RED HERRING PROSPECTUS Dated August 24 ... - Globus Spirits
RED HERRING PROSPECTUS Dated August 24 ... - Globus Spirits RED HERRING PROSPECTUS Dated August 24 ... - Globus Spirits
Promoters may be pledged only with banks or financial institutions as collateral security for loans granted by such banks or financial institutions, provided the pledge of such shares is one of the terms of sanction of loan. Further, securities locked in as minimum promoters contribution under Clause 4.11.1 may be pledged only if, in addition to fulfilling the above condition, the loan has been granted by such bank or financial institution for the purpose of financing one or more of the objects of the Issue. 5. In terms of Clause 4.16.1(b) of the SEBI Guidelines, locked – in Equity Shares held by the Promoters may be transferred to and amongst the Promoter/Promoter Group or to a new promoter or persons in control of the Company subject to continuation of the lock-in in the hands of the transferees for the remaining period and compliance with the Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 1997, as applicable. 6. Further, in terms of Clause 4.16.1(a) of the SEBI Guidelines, locked – in Equity Shares held by shareholders other than the Promoter may be transferred to any other person holding shares which are locked-in as per Clause 4.14 of the SEBI Guidelines, subject to continuation of the lock-in in the hands of the transferees for the remaining period and compliance with the Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 1997, as applicable. 7. The lock-in period shall commence from the date of allotment of Equity Shares in this issue and the last date of the lock-in shall be reckoned as three years or one year, as applicable, from the date of commercial production or date of allotment of shares in the public issue, whichever is later. 8. In case the final allotment of equity shares exceeds the number of equity shares offered through this issue on account of rounding off to the nearest integer as decided at the time of allotment, the number of shares to be locked in for three years shall be calculated on the increased allotted share capital. 9. The securities which are subject to lock-in shall carry the inscription "non-transferable" and the non-transferability details shall be informed to the depositories. The details of lock-in shall also be provided to BSE and NSE, where the shares are to be listed, before the listing of the securities. 10. Pre-issue and Post-issue Shareholding pattern of the Promoters and the promoters group is as under: Name of the Shareholder Pre Issue Post Issue Number of Shares %age Holding Number of Shares %age Holding Promoter Chand Bagh Investments Limited 1,13,67,510 92.74 1,13,67,510 57.53 Sub Total (a) 1,13,67,510 92.74 1,13,67,510 57.53 Promoters’ Group - - - - Globus Infosys Private Limited 4,50,000 3.67 4,50,000 2.28 Sub Total (b) 4,50,000 3.67 4,50,000 2.28 Shareholding of Promoters’ & Promoters Group (a+b) 1,18,17,510 96.41 1,18,17,510 59.81 11. Shareholding pattern - Pre-issue and Proposed Post Issue Share Holding Pattern of the Company is as under: Category Code (A) Category of Shareholder Shareholding of promoter and promoter No. of Share holde rs Total no. of shares No. of share s held in de materi alized form Total shareholding as a percentage of total number of shares (Pre-Issue) As a Percent age of (A + B ) As a Percentag e of (A+B+C) Total Number of shares Total Shareholding as a % of total number of shares (Post-Issue) As a % of (A + B ) As a % of (A+B+C) 27
Category Code Category of Shareholder No. of Share holde rs Total no. of shares No. of share s held in de materi alized form Total shareholding as a percentage of total number of shares (Pre-Issue) As a Percent age of (A + B ) As a Percentag e of (A+B+C) Total Number of shares Total Shareholding as a % of total number of shares (Post-Issue) As a % of (A + B ) As a % of (A+B+C) group (1) Indian (a) Individuals/Hind -- -- -- -- -- -- -- -- u undivided Family (b) Central -- -- -- -- -- -- -- -- Government/ State Government(s) (c) Bodies Corporate 2 1,18,17,510 96.41 96.41 1,18,17,510 59.81 59.81 ( d) Financial -- -- -- -- -- -- -- -- Institutions/ Banks (e) Any other -- -- -- -- -- -- -- -- (Specify) Sub-Total (A) 2 1,18,17,510 96.41 96.41 1,18,17,510 59.81 59.81 (1) (2) Foreign (a) Individuals ( Non -- -- -- -- -- -- -- -- Resident Individuals/Forei gn Individuals) (b) Bodies Corporate -- -- -- -- -- -- -- -- (c) Institutions -- -- -- -- -- -- -- -- (d) Any Other -- -- -- -- -- -- -- -- (Overseas Corporate Body) Sub-Total (A) -- -- -- -- -- -- -- -- (2) Total 2 1,18,17,510 96.41 96.41 1,18,17,510 59.81 59.81 Shareholding of Promoter and promoter group (A) = (A)(1)+ (A)(2) (B) Public Shareholding * (1) Institutions (a) Mutual -- -- -- -- -- Funds/UTI (b) Financial -- -- -- -- -- Institutions/ Banks (c) Central -- -- -- -- -- Government/ State Government(s) (d) Venture Capital 1 50,000 -- 0.41 0.41 Funds * (e) Insurance -- -- -- -- -- Companies # (f) Foreign -- -- -- -- -- 79,40,231 40.19 40.19 institutional investor (g) Foreign Venture -- -- -- -- -- Capital Investors (h) Any Other -- -- -- -- -- Sub Total 1 50,000 -- 0.41 0.41 (B)(1) (2) Non Institutions (a) Bodies Corporate 1 1,65,000 -- 1.35 1.35 (b) Individuals- Individual shareholders holding nominal share capital up to Rs 1 lakh 6 198 0.002 0.002 28
- Page 3 and 4: TABLE OF CONTENTS SECTION TITLE PAG
- Page 5 and 6: Chatrath & Co., Chartered Accountan
- Page 7 and 8: Margin Amount Memorandum of Associa
- Page 9 and 10: Company/Industry Related Terms/Tech
- Page 11 and 12: NRE Account Non Resident External A
- Page 13 and 14: • Company’s ability to successf
- Page 15 and 16: The Company constantly endeavours t
- Page 17 and 18: The Company has reported a net nega
- Page 19 and 20: the Excise and liquor sourcing poli
- Page 21 and 22: Writ Petitions related to notificat
- Page 23 and 24: Northern India Alcohol Sales Pvt. L
- Page 25 and 26: 8. Dependence on agri products Mana
- Page 27 and 28: l. In addition to the BRLMs, the Co
- Page 29 and 30: enforced prohibition in 1996, but h
- Page 31 and 32: THE ISSUE Equity Shares offered: Fr
- Page 33 and 34: Particulars As on 31.03.2005 31.03.
- Page 35 and 36: Particulars For the Year/Period End
- Page 37 and 38: BOARD OF DIRECTORS Name of the Dire
- Page 39 and 40: Jawahar Vyapar Bhawan, 14th Floor 1
- Page 41 and 42: STATEMENT OF INTER SE ALLOCATION OF
- Page 43 and 44: The grading is however, constrained
- Page 45 and 46: Industry Outlook & Prospects The do
- Page 47 and 48: on a proportionate basis. For furth
- Page 49 and 50: CAPITAL STRUCTURE OF THE COMPANY Sh
- Page 51 and 52: others # 17.4.1995 $ 2,11,640 10 47
- Page 53: 1.11.1994 Acquisition 18,75,000 10
- Page 57 and 58: 8. Mr. Ashok Kumar 33 0.0003 9. Mr.
- Page 59 and 60: OBJECTS OF THE ISSUE The Company pr
- Page 61 and 62: In case of variations in the actual
- Page 63 and 64: 1. Plant and Machinery for 35 KLPD
- Page 65 and 66: Taxes & Duties 127.00 Total 918.00
- Page 67 and 68: Franchise Fees - - - 4.00 Bond Fees
- Page 69 and 70: Mass Media options: • Hoardings 3
- Page 71 and 72: Alcobrew has vide its letter dated
- Page 73 and 74: K GENERAL CORPORATE PURPOSES: The l
- Page 75 and 76: FUNDS DEPLOYED As per the certifica
- Page 77 and 78: Terms of Payment Margin Amount empl
- Page 79 and 80: BASIS FOR ISSUE PRICE The Issue Pri
- Page 81 and 82: Note: The average return on net wor
- Page 83 and 84: STATEMENT OF TAX BENEFITS TAX BENEF
- Page 85 and 86: According to section 10(38) of the
- Page 87 and 88: As per the provisions of Section 11
- Page 89 and 90: Tax. However, the aforesaid income
- Page 91 and 92: SECTION IV: ABOUT THE ISSUER COMPAN
- Page 93 and 94: In India alcohol is largely produce
- Page 95 and 96: Government Policy & Regulations The
- Page 97 and 98: • Scotch rose by 7.0%. Scotch bra
- Page 99 and 100: substantial market share to India s
- Page 101 and 102: As the Company is increasing its In
- Page 103 and 104: Higher level of instrumentation has
Category<br />
Code<br />
Category of<br />
Shareholder<br />
No. of<br />
Share<br />
holde<br />
rs<br />
Total no. of<br />
shares<br />
No. of<br />
share<br />
s held<br />
in de<br />
materi<br />
alized<br />
form<br />
Total shareholding as<br />
a percentage of total<br />
number of shares<br />
(Pre-Issue)<br />
As a<br />
Percent<br />
age of<br />
(A + B )<br />
As a<br />
Percentag<br />
e of<br />
(A+B+C)<br />
Total<br />
Number of<br />
shares<br />
Total Shareholding as<br />
a % of total number of<br />
shares<br />
(Post-Issue)<br />
As a % of<br />
(A + B )<br />
As a % of<br />
(A+B+C)<br />
group<br />
(1) Indian<br />
(a) Individuals/Hind -- -- -- -- -- -- -- --<br />
u undivided<br />
Family<br />
(b) Central<br />
-- -- -- -- -- -- -- --<br />
Government/<br />
State<br />
Government(s)<br />
(c) Bodies Corporate 2 1,18,17,510 96.41 96.41 1,18,17,510 59.81 59.81<br />
( d) Financial<br />
-- -- -- -- -- -- -- --<br />
Institutions/<br />
Banks<br />
(e) Any other<br />
-- -- -- -- -- -- -- --<br />
(Specify)<br />
Sub-Total (A) 2 1,18,17,510 96.41 96.41 1,18,17,510 59.81 59.81<br />
(1)<br />
(2) Foreign<br />
(a) Individuals ( Non -- -- -- -- -- -- -- --<br />
Resident<br />
Individuals/Forei<br />
gn Individuals)<br />
(b) Bodies Corporate -- -- -- -- -- -- -- --<br />
(c) Institutions -- -- -- -- -- -- -- --<br />
(d) Any Other<br />
-- -- -- -- -- -- -- --<br />
(Overseas<br />
Corporate Body)<br />
Sub-Total (A) -- -- -- -- -- -- -- --<br />
(2)<br />
Total<br />
2 1,18,17,510 96.41 96.41 1,18,17,510 59.81 59.81<br />
Shareholding<br />
of Promoter<br />
and promoter<br />
group (A) =<br />
(A)(1)+ (A)(2)<br />
(B) Public<br />
Shareholding *<br />
(1) Institutions<br />
(a) Mutual<br />
-- -- -- -- --<br />
Funds/UTI<br />
(b) Financial<br />
-- -- -- -- --<br />
Institutions/<br />
Banks<br />
(c) Central<br />
-- -- -- -- --<br />
Government/<br />
State<br />
Government(s)<br />
(d) Venture Capital 1 50,000 -- 0.41 0.41<br />
Funds *<br />
(e) Insurance<br />
-- -- -- -- --<br />
Companies<br />
#<br />
(f) Foreign<br />
-- -- -- -- --<br />
79,40,231 40.19 40.19<br />
institutional<br />
investor<br />
(g) Foreign Venture -- -- -- -- --<br />
Capital Investors<br />
(h) Any Other -- -- -- -- --<br />
Sub Total<br />
1 50,000 -- 0.41 0.41<br />
(B)(1)<br />
(2) Non<br />
Institutions<br />
(a) Bodies Corporate 1 1,65,000 -- 1.35 1.35<br />
(b) Individuals-<br />
Individual<br />
shareholders<br />
holding nominal<br />
share capital up<br />
to Rs 1 lakh<br />
6 198 0.002 0.002<br />
28
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