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Landslide Risk Reduction in Rio de Janeiro - GFDRR

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Over the past 40 years, the <strong>Rio</strong> <strong>de</strong> <strong>Janeiro</strong> city government has<br />

un<strong>de</strong>rtaken a series of major steps to reduce the risk of landsli<strong>de</strong>s<br />

and repeated damage from storm-generated <strong>in</strong>stability of the<br />

city´s many steeply slop<strong>in</strong>g hillsi<strong>de</strong>s. This chapter presents key<br />

risk-reduction activities carried out by the city government (ma<strong>in</strong>ly<br />

by the GEO-RIO Foundation), with a particular focus on recent<br />

measures <strong>in</strong>clud<strong>in</strong>g risk mapp<strong>in</strong>g, improvements to the early<br />

warn<strong>in</strong>g system aga<strong>in</strong>st landsli<strong>de</strong>s (Alerta <strong>Rio</strong>) and an extensive<br />

program of public works aimed at stabiliz<strong>in</strong>g the <strong>de</strong>nsely occupied<br />

slopes prone to landsli<strong>de</strong>s. This set of actions constitutes the city<br />

government´s risk management plan, which seeks to elim<strong>in</strong>ate risk<br />

for the areas <strong>in</strong> greatest danger from landsli<strong>de</strong>s.<br />

© United Nations Photo<br />

76 Improv<strong>in</strong>g the Assessment of Disaster <strong>Risk</strong>s to Strengthen F<strong>in</strong>ancial Resilience


CHAPTER 4:<br />

<strong>Landsli<strong>de</strong></strong> <strong>Risk</strong> <strong>Reduction</strong><br />

Measures by the <strong>Rio</strong> <strong>de</strong> <strong>Janeiro</strong><br />

City Government<br />

This chapter is a submission of the Government of Brazil*<br />

Introduction<br />

To address the problems associated with landsli<strong>de</strong>s, the <strong>Rio</strong> <strong>de</strong> <strong>Janeiro</strong> city government has, for more<br />

than 40 years, called upon the services of the Institute of Geotechnics Foundation of the Municipality<br />

of <strong>Rio</strong> <strong>de</strong> <strong>Janeiro</strong> (commonly known as the GEO-RIO Foundation). This body, currently un<strong>de</strong>r the<br />

aegis of the Public Works Secretariat, was established on May 12, 1966, by Decree No. 609, signed<br />

by Ambassador Francisco Negrão <strong>de</strong> Lima, then governor of the state of Guanabara (which became<br />

the municipality of <strong>Rio</strong> <strong>de</strong> <strong>Janeiro</strong> <strong>in</strong> 1975). Although the <strong>in</strong>stitute was <strong>in</strong>itially named the Institute of<br />

Geotechnics, it was soon given a typically <strong>in</strong>formal name by the local <strong>Rio</strong> population: the Geotechnic<br />

or simply the IG.<br />

The IG was established <strong>in</strong> response to strong popular <strong>de</strong>mand for action follow<strong>in</strong>g a period of exceptionally<br />

heavy ra<strong>in</strong>fall that ravaged the city <strong>in</strong> January 1966. While these were not the heaviest ra<strong>in</strong>s recor<strong>de</strong>d<br />

<strong>in</strong> <strong>Rio</strong> <strong>de</strong> <strong>Janeiro</strong> before then (box 4.1), up to 245 millimeters (mm) of ra<strong>in</strong> fell over one 24-hour<br />

period, caus<strong>in</strong>g hundreds of landsli<strong>de</strong>s on the slop<strong>in</strong>g hillsi<strong>de</strong>s of the city, leav<strong>in</strong>g 70 people <strong>de</strong>ad and<br />

500 woun<strong>de</strong>d. For a few days, the Cida<strong>de</strong> Maravilhosa (Marvelous City) experienced a serious public<br />

disaster situation with wi<strong>de</strong>spread national and <strong>in</strong>ternational repercussions.<br />

Box 4.1 Major Ra<strong>in</strong>fall Events <strong>in</strong> the City of <strong>Rio</strong> <strong>de</strong> <strong>Janeiro</strong><br />

In the City of <strong>Rio</strong> <strong>de</strong> <strong>Janeiro</strong>, major ra<strong>in</strong>fall events were as follows:<br />

• September 1711<br />

• April 1756<br />

• February 1811<br />

• March 1906<br />

• January 1940<br />

• January 1962<br />

• January 1966<br />

• January 1967<br />

• December 1982<br />

• March 1983<br />

• February 1987<br />

• February 1988<br />

• February 1996<br />

• February 1998<br />

• January 1999<br />

• January 2003<br />

• December 2009<br />

• April 2010<br />

• April 2011<br />

Source: GEO-RIO<br />

The various statutory duties that the fledgl<strong>in</strong>g IG was to assume from 1966 <strong>in</strong>clu<strong>de</strong>d the preparation of<br />

long-term emergency plans for protect<strong>in</strong>g the city’s slopes aga<strong>in</strong>st landsli<strong>de</strong>s. For this purpose, a group<br />

of technical experts, ma<strong>in</strong>ly civil eng<strong>in</strong>eers and geologists, was assembled. This group procee<strong>de</strong>d to<br />

<strong>de</strong>dicate unst<strong>in</strong>t<strong>in</strong>g efforts, day and night dur<strong>in</strong>g the first few months after the events of January 1966,<br />

*Ricardo d’Orsi, GEO-RIO Foundation<br />

Improv<strong>in</strong>g the Assessment of Disaster <strong>Risk</strong>s to Strengthen F<strong>in</strong>ancial Resilience 77


Photo 4.2: Av. Edson<br />

Passos, Alto da Boa<br />

Vista; Photo<br />

4.3: Agulha do Ingá,<br />

Copacabana.<br />

Photo 4.1: Corte do Cantagalo, Lagoa,<br />

<strong>Rio</strong> <strong>de</strong> <strong>Janeiro</strong>.<br />

to formulate a realistic long-term plan for the city. The groundbreak<strong>in</strong>g approach <strong>de</strong>monstrated by this<br />

new public body, based on the expertise and entrepreneurial flair of its technical staff, quickly led to its<br />

acknowledgment worldwi<strong>de</strong> as a first-rate geotechnical agency.<br />

In the IG´s early years, the city’s population gradually grew accustomed to the various works be<strong>in</strong>g un<strong>de</strong>rtaken<br />

to shore up unstable slopes and hillsi<strong>de</strong>s. The earth-reta<strong>in</strong><strong>in</strong>g structures, resembl<strong>in</strong>g sculptures<br />

<strong>in</strong> concrete and steel, appeared <strong>in</strong> large numbers <strong>in</strong> the most <strong>in</strong>accessible places and were admired by<br />

the local population (photos 4.1–4.3). In addition to these <strong>in</strong>itiatives, the recently established agency<br />

was also responsible for survey<strong>in</strong>g and mapp<strong>in</strong>g the geological and geotechnical features of the entire<br />

<strong>Rio</strong> <strong>de</strong> <strong>Janeiro</strong> municipal area. Other areas of responsibility <strong>in</strong>clu<strong>de</strong>d ensur<strong>in</strong>g that greater care and<br />

attention was applied to analyz<strong>in</strong>g proposals submitted for the approval, licens<strong>in</strong>g, and oversight of<br />

slope-retention projects and privately run quarries.<br />

In February 1967, n<strong>in</strong>e months after the agency was set up, and when the city had already begun to<br />

enjoy the first fruits of its efforts (39 slope-retention projects completed and pioneer<strong>in</strong>g methods <strong>de</strong>veloped<br />

for un<strong>de</strong>rtak<strong>in</strong>g this k<strong>in</strong>d of work <strong>in</strong> high and difficult-to-access areas), torrential ra<strong>in</strong>s aga<strong>in</strong><br />

swept the city. This produced a new tragedy <strong>in</strong> which houses and streets <strong>in</strong> several neighborhoods<br />

were totally <strong>de</strong>stroyed and 100 people lost their lives <strong>in</strong> landsli<strong>de</strong>s (photos 4.4). Notwithstand<strong>in</strong>g the<br />

new problems aris<strong>in</strong>g from this tragic event, the IG succee<strong>de</strong>d <strong>in</strong> conclud<strong>in</strong>g another 50 stabilization<br />

works by the end of 1967 that significantly <strong>in</strong>creased the safety levels of the slopes.<br />

Dur<strong>in</strong>g the period between the creation of the IG and the emergence of the GEO-RIO Foundation<br />

(<strong>in</strong> 1992), the adm<strong>in</strong>istrative status and title of the IG un<strong>de</strong>rwent a series of modifications. In 1973,<br />

for example, the agency was renamed the Super<strong>in</strong>ten<strong>de</strong>nce of Geotechnics, and <strong>in</strong> 1975, after the<br />

merger of the states of <strong>Rio</strong> <strong>de</strong> <strong>Janeiro</strong> and Guanabara, it became known as the Geotechnical Board,<br />

subord<strong>in</strong>ate to the Municipal Public Works Secretariat. In 1979 it was renamed the Super<strong>in</strong>ten<strong>de</strong>nce of<br />

Geotechnics, and <strong>in</strong> 1986 it reassumed its former title as the Geotechnical Board.<br />

78 Improv<strong>in</strong>g the Assessment of Disaster <strong>Risk</strong>s to Strengthen F<strong>in</strong>ancial Resilience


Photo 4.4: <strong>Landsli<strong>de</strong></strong> <strong>in</strong> the Laranjeiras neighborhood, January 20, 1967, caus<strong>in</strong>g the <strong>de</strong>aths of about 100<br />

people, with 300 <strong>in</strong>jured.<br />

Notwithstand<strong>in</strong>g these various adm<strong>in</strong>istrative and<br />

name changes, many of the members of its technical<br />

staff rema<strong>in</strong>ed and cont<strong>in</strong>ued to endow the<br />

agency with a unique knowledge of the problems<br />

<strong>in</strong>volved <strong>in</strong> <strong>de</strong>al<strong>in</strong>g with the city´s slopes and with<br />

a marked ability to promptly and accurately <strong>de</strong>f<strong>in</strong>e<br />

and execute retention works. This relatively small<br />

group of public servants (box 4.2) has been, and<br />

cont<strong>in</strong>ues to be, the agency´s greatest asset.<br />

Box 4.2 GEO-RIO Foundation Staff<br />

Members, 2012<br />

Currently, the GEO-RIO Foundation has 116<br />

staff members:<br />

• 43 eng<strong>in</strong>eers<br />

• 9 geologists<br />

• 3 architects<br />

• 2 CAD operators<br />

• 59 nontechnical staff members (adm<strong>in</strong>istrative<br />

officers, lawyers, archivists, secretaries,<br />

and so forth)<br />

In February 1988 (especially between February<br />

18 and 21), more torrential downpours swept the<br />

city. In a short period of four days, around 449 mm<br />

of ra<strong>in</strong> fell, with 177 mm recor<strong>de</strong>d over a 24-hour<br />

period alone <strong>in</strong> various parts of the city, particularly<br />

<strong>in</strong> the neighborhoods on and around the Tijuca Massif (Maciço Montanhoso da Tijuca). The result<br />

was that hundreds of landsli<strong>de</strong>s left a <strong>de</strong>ath toll of 58. The landsli<strong>de</strong>s that caused the highest number of<br />

casualties occurred <strong>in</strong> the Morro da Formiga <strong>in</strong> Tijuca, <strong>in</strong> the Morro Santa Marta, Botafogo, and Santa<br />

Teresa. In the latter neighborhood, a catastrophic landsli<strong>de</strong> caused severe damage to the Santa Genoveva<br />

Cl<strong>in</strong>ic. Once aga<strong>in</strong>, the IG was called upon to work day and night to respond to more than 1,200 requests<br />

from local resi<strong>de</strong>nts for technical <strong>in</strong>spections to be urgently carried out on the slopes. Henceforth, the<br />

IG entered a period of rapid <strong>de</strong>velopment, expand<strong>in</strong>g its technical staff and execut<strong>in</strong>g a large number<br />

of slope-retention works. Together with the <strong>in</strong>flux of new staff members, new technologies were <strong>in</strong>troduced.<br />

The agency, while un<strong>de</strong>rtak<strong>in</strong>g dozens of stabilization and dra<strong>in</strong>age works, simultaneously began<br />

us<strong>in</strong>g new <strong>in</strong>formation technology to prepare the first risk map of the city of <strong>Rio</strong> <strong>de</strong> <strong>Janeiro</strong>. It also set<br />

up pilot programs to automatically monitor ra<strong>in</strong>fall and geotechnical problems on the city’s hillsi<strong>de</strong>s by<br />

radio l<strong>in</strong>k (the SIGRA project, Sistema <strong>de</strong> Instrumentação Geotécnica Via Rádio; Geotechnical Telemetric<br />

System).<br />

Improv<strong>in</strong>g the Assessment of Disaster <strong>Risk</strong>s to Strengthen F<strong>in</strong>ancial Resilience 79


The year 1996 can also be regar<strong>de</strong>d as an important milestone <strong>in</strong> the history of the IG. Dur<strong>in</strong>g another<br />

period of heavy ra<strong>in</strong>fall on February 13–14, 1996, a substantial number of landsli<strong>de</strong>s were triggered,<br />

ma<strong>in</strong>ly affect<strong>in</strong>g the south and west zones of the city. Ra<strong>in</strong>fall exceed<strong>in</strong>g 190 mm over 7 hours was<br />

recor<strong>de</strong>d <strong>in</strong> the districts of Alto da Boa Vista and the Jardim Botânico. Fast-mov<strong>in</strong>g <strong>de</strong>bris flows, with<br />

enormous <strong>de</strong>structive potential, came down from the upper slopes of the Tijuca (photo 4.5) and Pedra<br />

Branca Massifs, <strong>de</strong>stroy<strong>in</strong>g hundreds of homes and caus<strong>in</strong>g the <strong>de</strong>aths of 52 people. As a direct consequence<br />

of this catastrophe, the IG (henceforth known as the Institute of Geotechnics Foundation of<br />

the city of <strong>Rio</strong> <strong>de</strong> <strong>Janeiro</strong>, or as the GEO-RIO Foundation, or simply as GEO-RIO) experienced a new<br />

<strong>in</strong>flux of technicians and <strong>in</strong>vestment. After 1996, GEO-RIO, <strong>in</strong> addition to its day-to-day functions,<br />

un<strong>de</strong>rwent a further <strong>de</strong>velopment phase: new stabilization techniques were tested and applied, us<strong>in</strong>g<br />

alternative materials such as old tires and vegetable fibers; methods for geological-geotechnical and<br />

risk mapp<strong>in</strong>g on a larger and more <strong>de</strong>tailed scale were <strong>de</strong>veloped and executed <strong>in</strong> dozens of populated<br />

slopes; physical <strong>de</strong>marcation of risk areas was implemented; and experiments were begun with<br />

a pioneer<strong>in</strong>g alarm system that would provi<strong>de</strong> early warn<strong>in</strong>g of heavy ra<strong>in</strong>s and possible landsli<strong>de</strong>s.<br />

The Alerta <strong>Rio</strong> system is now a national and <strong>in</strong>ternational reference po<strong>in</strong>t for public warn<strong>in</strong>g systems.<br />

Photo 4.5: Aerial views of the massive <strong>de</strong>bris<br />

flows that occurred <strong>in</strong> February 1996 <strong>in</strong><br />

the Tijuca Massif, caus<strong>in</strong>g one <strong>de</strong>ath and<br />

substantial material damage.<br />

With more than 40 years of direct experience of geological<br />

and geotechnical problems <strong>in</strong> <strong>Rio</strong> <strong>de</strong> <strong>Janeiro</strong>, and with accumulated<br />

expertise <strong>in</strong> the steeper areas typical of the city´s<br />

unique mounta<strong>in</strong>ous terra<strong>in</strong>, the GEO-RIO Foundation has<br />

conscientiously cont<strong>in</strong>ued to fulfill its <strong>de</strong>signated functions<br />

over the years, <strong>in</strong>clud<strong>in</strong>g plann<strong>in</strong>g and execut<strong>in</strong>g earth retention<br />

civil works throughout the risk areas of the city. In 2009,<br />

GEO-RIO completed its 3,000th retention work. Fully committed<br />

to improv<strong>in</strong>g the population´s quality of life and contribut<strong>in</strong>g<br />

to better urban plann<strong>in</strong>g, GEO-RIO´s technical staff<br />

has ma<strong>de</strong> every effort to cont<strong>in</strong>ue to ma<strong>in</strong>ta<strong>in</strong> its high-quality<br />

services and <strong>in</strong>terventions (that is, civil works) <strong>in</strong> <strong>Rio</strong> <strong>de</strong><br />

<strong>Janeiro</strong>. It is however important to note that while the works<br />

un<strong>de</strong>rtaken by GEO-RIO have contributed substantially to<br />

reduc<strong>in</strong>g the risks aris<strong>in</strong>g from landsli<strong>de</strong>s on the slopes <strong>in</strong> the<br />

so-called formal part of the city, the same does not apply to<br />

the <strong>in</strong>formal areas of the city (poorer communities and <strong>in</strong>formal<br />

urban settlements). In those areas, population <strong>de</strong>nsity<br />

has expan<strong>de</strong>d at a faster rate than the city government has<br />

been able to <strong>de</strong>ploy projects, and the number of potential<br />

risk situations has cont<strong>in</strong>ued to grow. Increased population <strong>de</strong>nsity has not only produced a substantial<br />

environmental liability, <strong>de</strong>stroy<strong>in</strong>g vegetation on the slopes and generat<strong>in</strong>g siltation and other forms<br />

of pollution <strong>in</strong> the formal part of the city, but also multiplied the number of high-risk areas, with thousands<br />

of people now directly threatened by the unstable condition of the steep hillsi<strong>de</strong>s.<br />

On April 6–7, 2010, <strong>Rio</strong> <strong>de</strong> <strong>Janeiro</strong> and several neighbor<strong>in</strong>g municipalities were aga<strong>in</strong> the victims of<br />

extreme weather conditions. More than 250 mm of ra<strong>in</strong> <strong>in</strong> a 24-hour period were recor<strong>de</strong>d <strong>in</strong> several<br />

of the city´s ra<strong>in</strong> stations (table 4.1) and hundreds of landsli<strong>de</strong>s occurred throughout the city (photos<br />

4.6–4.8). As a direct consequence, 67 people were killed, hundreds of houses were <strong>de</strong>stroyed, and<br />

vast stretches of road <strong>in</strong> various parts of the city and surround<strong>in</strong>g areas were partially ru<strong>in</strong>ed, caus<strong>in</strong>g<br />

heightened public concern and a substantial amount of material damage.<br />

80 Improv<strong>in</strong>g the Assessment of Disaster <strong>Risk</strong>s to Strengthen F<strong>in</strong>ancial Resilience


Table 4.1 Extreme Ra<strong>in</strong>fall Event <strong>in</strong> <strong>Rio</strong> <strong>de</strong> <strong>Janeiro</strong>, April 6 and 7, 2012 millimeters<br />

Ra<strong>in</strong> station Maximum ra<strong>in</strong>fall <strong>in</strong> 24 hours Ra<strong>in</strong> station Maximum ra<strong>in</strong>fall <strong>in</strong> 24 hours<br />

Vidigal 252.0 Jardim Botânico 288.2<br />

Urca 159.6 Barra/Itanhangá 204.2<br />

Roc<strong>in</strong>ha 290.6 Cida<strong>de</strong> <strong>de</strong> Deus 161.4<br />

Tijuca 269.8 Barra/<strong>Rio</strong>centro 195,0<br />

Santa Teresa 233.8 Guaratiba 106,0<br />

Copacabana 210.0 Santa Cruz 149.0<br />

Grajaú 224.2 Gran<strong>de</strong> Méier 255.8<br />

Ilha do Governador 200.8 Anchieta 132.6<br />

Penha 226.2 Grota Funda 227.6<br />

Madureira 167.6 Campo Gran<strong>de</strong> 137.2<br />

Irajá 126.4 Sepetiba 164.6<br />

Bangu 130.8 Av. Brasil/Mendanha 126.2<br />

Pieda<strong>de</strong> 181.6<br />

Recreio dos<br />

Ban<strong>de</strong>irantes 188.6<br />

Jacarepaguá/Tanque 165.4 Laranjeiras 211.4<br />

Saú<strong>de</strong> 183.4 São Cristóvão 209.6<br />

Source: GEO-RIO<br />

Note: Maximum ra<strong>in</strong>fall recor<strong>de</strong>d at the ra<strong>in</strong> stations of the city government’s Alerta <strong>Rio</strong> System.<br />

Photo 4.6: Morro dos Prazeres<br />

(14 fatalities).<br />

Photo 4.8:<br />

Estrada da<br />

Guanabara,<br />

l<strong>in</strong>k<strong>in</strong>g Pra<strong>in</strong>ha<br />

to the Praia <strong>de</strong><br />

Grumari.<br />

Photo 4.7: La<strong>de</strong>ira do Ascurra <strong>in</strong> Laranjeiras;<br />

Improv<strong>in</strong>g the Assessment of Disaster <strong>Risk</strong>s to Strengthen F<strong>in</strong>ancial Resilience 81


A few days after the April 2010 disaster, when emergency activities were still <strong>in</strong> progress, the city’s mayor,<br />

Eduardo Paes, tasked his team with produc<strong>in</strong>g a program of <strong>in</strong>itiatives targeted at urgently reduc<strong>in</strong>g the<br />

risks associated with landsli<strong>de</strong>s. This program was to be long last<strong>in</strong>g, highly effective and targeted, once<br />

and for all, at mak<strong>in</strong>g the slopes less vulnerable, at <strong>de</strong>al<strong>in</strong>g effectively with the aftermath of landsli<strong>de</strong>s,<br />

and at enhanc<strong>in</strong>g the ability of the city as a whole to react even more positively to extreme ra<strong>in</strong>fall events.<br />

The <strong>Risk</strong> <strong>Reduction</strong> Action Program presented to the mayor by the GEO-RIO Foundation <strong>in</strong>clu<strong>de</strong>s the<br />

follow<strong>in</strong>g:<br />

• Mapp<strong>in</strong>g of the “susceptibility to landsli<strong>de</strong>s” of areas throughout the entire municipal area of <strong>Rio</strong><br />

<strong>de</strong> <strong>Janeiro</strong> (approximately 1,250 square kilometers [km2]) on a scale of 1 to 10,000;<br />

• Qualitative mapp<strong>in</strong>g (low, average, and high) of the risks associated with landsli<strong>de</strong>s on a scale of 1<br />

to 2000 (presented <strong>in</strong> georeferenced orthophotos on a scale of 1 to 5000) of the Tijuca Massif area<br />

and environs (approximately 120 km²), the most <strong>de</strong>nsely occupied area <strong>in</strong> the city, with the highest<br />

number of poor communities housed on steep hillsi<strong>de</strong>s;<br />

• Improvement of the Alerta <strong>Rio</strong> system by expand<strong>in</strong>g the number of technicians; updat<strong>in</strong>g technical<br />

equipment and programs; and purchas<strong>in</strong>g, <strong>in</strong>stall<strong>in</strong>g, and operat<strong>in</strong>g a weather surveillance radar<br />

system to be <strong>in</strong>stalled with<strong>in</strong> the city limits;<br />

• Installation of an audible early warn<strong>in</strong>g (siren) system l<strong>in</strong>ked to automatic ra<strong>in</strong> meters <strong>in</strong> the poorer<br />

communities on the slopes where high-risk areas have been i<strong>de</strong>ntified <strong>in</strong> the risk maps of the occupied<br />

parts of the Tijuca Massif and surround<strong>in</strong>g areas. These <strong>in</strong>stallations are to be un<strong>de</strong>rtaken<br />

<strong>in</strong> parallel with i<strong>de</strong>ntify<strong>in</strong>g safe emergency assembly areas (for example, schools) with<strong>in</strong> the communities<br />

and with tra<strong>in</strong><strong>in</strong>g the population (to be carried out by the Municipal Civil Defense Force);<br />

• Deployment of projects and emergency works for stabiliz<strong>in</strong>g areas that are still subject to landsli<strong>de</strong>s<br />

follow<strong>in</strong>g the storms of April 2010, and preparation of stabilization projects (<strong>in</strong>clud<strong>in</strong>g costs<br />

surveys) targeted at elim<strong>in</strong>at<strong>in</strong>g high-risk conditions <strong>in</strong> the communities mapped;<br />

• Execution of the aforementioned work for elim<strong>in</strong>at<strong>in</strong>g high-risk situations <strong>in</strong> the communities mapped;<br />

• Removal of dwell<strong>in</strong>gs <strong>in</strong> the areas i<strong>de</strong>ntified <strong>in</strong> the mapp<strong>in</strong>g exercises as be<strong>in</strong>g at high risk and that<br />

have not received stabilization works (which would be unviable from a cost-benefit viewpo<strong>in</strong>t);<br />

• Removal of the audible warn<strong>in</strong>g systems from communities where high-risk situations have been<br />

elim<strong>in</strong>ated.<br />

This risk-reduction program presented by GEO-RIO<br />

was approved <strong>in</strong> its entirety by the mayor and work<br />

started <strong>in</strong> May 2010 on its implementation. The implications<br />

<strong>in</strong> budget terms were enormous (figure<br />

4.1), with the annual budget of GEO-RIO <strong>in</strong>creas<strong>in</strong>g<br />

more than 10 times. This confirms the wisdom of<br />

the risk-reduction program adopted by the city government.<br />

Moreover, it enhances the commitment<br />

of the GEO-RIO Foundation to the people of <strong>Rio</strong><br />

<strong>de</strong> <strong>Janeiro</strong> and confirms GEO-RIO´s technical and<br />

adm<strong>in</strong>istrative status to carry out the planned work.<br />

Details of the <strong>in</strong>terventions planned <strong>in</strong> the GEO-RIO<br />

program are presented <strong>in</strong> the follow<strong>in</strong>g sections.<br />

Figure 4.1 Annual Budgets of the GEO-RIO Foundation<br />

150.000<br />

120.000<br />

90.000<br />

60.000<br />

30.000<br />

0<br />

2001<br />

2002<br />

2003<br />

2004<br />

2005<br />

2006<br />

2007<br />

2008<br />

2009<br />

2010<br />

2011<br />

2012<br />

Source: Authors.<br />

Note: In R$, millions<br />

The 2012 budget is a forecast done <strong>in</strong> March 2012.<br />

Budget<br />

(R$ x 10 3 )<br />

82 Improv<strong>in</strong>g the Assessment of Disaster <strong>Risk</strong>s to Strengthen F<strong>in</strong>ancial Resilience


<strong>Landsli<strong>de</strong></strong> Susceptibility Map of the City of <strong>Rio</strong> <strong>de</strong> <strong>Janeiro</strong> and the <strong>Risk</strong> of<br />

<strong>Landsli<strong>de</strong></strong>s <strong>in</strong> the Tijuca Massif and Environs<br />

The <strong>Landsli<strong>de</strong></strong>s Susceptibility Map of the City<br />

of <strong>Rio</strong> <strong>de</strong> <strong>Janeiro</strong> was <strong>de</strong>signed to cover the<br />

entire municipal area on the scale of 1 to 10,000.<br />

Although a task of this size had already been<br />

carried out by GEO-RIO <strong>in</strong> 1989 (on a scale of 1<br />

to 25,000), it was important to prepare a similar<br />

map, but on a larger scale and with better resolution,<br />

given that geoprocess<strong>in</strong>g resources had<br />

<strong>de</strong>veloped substantially s<strong>in</strong>ce then. The methodology<br />

used on both occasions, although<br />

fairly similar, basically <strong>in</strong>volved cross-referenc<strong>in</strong>g<br />

different layers of <strong>in</strong>formation to arrive<br />

at a weight<strong>in</strong>g matrix, pixel by pixel. For the<br />

above-mentioned new map, a number of thematic<br />

maps were either <strong>de</strong>veloped or adapted<br />

(for example, contour maps of slopes; geomorphological,<br />

geological-geotechnical, geological,<br />

and land-use maps; maps <strong>de</strong>tail<strong>in</strong>g Permanent<br />

Environmental Protection Areas, and nonbuild<strong>in</strong>g<br />

areas accord<strong>in</strong>g to the Co<strong>de</strong> of Works, together<br />

with maps <strong>in</strong>dicat<strong>in</strong>g the occurrence<br />

of landsli<strong>de</strong>s). Susceptibility to landsli<strong>de</strong>s was<br />

ranked on three levels: high, average, and low.<br />

Maps 4.1 and 4.2 present a general i<strong>de</strong>a, <strong>in</strong>clud<strong>in</strong>g<br />

an area <strong>in</strong> <strong>de</strong>tail, of the susceptibility map.<br />

Map 4.1 <strong>Landsli<strong>de</strong></strong> Susceptibility, Tijuca Massif and<br />

Environs<br />

Source: GEO-RIO<br />

Note: Green = low susceptibility; yellow = average susceptibility;<br />

red = high susceptibility<br />

Map 4.2 <strong>Landsli<strong>de</strong></strong> Susceptibility, City of <strong>Rio</strong> <strong>de</strong><br />

<strong>Janeiro</strong><br />

Source: GEO-RIO<br />

Note: Green = low susceptibility; yellow = average susceptibility;<br />

red = high susceptibility<br />

The area most <strong>de</strong>nsely occupied by slums <strong>in</strong> <strong>Rio</strong><br />

<strong>de</strong> <strong>Janeiro</strong> is <strong>in</strong> and around the Tijuca Massif.<br />

This area, together with the Complexo do<br />

Alemão and Penha Branca, was chosen for <strong>de</strong>tailed<br />

landsli<strong>de</strong> risk mapp<strong>in</strong>g. These three areas<br />

amount to about 70 percent of the poor areas<br />

occupy<strong>in</strong>g steep hillsi<strong>de</strong>s <strong>in</strong> the city. A total of<br />

196 slums were mapped; 116 of these conta<strong>in</strong>ed<br />

occupied areas i<strong>de</strong>ntified as hav<strong>in</strong>g high susceptibility<br />

to landsli<strong>de</strong>s—areas at very high risk.<br />

In addition to the mapp<strong>in</strong>g exercise, GEO-RIO<br />

un<strong>de</strong>rtook an emergency <strong>in</strong>ventory of the<br />

actual dwell<strong>in</strong>gs at high risk. These amounted<br />

to about 18,000 units. The risk from landsli<strong>de</strong>s<br />

was ranked qualitatively at three levels: high,<br />

mo<strong>de</strong>rate, and low. The fieldwork was launched<br />

over a georeferenced orthophoto on a scale of 1<br />

to 5000 (map 4.3), also us<strong>in</strong>g a topographic map<br />

on a scale of 1 to 2000. In each of the communities<br />

studied, a <strong>de</strong>scription was prepared of the<br />

situations and processes <strong>in</strong>volved <strong>in</strong> the exist<strong>in</strong>g<br />

unstable areas and those areas that were<br />

potentially unstable. This <strong>de</strong>scription <strong>in</strong>clu<strong>de</strong>d<br />

geological and geotechnical schematic sections<br />

<strong>in</strong> the hope of improv<strong>in</strong>g un<strong>de</strong>rstand<strong>in</strong>g of the<br />

problems, clarify<strong>in</strong>g the <strong>de</strong>marcated risk areas,<br />

and reveal<strong>in</strong>g the total number (by orthophotography)<br />

of homes at risk <strong>in</strong> each of the sectors.<br />

Improv<strong>in</strong>g the Assessment of Disaster <strong>Risk</strong>s to Strengthen F<strong>in</strong>ancial Resilience 83


The preparation of the risk maps ma<strong>de</strong> full use<br />

of the <strong>in</strong>formation assembled <strong>in</strong> the course of<br />

fieldwork. This <strong>in</strong>formation <strong>de</strong>scribed, geologically<br />

and geotechnically, the risk situations to<br />

confirm the usefulness of the stabilization projects<br />

<strong>de</strong>signed to elim<strong>in</strong>ate these risks, while<br />

substantiat<strong>in</strong>g the <strong>in</strong>formation conta<strong>in</strong>ed <strong>in</strong> the<br />

Intervention Plans (map 4.4). Once the fieldwork<br />

had been completed, it was found that of the<br />

196 slums <strong>in</strong>spected, 116 possessed areas with<br />

Map 4.3 <strong>Risk</strong> Map, Morro da Formiga<br />

a high risk of landsli<strong>de</strong>s. These areas conta<strong>in</strong>ed<br />

a total of 20,197 dwell<strong>in</strong>gs distributed over 393<br />

hectares. This amount, previously unknown<br />

with this <strong>de</strong>gree of accuracy, clearly showed the<br />

size of the problem to be faced by city managers.<br />

In reality, tak<strong>in</strong>g steps to <strong>de</strong>al with over 20,000<br />

houses posed a major challenge to be addressed:<br />

the need for the drastic and urgent reduction of<br />

the number of houses at high risk over the shortest<br />

possible time frame.<br />

Aerial Photos with Laser Profil<strong>in</strong>g<br />

Dur<strong>in</strong>g the above-mentioned mapp<strong>in</strong>g exercises,<br />

an aerial survey was ma<strong>de</strong> to obta<strong>in</strong> a digital<br />

terra<strong>in</strong> mo<strong>de</strong>l through laser profil<strong>in</strong>g. This resulted<br />

<strong>in</strong> a visual ren<strong>de</strong>r<strong>in</strong>g of the present contours<br />

of the area, without show<strong>in</strong>g vegetation<br />

and the like. This is not practical when us<strong>in</strong>g<br />

conventional methods of aerophotogrammetric<br />

restitution but is essential for obta<strong>in</strong><strong>in</strong>g a<br />

clear picture of the morphology of the slopes.<br />

The f<strong>in</strong>al product was used as a topographical<br />

Source: GEO-RIO<br />

Map 4.4 Intervention Plan Prepared by GEO-RIO for 116 Poor Communities Occupy<strong>in</strong>g Hillsi<strong>de</strong>s<br />

Conta<strong>in</strong><strong>in</strong>g Areas Subject to High <strong>Risk</strong> of <strong>Landsli<strong>de</strong></strong>s<br />

Source: GEO-RIO<br />

84 Improv<strong>in</strong>g the Assessment of Disaster <strong>Risk</strong>s to Strengthen F<strong>in</strong>ancial Resilience


asel<strong>in</strong>e for <strong>de</strong>f<strong>in</strong><strong>in</strong>g mitigation projects for the<br />

high-risk areas. The chosen method ensured<br />

that the contours of areas of potential risk were<br />

precisely <strong>de</strong>f<strong>in</strong>ed, given that the mesh po<strong>in</strong>ts<br />

used <strong>in</strong> the aerial survey had a m<strong>in</strong>imum sampl<strong>in</strong>g<br />

<strong>de</strong>nsity of 10 dots per square, which resulted<br />

<strong>in</strong> contour l<strong>in</strong>es at 0.5 meter <strong>in</strong>tervals.<br />

This exercise was un<strong>de</strong>rtaken only <strong>in</strong> the area of<br />

the Tijuca Massif (105 km² of area covered).<br />

Audible Early Warn<strong>in</strong>g Alarm<br />

System <strong>in</strong> Communities<br />

Conta<strong>in</strong><strong>in</strong>g Sectors Mapped As<br />

High <strong>Risk</strong> for <strong>Landsli<strong>de</strong></strong>s<br />

Unlike other <strong>in</strong>terventions <strong>de</strong>signed and <strong>de</strong>ployed<br />

as “permanent” fixtures, the audible<br />

early warn<strong>in</strong>g alarm system is <strong>de</strong>signed to be<br />

temporary. The sirens are to be un<strong>in</strong>stalled<br />

from communities where high-risk areas have<br />

been elim<strong>in</strong>ated through stabilization works,<br />

or by the removal of dwell<strong>in</strong>gs, when the civil<br />

works cost-benefit analyses show that the advantages<br />

to be ga<strong>in</strong>ed from un<strong>de</strong>rtak<strong>in</strong>g works<br />

are not outweighed by any perceived direct benefits<br />

(protection of homes) and <strong>in</strong>dicate removal<br />

as the best option. In terms of equipment, the<br />

system comprises remote stations positioned <strong>in</strong><br />

communities <strong>in</strong> accordance with the directions<br />

p<strong>in</strong>po<strong>in</strong>ted on the risk maps prepared by the<br />

GEO-RIO Foundation. The overrid<strong>in</strong>g technical<br />

aim has been to ensure the <strong>de</strong>ployment of a<br />

robust, weather-resistant system that is accurate,<br />

trouble free, and endowed with backup facilities,<br />

so that temporary evacuation of homes can<br />

be achieved dur<strong>in</strong>g severe weather events (that<br />

is, ra<strong>in</strong>fall greater or equal to 40 mm accumulated<br />

over one hour and forecast ra<strong>in</strong>fall of above 5<br />

mm per hour for the next few hours).<br />

Dur<strong>in</strong>g the first stage of the system’s <strong>in</strong>stallation,<br />

117 siren stations were <strong>de</strong>ployed, of which<br />

58 were equipped with automatic ra<strong>in</strong> gauges or<br />

meters (pluviometers). These ra<strong>in</strong> gauges record<br />

and transmit data to the Municipal Operations<br />

Center (CO-<strong>Rio</strong>) at regular <strong>in</strong>tervals of 15<br />

m<strong>in</strong>utes, un<strong>in</strong>terruptedly, so that critical ra<strong>in</strong>fall<br />

can be monitored <strong>in</strong> the communities with<br />

high-risk areas.<br />

The equipment used <strong>in</strong> the stations consists of<br />

data storage and process<strong>in</strong>g modules l<strong>in</strong>ked to<br />

telemetric transmission modules for the remote<br />

activation of the sirens. Un<strong>in</strong>terrupted power<br />

supply modules us<strong>in</strong>g conventional electricity<br />

ma<strong>in</strong>s are backed up by batteries and “nobreak”<br />

<strong>de</strong>vices.<br />

A typical self-report<strong>in</strong>g remote audible alert<br />

station with a ra<strong>in</strong> gauge comprises the follow<strong>in</strong>g:<br />

protective cas<strong>in</strong>g; data logger with a mo<strong>de</strong>m<br />

for cellular telephony, without the need for operator<br />

<strong>in</strong>tervention; preamplifier; power amplifier;<br />

directional antenna for mobile phone; horntype<br />

sirens; “tipp<strong>in</strong>g-buck”’ type ra<strong>in</strong> meter <strong>in</strong><br />

sta<strong>in</strong>less steel with an accuracy of 0.2 mm; and,<br />

f<strong>in</strong>ally, battery, cables, connectors, and an un<strong>in</strong>terrupted<br />

source of electricity with a no-break<br />

<strong>de</strong>vice <strong>in</strong> the event of total power failure.<br />

The remote stations are connected to the central<br />

station <strong>in</strong> the CO-<strong>Rio</strong> and monitored by software<br />

programs specifically <strong>de</strong>veloped for this<br />

purpose. Dur<strong>in</strong>g ra<strong>in</strong>-free periods, the amplifiers<br />

are disconnected, although the ra<strong>in</strong> gauges<br />

cont<strong>in</strong>ue to operate normally, send<strong>in</strong>g their<br />

data on a regular basis. Dur<strong>in</strong>g ra<strong>in</strong>y periods,<br />

the system can be triggered remotely, with<br />

the activation of the preamplifiers and power<br />

amplifiers.<br />

In the event of a communication failure, the emergency<br />

evacuation message can be triggered manually<br />

with a co<strong>de</strong>d key <strong>in</strong>stalled on the un<strong>de</strong>rsi<strong>de</strong><br />

of the hous<strong>in</strong>g cab<strong>in</strong>et conta<strong>in</strong><strong>in</strong>g the equipment.<br />

Tra<strong>in</strong><strong>in</strong>g the Population<br />

Follow<strong>in</strong>g the <strong>de</strong>ployment of the alarm system,<br />

the Municipal Civil Defense Force provi<strong>de</strong>d appropriate<br />

tra<strong>in</strong><strong>in</strong>g for the resi<strong>de</strong>nts <strong>in</strong> each of<br />

the communities protected by the system. The<br />

process can be summarized as follows:<br />

Improv<strong>in</strong>g the Assessment of Disaster <strong>Risk</strong>s to Strengthen F<strong>in</strong>ancial Resilience 85


• A course, restricted to community resi<strong>de</strong>nts<br />

and last<strong>in</strong>g several weeks, for contract<strong>in</strong>g and<br />

tra<strong>in</strong><strong>in</strong>g civil <strong>de</strong>fense agents was organized.<br />

The agents are <strong>in</strong>ten<strong>de</strong>d to serve as arms of<br />

the Civil Defense Force and be responsible<br />

for assist<strong>in</strong>g people liv<strong>in</strong>g <strong>in</strong> the high-risk<br />

areas to vacate these areas quickly and direct<br />

them to the prearranged assembly po<strong>in</strong>ts or<br />

shelters. The local agents possess a unique<br />

knowledge of the areas where they live, of the<br />

people liv<strong>in</strong>g there, and of the location of the<br />

areas consi<strong>de</strong>red to be at high risk from landsli<strong>de</strong>s.<br />

Each agent is supplied with a mobile<br />

telephone by the city government to enable<br />

communication with the Civil Defense Force<br />

as well as to receive short message service<br />

(SMS) messages when severe weather threats<br />

are imm<strong>in</strong>ent and there is a high probability<br />

of the sirens be<strong>in</strong>g triggered. The agents are<br />

also responsible for manually activat<strong>in</strong>g the<br />

sirens <strong>in</strong> the event that remote activation by<br />

CO-<strong>Rio</strong> is not possible.<br />

• Simulated emergency evacuations were organized<br />

<strong>in</strong>volv<strong>in</strong>g community resi<strong>de</strong>nts<br />

be<strong>in</strong>g moved to the <strong>de</strong>signated shelters after<br />

activation of the alarms. Before the practice<br />

exercises got un<strong>de</strong>r way, the <strong>in</strong>structions to<br />

“stand by” were wi<strong>de</strong>ly broadcast to the local<br />

population by means of pamphlets, posters,<br />

newspapers, radio, television, and so forth.<br />

• The emergency assembly stations (shelters)<br />

<strong>in</strong> the communities were <strong>de</strong>f<strong>in</strong>ed, prepared,<br />

and i<strong>de</strong>ntified with signs as well as the<br />

escape routes to be used for proceed<strong>in</strong>g from<br />

the high-risk areas to the shelters.<br />

S<strong>in</strong>ce it was <strong>in</strong>stalled at the end of the first phase<br />

<strong>in</strong> 2011 and up to the middle of March 2012, the<br />

alarm system has been triggered three times,<br />

with excellent results. A typical case occurred<br />

dur<strong>in</strong>g a storm that hit the community of the<br />

Morro <strong>de</strong> Formiga (<strong>in</strong> the Tijuca area) on the<br />

night of April 25, 2011. A landsli<strong>de</strong> <strong>de</strong>stroyed a<br />

home without harm<strong>in</strong>g the resi<strong>de</strong>nts who were<br />

awakened by the alarm and were able to evacuate<br />

their home a short time before it collapsed<br />

and was swept away. Photo 4.9 shows some of<br />

the ma<strong>in</strong> aspects of the audible warn<strong>in</strong>g system.<br />

Photo 4.9: Sirens and ra<strong>in</strong> meter <strong>in</strong> the remote alarm unit<br />

<strong>in</strong> the Morro da Formiga community. The equipment was<br />

<strong>in</strong>stalled on the terrace of a local school, also used as a<br />

temporary refuge <strong>in</strong> the event of extreme weather.<br />

Improvements <strong>in</strong> the Alerta <strong>Rio</strong><br />

System<br />

The ma<strong>in</strong> purpose of the Alerta <strong>Rio</strong> system is<br />

to issue emergency bullet<strong>in</strong>s to warn of heavy<br />

ra<strong>in</strong>s and landsli<strong>de</strong>s affect<strong>in</strong>g, or likely to affect,<br />

people liv<strong>in</strong>g on steep hillsi<strong>de</strong>s and slopes <strong>in</strong><br />

the city. This is a public service utility organized<br />

by the <strong>Rio</strong> <strong>de</strong> <strong>Janeiro</strong> city government<br />

and <strong>de</strong>signed and <strong>de</strong>ployed by the GEO-RIO<br />

Foundation <strong>in</strong> October 1996. The system has<br />

been <strong>in</strong> cont<strong>in</strong>uous operation s<strong>in</strong>ce then, un<strong>de</strong>r<br />

the constant supervision of GEO-RIO. The<br />

system possesses a telemetric network of 33 stations<br />

located throughout the municipal area.<br />

These stations conta<strong>in</strong> gauges and other meteorological<br />

sensors (w<strong>in</strong>d, humidity, temperature,<br />

and air pressure) that collect relevant data automatically<br />

and un<strong>in</strong>terruptedly at regular <strong>in</strong>tervals<br />

of 15 m<strong>in</strong>utes. The data, once collected, are<br />

immediately dispatched to a central computerized<br />

station to permit cont<strong>in</strong>uous monitor<strong>in</strong>g of<br />

the type of critical ra<strong>in</strong>fall likely to trigger landsli<strong>de</strong>s.<br />

The Alerta <strong>Rio</strong> system functions 24 hours<br />

a day, seven days a week, with a <strong>de</strong>dicated staff<br />

of meteorologists, geologists, eng<strong>in</strong>eers, and<br />

technical-level personnel to run the system and<br />

ma<strong>in</strong>ta<strong>in</strong> the equipment. Technical labor is supplied<br />

un<strong>de</strong>r a special contract (put out to ten<strong>de</strong>r<br />

every four years) for operat<strong>in</strong>g the central<br />

station and for ma<strong>in</strong>ta<strong>in</strong><strong>in</strong>g and updat<strong>in</strong>g the<br />

equipment <strong>in</strong>stalled throughout the system.<br />

Before 2010, the central station of the Alerta<br />

86 Improv<strong>in</strong>g the Assessment of Disaster <strong>Risk</strong>s to Strengthen F<strong>in</strong>ancial Resilience


Map 4.5: Sample of a radar-generated image (generated<br />

every two m<strong>in</strong>utes). The reflectivity scale<br />

is directly related to the amount of ra<strong>in</strong>fall. Green<br />

signifies light ra<strong>in</strong> and red heavy ra<strong>in</strong>.<br />

Photo 4.10: Weather radar belong<strong>in</strong>g to the city of <strong>Rio</strong> <strong>de</strong><br />

<strong>Janeiro</strong>.<br />

<strong>Rio</strong> system was located on the premises of the<br />

GEO-RIO Foundation. All the data generated<br />

by the system were stored there, and all communications<br />

related to extreme weather events<br />

that threatened to trigger landsli<strong>de</strong>s were issued<br />

from the GEO-RIO build<strong>in</strong>g. While this build<strong>in</strong>g<br />

possessed a good <strong>in</strong>formation technology<br />

network and electrical <strong>in</strong>stallations, it lacked<br />

a heavy-duty emergency system for generat<strong>in</strong>g<br />

electricity. Although the build<strong>in</strong>g was <strong>de</strong>signed<br />

to function only dur<strong>in</strong>g work<strong>in</strong>g hours,<br />

the central station nevertheless rema<strong>in</strong>ed operational<br />

24 hours a day <strong>de</strong>spite a number of<br />

<strong>in</strong>frastructural <strong>de</strong>ficiencies. A further drawback<br />

was that <strong>in</strong> the 10-year period from 2000 to<br />

2010 the operations station had access to images<br />

from only a s<strong>in</strong>gle weather radar belong<strong>in</strong>g to<br />

the Air Force Command, used by the Brazilian<br />

Air Force (FAB) for flight control. This radar is<br />

<strong>in</strong>stalled on the Pico do Couto (municipality of<br />

Petropolis-RJ) at an altitu<strong>de</strong> of approximately<br />

1,800 meters, about 60 km from the city center.<br />

With regard to implementation of the risk reduction<br />

program proposed by GEO-RIO, two <strong>in</strong>terventions<br />

positively affected the performance of<br />

the Alerta <strong>Rio</strong> system. The first was the procurement<br />

and <strong>in</strong>stallation of its own weather radar<br />

facility (photo 4.10 and map 4.5), <strong>in</strong>stalled on<br />

the Morro do Sumaré, at an altitu<strong>de</strong> of about 600<br />

meters (with<strong>in</strong> the city limits). This <strong>de</strong>velopment<br />

substantially upgra<strong>de</strong>d the accuracy of ra<strong>in</strong>fall<br />

forecast<strong>in</strong>g because the new radar could <strong>de</strong>tect<br />

ra<strong>in</strong>fall nuclei that previously were not captured<br />

by the Pico do Couto radar, given its altimetric<br />

position<strong>in</strong>g (the Pico do Couto radar recor<strong>de</strong>d<br />

ra<strong>in</strong>fall only occurr<strong>in</strong>g above the altimetric quota<br />

of 1,800 m). Moreover, the images from the radar<br />

belong<strong>in</strong>g to FAB were available for consultation<br />

by the Alerta <strong>Rio</strong> meteorologists only at <strong>in</strong>tervals<br />

of between 15 and 20 m<strong>in</strong>utes, a period regar<strong>de</strong>d<br />

as too long for the purposes of weather surveillance<br />

and damage reduction. With the acquisition<br />

of its own radar, the <strong>Rio</strong> <strong>de</strong> <strong>Janeiro</strong> city government<br />

can now access images generated every<br />

two m<strong>in</strong>utes, spott<strong>in</strong>g and record<strong>in</strong>g ra<strong>in</strong>fall<br />

orig<strong>in</strong>at<strong>in</strong>g at altitu<strong>de</strong>s of between 600 meters<br />

and 1,800 meters that would be beyond the capabilities<br />

of the FAB’s Pico do Couto radar.<br />

The second significant <strong>de</strong>velopment affect<strong>in</strong>g<br />

the Alerta <strong>Rio</strong> system was the transfer of<br />

its central station <strong>in</strong> December 2010 to CO-<strong>Rio</strong><br />

(photo 4.11). This move facilitated and significantly<br />

improved the weather analyses (veryshort-term<br />

forecast<strong>in</strong>g) and the speed at which<br />

<strong>in</strong>formation could be dissem<strong>in</strong>ated (Alert<br />

Bullet<strong>in</strong>s), both <strong>in</strong>ternally <strong>in</strong> CO-<strong>Rio</strong> and externally<br />

for the benefit of the population <strong>in</strong> general,<br />

given that radio and television broadcast<strong>in</strong>g stations<br />

also had staff work<strong>in</strong>g <strong>in</strong> the Operations<br />

Center. Thus, when critical ra<strong>in</strong>fall <strong>in</strong><strong>de</strong>xes are<br />

reached or are imm<strong>in</strong>ent, all the municipal <strong>de</strong>partments<br />

<strong>in</strong> CO-<strong>Rio</strong> and broadcasters from<br />

Improv<strong>in</strong>g the Assessment of Disaster <strong>Risk</strong>s to Strengthen F<strong>in</strong>ancial Resilience 87


Photo 4.11: CO-RIO, City Government Operations Center<br />

by the Alerta <strong>Rio</strong> system for the past 15 years<br />

and that, by March 2012, had logged 16.8 million<br />

precipitation entries. This feature is certa<strong>in</strong>ly one<br />

of the key differentiat<strong>in</strong>g factors of the Alerta<br />

<strong>Rio</strong> system, because it enables a large number of<br />

analyses to be ma<strong>de</strong>, <strong>in</strong>clud<strong>in</strong>g, for example, correlations<br />

of ra<strong>in</strong>fall with forest fire risks, with the<br />

quality of seawater along the beaches, and with<br />

the average traffic speeds along the ma<strong>in</strong> highways<br />

<strong>in</strong> the city, and, of course, with the potential<br />

landsli<strong>de</strong>s on slopes and steep hillsi<strong>de</strong>s. The geologists<br />

and eng<strong>in</strong>eers at GEO-RIO are responsible<br />

for all of these tasks.<br />

the ma<strong>in</strong> radio and television stations have immediate<br />

access to, and use of, this <strong>in</strong>formation.<br />

Meanwhile, the Alerta <strong>Rio</strong> system has kept up<br />

its rout<strong>in</strong>e dissem<strong>in</strong>ation of <strong>in</strong>formation, us<strong>in</strong>g<br />

a variety of communication channels (e-mail,<br />

SMS, twitter, radio, mobile phones, and so on)<br />

and updat<strong>in</strong>g <strong>in</strong> real time all the data on its<br />

Internet site (http://www0.rio.rj.gov.br/alertario).<br />

As a result, anybody, at any time of day<br />

or night, can access the <strong>in</strong>formation free of cost.<br />

S<strong>in</strong>ce the Alerta <strong>Rio</strong> system moved to CO-<strong>Rio</strong>,<br />

new technologies have begun to be tested and<br />

<strong>de</strong>ployed, such as the high-resolution weather<br />

forecast<strong>in</strong>g program (PMAR), <strong>de</strong>veloped by IBM<br />

especially for <strong>Rio</strong> <strong>de</strong> <strong>Janeiro</strong>. Another <strong>in</strong>novation<br />

is the lightn<strong>in</strong>g <strong>de</strong>tection system known as<br />

StreamerRT, <strong>de</strong>veloped by Earth Networks, from<br />

which highly satisfactory results have been obta<strong>in</strong>ed<br />

for assist<strong>in</strong>g with short-term weather forecast<strong>in</strong>g.<br />

Furthermore, a number of <strong>in</strong>ternal protocols<br />

(general operation, <strong>de</strong>f<strong>in</strong><strong>in</strong>g of alert levels,<br />

and dissem<strong>in</strong>ation of weather reports) relevant to<br />

the Alerta <strong>Rio</strong> operation have been revised and<br />

improved, the team of meteorologists expan<strong>de</strong>d,<br />

backup equipment improved (to correct faults <strong>in</strong><br />

the ra<strong>in</strong> gauge network, meteorological radar,<br />

and so forth), and the analyses of the correlations<br />

between the ra<strong>in</strong>fall and occurrence of problems<br />

affect<strong>in</strong>g the city <strong>in</strong>tensified. It is worth emphasiz<strong>in</strong>g<br />

that these ra<strong>in</strong>fall-related correlation<br />

studies are un<strong>de</strong>rtaken thanks to the ra<strong>in</strong>fall databank<br />

that has been generated and ma<strong>in</strong>ta<strong>in</strong>ed<br />

The improvements <strong>in</strong> the Alerta <strong>Rio</strong> system<br />

planned and carried out by GEO-RIO have had a<br />

positive effect on the quality of different aspects<br />

of this service supplied by the city government.<br />

Improvements range from an upgra<strong>de</strong>d modus<br />

operandi of the ra<strong>in</strong> gauge network (currently<br />

above 99.5 percent effective) to better ra<strong>in</strong>storm<br />

and landsli<strong>de</strong> warn<strong>in</strong>g bullet<strong>in</strong>s (now more<br />

than 85 percent accurate) <strong>de</strong>livered to a grow<strong>in</strong>g<br />

audience. All these improvements have helped<br />

reduce the damage associated with adverse<br />

weather events <strong>in</strong> <strong>Rio</strong> <strong>de</strong> <strong>Janeiro</strong>, especially the<br />

type of weather likely to cause landsli<strong>de</strong>s <strong>in</strong> the<br />

high-risk areas.<br />

Un<strong>de</strong>rtak<strong>in</strong>g Projects and<br />

Emergency Stabilization Works<br />

after Extreme Ra<strong>in</strong>fall <strong>in</strong> April 2010<br />

Emergency Works<br />

A significant number of emergency works un<strong>de</strong>rtaken<br />

by GEO-RIO follow<strong>in</strong>g the storms of<br />

April 2010 focused on the large number of landsli<strong>de</strong>s<br />

on the slopes or embankments (upstream<br />

and downstream) bor<strong>de</strong>r<strong>in</strong>g the ma<strong>in</strong> roads<br />

that cut through the city´s unique mounta<strong>in</strong>ous<br />

terra<strong>in</strong>. Examples of such works were those<br />

along the Avenida Menezes Cortes, Avenida<br />

Edson Passos, Estrada das Furnas, and Estrada<br />

da Grota Funda.<br />

The majority of the emergency <strong>in</strong>terventions<br />

88 Improv<strong>in</strong>g the Assessment of Disaster <strong>Risk</strong>s to Strengthen F<strong>in</strong>ancial Resilience


were carried out <strong>in</strong> 2010 <strong>in</strong> parallel with riskmapp<strong>in</strong>g<br />

exercises and laser profil<strong>in</strong>g <strong>in</strong> the<br />

slum communities. Beneficiaries of these <strong>in</strong>terventions<br />

were pr<strong>in</strong>cipally the poorer areas where<br />

landsli<strong>de</strong>s had been triggered dur<strong>in</strong>g the storms<br />

of April 2010 and where the scars of the <strong>de</strong>bris<br />

flows still directly threatened a large number<br />

of homes. The various types of <strong>in</strong>terventions<br />

un<strong>de</strong>rtaken <strong>in</strong>clu<strong>de</strong>d construct<strong>in</strong>g cable-stayed<br />

structures (steel shor<strong>in</strong>g mesh, grills, buttresses<br />

and so on), fragment<strong>in</strong>g boul<strong>de</strong>rs (hot and<br />

cold method), <strong>in</strong>stall<strong>in</strong>g dra<strong>in</strong>age systems and<br />

anti-erosion surface protection, erect<strong>in</strong>g impact<br />

structures, and remov<strong>in</strong>g homes <strong>in</strong> imm<strong>in</strong>ent<br />

danger of collapse. A total of 1,650 hous<strong>in</strong>g units<br />

benefited from these <strong>in</strong>terventions, and the risks<br />

were elim<strong>in</strong>ated <strong>in</strong> many places, or at least mitigated<br />

to low and very-low levels. Thanks to<br />

these emergency measures carried out by GEO-<br />

RIO, the number of homes at risk highlighted<br />

<strong>in</strong> the risk <strong>in</strong>ventories (Map of Susceptibility<br />

to <strong>Landsli<strong>de</strong></strong>s <strong>in</strong> the City of <strong>Rio</strong> <strong>de</strong> <strong>Janeiro</strong> and<br />

the <strong>Risk</strong> of <strong>Landsli<strong>de</strong></strong>s <strong>in</strong> the Tijuca Massif and<br />

Environs) was reduced to 18,547.<br />

Projects and Works for the Areas Mapped as<br />

High <strong>Risk</strong><br />

Work on project <strong>de</strong>sign for the civil works<br />

nee<strong>de</strong>d to elim<strong>in</strong>ate the risk from areas already<br />

mapped and marked as high-risk is scheduled<br />

for completion <strong>in</strong> 2012. S<strong>in</strong>ce its <strong>in</strong>ception the<br />

project <strong>de</strong>velopment phase has <strong>in</strong>volved substantial<br />

effort by the GEO-RIO Foundation<br />

<strong>de</strong>sign team to meet the tight <strong>de</strong>adl<strong>in</strong>es, and the<br />

number of projects <strong>in</strong> the pipel<strong>in</strong>e may appear<br />

to be excessively large, particularly <strong>in</strong> view of<br />

the limited size of the team. The diversity of the<br />

geotechnical situations (each call<strong>in</strong>g for tailored<br />

solutions), together with the problems of access<br />

to the localities (some of which, <strong>in</strong> addition to<br />

be<strong>in</strong>g perched on the top of very steep slopes,<br />

are also difficult for staff members to approach<br />

for personal security reasons) and the shortage<br />

of basic data (for example, topographical<br />

surveys) to assist project <strong>de</strong>sign, has turned this<br />

task <strong>in</strong>to a major challenge. To face some of these<br />

problems, GEO-RIO has contracted for certa<strong>in</strong><br />

technical support services (geotechnical <strong>in</strong>vestigations,<br />

soil test<strong>in</strong>g specialists, and so forth) to<br />

speed up the on-the-ground <strong>de</strong>ployment of the<br />

projects <strong>de</strong>signed by GEO-RIO experts. It is important<br />

to note that the risk-mitigation analyses<br />

have also encountered situations for which geotechnical<br />

stabilization has been totally unviable<br />

given the unfavorable cost-benefit ratios. The<br />

most appropriate solution has been the removal<br />

of the hous<strong>in</strong>g units from many of these places.<br />

By March 2012, the <strong>de</strong>sign work for 62 of the<br />

slums mapped as possess<strong>in</strong>g high-risk areas<br />

had been conclu<strong>de</strong>d. In three slums, risk elim<strong>in</strong>ation<br />

works had already begun. Table 4.2 summarizes<br />

the type and number of key <strong>in</strong>terventions<br />

planned for 62 communities.<br />

City Government Operations<br />

Center<br />

The City Government Operations Center—<br />

CO-<strong>Rio</strong>—can be consi<strong>de</strong>red as open<strong>in</strong>g a special<br />

chapter <strong>in</strong> the recent risk management program<br />

implemented by city authorities. The headquarters<br />

of CO-<strong>Rio</strong> was built <strong>in</strong> record time (six<br />

months) <strong>in</strong> the Rua Ulisses Guimarães, No. 300<br />

<strong>in</strong> the Cida<strong>de</strong> Nova neighborhood, less than 100<br />

meters from the two pr<strong>in</strong>cipal municipal public<br />

build<strong>in</strong>gs hous<strong>in</strong>g the city´s technical, adm<strong>in</strong>istrative,<br />

and f<strong>in</strong>ancial divisions. In this ultramo<strong>de</strong>rn<br />

build<strong>in</strong>g, CO-<strong>Rio</strong> was able to <strong>de</strong>ploy various<br />

high-technology methods to br<strong>in</strong>g together about<br />

30 bodies of the city adm<strong>in</strong>istration (for example,<br />

civil <strong>de</strong>fense, traffic, conservation, municipal<br />

guard, and so on) and a number of key utility and<br />

service concession hol<strong>de</strong>rs (for example, light,<br />

metro, LANSA, <strong>Rio</strong>-Niteroi bridge, and so on), all<br />

of which are customarily and directly <strong>in</strong>volved<br />

<strong>in</strong> respond<strong>in</strong>g to the problems caused by severe<br />

weather events <strong>in</strong> the city.<br />

CO-<strong>Rio</strong>´s <strong>in</strong>frastructure <strong>in</strong>clu<strong>de</strong>s a computer<br />

network, protection aga<strong>in</strong>st electrical breakdowns,<br />

access to high-speed Internet, and<br />

full backup telecommunications systems. The<br />

CO-<strong>Rio</strong> build<strong>in</strong>g possesses, <strong>in</strong> addition to <strong>in</strong>dividual<br />

offices for each sector, a crisis room,<br />

Improv<strong>in</strong>g the Assessment of Disaster <strong>Risk</strong>s to Strengthen F<strong>in</strong>ancial Resilience 89


Table 4.2 Ma<strong>in</strong> Interventions Planned for Mitigat<strong>in</strong>g <strong>Risk</strong>s <strong>in</strong> 62 Slums with the Largest Number of Homes<br />

at High risk<br />

Intervention<br />

Number<br />

Remov<strong>in</strong>g houses (units) 2,100<br />

Steel reta<strong>in</strong><strong>in</strong>g mesh to be <strong>in</strong>stalled (m 2 ) 176,500<br />

Nailed green soil to be <strong>in</strong>stalled (m 2 ) 4,500<br />

Rock blast<strong>in</strong>g (m 3 ) 15,600<br />

Estimated concrete requirement (m 2 ) 17,000<br />

Impact barriers (m 2 ) 163,000<br />

Types of reta<strong>in</strong><strong>in</strong>g walls (m 2 ) 51,000<br />

Buttresses (units) 150<br />

Source: GEO-RIO<br />

Note: m 2 = square meter; m 3 = cubic meter.<br />

meet<strong>in</strong>g rooms, an auditorium, a canteen,<br />

and space for <strong>in</strong>-house ma<strong>in</strong>tenance teams.<br />

For CO-<strong>Rio</strong> to function 24 hours a day, 7 days<br />

a week, 400 professional staff members are<br />

nee<strong>de</strong>d, work<strong>in</strong>g <strong>in</strong> three shifts over 24-hour<br />

periods. The data generated by the various divisions<br />

are assembled <strong>in</strong> the control room. This<br />

room has the largest screen (vi<strong>de</strong>o wall) <strong>in</strong> Lat<strong>in</strong><br />

America, with 80 l<strong>in</strong>ked-<strong>in</strong> monitors. CO-<strong>Rio</strong> is<br />

<strong>in</strong> fact the first of its k<strong>in</strong>d <strong>in</strong> the world to br<strong>in</strong>g<br />

all the necessary crisis management practitioners<br />

together un<strong>de</strong>r one roof. When heavy ra<strong>in</strong><br />

is imm<strong>in</strong>ent or when ra<strong>in</strong>fall <strong>in</strong> the city is reach<strong>in</strong>g<br />

critical levels, the relevant <strong>in</strong>formation is<br />

immediately shared with all the bodies, agencies,<br />

and utility companies <strong>in</strong> the build<strong>in</strong>g. For<br />

their part, the entities trigger their own action<br />

protocols <strong>de</strong>pend<strong>in</strong>g on the type of threat.<br />

Given its size, CO-<strong>Rio</strong>, <strong>in</strong>itially <strong>de</strong>signed to<br />

operate only <strong>in</strong> crisis situations, has begun to<br />

act as a k<strong>in</strong>d of general headquarters for the city<br />

and has a core mandate to anticipate solutions<br />

and m<strong>in</strong>imize events likely to adversely affect<br />

the life of the city.<br />

Conclusion<br />

Dur<strong>in</strong>g the crises that assailed his term of<br />

office, U.S. Presi<strong>de</strong>nt John F. Kennedy used to<br />

say that the word crisis consisted of two characters<br />

when written <strong>in</strong> Ch<strong>in</strong>ese: one character<br />

represented danger and the other opportunity.<br />

In April 2010, <strong>Rio</strong> <strong>de</strong> <strong>Janeiro</strong> faced one of the<br />

biggest crises <strong>in</strong> its recent history. S<strong>in</strong>ce then,<br />

the actions un<strong>de</strong>rtaken by the city government<br />

to reduce risks caused by landsli<strong>de</strong>s have shown<br />

that the “opportunity” certa<strong>in</strong>ly existed to substantially<br />

improve risk management. The methodological<br />

approach adopted by GEO-RIO (the<br />

city government´s ma<strong>in</strong> <strong>in</strong>strument for combat<strong>in</strong>g<br />

geological and geotechnical risks) <strong>in</strong> May<br />

2010 has already begun to produce satisfactory<br />

results: a significant reduction <strong>in</strong> the number<br />

of landsli<strong>de</strong>s and a total absence of fatalities<br />

result<strong>in</strong>g from the 65 landsli<strong>de</strong>s recor<strong>de</strong>d by<br />

GEO-RIO <strong>in</strong> <strong>Rio</strong> <strong>de</strong> <strong>Janeiro</strong> between May 2010<br />

and March 2012.<br />

The temporary <strong>in</strong>stallation of an alarm system <strong>in</strong><br />

the poorer settlements with high-risk areas has<br />

already saved lives, 1 and the ra<strong>in</strong>fall warn<strong>in</strong>g<br />

bullet<strong>in</strong>s issued by the Alerta <strong>Rio</strong> system have<br />

significantly reduced the damage caused by<br />

storms and heavy ra<strong>in</strong>s, given that the population<br />

and the public authorities <strong>in</strong> general have<br />

had more time to prepare for, and <strong>de</strong>al with,<br />

flood<strong>in</strong>g or landsli<strong>de</strong>s <strong>in</strong> the vulnerable areas<br />

of the city. Note that s<strong>in</strong>ce April 2010, a number<br />

of very substantial ra<strong>in</strong>fall events (more than<br />

50 mm per hour) were recor<strong>de</strong>d along the different<br />

roads cutt<strong>in</strong>g through the mounta<strong>in</strong>ous<br />

terra<strong>in</strong> (the massifs) of the city without trigger<strong>in</strong>g<br />

any new landsli<strong>de</strong>s. In short, the city of<br />

<strong>Rio</strong> <strong>de</strong> <strong>Janeiro</strong> has <strong>de</strong>monstrated that it is well<br />

90 Improv<strong>in</strong>g the Assessment of Disaster <strong>Risk</strong>s to Strengthen F<strong>in</strong>ancial Resilience


prepared, less vulnerable, and more resilient <strong>in</strong><br />

its approach to adverse weather events. If one<br />

consi<strong>de</strong>rs the short, medium, and long-term<br />

prospects, the recent risk-reduction <strong>in</strong>terventions<br />

implemented by the city government have<br />

placed <strong>Rio</strong> <strong>de</strong> <strong>Janeiro</strong> <strong>in</strong> a lead<strong>in</strong>g position nationally.<br />

This has sparked visits to the headquarters<br />

of GEO-RIO, the Municipal Civil Defense<br />

Force, and CO-<strong>Rio</strong> by technical representatives<br />

of city governments, state governments, the<br />

fe<strong>de</strong>ral government, and even from foreign governments.<br />

It is worth not<strong>in</strong>g also that positive<br />

reports cover<strong>in</strong>g GEO-RIO´s performance have<br />

appeared <strong>in</strong> the pr<strong>in</strong>t media and on national<br />

and <strong>in</strong>ternational television.<br />

The <strong>Rio</strong> <strong>de</strong> <strong>Janeiro</strong> risk reduction program is still<br />

at an early stage and therefore much rema<strong>in</strong>s<br />

to learn and improve. Nevertheless, through<br />

persistence with the current management approach,<br />

errors (and their associated costs) will<br />

undoubtedly be much reduced. The city of <strong>Rio</strong><br />

<strong>de</strong> <strong>Janeiro</strong> has begun to emerge as a mo<strong>de</strong>l <strong>in</strong><br />

the area of risk reduction. This has generated a<br />

feel<strong>in</strong>g of hope and enthusiasm among the staff<br />

members employed by the city government, especially<br />

those <strong>in</strong> GEO-RIO, who are confi<strong>de</strong>nt<br />

that <strong>Rio</strong> <strong>de</strong> <strong>Janeiro</strong>, the “Marvelous City,” can<br />

be assured of a safer future <strong>in</strong> terms of protection<br />

from extreme weather events and their<br />

consequences.<br />

Notes<br />

1. Veja, “Brasil: Tecnologia melhorou reação do <strong>Rio</strong> à<br />

enchente,” http://veja.abril.com.br/noticia/brasil/<br />

tecnologia-melhorou-a-resposta-da-cida<strong>de</strong>-a-enchente.<br />

Improv<strong>in</strong>g the Assessment of Disaster <strong>Risk</strong>s to Strengthen F<strong>in</strong>ancial Resilience 91

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