RED HERRING PROSPECTUS Dated August 24 ... - Globus Spirits

8. Mr. Ashok Kumar 33 0.0003
9. Mr. S.S.Sharma 33 0.0003
10. Mr. Amitabh Sangal 33 0.0003
Total 1,22,57,693 100.00
* Issued Capital here represents 1,22,57,741 Equity Shares
c. Top ten shareholders two years prior to date of filing of this Red Herring Prospectus with
the SEBI are as follows:
Sl.
No.
Name of the Shareholder
Number of
Shares
* % of Issued
capital
1. Chand Bagh Investments Ltd. 1,13,67,510 96.68
2. Deepak Roy & Mrs. Alka Roy 2,25,000 1.91
3. Tinna Finex Ltd. 1,65,000 1.40
4. Mr. Rajat Sangal 51 0.0004
5. Mr. Gautam Khandelwal 33 0.0003
6. Mr. Ashok Kumar 33 0.0003
7. Mr. S.S. Sharma 33 0.0003
8. Mr. Amitabh Sangal 33 0.0003
9. Rajesh Kumar 18 0.0002
10 Sharan Singh 15 0.0001
Total 1,17,57,726 100.00
* Issued Capital here represents 1,17,57,741 Equity Shares
13. No Equity Shares have been sold or purchased by the Promoter and the Promoters’ Group
during the period of six months preceding the date of filing this Red Herring Prospectus.
14. The Company, its Promoters, Promoter Group, Directors and/or the BRLMs of the Issue have
not entered into any ‘buy-back’ or ‘standby’ arrangement for purchase of the Equity Shares
being offered through this Red Herring Prospectus.
15. An over-subscription to the extent of 10% of the Issue size can be retained for the purpose
of rounding off to the nearest multiple of minimum allotment lot, while finalizing the
allotment.
16. The Company has not raised any bridge loan from any Bank against the proceeds of this
Issue.
17. There are no partly paid up Equity Shares as on the date of Red Herring Prospectus.
18. The Equity Shares offered through the Issue will be fully paid up, and hence there shall be
no partly paid shares in this issue.
19. An investor cannot make a Bid for more than the number of Equity Shares offered under the
Issue, subject to the maximum limit of investment prescribed under relevant laws applicable
to each category of investor.
20. A total of 50,000 Equity Shares have been reserved for allocation to the Eligible Employees
on competitive basis, subject to valid bids being received at or above the issue price.
Employees can also make Bids in the Net Issue to Public and such Bids shall not be treated
as multiple Bids.
21. Under-subscription, if any, in the Reservation for Eligible Employees shall be added back to
the Net issue. In case of under-subscription in the Net Issue, spill over to the extent of
under subscription shall be permitted from the Employee Reservation Portion.
22. The Issue is being made through the 100% Book Building Process wherein up to 50% of the
Net Issue shall be allotted to Qualified Institutional Buyers on a proportionate basis out of
which 5% shall be available for allocation on a proportionate basis to Mutual Funds only. The
remainder shall be available for allotment on a proportionate basis to QIBs and Mutual
Funds, subject to valid bids being received from them at or above the Issue Price. Further,
not less than 15% of the Net Issue would be allocated to Non-Institutional Bidders and not
less than 35% of the Net Issue would be allocated to Retail Individual Bidders on a
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