RED HERRING PROSPECTUS Dated August 24 ... - Globus Spirits
RED HERRING PROSPECTUS Dated August 24 ... - Globus Spirits RED HERRING PROSPECTUS Dated August 24 ... - Globus Spirits
QIB Portion Registrar/Registrar to the Issue Retail Individual Bidders Retail Portion Revision Form RHP/Red Herring Prospectus ROC/Registrar of Companies Capital Investors registered with SEBI, State Industrial Development Corporations, Insurance Companies registered with the Insurance Regulatory and Development Authority (IRDA), Provident Funds with minimum corpus of Rs. 2500 lakhs, Pension Funds with a minimum corpus of Rs. 2500 lakhs and National Investment Fund set up by resolution no. F. No. 2/3/2005-DDII dated November 23, 2005 of Government of India published in the Gazette of India. The portion of the Net Issue being 37,25,000 Equity Shares of Rs.10 /- each aggregating to Rs. [•] lacs available for allocation to QIB Bidder(s) Being the Registrar appointed for the Issue, in this case Link Intime India Private Limited having its registered office at C- 13, Pannalal Silk Mills Compound, L.B.S. Marg, Bhandup (West), Mumbai – 400 078 Individual Bidders (including HUFs and NRIs) who have bid for Equity Shares for an amount less than or equal to Rs. 1, 00,000/- The portion of the Net Issue being 26,07,500 Equity Shares of Rs. 10 each available for allocation to Retail Individual Bidder(s) The form used by the Bidders other than ASBA investors to modify the quantity of Equity Shares or the Bid Price in any of their Bid cum Application Forms or any previous Revision Form(s) Means the Offer Document issued in accordance with the SEBI Guidelines, which does not have complete particulars of the price at which the Equity Shares are offered and the size of the issue. The Red Herring Prospectus will be filed with the RoC in terms of Section 60B of the Companies Act, 1956 at least three days before the Bid/Issue Opening Date and will become a Prospectus after filing with the RoC after pricing date and allocation Registrar of Companies, Delhi & Haryana situated at IFCI Tower, 4th Floor , 61, Nehru Place, New Delhi - 110 019 SCML/Srei Srei Capital Markets Limited a public limited company incorporated under the provisions of the Companies Act, 1956 and, with its registered office at “Vishwakarma”, 86 C, Topsia Road, (South), Kolkata-700 046 Self Certified Syndicate Bank/SCSB Stock Exchanges Syndicate Syndicate Agreement Syndicate Members TRS or Transaction Registration Slip or Order Confirmation Note Underwriters Underwriting Agreement VCFs Means a Bank which offers the facility of applying through the Applications Supported by Blocked Amount (ASBA) process. The list of the said banks will be displayed by SEBI on its website. BSE and NSE BRLMs and Syndicate Member(s) The agreement to be entered into among the Company, BRLMs and Syndicate Member(s) in relation to the collection of Bids in this Issue AUM Capital Market Private Limited and Keynote Capitals Limited The slip or document issued by the Syndicate Member to the Bidder as proof of registration of the Bid [•] The agreement between the Underwriters and the Company before filing of Prospectus with the ROC. Venture Capital Funds as defined and registered with SEBI under the SEBI (Venture Capital Fund) Regulations, 1996 as amended from time to time v
Company/Industry Related Terms/Technical Terms Term Description AIDA All India Distillers Association BII Bottled in India BIO Bottled in Origin BL Bulk Litres BOD Biological Oxygen Demand CDM Clean Development Mechanism COD Chemical Oxygen Demand CL Country Liquor CM2 Square Centimetre CO2 Carbon Dioxide CSD Canteen Stores Department Cum Cubic Meter DDGS Distillers Dried Grain Slops DG Diesel Generator DM Demineralised Water ENA Extra Neutral Alcohol E & Y Ernst & Young Private Limited FRP Fibre Reinforced Plastic HDPE High Density Polyethylene HP High pressure IMFL Indian Made Foreign Liquor KL Kilo Litres KLPD Kilo Litres Per Day KG Kilogram KV Kilo Volt KW Kilo Watt MT Metric Tonne MTPA Metric Ton Per Annum MVA Mega Volt Ampere MW Mega Watt (1000 kilo watts) 1 Metric Ton 1000 kilograms 1 unit of power 1 kilo watt hour/1000 watt hour QTL Quintal; equivalent to 100 Kilograms PLL Potable Liquor Licence RCC Reinforced Cement Concrete RO Reverse Osmosis RS Rectified Spirit RTD Ready to Drink SS Suspended Solids TPD Tonnes Per Day TPH Tonnes Per Hour UNFCCC United Nations Framework Convention on Climate Change v/v Volume by Volume vi
- Page 1 and 2: RED HERRING PROSPECTUS Please read
- Page 3 and 4: TABLE OF CONTENTS SECTION TITLE PAG
- Page 5 and 6: Chatrath & Co., Chartered Accountan
- Page 7: Margin Amount Memorandum of Associa
- Page 11 and 12: NRE Account Non Resident External A
- Page 13 and 14: • Company’s ability to successf
- Page 15 and 16: The Company constantly endeavours t
- Page 17 and 18: The Company has reported a net nega
- Page 19 and 20: the Excise and liquor sourcing poli
- Page 21 and 22: Writ Petitions related to notificat
- Page 23 and 24: Northern India Alcohol Sales Pvt. L
- Page 25 and 26: 8. Dependence on agri products Mana
- Page 27 and 28: l. In addition to the BRLMs, the Co
- Page 29 and 30: enforced prohibition in 1996, but h
- Page 31 and 32: THE ISSUE Equity Shares offered: Fr
- Page 33 and 34: Particulars As on 31.03.2005 31.03.
- Page 35 and 36: Particulars For the Year/Period End
- Page 37 and 38: BOARD OF DIRECTORS Name of the Dire
- Page 39 and 40: Jawahar Vyapar Bhawan, 14th Floor 1
- Page 41 and 42: STATEMENT OF INTER SE ALLOCATION OF
- Page 43 and 44: The grading is however, constrained
- Page 45 and 46: Industry Outlook & Prospects The do
- Page 47 and 48: on a proportionate basis. For furth
- Page 49 and 50: CAPITAL STRUCTURE OF THE COMPANY Sh
- Page 51 and 52: others # 17.4.1995 $ 2,11,640 10 47
- Page 53 and 54: 1.11.1994 Acquisition 18,75,000 10
- Page 55 and 56: Category Code Category of Sharehold
- Page 57 and 58: 8. Mr. Ashok Kumar 33 0.0003 9. Mr.
QIB Portion<br />
Registrar/Registrar to the<br />
Issue<br />
Retail Individual Bidders<br />
Retail Portion<br />
Revision Form<br />
RHP/Red Herring Prospectus<br />
ROC/Registrar of Companies<br />
Capital Investors registered with SEBI, State Industrial<br />
Development Corporations, Insurance Companies registered<br />
with the Insurance Regulatory and Development Authority<br />
(IRDA), Provident Funds with minimum corpus of Rs. 2500<br />
lakhs, Pension Funds with a minimum corpus of Rs. 2500 lakhs<br />
and National Investment Fund set up by resolution no. F. No.<br />
2/3/2005-DDII dated November 23, 2005 of Government of<br />
India published in the Gazette of India.<br />
The portion of the Net Issue being 37,25,000 Equity Shares of<br />
Rs.10 /- each aggregating to Rs. [•] lacs available for<br />
allocation to QIB Bidder(s)<br />
Being the Registrar appointed for the Issue, in this case Link<br />
Intime India Private Limited having its registered office at C-<br />
13, Pannalal Silk Mills Compound, L.B.S. Marg, Bhandup<br />
(West), Mumbai – 400 078<br />
Individual Bidders (including HUFs and NRIs) who have bid for<br />
Equity Shares for an amount less than or equal to<br />
Rs. 1, 00,000/-<br />
The portion of the Net Issue being 26,07,500 Equity Shares of<br />
Rs. 10 each available for allocation to Retail Individual<br />
Bidder(s)<br />
The form used by the Bidders other than ASBA investors to<br />
modify the quantity of Equity Shares or the Bid Price in any of<br />
their Bid cum Application Forms or any previous Revision<br />
Form(s)<br />
Means the Offer Document issued in accordance with the SEBI<br />
Guidelines, which does not have complete particulars of the<br />
price at which the Equity Shares are offered and the size of the<br />
issue. The Red Herring Prospectus will be filed with the RoC in<br />
terms of Section 60B of the Companies Act, 1956 at least three<br />
days before the Bid/Issue Opening Date and will become a<br />
Prospectus after filing with the RoC after pricing date and<br />
allocation<br />
Registrar of Companies, Delhi & Haryana situated at IFCI<br />
Tower, 4th Floor , 61, Nehru Place, New Delhi - 110 019<br />
SCML/Srei Srei Capital Markets Limited a public limited company<br />
incorporated under the provisions of the Companies Act, 1956<br />
and, with its registered office at “Vishwakarma”, 86 C, Topsia<br />
Road, (South), Kolkata-700 046<br />
Self Certified Syndicate<br />
Bank/SCSB<br />
Stock Exchanges<br />
Syndicate<br />
Syndicate Agreement<br />
Syndicate Members<br />
TRS or Transaction<br />
Registration Slip or Order<br />
Confirmation Note<br />
Underwriters<br />
Underwriting Agreement<br />
VCFs<br />
Means a Bank which offers the facility of applying through the<br />
Applications Supported by Blocked Amount (ASBA) process.<br />
The list of the said banks will be displayed by SEBI on its<br />
website.<br />
BSE and NSE<br />
BRLMs and Syndicate Member(s)<br />
The agreement to be entered into among the Company, BRLMs<br />
and Syndicate Member(s) in relation to the collection of Bids in<br />
this Issue<br />
AUM Capital Market Private Limited and Keynote Capitals<br />
Limited<br />
The slip or document issued by the Syndicate Member to the<br />
Bidder as proof of registration of the Bid<br />
[•]<br />
The agreement between the Underwriters and the Company<br />
before filing of Prospectus with the ROC.<br />
Venture Capital Funds as defined and registered with SEBI<br />
under the SEBI (Venture Capital Fund) Regulations, 1996 as<br />
amended from time to time<br />
v