Landslide Risk Reduction in Rio de Janeiro - GFDRR
Landslide Risk Reduction in Rio de Janeiro - GFDRR
Landslide Risk Reduction in Rio de Janeiro - GFDRR
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Over the past 40 years, the <strong>Rio</strong> <strong>de</strong> <strong>Janeiro</strong> city government has<br />
un<strong>de</strong>rtaken a series of major steps to reduce the risk of landsli<strong>de</strong>s<br />
and repeated damage from storm-generated <strong>in</strong>stability of the<br />
city´s many steeply slop<strong>in</strong>g hillsi<strong>de</strong>s. This chapter presents key<br />
risk-reduction activities carried out by the city government (ma<strong>in</strong>ly<br />
by the GEO-RIO Foundation), with a particular focus on recent<br />
measures <strong>in</strong>clud<strong>in</strong>g risk mapp<strong>in</strong>g, improvements to the early<br />
warn<strong>in</strong>g system aga<strong>in</strong>st landsli<strong>de</strong>s (Alerta <strong>Rio</strong>) and an extensive<br />
program of public works aimed at stabiliz<strong>in</strong>g the <strong>de</strong>nsely occupied<br />
slopes prone to landsli<strong>de</strong>s. This set of actions constitutes the city<br />
government´s risk management plan, which seeks to elim<strong>in</strong>ate risk<br />
for the areas <strong>in</strong> greatest danger from landsli<strong>de</strong>s.<br />
© United Nations Photo<br />
76 Improv<strong>in</strong>g the Assessment of Disaster <strong>Risk</strong>s to Strengthen F<strong>in</strong>ancial Resilience
CHAPTER 4:<br />
<strong>Landsli<strong>de</strong></strong> <strong>Risk</strong> <strong>Reduction</strong><br />
Measures by the <strong>Rio</strong> <strong>de</strong> <strong>Janeiro</strong><br />
City Government<br />
This chapter is a submission of the Government of Brazil*<br />
Introduction<br />
To address the problems associated with landsli<strong>de</strong>s, the <strong>Rio</strong> <strong>de</strong> <strong>Janeiro</strong> city government has, for more<br />
than 40 years, called upon the services of the Institute of Geotechnics Foundation of the Municipality<br />
of <strong>Rio</strong> <strong>de</strong> <strong>Janeiro</strong> (commonly known as the GEO-RIO Foundation). This body, currently un<strong>de</strong>r the<br />
aegis of the Public Works Secretariat, was established on May 12, 1966, by Decree No. 609, signed<br />
by Ambassador Francisco Negrão <strong>de</strong> Lima, then governor of the state of Guanabara (which became<br />
the municipality of <strong>Rio</strong> <strong>de</strong> <strong>Janeiro</strong> <strong>in</strong> 1975). Although the <strong>in</strong>stitute was <strong>in</strong>itially named the Institute of<br />
Geotechnics, it was soon given a typically <strong>in</strong>formal name by the local <strong>Rio</strong> population: the Geotechnic<br />
or simply the IG.<br />
The IG was established <strong>in</strong> response to strong popular <strong>de</strong>mand for action follow<strong>in</strong>g a period of exceptionally<br />
heavy ra<strong>in</strong>fall that ravaged the city <strong>in</strong> January 1966. While these were not the heaviest ra<strong>in</strong>s recor<strong>de</strong>d<br />
<strong>in</strong> <strong>Rio</strong> <strong>de</strong> <strong>Janeiro</strong> before then (box 4.1), up to 245 millimeters (mm) of ra<strong>in</strong> fell over one 24-hour<br />
period, caus<strong>in</strong>g hundreds of landsli<strong>de</strong>s on the slop<strong>in</strong>g hillsi<strong>de</strong>s of the city, leav<strong>in</strong>g 70 people <strong>de</strong>ad and<br />
500 woun<strong>de</strong>d. For a few days, the Cida<strong>de</strong> Maravilhosa (Marvelous City) experienced a serious public<br />
disaster situation with wi<strong>de</strong>spread national and <strong>in</strong>ternational repercussions.<br />
Box 4.1 Major Ra<strong>in</strong>fall Events <strong>in</strong> the City of <strong>Rio</strong> <strong>de</strong> <strong>Janeiro</strong><br />
In the City of <strong>Rio</strong> <strong>de</strong> <strong>Janeiro</strong>, major ra<strong>in</strong>fall events were as follows:<br />
• September 1711<br />
• April 1756<br />
• February 1811<br />
• March 1906<br />
• January 1940<br />
• January 1962<br />
• January 1966<br />
• January 1967<br />
• December 1982<br />
• March 1983<br />
• February 1987<br />
• February 1988<br />
• February 1996<br />
• February 1998<br />
• January 1999<br />
• January 2003<br />
• December 2009<br />
• April 2010<br />
• April 2011<br />
Source: GEO-RIO<br />
The various statutory duties that the fledgl<strong>in</strong>g IG was to assume from 1966 <strong>in</strong>clu<strong>de</strong>d the preparation of<br />
long-term emergency plans for protect<strong>in</strong>g the city’s slopes aga<strong>in</strong>st landsli<strong>de</strong>s. For this purpose, a group<br />
of technical experts, ma<strong>in</strong>ly civil eng<strong>in</strong>eers and geologists, was assembled. This group procee<strong>de</strong>d to<br />
<strong>de</strong>dicate unst<strong>in</strong>t<strong>in</strong>g efforts, day and night dur<strong>in</strong>g the first few months after the events of January 1966,<br />
*Ricardo d’Orsi, GEO-RIO Foundation<br />
Improv<strong>in</strong>g the Assessment of Disaster <strong>Risk</strong>s to Strengthen F<strong>in</strong>ancial Resilience 77
Photo 4.2: Av. Edson<br />
Passos, Alto da Boa<br />
Vista; Photo<br />
4.3: Agulha do Ingá,<br />
Copacabana.<br />
Photo 4.1: Corte do Cantagalo, Lagoa,<br />
<strong>Rio</strong> <strong>de</strong> <strong>Janeiro</strong>.<br />
to formulate a realistic long-term plan for the city. The groundbreak<strong>in</strong>g approach <strong>de</strong>monstrated by this<br />
new public body, based on the expertise and entrepreneurial flair of its technical staff, quickly led to its<br />
acknowledgment worldwi<strong>de</strong> as a first-rate geotechnical agency.<br />
In the IG´s early years, the city’s population gradually grew accustomed to the various works be<strong>in</strong>g un<strong>de</strong>rtaken<br />
to shore up unstable slopes and hillsi<strong>de</strong>s. The earth-reta<strong>in</strong><strong>in</strong>g structures, resembl<strong>in</strong>g sculptures<br />
<strong>in</strong> concrete and steel, appeared <strong>in</strong> large numbers <strong>in</strong> the most <strong>in</strong>accessible places and were admired by<br />
the local population (photos 4.1–4.3). In addition to these <strong>in</strong>itiatives, the recently established agency<br />
was also responsible for survey<strong>in</strong>g and mapp<strong>in</strong>g the geological and geotechnical features of the entire<br />
<strong>Rio</strong> <strong>de</strong> <strong>Janeiro</strong> municipal area. Other areas of responsibility <strong>in</strong>clu<strong>de</strong>d ensur<strong>in</strong>g that greater care and<br />
attention was applied to analyz<strong>in</strong>g proposals submitted for the approval, licens<strong>in</strong>g, and oversight of<br />
slope-retention projects and privately run quarries.<br />
In February 1967, n<strong>in</strong>e months after the agency was set up, and when the city had already begun to<br />
enjoy the first fruits of its efforts (39 slope-retention projects completed and pioneer<strong>in</strong>g methods <strong>de</strong>veloped<br />
for un<strong>de</strong>rtak<strong>in</strong>g this k<strong>in</strong>d of work <strong>in</strong> high and difficult-to-access areas), torrential ra<strong>in</strong>s aga<strong>in</strong><br />
swept the city. This produced a new tragedy <strong>in</strong> which houses and streets <strong>in</strong> several neighborhoods<br />
were totally <strong>de</strong>stroyed and 100 people lost their lives <strong>in</strong> landsli<strong>de</strong>s (photos 4.4). Notwithstand<strong>in</strong>g the<br />
new problems aris<strong>in</strong>g from this tragic event, the IG succee<strong>de</strong>d <strong>in</strong> conclud<strong>in</strong>g another 50 stabilization<br />
works by the end of 1967 that significantly <strong>in</strong>creased the safety levels of the slopes.<br />
Dur<strong>in</strong>g the period between the creation of the IG and the emergence of the GEO-RIO Foundation<br />
(<strong>in</strong> 1992), the adm<strong>in</strong>istrative status and title of the IG un<strong>de</strong>rwent a series of modifications. In 1973,<br />
for example, the agency was renamed the Super<strong>in</strong>ten<strong>de</strong>nce of Geotechnics, and <strong>in</strong> 1975, after the<br />
merger of the states of <strong>Rio</strong> <strong>de</strong> <strong>Janeiro</strong> and Guanabara, it became known as the Geotechnical Board,<br />
subord<strong>in</strong>ate to the Municipal Public Works Secretariat. In 1979 it was renamed the Super<strong>in</strong>ten<strong>de</strong>nce of<br />
Geotechnics, and <strong>in</strong> 1986 it reassumed its former title as the Geotechnical Board.<br />
78 Improv<strong>in</strong>g the Assessment of Disaster <strong>Risk</strong>s to Strengthen F<strong>in</strong>ancial Resilience
Photo 4.4: <strong>Landsli<strong>de</strong></strong> <strong>in</strong> the Laranjeiras neighborhood, January 20, 1967, caus<strong>in</strong>g the <strong>de</strong>aths of about 100<br />
people, with 300 <strong>in</strong>jured.<br />
Notwithstand<strong>in</strong>g these various adm<strong>in</strong>istrative and<br />
name changes, many of the members of its technical<br />
staff rema<strong>in</strong>ed and cont<strong>in</strong>ued to endow the<br />
agency with a unique knowledge of the problems<br />
<strong>in</strong>volved <strong>in</strong> <strong>de</strong>al<strong>in</strong>g with the city´s slopes and with<br />
a marked ability to promptly and accurately <strong>de</strong>f<strong>in</strong>e<br />
and execute retention works. This relatively small<br />
group of public servants (box 4.2) has been, and<br />
cont<strong>in</strong>ues to be, the agency´s greatest asset.<br />
Box 4.2 GEO-RIO Foundation Staff<br />
Members, 2012<br />
Currently, the GEO-RIO Foundation has 116<br />
staff members:<br />
• 43 eng<strong>in</strong>eers<br />
• 9 geologists<br />
• 3 architects<br />
• 2 CAD operators<br />
• 59 nontechnical staff members (adm<strong>in</strong>istrative<br />
officers, lawyers, archivists, secretaries,<br />
and so forth)<br />
In February 1988 (especially between February<br />
18 and 21), more torrential downpours swept the<br />
city. In a short period of four days, around 449 mm<br />
of ra<strong>in</strong> fell, with 177 mm recor<strong>de</strong>d over a 24-hour<br />
period alone <strong>in</strong> various parts of the city, particularly<br />
<strong>in</strong> the neighborhoods on and around the Tijuca Massif (Maciço Montanhoso da Tijuca). The result<br />
was that hundreds of landsli<strong>de</strong>s left a <strong>de</strong>ath toll of 58. The landsli<strong>de</strong>s that caused the highest number of<br />
casualties occurred <strong>in</strong> the Morro da Formiga <strong>in</strong> Tijuca, <strong>in</strong> the Morro Santa Marta, Botafogo, and Santa<br />
Teresa. In the latter neighborhood, a catastrophic landsli<strong>de</strong> caused severe damage to the Santa Genoveva<br />
Cl<strong>in</strong>ic. Once aga<strong>in</strong>, the IG was called upon to work day and night to respond to more than 1,200 requests<br />
from local resi<strong>de</strong>nts for technical <strong>in</strong>spections to be urgently carried out on the slopes. Henceforth, the<br />
IG entered a period of rapid <strong>de</strong>velopment, expand<strong>in</strong>g its technical staff and execut<strong>in</strong>g a large number<br />
of slope-retention works. Together with the <strong>in</strong>flux of new staff members, new technologies were <strong>in</strong>troduced.<br />
The agency, while un<strong>de</strong>rtak<strong>in</strong>g dozens of stabilization and dra<strong>in</strong>age works, simultaneously began<br />
us<strong>in</strong>g new <strong>in</strong>formation technology to prepare the first risk map of the city of <strong>Rio</strong> <strong>de</strong> <strong>Janeiro</strong>. It also set<br />
up pilot programs to automatically monitor ra<strong>in</strong>fall and geotechnical problems on the city’s hillsi<strong>de</strong>s by<br />
radio l<strong>in</strong>k (the SIGRA project, Sistema <strong>de</strong> Instrumentação Geotécnica Via Rádio; Geotechnical Telemetric<br />
System).<br />
Improv<strong>in</strong>g the Assessment of Disaster <strong>Risk</strong>s to Strengthen F<strong>in</strong>ancial Resilience 79
The year 1996 can also be regar<strong>de</strong>d as an important milestone <strong>in</strong> the history of the IG. Dur<strong>in</strong>g another<br />
period of heavy ra<strong>in</strong>fall on February 13–14, 1996, a substantial number of landsli<strong>de</strong>s were triggered,<br />
ma<strong>in</strong>ly affect<strong>in</strong>g the south and west zones of the city. Ra<strong>in</strong>fall exceed<strong>in</strong>g 190 mm over 7 hours was<br />
recor<strong>de</strong>d <strong>in</strong> the districts of Alto da Boa Vista and the Jardim Botânico. Fast-mov<strong>in</strong>g <strong>de</strong>bris flows, with<br />
enormous <strong>de</strong>structive potential, came down from the upper slopes of the Tijuca (photo 4.5) and Pedra<br />
Branca Massifs, <strong>de</strong>stroy<strong>in</strong>g hundreds of homes and caus<strong>in</strong>g the <strong>de</strong>aths of 52 people. As a direct consequence<br />
of this catastrophe, the IG (henceforth known as the Institute of Geotechnics Foundation of<br />
the city of <strong>Rio</strong> <strong>de</strong> <strong>Janeiro</strong>, or as the GEO-RIO Foundation, or simply as GEO-RIO) experienced a new<br />
<strong>in</strong>flux of technicians and <strong>in</strong>vestment. After 1996, GEO-RIO, <strong>in</strong> addition to its day-to-day functions,<br />
un<strong>de</strong>rwent a further <strong>de</strong>velopment phase: new stabilization techniques were tested and applied, us<strong>in</strong>g<br />
alternative materials such as old tires and vegetable fibers; methods for geological-geotechnical and<br />
risk mapp<strong>in</strong>g on a larger and more <strong>de</strong>tailed scale were <strong>de</strong>veloped and executed <strong>in</strong> dozens of populated<br />
slopes; physical <strong>de</strong>marcation of risk areas was implemented; and experiments were begun with<br />
a pioneer<strong>in</strong>g alarm system that would provi<strong>de</strong> early warn<strong>in</strong>g of heavy ra<strong>in</strong>s and possible landsli<strong>de</strong>s.<br />
The Alerta <strong>Rio</strong> system is now a national and <strong>in</strong>ternational reference po<strong>in</strong>t for public warn<strong>in</strong>g systems.<br />
Photo 4.5: Aerial views of the massive <strong>de</strong>bris<br />
flows that occurred <strong>in</strong> February 1996 <strong>in</strong><br />
the Tijuca Massif, caus<strong>in</strong>g one <strong>de</strong>ath and<br />
substantial material damage.<br />
With more than 40 years of direct experience of geological<br />
and geotechnical problems <strong>in</strong> <strong>Rio</strong> <strong>de</strong> <strong>Janeiro</strong>, and with accumulated<br />
expertise <strong>in</strong> the steeper areas typical of the city´s<br />
unique mounta<strong>in</strong>ous terra<strong>in</strong>, the GEO-RIO Foundation has<br />
conscientiously cont<strong>in</strong>ued to fulfill its <strong>de</strong>signated functions<br />
over the years, <strong>in</strong>clud<strong>in</strong>g plann<strong>in</strong>g and execut<strong>in</strong>g earth retention<br />
civil works throughout the risk areas of the city. In 2009,<br />
GEO-RIO completed its 3,000th retention work. Fully committed<br />
to improv<strong>in</strong>g the population´s quality of life and contribut<strong>in</strong>g<br />
to better urban plann<strong>in</strong>g, GEO-RIO´s technical staff<br />
has ma<strong>de</strong> every effort to cont<strong>in</strong>ue to ma<strong>in</strong>ta<strong>in</strong> its high-quality<br />
services and <strong>in</strong>terventions (that is, civil works) <strong>in</strong> <strong>Rio</strong> <strong>de</strong><br />
<strong>Janeiro</strong>. It is however important to note that while the works<br />
un<strong>de</strong>rtaken by GEO-RIO have contributed substantially to<br />
reduc<strong>in</strong>g the risks aris<strong>in</strong>g from landsli<strong>de</strong>s on the slopes <strong>in</strong> the<br />
so-called formal part of the city, the same does not apply to<br />
the <strong>in</strong>formal areas of the city (poorer communities and <strong>in</strong>formal<br />
urban settlements). In those areas, population <strong>de</strong>nsity<br />
has expan<strong>de</strong>d at a faster rate than the city government has<br />
been able to <strong>de</strong>ploy projects, and the number of potential<br />
risk situations has cont<strong>in</strong>ued to grow. Increased population <strong>de</strong>nsity has not only produced a substantial<br />
environmental liability, <strong>de</strong>stroy<strong>in</strong>g vegetation on the slopes and generat<strong>in</strong>g siltation and other forms<br />
of pollution <strong>in</strong> the formal part of the city, but also multiplied the number of high-risk areas, with thousands<br />
of people now directly threatened by the unstable condition of the steep hillsi<strong>de</strong>s.<br />
On April 6–7, 2010, <strong>Rio</strong> <strong>de</strong> <strong>Janeiro</strong> and several neighbor<strong>in</strong>g municipalities were aga<strong>in</strong> the victims of<br />
extreme weather conditions. More than 250 mm of ra<strong>in</strong> <strong>in</strong> a 24-hour period were recor<strong>de</strong>d <strong>in</strong> several<br />
of the city´s ra<strong>in</strong> stations (table 4.1) and hundreds of landsli<strong>de</strong>s occurred throughout the city (photos<br />
4.6–4.8). As a direct consequence, 67 people were killed, hundreds of houses were <strong>de</strong>stroyed, and<br />
vast stretches of road <strong>in</strong> various parts of the city and surround<strong>in</strong>g areas were partially ru<strong>in</strong>ed, caus<strong>in</strong>g<br />
heightened public concern and a substantial amount of material damage.<br />
80 Improv<strong>in</strong>g the Assessment of Disaster <strong>Risk</strong>s to Strengthen F<strong>in</strong>ancial Resilience
Table 4.1 Extreme Ra<strong>in</strong>fall Event <strong>in</strong> <strong>Rio</strong> <strong>de</strong> <strong>Janeiro</strong>, April 6 and 7, 2012 millimeters<br />
Ra<strong>in</strong> station Maximum ra<strong>in</strong>fall <strong>in</strong> 24 hours Ra<strong>in</strong> station Maximum ra<strong>in</strong>fall <strong>in</strong> 24 hours<br />
Vidigal 252.0 Jardim Botânico 288.2<br />
Urca 159.6 Barra/Itanhangá 204.2<br />
Roc<strong>in</strong>ha 290.6 Cida<strong>de</strong> <strong>de</strong> Deus 161.4<br />
Tijuca 269.8 Barra/<strong>Rio</strong>centro 195,0<br />
Santa Teresa 233.8 Guaratiba 106,0<br />
Copacabana 210.0 Santa Cruz 149.0<br />
Grajaú 224.2 Gran<strong>de</strong> Méier 255.8<br />
Ilha do Governador 200.8 Anchieta 132.6<br />
Penha 226.2 Grota Funda 227.6<br />
Madureira 167.6 Campo Gran<strong>de</strong> 137.2<br />
Irajá 126.4 Sepetiba 164.6<br />
Bangu 130.8 Av. Brasil/Mendanha 126.2<br />
Pieda<strong>de</strong> 181.6<br />
Recreio dos<br />
Ban<strong>de</strong>irantes 188.6<br />
Jacarepaguá/Tanque 165.4 Laranjeiras 211.4<br />
Saú<strong>de</strong> 183.4 São Cristóvão 209.6<br />
Source: GEO-RIO<br />
Note: Maximum ra<strong>in</strong>fall recor<strong>de</strong>d at the ra<strong>in</strong> stations of the city government’s Alerta <strong>Rio</strong> System.<br />
Photo 4.6: Morro dos Prazeres<br />
(14 fatalities).<br />
Photo 4.8:<br />
Estrada da<br />
Guanabara,<br />
l<strong>in</strong>k<strong>in</strong>g Pra<strong>in</strong>ha<br />
to the Praia <strong>de</strong><br />
Grumari.<br />
Photo 4.7: La<strong>de</strong>ira do Ascurra <strong>in</strong> Laranjeiras;<br />
Improv<strong>in</strong>g the Assessment of Disaster <strong>Risk</strong>s to Strengthen F<strong>in</strong>ancial Resilience 81
A few days after the April 2010 disaster, when emergency activities were still <strong>in</strong> progress, the city’s mayor,<br />
Eduardo Paes, tasked his team with produc<strong>in</strong>g a program of <strong>in</strong>itiatives targeted at urgently reduc<strong>in</strong>g the<br />
risks associated with landsli<strong>de</strong>s. This program was to be long last<strong>in</strong>g, highly effective and targeted, once<br />
and for all, at mak<strong>in</strong>g the slopes less vulnerable, at <strong>de</strong>al<strong>in</strong>g effectively with the aftermath of landsli<strong>de</strong>s,<br />
and at enhanc<strong>in</strong>g the ability of the city as a whole to react even more positively to extreme ra<strong>in</strong>fall events.<br />
The <strong>Risk</strong> <strong>Reduction</strong> Action Program presented to the mayor by the GEO-RIO Foundation <strong>in</strong>clu<strong>de</strong>s the<br />
follow<strong>in</strong>g:<br />
• Mapp<strong>in</strong>g of the “susceptibility to landsli<strong>de</strong>s” of areas throughout the entire municipal area of <strong>Rio</strong><br />
<strong>de</strong> <strong>Janeiro</strong> (approximately 1,250 square kilometers [km2]) on a scale of 1 to 10,000;<br />
• Qualitative mapp<strong>in</strong>g (low, average, and high) of the risks associated with landsli<strong>de</strong>s on a scale of 1<br />
to 2000 (presented <strong>in</strong> georeferenced orthophotos on a scale of 1 to 5000) of the Tijuca Massif area<br />
and environs (approximately 120 km²), the most <strong>de</strong>nsely occupied area <strong>in</strong> the city, with the highest<br />
number of poor communities housed on steep hillsi<strong>de</strong>s;<br />
• Improvement of the Alerta <strong>Rio</strong> system by expand<strong>in</strong>g the number of technicians; updat<strong>in</strong>g technical<br />
equipment and programs; and purchas<strong>in</strong>g, <strong>in</strong>stall<strong>in</strong>g, and operat<strong>in</strong>g a weather surveillance radar<br />
system to be <strong>in</strong>stalled with<strong>in</strong> the city limits;<br />
• Installation of an audible early warn<strong>in</strong>g (siren) system l<strong>in</strong>ked to automatic ra<strong>in</strong> meters <strong>in</strong> the poorer<br />
communities on the slopes where high-risk areas have been i<strong>de</strong>ntified <strong>in</strong> the risk maps of the occupied<br />
parts of the Tijuca Massif and surround<strong>in</strong>g areas. These <strong>in</strong>stallations are to be un<strong>de</strong>rtaken<br />
<strong>in</strong> parallel with i<strong>de</strong>ntify<strong>in</strong>g safe emergency assembly areas (for example, schools) with<strong>in</strong> the communities<br />
and with tra<strong>in</strong><strong>in</strong>g the population (to be carried out by the Municipal Civil Defense Force);<br />
• Deployment of projects and emergency works for stabiliz<strong>in</strong>g areas that are still subject to landsli<strong>de</strong>s<br />
follow<strong>in</strong>g the storms of April 2010, and preparation of stabilization projects (<strong>in</strong>clud<strong>in</strong>g costs<br />
surveys) targeted at elim<strong>in</strong>at<strong>in</strong>g high-risk conditions <strong>in</strong> the communities mapped;<br />
• Execution of the aforementioned work for elim<strong>in</strong>at<strong>in</strong>g high-risk situations <strong>in</strong> the communities mapped;<br />
• Removal of dwell<strong>in</strong>gs <strong>in</strong> the areas i<strong>de</strong>ntified <strong>in</strong> the mapp<strong>in</strong>g exercises as be<strong>in</strong>g at high risk and that<br />
have not received stabilization works (which would be unviable from a cost-benefit viewpo<strong>in</strong>t);<br />
• Removal of the audible warn<strong>in</strong>g systems from communities where high-risk situations have been<br />
elim<strong>in</strong>ated.<br />
This risk-reduction program presented by GEO-RIO<br />
was approved <strong>in</strong> its entirety by the mayor and work<br />
started <strong>in</strong> May 2010 on its implementation. The implications<br />
<strong>in</strong> budget terms were enormous (figure<br />
4.1), with the annual budget of GEO-RIO <strong>in</strong>creas<strong>in</strong>g<br />
more than 10 times. This confirms the wisdom of<br />
the risk-reduction program adopted by the city government.<br />
Moreover, it enhances the commitment<br />
of the GEO-RIO Foundation to the people of <strong>Rio</strong><br />
<strong>de</strong> <strong>Janeiro</strong> and confirms GEO-RIO´s technical and<br />
adm<strong>in</strong>istrative status to carry out the planned work.<br />
Details of the <strong>in</strong>terventions planned <strong>in</strong> the GEO-RIO<br />
program are presented <strong>in</strong> the follow<strong>in</strong>g sections.<br />
Figure 4.1 Annual Budgets of the GEO-RIO Foundation<br />
150.000<br />
120.000<br />
90.000<br />
60.000<br />
30.000<br />
0<br />
2001<br />
2002<br />
2003<br />
2004<br />
2005<br />
2006<br />
2007<br />
2008<br />
2009<br />
2010<br />
2011<br />
2012<br />
Source: Authors.<br />
Note: In R$, millions<br />
The 2012 budget is a forecast done <strong>in</strong> March 2012.<br />
Budget<br />
(R$ x 10 3 )<br />
82 Improv<strong>in</strong>g the Assessment of Disaster <strong>Risk</strong>s to Strengthen F<strong>in</strong>ancial Resilience
<strong>Landsli<strong>de</strong></strong> Susceptibility Map of the City of <strong>Rio</strong> <strong>de</strong> <strong>Janeiro</strong> and the <strong>Risk</strong> of<br />
<strong>Landsli<strong>de</strong></strong>s <strong>in</strong> the Tijuca Massif and Environs<br />
The <strong>Landsli<strong>de</strong></strong>s Susceptibility Map of the City<br />
of <strong>Rio</strong> <strong>de</strong> <strong>Janeiro</strong> was <strong>de</strong>signed to cover the<br />
entire municipal area on the scale of 1 to 10,000.<br />
Although a task of this size had already been<br />
carried out by GEO-RIO <strong>in</strong> 1989 (on a scale of 1<br />
to 25,000), it was important to prepare a similar<br />
map, but on a larger scale and with better resolution,<br />
given that geoprocess<strong>in</strong>g resources had<br />
<strong>de</strong>veloped substantially s<strong>in</strong>ce then. The methodology<br />
used on both occasions, although<br />
fairly similar, basically <strong>in</strong>volved cross-referenc<strong>in</strong>g<br />
different layers of <strong>in</strong>formation to arrive<br />
at a weight<strong>in</strong>g matrix, pixel by pixel. For the<br />
above-mentioned new map, a number of thematic<br />
maps were either <strong>de</strong>veloped or adapted<br />
(for example, contour maps of slopes; geomorphological,<br />
geological-geotechnical, geological,<br />
and land-use maps; maps <strong>de</strong>tail<strong>in</strong>g Permanent<br />
Environmental Protection Areas, and nonbuild<strong>in</strong>g<br />
areas accord<strong>in</strong>g to the Co<strong>de</strong> of Works, together<br />
with maps <strong>in</strong>dicat<strong>in</strong>g the occurrence<br />
of landsli<strong>de</strong>s). Susceptibility to landsli<strong>de</strong>s was<br />
ranked on three levels: high, average, and low.<br />
Maps 4.1 and 4.2 present a general i<strong>de</strong>a, <strong>in</strong>clud<strong>in</strong>g<br />
an area <strong>in</strong> <strong>de</strong>tail, of the susceptibility map.<br />
Map 4.1 <strong>Landsli<strong>de</strong></strong> Susceptibility, Tijuca Massif and<br />
Environs<br />
Source: GEO-RIO<br />
Note: Green = low susceptibility; yellow = average susceptibility;<br />
red = high susceptibility<br />
Map 4.2 <strong>Landsli<strong>de</strong></strong> Susceptibility, City of <strong>Rio</strong> <strong>de</strong><br />
<strong>Janeiro</strong><br />
Source: GEO-RIO<br />
Note: Green = low susceptibility; yellow = average susceptibility;<br />
red = high susceptibility<br />
The area most <strong>de</strong>nsely occupied by slums <strong>in</strong> <strong>Rio</strong><br />
<strong>de</strong> <strong>Janeiro</strong> is <strong>in</strong> and around the Tijuca Massif.<br />
This area, together with the Complexo do<br />
Alemão and Penha Branca, was chosen for <strong>de</strong>tailed<br />
landsli<strong>de</strong> risk mapp<strong>in</strong>g. These three areas<br />
amount to about 70 percent of the poor areas<br />
occupy<strong>in</strong>g steep hillsi<strong>de</strong>s <strong>in</strong> the city. A total of<br />
196 slums were mapped; 116 of these conta<strong>in</strong>ed<br />
occupied areas i<strong>de</strong>ntified as hav<strong>in</strong>g high susceptibility<br />
to landsli<strong>de</strong>s—areas at very high risk.<br />
In addition to the mapp<strong>in</strong>g exercise, GEO-RIO<br />
un<strong>de</strong>rtook an emergency <strong>in</strong>ventory of the<br />
actual dwell<strong>in</strong>gs at high risk. These amounted<br />
to about 18,000 units. The risk from landsli<strong>de</strong>s<br />
was ranked qualitatively at three levels: high,<br />
mo<strong>de</strong>rate, and low. The fieldwork was launched<br />
over a georeferenced orthophoto on a scale of 1<br />
to 5000 (map 4.3), also us<strong>in</strong>g a topographic map<br />
on a scale of 1 to 2000. In each of the communities<br />
studied, a <strong>de</strong>scription was prepared of the<br />
situations and processes <strong>in</strong>volved <strong>in</strong> the exist<strong>in</strong>g<br />
unstable areas and those areas that were<br />
potentially unstable. This <strong>de</strong>scription <strong>in</strong>clu<strong>de</strong>d<br />
geological and geotechnical schematic sections<br />
<strong>in</strong> the hope of improv<strong>in</strong>g un<strong>de</strong>rstand<strong>in</strong>g of the<br />
problems, clarify<strong>in</strong>g the <strong>de</strong>marcated risk areas,<br />
and reveal<strong>in</strong>g the total number (by orthophotography)<br />
of homes at risk <strong>in</strong> each of the sectors.<br />
Improv<strong>in</strong>g the Assessment of Disaster <strong>Risk</strong>s to Strengthen F<strong>in</strong>ancial Resilience 83
The preparation of the risk maps ma<strong>de</strong> full use<br />
of the <strong>in</strong>formation assembled <strong>in</strong> the course of<br />
fieldwork. This <strong>in</strong>formation <strong>de</strong>scribed, geologically<br />
and geotechnically, the risk situations to<br />
confirm the usefulness of the stabilization projects<br />
<strong>de</strong>signed to elim<strong>in</strong>ate these risks, while<br />
substantiat<strong>in</strong>g the <strong>in</strong>formation conta<strong>in</strong>ed <strong>in</strong> the<br />
Intervention Plans (map 4.4). Once the fieldwork<br />
had been completed, it was found that of the<br />
196 slums <strong>in</strong>spected, 116 possessed areas with<br />
Map 4.3 <strong>Risk</strong> Map, Morro da Formiga<br />
a high risk of landsli<strong>de</strong>s. These areas conta<strong>in</strong>ed<br />
a total of 20,197 dwell<strong>in</strong>gs distributed over 393<br />
hectares. This amount, previously unknown<br />
with this <strong>de</strong>gree of accuracy, clearly showed the<br />
size of the problem to be faced by city managers.<br />
In reality, tak<strong>in</strong>g steps to <strong>de</strong>al with over 20,000<br />
houses posed a major challenge to be addressed:<br />
the need for the drastic and urgent reduction of<br />
the number of houses at high risk over the shortest<br />
possible time frame.<br />
Aerial Photos with Laser Profil<strong>in</strong>g<br />
Dur<strong>in</strong>g the above-mentioned mapp<strong>in</strong>g exercises,<br />
an aerial survey was ma<strong>de</strong> to obta<strong>in</strong> a digital<br />
terra<strong>in</strong> mo<strong>de</strong>l through laser profil<strong>in</strong>g. This resulted<br />
<strong>in</strong> a visual ren<strong>de</strong>r<strong>in</strong>g of the present contours<br />
of the area, without show<strong>in</strong>g vegetation<br />
and the like. This is not practical when us<strong>in</strong>g<br />
conventional methods of aerophotogrammetric<br />
restitution but is essential for obta<strong>in</strong><strong>in</strong>g a<br />
clear picture of the morphology of the slopes.<br />
The f<strong>in</strong>al product was used as a topographical<br />
Source: GEO-RIO<br />
Map 4.4 Intervention Plan Prepared by GEO-RIO for 116 Poor Communities Occupy<strong>in</strong>g Hillsi<strong>de</strong>s<br />
Conta<strong>in</strong><strong>in</strong>g Areas Subject to High <strong>Risk</strong> of <strong>Landsli<strong>de</strong></strong>s<br />
Source: GEO-RIO<br />
84 Improv<strong>in</strong>g the Assessment of Disaster <strong>Risk</strong>s to Strengthen F<strong>in</strong>ancial Resilience
asel<strong>in</strong>e for <strong>de</strong>f<strong>in</strong><strong>in</strong>g mitigation projects for the<br />
high-risk areas. The chosen method ensured<br />
that the contours of areas of potential risk were<br />
precisely <strong>de</strong>f<strong>in</strong>ed, given that the mesh po<strong>in</strong>ts<br />
used <strong>in</strong> the aerial survey had a m<strong>in</strong>imum sampl<strong>in</strong>g<br />
<strong>de</strong>nsity of 10 dots per square, which resulted<br />
<strong>in</strong> contour l<strong>in</strong>es at 0.5 meter <strong>in</strong>tervals.<br />
This exercise was un<strong>de</strong>rtaken only <strong>in</strong> the area of<br />
the Tijuca Massif (105 km² of area covered).<br />
Audible Early Warn<strong>in</strong>g Alarm<br />
System <strong>in</strong> Communities<br />
Conta<strong>in</strong><strong>in</strong>g Sectors Mapped As<br />
High <strong>Risk</strong> for <strong>Landsli<strong>de</strong></strong>s<br />
Unlike other <strong>in</strong>terventions <strong>de</strong>signed and <strong>de</strong>ployed<br />
as “permanent” fixtures, the audible<br />
early warn<strong>in</strong>g alarm system is <strong>de</strong>signed to be<br />
temporary. The sirens are to be un<strong>in</strong>stalled<br />
from communities where high-risk areas have<br />
been elim<strong>in</strong>ated through stabilization works,<br />
or by the removal of dwell<strong>in</strong>gs, when the civil<br />
works cost-benefit analyses show that the advantages<br />
to be ga<strong>in</strong>ed from un<strong>de</strong>rtak<strong>in</strong>g works<br />
are not outweighed by any perceived direct benefits<br />
(protection of homes) and <strong>in</strong>dicate removal<br />
as the best option. In terms of equipment, the<br />
system comprises remote stations positioned <strong>in</strong><br />
communities <strong>in</strong> accordance with the directions<br />
p<strong>in</strong>po<strong>in</strong>ted on the risk maps prepared by the<br />
GEO-RIO Foundation. The overrid<strong>in</strong>g technical<br />
aim has been to ensure the <strong>de</strong>ployment of a<br />
robust, weather-resistant system that is accurate,<br />
trouble free, and endowed with backup facilities,<br />
so that temporary evacuation of homes can<br />
be achieved dur<strong>in</strong>g severe weather events (that<br />
is, ra<strong>in</strong>fall greater or equal to 40 mm accumulated<br />
over one hour and forecast ra<strong>in</strong>fall of above 5<br />
mm per hour for the next few hours).<br />
Dur<strong>in</strong>g the first stage of the system’s <strong>in</strong>stallation,<br />
117 siren stations were <strong>de</strong>ployed, of which<br />
58 were equipped with automatic ra<strong>in</strong> gauges or<br />
meters (pluviometers). These ra<strong>in</strong> gauges record<br />
and transmit data to the Municipal Operations<br />
Center (CO-<strong>Rio</strong>) at regular <strong>in</strong>tervals of 15<br />
m<strong>in</strong>utes, un<strong>in</strong>terruptedly, so that critical ra<strong>in</strong>fall<br />
can be monitored <strong>in</strong> the communities with<br />
high-risk areas.<br />
The equipment used <strong>in</strong> the stations consists of<br />
data storage and process<strong>in</strong>g modules l<strong>in</strong>ked to<br />
telemetric transmission modules for the remote<br />
activation of the sirens. Un<strong>in</strong>terrupted power<br />
supply modules us<strong>in</strong>g conventional electricity<br />
ma<strong>in</strong>s are backed up by batteries and “nobreak”<br />
<strong>de</strong>vices.<br />
A typical self-report<strong>in</strong>g remote audible alert<br />
station with a ra<strong>in</strong> gauge comprises the follow<strong>in</strong>g:<br />
protective cas<strong>in</strong>g; data logger with a mo<strong>de</strong>m<br />
for cellular telephony, without the need for operator<br />
<strong>in</strong>tervention; preamplifier; power amplifier;<br />
directional antenna for mobile phone; horntype<br />
sirens; “tipp<strong>in</strong>g-buck”’ type ra<strong>in</strong> meter <strong>in</strong><br />
sta<strong>in</strong>less steel with an accuracy of 0.2 mm; and,<br />
f<strong>in</strong>ally, battery, cables, connectors, and an un<strong>in</strong>terrupted<br />
source of electricity with a no-break<br />
<strong>de</strong>vice <strong>in</strong> the event of total power failure.<br />
The remote stations are connected to the central<br />
station <strong>in</strong> the CO-<strong>Rio</strong> and monitored by software<br />
programs specifically <strong>de</strong>veloped for this<br />
purpose. Dur<strong>in</strong>g ra<strong>in</strong>-free periods, the amplifiers<br />
are disconnected, although the ra<strong>in</strong> gauges<br />
cont<strong>in</strong>ue to operate normally, send<strong>in</strong>g their<br />
data on a regular basis. Dur<strong>in</strong>g ra<strong>in</strong>y periods,<br />
the system can be triggered remotely, with<br />
the activation of the preamplifiers and power<br />
amplifiers.<br />
In the event of a communication failure, the emergency<br />
evacuation message can be triggered manually<br />
with a co<strong>de</strong>d key <strong>in</strong>stalled on the un<strong>de</strong>rsi<strong>de</strong><br />
of the hous<strong>in</strong>g cab<strong>in</strong>et conta<strong>in</strong><strong>in</strong>g the equipment.<br />
Tra<strong>in</strong><strong>in</strong>g the Population<br />
Follow<strong>in</strong>g the <strong>de</strong>ployment of the alarm system,<br />
the Municipal Civil Defense Force provi<strong>de</strong>d appropriate<br />
tra<strong>in</strong><strong>in</strong>g for the resi<strong>de</strong>nts <strong>in</strong> each of<br />
the communities protected by the system. The<br />
process can be summarized as follows:<br />
Improv<strong>in</strong>g the Assessment of Disaster <strong>Risk</strong>s to Strengthen F<strong>in</strong>ancial Resilience 85
• A course, restricted to community resi<strong>de</strong>nts<br />
and last<strong>in</strong>g several weeks, for contract<strong>in</strong>g and<br />
tra<strong>in</strong><strong>in</strong>g civil <strong>de</strong>fense agents was organized.<br />
The agents are <strong>in</strong>ten<strong>de</strong>d to serve as arms of<br />
the Civil Defense Force and be responsible<br />
for assist<strong>in</strong>g people liv<strong>in</strong>g <strong>in</strong> the high-risk<br />
areas to vacate these areas quickly and direct<br />
them to the prearranged assembly po<strong>in</strong>ts or<br />
shelters. The local agents possess a unique<br />
knowledge of the areas where they live, of the<br />
people liv<strong>in</strong>g there, and of the location of the<br />
areas consi<strong>de</strong>red to be at high risk from landsli<strong>de</strong>s.<br />
Each agent is supplied with a mobile<br />
telephone by the city government to enable<br />
communication with the Civil Defense Force<br />
as well as to receive short message service<br />
(SMS) messages when severe weather threats<br />
are imm<strong>in</strong>ent and there is a high probability<br />
of the sirens be<strong>in</strong>g triggered. The agents are<br />
also responsible for manually activat<strong>in</strong>g the<br />
sirens <strong>in</strong> the event that remote activation by<br />
CO-<strong>Rio</strong> is not possible.<br />
• Simulated emergency evacuations were organized<br />
<strong>in</strong>volv<strong>in</strong>g community resi<strong>de</strong>nts<br />
be<strong>in</strong>g moved to the <strong>de</strong>signated shelters after<br />
activation of the alarms. Before the practice<br />
exercises got un<strong>de</strong>r way, the <strong>in</strong>structions to<br />
“stand by” were wi<strong>de</strong>ly broadcast to the local<br />
population by means of pamphlets, posters,<br />
newspapers, radio, television, and so forth.<br />
• The emergency assembly stations (shelters)<br />
<strong>in</strong> the communities were <strong>de</strong>f<strong>in</strong>ed, prepared,<br />
and i<strong>de</strong>ntified with signs as well as the<br />
escape routes to be used for proceed<strong>in</strong>g from<br />
the high-risk areas to the shelters.<br />
S<strong>in</strong>ce it was <strong>in</strong>stalled at the end of the first phase<br />
<strong>in</strong> 2011 and up to the middle of March 2012, the<br />
alarm system has been triggered three times,<br />
with excellent results. A typical case occurred<br />
dur<strong>in</strong>g a storm that hit the community of the<br />
Morro <strong>de</strong> Formiga (<strong>in</strong> the Tijuca area) on the<br />
night of April 25, 2011. A landsli<strong>de</strong> <strong>de</strong>stroyed a<br />
home without harm<strong>in</strong>g the resi<strong>de</strong>nts who were<br />
awakened by the alarm and were able to evacuate<br />
their home a short time before it collapsed<br />
and was swept away. Photo 4.9 shows some of<br />
the ma<strong>in</strong> aspects of the audible warn<strong>in</strong>g system.<br />
Photo 4.9: Sirens and ra<strong>in</strong> meter <strong>in</strong> the remote alarm unit<br />
<strong>in</strong> the Morro da Formiga community. The equipment was<br />
<strong>in</strong>stalled on the terrace of a local school, also used as a<br />
temporary refuge <strong>in</strong> the event of extreme weather.<br />
Improvements <strong>in</strong> the Alerta <strong>Rio</strong><br />
System<br />
The ma<strong>in</strong> purpose of the Alerta <strong>Rio</strong> system is<br />
to issue emergency bullet<strong>in</strong>s to warn of heavy<br />
ra<strong>in</strong>s and landsli<strong>de</strong>s affect<strong>in</strong>g, or likely to affect,<br />
people liv<strong>in</strong>g on steep hillsi<strong>de</strong>s and slopes <strong>in</strong><br />
the city. This is a public service utility organized<br />
by the <strong>Rio</strong> <strong>de</strong> <strong>Janeiro</strong> city government<br />
and <strong>de</strong>signed and <strong>de</strong>ployed by the GEO-RIO<br />
Foundation <strong>in</strong> October 1996. The system has<br />
been <strong>in</strong> cont<strong>in</strong>uous operation s<strong>in</strong>ce then, un<strong>de</strong>r<br />
the constant supervision of GEO-RIO. The<br />
system possesses a telemetric network of 33 stations<br />
located throughout the municipal area.<br />
These stations conta<strong>in</strong> gauges and other meteorological<br />
sensors (w<strong>in</strong>d, humidity, temperature,<br />
and air pressure) that collect relevant data automatically<br />
and un<strong>in</strong>terruptedly at regular <strong>in</strong>tervals<br />
of 15 m<strong>in</strong>utes. The data, once collected, are<br />
immediately dispatched to a central computerized<br />
station to permit cont<strong>in</strong>uous monitor<strong>in</strong>g of<br />
the type of critical ra<strong>in</strong>fall likely to trigger landsli<strong>de</strong>s.<br />
The Alerta <strong>Rio</strong> system functions 24 hours<br />
a day, seven days a week, with a <strong>de</strong>dicated staff<br />
of meteorologists, geologists, eng<strong>in</strong>eers, and<br />
technical-level personnel to run the system and<br />
ma<strong>in</strong>ta<strong>in</strong> the equipment. Technical labor is supplied<br />
un<strong>de</strong>r a special contract (put out to ten<strong>de</strong>r<br />
every four years) for operat<strong>in</strong>g the central<br />
station and for ma<strong>in</strong>ta<strong>in</strong><strong>in</strong>g and updat<strong>in</strong>g the<br />
equipment <strong>in</strong>stalled throughout the system.<br />
Before 2010, the central station of the Alerta<br />
86 Improv<strong>in</strong>g the Assessment of Disaster <strong>Risk</strong>s to Strengthen F<strong>in</strong>ancial Resilience
Map 4.5: Sample of a radar-generated image (generated<br />
every two m<strong>in</strong>utes). The reflectivity scale<br />
is directly related to the amount of ra<strong>in</strong>fall. Green<br />
signifies light ra<strong>in</strong> and red heavy ra<strong>in</strong>.<br />
Photo 4.10: Weather radar belong<strong>in</strong>g to the city of <strong>Rio</strong> <strong>de</strong><br />
<strong>Janeiro</strong>.<br />
<strong>Rio</strong> system was located on the premises of the<br />
GEO-RIO Foundation. All the data generated<br />
by the system were stored there, and all communications<br />
related to extreme weather events<br />
that threatened to trigger landsli<strong>de</strong>s were issued<br />
from the GEO-RIO build<strong>in</strong>g. While this build<strong>in</strong>g<br />
possessed a good <strong>in</strong>formation technology<br />
network and electrical <strong>in</strong>stallations, it lacked<br />
a heavy-duty emergency system for generat<strong>in</strong>g<br />
electricity. Although the build<strong>in</strong>g was <strong>de</strong>signed<br />
to function only dur<strong>in</strong>g work<strong>in</strong>g hours,<br />
the central station nevertheless rema<strong>in</strong>ed operational<br />
24 hours a day <strong>de</strong>spite a number of<br />
<strong>in</strong>frastructural <strong>de</strong>ficiencies. A further drawback<br />
was that <strong>in</strong> the 10-year period from 2000 to<br />
2010 the operations station had access to images<br />
from only a s<strong>in</strong>gle weather radar belong<strong>in</strong>g to<br />
the Air Force Command, used by the Brazilian<br />
Air Force (FAB) for flight control. This radar is<br />
<strong>in</strong>stalled on the Pico do Couto (municipality of<br />
Petropolis-RJ) at an altitu<strong>de</strong> of approximately<br />
1,800 meters, about 60 km from the city center.<br />
With regard to implementation of the risk reduction<br />
program proposed by GEO-RIO, two <strong>in</strong>terventions<br />
positively affected the performance of<br />
the Alerta <strong>Rio</strong> system. The first was the procurement<br />
and <strong>in</strong>stallation of its own weather radar<br />
facility (photo 4.10 and map 4.5), <strong>in</strong>stalled on<br />
the Morro do Sumaré, at an altitu<strong>de</strong> of about 600<br />
meters (with<strong>in</strong> the city limits). This <strong>de</strong>velopment<br />
substantially upgra<strong>de</strong>d the accuracy of ra<strong>in</strong>fall<br />
forecast<strong>in</strong>g because the new radar could <strong>de</strong>tect<br />
ra<strong>in</strong>fall nuclei that previously were not captured<br />
by the Pico do Couto radar, given its altimetric<br />
position<strong>in</strong>g (the Pico do Couto radar recor<strong>de</strong>d<br />
ra<strong>in</strong>fall only occurr<strong>in</strong>g above the altimetric quota<br />
of 1,800 m). Moreover, the images from the radar<br />
belong<strong>in</strong>g to FAB were available for consultation<br />
by the Alerta <strong>Rio</strong> meteorologists only at <strong>in</strong>tervals<br />
of between 15 and 20 m<strong>in</strong>utes, a period regar<strong>de</strong>d<br />
as too long for the purposes of weather surveillance<br />
and damage reduction. With the acquisition<br />
of its own radar, the <strong>Rio</strong> <strong>de</strong> <strong>Janeiro</strong> city government<br />
can now access images generated every<br />
two m<strong>in</strong>utes, spott<strong>in</strong>g and record<strong>in</strong>g ra<strong>in</strong>fall<br />
orig<strong>in</strong>at<strong>in</strong>g at altitu<strong>de</strong>s of between 600 meters<br />
and 1,800 meters that would be beyond the capabilities<br />
of the FAB’s Pico do Couto radar.<br />
The second significant <strong>de</strong>velopment affect<strong>in</strong>g<br />
the Alerta <strong>Rio</strong> system was the transfer of<br />
its central station <strong>in</strong> December 2010 to CO-<strong>Rio</strong><br />
(photo 4.11). This move facilitated and significantly<br />
improved the weather analyses (veryshort-term<br />
forecast<strong>in</strong>g) and the speed at which<br />
<strong>in</strong>formation could be dissem<strong>in</strong>ated (Alert<br />
Bullet<strong>in</strong>s), both <strong>in</strong>ternally <strong>in</strong> CO-<strong>Rio</strong> and externally<br />
for the benefit of the population <strong>in</strong> general,<br />
given that radio and television broadcast<strong>in</strong>g stations<br />
also had staff work<strong>in</strong>g <strong>in</strong> the Operations<br />
Center. Thus, when critical ra<strong>in</strong>fall <strong>in</strong><strong>de</strong>xes are<br />
reached or are imm<strong>in</strong>ent, all the municipal <strong>de</strong>partments<br />
<strong>in</strong> CO-<strong>Rio</strong> and broadcasters from<br />
Improv<strong>in</strong>g the Assessment of Disaster <strong>Risk</strong>s to Strengthen F<strong>in</strong>ancial Resilience 87
Photo 4.11: CO-RIO, City Government Operations Center<br />
by the Alerta <strong>Rio</strong> system for the past 15 years<br />
and that, by March 2012, had logged 16.8 million<br />
precipitation entries. This feature is certa<strong>in</strong>ly one<br />
of the key differentiat<strong>in</strong>g factors of the Alerta<br />
<strong>Rio</strong> system, because it enables a large number of<br />
analyses to be ma<strong>de</strong>, <strong>in</strong>clud<strong>in</strong>g, for example, correlations<br />
of ra<strong>in</strong>fall with forest fire risks, with the<br />
quality of seawater along the beaches, and with<br />
the average traffic speeds along the ma<strong>in</strong> highways<br />
<strong>in</strong> the city, and, of course, with the potential<br />
landsli<strong>de</strong>s on slopes and steep hillsi<strong>de</strong>s. The geologists<br />
and eng<strong>in</strong>eers at GEO-RIO are responsible<br />
for all of these tasks.<br />
the ma<strong>in</strong> radio and television stations have immediate<br />
access to, and use of, this <strong>in</strong>formation.<br />
Meanwhile, the Alerta <strong>Rio</strong> system has kept up<br />
its rout<strong>in</strong>e dissem<strong>in</strong>ation of <strong>in</strong>formation, us<strong>in</strong>g<br />
a variety of communication channels (e-mail,<br />
SMS, twitter, radio, mobile phones, and so on)<br />
and updat<strong>in</strong>g <strong>in</strong> real time all the data on its<br />
Internet site (http://www0.rio.rj.gov.br/alertario).<br />
As a result, anybody, at any time of day<br />
or night, can access the <strong>in</strong>formation free of cost.<br />
S<strong>in</strong>ce the Alerta <strong>Rio</strong> system moved to CO-<strong>Rio</strong>,<br />
new technologies have begun to be tested and<br />
<strong>de</strong>ployed, such as the high-resolution weather<br />
forecast<strong>in</strong>g program (PMAR), <strong>de</strong>veloped by IBM<br />
especially for <strong>Rio</strong> <strong>de</strong> <strong>Janeiro</strong>. Another <strong>in</strong>novation<br />
is the lightn<strong>in</strong>g <strong>de</strong>tection system known as<br />
StreamerRT, <strong>de</strong>veloped by Earth Networks, from<br />
which highly satisfactory results have been obta<strong>in</strong>ed<br />
for assist<strong>in</strong>g with short-term weather forecast<strong>in</strong>g.<br />
Furthermore, a number of <strong>in</strong>ternal protocols<br />
(general operation, <strong>de</strong>f<strong>in</strong><strong>in</strong>g of alert levels,<br />
and dissem<strong>in</strong>ation of weather reports) relevant to<br />
the Alerta <strong>Rio</strong> operation have been revised and<br />
improved, the team of meteorologists expan<strong>de</strong>d,<br />
backup equipment improved (to correct faults <strong>in</strong><br />
the ra<strong>in</strong> gauge network, meteorological radar,<br />
and so forth), and the analyses of the correlations<br />
between the ra<strong>in</strong>fall and occurrence of problems<br />
affect<strong>in</strong>g the city <strong>in</strong>tensified. It is worth emphasiz<strong>in</strong>g<br />
that these ra<strong>in</strong>fall-related correlation<br />
studies are un<strong>de</strong>rtaken thanks to the ra<strong>in</strong>fall databank<br />
that has been generated and ma<strong>in</strong>ta<strong>in</strong>ed<br />
The improvements <strong>in</strong> the Alerta <strong>Rio</strong> system<br />
planned and carried out by GEO-RIO have had a<br />
positive effect on the quality of different aspects<br />
of this service supplied by the city government.<br />
Improvements range from an upgra<strong>de</strong>d modus<br />
operandi of the ra<strong>in</strong> gauge network (currently<br />
above 99.5 percent effective) to better ra<strong>in</strong>storm<br />
and landsli<strong>de</strong> warn<strong>in</strong>g bullet<strong>in</strong>s (now more<br />
than 85 percent accurate) <strong>de</strong>livered to a grow<strong>in</strong>g<br />
audience. All these improvements have helped<br />
reduce the damage associated with adverse<br />
weather events <strong>in</strong> <strong>Rio</strong> <strong>de</strong> <strong>Janeiro</strong>, especially the<br />
type of weather likely to cause landsli<strong>de</strong>s <strong>in</strong> the<br />
high-risk areas.<br />
Un<strong>de</strong>rtak<strong>in</strong>g Projects and<br />
Emergency Stabilization Works<br />
after Extreme Ra<strong>in</strong>fall <strong>in</strong> April 2010<br />
Emergency Works<br />
A significant number of emergency works un<strong>de</strong>rtaken<br />
by GEO-RIO follow<strong>in</strong>g the storms of<br />
April 2010 focused on the large number of landsli<strong>de</strong>s<br />
on the slopes or embankments (upstream<br />
and downstream) bor<strong>de</strong>r<strong>in</strong>g the ma<strong>in</strong> roads<br />
that cut through the city´s unique mounta<strong>in</strong>ous<br />
terra<strong>in</strong>. Examples of such works were those<br />
along the Avenida Menezes Cortes, Avenida<br />
Edson Passos, Estrada das Furnas, and Estrada<br />
da Grota Funda.<br />
The majority of the emergency <strong>in</strong>terventions<br />
88 Improv<strong>in</strong>g the Assessment of Disaster <strong>Risk</strong>s to Strengthen F<strong>in</strong>ancial Resilience
were carried out <strong>in</strong> 2010 <strong>in</strong> parallel with riskmapp<strong>in</strong>g<br />
exercises and laser profil<strong>in</strong>g <strong>in</strong> the<br />
slum communities. Beneficiaries of these <strong>in</strong>terventions<br />
were pr<strong>in</strong>cipally the poorer areas where<br />
landsli<strong>de</strong>s had been triggered dur<strong>in</strong>g the storms<br />
of April 2010 and where the scars of the <strong>de</strong>bris<br />
flows still directly threatened a large number<br />
of homes. The various types of <strong>in</strong>terventions<br />
un<strong>de</strong>rtaken <strong>in</strong>clu<strong>de</strong>d construct<strong>in</strong>g cable-stayed<br />
structures (steel shor<strong>in</strong>g mesh, grills, buttresses<br />
and so on), fragment<strong>in</strong>g boul<strong>de</strong>rs (hot and<br />
cold method), <strong>in</strong>stall<strong>in</strong>g dra<strong>in</strong>age systems and<br />
anti-erosion surface protection, erect<strong>in</strong>g impact<br />
structures, and remov<strong>in</strong>g homes <strong>in</strong> imm<strong>in</strong>ent<br />
danger of collapse. A total of 1,650 hous<strong>in</strong>g units<br />
benefited from these <strong>in</strong>terventions, and the risks<br />
were elim<strong>in</strong>ated <strong>in</strong> many places, or at least mitigated<br />
to low and very-low levels. Thanks to<br />
these emergency measures carried out by GEO-<br />
RIO, the number of homes at risk highlighted<br />
<strong>in</strong> the risk <strong>in</strong>ventories (Map of Susceptibility<br />
to <strong>Landsli<strong>de</strong></strong>s <strong>in</strong> the City of <strong>Rio</strong> <strong>de</strong> <strong>Janeiro</strong> and<br />
the <strong>Risk</strong> of <strong>Landsli<strong>de</strong></strong>s <strong>in</strong> the Tijuca Massif and<br />
Environs) was reduced to 18,547.<br />
Projects and Works for the Areas Mapped as<br />
High <strong>Risk</strong><br />
Work on project <strong>de</strong>sign for the civil works<br />
nee<strong>de</strong>d to elim<strong>in</strong>ate the risk from areas already<br />
mapped and marked as high-risk is scheduled<br />
for completion <strong>in</strong> 2012. S<strong>in</strong>ce its <strong>in</strong>ception the<br />
project <strong>de</strong>velopment phase has <strong>in</strong>volved substantial<br />
effort by the GEO-RIO Foundation<br />
<strong>de</strong>sign team to meet the tight <strong>de</strong>adl<strong>in</strong>es, and the<br />
number of projects <strong>in</strong> the pipel<strong>in</strong>e may appear<br />
to be excessively large, particularly <strong>in</strong> view of<br />
the limited size of the team. The diversity of the<br />
geotechnical situations (each call<strong>in</strong>g for tailored<br />
solutions), together with the problems of access<br />
to the localities (some of which, <strong>in</strong> addition to<br />
be<strong>in</strong>g perched on the top of very steep slopes,<br />
are also difficult for staff members to approach<br />
for personal security reasons) and the shortage<br />
of basic data (for example, topographical<br />
surveys) to assist project <strong>de</strong>sign, has turned this<br />
task <strong>in</strong>to a major challenge. To face some of these<br />
problems, GEO-RIO has contracted for certa<strong>in</strong><br />
technical support services (geotechnical <strong>in</strong>vestigations,<br />
soil test<strong>in</strong>g specialists, and so forth) to<br />
speed up the on-the-ground <strong>de</strong>ployment of the<br />
projects <strong>de</strong>signed by GEO-RIO experts. It is important<br />
to note that the risk-mitigation analyses<br />
have also encountered situations for which geotechnical<br />
stabilization has been totally unviable<br />
given the unfavorable cost-benefit ratios. The<br />
most appropriate solution has been the removal<br />
of the hous<strong>in</strong>g units from many of these places.<br />
By March 2012, the <strong>de</strong>sign work for 62 of the<br />
slums mapped as possess<strong>in</strong>g high-risk areas<br />
had been conclu<strong>de</strong>d. In three slums, risk elim<strong>in</strong>ation<br />
works had already begun. Table 4.2 summarizes<br />
the type and number of key <strong>in</strong>terventions<br />
planned for 62 communities.<br />
City Government Operations<br />
Center<br />
The City Government Operations Center—<br />
CO-<strong>Rio</strong>—can be consi<strong>de</strong>red as open<strong>in</strong>g a special<br />
chapter <strong>in</strong> the recent risk management program<br />
implemented by city authorities. The headquarters<br />
of CO-<strong>Rio</strong> was built <strong>in</strong> record time (six<br />
months) <strong>in</strong> the Rua Ulisses Guimarães, No. 300<br />
<strong>in</strong> the Cida<strong>de</strong> Nova neighborhood, less than 100<br />
meters from the two pr<strong>in</strong>cipal municipal public<br />
build<strong>in</strong>gs hous<strong>in</strong>g the city´s technical, adm<strong>in</strong>istrative,<br />
and f<strong>in</strong>ancial divisions. In this ultramo<strong>de</strong>rn<br />
build<strong>in</strong>g, CO-<strong>Rio</strong> was able to <strong>de</strong>ploy various<br />
high-technology methods to br<strong>in</strong>g together about<br />
30 bodies of the city adm<strong>in</strong>istration (for example,<br />
civil <strong>de</strong>fense, traffic, conservation, municipal<br />
guard, and so on) and a number of key utility and<br />
service concession hol<strong>de</strong>rs (for example, light,<br />
metro, LANSA, <strong>Rio</strong>-Niteroi bridge, and so on), all<br />
of which are customarily and directly <strong>in</strong>volved<br />
<strong>in</strong> respond<strong>in</strong>g to the problems caused by severe<br />
weather events <strong>in</strong> the city.<br />
CO-<strong>Rio</strong>´s <strong>in</strong>frastructure <strong>in</strong>clu<strong>de</strong>s a computer<br />
network, protection aga<strong>in</strong>st electrical breakdowns,<br />
access to high-speed Internet, and<br />
full backup telecommunications systems. The<br />
CO-<strong>Rio</strong> build<strong>in</strong>g possesses, <strong>in</strong> addition to <strong>in</strong>dividual<br />
offices for each sector, a crisis room,<br />
Improv<strong>in</strong>g the Assessment of Disaster <strong>Risk</strong>s to Strengthen F<strong>in</strong>ancial Resilience 89
Table 4.2 Ma<strong>in</strong> Interventions Planned for Mitigat<strong>in</strong>g <strong>Risk</strong>s <strong>in</strong> 62 Slums with the Largest Number of Homes<br />
at High risk<br />
Intervention<br />
Number<br />
Remov<strong>in</strong>g houses (units) 2,100<br />
Steel reta<strong>in</strong><strong>in</strong>g mesh to be <strong>in</strong>stalled (m 2 ) 176,500<br />
Nailed green soil to be <strong>in</strong>stalled (m 2 ) 4,500<br />
Rock blast<strong>in</strong>g (m 3 ) 15,600<br />
Estimated concrete requirement (m 2 ) 17,000<br />
Impact barriers (m 2 ) 163,000<br />
Types of reta<strong>in</strong><strong>in</strong>g walls (m 2 ) 51,000<br />
Buttresses (units) 150<br />
Source: GEO-RIO<br />
Note: m 2 = square meter; m 3 = cubic meter.<br />
meet<strong>in</strong>g rooms, an auditorium, a canteen,<br />
and space for <strong>in</strong>-house ma<strong>in</strong>tenance teams.<br />
For CO-<strong>Rio</strong> to function 24 hours a day, 7 days<br />
a week, 400 professional staff members are<br />
nee<strong>de</strong>d, work<strong>in</strong>g <strong>in</strong> three shifts over 24-hour<br />
periods. The data generated by the various divisions<br />
are assembled <strong>in</strong> the control room. This<br />
room has the largest screen (vi<strong>de</strong>o wall) <strong>in</strong> Lat<strong>in</strong><br />
America, with 80 l<strong>in</strong>ked-<strong>in</strong> monitors. CO-<strong>Rio</strong> is<br />
<strong>in</strong> fact the first of its k<strong>in</strong>d <strong>in</strong> the world to br<strong>in</strong>g<br />
all the necessary crisis management practitioners<br />
together un<strong>de</strong>r one roof. When heavy ra<strong>in</strong><br />
is imm<strong>in</strong>ent or when ra<strong>in</strong>fall <strong>in</strong> the city is reach<strong>in</strong>g<br />
critical levels, the relevant <strong>in</strong>formation is<br />
immediately shared with all the bodies, agencies,<br />
and utility companies <strong>in</strong> the build<strong>in</strong>g. For<br />
their part, the entities trigger their own action<br />
protocols <strong>de</strong>pend<strong>in</strong>g on the type of threat.<br />
Given its size, CO-<strong>Rio</strong>, <strong>in</strong>itially <strong>de</strong>signed to<br />
operate only <strong>in</strong> crisis situations, has begun to<br />
act as a k<strong>in</strong>d of general headquarters for the city<br />
and has a core mandate to anticipate solutions<br />
and m<strong>in</strong>imize events likely to adversely affect<br />
the life of the city.<br />
Conclusion<br />
Dur<strong>in</strong>g the crises that assailed his term of<br />
office, U.S. Presi<strong>de</strong>nt John F. Kennedy used to<br />
say that the word crisis consisted of two characters<br />
when written <strong>in</strong> Ch<strong>in</strong>ese: one character<br />
represented danger and the other opportunity.<br />
In April 2010, <strong>Rio</strong> <strong>de</strong> <strong>Janeiro</strong> faced one of the<br />
biggest crises <strong>in</strong> its recent history. S<strong>in</strong>ce then,<br />
the actions un<strong>de</strong>rtaken by the city government<br />
to reduce risks caused by landsli<strong>de</strong>s have shown<br />
that the “opportunity” certa<strong>in</strong>ly existed to substantially<br />
improve risk management. The methodological<br />
approach adopted by GEO-RIO (the<br />
city government´s ma<strong>in</strong> <strong>in</strong>strument for combat<strong>in</strong>g<br />
geological and geotechnical risks) <strong>in</strong> May<br />
2010 has already begun to produce satisfactory<br />
results: a significant reduction <strong>in</strong> the number<br />
of landsli<strong>de</strong>s and a total absence of fatalities<br />
result<strong>in</strong>g from the 65 landsli<strong>de</strong>s recor<strong>de</strong>d by<br />
GEO-RIO <strong>in</strong> <strong>Rio</strong> <strong>de</strong> <strong>Janeiro</strong> between May 2010<br />
and March 2012.<br />
The temporary <strong>in</strong>stallation of an alarm system <strong>in</strong><br />
the poorer settlements with high-risk areas has<br />
already saved lives, 1 and the ra<strong>in</strong>fall warn<strong>in</strong>g<br />
bullet<strong>in</strong>s issued by the Alerta <strong>Rio</strong> system have<br />
significantly reduced the damage caused by<br />
storms and heavy ra<strong>in</strong>s, given that the population<br />
and the public authorities <strong>in</strong> general have<br />
had more time to prepare for, and <strong>de</strong>al with,<br />
flood<strong>in</strong>g or landsli<strong>de</strong>s <strong>in</strong> the vulnerable areas<br />
of the city. Note that s<strong>in</strong>ce April 2010, a number<br />
of very substantial ra<strong>in</strong>fall events (more than<br />
50 mm per hour) were recor<strong>de</strong>d along the different<br />
roads cutt<strong>in</strong>g through the mounta<strong>in</strong>ous<br />
terra<strong>in</strong> (the massifs) of the city without trigger<strong>in</strong>g<br />
any new landsli<strong>de</strong>s. In short, the city of<br />
<strong>Rio</strong> <strong>de</strong> <strong>Janeiro</strong> has <strong>de</strong>monstrated that it is well<br />
90 Improv<strong>in</strong>g the Assessment of Disaster <strong>Risk</strong>s to Strengthen F<strong>in</strong>ancial Resilience
prepared, less vulnerable, and more resilient <strong>in</strong><br />
its approach to adverse weather events. If one<br />
consi<strong>de</strong>rs the short, medium, and long-term<br />
prospects, the recent risk-reduction <strong>in</strong>terventions<br />
implemented by the city government have<br />
placed <strong>Rio</strong> <strong>de</strong> <strong>Janeiro</strong> <strong>in</strong> a lead<strong>in</strong>g position nationally.<br />
This has sparked visits to the headquarters<br />
of GEO-RIO, the Municipal Civil Defense<br />
Force, and CO-<strong>Rio</strong> by technical representatives<br />
of city governments, state governments, the<br />
fe<strong>de</strong>ral government, and even from foreign governments.<br />
It is worth not<strong>in</strong>g also that positive<br />
reports cover<strong>in</strong>g GEO-RIO´s performance have<br />
appeared <strong>in</strong> the pr<strong>in</strong>t media and on national<br />
and <strong>in</strong>ternational television.<br />
The <strong>Rio</strong> <strong>de</strong> <strong>Janeiro</strong> risk reduction program is still<br />
at an early stage and therefore much rema<strong>in</strong>s<br />
to learn and improve. Nevertheless, through<br />
persistence with the current management approach,<br />
errors (and their associated costs) will<br />
undoubtedly be much reduced. The city of <strong>Rio</strong><br />
<strong>de</strong> <strong>Janeiro</strong> has begun to emerge as a mo<strong>de</strong>l <strong>in</strong><br />
the area of risk reduction. This has generated a<br />
feel<strong>in</strong>g of hope and enthusiasm among the staff<br />
members employed by the city government, especially<br />
those <strong>in</strong> GEO-RIO, who are confi<strong>de</strong>nt<br />
that <strong>Rio</strong> <strong>de</strong> <strong>Janeiro</strong>, the “Marvelous City,” can<br />
be assured of a safer future <strong>in</strong> terms of protection<br />
from extreme weather events and their<br />
consequences.<br />
Notes<br />
1. Veja, “Brasil: Tecnologia melhorou reação do <strong>Rio</strong> à<br />
enchente,” http://veja.abril.com.br/noticia/brasil/<br />
tecnologia-melhorou-a-resposta-da-cida<strong>de</strong>-a-enchente.<br />
Improv<strong>in</strong>g the Assessment of Disaster <strong>Risk</strong>s to Strengthen F<strong>in</strong>ancial Resilience 91