinion of his subjects made clear. In particular, he had proven himself wise<br />

when it came <strong>to</strong> studies of the heavens—he had ―deemed the astronomy of Tycho<br />

Brahe…worthy of the ornaments of his talent‖ and had visited Brahe‘s observa<strong>to</strong>ry in Denmark,<br />

and he had ―marked the excesses of astrology with public censure‖ 41 in a book he had authored.<br />

James would thus be able <strong>to</strong> truly evalu<strong>at</strong>e and appreci<strong>at</strong>e Kepler‘s masterpiece, since he would<br />

39 The Harmony of the World, Ed. and trans. E. J. Ai<strong>to</strong>n, A.M. Duncan, and J.V. Field<br />

(Philadelphia: American Philosophical Society: 1997), p. 2.<br />

40 Ibid.<br />

41 Ibid., 3.<br />

265


have ―complete understanding of the whole of this work and of all its parts.‖ 42<br />

Yet even James‘s<br />

philosophical acumen, unusual for a ruler, was not the main reason for Kepler‘s dedic<strong>at</strong>ion <strong>to</strong><br />

him. Instead, Kepler‘s choice of James as dedic<strong>at</strong>ee of the Harmonice Mundi stemmed from<br />

―th<strong>at</strong> manifold dissonance in human affairs.‖ 43<br />

Though Kepler believed th<strong>at</strong> ―it was God who<br />

regul<strong>at</strong>ed all the melody of human life,‖ 44 and therefore th<strong>at</strong> all dissonance served a purpose in<br />

the grand harmony th<strong>at</strong> God had orchestr<strong>at</strong>ed, he still yearned for peace in his own time. He had<br />

turned <strong>to</strong> James, he explained, because ―my longings prompted me <strong>to</strong> look for some basis for<br />

reconstructing consonance from your Davidic harp.‖ 45<br />

In James‘s union of England and<br />

Scotland he had ―produced one kingdom and one harmony (for wh<strong>at</strong> else is a kingdom but a<br />

harmony?).‖ 46<br />

This had proven, in Kepler‘s mind, th<strong>at</strong> James was destined for even gre<strong>at</strong>er and<br />

grander undertakings in the service of world harmony. Accordingly, Kepler felt th<strong>at</strong> it was his<br />

duty <strong>to</strong> reach out <strong>to</strong> James and provide him with the model whereby he could reproduce his<br />

domestic successes on an intern<strong>at</strong>ional scale.<br />

Here Kepler paused in his dedic<strong>at</strong>ion <strong>to</strong> bemoan the personal circumstances th<strong>at</strong><br />

prevented him from fully dedic<strong>at</strong>ing himself <strong>to</strong> the cause of world harmony. ―I should wish<br />

here,‖ he wrote, ―for the three-part public dissonance of clamoring voices <strong>to</strong> show me a little<br />

more moder<strong>at</strong>ion so th<strong>at</strong> I could make the results of my own thinking publicly heard.‖ 47<br />

Here<br />

Kepler referred <strong>to</strong> the disputes between the three major confessions, and the fact th<strong>at</strong> his priv<strong>at</strong>e<br />

<strong>at</strong>tempts <strong>at</strong> moder<strong>at</strong>ion or concili<strong>at</strong>ion had let not <strong>to</strong> personal harmony, but r<strong>at</strong>her <strong>to</strong> his own<br />

42 Ibid.<br />

43 Ibid.<br />

44 Ibid.<br />

45 Ibid., 4<br />

46 Ibid.<br />

47 Ibid.<br />

266


exclusion from the Lutheran communion. While he struggled for harmony in his personal life,<br />

he believed th<strong>at</strong> he had a higher, more public calling. ―Wh<strong>at</strong> use will it be,‖ he wrote,<br />

if in striving for harmony with my priv<strong>at</strong>e clamor I do not overcome the public roaring,<br />

through the weakness of my support, and in addition I increase the annoyance of the<br />

absurd chorus <strong>to</strong> my ears? For my part I must confess—ah! Wh<strong>at</strong> sorrow—th<strong>at</strong> the crisscross<br />

wound is still swollen, or if we prefer a more sacred and more felici<strong>to</strong>us word, the<br />

cross-shaped wound is swollen…[and] the medicine has so far been useless, jeered <strong>at</strong><br />

from all sides….Yet I am invigor<strong>at</strong>ed by the very thought th<strong>at</strong> the supreme Healer of our<br />

wounds is sure in his art, and applies no remedy in vain. Therefore, he who embarked on<br />

th<strong>at</strong> care, who has now brought forward, has now shown <strong>to</strong> the world th<strong>at</strong> confirm<strong>at</strong>ion,<br />

but meanwhile encounters impairment through public calamities….[believes th<strong>at</strong>] <strong>at</strong> last<br />

this enduring dissonance (<strong>to</strong> revert <strong>to</strong> the metaphor which was suggested) will end in pure<br />

and abiding harmony. 48<br />

Kepler‘s sense of his own mission comes through clearly here: in his work, he hoped <strong>to</strong> provide a<br />

remedy for the religious and political strife th<strong>at</strong> he conceived of as a public illness, and a model<br />

of harmony for a world only increasing in dissonance. In his view, his own excommunic<strong>at</strong>ion<br />

was both a personal misfortune and a thre<strong>at</strong> <strong>to</strong> his larger, public mission. Hence he struggled <strong>to</strong><br />

transcend the ―priv<strong>at</strong>e clamor,‖ and aim directly <strong>at</strong> the ―public roaring,‖ hopeful th<strong>at</strong> such a<br />

str<strong>at</strong>egy would lead <strong>to</strong> a world harmony th<strong>at</strong> might eventually heal his priv<strong>at</strong>e wounds. With this<br />

in mind, he reached out <strong>to</strong> James I as a ruler who might use his harmonic model effectively. He<br />

prayed in his dedic<strong>at</strong>ion th<strong>at</strong> James would ―look upon this work on harmony…[and] stir up in<br />

[himself] by the examples of the brilliance of concord in the visible works of God the zeal for<br />

concord and for peace in church and st<strong>at</strong>e.‖ 49<br />

In the five books of the Harmonice Mundi, Kepler offered a grand theory which used<br />

geometry as the found<strong>at</strong>ion for an analysis of harmony on multiple levels, among them musical,<br />

astrological, and astronomical. In so doing, Kepler joined his voice <strong>to</strong> a discussion of harmony<br />

th<strong>at</strong> had origin<strong>at</strong>ed in antiquity, a discussion begun by Pythagoras and continued by Pla<strong>to</strong> and<br />

48 Ibid. 4-5<br />

49 Ibid., 5.<br />

267


P<strong>to</strong>lemy. Kepler blended the ideas of the three, by adopting Pla<strong>to</strong>‘s realist view of geometry,<br />

joining it <strong>to</strong> the Pythagorean notion of the harmony of the spheres, and using P<strong>to</strong>lemy‘s musical<br />

system as its basis. 50<br />

Moreover, he hoped <strong>to</strong> offer not simply a poetic and rhe<strong>to</strong>rical discussion<br />

of harmony but also a physical system, ―a detailed and coherent explan<strong>at</strong>ion of the structure of<br />

the cosmos in terms of a divine harmony based on geometry.‖ 51<br />

At the same time, Kepler saw<br />

harmony both as something cre<strong>at</strong>ed by God, and—as he had written <strong>to</strong> James—as something<br />

which men ought <strong>to</strong> model on the ethical and communal levels. Throughout the text, he often<br />

referenced the social implic<strong>at</strong>ions of his notion of harmony. He began Book III, in which he<br />

moved from the geometrical basis of his argument <strong>to</strong> the actual discussion of harmony in music,<br />

with a quote from Proclus‘s commentary on the Elements of Euclid on the usefulness of<br />

m<strong>at</strong>hem<strong>at</strong>ical learning. M<strong>at</strong>hem<strong>at</strong>ics, Proclus had written,<br />

perfects us in moral philosophy, implanting in our behavior order, propriety and harmony<br />

in social rel<strong>at</strong>ions. It also informs us wh<strong>at</strong> figures, wh<strong>at</strong> songs, wh<strong>at</strong> motions are<br />

appropri<strong>at</strong>e <strong>to</strong> virtue; and also the teaching by which the Athenian would have those who<br />

will play <strong>at</strong>tention <strong>to</strong> moral virtues from their youth cultiv<strong>at</strong>ed and perfected.<br />

Furthermore [Pla<strong>to</strong>] makes plain the proportions of numbers which are associ<strong>at</strong>ed with<br />

the virtues, some in arithmetic, some in geometry, and others in harmony; and he shows<br />

the excesses and deficiencies of the vices. By all of these we are guided <strong>to</strong> the middle<br />

way in behavior and in morals. 52<br />

Harmony, Kepler cited Proclus <strong>to</strong> demonstr<strong>at</strong>e, connected the physical macrocosm <strong>to</strong> the<br />

microcosm, and further connected both <strong>to</strong> the moral microcosm. Geometry provided the lexicon<br />

for the harmony one could see or hear, as well as for the harmony th<strong>at</strong> ought <strong>to</strong> govern virtuous<br />

behavior and rel<strong>at</strong>ions between men.<br />

50 For a discussion of Kepler‘s musical theories of harmony, see H. F. Cohen, Quantifying<br />

Music: The Science of Music <strong>at</strong> the First Stage of the Scientific Revolution, 1580-1650<br />

(Dordrecht: Springer, 1984), particularly 13-34.<br />

51 Ibid., ―Introduction,‖ xxxviii.<br />

52 Ibid., 128.<br />

268


Kepler was not unique in his focus on the social over<strong>to</strong>nes of harmony. Pythagoras had<br />

been known <strong>to</strong> argue th<strong>at</strong> music directly affected the senses, and still further th<strong>at</strong> certain musical<br />

arrangements could lead men <strong>to</strong> fury and even murder, while others could transform ―in<strong>to</strong> their<br />

opposites all the maladies of the soul‖; likewise, the Pythagoreans were said <strong>to</strong> declare th<strong>at</strong><br />

―virtue is harmony.‖ 53<br />

With the rediscovery in the fifteenth and sixteenth centuries of many of<br />

the ancient writings on music, the idea th<strong>at</strong> music was somehow linked with moral behavior<br />

gained new traction. Castiglione, Ficino, Shakespeare, and Mil<strong>to</strong>n were among those who saw<br />

music not merely a source of knowledge about the world but also a ―moral force th<strong>at</strong> seemed <strong>to</strong><br />

rectify the rel<strong>at</strong>ionships between outside and inside, between the body and soul, between sense<br />

and reason, between m<strong>at</strong>ter and understanding, and between subject and sovereign.‖ 54<br />

The very<br />

language of music <strong>to</strong>ok on moral over<strong>to</strong>nes in this period, as individuals and communities were<br />

described as ―justly proportioned,‖ ―well tempered,‖ ―measured,‖ and ―in tune.‖<br />

One primary applic<strong>at</strong>ion of music‘s moral significance, and the one on which Kepler<br />

focused when he dedic<strong>at</strong>ed his Harmonice Mundi <strong>to</strong> James, was political. Pla<strong>to</strong> had placed<br />

central importance on the role of music in his ideal st<strong>at</strong>e, and argued th<strong>at</strong> ―musical training is a<br />

more potent instrument than any other, because rhythm and harmony find their way in<strong>to</strong> the<br />

inward places of the soul.‖ 55<br />

Many early modern thinkers went further still, and posited both th<strong>at</strong><br />

music directly affected the moral behavior of members of the polis and th<strong>at</strong> its harmonic order<br />

provided a blueprint for the harmonic ordering of the st<strong>at</strong>e <strong>at</strong> large. Shakespeare echoed a<br />

53 See Kristin Rygg, Masked Mysteries: Early Modern Music The<strong>at</strong>er and its Pythagorean<br />

Subtext (Hillsdale: Pendragon Press, 2000), Chapter 5: ―Music and the Arts in the Pythagorean<br />

Worldview,‖ 75-98, esp. 77.<br />

54 See K<strong>at</strong>e van Orden, Music, Discipline, and Arms in Early Modern France (Chicago:<br />

<strong>University</strong> of Chicago Press, 2005), Chapter 2: ―Juste Proportion: Music as the Measure of All<br />

Things,‖ 37-80, cit<strong>at</strong>ion from 78.<br />

55 Pla<strong>to</strong>, Republic, Book III<br />

269


sentiment shared by many of his contemporaries when he compared governments <strong>to</strong> music, and<br />

wrote th<strong>at</strong> ―government, though high and low and loer, / Put in<strong>to</strong> parts, doth keep in one consent.<br />

/ Congreeing in a full and n<strong>at</strong>ural close, / Like music.‖ 56 Good government, th<strong>at</strong> is, was a wellordered<br />

hierarchy th<strong>at</strong> could be likened <strong>to</strong> musical harmony; as Kepler had written in his preface<br />

<strong>to</strong> James, ―wh<strong>at</strong> else is a kingdom but a harmony?‖ It followed th<strong>at</strong> political disorder and strife<br />

could be likened <strong>to</strong> musical dissonance; thus Shakespeare also wrote th<strong>at</strong> if one were <strong>to</strong> ―take but<br />

degree away, untune th<strong>at</strong> string, / …hark, wh<strong>at</strong> discord follows.‖ 57<br />

While Shakespeare used the<br />

language of harmony largely as a political metaphor, others applied musical harmony <strong>to</strong> politics<br />

far more directly. Perhaps the most prominent early modern example of the politics of harmony<br />

can be found in the work of Jean Bodin—work on which Kepler focused directly in his<br />

Harmonice Mundi.<br />

Jean Bodin and Political Harmony<br />

Jean Bodin—humanist, politician, jurist, and political philosopher—is <strong>to</strong>day most famous<br />

for his theory of absolute sovereignty. In the Six Books of the Republic of 1576, in which he first<br />

articul<strong>at</strong>ed this theory, Bodin hoped <strong>to</strong> help resolve the civil unrest in France th<strong>at</strong> had begun with<br />

the start of the Wars of Religion in 1562. He would do so, he argued, by demonstr<strong>at</strong>ing how <strong>to</strong><br />

best organize the st<strong>at</strong>e, drawing on the teachings of both his<strong>to</strong>ry and philosophy for guidance.<br />

Moreover, his argument would not be of an ideal n<strong>at</strong>ure th<strong>at</strong> could never be realized in actuality:<br />

―we do not intend,‖ he wrote ―<strong>to</strong> describe a purely ideal and unrealizable commonwealth, such as<br />

56 Shakespeare, Henry V, I, ii, 180-183.<br />

57 Shakespeare, Troilus and Cressida, act 1, sc. 3, l. 109-10<br />

270


th<strong>at</strong> imagined by Pla<strong>to</strong> or Thomas More, Chancellor of England.‖ 58<br />

R<strong>at</strong>her, he argued for the<br />

best kind of st<strong>at</strong>e th<strong>at</strong> might actually thrive, and in particular, th<strong>at</strong> might actually help <strong>to</strong> solve<br />

the political problems of his day. His description of such a st<strong>at</strong>e hinged largely on the figure of<br />

the absolute monarch: of ―the sovereign prince‖ who, he argued, ―is accountable only <strong>to</strong> God.‖<br />

His arguments clearly reverber<strong>at</strong>ed with sixteenth-century readers, particularly given th<strong>at</strong> they<br />

were written in French, r<strong>at</strong>her than L<strong>at</strong>in: seventeen French editions of his book appeared<br />

between 1576 and 1596. In 1586, Bodin transl<strong>at</strong>ed the book in<strong>to</strong> L<strong>at</strong>in, and nine editions of the<br />

L<strong>at</strong>in transl<strong>at</strong>ion appeared between 1586 and 1641. 59<br />

Bodin had first argued th<strong>at</strong> the absolute sovereignty of the monarch was apparent from<br />

daily experience of the n<strong>at</strong>ural world. ―There is no need <strong>to</strong> insist further th<strong>at</strong> monarchy is the<br />

best form,‖ he wrote,<br />

seeing th<strong>at</strong> the family, which is the true image of the commonwealth, has only one head,<br />

as we have shown. All the laws of n<strong>at</strong>ure point <strong>to</strong>wards monarchy, whether we regard<br />

the microcosm of the body, all of whose members are subject <strong>to</strong> a single head on which<br />

depend will, motion, and feeling, or whether we regard the macrocosm of the world,<br />

subject <strong>to</strong> the one Almighty God. If we look <strong>at</strong> the heavens we see only one sun. We see<br />

th<strong>at</strong> gregarious animals never submit <strong>to</strong> many leaders, however godd they may be….The<br />

true monarchical st<strong>at</strong>e, like a strong and healthy body, can easily maintain itself. But the<br />

popular st<strong>at</strong>e and the aris<strong>to</strong>cracy are weak and subject <strong>to</strong> many ills…. 60<br />

Though this kind of n<strong>at</strong>ural verific<strong>at</strong>ion of the superiority of monarchy was persuasive, Bodin<br />

felt th<strong>at</strong> something more than mere persuasion was warranted, given the tumultuous political<br />

situ<strong>at</strong>ion of his time. Indeed, the question of the ideal commonwealth was being hotly deb<strong>at</strong>ed<br />

by Bodin‘s contemporaries. In the Francogallia of 1573, Hueguenot Francois Hotman had used<br />

58 Jean Bodin, Six Books of the Commonwealth, Ed. and trans. M. J. Tooley (Oxford: Blackwell,<br />

1955), 2.<br />

59 Van Orden, Music, Discipline, and Arms, 68.<br />

60 Bodin, Book 6, Chapter 4, p. 199<br />

271


his<strong>to</strong>rical arguments <strong>to</strong> demonstr<strong>at</strong>e the superiority of popular sovereignty in France. 61<br />

According <strong>to</strong> Hotman, the constitution of the ancient Francogallia supported a blend of<br />

democracy, aris<strong>to</strong>cracy, and monarchy, in which decisions were made by a common council with<br />

supreme authority—a council which Hotman had explicitly linked <strong>to</strong> the modern day Est<strong>at</strong>es<br />

General. In order <strong>to</strong> support his claims, Hotman had relied on the musical metaphor and in<br />

particular on the notion of harmony. He quoted from Cicero‘s Republic <strong>to</strong> prove th<strong>at</strong><br />

harmonious and agreeable concord is produced…from the regular arrangement of<br />

dissimilar sounds. In the same way a commonwealth which is regul<strong>at</strong>ed by reason<br />

produces harmony through the consent of dissimilar elements, drawn, like the sounds,<br />

from the highest and the middling orders, from the lowest and the intermedi<strong>at</strong>e est<strong>at</strong>es.<br />

Wh<strong>at</strong> is called harmony in song by musicians, is called concord in a commonwealth. 62<br />

Both in music and in government, Hotman had argued, harmony required the coming <strong>to</strong>gether of<br />

different voices—and consequently could not be achieved via one absolute sovereign alone.<br />

Bodin <strong>to</strong>ok up Hotman‘s challenge in his Republic, and argued not merely th<strong>at</strong> Hotman‘s<br />

understanding of political harmony was flawed, but th<strong>at</strong> harmonic theory supplied a<br />

m<strong>at</strong>hem<strong>at</strong>ical—and therefore demonstrably certain—found<strong>at</strong>ion for absolute monarchy. Hotman<br />

had argued th<strong>at</strong> political harmony necessarily implied th<strong>at</strong> the Est<strong>at</strong>e General should hold the<br />

most power in France. Bodin, by contrasted, demonstr<strong>at</strong>ed even if one wanted <strong>to</strong> follow the<br />

p<strong>at</strong>terns supplied by musical theory, there were three different m<strong>at</strong>hem<strong>at</strong>ical methods, or musical<br />

means, by which one could organize a government—arithmetic, geometric, and harmonic. The<br />

means, initially defined by Pythagoras, had traditionally been used <strong>to</strong> establish the proportional<br />

rel<strong>at</strong>ionships between intervals like the octave, fourth, and fifth. The arithmetic mean was<br />

defined as m=(a+b)/2, the geometric mean as a/m=m/b, and the harmonic mean as m=2ab/(a+b).<br />

61 For an expanded version of the discussion of Hotman and Bodin th<strong>at</strong> follows, see van Orden,<br />

Music, Discipline and Arms, Chapter 2.<br />

62 Ibid. 72.<br />

272


Thus, for example, for the octave, where a=1 and b=2, the arithmetic mean would be 3/2, or a<br />

fifth, while the harmonic mean would be 4/3, or a fourth.<br />

Bodin first used the idea of the means <strong>to</strong> describe three different ways <strong>to</strong> apply justice<br />

and order a government. The arithmetic means, he explained, cre<strong>at</strong>ed sets in which the numbers<br />

differed by equal amounts, but not proportions. In the arithmetic set 3, 9, 15, 21, for example,<br />

each number is separ<strong>at</strong>ed equally by 6, but the proportions between them are different.<br />

According <strong>to</strong> Bodin, this corresponded <strong>to</strong> commut<strong>at</strong>ive justice, or the principle of equality, in<br />

which justice is ―regul<strong>at</strong>ed by fixed and invariable laws, not susceptible of any equitable<br />

interpret<strong>at</strong>ion nor admitting any privilege or exception of persons.‖ 63<br />

The geometric means, by<br />

contrast, cre<strong>at</strong>ed sets in which numbers differed by the same r<strong>at</strong>ios, but unequal amounts. Thus<br />

in the geometric set 3, 9, 27, 81, all members of the st<strong>at</strong>e are rel<strong>at</strong>ed by the r<strong>at</strong>io of 1:3, but not<br />

by the equal addition of numbers. According <strong>to</strong> Bodin, this corresponded <strong>to</strong> distributive justice,<br />

or the principle of similarity, in which different levels of society were subject <strong>to</strong> different laws,<br />

such th<strong>at</strong> ―it is agreed th<strong>at</strong> the execution of the law ought <strong>to</strong> be adapted <strong>to</strong> the circumstances of<br />

each case.‖ 64<br />

The harmonic means, in Bodin‘s view, united the two. R<strong>at</strong>her than rely on<br />

Pythagoras‘s definition, Bodin instead opted for a notion of the harmonic series th<strong>at</strong> directly<br />

combined elements of the arithmetic and geometric. For example, in the series 3, 4, 6, 8, 12, 16,<br />

the arithmetic mean is inserted between each of the terms of a geometric set. Bodin argued th<strong>at</strong><br />

this harmonic ―blending‖ of the two series corresponds <strong>to</strong> a harmonic justice th<strong>at</strong> avoids ―the<br />

unmitig<strong>at</strong>ed rigidity of the commut<strong>at</strong>ive principle, and the variability and uncertainty of the<br />

distributive.‖ 65<br />

63 Bodin, 205.<br />

64 Ibid., 206.<br />

65 Ibid.<br />

273


More broadly, these means corresponded <strong>to</strong> different forms of government. The<br />

arithmetic means, or the principle of equality without proportion, corresponded <strong>to</strong> a democracy,<br />

or popular government, a society where the nobility were given no special privileges, and<br />

equality under the law reigned supreme. The geometric means, or proportionality without<br />

equality, corresponded <strong>to</strong> an aris<strong>to</strong>cracy, where some individuals were privileged over others,<br />

and the law was able <strong>to</strong> take these privileges in<strong>to</strong> account. Finally, the harmonic means, which<br />

combined the principles of equality and proportionality, corresponded <strong>to</strong> a monarchy with an<br />

absolute sovereign. In such a system, the laws allowed for a measure of equality, but some<br />

distinctions between nobles and commoners remained, and the sovereign was given the power <strong>to</strong><br />

supersede the law <strong>to</strong> achieve the best results for his people. Indeed, in Bodin‘s view the person<br />

of the sovereign guaranteed the harmonious blending of the commut<strong>at</strong>ive and distributive<br />

principles. According <strong>to</strong> Bodin, ―the wise king ought therefore <strong>to</strong> govern his kingdom<br />

harmoniously, subtly combining nobles and commons, rich and poor...In doing this the prince<br />

reconciles his subjects <strong>to</strong> one another, and all alike <strong>to</strong> the st<strong>at</strong>e.‖ 66<br />

Bodin focused on the numerical and harmonic found<strong>at</strong>ions of government again when he<br />

stressed why this sovereign must be absolute. The orders of society in a harmonic government,<br />

he argued, corresponded <strong>to</strong> the numbers 1 <strong>to</strong> 4. The king ―exalted above all his subjects, whose<br />

majesty does not admit of any division, represents the principle of unity, from which all the rest<br />

derive their force and cohesion.‖ 67<br />

Below him, representing 2 <strong>to</strong> 4, were the three est<strong>at</strong>es—the<br />

clergy, the military, and the people. Bodin maintained th<strong>at</strong> in order <strong>to</strong> have a truly harmonious<br />

rel<strong>at</strong>ionship between these groups, ―the union of its members depends on unity under a single<br />

ruler, on whom the effectiveness of all the rest depends. A sovereign prince is therefore<br />

66 Ibid., 211.<br />

67 Ibid., 212.<br />

274


indispensable, for it is his power which informs all the members of the commonwealth.‖ 68<br />

Since<br />

the king represented the number 1, his sovereignty and authority needed <strong>to</strong> be absolute and<br />

indivisible, just as he needed <strong>to</strong> be above the law in order <strong>to</strong> properly blend the different kinds of<br />

justice. Moreover, since all harmonic consonances could be produced with the r<strong>at</strong>ios of the<br />

numbers 1 <strong>to</strong> 4, the monarchical system was complete—any change would ―mar the harmony,<br />

and make an in<strong>to</strong>lerable discord.‖<br />

With his discussion of the politics of harmony, Bodin hoped <strong>to</strong> provide a model of<br />

political certainty in a world where st<strong>at</strong>e, religion, and philosophy all seemed increasingly<br />

uncertain. Indeed, his discussion of harmonic justice had much in common with his approach <strong>to</strong><br />

both n<strong>at</strong>ural philosophy and religion, which all hinged on the notion of harmony. According <strong>to</strong><br />

Bodin, in the principle of harmony, whether in politics, religion, or the n<strong>at</strong>ural world, entailed the<br />

medi<strong>at</strong>ion of opposites. In his The<strong>at</strong>er of all N<strong>at</strong>ure, Bodin detailed a complic<strong>at</strong>ed chain of<br />

being, in which all c<strong>at</strong>egories were linked <strong>to</strong> one another by intermedi<strong>at</strong>e elements: s<strong>to</strong>nes and<br />

plants were linked by coral, while s<strong>to</strong>nes and earth were linked by clay. The middle term in each<br />

case was not distinct from the extremes—it particip<strong>at</strong>ed in their n<strong>at</strong>ures and in so doing brought<br />

them <strong>to</strong>gether. The four elements held the entire n<strong>at</strong>ural world <strong>to</strong>gether, and though they were<br />

opposites, their interconnectedness led <strong>to</strong> the harmony of n<strong>at</strong>ure. 69<br />

As Bodin wrote, ―far from<br />

causing the ruin of the world, the contrariety of the elements would by its absence destroy the<br />

world, just as harmony is al<strong>to</strong>gether lost if the intermedi<strong>at</strong>es between the high and low voices are<br />

removed.‖ 70<br />

68 Ibid.<br />

69 See Ann Blair, The The<strong>at</strong>er of N<strong>at</strong>ure: Jean Bodin and the Reanissance (Prince<strong>to</strong>n: Prince<strong>to</strong>n<br />

<strong>University</strong> Press, 1997), 126-142.<br />

70 Ibid.<br />

275


Similarly, in Bodin‘s Colloquium Heptaplomeres, a religious dialogue between seven<br />

men of differing religious views, harmony figures centrally. At the start of Book IV of the<br />

dialogue, the participants discuss the n<strong>at</strong>ure of harmony in color, taste, music, and the motions of<br />

the heavens, and the n<strong>at</strong>ural philosopher asserts th<strong>at</strong><br />

this is very apparent in all of n<strong>at</strong>ure: opposites when united by the interpol<strong>at</strong>ion of certain<br />

middle links present a remarkable harmony of the whole which otherwise would perish<br />

completely if this whole world were fire or moisture. In like manner <strong>to</strong>nes in unison<br />

would take away all sweetness of harmony. 71<br />

Similarly, he asserts th<strong>at</strong> in a st<strong>at</strong>e, justice is only apparent when there are both good and wicked<br />

men, both rich and poor, and both common and noble. The participants begin <strong>to</strong> deb<strong>at</strong>e whether<br />

it is good for a st<strong>at</strong>e <strong>to</strong> include multiple religions, and from there they move <strong>to</strong> a discussion of<br />

which religion is most true. In neither case do they rich a definitive conclusion. Indeed, the<br />

deb<strong>at</strong>e continues until the very end of the text, in which Coronaeus, the C<strong>at</strong>holic, ends the<br />

discussion with the following praise: ―Low, how good and pleasing it is for brothers <strong>to</strong> live in<br />

unity, arranged not in common dia<strong>to</strong>nics or chrom<strong>at</strong>ics, but in enharmonics, with a certain, more<br />

divine modul<strong>at</strong>ion.‖ 72<br />

With this st<strong>at</strong>ement, all the participants withdraw <strong>to</strong> their respective<br />

homes,<br />

having embraced each other in mutual love. Henceforth, they nourished their piety in<br />

remarkable harmony and their integrity of life in common pursuits and intimacy.<br />

However, afterwards they held no other convers<strong>at</strong>ion about religions, although each one<br />

defended his own religion with the supreme sanctity of his life. 73<br />

Though the participants reach no agreement on the n<strong>at</strong>ure of religious harmony, Bodin implicitly<br />

71 Jean Bodin, Colloquium of the seven about secrets of the sublime, Ed. and Trans. Marion<br />

Le<strong>at</strong>hers Daniels Kuntz (Prince<strong>to</strong>n: Prince<strong>to</strong>n <strong>University</strong> Press, 1975), 146. The book was<br />

highly unorthodox and circul<strong>at</strong>ed only in manuscript—see Noel Malcolm, ―Jean Bodin and the<br />

Authorship of the "Colloquium Heptaplomeres,‖ Journal of the Warburg and Courtauld<br />

Institutes 69, (2006): 95-150.<br />

72 Ibid., p. 471.<br />

73 Ibid.<br />

276


offered his own perspective through this very ending. As in politics and in n<strong>at</strong>ure, so <strong>to</strong>o in<br />

religion, Bodin believed, harmony could be achieved via the blending of many opposite voices,<br />

all linked in mutual appreci<strong>at</strong>ion of God and his world. For Bodin, the actualiz<strong>at</strong>ion of this<br />

principle meant religious <strong>to</strong>ler<strong>at</strong>ion in the st<strong>at</strong>e.<br />

Many of Bodin‘s views share clear similarities <strong>to</strong> Kepler‘s own. In particular, Kepler and<br />

Bodin both insisted on the centrality of harmony <strong>to</strong> spheres of n<strong>at</strong>ure, religion, and politics.<br />

Kepler, like Bodin, hoped <strong>to</strong> highlight the points of commonality among the varying confessions,<br />

and <strong>to</strong> achieve some kind of religious unity. His Harmonice Mundi highlighted, as did Bodin‘s<br />

The<strong>at</strong>rum, the centrality of harmony <strong>to</strong> all of n<strong>at</strong>ure, though Kepler‘s definition of harmony<br />

differed from Bodin‘s in key respects. Likewise, Kepler also highlighted the political valences<br />

of harmony—in fact, he did so by basing his discussion directly on the relevant sections of<br />

Bodin‘s Republic. This discussion, which Kepler included as a brief ―political digression‖ <strong>at</strong> the<br />

end of Book III of his Harmonice Mundi, reveals <strong>at</strong> the very outset Kepler‘s ―harmonious‖<br />

embrace of differing perspectives, as the reliance on a C<strong>at</strong>holic and controversial thinker like<br />

Bodin was itself highly unusual for someone in Kepler‘s position. And the ways th<strong>at</strong> Kepler<br />

both drew on and diverged from the views of Bodin reveals even more about Kepler‘s own view<br />

of harmony, both n<strong>at</strong>ural and political.<br />

Kepler, Bodin, and the Digressio Politica<br />

At the very end of Book III of the Harmonice Mundi, Kepler included a ―Political<br />

Digression on the Three Means.‖ This digression was a l<strong>at</strong>e addition <strong>to</strong> the text; Kepler opened<br />

it by explaining th<strong>at</strong> when he had first prepared the text, he had included only a brief paragraph<br />

in the midst of Book III on the idea of ―harmonic proportions‖ in the st<strong>at</strong>e. There, he had written<br />

277


a marginal note pointing <strong>to</strong> ―the splendid passage in Bodin on the st<strong>at</strong>e.‖ However, this<br />

paragraph was accidentally omitted, because the pages of the original had been ―carelessly<br />

distributed‖ during the printing. Upon recognizing the omission, Kepler wrote, he decided<br />

instead <strong>to</strong> add the paragraph <strong>to</strong> the very end of Book III, and then <strong>to</strong> expand upon it in<strong>to</strong> a longer<br />

discussion of the politics of harmony. And instead of merely a brief reference <strong>to</strong> Bodin in the<br />

margins, Kepler decided ―<strong>to</strong> transcribe from Bodin himself the main heads of this political<br />

dissert<strong>at</strong>ion, shaping the words and arrangement as far as possible from my understanding of th<strong>at</strong><br />

passage.‖ 74<br />

He focused on Bodin, he explained, <strong>to</strong> clarify and correct Bodin‘s own discussion of<br />

political harmony which he felt was both obscure and m<strong>at</strong>hem<strong>at</strong>ically faulty, and he focused on<br />

politics more generally in order ―<strong>to</strong> lighten the tedium of dour m<strong>at</strong>hem<strong>at</strong>ical demonstr<strong>at</strong>ions, of<br />

which the whole book consists, by the interpol<strong>at</strong>ion of some enjoyable popular m<strong>at</strong>erial, and <strong>to</strong><br />

display a foretaste of its considerable usefulness in understanding the St<strong>at</strong>e.‖ 75<br />

By titling this section a ―digression,‖ Kepler invoked the classical rhe<strong>to</strong>rical technique<br />

most closely associ<strong>at</strong>ed with Cicero, and described <strong>at</strong> length by Quintilian in his Institutio<br />

Ora<strong>to</strong>ria. Quintillian had defined digressio as ―the handling of some theme which must however<br />

have some bearing on the case, in a passage th<strong>at</strong> involves digression from the logical order of our<br />

speech.‖ 76<br />

Rhe<strong>to</strong>rical digressions were somewh<strong>at</strong> paradoxically titled—while departing from the<br />

main subject of the speech and seemingly irrelevant, they were actually designed in order <strong>to</strong><br />

directly affect the reception of the speech as a whole. While Quintilian enumer<strong>at</strong>ed several<br />

potential uses of the digressio, most centered on manipul<strong>at</strong>ing the emotions of the audience in<br />

order <strong>to</strong> make them more receptive <strong>to</strong> the larger discussion. This was particularly the case when<br />

74 Harmony of the World, 256.<br />

75 Ibid.<br />

76 The Institutio Ora<strong>to</strong>ria of Quintilian, Trans. H.E. Butler, Loeb Classical Library (Cambridge:<br />

Harvard <strong>University</strong> Press, 1980), IV. 3.14.<br />

278


the <strong>to</strong>pic being discussed was one <strong>to</strong> which the audience may have been unreceptive, or<br />

unprepared <strong>to</strong> accept. In order <strong>to</strong> accomplish this, the digressio usually involved a <strong>to</strong>pic th<strong>at</strong> was<br />

interesting or diverting; as Quintilian wrote, rhe<strong>to</strong>ricians might digress ―<strong>to</strong> some pleasant and<br />

<strong>at</strong>tractive <strong>to</strong>pic with a view <strong>to</strong> securing the utmost amount of favor from their audience.‖ 77<br />

Kepler drew on this rhe<strong>to</strong>rical tradition both in his use of the title ―Digressio politica‖<br />

and in his explan<strong>at</strong>ion <strong>at</strong> its opening. He emphasized th<strong>at</strong> the m<strong>at</strong>erial he planned <strong>to</strong> discuss<br />

departed from his primarily argument about harmony in n<strong>at</strong>ure in order <strong>to</strong> discuss Bodin‘s<br />

applic<strong>at</strong>ion of harmony <strong>to</strong> the political realm. He likewise emphasized th<strong>at</strong> this <strong>to</strong>pic was<br />

supposed <strong>to</strong> be a more generally pleasing <strong>to</strong>pic <strong>to</strong> readers—indeed, unlike the rest of the<br />

m<strong>at</strong>erial, he deemed it ―popular‖ m<strong>at</strong>erial, intended for the non-specialist. This popularity<br />

should serve, he hoped, <strong>to</strong> convince his readers—some of whom, he implied, were not<br />

themselves overly concerned with purely philosophical deb<strong>at</strong>es—th<strong>at</strong> his seemingly esoteric<br />

discussions of harmony were actually quite useful, particularly when it came <strong>to</strong> questions of<br />

politics. It is likely th<strong>at</strong> these readers were the rulers and p<strong>at</strong>rons—like James I of England—<br />

whom Kepler hoped <strong>to</strong> reach with his text. Earlier, <strong>at</strong> the start of his 1596 Mysterium<br />

Cosmographicum Kepler had argued th<strong>at</strong> it was unnecessary <strong>to</strong> focus on the utility of his<br />

cosmological work, and th<strong>at</strong> noble men in particular would delight in it as pleasurable in its own<br />

right. ―Why must one value the advantage of divine things in cash, like food?‖ he had asked<br />

there. ―For how is knowledge of n<strong>at</strong>ural things useful <strong>to</strong> a hungry s<strong>to</strong>mach, how is the whole rest<br />

of astronomy useful? Nevertheless wise men do not listen <strong>to</strong> the barbarity th<strong>at</strong> shouts th<strong>at</strong> these<br />

studies must therefore be abandoned.‖ 78 However here, in the political digression <strong>to</strong> his<br />

77 Ibid., IV., 3.1-2.<br />

78 KGW 8.17, 14-22: ―Quanquam quid necesset est, diuinarum rerum vsus instar obsonij nummo<br />

aestimare? Nam quid quaeso prodest ventri faemlico cognitio rerum n<strong>at</strong>uralim, quid <strong>to</strong>ta<br />

279


Harmonice Mundi, he emphasized exactly the opposite: th<strong>at</strong> this book had clear relevance, of<br />

which he would only demonstr<strong>at</strong>e a brief ―foretaste.‖ Kepler not only changed his own tune by<br />

emphasizing the book‘s political utility, but he went against wh<strong>at</strong> would likely be the prevailing<br />

opinion of the reader opening the text—th<strong>at</strong> it had little practical import. The use of the<br />

digressio technique would thus have allowed Kepler not only <strong>to</strong> try and sway the reader <strong>to</strong> agree<br />

with him, but also <strong>to</strong> demonstr<strong>at</strong>e how something seemingly off-<strong>to</strong>pic—here political theory—<br />

was actually centrally relevant <strong>to</strong> the larger themes of the book.<br />

Since he geared his political digression <strong>to</strong>ward the general reader, Kepler began with an<br />

explan<strong>at</strong>ion of the musical means, or proportions, ―which is r<strong>at</strong>her extended and more suited <strong>to</strong><br />

the understanding of the reader who is not a m<strong>at</strong>hem<strong>at</strong>ician.‖ 79<br />

He offered a detailed explan<strong>at</strong>ion<br />

of geometric and arithmetic proportions and the series th<strong>at</strong> they produced, and then moved on <strong>to</strong><br />

the harmonic proportion. According <strong>to</strong> Bodin, the harmonic proportion was a combin<strong>at</strong>ion of the<br />

arithmetic and the geometric, yet Kepler disagreed with Bodin‘s definition. On the one hand, he<br />

noted th<strong>at</strong> there were many instances in which the arithmetic and geometric proportions could be<br />

combined in the manner described by Bodin, yet would not yield a harmonic series. On the other<br />

hand, there were harmonic series which were also only geometric or only arithmetic, with no<br />

combin<strong>at</strong>ion of the two—and some which were neither. Kepler referenced his own earlier<br />

discussion of musical harmony in Harmony of the World which provided examples of such<br />

series, and emphasized th<strong>at</strong> harmony was a unique principle, r<strong>at</strong>her than merely combin<strong>at</strong>ion of<br />

others, and th<strong>at</strong> it could not simply be arrived <strong>at</strong> via recourse <strong>to</strong> the old m<strong>at</strong>hem<strong>at</strong>ical theories of<br />

reliqua Astronomia? Neque tamen audiunt cord<strong>at</strong>i homines illam barbariem, quae deserenda<br />

proterea ista studia clamit<strong>at</strong>. Pic<strong>to</strong>res ferimus, qui oculos, Symphoniacos, qui aures oblectant:<br />

quamuis nullum rebus nostris emolumentum afferant. Et non tantum humana sed etiam honesta<br />

conesetur voluptas, quae ex vtrorumque operibus capitur. Quae igitur inhumanitas, qua<br />

stultitia, menti suum inuidere honestum gaudium, oculis et auribus non inuidere?‖<br />

79 Harmony of the World, 256.<br />

280


the ancients. Experience of the senses, <strong>to</strong>o, needed <strong>to</strong> play a role in the determin<strong>at</strong>ion of wh<strong>at</strong><br />

constituted a harmony; Bodin, in his <strong>at</strong>tempt <strong>to</strong> link harmony only <strong>to</strong> the combin<strong>at</strong>ion of the<br />

geometric and the arithmetic, had ―rebel[ed] on the authority of the ancients against the sense of<br />

hearing.‖ 80<br />

After this m<strong>at</strong>hem<strong>at</strong>ical explan<strong>at</strong>ion, Kepler proceeded <strong>to</strong> assess Bodin‘s applic<strong>at</strong>ion of<br />

harmony <strong>to</strong> the moral and political spheres. Though he generally approved of Bodin‘s <strong>at</strong>tempt <strong>to</strong><br />

link musical and political harmony, his disagreement with Bodin‘s definition of harmony led him<br />

<strong>to</strong> differ with the particulars of Bodin‘s effort. Bodin had insisted th<strong>at</strong> in justice and government,<br />

as in music, harmony was produced by the blending of the arithmetic and the geometric—th<strong>at</strong> is,<br />

by the blending of the principles of equality and similarity. Kepler, by contrast, argued th<strong>at</strong><br />

oftentimes such blending simply destroyed both principles and did not arrive <strong>at</strong> true harmony. In<br />

order for true harmony <strong>to</strong> be achieved, Kepler insisted, it had <strong>to</strong> be thought of as a principle in its<br />

own right, one which superseded both the ideas of equality and similarity. When it came <strong>to</strong><br />

issues of justice or morality, Kepler therefore maintained th<strong>at</strong> the principle of harmony<br />

symbolized the common or public good: ―the public good,‖ he wrote, ―has a certain<br />

correspondence with the way in which singing in harmonic parts is pleasing.‖ 81<br />

In politics,<br />

Kepler maintained th<strong>at</strong> the principle of harmony s<strong>to</strong>od for the good of the st<strong>at</strong>e. He explained<br />

th<strong>at</strong><br />

this one supreme law, the mother of all laws—th<strong>at</strong> anything on which the safety of the<br />

st<strong>at</strong>e depends is ordered <strong>to</strong> be sacred and lawful—is…consistent…with harmonic<br />

r<strong>at</strong>ios…even if th<strong>at</strong> law contains nothing further similar either <strong>to</strong> geometric or arithmetic<br />

proportions. 82<br />

80 Ibid. 257.<br />

81 Ibid. 268.<br />

82 Ibid.<br />

281


In both instances, if one argued for the harmonic proportion, one implied th<strong>at</strong> the common good<br />

or public welfare s<strong>to</strong>od above and beyond the needs of individuals.<br />

In order <strong>to</strong> elabor<strong>at</strong>e on both Bodin‘s and his own understanding of harmonic justice,<br />

Kepler referred <strong>to</strong> one example brought by Bodin with which he agreed, though not for the same<br />

reason as Bodin. Bodin had re<strong>to</strong>ld a s<strong>to</strong>ry from the childhood of Cyrus of Persia, in which Cyrus<br />

had observed a tall man wearing a short tunic standing near a dwarf with an overly long tunic. 83<br />

Cyrus had argued th<strong>at</strong> the two should exchange garments <strong>to</strong> obtain wh<strong>at</strong> would be best for them<br />

both. His master had instead ordered th<strong>at</strong> each should keep his own garment. Cyrus, according<br />

<strong>to</strong> Bodin, had focused on the geometric proportion, or the principle of similarity, where justice<br />

ought <strong>to</strong> take account of wh<strong>at</strong> was best for each individual. His master, by contrast, had focused<br />

on the arithmetic proportion, or the principle of equality, where each individual ought <strong>to</strong> keep<br />

wh<strong>at</strong> was rightfully his. Bodin suggested th<strong>at</strong> the harmonic principle of justice could be<br />

achieved if the tall man had paid the dwarf money in order <strong>to</strong> exchange garments. For Bodin,<br />

this was harmonic because it combined the specific needs of each individual with the equality of<br />

their resources—th<strong>at</strong> is, it was a combin<strong>at</strong>ion of both earlier suggestions. Kepler agreed th<strong>at</strong> this<br />

was a harmonic resolution, but argued th<strong>at</strong> it was so because it arrived <strong>at</strong> the gre<strong>at</strong>est common<br />

benefit—―taking away from the one as much of his clothing as was superfluous, and from the<br />

other money….for the common benefit of both is compared with the pleasantness of singing in<br />

harmony.‖ 84<br />

Kepler continued <strong>to</strong> discuss Bodin‘s ideas on harmonic justice, and argued th<strong>at</strong> often in<br />

Bodin‘s examples of the harmonic ―combin<strong>at</strong>ion‖ of geometric and arithmetic justice he had<br />

offered ―not a combin<strong>at</strong>ion of intact kinds, but <strong>to</strong> a certain extent an infringement of them, <strong>to</strong> set<br />

83 Bodin derived this s<strong>to</strong>ry from Xenophon, Cyopaedia, 1, 3.<br />

84 Harmony of the World, 261<br />

282


up a harmonic proportion.‖ 85<br />

Thus Kepler insisted th<strong>at</strong> his own definition was preferable <strong>to</strong><br />

Bodin‘s, as it allowed harmonic justice <strong>to</strong> stand on its own merits. To demonstr<strong>at</strong>e, Kepler again<br />

offered an example in which he agreed with Bodin‘s result but not his r<strong>at</strong>ionale. Bodin had<br />

noted th<strong>at</strong> punishments for murder tended <strong>to</strong> accord with harmonic justice, since ―in the divine<br />

law all murderers are punished by de<strong>at</strong>h with arithmetic equality, but the kind of de<strong>at</strong>h <strong>to</strong> be<br />

inflicted is within the power of the judge in geometric correspondence with the dissimilar facts<br />

and variety of circumstances.‖ 86<br />

In particular, the punishment for killing a head of st<strong>at</strong>e was far<br />

gre<strong>at</strong>er than for killing a peasant. Kepler agreed with Bodin th<strong>at</strong> this was an instance of<br />

harmonic justice, but not because it sought <strong>to</strong> combine the arithmetic and the geometric. ―This<br />

inequality in punishments,‖ Kepler wrote,<br />

is due not so much <strong>to</strong> the individual persons injured as <strong>to</strong> the safety of the whole republic<br />

which permits all enemies of the f<strong>at</strong>herland <strong>to</strong> be killed with impunity, and <strong>at</strong> the same<br />

time safeguards the well being of all the citizens in the security of the leader and the<br />

aris<strong>to</strong>cracy and in the preserv<strong>at</strong>ion of public tranquility. 87<br />

This was harmonic justice, Kepler argued, not because it combined elements of the arithmetic<br />

and the geometric, but r<strong>at</strong>her because it sought <strong>to</strong> preserve the public good above all else, by<br />

preserving those who were charged with safeguarding it.<br />

Here Kepler included a further example of Bodin‘s ―harmonic‖ justice, only <strong>to</strong> distance<br />

himself from it. According <strong>to</strong> Bodin, a physician often <strong>to</strong>ok more money for curing a rich man<br />

in order <strong>to</strong> subsidize the car of a poor man—in the harmonic r<strong>at</strong>io, Bodin argued, ―the wealth of<br />

the l<strong>at</strong>ter and the health of the former are compared‖ (―not, I think, with the same certainty,‖<br />

inserted Kepler glibly). 88<br />

Bodin rel<strong>at</strong>ed this practice <strong>to</strong> the cus<strong>to</strong>m of judges in assigning fees for<br />

85 Ibid. 263<br />

86 Ibid. 267<br />

87 Ibid. 268<br />

88 Ibid. 272<br />

283


their cases. Often, he noted, cases th<strong>at</strong> required the most effort were the least profitable;<br />

therefore harmonic justice allowed judges <strong>to</strong> assess their cases and demand appropri<strong>at</strong>e fees from<br />

the litigants, particularly in cases where the fee from the republic was insufficient for the effort<br />

required by the case. Kepler, by contrast, found this practice highly distasteful. ―I leave this<br />

harmonic part-song <strong>to</strong> its author Bodin as a Frenchman,‖ he wrote. ―Among us Germans justice<br />

in the chief st<strong>at</strong>es and provinces is kept far away from meanness of th<strong>at</strong> kind, and it is not lawful<br />

<strong>to</strong> demand anything beyond wh<strong>at</strong> is prescribed by law.‖ 89<br />

Kepler then moved on <strong>to</strong> assess not merely Bodin‘s approach <strong>to</strong> justice, but also <strong>to</strong> the<br />

various forms of government. He first described Bodin‘s linkage between the arithmetic<br />

proportion and democracy, the geometric proportion and aris<strong>to</strong>cracy, and the harmonic<br />

proportion and monarchy. While Kepler did not follow Bodin in specifically endorsing<br />

monarchy as the ideal form of st<strong>at</strong>e, he approved of Bodin‘s use of the term ―harmonic‖ in his<br />

description of monarchy, and believed th<strong>at</strong> here Bodin had followed Kepler‘s definition of the<br />

term inasmuch as he ―rel<strong>at</strong>es all policies not so much <strong>to</strong> individual orders or men, as <strong>to</strong> the whole<br />

body of the st<strong>at</strong>e, and its safety and mutual love and peace.‖ 90<br />

Yet though he approved of this<br />

focus on the good of the st<strong>at</strong>e, Kepler argued against the kind of m<strong>at</strong>hem<strong>at</strong>ized politics th<strong>at</strong><br />

Bodin sought <strong>to</strong> establish as the found<strong>at</strong>ion for the st<strong>at</strong>e—one in which a harmonic series could<br />

be broken down in<strong>to</strong> its component geometric and arithmetic parts in order <strong>to</strong> yield a specific<br />

formula by which the st<strong>at</strong>e should be governed. ―If the harmonic proportions of numbers bring<br />

any light <strong>to</strong> bear on the understanding of politics,‖ he wrote, ―they do it on their own account,<br />

89 Ibid.<br />

90 Ibid. 260<br />

284


independently of any rel<strong>at</strong>ion with geometric proportions.‖ 91<br />

Harmony was a sui generis<br />

principle, Kepler believed, and the lessons it yielded for st<strong>at</strong>ecraft were also sui generis.<br />

Wh<strong>at</strong>, then, were those lessons? Kepler remained vague on the particulars, and chose <strong>to</strong><br />

focus on the larger concept of political harmony as public good. He demurred th<strong>at</strong> he himself<br />

was not so politically experienced, nor did his book focus primarily on politics. ―Certainly if I<br />

had acquired knowledge of the st<strong>at</strong>e, and was dealing with politics in this book,‖ he wrote,<br />

―…Bodin would have learnt from this Harmony of mine…how <strong>to</strong> be a better political<br />

philosopher.‖ 92<br />

Yet Kepler could, perhaps, offer some brief pointers. In particular, while he<br />

had earlier discussed Bodin‘s theory of arithmetic, geometric, and harmonic justice without<br />

betraying his own preference, his claim th<strong>at</strong> German judges, unlike their French counterparts,<br />

were above the kind of ―harmonic‖ fee-g<strong>at</strong>hering th<strong>at</strong> Bodin described was telling. He argued<br />

here more generally th<strong>at</strong> harmonic proportions were best applied only <strong>to</strong> the ruling of the st<strong>at</strong>e,<br />

and not <strong>to</strong> the realm of justice. ―I should say,‖ he wrote,<br />

th<strong>at</strong> the condition of the st<strong>at</strong>e and the p<strong>at</strong>tern of its government were one thing, and the<br />

administr<strong>at</strong>ion of justice another, for they differ as part and whole; just as in m<strong>at</strong>hem<strong>at</strong>ics<br />

geometric and arithmetic proportions in numbers are one thing, and musical harmonies<br />

expressed in numbers another. 93<br />

Judges, th<strong>at</strong> is, ought <strong>to</strong> be wholly separ<strong>at</strong>ed from rulers, and they ought <strong>to</strong> administer justice<br />

strictly according <strong>to</strong> either the geometric and arithmetic proportions—th<strong>at</strong> is, with careful<br />

consider<strong>at</strong>ion for the letter of the law or for fairness. The ruler, by contrast, was ―exercising a<br />

higher office, safeguarding the st<strong>at</strong>e and its individual limbs,‖ and thus ought <strong>to</strong> be guided by<br />

harmonic proportions—he should, th<strong>at</strong> is, have the prerog<strong>at</strong>ive <strong>to</strong> depart from all consider<strong>at</strong>ions<br />

91 Ibid. 275<br />

92 Ibid.<br />

93 Ibid.<br />

285


legality or individual fairness <strong>at</strong> will, and <strong>to</strong> focus solely on public harmony and the welfare of<br />

the st<strong>at</strong>e.<br />

Here, Kepler was deliber<strong>at</strong>ely vague on wh<strong>at</strong> sort of ruler he had in mind—and by<br />

extension, on wh<strong>at</strong> he felt was the ideal form of government. While Bodin had argued th<strong>at</strong><br />

m<strong>at</strong>hem<strong>at</strong>ics had definitively pointed <strong>to</strong> the royal st<strong>at</strong>e as the ideal, Kepler instead described his<br />

ruler simply as ―this regent, whether he be king, or the aris<strong>to</strong>cracy, or the entire people‖ 94 —for<br />

all of these could, in principle, be guided by the notion of political harmony as Kepler had<br />

described it. Kepler further emphasized the fact th<strong>at</strong> harmony, when it came <strong>to</strong> government, was<br />

not a objective m<strong>at</strong>hem<strong>at</strong>ical blueprint for how <strong>to</strong> govern, but r<strong>at</strong>her an argument for the free and<br />

subjective judgments of the ruler. If those responsible for the welfare of the st<strong>at</strong>e were bound by<br />

detailed m<strong>at</strong>hem<strong>at</strong>ical guidelines, by the intim<strong>at</strong>e details of the law, or the demands of fairness,<br />

Kepler argued ―for God‘s sake, wh<strong>at</strong> a crop of arguments there would be!‖ 95<br />

Though it was<br />

appropri<strong>at</strong>e for the decisions of judges <strong>to</strong> be subjected <strong>to</strong> intense scrutiny, and <strong>to</strong> be ―turned<br />

inside out and subjected <strong>to</strong> the most detailed examin<strong>at</strong>ion by those learned in the law,‖ the<br />

direction and condition of the st<strong>at</strong>e <strong>at</strong> large, ―unfettered by such gre<strong>at</strong> compulsions, should be<br />

adapted <strong>to</strong> the general well-being <strong>at</strong> the will of the ruler, according <strong>to</strong> the circumstances, without<br />

a gre<strong>at</strong> commotion.‖ 96<br />

His own vagueness on the ideal form of the st<strong>at</strong>e and the appropri<strong>at</strong>e<br />

decisions of the ruler was itself a political stance guided by harmony, as it left the ruler with the<br />

freedom and discretion <strong>to</strong> guide the st<strong>at</strong>e <strong>to</strong> safety and security. Though it might in theory be<br />

possible <strong>to</strong> associ<strong>at</strong>e particular kinds of harmony with the acts and duties of the ruler—for<br />

example, Kepler noted th<strong>at</strong> soft harmony (the minor scale) was linked with peace, and hard (the<br />

94 Ibid. 276<br />

95 Ibid.<br />

96 Ibid.<br />

286


major scale) with war—Kepler himself avoided detailing these associ<strong>at</strong>ions, writing th<strong>at</strong> he<br />

wished instead <strong>to</strong> ―leave these m<strong>at</strong>ters <strong>to</strong> others <strong>to</strong> take care of, whose style of life is more<br />

appropri<strong>at</strong>e for them: I myself now hurry <strong>to</strong> the themes belonging <strong>to</strong> my profession which<br />

follow.‖ 97<br />

Kepler ended his brief political digression with a consider<strong>at</strong>ion of Bodin‘s linkage<br />

between the st<strong>at</strong>e and God‘s cre<strong>at</strong>ion. Here, he wrote, ―I agree with his purpose as much as<br />

anyone‖ 98 —if not with all of his specifics—in linking the idea of harmony <strong>to</strong> the n<strong>at</strong>ural world.<br />

He briefly noted some of the harmonies which Bodin pointed <strong>to</strong> in the n<strong>at</strong>ural world, and then<br />

ended with a list of ―discords,‖ which also existed both in the government of men and in<br />

the government of the world: faults in the soul; monsters among animals; eclipses in the<br />

heaven; inexpressibles in geometry....; in the works of providence examples of divine<br />

anger and vengeance; among r<strong>at</strong>ional beings the devil. All of which are arranged by God<br />

the supreme Regent for good end, and the most complete harmony of all things. 99<br />

With this list of n<strong>at</strong>ural types of discord th<strong>at</strong> ultim<strong>at</strong>ely resulted in harmony, Kepler reminded his<br />

reader <strong>at</strong> the very end of his digression th<strong>at</strong> as in n<strong>at</strong>ure, so in politics—communal discord <strong>to</strong>o<br />

could end in concord and harmony. He then closed his digression with the prayer th<strong>at</strong> he could<br />

continue <strong>to</strong> serve God through his work in wh<strong>at</strong>ever ways possible.<br />

In his analysis of Kepler‘s political digression, August Nitschke has emphasized th<strong>at</strong><br />

though Kepler‘s appeal <strong>to</strong> political harmony seems <strong>to</strong> allow for the arbitrary and uncontrolled<br />

power of the ruler, in fact Kepler offers certain clear guidelines for rulers <strong>to</strong> follow. 100<br />

Harmony<br />

for Kepler, Nitschke reminds us, is not only an analogy, but also a cause. It has clear and visible<br />

effects throughout n<strong>at</strong>ure. Kepler had explained earlier in the Harmonice Mundi th<strong>at</strong> the<br />

97 Ibid. 276-77<br />

98 Ibid. 278<br />

99 Ibid. 279<br />

100 August Nitschke, ―Keplers Sta<strong>at</strong>s- und Rechtslehre,‖in Intern<strong>at</strong>ionales Kepler-Symposium,<br />

Band I, Weil der Stadt, 1971, (Hildesheim: HA Gerstenberg, 1973): 409-424.<br />

287


heavenly bodies moved as an expression of harmony, astrological influences were harmonic, and<br />

human souls<br />

take joy in the harmonic proportions in musical notes which they perceive…they move<br />

their bodies in dancing, their <strong>to</strong>ngues in speaking, in accordance with the same laws.<br />

Workmen adjust the blows of their hammers <strong>to</strong> it, soldiers their pace. Everything is<br />

lively while the harmonies persist, and drowsy when they are disrupted. 101<br />

In n<strong>at</strong>ure, Kepler argued, harmony led <strong>to</strong> motion, <strong>to</strong> action, and <strong>to</strong> joy. In politics, <strong>to</strong>o, harmony<br />

for Kepler was a cause in its own right, not simply a rhe<strong>to</strong>rical excuse for arbitrary rule. When<br />

Kepler wrote th<strong>at</strong> the harmonic ruler was concerned with the welfare of the st<strong>at</strong>e above all else,<br />

Nitschke argues, he relied on the idea of harmony as a political cause—as th<strong>at</strong> which fashioned<br />

men in<strong>to</strong> a united political community. Consequently, in Kepler‘s view rulers did not have<br />

unlimited power <strong>to</strong> make wh<strong>at</strong>ever arbitrary decisions they chose; r<strong>at</strong>her, the good ruler followed<br />

the principle of harmony only if all his actions contributed <strong>to</strong> political unity and the public good.<br />

The function of the ruler, th<strong>at</strong> is, was both <strong>to</strong> follow the model of harmony as a political ideal,<br />

and also <strong>to</strong> cre<strong>at</strong>e harmony in the st<strong>at</strong>e.<br />

Conclusion: Political Harmony and the N<strong>at</strong>ure of Politics<br />

Bodin and Kepler had much in common in their focus on harmony. Both saw it as a<br />

central principle th<strong>at</strong> underpinned the n<strong>at</strong>ural world, and both sought <strong>to</strong> link the harmony of<br />

n<strong>at</strong>ure <strong>to</strong> the harmony of church and st<strong>at</strong>e. Both lived in a world beset by uncertainty, violence,<br />

and strife, and both hoped <strong>to</strong> use their work <strong>to</strong> improve th<strong>at</strong> world and pave the way for peace.<br />

Yet when it came <strong>to</strong> linking n<strong>at</strong>ural and political harmony, Bodin and Kepler opted for two very<br />

different str<strong>at</strong>egies. Bodin emphasized the m<strong>at</strong>hem<strong>at</strong>ical found<strong>at</strong>ions of his harmonic theory in<br />

101 Ibid. 147. This is also the period in which military music came <strong>to</strong> be used as a way <strong>to</strong> keep<br />

soldiers marching in unison. See William H. McNeill, Keeping Together in Time: Dance and<br />

Drill in Human His<strong>to</strong>ry (Cambridge: Harvard <strong>University</strong> Press, 1997), 86.<br />

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order <strong>to</strong> highlight its certainty. As the found<strong>at</strong>ions for law and the monarchical st<strong>at</strong>e were<br />

increasingly shaken, Bodin <strong>at</strong>tempted <strong>to</strong> provide a new, stable basis for the French monarchy.<br />

He argued th<strong>at</strong> both the idea of monarchy and of absolute sovereignty were demonstrably rooted<br />

in the m<strong>at</strong>hem<strong>at</strong>ics of harmony, and hence th<strong>at</strong> m<strong>at</strong>hem<strong>at</strong>ics provided clear and direct rules, or<br />

laws, by which politics ought <strong>to</strong> be organized and conducted. By ending his Republic with a<br />

discussion of harmonic theory, Bodin sought <strong>to</strong> support his entire discussion of politics with a<br />

m<strong>at</strong>hem<strong>at</strong>ical found<strong>at</strong>ion: ―in order <strong>to</strong> safeguard the monarchy against the chaos of the Wars of<br />

Religion…he restructured government <strong>to</strong> correspond with universal laws th<strong>at</strong> were as<br />

m<strong>at</strong>hem<strong>at</strong>ically sound as they were musically sensible.‖ 102<br />

By highlighting Bodin‘s work in his own political digression, Kepler associ<strong>at</strong>ed his own<br />

ideas with those of Bodin; indeed, he noted th<strong>at</strong> when it came <strong>to</strong> the general linkage between the<br />

harmony of n<strong>at</strong>ure and the harmony of the st<strong>at</strong>e ―I agree with his purpose as much as anyone.‖<br />

Kepler, <strong>to</strong>o, was deeply troubled by the political instability and uncertainty of his own time, and<br />

hoped th<strong>at</strong> by his work he might provide a way for rulers <strong>to</strong> achieve and new and more lasting<br />

political harmony. Indeed, even in praising Bodin so highly Kepler highlighted the practical goal<br />

of worldly harmony, for few of his fellow Protestants would have had anything positive <strong>to</strong> say<br />

about the work of Bodin. Yet though Kepler linked his m<strong>at</strong>hem<strong>at</strong>ical and musical arguments <strong>to</strong><br />

his political discussion, he did so in a manner th<strong>at</strong> differed dram<strong>at</strong>ically from th<strong>at</strong> of Bodin.<br />

Bodin had sought <strong>to</strong> demonstr<strong>at</strong>e th<strong>at</strong> harmony was a m<strong>at</strong>hem<strong>at</strong>ical combin<strong>at</strong>ion of the geometric<br />

and arithmetic means, and th<strong>at</strong> th<strong>at</strong> combin<strong>at</strong>ion provided a m<strong>at</strong>hem<strong>at</strong>ical formula by which<br />

political harmony could be unders<strong>to</strong>od. Kepler disagreed with Bodin‘s m<strong>at</strong>hem<strong>at</strong>ical<br />

explan<strong>at</strong>ion, and argued th<strong>at</strong> harmony was a principle un<strong>to</strong> itself. And while th<strong>at</strong> principle might<br />

102 Van Orden, Music, Discipline, and Arms, 78.<br />

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e m<strong>at</strong>hem<strong>at</strong>ically described when it came <strong>to</strong> music, when it came <strong>to</strong> politics harmony provided<br />

no specifics for governance. Harmony when applied <strong>to</strong> politics, Kepler argued, pointed only <strong>to</strong><br />

the fact th<strong>at</strong> the public good and the welfare of the st<strong>at</strong>e should be preeminent. It offered a<br />

rel<strong>at</strong>ively free reign <strong>to</strong> rulers—royal, democr<strong>at</strong>ic, or aris<strong>to</strong>cr<strong>at</strong>ic, as the case may be—so long as<br />

they sought <strong>to</strong> actively foster the good of the st<strong>at</strong>e above all else. In fact, establishing <strong>to</strong>o<br />

specific a model for government would only hinder this goal in Kepler‘s view, and lead <strong>to</strong><br />

further disagreement.<br />

Kepler had long felt th<strong>at</strong> his work should benefit not just his direct employers, and not<br />

just individual expert readers, but r<strong>at</strong>her the world <strong>at</strong> large. ―I go about my business,‖ he wrote<br />

<strong>to</strong> Michael Maestlin in 1605, ―as if I did not serve the emperor but mankind and posterity.‖ 103<br />

In<br />

the Harmonice Mundi, the book he deemed his most important contribution and pinnacle of all<br />

his previous work, he hoped <strong>to</strong> make the benefit of his labors especially clear <strong>to</strong> his readers. In<br />

order <strong>to</strong> do so, he hoped <strong>to</strong> clearly demonstr<strong>at</strong>e the n<strong>at</strong>ure of harmony in all its manifest<strong>at</strong>ions—<br />

m<strong>at</strong>hem<strong>at</strong>ical, musical, astrological, and astronomical. To this he added political and religious<br />

harmony, and he dearly hoped th<strong>at</strong> his book might point the way <strong>to</strong> the harmony of church and<br />

st<strong>at</strong>e. To this end, he dedic<strong>at</strong>ed the book <strong>to</strong> James I of England, with the belief th<strong>at</strong> James was<br />

the sort of ruler who could take the lessons of the book <strong>to</strong> heart and implement them. He also<br />

included a ―political digression‖ <strong>at</strong> the very middle of the book, and gestured <strong>to</strong>ward the classical<br />

rhe<strong>to</strong>rical tradition in which ―digressions‖ were both separ<strong>at</strong>e from and central <strong>to</strong> the message<br />

th<strong>at</strong> a rhe<strong>to</strong>rician hoped <strong>to</strong> convey. Politics, he implied here, was distinct from the m<strong>at</strong>hem<strong>at</strong>ical<br />

and n<strong>at</strong>ural harmony of the world, but could also be informed by it in important ways. Yet those<br />

ways were highly general, and very unlike the detailed m<strong>at</strong>hem<strong>at</strong>ical support for monarchy th<strong>at</strong><br />

103 KGW 15:335: ―…sic me comparo, ac si non Caesarj sed generj humano posterisque<br />

serviam.‖<br />

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Bodin sought <strong>to</strong> loc<strong>at</strong>e in the m<strong>at</strong>hem<strong>at</strong>ics of harmony. M<strong>at</strong>hem<strong>at</strong>ical and n<strong>at</strong>ural harmony could<br />

provide a model for political and religious harmony, according <strong>to</strong> Kepler, yet such a model did<br />

not preference one kind of government over another. Instead, it focused on the end results of<br />

political action, while leaving the means <strong>to</strong> the discretion of the political ac<strong>to</strong>rs.<br />

Th<strong>at</strong> Kepler‘s idea of political harmony encompassed many different potential political<br />

models was clear not merely from the content of the political digression, but from the framing of<br />

the Harmonice Mundi as a whole. Kepler dedic<strong>at</strong>ed the book <strong>to</strong> the James as King of England,<br />

yet was explicit in th<strong>at</strong> dedic<strong>at</strong>ion about his own position as advisor <strong>to</strong> the Holy Roman Emperor.<br />

He wrote appreci<strong>at</strong>ively of the political work of Bodin, who supported monarchy in France,<br />

while also referring within his discussion of Bodin <strong>to</strong> his own identity as a German, and <strong>to</strong> <strong>at</strong><br />

least one area where the German approach <strong>to</strong> justice ought <strong>to</strong> be preferred. In framing the book<br />

with reference <strong>to</strong> England, France, and the Holy Roman Empire, Kepler demonstr<strong>at</strong>ed the fact<br />

th<strong>at</strong> his approach <strong>to</strong> political harmony might, in theory, embrace all three, so long as their rulers<br />

heeded his lessons. If the end result was political harmony and peace, then Kepler deemed it a<br />

positive one, regardless of the specific form and constitution of the government.<br />

At the same time, in citing Bodin, a C<strong>at</strong>holic, and dedic<strong>at</strong>ing his book <strong>to</strong> James, a<br />

Calvinist, Kepler, as a Lutheran, sought <strong>to</strong> demonstr<strong>at</strong>e th<strong>at</strong> one specific confession was not<br />

essential <strong>to</strong> the establishment of political harmony. Unlike Bodin, who in his writings focused<br />

more on n<strong>at</strong>ural theology than on the particularities of confession, Kepler vocally identified as a<br />

Lutheran—despite his excommunic<strong>at</strong>ion—and did discuss the details of confessional disputes in<br />

his writings. Yet though Kepler embraced a specific confessional stance, he—like Bodin—did<br />

not want <strong>to</strong> tie it <strong>to</strong> the st<strong>at</strong>e. Exiled from Graz himself when the C<strong>at</strong>holic rulers decided <strong>to</strong> expel<br />

the Protestant residents of the city, Kepler had suffered from the close linkage of politics and<br />

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eligion, and in his discussions of the st<strong>at</strong>e, as in those of Bodin, religion is noticeably absent.<br />

Though he did believe th<strong>at</strong> political and religious harmony went hand in hand, this was because<br />

he hoped for a more large-scale reunion of the confessions alongside the political stabiliz<strong>at</strong>ion of<br />

the European st<strong>at</strong>es, r<strong>at</strong>her than the imposition of one particular confessional stance on the st<strong>at</strong>e<br />

itself.<br />

In the end, Kepler‘s approach <strong>to</strong> politics drew in large part on his own experiences <strong>at</strong><br />

court and the ideas of neo-Tacitism so popular <strong>at</strong> the time. This approach <strong>to</strong> politics<br />

―implied…a broader and more flexible conception of social structure and change and the limits<br />

of policy and legisl<strong>at</strong>ion.‖ 104<br />

It implied a degree of rel<strong>at</strong>ivism, a belief th<strong>at</strong> politics was<br />

subjective, a focus on public utility, and a belief th<strong>at</strong> the welfare of the st<strong>at</strong>e, however it might<br />

achieved, ought <strong>to</strong> take precedence over pre-conceived ideas of ―just government.‖ It also<br />

emphasized th<strong>at</strong> politics was an art, a skill learned via experience r<strong>at</strong>her than via abstract<br />

m<strong>at</strong>hem<strong>at</strong>ical models. Indeed, throughout the sixteenth century the subjective n<strong>at</strong>ure of politics<br />

was often explicitly contrasted with the objective certainty of m<strong>at</strong>hem<strong>at</strong>ics. Tacitus was viewed<br />

as the preeminent political thinker precisely because his writings were based on observ<strong>at</strong>ion and<br />

experience, r<strong>at</strong>her than theoretical specul<strong>at</strong>ion. Plutarch had gotten it right when he emphasized<br />

in his Moralia th<strong>at</strong> while the rules of geometry were clear and unchanging, politics dealt with<br />

―things th<strong>at</strong> varie…and never meddleth with those th<strong>at</strong> are firme, stable, and<br />

immutable…[r<strong>at</strong>her, it] descendeth <strong>to</strong> things full of varietie, error, trouble, and confusion.‖ 105<br />

This is not <strong>to</strong> say th<strong>at</strong> Kepler sought <strong>to</strong> distance himself from the uncertainties of politics.<br />

As Imperial m<strong>at</strong>hem<strong>at</strong>ician—a role which, <strong>at</strong> Kepler‘s time, was primarily astrological and<br />

104 Donald Kelley, The Beginning of Ideology: Consciousness and Society in the French<br />

Reform<strong>at</strong>ion (Cambridge: Cambridge <strong>University</strong> Press, 1981), 206.<br />

105 Jessica Wolfe, Humanism, Machinery, and Renaissance Liter<strong>at</strong>ure (Cambridge: Cambridge<br />

<strong>University</strong> Press, 2004), 23.<br />

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astronomical—Kepler knew th<strong>at</strong> he needed <strong>to</strong> provide political advice <strong>to</strong> his employers. He<br />

argued th<strong>at</strong> astrology in and of itself could not provide a clear basis for political action, and<br />

warned his p<strong>at</strong>rons about the dangers inherent in political astrology—yet <strong>at</strong> the same time he<br />

provided detailed political advice of his own. In doing so, he sought <strong>to</strong> rely on his knowledge of<br />

politics as an art in itself—on his experiences <strong>at</strong> court, his readings of his<strong>to</strong>rical and political<br />

works like those of Tacitus, and his knowledge of the current and ever-changing political<br />

situ<strong>at</strong>ion. In emphasizing th<strong>at</strong> the successful court astrologer needed a firm grounding in politics<br />

if he hoped <strong>to</strong> provide accur<strong>at</strong>e predictions, Kepler essentially made the astrologer more of a<br />

politician, r<strong>at</strong>her than less of one. Astrology could not hope <strong>to</strong> be politically useful if it<br />

pretended <strong>to</strong> stand on its own merits—only in combin<strong>at</strong>ion with political acumen and experience<br />

could it play a serious and helpful role in court life.<br />

While Kepler sought <strong>to</strong> strengthen the linkage between astrology and politics, he sought<br />

<strong>at</strong> the same time <strong>to</strong> deemphasize the linkage between m<strong>at</strong>hem<strong>at</strong>ics and politics. In contrast <strong>to</strong><br />

Bodin and <strong>to</strong> l<strong>at</strong>er thinkers like Grotius and Hobbes who hoped <strong>to</strong> establish a ―m<strong>at</strong>hem<strong>at</strong>ics of<br />

politics‖, Kepler deliber<strong>at</strong>ely avoided a notion of political harmony th<strong>at</strong> was <strong>to</strong>o directly and<br />

explicitly m<strong>at</strong>hem<strong>at</strong>ical. While m<strong>at</strong>hem<strong>at</strong>ics could provide a model of harmony th<strong>at</strong> was<br />

relevant <strong>to</strong> the political sphere, and even a kind of general blueprint, it could not—and indeed, it<br />

should not—provide a detailed set of laws or rules by which st<strong>at</strong>es should be structured and run.<br />

Kepler‘s unders<strong>to</strong>od politics as <strong>to</strong>o much of a subjective art <strong>to</strong> be susceptible <strong>to</strong> explan<strong>at</strong>ion via<br />

m<strong>at</strong>hem<strong>at</strong>ical formulae. Though astrology itself spoke only of possibilities or inclin<strong>at</strong>ions, in<br />

Kepler‘s view, and thus might possibly be merged with an understanding of politics,<br />

m<strong>at</strong>hem<strong>at</strong>ics by its n<strong>at</strong>ure spoke of certainties and incontrovertible truths, truths which were<br />

incomp<strong>at</strong>ible with the ambiguity th<strong>at</strong> characterized political affairs. If Kepler made the<br />

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astrologer more of a politician, in other words, he made the m<strong>at</strong>hem<strong>at</strong>ician less of one. And<br />

much as the decision <strong>to</strong> avoid politics is itself a political decision, this very decoupling of<br />

m<strong>at</strong>hem<strong>at</strong>ics and politics had important political ramific<strong>at</strong>ions for Kepler, as we shall see in the<br />

next chapter. It allowed him <strong>to</strong> construct the figure of the m<strong>at</strong>hem<strong>at</strong>ician so as <strong>to</strong> make him<br />

uniquely suited <strong>to</strong> medi<strong>at</strong>e political disputes and provide solutions th<strong>at</strong> might be acceptable <strong>to</strong> all<br />

parties.<br />

I opened this chapter with Kepler‘s claim th<strong>at</strong> while men like Campanella and More<br />

wrote political u<strong>to</strong>pias, he would avoid politics in favor of philosophy. He wrote this in<br />

reference <strong>to</strong> his Somnium, in which Duracotus, the main character of the short text, journeys <strong>to</strong><br />

the moon and considers the earth from a new vantage point. Though Kepler certainly did not<br />

avoid politics in many of his other writings, it is true th<strong>at</strong> the Somnium does not discuss political<br />

issues explicitly, and focuses instead on questions of astronomy and n<strong>at</strong>ural philosophy like the<br />

motion of the earth or the effects of the <strong>at</strong>mosphere. Yet there is a way, <strong>to</strong>o, in which the<br />

Somnium can be deemed a u<strong>to</strong>pia with political relevance, for it does highlight—albeit<br />

indirectly—Kepler‘s own perspective when it came <strong>to</strong> the st<strong>at</strong>e and <strong>to</strong> issues of communal<br />

rel<strong>at</strong>ions more broadly. Kepler described in his own footnotes <strong>to</strong> the Somnium wh<strong>at</strong> he deemed<br />

―the thesis of this book‖:<br />

Wh<strong>at</strong> are for us among the main fe<strong>at</strong>ures of the entire universe: the twelve celestial signs,<br />

solstices, equinoxes, tropical years, sidereal years, equa<strong>to</strong>r, colures, tropics, arctic circles,<br />

and celestial poles, are all restricted <strong>to</strong> the very tiny terrestrial globe, and exist only in the<br />

imagin<strong>at</strong>ion of the earth dwellers. Hence, if we transfer the imagin<strong>at</strong>ion <strong>to</strong> another<br />

sphere, everything must be unders<strong>to</strong>od in an altered form. 106<br />

The main thesis of the Somnium, in other words, is th<strong>at</strong> much of wh<strong>at</strong> we take for granted as<br />

n<strong>at</strong>ural and necessary is actually only happenstance, or a result of our personal and limited<br />

106 Kepler's Somnium: The Dream, or Posthumous Work on Lunar Astronomy, Ed. and Trans.<br />

Edward Rosen (Madison: <strong>University</strong> of Wisconsin Press, 1967), 85.<br />

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perspectives. By moving from the earth <strong>to</strong> the moon, Kepler forced his narra<strong>to</strong>r, and his readers,<br />

<strong>to</strong> see the world differently, <strong>to</strong> challenge their preconceptions, and <strong>to</strong> recognize the inherent<br />

subjectivity of much of their situ<strong>at</strong>ions. 107<br />

This lesson was in part astronomical—Kepler hoped<br />

<strong>to</strong> demonstr<strong>at</strong>e th<strong>at</strong> the seeming centrality of the earth was merely a question of our limited<br />

terrestrial perspective. Yet it was also political. As Kepler emphasized throughout his writings<br />

on politics, in order <strong>to</strong> cre<strong>at</strong>e a stable and peaceful st<strong>at</strong>e rulers and their advisors needed <strong>to</strong><br />

consider each situ<strong>at</strong>ion on its own merits, <strong>to</strong> rely on their judgment and experience, and <strong>to</strong> place<br />

the welfare of the st<strong>at</strong>e and the public good above the law. Still more, politicians needed <strong>to</strong><br />

foster their ability <strong>to</strong> see beyond the obvious, <strong>to</strong> imagine altern<strong>at</strong>ive possibilities and outcomes,<br />

and <strong>to</strong> alter the truth, if necessary, if it furthered the gre<strong>at</strong>er good. The lessons of the Sominum,<br />

while perhaps not political <strong>at</strong> the level of More or Campanella, were in this way still uniquely<br />

suited <strong>to</strong> the political realm.<br />

Kepler deemed himself a public servant and focused most of his political writings on the<br />

global community, but he applied those lessons on a personal level as well. While Kepler<br />

yearned for the harmony of the world, he yearned <strong>at</strong> the same time for the personal harmony th<strong>at</strong><br />

seemed again and again <strong>to</strong> elude him. Cast out of his church, the community th<strong>at</strong> meant the<br />

most <strong>to</strong> him, Kepler found solace in the friendships he sustained with other scholars in the<br />

Republic of Letters. Through letters and meetings with these men—many of whom, <strong>to</strong>o,<br />

struggled <strong>to</strong> find their place in the communities th<strong>at</strong> overlapped with their idealized scholarly<br />

republic—Kepler found a measure of the harmony th<strong>at</strong> he devoted his life <strong>to</strong> elucid<strong>at</strong>ing. In the<br />

107 See also Elizabeth Spiller, ―Reading through Galileo's Telescope: Johannes Kepler's Dream<br />

for Reading Knowledge,‖ in Science, Reading, and Renaissance Liter<strong>at</strong>ure. The Art of Making<br />

Knowledge, 1580-1670 (Cambridge: Cambridge <strong>University</strong> Press, 2007), esp. 119-136.<br />

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middle of his political digression <strong>to</strong> the Harmonice Mundi, he paused <strong>to</strong> consider this kind of<br />

personal harmony. ―Friendships are given life by harmonic tempering,‖ he wrote.<br />

For wh<strong>at</strong> concord is <strong>to</strong> proportion, th<strong>at</strong> love, which is the found<strong>at</strong>ion of friendship, is <strong>to</strong><br />

the whole compass of human life…Although friendship cannot survive frequent<br />

injustices, yet it rejects laws, and refers everything <strong>to</strong> the sound and sober judgment of<br />

love, dispensing now equality, now proportionality, and when neither, always dispensing<br />

wh<strong>at</strong> seems in the immedi<strong>at</strong>e situ<strong>at</strong>ion <strong>to</strong> make for the preserv<strong>at</strong>ion of love, which is also<br />

goaded on, as harmony is by discords, and as fire is by an iron poker, by a few injustices<br />

and renews its strength by free forgiveness of them. 108<br />

The harmony of the world, Kepler firmly believed, existed everywhere in n<strong>at</strong>ure—in the motions<br />

of the heavenly bodies, in two voices raised in song, and in the soul of man, <strong>at</strong>tuned <strong>to</strong> the<br />

harmony of the crea<strong>to</strong>r in whose image he was fashioned. It ought <strong>to</strong> exist in church and st<strong>at</strong>e as<br />

well, and Kepler bitterly bemoaned the discord th<strong>at</strong> characterized his own time. The harmony of<br />

personal friendship was one intermedi<strong>at</strong>e step between n<strong>at</strong>ure and community, and though it was<br />

characterized by occasional discord, it could overcome th<strong>at</strong> discord all the stronger. Kepler‘s<br />

personal life was characterized by the same kind of strife th<strong>at</strong> seemed <strong>to</strong> exist all around him. ―I<br />

am a guest, a foreigner, almost unknown,‖ he wrote <strong>to</strong> M<strong>at</strong>thais Bernegger from Sagan. ―I am<br />

all but deaf <strong>to</strong> the local language, I am in turn considered a barbarian….There is no house of my<br />

own here, and I have no place in the church, from whose g<strong>at</strong>e I have departed.‖ 109<br />

Wh<strong>at</strong><br />

consoled him were his friendships with men like Bernegger, and the hope th<strong>at</strong> in his own life, as<br />

in the world <strong>at</strong> large, discord would ultim<strong>at</strong>ely lead <strong>to</strong> an even gre<strong>at</strong>er harmony.<br />

108 Harmony of the World, 263<br />

109 KGW 18:1111: ―Hospes, peregrinus, pene ignotus, et tantum non surdus sum ad idioma<br />

vicissimque barbarus habeor. Mos hic est, in aedibus parentum sponsae nuptias instituere<br />

triduanas: mihi propria domus nulla; in templo sedes nulla, ex quo ab ejus ostio aberro.‖<br />

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Chapter 6:<br />

“The Christian Resolution of the Calendar”:<br />

Kepler and Calendar Reform<br />

In 1588, Michel de Montaigne grumbled about the effects of the calendar reforms<br />

instituted by Pope Gregory several years earlier. ―The recent eclipse by the pope of ten days has<br />

taken me so low th<strong>at</strong> I cannot well get used <strong>to</strong> it,‖ he wrote. ―I grit my teeth, but my mind is<br />

always ten days ahead or ten days behind.‖ 1<br />

Though confusion about the Gregorian calendar<br />

reform was widespread, acceptance of its legitimacy tended <strong>to</strong> fall along confessional lines;<br />

C<strong>at</strong>holics typically supported the new calendar, while Protestants tended <strong>to</strong> reject it because of<br />

its papal origins. Kepler, along with Tycho Brahe, is often cited as an exception <strong>to</strong> this rule.<br />

Conventional wisdom holds th<strong>at</strong> Kepler was one of the few Protestants able <strong>to</strong> rise above his<br />

confessional allegiance and recognize the superiority of the Gregorian calendar; this is taken <strong>to</strong><br />

reveal the extent <strong>to</strong> which Kepler placed more value on astronomical precision than on<br />

theological wrangling. 2 Yet such a claim gre<strong>at</strong>ly oversimplifies Kepler‘s approach <strong>to</strong> the<br />

complex issue of calendar reform, an approach which evolved from his days as a schoolteacher<br />

in Graz <strong>to</strong> his tenure as Imperial m<strong>at</strong>hem<strong>at</strong>ician. At the same time, such a claim ignores the<br />

1 Essays, Book III, Chapter XI: ―Of Cripples‖<br />

2 See H. M Nobis, ―The Reaction of Astronomers <strong>to</strong> the Gregorian Calendar,‖ in Gregorian<br />

Reform of the Calendar: Proceedings of the V<strong>at</strong>ican Conference <strong>to</strong> Commemor<strong>at</strong>e its 400th<br />

Anniversary, 1582-1992, Eds. G. V. Coyne, M. A. Hoskin, and O. Pedersen (V<strong>at</strong>ican City:<br />

Pontifical Academy of Sciences, Specolo V<strong>at</strong>icano, 1983), 244; Gerald J. Whitrow, Time in<br />

His<strong>to</strong>ry: Views of Time from Prehis<strong>to</strong>ry <strong>to</strong> the Present Day (Oxford: Oxford <strong>University</strong> Press,<br />

1990), 118; Johannes Janssen; His<strong>to</strong>ry of the German People <strong>at</strong> the Close of the Middle Ages,<br />

Volume 10, trans. A. M. Christie, M. A. Mitchell (London: K. Paul, Trench, Trübner, & co., ltd.,<br />

1905), 55. Indeed, Kepler‘s preference for the Gregorian calendar is even cited—wrongly—as<br />

the basis for his excommunic<strong>at</strong>ion in Linz. (See, for example, Roscoe Lamont, ―The Reform of<br />

the Julian Calendar,‖ 18-32, in Popular Astronomy 28 [Berkeley: <strong>University</strong> of California,<br />

1920].)<br />

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centrality of theology both <strong>to</strong> Kepler‘s life generally, and more specifically <strong>to</strong> his evolving<br />

approach <strong>to</strong> the particular question of the calendar.<br />

In this chapter, I offer an account of Kepler‘s approach <strong>to</strong> the reform of the calendar and<br />

the manner in which th<strong>at</strong> approached changed over time. Beginning with a short survey of the<br />

st<strong>at</strong>e of the calendar deb<strong>at</strong>es <strong>at</strong> the end of the sixteenth century, I move first <strong>to</strong> a 1597 letter of<br />

Kepler‘s <strong>to</strong> Michael Maestlin, in which he argued strongly for the adoption of the Gregorian<br />

calendar by its Protestant opponents. I then focus the majority of the chapter on an unpublished<br />

dialogue Kepler wrote around the year 1604, in which he proposed not the adoption of the<br />

Gregorian calendar, but r<strong>at</strong>her a differently reformed Julian calendar. Finally, I briefly consider<br />

some of the documents th<strong>at</strong> Kepler drafted for his Imperial employers on the question of the<br />

calendar between 1607 and 1613, which once again urged the adoption of the Gregorian<br />

calendar, but with certain key changes.<br />

My central claim in this chapter is th<strong>at</strong> Kepler‘s changing approach <strong>to</strong> the question of<br />

calendar reform was closely tied with his growing awareness of the raging confessional conflicts<br />

in early seventeenth-century Europe, and his desire <strong>to</strong> help resolve those conflicts. Many of<br />

Kepler‘s contemporaries saw the Kalenderstreit as an essentially religious dispute, and his<strong>to</strong>rians<br />

have typically portrayed the calendar dispute as a microcosm of the broader confessional discord<br />

dividing C<strong>at</strong>holics and Protestants. 3<br />

Kepler, <strong>to</strong>o, recognized the theological underpinnings of the<br />

issue, yet <strong>to</strong>ok them one step further, arguing th<strong>at</strong> the calendar deb<strong>at</strong>e could be seen not only as a<br />

3 See, for example, Ferdinand Kaltenbrunner, ―Die Polemik über die Gregorianische<br />

Kalenderreform,‖ Sitzungsberichte der Kaiserlichen Akademie von Wissenschaften zu Wien,<br />

Philosophisch-his<strong>to</strong>rische Klasse 87 (1877): 485-586; Felix Stieve, ―Der Kalenderstreit des 16.<br />

Jahrhunderts,‖ Abhandlungen der Bayerischen Akademie der Wissenschaften, His<strong>to</strong>rische Classe<br />

15 (1880); and Bernd Roeck, Eine Stadt in Krieg und Frieden. Studien zur Geschichte der<br />

Reichstadt Augsburg zwischen Kalenderstreit und Parität, vol. 1 (Göttingen: Vandenhoeck &<br />

Ruprecht, 1989).<br />

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microcosm of confessional conflict, but also as a model for confessional reconcili<strong>at</strong>ion. In his<br />

1604 dialogue, in particular, he used the issue of calendar reform both <strong>to</strong> suggest the manner in<br />

which the fissures in Christendom could be repaired, and also <strong>to</strong> offer a specific model for a kind<br />

of churchly unity, one th<strong>at</strong> did not depend on absolute agreement on points of doctrine between<br />

the confessions. Resolving the problem of the calendar would provide both a step on the p<strong>at</strong>h <strong>to</strong><br />

a reunified Christendom, in Kepler‘s view, and a vision of wh<strong>at</strong> such a reunified Christendom<br />

might look like.<br />

Closely intertwined with this argument, my second claim in this chapter is th<strong>at</strong> Kepler<br />

used the issue of calendar reform and its resolution <strong>to</strong> articul<strong>at</strong>e his conception of the proper<br />

political and social role of the m<strong>at</strong>hem<strong>at</strong>ician. Specifically, he portrayed the m<strong>at</strong>hem<strong>at</strong>ician as a<br />

vital media<strong>to</strong>r and concilia<strong>to</strong>r, who through his craft provided not only a model of harmony, but<br />

also a resolution <strong>to</strong> the specifics of certain controversies which led <strong>to</strong> disharmony in church and<br />

st<strong>at</strong>e. At the same time, he <strong>to</strong>ok care <strong>to</strong> emphasize th<strong>at</strong> in order for m<strong>at</strong>hem<strong>at</strong>icians <strong>to</strong><br />

successfully embrace this role, they needed <strong>to</strong> cultiv<strong>at</strong>e their detachment from political and<br />

religious ties. M<strong>at</strong>hem<strong>at</strong>icians could only effect real compromise on religious and political<br />

issues, Kepler argued, if they made clear th<strong>at</strong> they were governed by the rules of their discipline<br />

alone, and not by the ordinances of the emperor or the pope, nor by their own personal biases.<br />

Kepler‘s arguments about the proper role of the m<strong>at</strong>hem<strong>at</strong>ician were inextricably linked<br />

with his own personal role as Imperial m<strong>at</strong>hem<strong>at</strong>ician, a political position which I examined in<br />

some depth in the previous chapter. They also offer some insight in<strong>to</strong> the larger s<strong>to</strong>ry of the<br />

rel<strong>at</strong>ionship between science and court in early modern Europe. Much of the liter<strong>at</strong>ure on early<br />

modern astronomy emphasizes the court as a crucial new locale, the mid-point in a gradual move<br />

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from the university <strong>to</strong> the scientific society or academy. 4<br />

In this view, the court provided<br />

astronomers with a more open and constructive space in which <strong>to</strong> practice their art, a space<br />

unhindered by the intellectual constraints and disciplinary hierarchies of the university. By<br />

extension, by linking their practices with the social prestige of the court, astronomers could<br />

legitim<strong>at</strong>e their work and enhance the st<strong>at</strong>us of a discipline previously deemed secondary <strong>to</strong><br />

n<strong>at</strong>ural philosophy. Galileo is cited as the preeminent example of someone who thrived in a<br />

courtly environment, and cleverly used the court culture of p<strong>at</strong>ronage and exchange in order <strong>to</strong><br />

gain support and legitimacy for his astronomical work, earning the title of ―court philosopher and<br />

m<strong>at</strong>hem<strong>at</strong>ician‖ in the process. 5<br />

Kepler certainly has a place in this s<strong>to</strong>ry; after he was expelled from Graz and refused his<br />

request for a faculty position <strong>at</strong> Tübingen, the court provided him with a place of refuge and the<br />

opportunity <strong>to</strong> pursue his astronomical interests. Yet though Kepler embraced the chance offered<br />

<strong>to</strong> him by Tycho and Rudolf, this chapter, like the last, reveals the extent <strong>to</strong> which he accepted<br />

the mantle of Imperial m<strong>at</strong>hem<strong>at</strong>ician with some apprehension, and uneasily negoti<strong>at</strong>ed the<br />

boundary between his role as politicus and his role as m<strong>at</strong>hem<strong>at</strong>icus. Pamela Smith describes the<br />

sharp contrasts felt by seventeenth-century scholars between the values of the Republic of<br />

Letters and the values of court society; for her protagonists, ―the tension they felt between court<br />

4 See, for example, Robert Westman, ―The Astronomer‘s Role in the Sixteenth Century: A<br />

Preliminary Study,‖ His<strong>to</strong>ry of Science 18(1980): 105-147. See also Bruce Moran, ―P<strong>at</strong>ronage<br />

and Institutions: Courts, Universities, and Academies in Germany: An Overview 1500-1750,‖ in<br />

P<strong>at</strong>ronage and Institutions: Science, Technology, and Medicine <strong>at</strong> the European Court, 1500-<br />

1750, Ed. Bruce Moran, et al. (Rochester: Boydell and Brewer, 1991); Mario Biagioli,<br />

―Scientific Revolution, Social Bricolage, and Etiquette,‖ in The Scientific Revolution in N<strong>at</strong>ional<br />

Context, eds. Roy Porter and Mikulas Teich (Cambridge: Cambridge <strong>University</strong> Press, 1992);<br />

and Nicholas Jardine, ―The Places of Astronomy in Early Modern Culture,‖ Journal for the<br />

His<strong>to</strong>ry of Astronomy 29 (1998): 49-62.<br />

5 See Mario Biagioli, Galileo, Courtier: The Practice of Science in the Culture of Absolutism<br />

(Chicago: <strong>University</strong> of Chicago Press, 1993).<br />

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privileges and the life of the mind was palpable in their work.‖ 6<br />

Kepler, <strong>to</strong>o, worried more<br />

generally about the damage caused <strong>to</strong> the discipline of m<strong>at</strong>hem<strong>at</strong>ics and <strong>to</strong> the reput<strong>at</strong>ion of<br />

m<strong>at</strong>hem<strong>at</strong>icians by their ties <strong>to</strong> politics, damage which could limit their potential for good. He<br />

believed th<strong>at</strong> this worry was born out by the calendar conflict, as each side‘s m<strong>at</strong>hem<strong>at</strong>ical<br />

integrity was compromised by its political and religious allegiances. Kepler‘s uncertainties<br />

about his courtly role are an important reminder th<strong>at</strong> the move from university <strong>to</strong> court was not<br />

simply a move from a restricted <strong>to</strong> a freer environment—the court setting came with restrictions<br />

of its own.<br />

In the face of his uncertainties about his role as political advisor, Kepler used his 1604<br />

dialogue <strong>to</strong> illustr<strong>at</strong>e wh<strong>at</strong> he believed <strong>to</strong> be the ideal—m<strong>at</strong>hem<strong>at</strong>icians unhampered by political<br />

ties, free <strong>to</strong> follow the rules of their craft alone, and thus <strong>to</strong> act as true and unbiased media<strong>to</strong>rs<br />

and concilia<strong>to</strong>rs. In reality, of course, Kepler could not escape his political duties, and he served<br />

as the voice of the emperor when it came <strong>to</strong> the question of the calendar, eventually advancing an<br />

official proposal which differed in some respects from his own views. Even th<strong>at</strong> proposal was<br />

ultim<strong>at</strong>ely unsuccessful, and the calendar conflict continued, as the confessional divide became<br />

only more entrenched and violent over the course of his lifetime. Yet by examining his writings<br />

on the calendar conflict, we gain a clearer picture of the kind of community Kepler hoped <strong>to</strong><br />

cre<strong>at</strong>e, and the role he hoped <strong>to</strong> fill in order <strong>to</strong> bring it about.<br />

6 Pamela Smith, The Business of Alchemy: Science and Culture in the Holy Roman Empire<br />

(Prince<strong>to</strong>n: Prince<strong>to</strong>n <strong>University</strong> Press, 1997), 43.<br />

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The Gregorian Calendar Reform and Protestant Reactions: A Brief His<strong>to</strong>ry 7<br />

The solar Julian calendar was introduced by Julius Caesar in 46 BC as the civil calendar<br />

of the Roman Empire, and it subsequently became the civil calendar of Christian Europe. Since<br />

it assumed the average year length <strong>to</strong> be 365 ¼ days, it divided the year in<strong>to</strong> 365 days, with a<br />

leap day added <strong>to</strong> February every four years <strong>to</strong> account for the extra quarter days. The vernal<br />

equinox was assumed <strong>to</strong> be March 25. In addition <strong>to</strong> this civil calendar, the church needed a<br />

method by which <strong>to</strong> correl<strong>at</strong>e lunar and solar time, in order <strong>to</strong> properly set the d<strong>at</strong>es for moveable<br />

feasts like Easter, which were tied <strong>to</strong> particular seasons of the year. For this purpose, the church<br />

used the 19-year Me<strong>to</strong>nic luni-solar cycle, which helped <strong>to</strong> determine on wh<strong>at</strong> solar d<strong>at</strong>es the<br />

new moons of a given year would occur. 8<br />

There were two problems with this overall arrangement. First, the periods of revolution<br />

of the lunar and solar years are incommensurable, so th<strong>at</strong> the Julian year is somewh<strong>at</strong> longer than<br />

the year in the Me<strong>to</strong>nic cycle. This introduced an error in the age of the moon of approxim<strong>at</strong>ely<br />

one day in 300 years. Second, the Julian length of the solar year is slightly longer than the actual<br />

7 On the larger <strong>to</strong>pic of the Gregorian calendar reform, see Ferdinand Kaltenbrunner, ―Die<br />

Vorgeschichte der Gregorianischen Kalenderreform,‖ Sitzungsberichte der kaiserlichen<br />

Akademie von Wissenschaften zu Wien, Philosophisch-his<strong>to</strong>rische Klasse, 82 (1876): 289-414;<br />

and Gregorian Reform of the Calendar: Proceedings of the V<strong>at</strong>ican Conference <strong>to</strong><br />

Commemor<strong>at</strong>e its 400th Anniversary, 1582-1992, Eds. G. V. Coyne, M. A. Hoskin, and O.<br />

Pedersen (V<strong>at</strong>ican City: Pontifical Academy of Sciences, Specolo V<strong>at</strong>icano, 1983). In particular,<br />

on the st<strong>at</strong>e of the calendar before the reform, see O. Pederson, ―The Ecclesiastical Calendar and<br />

the Life of the Church,‖ 17-74, and J. D. North, ―The Western Calendar—‗In<strong>to</strong>lerabilis,<br />

Horribilis, et Derisibilis.‘Four Centuries of Discontent,‖ 75-113, all in th<strong>at</strong> volume. Also in the<br />

same volume, for the specifics of the Gregorian Reform, see Gordon Moyer, ―Aloysius Lilius<br />

and the ‗Compendium Novae R<strong>at</strong>ionis Restituendi Kalendarium,‘‖ 171-188. On the reaction of<br />

Protestants <strong>to</strong> the Gregorian reforms, see H. M Nobis, ―The Reaction of Astronomers <strong>to</strong> the<br />

Gregorian Calendar,‖ 243-251; and Michael Hoskin, ―The Reception of the Calendar by Other<br />

Churches,‖ 255-264. See also Kaltenbrunner, ―Die Polemik‖ and Stieve, ―Der Kalenderstreit.‖<br />

8 The Me<strong>to</strong>nic cycle contains 235 lun<strong>at</strong>ions, or new moons, over 19 years, with seven<br />

intercal<strong>at</strong>ed half days and one omitted day, or saltus lunae, <strong>at</strong> the end of the cycle; in addition,<br />

seven solar years of the cycle are embolistic years, with an intercal<strong>at</strong>ed month.<br />

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tropical year (the time it takes the sun <strong>to</strong> return <strong>to</strong> the same position along the ecliptic), leading <strong>to</strong><br />

an error of 11 minutes and 14 seconds each year, or one day in 129 years. Both of these errors<br />

were principally problem<strong>at</strong>ic because of the need <strong>to</strong> accur<strong>at</strong>ely calcul<strong>at</strong>e the d<strong>at</strong>e of Easter.<br />

According <strong>to</strong> the Council of Nicaea in 325 AD, Easter Sunday was established as the first<br />

Sunday after the first full moon occurring immedi<strong>at</strong>ely after the vernal equinox. The Council,<br />

recognizing th<strong>at</strong> some slippage had already occurred since the time of Julius Caesar, fixed the<br />

d<strong>at</strong>e of the vernal equinox <strong>to</strong> March 21, r<strong>at</strong>her than 25, but did not establish measures <strong>to</strong> correct<br />

for the faulty length of the Julian year; consequently, the astronomical vernal equinox continued<br />

<strong>to</strong> move forward in time. Likewise, nothing was done <strong>to</strong> better correl<strong>at</strong>e the lunar and solar<br />

years and allow for a more accur<strong>at</strong>e determin<strong>at</strong>ion of the d<strong>at</strong>e of the new moon. By the midsixteenth<br />

century, the astronomical vernal equinox was occurring on March 11, ten days earlier<br />

than the set d<strong>at</strong>e of March 21, and astronomical new moons were occurring four days before<br />

ecclesiastical new moons.<br />

Of course, the problems with the Julian calendar were apparent even before the sixteenth<br />

century, and <strong>at</strong>tempts <strong>at</strong> reform were initi<strong>at</strong>ed, though never completed. Pope Clement VI had<br />

briefly considered the question of calendar reform in 1344, as had the Council of Constance in<br />

1417—both times without resolution. Nicholas of Cusa sought <strong>to</strong> reform the calendar <strong>at</strong> the<br />

Council of Basle shortly thereafter, also unsuccessfully, while in 1476, Regiomontanus was<br />

called <strong>to</strong> Rome <strong>to</strong> consult on the question of the calendar, but died before the question could be<br />

seriously addressed. At the L<strong>at</strong>eran Council, Paul of Middelburg <strong>to</strong>ok up the reform of the<br />

calendar, and recruited other expert opinions on the subject. Copernicus, asked for his views,<br />

declined <strong>to</strong> comment, arguing th<strong>at</strong> the motions of the sun and moon were not yet well enough<br />

unders<strong>to</strong>od <strong>to</strong> successfully reform the calendar, and the Council ended with no conclusion<br />

303


eached. The Council of Trent finally jump-started the reform process in 1563, with the decision<br />

<strong>to</strong> amend the missal and breviary, which included the calendar on which they were based. And<br />

the reform process was finally completed in 1582, when Pope Gregory XIII cre<strong>at</strong>ed a<br />

commission, headed by the Jesuit m<strong>at</strong>hem<strong>at</strong>ician Chris<strong>to</strong>ph Clavius, <strong>to</strong> reform the calendar based<br />

on the recommend<strong>at</strong>ions of astronomer Aloysius Lilius. The commission wrote up their plan in<br />

the Compendium novae r<strong>at</strong>ionis restituendi Kalendarii, which they sent out <strong>to</strong> m<strong>at</strong>hem<strong>at</strong>icians <strong>at</strong><br />

C<strong>at</strong>holic universities throughout Europe for feedback. After some change based on the feedback,<br />

Gregory XIII enacted the reforms in his Bull Inter Gravissimas on February 24, 1582, published<br />

along with the Canones in Kalendarium Gregorianum Perpetuum.<br />

The Gregorian reform encompassed several changes. First, in order <strong>to</strong> remedy the fact<br />

th<strong>at</strong> there were approxim<strong>at</strong>ely three days <strong>to</strong>o many in each 400 years, the new calendar dropped<br />

three leap years in th<strong>at</strong> amount of time, by allowing th<strong>at</strong> the last year of a century would only be<br />

a leap year if it were divisible by 400. This <strong>to</strong>o left an error of one day in 3333 years, which the<br />

reformers recognized, but deemed small enough <strong>to</strong> be acceptable. The new calendar also<br />

reestablished March 21 as the true vernal equinox, in accordance with the decree of the Council<br />

of Nicaea, by dropping ten days from the calendar. Thus the papal Bull specified th<strong>at</strong> Oc<strong>to</strong>ber 4,<br />

1582 would be followed by Oc<strong>to</strong>ber 15. Finally, Lilius‘s primary achievement in reforming the<br />

calendar was his correction of the epact cycle. In brief, there were two methods by which the<br />

lunar phases could be tabul<strong>at</strong>ed in the Me<strong>to</strong>nic cycle in order <strong>to</strong> easily determine on wh<strong>at</strong> solar<br />

d<strong>at</strong>e a new moon would occur, and by extension <strong>to</strong> set the d<strong>at</strong>e of Easter—the epacts were one,<br />

and the Golden Numbers another. 9<br />

Both methods were in error by the time of the Gregorian<br />

9 The Golden Number represented the number of the year within the nineteen year cycle; they<br />

thus ran from I <strong>to</strong> XIX and were assigned <strong>to</strong> successive years, such th<strong>at</strong> all years with the same<br />

Golden Number had the first full moon on the same d<strong>at</strong>e; likewise, a year with Golden Number<br />

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Reforms. In Lilius‘s calendrical modific<strong>at</strong>ions, the Golden Number, then considered most<br />

important for the calcul<strong>at</strong>ion of Easter, was replaced by an improved epact cycle, which adjusted<br />

both for the discrepancy between the ecclesiastical and astronomical new moons and the changes<br />

<strong>to</strong> the solar calendar made in the Gregorian reforms. 10<br />

The Gregorian calendar was accepted immedi<strong>at</strong>ely in C<strong>at</strong>holic Europe, yet was received<br />

by Protestants with suspicion and hostility. This was due in large part <strong>to</strong> the manner in which the<br />

reform had been conducted, and in particular <strong>to</strong> its papal origins, r<strong>at</strong>her than <strong>to</strong> any strong<br />

opposition <strong>to</strong> the idea of calendar reform in itself. After all, Luther himself had recognized the<br />

problems of the Julian calendar in his 1539 Von den Konziliis und Kirchen. Yet he had argued<br />

first th<strong>at</strong> it was unnecessary <strong>to</strong> tie the solar d<strong>at</strong>e of Easter <strong>to</strong> the lunar calendar <strong>at</strong> all, and<br />

recommended instead a fixed d<strong>at</strong>e for Easter, following the example of Christmas. And more<br />

II would have its first full moon 11 days earlier than years with Golden Number I. One could<br />

simply calcul<strong>at</strong>e the golden number as 1 + A.D. mod 19, th<strong>at</strong> is, by adding 1 <strong>to</strong> the year d<strong>at</strong>e and<br />

dividing the sum by 19, with the remainder representing the Golden Number for th<strong>at</strong> year. The<br />

epact number was a rel<strong>at</strong>ed calcul<strong>at</strong>ing device. The epact of a given year signified the age of the<br />

moon on either January 1 or March 22, the earliest possible d<strong>at</strong>e for Easter (this varied<br />

his<strong>to</strong>rically). Based on the epact number of a given year, the d<strong>at</strong>e of the first new moon and the<br />

first full moon could be calcul<strong>at</strong>ed, and from this one could calcul<strong>at</strong>e the d<strong>at</strong>es of the moons of<br />

the following months. The epact increased by 11 days each year, because of the 11 day<br />

difference between the solar and lunar year. When the epact number was gre<strong>at</strong>er than 30 days,<br />

one subtracted 30 <strong>to</strong> get the epact number for the next year, and intercal<strong>at</strong>ed a lunar month <strong>to</strong> th<strong>at</strong><br />

year. The epact could be calcul<strong>at</strong>ed as AD mod 19 X 11 mod 30; as is clear, it was closely<br />

linked with the golden number. Indeed, before the Gregorian Reform it was supplied specifically<br />

by the golden number, such th<strong>at</strong> if one knew the golden number one au<strong>to</strong>m<strong>at</strong>ically arrived <strong>at</strong> the<br />

epact. In supplying a corrected epact cycle, Lilius essentially broke the link between the epacts<br />

and the golden numbers.<br />

10 This was done via a solar equ<strong>at</strong>ion, which expressed the difference between the Julian and<br />

Gregorian calendars, and increased by 1 every hundred years not divisible by 400, and a lunar<br />

equ<strong>at</strong>ion, which expressed the difference between the Julian calendar and the Me<strong>to</strong>nic cycle, and<br />

increased by 8 days every 2500 years. In order <strong>to</strong> express all this simply, a table was provided<br />

for each month of the year, along with an expanded table of the epacts for successive years. The<br />

entire cycle was <strong>to</strong> repe<strong>at</strong> every 7000 years. Even with the correction, the astronomical and<br />

ecclesiastical new moons still differed, both because Lilius‘s cycle relied on the mean, r<strong>at</strong>her<br />

than the true moon, and <strong>to</strong> ensure th<strong>at</strong> Easter and Passover did not coincide.<br />

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importantly for the m<strong>at</strong>ter <strong>at</strong> hand, he argued th<strong>at</strong> reform of the civil calendar ought <strong>to</strong> be left <strong>to</strong><br />

political, r<strong>at</strong>her than religious authorities. Following Luther‘s lead, German Protestants objected<br />

<strong>to</strong> the Pope‘s meddling in wh<strong>at</strong> they saw as political business, suitable for the emperor alone.<br />

In fact, the issue of the calendar had come under discussion in the empire shortly after the<br />

introduction of the papal calendar in 1582, <strong>at</strong> the Reichstag in Augsburg of the same year.<br />

There, Rudolf had requested reports on the question of the calendar reform from all of his<br />

elec<strong>to</strong>rs. Protestant elec<strong>to</strong>rs like the Langrave of Hesse and Augustus of Saxony had argued<br />

against the new introduction of the new calendar, but Rudolf ultim<strong>at</strong>ely decided <strong>to</strong> introduce the<br />

reform throughout the empire. He issued a proclam<strong>at</strong>ion in September of 1583 which ordered<br />

the adoption of the Gregorian calendar, starting in January of 1584; in it, he <strong>to</strong>ok care <strong>to</strong> avoid<br />

any reference <strong>to</strong> its religious character or its papal author, noting only th<strong>at</strong> it was necessary for<br />

the empire <strong>to</strong> conform <strong>to</strong> the d<strong>at</strong>ing of other lands. Yet Protestants in the Empire were well<br />

aware of the papal bull and—convinced th<strong>at</strong> this was a religious issue—refused <strong>to</strong> adopt the new<br />

calendar.<br />

The city of Augsburg presents one particularly noteworthy example of the calendar<br />

conflict and its effects. 11<br />

When the new calendar was first issue by the pope, Augsburg was a biconfessional<br />

city, ruled by C<strong>at</strong>holics but with Protestants forming the majority of the populace.<br />

Even before the emperor‘s general proclam<strong>at</strong>ion, the city council of Augsburg decided in<br />

January of 1583 <strong>to</strong> introduce the new calendar, and maintained th<strong>at</strong> it did so ―for purely civic and<br />

political reasons...without the least intention, however, of obstructing or interfering in any way in<br />

11 See, for example, C. Scott Dixon, ―Urban Order and Religious Coexistence in the German<br />

Imperial City: Augsburg and Donauwörth, 1548–1608,‖ Central European His<strong>to</strong>ry 40 (2007): 1–<br />

33.<br />

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the teaching, belief, order, or ceremonies of one or the other of the two religions.‖ 12<br />

Yet the<br />

Lutherans were not convinced; preachers argued against the new calendar from the pulpit, and<br />

the Lutheran residents continued <strong>to</strong> conspicuously observe holidays according <strong>to</strong> the Julian<br />

calendar. Butchers refused <strong>to</strong> slaughter according <strong>to</strong> the times of Gregorian-calendar holidays,<br />

and Lutheran members of the city court refused <strong>to</strong> appear during Julian-calendar holidays. The<br />

issue became violent when the C<strong>at</strong>holic city council <strong>at</strong>tempted <strong>to</strong> banish Georg Müller, the<br />

leading Lutheran preacher in Augsburg and a strident opponent of the new calendar. Müller was<br />

freed by the city‘s Lutherans as he was being escorted out of <strong>to</strong>wn, and an armed riot ensued.<br />

Eventually, Lutheran clergymen ordered the people <strong>to</strong> lay down arms and return home, but the<br />

conflict itself was anything but resolved.<br />

In addition <strong>to</strong> public sermons, Protestant theologians across the empire published short<br />

pamphlets and longer <strong>to</strong>mes arguing against the Gregorian calendar reform. One noteworthy<br />

example is Jacob Heerbrand, Professor of Theology <strong>at</strong> Tübingen, who published the 1584<br />

Disput<strong>at</strong>io de adiaphoris, et calendario Gregoriano. In it, he referred <strong>to</strong> the new calendar as a<br />

product of the ―"the anti-Christ and the devil,‖ and argued th<strong>at</strong> if German Protestants accepted<br />

the calendar, they would ultim<strong>at</strong>ely be accepting the religious authority of the C<strong>at</strong>holic pope. 13<br />

―We do not recognize this legisla<strong>to</strong>r, this calendar-maker,‖ he wrote, ―just as we do not hear the<br />

shepherd of the flock of the Lord, but a howling wolf.‖ 14<br />

Likewise, the theologians <strong>at</strong> the<br />

<strong>University</strong> of Tübingen issued an opinion on the calendar in 1583, in which they recommended<br />

12 Ibid. 12.<br />

13 On the particular reactions of Heerbrand and Maestlin <strong>to</strong> the Gregorian reforms, see Charlotte<br />

Methuen, ―Time Human or Time Divine: Theological Aspects in Opposing the Gregorian<br />

Calendar Reform,‖ in Science and Theology in the Reform<strong>at</strong>ion: Studies in Theological<br />

Interpret<strong>at</strong>ion and Astronomical Observ<strong>at</strong>ion in Sixteenth-Century Germany (London: T & T<br />

Clark Intern<strong>at</strong>ional, 2008): 61-73.<br />

14 Hoskin, Gregorian Reform, 260.<br />

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<strong>to</strong> Duke Louis of Würrtemberg in the strongest terms possible th<strong>at</strong> the new calendar be rejected.<br />

The new calendar, they wrote,<br />

has manifestly been devised for the furtherance of the idol<strong>at</strong>rous popish system.…If we<br />

adopt his calendar, we must go in<strong>to</strong> the church we he rings for us. Shall we have<br />

fellowship with the Antichrist?....Should he succeed, through the imperial authority, in<br />

fastening his calendar about our necks, he would bring the cord in such a way about our<br />

horn th<strong>at</strong> we could no longer defend ourselves against his tyranny in the church of God.<br />

The Pope hereby grasps also <strong>at</strong> the elec<strong>to</strong>ral h<strong>at</strong>s of the princes of the empire. If the new<br />

calendar be not generally adopted, the world will not go <strong>to</strong> ruin on th<strong>at</strong> account. Summer<br />

will not come sooner or l<strong>at</strong>er if the vernal equinox should be set a few days farther back<br />

or forward in the calendar; no peasant will be so simple as, on account of the calendar, <strong>to</strong><br />

send out his reapers <strong>at</strong> Whitsuntide, or the g<strong>at</strong>herers in<strong>to</strong> his vineyard <strong>at</strong> St. James's Day.<br />

These are merely the pretexts of people who stroke <strong>at</strong> the fox-tail of the Pope, and would<br />

not be thought <strong>to</strong> do so. S<strong>at</strong>an is driven out of the Christian Church. We will not let him<br />

slip in again through his represent<strong>at</strong>ive, the Pope. 15<br />

Acceptance of the new calendar, they argued, would imply their acceptance of the authority of<br />

the pope. Since it was clear th<strong>at</strong> the new calendar served no agricultural or commercial purpose,<br />

the only reason for the pope <strong>to</strong> seek calendrical reform was <strong>to</strong> extend his own religious or<br />

political power, both of which were unacceptable <strong>to</strong> the majority of Protestant Germans.<br />

Though most of the arguments against the calendar reforms were religious ones offered<br />

by theologians , the new calendar was criticized by astronomers and m<strong>at</strong>hem<strong>at</strong>icians as well.<br />

Some, like Scaliger or Calvisius, accepted th<strong>at</strong> calendar reform was necessary and timely, but<br />

objected <strong>to</strong> the details of the Gregorian reform, and offered altern<strong>at</strong>ive reform plans of their own.<br />

Others, like Michael Maestlin, Kepler‘s men<strong>to</strong>r and teacher of m<strong>at</strong>hem<strong>at</strong>ics and astronomy <strong>at</strong><br />

Tübingen, argued both against the reforms of Pope Gregory in particular and against the very<br />

idea of calendar reform more generally—or <strong>at</strong> least, against the present need for calendar<br />

15 ―Kepler and his Discoveries,‖ N<strong>at</strong>ional Quarterly Review, Eds. Edward Isidore Sears, et al.,<br />

Volume 8, (New York: Pudney and Russell, 1864), 341.<br />

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eform. 16<br />

In his 1583 Aussführlicher und Gründtlicher Bericht, Maestlin began by describing the<br />

his<strong>to</strong>ry of the Julian and ecclesiastical calendars, and enumer<strong>at</strong>ing the many problems th<strong>at</strong> he<br />

knew they contained. Yet he argued th<strong>at</strong> ―although in the old Roman calendar, still employed by<br />

us, some defects have crept in, they have not yet spread so far, nor by no means are they so<br />

important th<strong>at</strong> they need a correction.‖ Maestlin argued th<strong>at</strong> reform was unnecessary for the day<strong>to</strong>-day<br />

business of life in the empire—by contrast, calendar reform would only confuse the<br />

common people, making life more, not less difficult. Though the old calendar was not perfect, it<br />

had sufficed until then, and would continue <strong>to</strong> suffice for a while yet. Indeed, argued Maestlin,<br />

the Last Judgment was swiftly approaching, making calendar reform pointless, for the errors in<br />

the calendar—only a few days <strong>at</strong> present—would not increase so much before the end of time<br />

th<strong>at</strong> they required imminent correction. Maestlin also claimed, like Heerbrand and the Sen<strong>at</strong>e of<br />

Würrtemberg, th<strong>at</strong> even if correction were warranted, the pope had no authority <strong>to</strong> institute wh<strong>at</strong><br />

was essentially a political reform, and th<strong>at</strong> he did so only <strong>to</strong> increase his power in Protestant<br />

regions.<br />

Maestlin‘s m<strong>at</strong>hem<strong>at</strong>ical and astronomical objections <strong>to</strong> the new calendar, though<br />

discussed briefly in the Aussführlicher und Gründtlicher Bericht, were considered in more detail<br />

in his 1586 Alterum Examen. There, Maestlin noted th<strong>at</strong> even in the new calendar the vernal<br />

equinox would not always fall on March 21, and thus it was foolish <strong>to</strong> affix it permanently <strong>to</strong> th<strong>at</strong><br />

d<strong>at</strong>e. He argued th<strong>at</strong> the current available astronomical tables—the Alfonsine and Prutenic—<br />

were imperfect, and therefore th<strong>at</strong> it would have been sensible <strong>to</strong> wait for improved tables before<br />

establishing wh<strong>at</strong> Clavius and Gregory had vainly called a ―perpetual‖ calendar. He likewise<br />

16 On Maestlin‘s approach <strong>to</strong> the Gregorian calendar reforms, see Richard A. Jarrell, ―The Life<br />

and Scientific Work of the Tübingen Astronomer Michael Maestlin,‖ (Dissertion: <strong>University</strong> of<br />

Toron<strong>to</strong>, 1971), 46-64.<br />

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objected <strong>to</strong> the fact th<strong>at</strong> the new calendar relied on the mean, r<strong>at</strong>her than the true motions of the<br />

sun—any good calendar, he felt, should stick as closely <strong>to</strong> the true astronomical facts as possible.<br />

He <strong>at</strong>tacked the new epact cycle of Lilius as riddled with errors, resulting in an often incorrect<br />

d<strong>at</strong>e for Easter. He concluded th<strong>at</strong> r<strong>at</strong>her than calling it a perpetual calendar, ―if you wish <strong>to</strong> find<br />

a worthy epithet <strong>to</strong> apply <strong>to</strong> the Gregorian Calendar, a very correct one would be A VILE<br />

MEDLEY OF ALL ERRORS.‖ 17<br />

Since the Pope and his m<strong>at</strong>hem<strong>at</strong>icians could not have been<br />

unaware th<strong>at</strong> their reform contained so many errors, Maestlin believed, they clearly had ulterior<br />

motives <strong>at</strong> heart.<br />

Kepler and Calendar Reform c. 1597<br />

The calendar deb<strong>at</strong>es still raged furiously in 1596, as Kepler, a young teacher and district<br />

m<strong>at</strong>hem<strong>at</strong>ician in Graz, finished writing his first book, the Mysterium Cosmographicum. Kepler<br />

was eager <strong>to</strong> see the book in print, yet this was no simple proposition, for Graz was <strong>at</strong> some<br />

distance from the main centers of printing, and Kepler had not yet made the sort of contacts there<br />

who could easily help him with the task. Instead, he relied on his old teacher and friend Michael<br />

Maestlin <strong>to</strong> see the work readied for public<strong>at</strong>ion <strong>at</strong> Tübingen. Maestlin under<strong>to</strong>ok the task<br />

gladly; he was, after all, a strong supporter of Kepler and a gre<strong>at</strong> admirer of the book. Yet he did<br />

so <strong>at</strong> some cost <strong>to</strong> himself, for the efforts he expended on Kepler‘s behalf caused him <strong>to</strong> delay<br />

the completion of his own work—in particular, he noted in a letter <strong>to</strong> Kepler, ―I couldn‘t finish<br />

my work against the new calendar before the book fair, on account of which I received very gre<strong>at</strong><br />

criticism from the Sen<strong>at</strong>e.‖ 18<br />

The work in question was Maestlin‘s Examina eorumdemque<br />

17 Ibid. 59.<br />

18 KGW 13:63: ―…meum contra Kalendarium nouum scriptum ante nundinas absolui non<br />

potuerit, cuius gr<strong>at</strong>ia in magnam apud Sen<strong>at</strong>um amplissimum reprehensionem incidi.‖<br />

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apologia, the l<strong>at</strong>est of his polemical works against the Gregorian calendar reform, in which he<br />

responded <strong>to</strong> Clavius‘s 1588 rebuttal of some of his previous arguments.<br />

Kepler and Maestlin had much in common—from their n<strong>at</strong>ional and religious allegiances<br />

<strong>to</strong> their belief th<strong>at</strong> the Copernican system truly represented the st<strong>at</strong>e of the cosmos. Yet on the<br />

question of calendar reform, the 26-year old Kepler parted ways with his men<strong>to</strong>r—and with the<br />

majority of his fellow Protestants—and believed th<strong>at</strong> the Gregorian calendar ought <strong>to</strong> be adopted<br />

by Protestant Germany. Though Kepler had never publicly addressed the issue of calendar<br />

reform, he <strong>to</strong>ok up the issue in his reply <strong>to</strong> Maestlin, using Maestlin‘s off-hand mention of his<br />

own work against the calendar <strong>to</strong> express his disagreement with Maestlin‘s approach. To ease<br />

his criticism of Maestlin‘s position, he first <strong>to</strong>ok pains <strong>to</strong> note those areas in which he and<br />

Maestlin were in agreement. The Gregorian calendar was not error-free, he admitted, and many<br />

of Maestlin‘s own m<strong>at</strong>hem<strong>at</strong>ical or astronomical arguments were sound—so much so, Kepler<br />

punned, th<strong>at</strong> ―neither a Clavi, 19 nor a wedge, nor indeed, not even the whole machinery of the<br />

heavens will resolve [them].‖ 20<br />

Kepler added th<strong>at</strong> he himself was not fully s<strong>at</strong>isfied with the<br />

details of the new calendar; in particular, he found the Gregorian calendar‘s removal of ten days<br />

of little advantage. Though he did not believe, like some, th<strong>at</strong> the end of the world was<br />

immedi<strong>at</strong>ely <strong>at</strong> hand, 21 he knew it would come eventually, and hence he was not overly worried<br />

th<strong>at</strong> the d<strong>at</strong>e of Easter might change over time—by the ―empty fear,‖, as he mockingly put it,<br />

―th<strong>at</strong> the world will endure so long th<strong>at</strong> Easter will fall in autumn, and the heavens will fall in<strong>to</strong><br />

19 A nail, or a reference <strong>to</strong> Clavius, the calendar‘s chief promoter.<br />

20 KGW 13:64: ―Novj equidem, quae tu suscepisti defendenda, ejusmodj firm<strong>at</strong>a esse<br />

argumentis, quae non Clavi neque cunej, imo ne <strong>to</strong>ta quidem coelj machina solvet.‖<br />

21 Much of his work takes for granted the notion of future progress in astronomy, and the<br />

existence of future readers of his books. In the Harmonice Mundi, Kepler refers <strong>to</strong> readers 100<br />

years in the future, while in the Astronomia Nova, he addresses a more general ―posterity,‖ and<br />

hopes th<strong>at</strong> God will allow the world <strong>to</strong> exist long enough for the questions he has not yet<br />

resolved <strong>to</strong> be worked through by others.<br />

311


the earth.‖ 22<br />

Moreover, he felt th<strong>at</strong> the calendar reforms were not needed from the perspective of<br />

practical governance—the new calendar, he wrote, was as necessary for the political order ―as a<br />

fifth wheel <strong>to</strong> a carriage.‖ 23<br />

Finally, Kepler admitted th<strong>at</strong> the fears of the Protestant theologians<br />

about this C<strong>at</strong>holic innov<strong>at</strong>ion were not <strong>to</strong>tally groundless—the theologians were right, he<br />

averred, <strong>to</strong> ―look around and make sure th<strong>at</strong> there isn't a snake lying in the grass.‖ 24<br />

Kepler agreed with Maestlin in many respects, in other words. Yet here they parted<br />

ways—―though I support all this,‖ wrote Kepler, ―as for the rest, my position is highly<br />

heretical.‖ 25<br />

Th<strong>at</strong> is, despite his objections, he firmly believed th<strong>at</strong> the new calendar ought <strong>to</strong> be<br />

embraced by its opponents—by individual Protestants, and by Germany more broadly. In<br />

explaining why he felt this way, Kepler focused on the fact th<strong>at</strong> the new calendar had already<br />

been widely accepted, and was clearly there <strong>to</strong> stay. The objections he had raised <strong>at</strong> the start of<br />

the letter, he implied, may well have been sufficient reasons <strong>to</strong> reject the new calendar in 1582,<br />

but were no longer relevant in 1597. With the new calendar already a fixture throughout most of<br />

Europe, Protestant Germany remained one of the few places <strong>to</strong> persist in refusing the reform, and<br />

doing so put it <strong>at</strong> a distinct disadvantage. ―Wh<strong>at</strong> should half of Germany do?‖ he asked. ―How<br />

long will it separ<strong>at</strong>e from the rest of Europe?‖ 26<br />

In contrast <strong>to</strong> Maestlin, Kepler argued th<strong>at</strong> the<br />

reform of the calendar would not lead <strong>to</strong> widespread confusion; it should be rel<strong>at</strong>ively easy <strong>to</strong><br />

change calendars <strong>at</strong> this l<strong>at</strong>e d<strong>at</strong>e, since the way had been paved by all those who had already<br />

done so.<br />

22 KGW 13:64: ―Neque sum in illo inani metu, ne mundus eo usque duret, dum pascha in<br />

autumnum et caelum in terram cad<strong>at</strong>.‖<br />

23 Ibid.: ―Quinimo hoc esse pu<strong>to</strong> correctionem hanc ordini politico, quod quinta rota currui.‖<br />

24 Ibid.: ―Illud etiam cum Theologis sentio: circumspiciendum fuisse non frustra, ne quA l<strong>at</strong>e<strong>at</strong><br />

anguis in herba.‖<br />

25 Ibid.: ―Haec cum ita teneam: in caeteris in magna sum haeresj.‖<br />

26 Ibid.: ―Quid enim ag<strong>at</strong> Germaniae dimidium? Quamdiu dissidebit ab Europa reliqua?‖<br />

312


In addition, Kepler argued, it was unclear wh<strong>at</strong> altern<strong>at</strong>ive the opponents <strong>to</strong> the Gregorian<br />

calendar really anticip<strong>at</strong>ed. Unless they waited <strong>to</strong> see ―whether some deus ex machina comes,<br />

and illumin<strong>at</strong>es all those magistr<strong>at</strong>es [who have accepted the new calendar] with the light of the<br />

gospel,‖ 27 there were really only two other options <strong>to</strong> accepting the Gregorian reforms. For one,<br />

they could simply stick with the old Julian calendar. Yet he noted th<strong>at</strong> all the gre<strong>at</strong> astronomers<br />

of the past 150 years, and even Luther himself, had argued th<strong>at</strong> the calendar needed some<br />

correction, and it would be foolish <strong>to</strong> ignore this. One the other hand, the opponents of the<br />

Gregorian reforms could theoretically propose a new calendar of their own—and indeed, many<br />

did just this—yet Kepler doubted th<strong>at</strong> a better altern<strong>at</strong>ive would really surface. This was likely<br />

in part due <strong>to</strong> the astronomical difficulties involved in the issue of calendar reform, but also, as<br />

he explained, because once one altern<strong>at</strong>ive had been widely accepted, introducing another one<br />

would certainly lead <strong>to</strong> only gre<strong>at</strong>er confusion. Therefore the only real solution <strong>at</strong> this point,<br />

argued Kepler, was <strong>to</strong> reform the calendar following the Gregorian model. Even if it was not the<br />

ideal solution, it was a workable solution for the present—and this was sufficient, for ―we are not<br />

afraid for remote centuries.‖ 28<br />

Kepler also responded directly <strong>to</strong> one of Maestlin‘s arguments—th<strong>at</strong> astronomers should<br />

avoid assisting in the reform of the calendar, since it made no practical difference <strong>to</strong> them wh<strong>at</strong><br />

calendar was widely accepted. Calendars were simply a convention for the ordering of time,<br />

Maestlin had asserted, and though astronomers needed <strong>to</strong> agree on wh<strong>at</strong> convention they used,<br />

the details were unimportant for their work. In response, Kepler emphasized one of the primary<br />

27 Ibid., ―Quid expectamus? Num ut Deus aliquis e machina prodiens, omnes illos magistr<strong>at</strong>us<br />

Evengelij luce illuminet?‖<br />

28 Ibid., ―…Gregorianam emend<strong>at</strong>ionem jam propag<strong>at</strong>am approbent: non quidem ut optimam,<br />

sed ut non omnino pessimam proximis praesertim saeculis: nam remotiorum nos nullus tenet<br />

metus.‖<br />

313


arguments of his Mysterium Cosmographicum, the book which Maestlin had delayed his<br />

calendar public<strong>at</strong>ion <strong>to</strong> support—th<strong>at</strong> astronomers ―are concerned not only with utility but also<br />

with order and beauty.‖ 29<br />

In the dedic<strong>at</strong>ion of the Mysterium Cosmographicum, as we have seen<br />

in the previous chapters, Kepler had argued <strong>at</strong> length against those who argued th<strong>at</strong> the book was<br />

not ―useful.‖ ―Why must one value the advantage of divine things in cash, like food?‖ he wrote<br />

there. 30<br />

His book had revealed the beauty of the cosmos and provided a source of delight for<br />

the mind; consequently no one should accuse him of undertaking anything useless. In a similar<br />

vein, he argued here th<strong>at</strong> even if the calendar had no bearing on the practical pursuit of<br />

astronomy, the Gregorian calendar was still more astronomically pleasing than the Julian, and for<br />

this reason it should be supported by astronomers. ―For if it pleased God <strong>to</strong> decor<strong>at</strong>e the word<br />

with perfect quantities,‖ he reasoned, ―why should not some perfection in the calendars also<br />

please astronomers?‖ 31<br />

Kepler likewise noted th<strong>at</strong> noted th<strong>at</strong> though Protestants worried about the theological<br />

consequences of accepting the new calendar, they would be wise <strong>to</strong> note the theological<br />

consequences of rejecting it as well. The opponents of the reform had argued th<strong>at</strong> adopting the<br />

pope‘s calendar would be tantamount <strong>to</strong> submitting <strong>to</strong> the theological authority of the pope. Yet<br />

Kepler claimed th<strong>at</strong> this was no longer the case. Having rejected the calendar already for nearly<br />

20 years, Protestants had made it clear th<strong>at</strong> they did not need <strong>to</strong> obey the Pope‘s decrees; if they<br />

willingly accepted the calendar now, without additional compulsion, it would be clear th<strong>at</strong> they<br />

did so not because of the Pope‘s authority, but simply because they judged the reformed calendar<br />

29 Ibid.: ―Astronomj non tantum ad utilit<strong>at</strong>em sed etiam ad ordinem et pulchritudinem intentj<br />

sunt.‖<br />

30 KGW 8.17, 14-15: ―Quanquam quid necesset est, diuinarum rerum vsus instar obsonij nummo<br />

aestimare?‖<br />

31 KGW 13:64: ―Nam si Deo mundum placuit ornare perfectis quantit<strong>at</strong>ibus, cur non et<br />

astronomis aliqua etiam perfectio place<strong>at</strong> in fastis.‖<br />

314


<strong>to</strong> be better than the old. By continuing <strong>to</strong> reject the Gregorian calendar, however, they ran the<br />

risk th<strong>at</strong> in the future, an emperor more hostile <strong>to</strong> Lutherans than Rudolf II would arise. Such an<br />

emperor could easily seize on the rejection of the political edict <strong>to</strong> adopt the new calendar as a<br />

reason for war, and in such a war Lutherans could lose their prized religious freedom in the<br />

empire. ―It would preferable,‖ he wrote, ―<strong>to</strong> voluntarily accept it while there is still no<br />

constraint,‖ 32 both <strong>to</strong> forestall this possibility and <strong>to</strong> make it clear th<strong>at</strong> they did so by their own<br />

choice, and not because of compulsion by an outside power.<br />

Kepler ended his letter <strong>to</strong> Maestlin by noting th<strong>at</strong> the turn of the century approached,<br />

which could be used as an ideal time <strong>to</strong> adopt the new calendar—1600 was, after all, a more<br />

appropri<strong>at</strong>e year <strong>to</strong> inaugur<strong>at</strong>e a new reckoning of time than 1582. He suggested th<strong>at</strong> if the<br />

emperor framed the edict for the new calendar as a political m<strong>at</strong>ter alone, and did so in open<br />

consult<strong>at</strong>ion with his m<strong>at</strong>hem<strong>at</strong>icians, it would make clear th<strong>at</strong> Protestant Germany had accepted<br />

not Pope Gregory‘s bull, but r<strong>at</strong>her the advice of their own m<strong>at</strong>hem<strong>at</strong>icians and the decree of<br />

their emperor. He sincerely hoped th<strong>at</strong> this would happen soon, for the good of his country and<br />

the pride of his country-men; ―it is a disgrace <strong>to</strong> Germany,‖ he wrote, ―having res<strong>to</strong>red the art of<br />

reform<strong>at</strong>ion, <strong>to</strong> alone lack reform.‖ 33<br />

Kepler was not unique among Protestants in his support of the Gregorian calendar.<br />

Tycho Brahe, his soon-<strong>to</strong>-be employer in Prague, also felt th<strong>at</strong> the Gregorian calendar was<br />

preferable <strong>to</strong> the Julian, and he recognized th<strong>at</strong> opposition <strong>to</strong> the calendar reform hinged largely<br />

on its papal origins. 34<br />

Yet Tycho felt th<strong>at</strong> this was misguided, since the calendar was political,<br />

r<strong>at</strong>her than theological; indeed, he argued th<strong>at</strong> its introduction by the pope was warranted, since<br />

32 Ibid., ―S<strong>at</strong>ius esset sponte aliquid adire dum nulla adhuc coactio pro foribus.‖<br />

33 Ibid.: ―Turpe Germaniae, cum artem corrigendj restaurarit, solam correctione carere. ―<br />

34 On Tycho‘s approach <strong>to</strong> the Gregorian calendar, see Kaltenbrunner, Die Polemik, 574.<br />

315


only the pope had the kind of authority necessary for such a universal change. Additionally,<br />

Tycho emphasized th<strong>at</strong> there would always be problems inherent in any calendar, for no calendar<br />

could perfectly represent the movements of the heavens. Kepler‘s position in his 1597 letter <strong>to</strong><br />

Maestlin was similar <strong>to</strong> Tycho‘s, in some respects. Like Tycho, Kepler argued th<strong>at</strong> the<br />

Gregorian calendar was not perfect, but was the best option available. He coupled this with his<br />

belief, just emphasized in the Mysterium Cosmographicum, th<strong>at</strong> astronomers ought <strong>to</strong> concern<br />

themselves with beauty r<strong>at</strong>her than merely with utility. The clear faults in the Julian calendar, he<br />

felt, made it incumbent on astronomers <strong>to</strong> support wh<strong>at</strong>ever calendar best corrected those<br />

faults—and if the only option were the calendar introduced by the C<strong>at</strong>holic pope, so be it.<br />

Moreover, Kepler was similar <strong>to</strong> Tycho in his <strong>at</strong>tempts <strong>to</strong> distinguish between religion and<br />

politics when it came <strong>to</strong> the new calendar. Tycho had emphasized th<strong>at</strong> the question of the<br />

calendar was strictly political, r<strong>at</strong>her than theological. Kepler, while recognizing th<strong>at</strong> there were<br />

theological issues <strong>at</strong> stake when the new calendar was first proposed in 1582, argued th<strong>at</strong> fifteen<br />

years after the calendar‘s widespread acceptance the question had become a political one. In<br />

refusing <strong>to</strong> adopt the new calendar, Germany hurt itself politically, damaging its reput<strong>at</strong>ion in the<br />

eyes of the world.<br />

The damage <strong>to</strong> Germany‘s image caused by the rejection of the new calendar was<br />

particularly upsetting <strong>to</strong> Kepler, because he believed th<strong>at</strong> th<strong>at</strong> image was specifically tied <strong>to</strong> the<br />

issue of m<strong>at</strong>hem<strong>at</strong>ics—as he once wrote, ―m<strong>at</strong>hem<strong>at</strong>ics is the true pride of Germany alone.‖ 35<br />

And if Kepler upheld Germany as the pinnacle of m<strong>at</strong>hem<strong>at</strong>ical aptitude and innov<strong>at</strong>ion, he often<br />

represented Italy as exactly the opposite. When Galileo wrote in 1597 of his hesit<strong>at</strong>ion <strong>to</strong><br />

publish his Copernican ideas, Kepler noted th<strong>at</strong> Germany presented fewer impediments than<br />

35 KGW 13:112: ―Decus autem Germaniae mihi quilibet est cuj tantum tribuo, quantum illj<br />

tribuebam: quia nempe M<strong>at</strong>hem<strong>at</strong>a verum decus sunt unius Germaniae.‖<br />

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Italy <strong>to</strong> its m<strong>at</strong>hem<strong>at</strong>icians. 36<br />

Likewise, when he heard th<strong>at</strong> Galileo‘s telescopic observ<strong>at</strong>ions<br />

were rejected in Italy in 1610, he noted such foolishness was only <strong>to</strong> be expected in a country<br />

whose astronomers rejected parallax, a phenomenon almost universally accepted elsewhere. 37<br />

When writing <strong>to</strong> congr<strong>at</strong>ul<strong>at</strong>e Samuel Harenreffer—the son of theology professor M<strong>at</strong>thias—on<br />

a m<strong>at</strong>hem<strong>at</strong>ical disput<strong>at</strong>ion he had written, Kepler noted th<strong>at</strong> he had done both Tübingen<br />

<strong>University</strong> and the German n<strong>at</strong>ion proud with his work. ―Look <strong>at</strong> the n<strong>at</strong>ions,‖ he wrote in his<br />

congr<strong>at</strong>ula<strong>to</strong>ry letter. Unlike the Germans, ―the Italians [do nothing but] dream.‖ Kepler named<br />

only two m<strong>at</strong>hem<strong>at</strong>icians of merit in Italy, Federico Commandinus and Giamb<strong>at</strong>tista Benedetti;<br />

―for [even] Clavius,‖ he noted, ―is a German.‖ 38<br />

And Kepler cited the fact th<strong>at</strong> he himself was ―a<br />

German, in n<strong>at</strong>ionality and character,‖ 39 as a reason why he could not move <strong>to</strong> Bologna when<br />

offered the chair of m<strong>at</strong>hem<strong>at</strong>ics there after the de<strong>at</strong>h of Magini. Germany was where<br />

m<strong>at</strong>hem<strong>at</strong>ics flourished, Kepler believed, and Germans were particularly known for their<br />

36 KGW 13:76: ―Si tibi Italia minus est idonea ad public<strong>at</strong>ionem, et si aliqua habiturus es<br />

impedimenta, forsan Germania nobis hanc libert<strong>at</strong>em concedet.‖<br />

37 KGW 16:584: ―Quid mirum, Professores Academiarum promiscuos opponere sese inventinoi<br />

rei novae in illa Provincia, in qua rei tritissimae et apud omnes Astronomos contest<strong>at</strong>issimae,<br />

Parallaxium scilicet, extant oppugna<strong>to</strong>res loco eminentissimi, eruditionis fama celeberrimi?‖<br />

38 KGW 15:400: ―Circumspice n<strong>at</strong>iones. Itali somniant (praeter unum Commandinum et Joh.<br />

Baptistam Benedictum, Clavius enim Germanus est).‖ Interestingly, Chris<strong>to</strong>ph Scheiner lodged<br />

the same complaint against the Holy Roman Empire th<strong>at</strong> Kepler lodged against Italy, citing<br />

Kepler himself as the only exception <strong>to</strong> the sad st<strong>at</strong>e of m<strong>at</strong>hem<strong>at</strong>ics he found upon his visit <strong>to</strong><br />

Prague. Writing about his visit, he noted th<strong>at</strong> ―the muses of m<strong>at</strong>hem<strong>at</strong>icians mourn on the shores<br />

here: there is no m<strong>at</strong>hem<strong>at</strong>ician of any name in Prague, none in Bohemia, none in Moravia, no<br />

one in Austria (excepting Kepler, living in Linz, whom I will visit in my ascent).‖ [KGW<br />

17:755: ―Sed Musae M<strong>at</strong>hem<strong>at</strong>icorum hisce in oris lugent: nullus est Pragae alicuius nominis<br />

M<strong>at</strong>hem<strong>at</strong>icus, nullus in Bhohemia, in Morauia nullus, nemo I nAustria (excipio Keplerum Lincij<br />

degentem, quem in ascensu meo adibo). Habet haec prouincia hoc tempore nullum; dolendum<br />

sane est, studium hoc in nostra Societ<strong>at</strong>e ita languere.‖] Yet while for Scheiner this is simply a<br />

comment about the problems found in a given loc<strong>at</strong>ion, for Kepler it seems <strong>to</strong> have been more<br />

about n<strong>at</strong>ional character, as he even included Clavius on the side of the Germans.<br />

39 KGW 17:761: ―Ego n<strong>at</strong>ione, animoque Germanus sum, Germanorum moribus imbutus, ijs<br />

vitae, hoc est (more Germanico inter litera<strong>to</strong>s etiam recep<strong>to</strong>,) conjugij necessit<strong>at</strong>ibus innexus, ut<br />

si vel ipse Impera<strong>to</strong>r annu<strong>at</strong>, non nisi difficilime domicilium ex Germania sim transl<strong>at</strong>urus in<br />

Italiam.‖<br />

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m<strong>at</strong>hem<strong>at</strong>ical aptitude and the freedom <strong>to</strong> pursue their craft, while Italy was known for its<br />

backwardness when it came <strong>to</strong> m<strong>at</strong>hem<strong>at</strong>ical pursuits. Yet when it came <strong>to</strong> the question of the<br />

calendar, Kepler found the situ<strong>at</strong>ion suddenly reversed—Italy had pioneered a m<strong>at</strong>hem<strong>at</strong>ically<br />

advanced new calendar, while Germany refused <strong>to</strong> adopt it, and persisted with the old calendar<br />

despite its errors. Th<strong>at</strong> the country known for its m<strong>at</strong>hem<strong>at</strong>ical expertise should refuse <strong>to</strong> accept<br />

an obvious m<strong>at</strong>hem<strong>at</strong>ical improvement—and one origin<strong>at</strong>ing from Italy, no less—was a disgrace,<br />

in Kepler‘s eyes.<br />

Yet behind Kepler‘s arguments <strong>to</strong> Maestlin there is also a clear element of religious and<br />

political naïveté. He wrote <strong>to</strong> Maestlin th<strong>at</strong> ―the p<strong>at</strong>h <strong>to</strong> renov<strong>at</strong>ion is very easy for us,‖ 40 clearly<br />

not realizing quite how contentious an issue the adoption of the new calendar really was. Having<br />

only recently moved from Tübingen <strong>University</strong> <strong>to</strong> Graz, and still only an unknown<br />

schoolteacher, Kepler had not yet felt the full effects of the raging confessional disputes, nor had<br />

he yet had any exposure <strong>to</strong> the complic<strong>at</strong>ions of political deb<strong>at</strong>es in the empire. The following<br />

years brought some dram<strong>at</strong>ic changes <strong>to</strong> Kepler‘s life. Expelled from Graz because of his refusal<br />

<strong>to</strong> convert <strong>to</strong> C<strong>at</strong>holicism, Kepler moved <strong>to</strong> the cosmopolitan city of Prague, <strong>to</strong> work for Tycho<br />

Brahe <strong>at</strong> the court of Rudolf II. Within only a few short years he found himself granted the<br />

position of Imperial m<strong>at</strong>hem<strong>at</strong>ician following the de<strong>at</strong>h of Tycho Brahe. His personal exposure<br />

<strong>to</strong> the violent effects of the fiercely entrenched confessional disputes was thus quickly coupled<br />

with his immersion in the world of politics. Both these fac<strong>to</strong>rs would affect his views on the<br />

question of the calendar.<br />

40 KGW 13:64:―Facilimus est nobis aditus ad nov<strong>at</strong>ionem…‖<br />

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Kepler’s Dialogue on Calendar Reform, c. 1604<br />

As Imperial m<strong>at</strong>hem<strong>at</strong>ician, Kepler was often asked by Rudolf and other members of the<br />

ruling elite both for astrological prognostic<strong>at</strong>ions and for his opinion on issues of political<br />

importance th<strong>at</strong> pertained <strong>to</strong> m<strong>at</strong>hem<strong>at</strong>ics. The new Gregorian calendar was clearly such an<br />

issue, and between 1603 and 1613 Kepler received numerous requests for reports or opinions on<br />

the question of the calendar. Of course, Kepler was not <strong>at</strong> liberty <strong>to</strong> respond in any way he<br />

chose, for the emperor had his own views on the question of the calendar, particularly after his<br />

early <strong>at</strong>tempt <strong>to</strong> introduce the Gregorian calendar failed in the Protestant areas of the empire. I<br />

will consider Kepler‘s official reports on the calendar shortly; first, I will focus on an<br />

unpublished dialogue which Kepler drafted in 1604 on the question of the calendar, and which he<br />

modified in successive drafts over a number of years.<br />

Written during his tenure as Imperial m<strong>at</strong>hem<strong>at</strong>ician, the dialogue reflects Kepler‘s<br />

growing awareness of the difficult political and religious issues <strong>at</strong> stake in the calendar deb<strong>at</strong>es.<br />

In fact, the immedi<strong>at</strong>e impetus for the work, which Kepler titled ―Ein Gespräch von der<br />

Reform<strong>at</strong>ion des alten Calenders,‖ was likely the 1603 Reichstag convened by M<strong>at</strong>thias, then<br />

Archduke of Austria (and l<strong>at</strong>er <strong>to</strong> become emperor after Rudolf II), during which he invited<br />

discussion on the question of calendar reform. 41<br />

Kepler may have drafted the work in<br />

prepar<strong>at</strong>ion for some of his official reports for the emperor and his elec<strong>to</strong>rs, though it differs in<br />

41 For a discussion of the d<strong>at</strong>ing of the dialogue, Friederike Boockmann‘s commentary on<br />

Kepler‘s calendar manuscripts in KGW 21.1, 642-667, in particularly 649. Since Kepler<br />

mentions a recent Reichstag in the dialogue, Frisch and others have conventionally assigned it <strong>to</strong><br />

1613, following the Reichstag in Regensburg of Rudolf II. Yet Boockmann notes th<strong>at</strong> Kepler<br />

refers <strong>to</strong> his time with Tycho as rel<strong>at</strong>ively recent, and Tycho died in 1601. Likewise, Kepler<br />

refers <strong>to</strong> works written through 1603, and relies upon d<strong>at</strong>ings of the equinox through 1604.<br />

Finally, he writes th<strong>at</strong> it has been ―around twenty years‖ since the empire has oper<strong>at</strong>ed with two<br />

different calendars—and counting from Easter of 1603, this implies a d<strong>at</strong>e of 1603 or 1604. The<br />

l<strong>at</strong>er drafts seem <strong>to</strong> d<strong>at</strong>e from 1604-1609.<br />

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some key respects from those reports—or he may have used it simply as a way <strong>to</strong> think through<br />

the issues for himself and his correspondents in the Republic of Letters. In either case, the fact<br />

th<strong>at</strong> it does differ from those official documents, and th<strong>at</strong> Kepler never published it or even<br />

showed it <strong>to</strong> the emperor 42 —though he felt it important enough <strong>to</strong> return <strong>to</strong> it multiple times over<br />

the years, and mentioned it in letters <strong>to</strong> his correspondents—suggests th<strong>at</strong>, like his earlier letter <strong>to</strong><br />

Maestlin, it offers us some insight in<strong>to</strong> his personal perspective on the question of calendar<br />

reform.<br />

As the title of the work indic<strong>at</strong>es, Kepler intended it not simply as a discussion of the<br />

already reformed Gregorian calendar, but r<strong>at</strong>her as a more general ―dialogue on the reform<strong>at</strong>ion<br />

of the old calendar‖—th<strong>at</strong> is, a discussion about how <strong>to</strong> reform the Julian calendar, one which<br />

does not take the Gregorian reforms as a given. Kepler clarified in subtitles th<strong>at</strong> the dialogue<br />

would actually consider three separ<strong>at</strong>e options—whether the st<strong>at</strong>es of the Holy Roman Empire<br />

should adopt the Gregorian calendar, remain with the Julian calendar, or should adopt a third,<br />

newly reformed Julian calendar, one which differed in important respects from the calendar<br />

proposed by Pope Gregory. Kepler crafted the work as literary dialogue, with each position<br />

represented by speakers who would deb<strong>at</strong>e them <strong>at</strong> length over the course of the work. It might<br />

have made sense, Kepler noted in the preface, <strong>to</strong> name the characters in the dialogue after the<br />

principal figures in the calendar reform deb<strong>at</strong>es—Clavius, who supported the Gregorian reforms<br />

on behalf of the pope, and Maestlin, who argued against them on behalf of his fellow Protestants.<br />

Yet Kepler worried th<strong>at</strong> because the tenor of the deb<strong>at</strong>e between the two had become so hostile,<br />

42 KGW 17:629: ―Est mihi ad manus manuscriptum colloqiuum de Calendario lingua Teu<strong>to</strong>nica,<br />

quem Caesari nunquam tradidi.‖<br />

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doing so would awaken old grudges, which would ―agit<strong>at</strong>e my friendly dialogue.‖ 43<br />

Therefore<br />

he decided <strong>to</strong> cre<strong>at</strong>e two fictional characters on each side of the deb<strong>at</strong>e, one political and one<br />

religious. In support of the Gregorian calendar reforms—representing the C<strong>at</strong>holic side, th<strong>at</strong><br />

is—he introduced the political Cancellarius and the religious Confessarius, and in opposition <strong>to</strong><br />

the Gregorian reforms—representing the Protestant side—he introduced the political Syndicus<br />

and the religious Ecclesiastes. To these four characters he added a fifth, the young<br />

M<strong>at</strong>hem<strong>at</strong>icus—who, it soon becomes clear, was intended <strong>to</strong> represent Kepler himself.<br />

The dialogue begins with each character making one of the s<strong>to</strong>ck claims often cited either<br />

in support of or against the Gregorian calendar reform. Cancellarius first asserts the need for the<br />

Holy Roman Empire <strong>to</strong> finally adopt the reformed calendar, since the maintenance of two<br />

different calendars in the empire has led <strong>to</strong> ―unrest in political affairs.‖ 44<br />

Confessarius supports<br />

him by noting th<strong>at</strong> only by adopting the new calendar can its opponents return <strong>to</strong> obedience of<br />

the Church. By contrast, Syndicus argues th<strong>at</strong> Protestant m<strong>at</strong>hem<strong>at</strong>icians have demonstr<strong>at</strong>ed a<br />

gre<strong>at</strong> many defects in the Gregorian calendar, and Ecclesiastes maintains th<strong>at</strong> only if the<br />

emperor, and not the pope, reforms the calendar could Protestants possibly accept it, ―since we<br />

differ from one another in doctrine.‖ 45<br />

The four characters then deb<strong>at</strong>e whether or not the<br />

calendar is a religious or political artifact, with each side using the examples of antiquity—<br />

particularly th<strong>at</strong> of Julius Caesar and the emperor Constantine—<strong>to</strong> support its claims. The<br />

C<strong>at</strong>holics, who argue th<strong>at</strong> it is religious, maintain th<strong>at</strong> it is a m<strong>at</strong>ter for papal correction, while the<br />

43 KGW 21.1, 351, 27-29: ―Ich hab mich aber besorget, wail sie baide einander vor disem in<br />

gengeschriften unfreundtlich tractirt: möchte auß dem alten grollen ein feindselighkheitt<br />

erwachsen, und mir mein vertrawliches gespr ch verunruewigen.‖<br />

44 Ibid., 352, 1-3: ―…wir der gorssen ungleichheitt in halting der feyr und festtäge, wölliche nun<br />

uber zwantzig Jahr im Römischen Reich allerley zerrütlicheitt und unruhe in Politischen<br />

geschäfften angerichtet, dermahlen eins abkhämen.‖<br />

45 Ibid., 9-10: ―Doch das der Keyser das ganze Wesen moderirte und nit der Bapst, sonst<br />

khöndten wir gewissens halber nichts endern, weil wir in der lehr wider einander seind.‖<br />

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Protestants, who argue th<strong>at</strong> it is political, deem it a m<strong>at</strong>ter of Imperial concern. Amidst this<br />

deb<strong>at</strong>e, Cancellarius raises another question which he proposes they not discuss immedi<strong>at</strong>ely, but<br />

keep in mind for consider<strong>at</strong>ion: ―If a similar reform<strong>at</strong>ion would be done anew, could it be done<br />

better than the one done already [by Pope Gregory]?‖ 46<br />

It is <strong>at</strong> this point th<strong>at</strong> the M<strong>at</strong>hem<strong>at</strong>icus first enters the discussion. Syndicus calls on the<br />

M<strong>at</strong>hem<strong>at</strong>icus <strong>to</strong> speak his mind about the questions they‘ve been discussing, because ―you are<br />

younger…[and thus] will not be partisan‖ (Kepler himself was just over thirty <strong>at</strong> the time), and<br />

also because ―<strong>to</strong>day‘s astronomy is better.‖ 47<br />

R<strong>at</strong>her than take up the deb<strong>at</strong>e, the M<strong>at</strong>hem<strong>at</strong>icus<br />

denies th<strong>at</strong> the entire discussion has any relevance <strong>to</strong> him. He asserts th<strong>at</strong><br />

if clever and overly hot-tempered and idle individuals in Germany would spend enough<br />

time on their studies th<strong>at</strong> they would learn <strong>to</strong> understand these things themselves, and not<br />

<strong>to</strong> force us m<strong>at</strong>hem<strong>at</strong>icians, who are generally thought <strong>to</strong> be worthless and neglectful, <strong>to</strong><br />

advise them, not only would they forgo the he<strong>at</strong> and haze of quarrel on this account, but<br />

also they would finally see th<strong>at</strong> they have no reason <strong>to</strong> deb<strong>at</strong>e the m<strong>at</strong>ter so much. Our<br />

studies are not partisan, but are devoted <strong>to</strong> the utility of mankind, <strong>to</strong> quiet, peace, and<br />

unity. You theologians have confused so much—thus decide things without the<br />

m<strong>at</strong>hem<strong>at</strong>icians and don‘t mix us in<strong>to</strong> it, and thereby make our studies h<strong>at</strong>ed. It doesn‘t<br />

m<strong>at</strong>ter <strong>to</strong> us <strong>at</strong> all whether we calcul<strong>at</strong>e according <strong>to</strong> Egyptian, Chaldean, Greek, or Julian<br />

years, or according <strong>to</strong> Gregorian years, when our work is already piled high for us, and<br />

needs careful <strong>at</strong>tention. 48<br />

46 Ibid., 353, 41-43: ―Hiervon wöllen wir nit redden, sondern das geb Ich eüch jetz<br />

zubedenckhen, wan gleich ein solliche Reform<strong>at</strong>ion von newem angestelt warden solte ob mans<br />

auch füeglicher angreiffen wurde khönden, als es Jetzo beschehen?‖<br />

47 Ibid., 354, 1-2: ―Ir sendt der Jungen einer, Ich vermain Ir sollet nit Parthenisch sein. So h<strong>at</strong>t<br />

man auch heüttiges tags die Astronomiam besser, wie fiindet Irs?‖<br />

48 Ibid, 354,4-13: ―Wan die scharffsinnige und zuvil hitzige oder müessige köpffe in teuüschland<br />

sich sovil mit den studijs bemüeheten, das sie dieses ach selber verstehen lehrneten, und nit uns<br />

M<strong>at</strong>hem<strong>at</strong>icos, die wir gmeinglich schlechte unachtsame personen seind, drumben fragen<br />

müessen, so würd Inen hierzwischen nit allein die hitz und Zanckhdunst vergehen, sondern<br />

würden auch entlich sehen, das sie nit Ursach hetten sich so sehr yber disem werckh zuzwayen.<br />

Unsere Studia seind unpartheyisch, dem menschen nutzlich; der rhue, fridens, und einigkheitt<br />

begirig: habt Ir Theologj vil verworren, so schlichtet es, ohne die M<strong>at</strong>hem<strong>at</strong>icos und menget uns<br />

nit drein, macht unsere studia darmit verhasst. ES gehet uns nichts auff oder ab, Wir rechnen<br />

nach den annis aegyptijs, Chaldaicis, Graecis, Julianis oder Gregorianis, wan uns schon die<br />

arbaitt ein wenig geheüfft würd, es braucht yberal fleißiges aufsehens.‖<br />

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The M<strong>at</strong>hem<strong>at</strong>icus here argues two things. First, he claims th<strong>at</strong> the arguments about the new<br />

calendar are not rooted in m<strong>at</strong>hem<strong>at</strong>ics <strong>at</strong> all. In speaking <strong>to</strong> ―you theologians [who] disturb the<br />

peace,‖ he implies th<strong>at</strong> the calendar deb<strong>at</strong>es have become deb<strong>at</strong>es about theology. For this<br />

reason, he argues, m<strong>at</strong>hem<strong>at</strong>icians should not be asked for advice nor embroiled in the<br />

contentious deb<strong>at</strong>es <strong>at</strong> all; instead, the question of the calendar should be settled by the<br />

quarreling parties themselves. In his view, m<strong>at</strong>hem<strong>at</strong>ics is an essentially peaceful art, devoted<br />

―<strong>to</strong> the utility of human kind…and the love of concord‖—accordingly, it would be particularly<br />

out of place <strong>to</strong> invoke it in order <strong>to</strong> increase strife, as the calendar deb<strong>at</strong>e has done. Indeed, the<br />

use of m<strong>at</strong>hem<strong>at</strong>ical arguments in the calendar deb<strong>at</strong>e would serve <strong>to</strong> debase m<strong>at</strong>hem<strong>at</strong>ics,<br />

making others look on it with scorn r<strong>at</strong>her than respect. The M<strong>at</strong>hem<strong>at</strong>icus further argues th<strong>at</strong><br />

the calendar question is not one th<strong>at</strong> pertains <strong>to</strong> m<strong>at</strong>hem<strong>at</strong>icians because it is irrelevant <strong>to</strong> their<br />

studies—for astronomical purposes, the calendar could be reckoned according <strong>to</strong> any number of<br />

systems, with little practical difference.<br />

The M<strong>at</strong>hem<strong>at</strong>icus‘s claims here are surprising on a number of levels. For one, Maestlin<br />

had made exactly the l<strong>at</strong>ter claim in his rejection of the Gregorian calendar—a claim which<br />

Kepler himself had discounted in his 1597 letter, where he argued th<strong>at</strong> even if there were no<br />

practical astronomical difference between calendars, astronomers should still support the one th<strong>at</strong><br />

was the most accur<strong>at</strong>e and beautiful. More important still, however, is th<strong>at</strong> fact th<strong>at</strong> Kepler,<br />

himself a m<strong>at</strong>hem<strong>at</strong>ician, was already very clearly ―mixed in‖ <strong>to</strong> the deb<strong>at</strong>e on calendar reform;<br />

he had earlier taken a clear position in his letter <strong>to</strong> Maestlin, and was obviously still engaged<br />

with the deb<strong>at</strong>e, in his political role as Imperial m<strong>at</strong>hem<strong>at</strong>ician. Indeed, the writing of the<br />

dialogue itself represents an <strong>at</strong>tempt, by a m<strong>at</strong>hem<strong>at</strong>ician, <strong>to</strong> settle the issue. This might simply<br />

suggest th<strong>at</strong> the M<strong>at</strong>hem<strong>at</strong>icus does not represent Kepler‘s view, yet the character, of an age and<br />

323


profession with Kepler, is clearly intended as a medium for the author‘s own voice. Kepler‘s<br />

initial stance in the dialogue must therefore be seen as a rhe<strong>to</strong>rical str<strong>at</strong>egy; in starting with an<br />

exagger<strong>at</strong>ed denial of the calendar deb<strong>at</strong>e‘s relevance <strong>to</strong> m<strong>at</strong>hem<strong>at</strong>icians, the M<strong>at</strong>hem<strong>at</strong>icus can<br />

slowly begin <strong>to</strong> articul<strong>at</strong>e his ideal view of the exact role th<strong>at</strong> m<strong>at</strong>hem<strong>at</strong>icians should serve in the<br />

calendar deb<strong>at</strong>es. As becomes clear over the course of the dialogue, this role is on the one hand<br />

far more restricted than the one conventionally assigned <strong>to</strong> them, for it releg<strong>at</strong>es their<br />

involvement <strong>to</strong> limited and specifically m<strong>at</strong>hem<strong>at</strong>ical questions and issues. On the other hand, it<br />

also concedes far gre<strong>at</strong>er authority <strong>to</strong> m<strong>at</strong>hem<strong>at</strong>icians, granting them a unique power <strong>to</strong> help<br />

resolve both the calendar deb<strong>at</strong>es and religious conflict more broadly.<br />

The process of slowly defining the role of the m<strong>at</strong>hem<strong>at</strong>ician begins as all the parties in<br />

the deb<strong>at</strong>e immedi<strong>at</strong>ely <strong>at</strong>tack the M<strong>at</strong>hem<strong>at</strong>icus‘s refusal <strong>to</strong> particip<strong>at</strong>e. ―How can you push the<br />

m<strong>at</strong>ter so far away from yourselves,‖ wonders Cancellarius. ―Who else first brought up the<br />

m<strong>at</strong>ter two hundred years ago, but m<strong>at</strong>hem<strong>at</strong>icians?‖ 49<br />

Confessarius likewise notes th<strong>at</strong> all the<br />

C<strong>at</strong>holic m<strong>at</strong>hem<strong>at</strong>icians of note were consulted in the drafting of the Gregorian calendar, while<br />

Ecclesiastes points out th<strong>at</strong> Protestant m<strong>at</strong>hem<strong>at</strong>icians are the very ones who have argued th<strong>at</strong> the<br />

Gregorian calendar is riddled with error and therefore should be rejected. Clearly, both C<strong>at</strong>holics<br />

and Protestants argue, the deb<strong>at</strong>e is inextricably tied <strong>to</strong> m<strong>at</strong>hem<strong>at</strong>ics. The M<strong>at</strong>hem<strong>at</strong>icus does<br />

concede th<strong>at</strong> m<strong>at</strong>hem<strong>at</strong>icians have been closely involved with the correction of the calendar. But<br />

he asks th<strong>at</strong> the others concede <strong>to</strong> him th<strong>at</strong><br />

m<strong>at</strong>hem<strong>at</strong>icians are not <strong>to</strong> blame in the calendar deb<strong>at</strong>e and conflict, for they did not st<strong>at</strong>e<br />

their opinion so th<strong>at</strong> people could quarrel on account of it—just as God cannot be<br />

49 Ibid. 14-15: ―Wie schiebet Ir die sach so weitt von eüch. Wer h<strong>at</strong>t sonsten dise sach auff die<br />

Baan gebracht als eben die M<strong>at</strong>hem<strong>at</strong>icj von zwayhundert Jahren her?‖<br />

324


assigned guilt for men who kill one another, as though he should have not let wine come<br />

<strong>to</strong> be. 50<br />

M<strong>at</strong>hem<strong>at</strong>ical arguments may have been used in the deb<strong>at</strong>e about the calendar, contends the<br />

M<strong>at</strong>hem<strong>at</strong>icus, yet this does not mean th<strong>at</strong> m<strong>at</strong>hem<strong>at</strong>icians are <strong>at</strong> fault. He distinguishes, th<strong>at</strong> is,<br />

between the true purpose of m<strong>at</strong>hem<strong>at</strong>ical claims and the uses <strong>to</strong> which such claims are put. He<br />

insists th<strong>at</strong> m<strong>at</strong>hem<strong>at</strong>ics itself is pure and unassailable, as are its true practitioners—but like any<br />

good thing, it can be wrongly used.<br />

Yet even this argument is challenged by Syndicus, who maintains th<strong>at</strong> ―you<br />

m<strong>at</strong>hem<strong>at</strong>icians first began this controversy yourselves.‖ 51<br />

The M<strong>at</strong>hem<strong>at</strong>icus rejects this claim<br />

by defining wh<strong>at</strong> it means <strong>to</strong> act as a m<strong>at</strong>hem<strong>at</strong>ician:<br />

I call someone a m<strong>at</strong>hem<strong>at</strong>ician who speaks, writes, deb<strong>at</strong>es, and argues on the basis of<br />

his art—th<strong>at</strong> is, so long as he stays within his boundaries. However, when he disputes<br />

outside of his art, and gets by with political or theological arguments, or is affected by his<br />

appointed position in government, then I consider him a theologian or a politician, and in<br />

this m<strong>at</strong>ter I have nothing in common with him. 52<br />

A m<strong>at</strong>hem<strong>at</strong>ician, <strong>to</strong> be worthy of the title, must rely on m<strong>at</strong>hem<strong>at</strong>ical arguments alone, argues<br />

Kepler through the M<strong>at</strong>hem<strong>at</strong>icus. Once he begins <strong>to</strong> deb<strong>at</strong>e on the basis of political or<br />

theological arguments, he abrog<strong>at</strong>es the right <strong>to</strong> the title ―m<strong>at</strong>hem<strong>at</strong>ician,‖ and becomes instead a<br />

politician or a theologian. Crucially, the M<strong>at</strong>hem<strong>at</strong>icus emphasizes th<strong>at</strong> this occurs once he is<br />

―affected by his appointed position in government‖—the key point is not whether he occupies<br />

50 Ibid. 23-27: ―Aber das werdt Ir mir darneben zugeben müessen, das die M<strong>at</strong>hem<strong>at</strong>ici an dem<br />

Calenderstreitt und Zwispalt nit schuldig, dansie Ire meinung nit darumb gesagt haben das man<br />

sich drüber zanckhen soll: gleich wie man Gott dem hern khein schuld geben khan, das die volle<br />

paurn einander zu<strong>to</strong>dtschlagen gleich als solt er den Wein drum nit haben wachsen lassen.‖<br />

51 Ibid., 28-29: ―Die gleichnus will sich ybel reimen, dan Ir M<strong>at</strong>hem<strong>at</strong>icj habt den streitt selber<br />

angefangen.‖<br />

52 Ibid., 31-35: ―Ich nenne disen einen M<strong>at</strong>hem<strong>at</strong>icum, wöllicher auß seiner kunst redet schreibet<br />

streittet und argumentiret und das, so lang er in terminis pleibt. Wan er aber auß seiner kunst<br />

schreittet udn sich mit Theologischen oder Politischen Argumentis behelffet, oder von einem der<br />

ernenten stenden in r<strong>at</strong>h gezogen wüt, als dan helt Ich ine fur einen Theologum oder Politicum;<br />

und hab mit Ime in diser sach nichts gemein.‖<br />

325


such a position, but once it affects his m<strong>at</strong>hem<strong>at</strong>ical judgment. When this happens, he stresses,<br />

―I have nothing in common with him.‖ Kepler thus used the M<strong>at</strong>hem<strong>at</strong>icus not merely <strong>to</strong><br />

articul<strong>at</strong>e the ideal role of the m<strong>at</strong>hem<strong>at</strong>ician, but also <strong>to</strong> fashion such a role for himself, and <strong>to</strong><br />

set himself apart from those whose m<strong>at</strong>hem<strong>at</strong>ical integrity has been influenced by their religious<br />

or political st<strong>at</strong>ions. Though he <strong>to</strong>o holds a political office, he emphasizes th<strong>at</strong> he would not<br />

allow himself <strong>to</strong> be influenced by such a role.<br />

Though Kepler initially cre<strong>at</strong>ed the characters of his dialogue <strong>to</strong> avoid invoking the<br />

animosity of the Clavius-Maestlin deb<strong>at</strong>es, he brings them in<strong>to</strong> the picture now, as he is further<br />

pressed <strong>to</strong> explain whether he views their involvement in the calendar deb<strong>at</strong>es <strong>to</strong> be<br />

―m<strong>at</strong>hem<strong>at</strong>ical.‖ Those m<strong>at</strong>hem<strong>at</strong>icians like Clavius who were involved in the reform<strong>at</strong>ion of the<br />

calendar, responds the M<strong>at</strong>hem<strong>at</strong>icus, were acting not only as m<strong>at</strong>hem<strong>at</strong>icians but ―either had<br />

theological or political thoughts on their own, and then supplied them <strong>to</strong> the authorities, or were<br />

summoned by the Pope and empowered by him.‖ 53<br />

Likewise, Maestlin ―was also impelled by<br />

his political authorities and theologians, so th<strong>at</strong> he wrote about it not only m<strong>at</strong>hem<strong>at</strong>ically but<br />

also theologically and politically.‖ 54<br />

Again, the key issue is not simply the political or religious<br />

ties of Maestlin or Clavius, but the fact th<strong>at</strong> they used those ties <strong>to</strong> further their m<strong>at</strong>hem<strong>at</strong>ical<br />

claims, and <strong>to</strong> bolster their m<strong>at</strong>hem<strong>at</strong>ical authority. For m<strong>at</strong>hem<strong>at</strong>ics is governed by its<br />

53 Ibid., 43-45: ―…so seind sie nit nur M<strong>at</strong>hem<strong>at</strong>icj gewest, sondern haben eintweder von Inen<br />

selber Ire Theologische und Politische bedenckhen darneben gehabt, und soliche hernach den<br />

Obrigkaietten heimgestellet, oder aber seind von dem Babst darzue bestellet udn gevolmaechtigt<br />

worden.‖<br />

54 Ibid., 355, 6-7: ―Er ist eben sowol von seinen Obrigkeitten und Theologis darzue angetriben<br />

worden; das er nit allein M<strong>at</strong>hm<strong>at</strong>ice, sondern auch Theologice und Politice darvon gescriben.<br />

326


principles alone, the M<strong>at</strong>hem<strong>at</strong>icus insists—―in m<strong>at</strong>hem<strong>at</strong>ics one disputes neither based on the<br />

authority of the pope nor on the authority of the emperor.‖ 55<br />

As the deb<strong>at</strong>e in the dialogue continues, the M<strong>at</strong>hem<strong>at</strong>icus is pressed about m<strong>at</strong>hem<strong>at</strong>ical<br />

involvement in the initial Gregorian reform of the calendar. He allows th<strong>at</strong> this involvement was<br />

warranted, since all m<strong>at</strong>hem<strong>at</strong>icians agreed th<strong>at</strong> the Julian calendar was m<strong>at</strong>hem<strong>at</strong>ically<br />

problem<strong>at</strong>ic, and there was a clear need for some m<strong>at</strong>hem<strong>at</strong>ical resolution. Though Syndicus<br />

points out th<strong>at</strong> Maestlin had observed similar errors in the Gregorian calendar, the M<strong>at</strong>hem<strong>at</strong>icus<br />

argues th<strong>at</strong> such errors were far fewer in number than in the Julian calendar. More <strong>to</strong> the point,<br />

he highlights the fact th<strong>at</strong> the reformers of the calendar were aware th<strong>at</strong> such errors existed, and<br />

―knowingly allowed them.‖ 56<br />

<strong>From</strong> this point on the question had ceased <strong>to</strong> be m<strong>at</strong>hem<strong>at</strong>ical.<br />

As he explains,<br />

Wh<strong>at</strong> then can a pure m<strong>at</strong>hem<strong>at</strong>ician bring against th<strong>at</strong> from his art? It is not appropri<strong>at</strong>e<br />

for an astronomer <strong>to</strong> command church and st<strong>at</strong>e, as though they ought <strong>to</strong> orient<br />

themselves along with the times of the year according <strong>to</strong> the motion of the heavens.<br />

R<strong>at</strong>her, one ought <strong>to</strong> leave the m<strong>at</strong>ter <strong>to</strong> the higher faculties [of the university], so th<strong>at</strong><br />

then, when a conflict arises rel<strong>at</strong>ing <strong>to</strong> the reform, they will prefer thereafter <strong>to</strong> leave the<br />

m<strong>at</strong>hem<strong>at</strong>icians <strong>to</strong> themselves. 57<br />

M<strong>at</strong>hem<strong>at</strong>ics can aid in the reform of the calendar, emphasizes the M<strong>at</strong>hem<strong>at</strong>icus, but only when<br />

pure m<strong>at</strong>hem<strong>at</strong>ical questions are <strong>at</strong> issue. When it <strong>at</strong>tempts <strong>to</strong> intervene in non-m<strong>at</strong>hem<strong>at</strong>ical<br />

questions, or stakes a claim in decisions made on the basis of extra-m<strong>at</strong>hem<strong>at</strong>ical concerns, it<br />

once again crosses the boundary <strong>to</strong> politics or religion. And in <strong>at</strong>tempting <strong>to</strong> ―command church<br />

55 Ibid., 15-16: ―…dan in der M<strong>at</strong>hem<strong>at</strong>ica disputirt man weder von Bäpstlichen noch<br />

Khayserlichen rechten.‖<br />

56 Ibid., 33-34: ―die Reforma<strong>to</strong>res solliche zuvor außgesehen, und wissentlich zulassen…‖<br />

57 Ibid., 37-41: ―Was khan dan nun Jetzo ein pur lautterer M<strong>at</strong>hem<strong>at</strong>icus auß seiner kunst<br />

darwider bringen? Es stehet Ja nit zu einem Astronomo, der khirchen und policey<br />

fürzuschreiben, wie fer und genaw sie sich mit Iren Jahrzeitten nach des himmels lauff richten<br />

sollen: sondern man mueß sich in den höhern Faculteten drüber zuvor vergleichen: als dan,<br />

wöllicher stand erstritten, das Ime die Reform<strong>at</strong>ion zustehe, der mag hernach die M<strong>at</strong>hem<strong>at</strong>icos<br />

zu sich ziehen.‖<br />

327


and st<strong>at</strong>e,‖ m<strong>at</strong>hem<strong>at</strong>ics will ultim<strong>at</strong>ely be commanded by them—for in involving themselves in<br />

issues beyond their purview <strong>at</strong> the outset, m<strong>at</strong>hem<strong>at</strong>icians will ultim<strong>at</strong>ely be called upon ―when a<br />

conflict arises rel<strong>at</strong>ing <strong>to</strong> the reform,‖ and will be forced <strong>to</strong> support the religious or political<br />

stance of each side. By sticking only with m<strong>at</strong>hem<strong>at</strong>ics from the start, however, they can make it<br />

clear th<strong>at</strong> these issues do not pertain <strong>to</strong> them, so th<strong>at</strong> others ―will prefer <strong>to</strong> leave the<br />

m<strong>at</strong>hem<strong>at</strong>icians <strong>to</strong> themselves.‖<br />

The C<strong>at</strong>holics and Protestants press on, with each side claiming th<strong>at</strong> they are right for<br />

various political or religious reasons. The M<strong>at</strong>hem<strong>at</strong>icus then interjects once more. ―Thank you,<br />

my lords,‖ he exclaims. ―With these words you have demonstr<strong>at</strong>ed yourselves th<strong>at</strong> a<br />

m<strong>at</strong>hem<strong>at</strong>ician has nothing <strong>to</strong> do with the calendar deb<strong>at</strong>e.‖ He contains <strong>to</strong> explain:<br />

For both initially and now you could argue with one another without my m<strong>at</strong>hem<strong>at</strong>ical<br />

instruction. If only you would spare other [m<strong>at</strong>hem<strong>at</strong>icians] also, and not say, our<br />

m<strong>at</strong>hem<strong>at</strong>icians have found things <strong>to</strong> be so, while ours have found it otherwise. Stay<br />

closer <strong>to</strong> the truth of the m<strong>at</strong>ter, and say instead, wh<strong>at</strong>ever each of us wants, he can use<br />

his m<strong>at</strong>hem<strong>at</strong>icians <strong>to</strong> achieve it. For they are our servants. 58<br />

As before, the M<strong>at</strong>hem<strong>at</strong>icus claims th<strong>at</strong> m<strong>at</strong>hem<strong>at</strong>icians have not only improperly employed<br />

political or theological arguments—they have become servants of church and st<strong>at</strong>e, who produce<br />

arguments <strong>at</strong> the command of their political or religious superiors. Kepler levels this indictment<br />

both generally <strong>at</strong> all those involved in the calendar deb<strong>at</strong>e, and <strong>at</strong> Clavius and Maestlin in<br />

particular, whom the M<strong>at</strong>hem<strong>at</strong>icus goes on <strong>to</strong> name specifically. Likewise, he makes clear th<strong>at</strong><br />

his point is not th<strong>at</strong> m<strong>at</strong>hem<strong>at</strong>icians should remain in an ivory <strong>to</strong>wer, far removed from worldly<br />

58 Ibid., 356, 10-15: ―Danckh habt meine Hern, hiermit erweiset Ir selber, das ein M<strong>at</strong>hem<strong>at</strong>icus<br />

nichts mit dem Calenerstreitt zuthun habe. Dan Ir anfangs und auch Jetzo ohn meinen<br />

M<strong>at</strong>hem<strong>at</strong>ischen Underricht wider einander argumentiren khöndt. Wolte aber got, Ir<br />

verschonetet unser auch sonsten, und sprächet nit, unsere M<strong>at</strong>hem<strong>at</strong>icj habens so gefunden,<br />

Unsere aber habens anderst gefunden: sondern griffet vilmehr näherzur sach und sprächet, wie<br />

usner Jeder will, so khan er die M<strong>at</strong>hem<strong>at</strong>icos brauchen und anführen, dan sie seind unsere<br />

Knecht.‖<br />

328


conflict; m<strong>at</strong>hem<strong>at</strong>ics can help <strong>to</strong> resolve those conflicts, but only when it stays within its own<br />

boundaries, and recognizes no master beyond its own principles.<br />

By now the M<strong>at</strong>hem<strong>at</strong>icus has finally convinced the various parties about the place of<br />

m<strong>at</strong>hem<strong>at</strong>ics in the reform of the calendar. ―You fill me with such wonder,‖ exclaims<br />

Cancellarius, ―th<strong>at</strong> I must believe th<strong>at</strong> you are right. Please tell me the right and pure reasons for<br />

establishing or reforming the calendar.‖ 59<br />

Now th<strong>at</strong> the M<strong>at</strong>hem<strong>at</strong>icus is on firm ground with<br />

regard <strong>to</strong> his proper role, and the dialogue unfolds in an extensive discussion of the purpose of<br />

calendar reform and the various aspects th<strong>at</strong> require reform, finally with his full particip<strong>at</strong>ion.<br />

Throughout the remainder of the dialogue, the M<strong>at</strong>hem<strong>at</strong>icus acts as a referee of sorts, clarifying<br />

wh<strong>at</strong> requires clarific<strong>at</strong>ion and taking sides on specific m<strong>at</strong>hem<strong>at</strong>ical or astronomical questions.<br />

He makes clear th<strong>at</strong> a new calendar is necessary for neither political nor agricultural reasons, but<br />

only in order <strong>to</strong> properly calcul<strong>at</strong>e the d<strong>at</strong>e of Easter according <strong>to</strong> the rules established by the<br />

Council of Nicaea. There is some disagreement, however, about how best <strong>to</strong> comply with those<br />

rule, and the parties begin <strong>to</strong> deb<strong>at</strong>e the merits of the different calcul<strong>at</strong>ion cycles, and the benefits<br />

or detriments of relying on strict astronomical observ<strong>at</strong>ions. Amidst this deb<strong>at</strong>e, in which<br />

Ecclesiastes presses for strict astronomical observ<strong>at</strong>ions and Confessarius for a cyclical and<br />

mean method of calcul<strong>at</strong>ion, Syndicus interjects. ―I would like <strong>to</strong> propose a plan <strong>to</strong> my most<br />

gracious lords,‖ he says, ―which…would be useful for a long time, and would serve the interests<br />

of obtaining peace between us.‖ ―Th<strong>at</strong> I would hear very much like <strong>to</strong> hear,‖ responds<br />

59 Ibid., 27-29: ―Ir machete mir es wunder selzam, Ich mueß eüch recht vernemen. Lieber sagt<br />

mir den rechten purlautteren M<strong>at</strong>ehm<strong>at</strong>ischen grudn darnach der Calender anzustellen oder<br />

zureformiren?‖<br />

329


Cancellarius. 60<br />

Syndicus replies:<br />

My thought is this. A communal decree should be instituted <strong>at</strong> a Reichstag, th<strong>at</strong> Easter be<br />

celebr<strong>at</strong>ed in the future according <strong>to</strong> the decree of the Council of Nicaea, and the<br />

m<strong>at</strong>hem<strong>at</strong>icians should be charged with diligently computing it from the found<strong>at</strong>ions of<br />

astronomy, and not from the old and faded computus, according <strong>to</strong> which we find<br />

ourselves celebr<strong>at</strong>ing Easter several days away from the intention of the council. I would<br />

urge the Protestants most strongly <strong>to</strong> accept this decree…and thus both parties will have<br />

it so th<strong>at</strong> Easter will fall out almost always <strong>to</strong>gether in our lifetimes, but by different<br />

decrees. 61<br />

Cancellarius immedi<strong>at</strong>ely objects th<strong>at</strong> such a process would not be admissible under Pope<br />

Gregory‘s bull, and the deb<strong>at</strong>e continues. Yet here Syndicus has outlined the basic oper<strong>at</strong>ing<br />

principle for Kepler‘s dialogue, one which the Protestants eventually work out in some detail,<br />

though it differs from the particulars suggested here by Syndicus. The way <strong>to</strong> resolve the<br />

conflict, Syndicus suggests and Kepler ultim<strong>at</strong>ely clarifies, is <strong>to</strong> devise a means by which<br />

C<strong>at</strong>holics and Protestants can disagree about the details of calendrical reform, while still arriving<br />

<strong>at</strong> synchronized d<strong>at</strong>es for Easter.<br />

The two sides move on <strong>to</strong> discuss the correct length of the solar year, and the need <strong>to</strong><br />

improve the solar calendar. The M<strong>at</strong>hem<strong>at</strong>icus explains th<strong>at</strong> based on the observ<strong>at</strong>ions obtained<br />

by Hipparchus in antiquity and Tycho Brahe in modern times, the Gregorian calendar stipul<strong>at</strong>ed<br />

a largely correct length of the solar year—indeed, this is the reason, he notes, why Tycho Brahe<br />

praised the Gregorian calendar reform. Yet it is still not perfect, notes the M<strong>at</strong>hem<strong>at</strong>icus, who<br />

60 Ibid., 360: ―Syndicus: Ich will meiner Gnädigen Obrigkheitt wol ein r<strong>at</strong>h geben, der da wie<br />

Ich auß dem Jenigen abnehmen khan, was Jetzo gesagt worden, eine Zeitt lang guett thuen udn<br />

zwischen uns friden stifften w rtt… Cancellarius: Das will Ich gern hören.<br />

61 Ibid.: ―Mein meinung ist, man soll auff einem Reichstag einen gemienen schluß machen,<br />

hinfüro die Ostern nach einsetzung des h. Nicenischen Concilij zuhalten, und den M<strong>at</strong>hem<strong>at</strong>icis<br />

anbefehlen, das sie ex fundamentis astronomicis und nit auß dem alten verschoffenen Compu<strong>to</strong><br />

vliessig nachrechnen sollen, wan und zu wöllichen tagen sich solliches fest nach des Concilij<br />

mainung finde. Den Protestierenden will Ich meinstheils vleissig zureden, das sie in ein sollichen<br />

schluß willigen…Dadurch warden bayden Partheyen auß underschidlichen decretis die Ostern<br />

bey unsern Lebzeitten fast alweg zusammen fallen.‖<br />

330


discusses <strong>at</strong>tempts by Scaliger and others <strong>to</strong> arrive <strong>at</strong> an even more precise determin<strong>at</strong>ion of the<br />

solar year—an <strong>at</strong>tempt made difficult by the lack of precise enough observ<strong>at</strong>ions. The two<br />

parties discuss as well the rel<strong>at</strong>ed issue of the moving equinox, and the best ways <strong>to</strong> comply with<br />

the decrees of the Council of Nicaea on the proper d<strong>at</strong>e of the equinox. Here Kepler, as author,<br />

incorpor<strong>at</strong>es a lengthy Digressio, not in dialogue form, on the solar year, complete with a<br />

his<strong>to</strong>rical survey of the determin<strong>at</strong>ion of the solar year since the time of the Old Testament, and a<br />

discussion of various solar and lunar calendars, including the ancient Persian and Egyptian<br />

calendars, the modern Mexican and Japanese calendars, and the Jewish calendar.<br />

After the Digressio the dialogue picks up once more, as the participants continue <strong>to</strong><br />

deb<strong>at</strong>e the best way <strong>to</strong> resolve the d<strong>at</strong>e of the equinox, and the reasons for or against removing<br />

ten days from the calendar, as the Gregorian commission had done with its reform. The<br />

Protestants argue against the omission of 10 days from the calendar; likewise, the M<strong>at</strong>hem<strong>at</strong>icus<br />

agrees with the Protestants th<strong>at</strong> since the actual equinox would take place in the coming years on<br />

March 10, the Gregorian commission should rightly either have removed 11 days from the<br />

calendar, or design<strong>at</strong>ed the equinox on March 20. He notes, however, th<strong>at</strong> this may not be a<br />

m<strong>at</strong>hem<strong>at</strong>ical issue, for it depends on the r<strong>at</strong>ionale used in the determin<strong>at</strong>ion of specific calendar<br />

d<strong>at</strong>es. If those establishing the calendar, he argues, ―maintain th<strong>at</strong> <strong>to</strong>day the equinox falls on the<br />

11 or 21 of March, I can contradict them from my art.‖ 62 But if, knowing when it actually<br />

happens, they chose <strong>to</strong> design<strong>at</strong>e the equinox on the 21 for the purpose of calcul<strong>at</strong>ing the d<strong>at</strong>e of<br />

Easter, he admits th<strong>at</strong> they have the full right <strong>to</strong> do so. ―Wh<strong>at</strong> does it m<strong>at</strong>ter <strong>to</strong> an astronomer,‖<br />

he asks, ―wh<strong>at</strong> day is pleasing <strong>to</strong> them for the terminus lunae quartae decimae of Easter? Easter<br />

62 Ibid., 377, 35-36: ―Wann sie fürgeben, das aequinoctium sey heütt zu tag den 11 oder 21<br />

Martii, da will Ich Inen auß meiner kunst widersprechen.‖<br />

331


is a holiday, not a star.‖ 63<br />

Here he emphasizes th<strong>at</strong> m<strong>at</strong>hem<strong>at</strong>ics can aid in the calibr<strong>at</strong>ion of an<br />

astronomically correct calendar, but it need not be invoked in all instances. The length of the<br />

solar year and the specifics of the lunar cycle certainly have their source in astronomy—but the<br />

decision about the specific d<strong>at</strong>e of Easter is ultim<strong>at</strong>ely a religious one. And as he emphasized <strong>at</strong><br />

the start of the dialogue, the M<strong>at</strong>hem<strong>at</strong>icus emphasizes here again th<strong>at</strong> it is inappropri<strong>at</strong>e for<br />

m<strong>at</strong>hem<strong>at</strong>icians <strong>to</strong> take a stand on issues th<strong>at</strong> do not pertain <strong>to</strong> their discipline.<br />

The M<strong>at</strong>hem<strong>at</strong>icus is then asked <strong>to</strong> clarify how many times the Gregorian calendar would<br />

differ from the true equinox—and hence from the d<strong>at</strong>e of Easter of the Protestants, following the<br />

true equinox—in the coming years. To answer this question, he notes th<strong>at</strong> four fundamental<br />

points about the establishment of the calendar need <strong>to</strong> be settled: : 1) whether the vernal equinox<br />

should be set <strong>to</strong> an exact time in hours and minutes, or more generally <strong>to</strong> a day; 2) whether the<br />

day should be started from midnight, morning, or evening; 3) which meridian ought <strong>to</strong> be chosen<br />

<strong>to</strong> represent zero; and 4) whether one should consider the true, the mean, or the cyclically<br />

calcul<strong>at</strong>ed full moon. These questions are deb<strong>at</strong>ed <strong>at</strong> length by all the parties, with the<br />

Protestants eventually settling on the following: 1) The equinox should be fixed astronomically,<br />

and as an exact time in minutes and hours. (This is against the advice of the M<strong>at</strong>hem<strong>at</strong>icus, who<br />

notes the true equinox cannot possibly be observed with such precision without error, both<br />

because the instruments are not precise enough and because of the uncertainty of solar parallax<br />

and the specific vari<strong>at</strong>ions caused by refraction.) 2) The day should start either <strong>at</strong> sundown in<br />

Jerusalem or <strong>at</strong> midnight in Rome. 3) The prime meridian should be the one which goes through<br />

the middle of Europe—appropri<strong>at</strong>ely, this meridian goes through Rome and Prague, which are<br />

both the origin and the current se<strong>at</strong> of the Roman empire, and through Hven, from which Tycho<br />

63 Ibid., 38 – 387, 1-2: ―Was gehet es einen Astronomum an, was Inen für ein tag zum Termino<br />

Lunae quartae decimae Paschalis gefalle. Ostern ist ein fest und khein stern.‖<br />

332


Brahe made his astronomical observ<strong>at</strong>ions. Finally, with regard <strong>to</strong> 4), Ecclesiastes votes for the<br />

true full moon, since they have decided <strong>to</strong> abide by the true observed equinox. Yet the<br />

M<strong>at</strong>hem<strong>at</strong>icus points out th<strong>at</strong> the difference between the true and the mean full moon is far<br />

gre<strong>at</strong>er than th<strong>at</strong> between the true and the mean equinox; for this reason, Syndicus argues th<strong>at</strong><br />

they should stick with the mean full moon. Ecclesiastes is willing <strong>to</strong> concede in part, but they do<br />

not reach a firm decision.<br />

Syndicus again tries <strong>to</strong> return the discussion <strong>to</strong> the M<strong>at</strong>hem<strong>at</strong>icus, and asks how often it<br />

will happen, with the four points mostly resolved, th<strong>at</strong> the d<strong>at</strong>es of their calendar will differ from<br />

the Gregorian calendar when it comes <strong>to</strong> Easter. The M<strong>at</strong>hem<strong>at</strong>icus replies th<strong>at</strong> having decided<br />

on the essential elements of their new calendar, he will ―gladly undertake this doubled labor,<br />

with only this condition: th<strong>at</strong> Lords Syndicus and Ecclesiastes embrace whichever form [of the<br />

calendar] differs the least from the Gregorian Reform in the celebr<strong>at</strong>ion of Easter, and thus this<br />

controversy can be happily settled.‖ 64<br />

Syndicus willingly agrees, yet Ecclesiastes is skeptical.<br />

―In the name of God!,‖ he exclaims. ―We will not reform the world with our priv<strong>at</strong>e<br />

agreement!‖ 65<br />

His suspicion extends <strong>to</strong> the M<strong>at</strong>hem<strong>at</strong>icus himself, whom he admonishes <strong>to</strong><br />

―proceed, but calcul<strong>at</strong>e faithfully and without bias. My associ<strong>at</strong>es are also calendar makers, who<br />

can easily refute you if you report wrongly.‖ 66<br />

Before the M<strong>at</strong>hem<strong>at</strong>icus can take up the<br />

challenge, Confessarius and Ecclesiastes take a moment <strong>to</strong> discuss the requirements laid down by<br />

64 Ibid., 386: ―Ich will die doppelte arbait gern Verrichten doch mit disem beding, wölliche form<br />

der Gregorianischen reform<strong>at</strong>ion in halting der ostern am wenigsten zuwiderlaufft, das baide<br />

herrn Syndicus und Ecclesiastes derselben beyfallen und die andere fahren lassen, und also der<br />

streitt aufgehebt sey.‖<br />

65 Ibid.: ―Im namen gottes, wir warden doch mit unserm Jetzigen priv<strong>at</strong> Consensu die welt nit<br />

reformiren.‖<br />

66 Ibid.: ―So fahret fort M<strong>at</strong>hem<strong>at</strong>ice, doch rechnet getreülich und unpartheyisch, Meine<br />

spiesgesellen khönden auch Calender machen, die warden eüch wol erdappen, wan Ir Unrecht<br />

berichtet.‖<br />

333


the Council of Nicaea for the calcul<strong>at</strong>ion of Easter, and Bede‘s interpret<strong>at</strong>ion of those<br />

requirements. Based on their discussion, Syndicus remarks: ―It‘s a wonderful thing—we almost<br />

agree, th<strong>at</strong> the true equinox and the mean full moon should be followed….Wh<strong>at</strong> then, have we<br />

accomplished with our argument?‖ 67<br />

Ecclesiastes concedes th<strong>at</strong> he agrees in some respects with the interpret<strong>at</strong>ions of the<br />

C<strong>at</strong>holic side, yet asks them whether or not they believe th<strong>at</strong> the Council of Nicaea requires them<br />

<strong>to</strong> follow the nineteen year cycle. Though Confessarius first st<strong>at</strong>es th<strong>at</strong> it does, Ecclesiastes<br />

points out th<strong>at</strong> the errors in the cycle have caused it <strong>to</strong> result in d<strong>at</strong>es for the equinox and Easter<br />

th<strong>at</strong> depart from the guidelines set by the council. Confessarius agrees, and notes th<strong>at</strong> this is<br />

exactly why Clavius substituted a corrected epact cycle. To this Ecclesiastes counters th<strong>at</strong> just<br />

as the C<strong>at</strong>holics had rejected the original nineteen year cycle because it was imperfect and<br />

substituted Clavius‘s new epact cycle, so the Protestants rejected the epact cycle because it was<br />

imperfect <strong>to</strong>o. Ecclesiastes then suggests <strong>to</strong> Syndicus th<strong>at</strong> they might abide by the wishes of the<br />

Council of Nicaea if they produced a corrected golden number cycle, in contrast <strong>to</strong> the epact<br />

cycle of the C<strong>at</strong>holics.<br />

To this end, the M<strong>at</strong>hem<strong>at</strong>icus takes a moment <strong>to</strong> explain the his<strong>to</strong>ry of the golden<br />

number cycle and the current problems with it, and works with Ecclesiastes over several pages of<br />

the dialogue <strong>to</strong> develop an improved calcul<strong>at</strong>ion for the golden number. According <strong>to</strong> this<br />

method, one divides the year number by 500, multiplies the integer result by 11, adds the result<br />

<strong>to</strong> the year number, adds 1, and then divides the result by 19; the remainder is the corrected<br />

golden number. In the example the M<strong>at</strong>hem<strong>at</strong>icus gives, if one takes 1609, one multiples 11 by<br />

67 Ibid., 387: ―Ein merckliche sach, wir seind fast einig gewest, das verum aequinoctium und<br />

medium plenilunium zuerwehlen….Was haben wir dan bisshero verrichtet mit unserm langen<br />

disputiren?‖<br />

334


3, adds one, adds th<strong>at</strong> <strong>to</strong> 1609 <strong>to</strong> get 1643, divides th<strong>at</strong> by 19, and arrives <strong>at</strong> a golden number of<br />

9. Consulting the tables, one finds th<strong>at</strong> this corresponds <strong>to</strong> new moons on January 25, February<br />

23, and March 25. April 7 would thus be the luna decimaquarta, and the d<strong>at</strong>e of Easter would be<br />

April 9.<br />

Because the Protestants have not removed ten days from their calendar, and still take<br />

March 10 for the equinox, there are times—specifically, when the full moon occurs on March<br />

10—th<strong>at</strong> with this method the Protestants can end up celebr<strong>at</strong>ing Easter one month earlier than<br />

the C<strong>at</strong>holics, who set the equinox <strong>to</strong> March 21. Yet this would happen only five times in 100<br />

years, according <strong>to</strong> the M<strong>at</strong>hem<strong>at</strong>icus—and more importantly, for the remaining years, the d<strong>at</strong>e<br />

of Easter calcul<strong>at</strong>ed according <strong>to</strong> the corrected golden number cycle is almost always consistent<br />

with the d<strong>at</strong>e of Easter calcul<strong>at</strong>ed in the Gregorian calendar on the basis of the epacts. They<br />

have arrived, essentially, <strong>at</strong> the solution articul<strong>at</strong>ed earlier in the dialogue by both Syndicus and<br />

the M<strong>at</strong>hem<strong>at</strong>icus—a different method of calcul<strong>at</strong>ion from the C<strong>at</strong>holics which enables regular<br />

agreement when it comes <strong>to</strong> the celebr<strong>at</strong>ion of Easter.<br />

This is not <strong>to</strong> say th<strong>at</strong> the C<strong>at</strong>holics and Protestants then embrace with open arms. ―If<br />

only,‖ Syndicus remarks, ―Pope Gregory had instituted this method of correcting Easter. For<br />

then we would have followed his correction without contradiction.‖ 68<br />

―I don‘t believe it <strong>at</strong> all,‖<br />

counters Cancellarius. ―For you have <strong>to</strong>o many quarrelsome people among you.‖ 69<br />

The two<br />

sides continue <strong>to</strong> argue for their own version of the calendar, though without excessive hostility.<br />

Finally, as the dialogue winds down, the M<strong>at</strong>hem<strong>at</strong>icus extends his ―blessing,‖ and reminds<br />

68 Ibid., 395: ―Es Wär Zu Wünschen Bapst Gregorius hette die Correction mit den Ostern auff<br />

disen schlag fürgenommen, da wolten wir ohn alle widerred nachgefolget sein…‖<br />

69 Ibid.: ―Ich wills nit laichtlich glauben. Ir habt vil zu streittige köpffe under eüch.‖<br />

335


everybody th<strong>at</strong> ―m<strong>at</strong>hem<strong>at</strong>icians are not <strong>at</strong> fault in the calendar deb<strong>at</strong>e, but r<strong>at</strong>her each party uses<br />

its m<strong>at</strong>hem<strong>at</strong>icians <strong>to</strong> achieve wh<strong>at</strong> it wants.‖ 70<br />

With this in mind, he graciously offers the others<br />

my services for the Christian resolution of the calendar, in part or in whole, as much as is<br />

possible according my art, so th<strong>at</strong> with this m<strong>at</strong>ter settled a beginning is made <strong>to</strong> settled<br />

the other impending Christian conflicts, and henceforth <strong>to</strong> live with one another<br />

peacefully and amicably. 71<br />

Here he emphasizes once again th<strong>at</strong> though m<strong>at</strong>hem<strong>at</strong>icians ought not <strong>to</strong> employ theological or<br />

political arguments or <strong>to</strong> oper<strong>at</strong>e on the basis of on specific theological or political motiv<strong>at</strong>ions,<br />

their arguments can still have important theological or political effects. For m<strong>at</strong>hem<strong>at</strong>ics—a<br />

―peaceful art,‖ as he noted earlier—can be employed help <strong>to</strong> settle theological or political<br />

disputes like the issue of calendar reform, presenting a solution th<strong>at</strong> would be acceptable <strong>to</strong> all<br />

parties and thus allowing Christians <strong>to</strong> live ―peacefully and amicably.‖ And with a final ―Amen‖<br />

on the part of all, the dialogue comes <strong>to</strong> a close.<br />

The calendar dialogue, though whimsical in character, clearly occupied Kepler seriously,<br />

as he returned <strong>to</strong> and made corrections over a number of years. His position in the dialogue is<br />

also clearly quite different than the one he articul<strong>at</strong>ed ten years earlier in his letter <strong>to</strong> Maestlin.<br />

On the one hand, this change was tied <strong>to</strong> Kepler‘s growing frustr<strong>at</strong>ing with the calendar‘s main<br />

explica<strong>to</strong>r, Chris<strong>to</strong>ph Clavius. In 1603, Clavius had published his Romani calendarii a Gregorio<br />

XIII restituti explic<strong>at</strong>ion, a massive text in which he sought both <strong>to</strong> better explain the new<br />

calendar and <strong>to</strong> defend it from <strong>at</strong>tacks by its Protestant opponents. Kepler read the book, and<br />

70 Ibid., 397, 27-28: ―…die M<strong>at</strong>hem<strong>at</strong>ici am Calenderstreitt nit schuldig seyen, sondern der<br />

Partheyen Jede Ire M<strong>at</strong>hem<strong>at</strong>icos brauchen, und anf hren khönde wie sie wolle.‖<br />

71 Ibid., 28-32: ―Will aber eüch denstlich erbotten ahben, den herren sampt oder sonderlich zu<br />

einer Christlichen fürhabenden vergleichung des Calenderwesens in parte vel <strong>to</strong><strong>to</strong> mit meiner<br />

kunst nach müglichaitt zudienen: Damit bey diser geringen M<strong>at</strong>erij ein anfang gemacht werde,<br />

die zwischen den partheyen schwebende zwiffälte Christlich hinzuleegn, und hinfort mit einander<br />

fridlich und einvertreglich zu leben.‖<br />

336


wrote <strong>to</strong> Maestlin in 1607 th<strong>at</strong> Clavius‘s approach had ―filled [him] with anger.‖ 72 Though he<br />

had once urged Maestlin not <strong>to</strong> overthrow the Gregorian calendar, he continued, he had since<br />

himself recommended a separ<strong>at</strong>e calendar, ―for the sake of a defense against the errors of<br />

Clavius.‖ 73<br />

Though he had no intention of ―overthrow[ing] the established cus<strong>to</strong>ms of n<strong>at</strong>ions,‖<br />

he also felt th<strong>at</strong> it would be wrong <strong>to</strong> ―endure the corrupting m<strong>at</strong>hem<strong>at</strong>ics of Clavius.‖ 74<br />

In<br />

particular, he believed th<strong>at</strong> it was necessary <strong>to</strong> clarify the errors in the Gregorian calendar, and <strong>to</strong><br />

offer suggestions for altern<strong>at</strong>ives, so th<strong>at</strong> the Gregorian calendar could eventually be upd<strong>at</strong>ed and<br />

improved, though this would likely take place <strong>at</strong> some time in the future. Though Pope Gregory<br />

had called the new calendar ―perpetual,‖ Kepler believed th<strong>at</strong> with regard <strong>to</strong> particular questions,<br />

like the rel<strong>at</strong>ionship between the lunar and solar calendars or the omission of the leap days, ―the<br />

pope himself reserved the judgment <strong>to</strong> posterity.‖ 75<br />

He elabor<strong>at</strong>ed on his problems with Clavius‘s approach <strong>to</strong> the calendar in a short,<br />

unpublished document, labeled an ―Explic<strong>at</strong>ionis Calendarij a Clavio Scripta Emacul<strong>at</strong>io.‖<br />

These rel<strong>at</strong>e in particular <strong>to</strong> the manner in which the d<strong>at</strong>e of Easter was calcul<strong>at</strong>ed, the unclear<br />

design<strong>at</strong>ion of the equinox, the wrongly assumed length of the synodic month and the tropical<br />

year, and the lack of sufficient reasons given for the rejection of the golden number. To these<br />

Kepler added two additional objections; the first rel<strong>at</strong>es <strong>to</strong> the problem<strong>at</strong>ic labeling of the<br />

calendar as ―perpetual.‖ Even supposing th<strong>at</strong> in future years the astronomical knowledge of<br />

72 KGW 15:417: ―Versor in lectione Clavij s<strong>to</strong>machabundus.‖<br />

73 Ibid.: ―Ego etsi de Calendario ipso olim tibj scripsj, ne id nitereris convellere, tamen suaserim<br />

separ<strong>at</strong>a Calendarij causa ab erroribus defensoris Clavij, in hos modeste stylum stringere‖<br />

74 Ibid.: ―Calendarium receptum est, dies exemptj sunt, Pascha ad r<strong>at</strong>iones Lunae propius<br />

reductum est: quo consilio, quaelibet n<strong>at</strong>io id fecerit, non amplius dispu<strong>to</strong>, ut olim, cum de<br />

recipiendo ageretur. Instituta N<strong>at</strong>ionum postquam stabilita sunt non amplius convellam, fru<strong>at</strong>ur<br />

quilibet suo more. Sed Clavium corrumpentem M<strong>at</strong>hem<strong>at</strong>a non propterea feram.‖<br />

75 Ibid.: ―Pontifex ipse reservavit arbitrium posterit<strong>at</strong>j et de omittendis bissextis, et de Luna<br />

aequanda.‖<br />

337


Kepler‘s time was still accepted as true, he wrote, there were still many things th<strong>at</strong> the bull did<br />

not—and indeed could not—anticip<strong>at</strong>e, making the ―perpetual‖ label clearly problem<strong>at</strong>ic.<br />

Clavius certainly knew this, and yet he deliber<strong>at</strong>ely wrote the bull ―very confusedly‖ so th<strong>at</strong> it<br />

would appear fl<strong>at</strong>tering <strong>to</strong> the pope, honored as the founder of a calendar so good it would last<br />

for all time. Clavius, th<strong>at</strong> is, ―was obliged <strong>to</strong> remain silent [about the problems with the<br />

calendar] because of his office, and in this way garnered a reward.‖ 76<br />

Similarly, Kepler<br />

complained th<strong>at</strong> in rel<strong>at</strong>ing the reasons why the new calendar did not follow the true motions,<br />

Clavius had omitted the real reason: ―the authority of the Church, which only and alone<br />

established it thus.‖ 77<br />

Clavius pretended, th<strong>at</strong> is, th<strong>at</strong> the new calendar was established on the<br />

basis of m<strong>at</strong>hem<strong>at</strong>ics alone, when it was clear th<strong>at</strong> some of the key decisions <strong>at</strong> play were<br />

influenced by theological, r<strong>at</strong>her than astronomical, consider<strong>at</strong>ions.<br />

Much as he had argued in the calendar dialogue, then, Kepler found Clavius‘s<br />

involvement in the calendar problem<strong>at</strong>ic not merely because of specific m<strong>at</strong>hem<strong>at</strong>ical and<br />

astronomical errors he had introduced, but also because Clavius‘s approach was tainted by his<br />

theological motiv<strong>at</strong>ions, which influenced his m<strong>at</strong>hem<strong>at</strong>ical judgment and caused him <strong>to</strong> obscure<br />

the real issues <strong>at</strong> stake in the calendar reform. And his diss<strong>at</strong>isfaction with Clavius‘s approach<br />

seems <strong>to</strong> be <strong>at</strong> least partially responsible for the change in his <strong>at</strong>titude between 1597 and 1604.<br />

At the same time, Kepler‘s new <strong>at</strong>titude <strong>to</strong>ward the calendar reform was likely also closely<br />

linked with the changes in his life th<strong>at</strong> accompanied it—his expulsion from Graz, and the<br />

growing awareness of the intensity of the confessional dispute; and his new position as Imperial<br />

76 KGW 21.1, p. 399: ―F<strong>at</strong>endum confusius Paulo scriptam Bullam ab imperitiori, adulantibus<br />

quorum er<strong>at</strong> revidendi opera. Id Clavius honoris causa tacere utique debuit, veniam igitur<br />

meretur.‖<br />

77 Ibid.: ―R<strong>at</strong>iones cur verso motus ecclesia non sequ<strong>at</strong>ur, non pugnant, genuine cuasa est<br />

omissa, arbitrium ecclesiae, quae sola et unica causa id factum stability, caeterae facile<br />

profligari possunt.‖<br />

338


m<strong>at</strong>hem<strong>at</strong>ician, and the political awareness th<strong>at</strong> came with it as he w<strong>at</strong>ched the emperor struggle<br />

<strong>to</strong> rule a divided empire. Unlike the younger, more naïve Kepler of 1597, Kepler had come <strong>to</strong><br />

realize th<strong>at</strong> the solution <strong>to</strong> the calendar dispute could not be solved simply by noting the<br />

superiority of the Gregorian calendar—the deb<strong>at</strong>e was <strong>to</strong>o entrenched, and <strong>to</strong>o tied <strong>to</strong> the larger<br />

confessional conflict, for this approach <strong>to</strong> be successful. With time, Kepler had come <strong>to</strong> realize<br />

th<strong>at</strong> a more cre<strong>at</strong>ive approach <strong>to</strong> the problem was warranted, one which <strong>to</strong>ok seriously the<br />

hostility and inflexibility on both sides of the issue.<br />

Yet though Kepler‘s approach <strong>to</strong> the calendar was influenced by his political connections,<br />

it still differed in important ways from the approaches of Emperors Rudolf and M<strong>at</strong>thias, as is<br />

apparent from the proposals he eventually drafted on their behalf. Specifically, both emperors<br />

saw the removal of ten days from the calendar as essential for the preserv<strong>at</strong>ion of unity in the<br />

empire, while Kepler retained the ten days in his dialogue, as had been his preference since his<br />

1597 correspondence with Maestlin. The difference between Kepler‘s own solution <strong>to</strong> the<br />

calendar and the desires of Rudolf, his employer <strong>at</strong> the time, may explain Kepler‘s decision not<br />

<strong>to</strong> publish his calendar dialogue—and indeed, not <strong>to</strong> show it <strong>to</strong> Rudolf <strong>at</strong> all. 78<br />

Similarly,<br />

Kepler‘s decision <strong>to</strong> keep the dialogue priv<strong>at</strong>e may have been tied <strong>to</strong> his insistence, in the<br />

dialogue, th<strong>at</strong> m<strong>at</strong>hem<strong>at</strong>icians not act as ―servants‖ <strong>to</strong> church or st<strong>at</strong>e—for the emperor likely<br />

saw him, the Imperial m<strong>at</strong>hem<strong>at</strong>ician, as just th<strong>at</strong>. Kepler‘s own view of the purity of<br />

m<strong>at</strong>hem<strong>at</strong>ics lay <strong>at</strong> odds, <strong>to</strong> some extent, with the political demands of his official position—<br />

indeed, I have argued th<strong>at</strong> it is this very tension which may have prompted him <strong>at</strong>tempt <strong>to</strong><br />

deline<strong>at</strong>e the appropri<strong>at</strong>e intersections of m<strong>at</strong>hem<strong>at</strong>ics, politics, and theology in the calendar<br />

dialogue. Yet while this may have been a valuable personal exercise, and even one th<strong>at</strong> might<br />

78 Boockmann, <strong>to</strong>o, cites this discrepancy between Kepler‘s own ideas and the ideas of Rudolf<br />

and M<strong>at</strong>thias as the reason why he may not have published his dialogue.<br />

339


gener<strong>at</strong>e like-minded echoes among his colleagues in the Republic of Letters, one can imagine<br />

th<strong>at</strong> this was not a picture th<strong>at</strong> he saw fit <strong>to</strong> advertise broadly while still within Imperial employ.<br />

This is not <strong>to</strong> say th<strong>at</strong> Kepler felt compelled <strong>to</strong> betray the principles he articul<strong>at</strong>ed in the dialogue<br />

in his official position, but only th<strong>at</strong> he may have recognized th<strong>at</strong> it was not politically expedient<br />

<strong>to</strong> declare publicly th<strong>at</strong> he was a servant <strong>to</strong> no one.<br />

Of course, Kepler‘s calendar dialogue was not simply an exercise in self-fashioning. Nor<br />

was the specific suggestion of a newly reformed Julian calendar itself the primary purpose of the<br />

dialogue—indeed, though the calendar reform was an issue of some astronomical and<br />

m<strong>at</strong>hem<strong>at</strong>ical complexity, there are few calcul<strong>at</strong>ions in Kepler‘s calendar dialogue, and the<br />

m<strong>at</strong>erial is presented as clearly and simply as possible. The work therefore seems targeted<br />

<strong>to</strong>ward a non-expert audience, not the m<strong>at</strong>hem<strong>at</strong>icians who might evalu<strong>at</strong>e and eventually<br />

institute such a reform. The popular n<strong>at</strong>ure of the text is bolstered by the dialogue form<strong>at</strong>, which<br />

keeps the reading simple and entertaining. Yet the dialogue form<strong>at</strong> is not intended merely <strong>to</strong><br />

entertain; on the contrary, it is tied very closely with the message Kepler intended <strong>to</strong> convey. As<br />

it becomes clear over the course of the work, Kepler <strong>at</strong>tempted, by means of the dialogue, <strong>to</strong><br />

present the reader not only with a potential solution <strong>to</strong> the issue of calendar reform, but also with<br />

a model for how such reform could be achieved. His characters, th<strong>at</strong> is, not only suggest specific<br />

methods by which the conflict over the calendar might be resolved, but also, through their<br />

interactions, exemplify the manner in which <strong>to</strong> resolve it. Although in the beginning all the<br />

parties give s<strong>to</strong>ck speeches which show them <strong>to</strong> be entrenched in their respective positions, they<br />

quickly develop a free and open dialogue, in which they consider each other‘s positions closely<br />

and react thoughtfully. More importantly, they tre<strong>at</strong> each other with gre<strong>at</strong> respect, never<br />

resorting <strong>to</strong> the vitriol and ad hominem <strong>at</strong>tacks th<strong>at</strong> characterized the actual deb<strong>at</strong>es over the<br />

340


calendar in which Clavius and Maestlin were enmeshed. In this manner Kepler suggested,<br />

through his literary dialogue, th<strong>at</strong> true reform of the calendar could be achieved only if C<strong>at</strong>holics<br />

and Protestants would abandon their polemics in favor of honest and respectful communic<strong>at</strong>ion.<br />

Kepler‘s dialogue thus offered both specific suggestions for reform of the calendar, and a<br />

model for the kind of communic<strong>at</strong>ion th<strong>at</strong> might bring such reform about. At the same time, it<br />

offered something still more far-reaching. The remarks of the M<strong>at</strong>hem<strong>at</strong>icus clearly convey the<br />

fact th<strong>at</strong> Kepler viewed the calendar conflict, and its resolution as described in his dialogue, as a<br />

model for inter-confessional communic<strong>at</strong>ion more broadly, and indeed, for the possibility of<br />

large-scale inter-confessional reconcili<strong>at</strong>ion. The possibility of a re-united church was one th<strong>at</strong><br />

occupied Kepler throughout his life, and he often described himself as someone engaged in the<br />

process of religious reconcili<strong>at</strong>ion. In the calendar dialogue, Kepler ended with the<br />

M<strong>at</strong>hem<strong>at</strong>icus‘s hope th<strong>at</strong> by settling the calendar issue peacefully, the two parties could perhaps<br />

begin <strong>to</strong> live <strong>to</strong>gether peacefully and harmoniously—they could begin, th<strong>at</strong> is, <strong>to</strong> settle their other<br />

differences in a like manner. This is not just because there would be one less issue of contention<br />

on the table. R<strong>at</strong>her, Kepler portrayed the issue of calendar reform in particular as microcosm<br />

for the larger confessional issues dividing C<strong>at</strong>holics and Protestants in the Empire—and more<br />

importantly, he portrayed its resolution, as described in his dialogue, as a model for the means by<br />

which other divisive issues might be settled.<br />

Notably, by the end of Kepler‘s dialogue, the C<strong>at</strong>holics and Protestants don‘t actually<br />

agree on any one solution <strong>to</strong> the question of the calendar. Instead, the C<strong>at</strong>holics remain<br />

adherents of the Gregorian reform, while the Protestants support a differently reformed Julian<br />

calendar. Yet the M<strong>at</strong>hem<strong>at</strong>icus still clearly views this as a promising resolution, since the<br />

newly reformed Julian calendar, while differing in many particulars from the Gregorian calendar,<br />

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largely results in the same day for Easter as the Gregorian calendar. With this resolution, in<br />

other words, Kepler crafted a method by which the two parties could differ in particulars, while<br />

still coming <strong>to</strong>gether for issues of primary importance. Also significant is the fact th<strong>at</strong> he<br />

managed this without forcing either party <strong>to</strong> adopt a position th<strong>at</strong> it deemed unpal<strong>at</strong>able. The<br />

implic<strong>at</strong>ion is clear—in other m<strong>at</strong>ters of religion, Kepler suggested, there were surely similar<br />

points of commonality, where C<strong>at</strong>holics and Protestants might unite harmoniously, though still<br />

committed <strong>to</strong> their own particular doctrines and practices. The idea of harmony is central <strong>to</strong><br />

Kepler‘s message; indeed, Kepler clearly drew the definition of harmony he l<strong>at</strong>er articul<strong>at</strong>ed in<br />

his Harmonice Mundi in order <strong>to</strong> portray the kind of religious harmony he envisioned. Musical<br />

harmony, he believed, was a pleasing and unified whole gener<strong>at</strong>ed by a diversity of notes. As he<br />

put it in his Harmonice Mundi, ―just as…individual consonances considered separ<strong>at</strong>ely are<br />

pleasing on account of the fact th<strong>at</strong> they are plainly not identical notes, but in a way figured and<br />

different notes…in the same way…the harmonious singing of parts…without any variety in them<br />

ceases <strong>to</strong> be pleasing al<strong>to</strong>gether.‖ 79<br />

Diversity was essential <strong>to</strong> the unity of the harmony, and<br />

Kepler held up this kind of unity, one which did not imply identity, as a model for a re-unified<br />

Christendom which still allowed for diversity of opinion and practice.<br />

The vital role played by the M<strong>at</strong>hem<strong>at</strong>icus in the dialogue is also important for the larger<br />

message Kepler hoped <strong>to</strong> convey. Through the voice of the M<strong>at</strong>ehamticus, Kepler emphasized<br />

throughout the dialogue th<strong>at</strong> m<strong>at</strong>hem<strong>at</strong>ics was a pure discipline, and th<strong>at</strong> true m<strong>at</strong>hem<strong>at</strong>icians<br />

ought <strong>to</strong> oper<strong>at</strong>e without bias, devoted <strong>to</strong> their craft alone and not <strong>to</strong> any particular political or<br />

religious creed. He likewise highlighted the fact th<strong>at</strong> m<strong>at</strong>hem<strong>at</strong>ics was a discipline devoted <strong>to</strong><br />

harmony and peace, and opposed <strong>to</strong> conflict of any sort. Both these claims allow the two parties<br />

79 The Harmony of the World, trans. and eds. E. J. Ai<strong>to</strong>n et al. (Philadelphia: The American<br />

Philosophical Society, 1997), 252.<br />

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in the dialogue <strong>to</strong> accept the M<strong>at</strong>hem<strong>at</strong>icus as a media<strong>to</strong>r, and ultim<strong>at</strong>ely it is only with his<br />

assistance th<strong>at</strong> they come <strong>to</strong> any resolution <strong>at</strong> all. In this way, Kepler suggested th<strong>at</strong> if<br />

m<strong>at</strong>hem<strong>at</strong>icians on both the C<strong>at</strong>holic and Protestant sides could cultiv<strong>at</strong>e a similar purity of<br />

purpose, they could act as crucial media<strong>to</strong>rs in the confessional disputes more broadly, and<br />

through their art provide models of harmony for others <strong>to</strong> follow. 80<br />

He l<strong>at</strong>er cited Proclus, who<br />

likewise argued th<strong>at</strong> ―those fe<strong>at</strong>ures which <strong>to</strong> the uniniti<strong>at</strong>ed in the truth of divine m<strong>at</strong>ters seem<br />

difficult <strong>to</strong> grasp and lofty are by m<strong>at</strong>hem<strong>at</strong>ical reasoning shown <strong>to</strong> be trustworthy, manifest, and<br />

uncontroversial.‖ 81<br />

God was a geometer, after all, and the harmony he had instilled throughout<br />

the cosmos was a geometric one. M<strong>at</strong>hem<strong>at</strong>icians were therefore ideally suited <strong>to</strong> broadcast the<br />

message of harmony <strong>to</strong> a war-<strong>to</strong>rn world, and <strong>to</strong> provide models of ordered m<strong>at</strong>hem<strong>at</strong>ical<br />

reasoning which could be applied <strong>to</strong> other, more disorderly spheres.<br />

Kepler further emphasized th<strong>at</strong> m<strong>at</strong>hem<strong>at</strong>ics could pave the way <strong>to</strong> reform and unity not<br />

only by showing wh<strong>at</strong> true harmony looked like, but also by providing specific resolutions <strong>to</strong><br />

particularly thorny issues. In the dialogue, the M<strong>at</strong>hem<strong>at</strong>icus ultim<strong>at</strong>ely solves the calendar<br />

conflict with clever calcul<strong>at</strong>ions, which enable the d<strong>at</strong>e of Easters in both calendars <strong>to</strong> coincide.<br />

Similarly, as we saw in Chapter 1, Kepler had earlier argued th<strong>at</strong> m<strong>at</strong>hem<strong>at</strong>ics could point the<br />

way <strong>to</strong> a resolution of one of the biggest issues dividing the confession—the problem of the<br />

Eucharist. Though Kepler emphasized in the calendar dialogue th<strong>at</strong> m<strong>at</strong>hem<strong>at</strong>icians needed <strong>to</strong><br />

steer clear of religious or political motiv<strong>at</strong>ions and arguments, he clearly believed th<strong>at</strong> pure<br />

m<strong>at</strong>hem<strong>at</strong>ics was still politically and religiously relevant, and could be marshaled <strong>to</strong> settle<br />

80 Leibniz similarly argued for m<strong>at</strong>hem<strong>at</strong>icians as social media<strong>to</strong>rs; see Christia Mercer, Leibniz's<br />

Metaphysics: Its Origins and Development (Cambridge: Cambridge <strong>University</strong> Press, 2001), 49-<br />

59; see also M<strong>at</strong>thew Jones, The Good Life in the Scientific Revolution: Descartes, Pascal,<br />

Leibniz and the Cultiv<strong>at</strong>ion of Virtue (Chicago: <strong>University</strong> of Chicago Press, 2006), 246-47.<br />

81 Proclus, commentary on Book I of the Elements of Euclid, Book I, cited in The Harmony of<br />

the World, Preface <strong>to</strong> Book III, 127.<br />

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political or religious disputes. Yet in order for m<strong>at</strong>hem<strong>at</strong>icians <strong>to</strong> successfully function as<br />

models and media<strong>to</strong>rs, and <strong>to</strong> pave the way for a new reform<strong>at</strong>ion of the church, they needed <strong>to</strong><br />

make it clear th<strong>at</strong> they s<strong>to</strong>od apart from the theological conflicts surrounding them, and<br />

intervened only when prompted by the dict<strong>at</strong>es of their craft. And when they did so, they needed<br />

<strong>to</strong> emphasize their desire <strong>to</strong> unite, r<strong>at</strong>her than <strong>to</strong> divide. As Kepler would l<strong>at</strong>er emphasize, ―I do<br />

not want <strong>to</strong> particip<strong>at</strong>e in the rage of the theologians. I will not judge my brothers; for whether<br />

they stand or fall, they are my brothers with respect <strong>to</strong> the Lord.‖ 82<br />

Kepler as Imperial M<strong>at</strong>hem<strong>at</strong>ician: Calendar Proposals, 1607-1613<br />

After his failed <strong>at</strong>tempt <strong>to</strong> introduce the Gregorian calendar throughout the empire in<br />

1583, Rudolf continued <strong>to</strong> seek some way <strong>to</strong> resolve the calendar dispute, and he solicited the<br />

advice of Kepler, his Imperial m<strong>at</strong>hem<strong>at</strong>ician. He made clear th<strong>at</strong> a unified empire was the goal;<br />

if the Gregorian calendar remained an unacceptable option <strong>to</strong> the Protestant elec<strong>to</strong>rs, he wanted<br />

an option th<strong>at</strong> came as close as possible, and th<strong>at</strong> <strong>at</strong> the very least omitted ten days from the<br />

calendar, <strong>to</strong> end the double-d<strong>at</strong>ing problem in the empire. In his official role of Imperial<br />

m<strong>at</strong>hem<strong>at</strong>ician, Kepler thus drafted a number of official proposals for reform of the calendar,<br />

using as a starting point both his own ideas as articul<strong>at</strong>ed in his calendar dialogue, along with<br />

Rudolf‘s request th<strong>at</strong> ten days be omitted from the calendar. With the ten days omitted, the<br />

calendar he developed on Rudolf‘s behalf was ultim<strong>at</strong>ely less a newly reformed Julian calendar,<br />

as he had proposed in 1604, and more a modified Gregorian calendar, which some key changes.<br />

On behalf of Rudolf, Kepler explained the details of this calendar in an official Imperial letter <strong>to</strong><br />

82 KGW 17:750: ―Ira Theologorum communicare nolo, fr<strong>at</strong>res non judicabo, qui sive stent sive<br />

cadant, dominj sunt, et fr<strong>at</strong>res mej.‖<br />

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the three Protestant elec<strong>to</strong>rs in the empire, Christian II of Saxony, Friedrich IV of the Pal<strong>at</strong>in<strong>at</strong>e,<br />

and Joachim Friedrich of Brandenburg.<br />

At the start of the letter, Kepler enumer<strong>at</strong>ed five common Protestant objections <strong>to</strong> the<br />

Gregorian calendar. These were 1) th<strong>at</strong> the introduction of a new calendar would cre<strong>at</strong>e<br />

confusion; 2) th<strong>at</strong> the calendar reform should not have been up <strong>to</strong> the Pope; 3) th<strong>at</strong> it curtailed the<br />

freedom of religion so prized in the empire; 4) th<strong>at</strong> it would imply the acceptance by Protestants<br />

of the decrees of the Council of Trent; and 5) th<strong>at</strong> Protestant m<strong>at</strong>hem<strong>at</strong>icians had found the new<br />

calendar problem<strong>at</strong>ic. Speaking for the emperor, Kepler argued th<strong>at</strong> the fear of confusion was<br />

unfounded, and th<strong>at</strong> in fact the contrary was true— ―<strong>to</strong>day the inequality of time in the Holy<br />

Roman Empire causes gre<strong>at</strong> losses, confusion of commerce, and obstruction of justice.‖ 83<br />

While<br />

noting th<strong>at</strong> ―in political m<strong>at</strong>ters the emperor bows <strong>to</strong> no one other than almighty God,‖ 84 Kepler<br />

maintained th<strong>at</strong> the emperor still <strong>to</strong>ok it <strong>to</strong> be a good thing th<strong>at</strong> the reform of the calendar had<br />

been conducted by the pope, as this allowed the new calendar <strong>to</strong> spread <strong>to</strong> those Christian<br />

regions not subject <strong>to</strong> the authority of the empire. Moreover, he emphasized th<strong>at</strong> the emperor<br />

was aware of the religious anxiety raised by the issue of the calendar, and hence th<strong>at</strong> the emperor<br />

―does not want <strong>to</strong> speak about religious issues <strong>at</strong> all, but r<strong>at</strong>her only about the political ordering<br />

of time.‖ 85<br />

Kepler focused particularly on the fact th<strong>at</strong> the emperor ―desires from the start th<strong>at</strong><br />

no one is forced,‖ and th<strong>at</strong> he ―does not want <strong>to</strong> order anyone in his religion, or godly service, or<br />

83 KGW 21.1, p. 423: ―Wie auch noch heüt zu tag die ungleichhaitt der Zeitt im Röm: raich<br />

teutscher N<strong>at</strong>ion grossen schaden und verwirrung der Commercien, sperrung der Justiten etc.<br />

verursache…‖<br />

84 Ibid.: ―Ob wol Ire K. Mt. ausser Gott dem Allmechtigen in disen politischen sachen…nimend<br />

zurespectirn haben…‖<br />

85 Ibid., p. 424: ―…das wöllen Ire K. Majestät an Jetzo, weil sie gar nit von gaistlichen aAchen<br />

redden, sonder von der poiltischen Zei<strong>to</strong>rdnung.‖<br />

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m<strong>at</strong>ters of conscience.‖ 86<br />

R<strong>at</strong>her, the emperor requested th<strong>at</strong> his elec<strong>to</strong>rs consider the m<strong>at</strong>ter<br />

freely and come <strong>to</strong> a decision about how best <strong>to</strong> resolve the calendar conflict in the empire, while<br />

avoiding issues of religion and focusing strictly on the political questions <strong>at</strong> stake. They need<br />

not adopt the Gregorian calendar if they found it religiously or m<strong>at</strong>hem<strong>at</strong>ically problem<strong>at</strong>ic, but<br />

should instead consider other ways by which the empire could again be unified when it came <strong>to</strong><br />

questions of time.<br />

To this end, Kepler, as Rudolf‘s spokesperson, put forth one such proposal. The new<br />

calendar he described was essentially the same as the Gregorian calendar when it came <strong>to</strong> civil<br />

d<strong>at</strong>ing—it followed the Gregorian calendar in removing ten days after February 13, 1608; and it<br />

adopted the Gregorian approach <strong>to</strong> leap days, skipping in the years 1700, 1800, and 1900. Yet<br />

the new calendar differed when it came <strong>to</strong> the method for the calcul<strong>at</strong>ion of the d<strong>at</strong>e of Easter,<br />

which was now based on the true observed equinox and the mean motions of the moon, with<br />

provisions for calcul<strong>at</strong>ing the d<strong>at</strong>e of Easter similar <strong>to</strong> the ones Kepler hadearlier described in his<br />

calendar dialogue. Also as in the calendar dialogue, although <strong>at</strong> times this resulted in<br />

discrepancies with the d<strong>at</strong>e of Easter in the Gregorian calendar, in most instances this resulted in<br />

a concurrence of Easter d<strong>at</strong>es. Moreover, Kepler recommended th<strong>at</strong> aside from the method of<br />

Easter d<strong>at</strong>ing, the new calendar should be kept strictly political—all religious terms should be<br />

removed from the calendar, and fixed holidays should depend on the Gregorian calendar. He<br />

also stipul<strong>at</strong>ed th<strong>at</strong> the two calendars should always be printed side by side in the empire.<br />

When M<strong>at</strong>thias became emperor after Rudolf‘s abdic<strong>at</strong>ion in 1612, Kepler continued <strong>to</strong><br />

act as Imperial voice on the issue of the calendar. At M<strong>at</strong>thias‘s request he prepared a report on<br />

the question of the calendar for the 1613 Reichstag <strong>at</strong> Regensburg. The calendar proposal he<br />

86 Ibid.: ―begehren Ire Mt. anfangs niemand zuzwingen…so mainen Ire Mt. khains wegs Jemand<br />

in seiner Religion, gottesdienst und gewissen Ordnung zugeben…‖<br />

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submitted on behalf of M<strong>at</strong>thias was the same as the one he had drafted for Rudolf in 1607,<br />

though Kepler modified the method by which the golden number would be calcul<strong>at</strong>ed, <strong>to</strong> allow<br />

an even gre<strong>at</strong>er agreement of Easter d<strong>at</strong>es with the Gregorian calendar. In this version, the<br />

Golden Number would be calcul<strong>at</strong>ed as (12 + A.D. mod 19); this is also very similar <strong>to</strong> the<br />

original rule for the Golden Number, in th<strong>at</strong> only the first term is changed. As he had done<br />

previously, in this report Kepler addressed the concerns of Protestants about the Gregorian<br />

calendar, and emphasized th<strong>at</strong> some decision needed <strong>to</strong> be made as soon as possible in order <strong>to</strong><br />

properly unify the empire. He made clear th<strong>at</strong> the calendar he proposed on behalf of M<strong>at</strong>thias<br />

would elimin<strong>at</strong>e the double d<strong>at</strong>es for Easter for <strong>at</strong> least the next 100 years, and allowed th<strong>at</strong> after<br />

th<strong>at</strong> the issue could be taken up once again<br />

Despite Kepler‘s best efforts, the calendar deb<strong>at</strong>e in the empire remained unresolved in<br />

his lifetime. In fact, it was only in 1699 th<strong>at</strong> the Protestant half of the empire adopted a new<br />

calendar—though not the Gregorian one. Popularly known as the Verbesserte calendar, the<br />

calendar eventually endorsed <strong>at</strong> the Regensburg Reichstag in September of 1699 followed spirit<br />

of the model Kepler had advanced on behalf of Rudolf and M<strong>at</strong>thias years earlier. Ten days<br />

were removed following February 18, 1700, and the rule for leap days would follow the<br />

Gregorian calendar; however, the method for the calcul<strong>at</strong>ion of Easter differed from the<br />

Gregorian calendar, as it relied directly on astronomical observ<strong>at</strong>ions and calcul<strong>at</strong>ions for both<br />

the equinox and the full moon. 87<br />

Additionally, it relied on Kepler‘s Rudolfine Tables, r<strong>at</strong>her than<br />

the older Alfonsine or Prutenic tables; in this way, Kepler was able <strong>to</strong> play a central role (though<br />

not the one he had hoped) in Germany‘s adoption of an upd<strong>at</strong>ed calendar.<br />

87 See Owen Gingerich, ―The Civil Reception of the Gregorian Calendar,‖ in Gregorian Reform,<br />

265-279.<br />

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The Kepler th<strong>at</strong> comes through in the official proposals drafted for the emperors is an<br />

Imperial servant, <strong>to</strong> be sure. He spoke clearly for the emperor, rel<strong>at</strong>ing the emperor‘s desires and<br />

needs. He even named M<strong>at</strong>thias as the source of the 1613 calendar proposal—it was, as he titled<br />

it, a report ―which the Holy Roman Emperor, on August 13, 1613, introduced on the point of the<br />

calendar for the elec<strong>to</strong>rs and st<strong>at</strong>es of the Augsburg <strong>Confession</strong>‖; Kepler‘s own name is not<br />

included in the report <strong>at</strong> all. Additionally, with these official proposals Kepler moved much<br />

closer <strong>to</strong>ward his position in the 1597 letter <strong>to</strong> Maestlin—though he did not urge the wholesale<br />

adoption of the Gregorian calendar, he <strong>to</strong>ok pains <strong>to</strong> indic<strong>at</strong>e why it should be preferred, and the<br />

calendar he described was mostly identical with the calendar of the Gregorian reform. Yet the<br />

difference between the Gregorian calendar and the one proposed by Kepler is not insignificant—<br />

in allowing for a different method for the calcul<strong>at</strong>ion of the d<strong>at</strong>es of Easter, Kepler, and the<br />

emperors, <strong>to</strong>ok seriously the concerns of Protestant opponents <strong>to</strong> the new calendar, and<br />

recognized th<strong>at</strong> the issue was not one th<strong>at</strong> could be resolved by sampling noting the astronomical<br />

superiority of one or the other calendar. The concern for unity and concili<strong>at</strong>ion th<strong>at</strong> come<br />

through in the 1604 dialogue were shared by Kepler and his employers, and they come through<br />

clearly in these official proposals as well. While Kepler, via his calendar dialogue, articul<strong>at</strong>ed<br />

some discomfort <strong>at</strong> the idea of a m<strong>at</strong>hem<strong>at</strong>ician serving as Imperial spokesperson, on this issue,<br />

<strong>at</strong> least, he did not need <strong>to</strong> dram<strong>at</strong>ically alter the position he felt would be most beneficial for all.<br />

Conclusion<br />

My focus throughout this chapter has been primarily on Kepler‘s depiction of calendar<br />

reform as a microcosm for confessional reconcili<strong>at</strong>ion, and secondarily, on Kepler‘s conception<br />

of the role of the m<strong>at</strong>hem<strong>at</strong>ician as articul<strong>at</strong>ed through the issue of the calendar. In closing, I<br />

348


want <strong>to</strong> return <strong>to</strong> this l<strong>at</strong>ter idea, which maps on <strong>to</strong> some larger narr<strong>at</strong>ives in the his<strong>to</strong>ry of<br />

science. One is the changing st<strong>at</strong>us of m<strong>at</strong>hem<strong>at</strong>ical astronomy in the early modern period. As<br />

scholars like Robert Westman and Nicholas Jardine have made clear, astronomers in the<br />

sixteenth and seventeenth centuries began <strong>to</strong> posit a new rel<strong>at</strong>ionship between m<strong>at</strong>hem<strong>at</strong>ics and<br />

n<strong>at</strong>ural philosophy, one which granted the astronomer the right not merely <strong>to</strong> calcul<strong>at</strong>e celestial<br />

motions, but <strong>to</strong> demonstr<strong>at</strong>e the causes of those motions. 88<br />

Both Kepler and Copernicus before<br />

him were central figures in the <strong>at</strong>tempt <strong>to</strong> argue for a physical astronomy th<strong>at</strong> could make claims<br />

about the real world and penetr<strong>at</strong>e in<strong>to</strong> the true causes of things. In so doing, they argued th<strong>at</strong><br />

they astronomer was a philosopher—indeed, because the astronomer m<strong>at</strong>hem<strong>at</strong>ically explic<strong>at</strong>ed<br />

the perfect works of God, he was the philosopher most able <strong>to</strong> speak with certainty about the<br />

world around him. As noted earlier, both Westman and Jardine point <strong>to</strong> the court as a locale<br />

which allowed astronomers bolster their st<strong>at</strong>us, legitim<strong>at</strong>e their authority, and reformul<strong>at</strong>e their<br />

disciplinary roles. Though Kepler was wary of <strong>to</strong>o close a linkage between politics and<br />

m<strong>at</strong>hem<strong>at</strong>ics, he used his 1604 dialogue <strong>to</strong> promote a similar goal. In it, he emphasized the<br />

centrality of the m<strong>at</strong>hem<strong>at</strong>icus <strong>to</strong> the resolution of the politically charged calendar dispute. By<br />

this means, Kepler portrayed the m<strong>at</strong>hem<strong>at</strong>ician as a figure with unique insight in<strong>to</strong> the world<br />

around him, one whose skills were a crucial resource for all those struggling <strong>to</strong> resolve<br />

seemingly intractable conflicts. He thereby recast m<strong>at</strong>hem<strong>at</strong>ical astronomy, portraying it not<br />

merely as a technical discipline of calcul<strong>at</strong>ion and prediction but, r<strong>at</strong>her, as Copernicus had once<br />

argued, as ―the summit of the liberal arts,‖ a discipline ―most worthy of a free man.‖ 89<br />

88 See Westman, ―The Astronomer‘s Role,‖and Nicholas Jardine, The Birth of His<strong>to</strong>ry and<br />

Philosophy of Science: Kepler's 'A Defence of Tycho Against Ursus' with Essays on Its<br />

Provenance and Significance (Cambridge: <strong>University</strong> of Cambridge, 1988).<br />

89 De revolutionibus, Introduction <strong>to</strong> Book 1, 7.<br />

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Alongside this reformul<strong>at</strong>ion of the astronomer‘s role, Copernicus had argued th<strong>at</strong> the<br />

distinctive expertise of m<strong>at</strong>hem<strong>at</strong>icians and the high st<strong>at</strong>us of their discipline meant th<strong>at</strong> only<br />

other m<strong>at</strong>hem<strong>at</strong>icians were qualified <strong>to</strong> evalu<strong>at</strong>e each other‘s claims. ―M<strong>at</strong>hem<strong>at</strong>ics is written for<br />

m<strong>at</strong>hem<strong>at</strong>icians,‖ he famously argued. He continued <strong>to</strong> discount the relevance of any critiques of<br />

astronomical claims coming from those without m<strong>at</strong>hem<strong>at</strong>ical expertise—and in particular,<br />

coming from theologians. He wrote,<br />

Perhaps there will be babblers who claim <strong>to</strong> be judges of m<strong>at</strong>hem<strong>at</strong>ics although<br />

completely ignorance of the subject and badly dis<strong>to</strong>rting some passage of Scripture <strong>to</strong><br />

their purpose, will dare <strong>to</strong> find fault with my understanding and censure it. I disregard<br />

them even <strong>to</strong> the extent of despising their criticism as unfounded. 90<br />

Kepler‘s arguments in the 1604 dialogue echoed those of Copernicus. In emphasizing the fact<br />

th<strong>at</strong> m<strong>at</strong>hem<strong>at</strong>icians ought not <strong>to</strong> employ theological or political arguments, Kepler argued <strong>at</strong> the<br />

same time th<strong>at</strong> theologians and politicians ought not <strong>to</strong> <strong>at</strong>tempt <strong>to</strong> comment on m<strong>at</strong>hem<strong>at</strong>ical<br />

claims, and should instead ―leave the m<strong>at</strong>hem<strong>at</strong>icians <strong>to</strong> themselves.‖ Much of the authority of<br />

the m<strong>at</strong>hem<strong>at</strong>ician as media<strong>to</strong>r and concilia<strong>to</strong>r stemmed, th<strong>at</strong> is, not only from the<br />

m<strong>at</strong>hem<strong>at</strong>ician‘s unique insight in<strong>to</strong> the world around him, but also from his privileged position<br />

as expert—a position which served <strong>to</strong> shield him from the criticism of all those but other<br />

m<strong>at</strong>hem<strong>at</strong>icians, who alone would be able <strong>to</strong> properly evalu<strong>at</strong>e his claims.<br />

This links our s<strong>to</strong>ry <strong>to</strong> another larger narr<strong>at</strong>ive within the his<strong>to</strong>ry of science—the rise of<br />

the expert as an apolitical ac<strong>to</strong>r. In examining the emergence of the early modern notion of<br />

expertise, Eric Ash notes th<strong>at</strong> one criterion by which the expert came <strong>to</strong> be identified was his<br />

perceived objectivity and independence: ―an expert was ideally one with a better understanding<br />

and a superior position from which <strong>to</strong> give advice in part because he had no personal stake in the<br />

90 Ibid., Preface, 5.<br />

350


work itself, being above it all.‖ 91<br />

While Ash applies this idea <strong>to</strong> a variety of disciplines, Ted<br />

Porter‘s Trust in Numbers tells a l<strong>at</strong>er s<strong>to</strong>ry of the process by which objectivity came <strong>to</strong> be<br />

specifically invested in numbers and quantific<strong>at</strong>ion. The reliance on impersonal numbers, Porter<br />

argues, cre<strong>at</strong>ed a sense of objectivity which bridged gaps of distance and distrust in the<br />

nineteenth and twentieth centuries; in this way, Porter posits quantific<strong>at</strong>ion in part as a political<br />

solution <strong>to</strong> a political problem. ―Scientific objectivity,‖ he writes, ―…provides an answer <strong>to</strong> a<br />

moral demand for impartiality and fairness. Quantific<strong>at</strong>ion is a way of making decisions without<br />

seeming <strong>to</strong> decide. Objectivity lends authority <strong>to</strong> officials who have very little of their own.‖ 92<br />

In Porter‘s narr<strong>at</strong>ive, m<strong>at</strong>hem<strong>at</strong>ics is able <strong>to</strong> function as a political solution only by claiming <strong>to</strong><br />

occupy an apolitical zone; the supposed neutrality of numbers allows them <strong>to</strong> be mobilized as a<br />

political <strong>to</strong>ol. Though there are important differences—and several hundred years—between<br />

Kepler and Porter‘s ac<strong>to</strong>rs, Kepler‘s adoption of the mantle of the M<strong>at</strong>hem<strong>at</strong>icus takes on new<br />

meaning when considered in light of these l<strong>at</strong>er developments. Kepler‘s M<strong>at</strong>hem<strong>at</strong>icus is<br />

obviously a political ac<strong>to</strong>r, one who solves a very political problem. Yet he does so by<br />

emphasizing the fact th<strong>at</strong> he has no investment in the political issues <strong>at</strong> stake. ―Our studies are<br />

not partisan,‖ he argues, while emphasizing th<strong>at</strong> m<strong>at</strong>hem<strong>at</strong>icians can answer only m<strong>at</strong>hem<strong>at</strong>ical<br />

questions, using only the impartial <strong>to</strong>ols provided by their art. Kepler‘s M<strong>at</strong>hem<strong>at</strong>icus can be<br />

viewed both as an early example of the scientific expert, and as an example of the ways in which<br />

objectivity can be mobilized <strong>to</strong> serve specific political ends.<br />

91 Eric H. Ash, ―Introduction: Expertise and the Early Modern St<strong>at</strong>e,‖ in Expertise: Practical<br />

Knowledge and the Early Modern St<strong>at</strong>e, Ed. Eric H. Ash, Osiris 25 (Chicago: <strong>University</strong> of<br />

Chicago Press, 2010), 8.<br />

92 Theodore M. Porter, Trust in Numbers: The Pursuit of Objectivity in Science and Public Life<br />

(Prince<strong>to</strong>n: Prince<strong>to</strong>n <strong>University</strong> Press, 1995), 8.<br />

351


Porter‘s narr<strong>at</strong>ive is ultim<strong>at</strong>ely one of the move of science from close-knit and local<br />

communities <strong>to</strong> far-flung and impersonal networks. For Kepler, however, the idea of<br />

community—conceived very personally, in terms of brotherhood—remained central. Yet over<br />

time he adjusted his conception of how th<strong>at</strong> community ought <strong>to</strong> be constituted. At the start of<br />

this chapter, I noted th<strong>at</strong> Kepler‘s initial concern over Germany‘s refusal <strong>to</strong> adopt the Gregorian<br />

calendar stemmed from his sense of n<strong>at</strong>ional pride, and his distress th<strong>at</strong> Germany, typically<br />

renowned for its m<strong>at</strong>hem<strong>at</strong>ics, should be seen as backward when it came <strong>to</strong> the m<strong>at</strong>hem<strong>at</strong>ical<br />

question of the calendar. Kepler argued in 1597 th<strong>at</strong> the Lutherans in Germany ought <strong>to</strong> put<br />

aside their religious fears, which he viewed as unfounded, and adopt the Gregorian calendar in<br />

order <strong>to</strong> once again assert their m<strong>at</strong>hem<strong>at</strong>ical superiority. Yet as Kepler came <strong>to</strong> see the calendar<br />

conflict more and more as a religious dispute, and indeed, as a microcosm for confessional<br />

conflict more broadly, he ceased focusing on Germany‘s reput<strong>at</strong>ion, and focused instead on the<br />

need for a peaceful reconcili<strong>at</strong>ion between C<strong>at</strong>holics and Protestants. Therefore r<strong>at</strong>her than<br />

argue for the adoption of the Gregorian calendar, he argued instead for the adoption of a new<br />

calendar, one which would be acceptable <strong>to</strong> Protestants and allow a degree of unity when it came<br />

<strong>to</strong> the d<strong>at</strong>e when Easter would be celebr<strong>at</strong>ed. Kepler came, in other words, <strong>to</strong> deemphasize the<br />

question of n<strong>at</strong>ional identity in favor of the question of religious unity; when it came <strong>to</strong> his own<br />

sense of belonging, it m<strong>at</strong>tered more <strong>to</strong> him <strong>to</strong> belong <strong>to</strong> a unified Christendom than <strong>to</strong> a<br />

Germany celebr<strong>at</strong>ed for its m<strong>at</strong>hem<strong>at</strong>ical supremacy. Indeed, though he continued <strong>to</strong> emphasize<br />

the ―love of [his] n<strong>at</strong>ive country,‖ 93 he faulted his fellow Germans for the manner in which their<br />

excessive pride contributed <strong>to</strong> the confessional conflict. ―The evil which oppresses Germany,‖<br />

he wrote, ―arises chiefly from the pride of some divines, who would r<strong>at</strong>her rule than teach…The<br />

93 KGW 14:183: ―Ad vos me rapit amor p<strong>at</strong>riae…‖<br />

352


spirit of unity and mutual love is wanting.‖ 94<br />

When n<strong>at</strong>ional identity became a source of tension,<br />

Kepler cast a broader net, reaching out <strong>to</strong> all those across Europe who shared his love of<br />

m<strong>at</strong>hem<strong>at</strong>ics and his desire for peace and unity. In the year before his de<strong>at</strong>h, he called on ―you<br />

all, as many as there are, on wh<strong>at</strong>ever shores you live, th<strong>at</strong>…have trained your minds thus far by<br />

the study of m<strong>at</strong>hem<strong>at</strong>ics.‖ 95<br />

Politics was dangerous and divisive business, he knew by then, and<br />

m<strong>at</strong>hem<strong>at</strong>ics the only surety in a world beset by conflict. ―…The ship of the st<strong>at</strong>e is shaken by<br />

dangerous s<strong>to</strong>rms,‖ he continued. ―….When the s<strong>to</strong>rms are raging and the shipwreck of the<br />

st<strong>at</strong>e is frightening us, there is nothing nobler for us <strong>to</strong> be done than <strong>to</strong> let down the anchor of our<br />

peaceful studies in the ground of eternity.‖ 96<br />

94 Kepler <strong>to</strong> Mayer of Baden, 1614, cited in ―Kepler and his Discoveries,‖p. 342.<br />

95 See Joannis Keppleri ad Epis<strong>to</strong>lam D. Jacobi Bartschii Respnosio, Sagan, 1629; cited in<br />

Johannes Kepler: life and letters, ed. Carola Baumgardt (London: Vic<strong>to</strong>r Gollancz, 1952).<br />

96 Ibid.<br />

353


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