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WO toolkit 2012 complete.pdf - GMB

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SECTION 4.3<br />

DEALING WITH MEMBER’S DISCIPLINARY HEARINGS<br />

Members will approach you and tell you that they have been called to a Disciplinary or Investigation<br />

Meeting.<br />

You will first need to get a copy of the disciplinary procedure where you work.If there is no procedure<br />

advise your employer that the ACAS minimum applies,(see section 4.2).However the standard practice<br />

is as follows:<br />

1. Investigation stage: This will probably include interviews with your member and is designed to find<br />

out if any disciplinary action is required.You are entitled to represent your member at these<br />

meetings.<br />

2. Exchange of evidence,witness statements and other documents between yourself and<br />

management prior to the hearing.<br />

3. Disciplinary Hearing.<br />

4. Appeal Hearing.<br />

BEFORE THE HEARING<br />

• Make sure of the facts and get the full story from the member.You will be in a difficult situation if<br />

any evidence or facts are presented by management at the hearing that your member had not<br />

informed you of.<br />

• Make sure that you understand the procedure.<br />

• Make sure that management are following their own procedure.<br />

• Advise the member of the possible consequences if the hearing goes against them which,<br />

depending on the gravity of the alleged offence,may include dismissal.<br />

• Talk to independent witnesses if you can,management certainly will.<br />

• Ask to see copies of witness statements taken by management and exchange all such documents.<br />

Do not be rushed into a disciplinary hearing. Insist on time to prepare your case.<br />

Remember that the burden of proof lies with management.<br />

ASK YOURSELF THE FOLLOWING QUESTIONS:<br />

• Have adequate and clear instructions been given by management?<br />

• Has appropriate training been given?<br />

• Has a similar‘offence’been committed before(not necessarily by the individual(s)concerned this<br />

time)?<br />

• Were any warnings given at that time?<br />

• What was the punishment?<br />

In consultation with the member,decide whether it is better to argue mitigating circumstances rather<br />

than deny any wrong doing.Arguments in mitigation might include:<br />

• Behaviour previously tolerated.<br />

• Previous good record.<br />

• Lack of information or training.<br />

• Domestic pressures.<br />

• Medical reasons.<br />

• Unclear or unwritten rules.<br />

Make sure you have a full written report of the matters to be discussed following the investigation<br />

hearings.

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