RED HERRING PROSPECTUS Dated August 24 ... - Globus Spirits

RED HERRING PROSPECTUS Dated August 24 ... - Globus Spirits RED HERRING PROSPECTUS Dated August 24 ... - Globus Spirits

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BASIC TERMS OF ISSUE The Equity Shares being offered are subject to the provisions of the Companies Act, the Memorandum and Articles of Association of the Company, the terms of this Red Herring Prospectus, Bid-cum-Application form, the Revision form, the Confirmation of Allocation Note (“CAN”) and other terms and conditions as may be incorporated in the Allotment Advice, and other documents/certificates that may be executed in respect of the Issue. The Equity shares shall also be subject to laws as applicable, guidelines, notifications and regulations relating to the issue of capital and listing and trading of securities issued from time to time by SEBI, Government of India, Stock Exchanges, RBI, ROC and/or other authorities, as in force on the date of the Issue and to the extent applicable. Public Issue of 75,00,000 Equity Shares of Rs. 10/- each for cash at a price of Rs. [●] per Equity Share for cash aggregating Rs. [●] Lakhs, comprising of 50,000 Equity Shares of Rs. 10 each reserved for the Eligible Employees (the “Employee Reservation Portion”) and a Net Issue of 74,50,000 Equity Shares of Rs.10/- each being made through a 100% book building process. Details of the issue structure is tabulated below: Particulars Number of Equity Shares Percentage of Issue size available for allocation Basis of Allocation or Allotment if Respective category is Oversubscribed (Subject to sectoral cap and specified investment limits) Minimum Bid Maximum Bid Mode of Allotment Employees Reservation Portion Upto 50,000 equity shares Upto 0.67% of the Issue size or the Issue less Net Issue Proportionate QIBs Up to 37,25,000 equity shares Up to 50% of the Net Issue shall be available for QIBs out of which 5% shall be available for Mutual Funds Proportionate 5% to Mutual Funds on proportionate basis. Balance to QIBs including Mutual Funds Non Institutional Bidders Not less than 11,17,500 equity shares Not less than 15% of the Net Issue Proportionate 70 Equity Shares and Such number of Equity Such number of thereafter in Shares that the Bid Equity Shares multiples of 70 Amount exceeds Rs. that the Bid Equity Shares 1,00,000 and in Amount exceeds multiples of 70 equity shares thereafter Rs. 1,00,000 and in multiples of 70 equity shares thereafter Such number of Such number of Equity Such number of Equity shares so Shares not exceeding Equity Shares as to ensure that the the Net Issue subject not exceeding bid size does not to the Net Issue exceed regulations as subject to 50,000 Equity applicable to the regulations as Shares Bidders applicable to the Bidders Compulsory in Compulsory in Compulsory in Dematerialised form Dematerialised form Dematerialised form One Equity Share One Equity Share One Equity Share Public financial Resident Indian Institutions as individuals, HUF Trading Lot/ Market Lot Who can apply ** Eligible employees being permanent Retail Bidders Not less than 26,07,500 equity shares Not less than 35% of the Net Issue Proportionate 70 Equity Shares and thereafter in multiples of 70 Equity Shares thereafter Such number of Equity Shares so as to ensure that the Bid Amount does not exceed Rs.1,00,000 Compulsory in Dematerialised form One Equity Share Resident Indian Individuals, HUF 49

Terms of Payment Margin Amount employee or the director(s) of the Company who is an Indian national based in India and is physically present in India on the date of submission of the Bid-cum-Application Form. Such person should be an employee or director(s) during the period commencing from the date of filing of the Red Herring Prospectus with RoC up to the Bid/Issue closing date. Individuals forming part of the Promoter /promoter group are not eligible to be treated as eligible employees Margin Amount applicable to Eligible Employees at the time of submission of Bid- cum- Application Form to the Member of the Syndicate Full Bid Amount on Bidding specified in Section 4A of the Companies Act, Scheduled Commercial bank, Mutual Fund registered with SEBI, Foreign Institutional Investor and subaccount registered with SEBI, other than a sub-account which is a foreign corporate or foreign individual, Multilateral and Bilateral Development Financial Institution, Venture Capital funds registered with SEBI, Foreign Venture Capital Investors registered with SEBI, State Industrial Development Corporations, Insurance Company registered with the Insurance Regulatory and Development Authority (IRDA), Provident Funds with minimum corpus of Rs. 2500 Lakhs and Pension Funds with minimum corpus of Rs. 2500 Lakhs in accordance with applicable law, National Investment Fund set up by resolution no. F. No. 2/3/2005-DDII dated November 23, 2005 of Government of India published in the Gazette of India, FIIs registered with SEBI, 10% of the Bid amount on Bidding (in the name of Karta) Companies, Corporate Bodies, Scientific Institutions, Societies and Trusts and NRIs (applying for an amount exceeding Rs.1, 00,000) Margin amount applicable to QIB Bidders at the time of submission of Bidcum-Application Form to the members of the Syndicate Margin Amount applicable to Non Institutional Bidders at the time of submission of Bid-cum- Application Form to the members of the Syndicate Full Bid Amount on Bidding (in the name of the Karta) and eligible NRIs applying for an amount up to Rs.1, 00,000. Margin Amount applicable to Retail Individual Bidder at the time of submission of Bid- cum- Application Form to the members of the Syndicate, Full Bid Amount on Bidding 50

BASIC TERMS OF ISSUE<br />

The Equity Shares being offered are subject to the provisions of the Companies Act, the<br />

Memorandum and Articles of Association of the Company, the terms of this Red Herring<br />

Prospectus, Bid-cum-Application form, the Revision form, the Confirmation of Allocation Note<br />

(“CAN”) and other terms and conditions as may be incorporated in the Allotment Advice, and<br />

other documents/certificates that may be executed in respect of the Issue. The Equity shares<br />

shall also be subject to laws as applicable, guidelines, notifications and regulations relating to<br />

the issue of capital and listing and trading of securities issued from time to time by SEBI,<br />

Government of India, Stock Exchanges, RBI, ROC and/or other authorities, as in force on the<br />

date of the Issue and to the extent applicable.<br />

Public Issue of 75,00,000 Equity Shares of Rs. 10/- each for cash at a price of Rs. [●] per Equity<br />

Share for cash aggregating Rs. [●] Lakhs, comprising of 50,000 Equity Shares of Rs. 10 each<br />

reserved for the Eligible Employees (the “Employee Reservation Portion”) and a Net Issue of<br />

74,50,000 Equity Shares of Rs.10/- each being made through a 100% book building process.<br />

Details of the issue structure is tabulated below:<br />

Particulars<br />

Number of Equity<br />

Shares<br />

Percentage of<br />

Issue size<br />

available for<br />

allocation<br />

Basis of Allocation<br />

or Allotment if<br />

Respective<br />

category is<br />

Oversubscribed<br />

(Subject to<br />

sectoral cap and<br />

specified<br />

investment limits)<br />

Minimum Bid<br />

Maximum Bid<br />

Mode of Allotment<br />

Employees<br />

Reservation<br />

Portion<br />

Upto 50,000 equity<br />

shares<br />

Upto 0.67% of the<br />

Issue size or the<br />

Issue less Net Issue<br />

Proportionate<br />

QIBs<br />

Up to 37,25,000 equity<br />

shares<br />

Up to 50% of the Net<br />

Issue shall be available<br />

for QIBs out of which<br />

5% shall be available<br />

for Mutual Funds<br />

Proportionate 5% to<br />

Mutual Funds on<br />

proportionate basis.<br />

Balance to QIBs<br />

including Mutual<br />

Funds<br />

Non<br />

Institutional<br />

Bidders<br />

Not less than<br />

11,17,500 equity<br />

shares<br />

Not less than<br />

15% of the Net<br />

Issue<br />

Proportionate<br />

70 Equity Shares and Such number of Equity Such number of<br />

thereafter in Shares that the Bid Equity Shares<br />

multiples of 70 Amount exceeds Rs. that the Bid<br />

Equity Shares<br />

1,00,000 and in Amount exceeds<br />

multiples of 70 equity<br />

shares thereafter<br />

Rs. 1,00,000 and<br />

in multiples of 70<br />

equity shares<br />

thereafter<br />

Such number of Such number of Equity Such number of<br />

Equity shares so Shares not exceeding Equity Shares<br />

as to ensure that the the Net Issue subject not exceeding<br />

bid size does not to<br />

the Net Issue<br />

exceed<br />

regulations as<br />

subject to<br />

50,000 Equity applicable to the regulations as<br />

Shares<br />

Bidders<br />

applicable to the<br />

Bidders<br />

Compulsory in Compulsory in<br />

Compulsory in<br />

Dematerialised form Dematerialised form Dematerialised<br />

form<br />

One Equity Share One Equity Share One Equity<br />

Share<br />

Public financial Resident Indian<br />

Institutions as individuals, HUF<br />

Trading Lot/<br />

Market Lot<br />

Who can apply ** Eligible employees<br />

being permanent<br />

Retail Bidders<br />

Not less than<br />

26,07,500 equity<br />

shares<br />

Not less than<br />

35% of the Net<br />

Issue<br />

Proportionate<br />

70 Equity Shares<br />

and thereafter in<br />

multiples of 70<br />

Equity Shares<br />

thereafter<br />

Such number of<br />

Equity Shares so<br />

as to ensure that<br />

the Bid<br />

Amount does not<br />

exceed<br />

Rs.1,00,000<br />

Compulsory in<br />

Dematerialised<br />

form<br />

One Equity<br />

Share<br />

Resident Indian<br />

Individuals, HUF<br />

49

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